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Transcript of U.S. District Court Southern District of New York (Foley ... · PDF file Geoff Connors...

  • US District Court Civil Docket as of March 30, 2017 Retrieved from the court on March 30, 2017

    U.S. District Court Southern District of New York (Foley Square)

    CIVIL DOCKET FOR CASE #: 1:11-cv-02279-CM

    In re ADVANCED BATTERY TECHNOLOGIES, INC. SECURITIES LITIGATION Assigned to: Judge Colleen McMahon Related Cases: 1:11-cv-02354-CM 1:11-cv-03098-CM 1:11-cv-04383-CM-DCF 1:11-cv-02849-CM Cause: 15:78m(a) Securities Exchange Act

    Date Filed: 04/01/2011 Date Terminated: 03/24/2014 Jury Demand: Plaintiff Nature of Suit: 890 Other Statutory Actions Jurisdiction: Federal Question

    Lead Plaintiff Ruble Sanderson represented by Marc Ian Gross

    Pomerantz LLP (NYC) 600 Third Avenue, 20th Floor New York, NY 10016 (212)661-1100 Fax: (212) 661-8665 Email: [email protected] ATTORNEY TO BE NOTICED Murielle Jacqueline Steven Pomerantz LLP (NYC) 600 Third Avenue, 20th Floor New York, NY 10016 212-661-1100 Fax: 212-661-8665 Email: [email protected] ATTORNEY TO BE NOTICED

    Plaintiff James Quan Individually and on behalf of all others similarly situated

    represented by Timothy William Brown The Brown Law Firm 127A Cove Road Oyster Bay Cove, NY 11771 516-922-5427 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Brian Philip Murray

  • Glancy Prongay & Murray LLP 230 Park Avenue, Suite 530 New York, NY 10169 212-682-5340 Fax: 212-884-0988 Email: [email protected] ATTORNEY TO BE NOTICED Laurence Matthew Rosen The Rosen Law Firm, P.A. 275 Madison Avenue 34th Floor New York, NY 10016 (212)-686-1060 Fax: (212)-202-3827 Email: [email protected] ATTORNEY TO BE NOTICED Phillip C. Kim The Rosen Law Firm P.A. 275 Madison Avenue 34th floor New York, NY 10016 (212) 686-1060 Fax: (212) 202-3827 Email: [email protected] ATTORNEY TO BE NOTICED

    V.

    Consolidated Plaintiff James M. Burns Individually and on behalf of all others similarly situated

    represented by Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: [email protected] ATTORNEY TO BE NOTICED

    Consolidated Plaintiff Arnold Cohen Individually and on Behalf of All Other Persons Similarly Situated

    represented by Marc Ian Gross (See above for address) ATTORNEY TO BE NOTICED

    Consolidated Plaintiff

  • Geoff Connors Individually and on behalf of all other persons similarly situated

    represented by Jeremy Alan Lieberman Pomerantz LLP 600 Third Avenue, 20th Floor New York, NY 10016 (212)-661-1100 Fax: (212)-661-8665 Email: [email protected] ATTORNEY TO BE NOTICED Marc Ian Gross (See above for address) ATTORNEY TO BE NOTICED

    Consolidated Plaintiff Bristol Investment Fund, Ltd. represented by William Bernard Federman

    Federman & Sherwood 10205 N. Pennsylvania Oklahoma City, OK 73102 (405) 235-1560 Fax: (405) 239-2112 Email: [email protected] ATTORNEY TO BE NOTICED

    Consolidated Plaintiff Gregory Bonin Individually and on behalf of all others similarly situated

    represented by William Bernard Federman (See above for address) ATTORNEY TO BE NOTICED

    V.

    Movant Gary Bleiweiss represented by Curtis Victor Trinko

    Law Offices of Curtis V. Trinko, LLP 16 West 46th Street, Seventh Floor New York, NY 10036 212-490-9550 Fax: 212-986-0158 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

    Movant John R. Overton represented by Mario Alba , Jr

    Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100

  • Fax: 631-367-1173 Email: [email protected] ATTORNEY TO BE NOTICED

    Movant Brian & Cheri Larkowski represented by Joseph R. Seidman

    Bernstein Liebhard, LLP 10 East 40th Street 22nd Floor New York, NY 10016 (212)-779-1414 Fax: (212)-779-3218 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

    Movant Federico Schmid represented by Phillip C. Kim

    The Rosen Law Firm P.A. 350 5th Avenue, Suite 5508 New York, NY 10118 (212) 686-1060 Fax: (212) 202-3827 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

    Movant Jerry Pehlke, Jr. represented by Albert Yong Chang

    Johnson Bottini, LLP 501 W. Broadway Suite 1720 San Diego, CA 92101 (619) 230-0063 Fax: (619) 238-0622 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Brian Philip Murray (See above for address) ATTORNEY TO BE NOTICED

    Movant Bristol Investment Fund, Ltd. represented by William Bernard Federman

    (See above for address) ATTORNEY TO BE NOTICED

    Movant

  • Arnold L. Cohen represented by Murielle Jacqueline Steven (See above for address) ATTORNEY TO BE NOTICED

    V.

