U.S. District Court Southern District of New York (Foley...

US District Court Civil Docket as of 04/23/2012 Retrieved from the court on April 25, 2012

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:09-cv-01951-DLC

Date Filed: 03/03/2009 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

represented by Richard Wolfe Cohen Lowey Dannenberg Cohen & Hart, P.C. White Plains Plaza One North Broadway Suite 509 White Plains, NY 10601 914-997-0500 Fax: 914-997-0035 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Todd Seth Garber Lowey Dannenberg Cohen & Hart, P.C. White Plains Plaza One North Broadway Suite 509 White Plains, NY 10601 (914)-997-0500 Fax: (914)-997-0035 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daryl Devalerio-Andrews Berman Devalerio 1 Liberty Square Boston, MA 02109

IN RE: General Electric Co. Sec. Litig. Assigned to: Judge Denise L. Cote Member case: (View Member Case) Related Cases: 1:09-cv-02582-DLC

1:09-cv-04130-DLC 1:09-cv-02566-DLC 1:09-cv-04152-DLC 1:09-cv-02084-DLC 1:10-cv-01793-DLC 1:10-cv-01807-DLC

Cause: 15:78m(a) Securities Exchange Act

Lead Plaintiff

State Universities Retirement System of Illinois

(617)-542-8300 Fax: (617)-542-1194 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Glen DeValerio Berman DeValerio One Liberty Square Boston, MA 02109 617-542-8300 Fax: 617-542-1194 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey Craig Block Berman DeValerio (MA) One Liberty Square, 8th Floor Boston, MA 02109 (617) 542-8300 Fax: 617)-542-1194 Email: [email protected] TERMINATED: 11/03/2011

Joseph J. Tabacco , Jr. Berman, DeValerio, Pease, Tabacco, Burt & Pucillo(CA) 425 California Stret Suite 2100 San Franciso, CA 94104 (415) 433-3200 Fax: (415) 433-6382 Email: [email protected]

Kathleen Mary Donovan-Maher Berman, DeValerio & Pease, L.L.P. One Liberty Square Boston, MA 02109 (617) 542-8300 Fax: (617)-542-1194 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Kristin J. Moody Berman De Valerio One Liberty Square

Boston, MA 02109 (617) 542-8300 Fax: (617) 542-1194 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Kyle G DeValerio Berman DeValerio 3507 Kyoto Gardens DRive Suite 200 Palm Beach Gardens, FL 33410 561-835-9400 Fax: 561-835-0322 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Patrick Thomas Egan Berman DeValerio (MA) One Liberty Square, 8th Floor Boston, MA 02109 (617)-542-8300 Fax: (617)-542-1194 Email: [email protected] ATTORNEY TO BE NOTICED

Steven J. Buttacavoli Berman De Valerio One Liberty Square Boston, MA 02109 (617) 542-8300 Fax: (617) 542-1194 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Karen A. Christiansen on behalf of herself and all others similarly situated

represented by Daniella Quitt Harwood Feffer LLP 488 Madison Avenue New York, NY 10022 (212) 935-7400 Fax: (212) 753-3630 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert I. Harwood

Harwood Feffer LLP 488 Madison Avenue New York, NY 10022 212-935-7400 Fax: 212 753-3630 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Samuel Kenneth Rosen Harwood Feffer LLP 488 Madison Avenue New York, NY 10022 (212) 935-7400 Fax: (212) 753-3630 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

represented by Thomas George Ciarlone , Jr Stone Bonner & Rocco LLP 260 Madison Avenue, 17th Floor New York, NY 10016 (212) 239-4340 Fax: (212) 239-4310 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

represented by Karin Elizabeth Fisch Abbey Spanier Rodd Abrams & Paradis, LLP 212 East 39th Street New York, NY 10016 (212) 889-3700 Fax: (212) 684-5191 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Benson Duruaku

Plaintiff

The Kirk Group

V.

Consolidated Plaintiff

Bruce Morgan represented by Karin Elizabeth Fisch

Individually and on behalf of all other

(See above for address) similarly situated

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Nancy Kaboolian Abbey Spanier Rodd Abrams & Paradis, LLP 212 East 39th