    Defendant Advance Battery Technologies, Inc. represented by Lee Scott Shalov

    McLaughlin and Stern, LLP 260 Madison Ave New York, NY 10016 212-448-1100 Fax: 212-448-0066 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Amalia Goldvaser McLaughlin & Stern, 260 Madison Ave. New York, NY 10016 212 448-1100 Fax: 212 448-0066 Email: [email protected] ATTORNEY TO BE NOTICED

    Defendant Zhiguo Fu represented by Lee Scott Shalov

    (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amalia Goldvaser (See above for address) ATTORNEY TO BE NOTICED

    Defendant Guohua Wan represented by Lee Scott Shalov

    (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amalia Goldvaser (See above for address) ATTORNEY TO BE NOTICED

    Defendant Dan Chang TERMINATED: 11/04/2013

    represented by Lee Scott Shalov (See above for address)

  • LEAD ATTORNEY ATTORNEY TO BE NOTICED Amalia Goldvaser (See above for address) ATTORNEY TO BE NOTICED

    Defendant Bagell, Josephs, Levine & Co., LLC TERMINATED: 07/18/2013

    represented by Peter Joseph Larkin Wilson, Elser, Moskowitz, Edelman & Dicker, L.L.P. 3 Gannett Drive White Plains, NY 10604-5639 (914) 323-7000 Fax: (914)-323-7001 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Benjamin Avi Tulis Wilson Elser,Moskowitz Edelman & Dicker LLP(White Plains) 3 Gannett Drive White Plains, NY 10604 (914)-872-7377 Fax: (914)-323-7001 Email: [email protected] ATTORNEY TO BE NOTICED William J. Kelly Wilson Elser,Moskowitz Edelman & Dicker LLP(White Plains) 3 Gannett Drive White Plains, NY 10604 (914)323-7000 Fax: (914)323-7001 Email: [email protected] ATTORNEY TO BE NOTICED

    Defendant Friedman LLP represented by Peter Joseph Larkin

    (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Benjamin Avi Tulis (See above for address) ATTORNEY TO BE NOTICED William J. Kelly

  • (See above for address) ATTORNEY TO BE NOTICED

    Defendant EFP Rotenberg, LLP TERMINATED: 07/18/2013

    represented by Gabriel Mark Nugent Barclay Damon LLP (New York) Seven Time Square New York, NY 10036 (315)425-836 Fax: (315)703-0976 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Paul Andrew Sanders Barclay Damon LLP (ROCH) 2000 HSBC Plaza, 20th Flr. Rochester, NY 14604 (585)-325-7570 Fax: (585)-295-8422 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Thomas B. Cronmiller Barclay Damon LLP ( Rochester) 100 Chestnut St., Suite 2000 Rochester, NY 14604 (585)-295-4424 Fax: (585)-295-8407 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

    Date Filed # Docket Text

    04/01/2011 1 COMPLAINT against Advance Battery Technologies, Inc., Dan Chang, Zhiguo Fu, Guohua Wan. (Filing Fee $ 350.00, Receipt Number 933758)Document filed by James Quan.(ama) (ama). (Entered: 04/04/2011)

    04/01/2011 SUMMONS ISSUED as to Advance Battery Technologies, Inc., Dan Chang, Zhiguo Fu, Guohua Wan. (ama) (Entered: 04/04/2011)

    04/01/2011 Magistrate Judge Debra C. Freeman is so designated. (ama) (Entered: 04/04/2011)

    04/01/2011 Case Designated ECF. (ama) (Entered: 04/04/2011)

    04/14/2011 2 ORDER SCHEDULING AN INITIAL PRETRIAL CONFERENCE. If a conforming case management plan is timely submitted, the parties need not appear for an initial conference, unless there is a motion pending (see Paragraph 4). If the parties fail to agree upon such a plan or fail to submit the plan to the Court within

  • the time provided (thirty days from the date of this order), the parties must appear for a conference on 6/17/2011 in courtroom 14C, 500 Pearl Street, New York, New York 10007 at 10:45 a.m. (Initial Conference set for 6/17/2011 at 10:45 AM in Courtroom 14C, 500 Pearl Street, New York, NY 10007 before Judge Colleen McMahon.) (Signed by Judge Colleen McMahon on 4/14/11) (djc) Modified on 4/14/2011 (djc). (Entered: 04/14/2011)

    05/05/2011 3 NOTICE OF APPEARANCE by Amalia Goldvaser on behalf of Advance Battery Technologies, Inc., Dan Chang, Zhiguo Fu, Guohua Wan (Goldvaser, Amalia) (Entered: 05/05/2011)

    05/05/2011 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by Advance Battery Technologies, Inc..(Goldvaser, Amalia) (Entered: 05/05/2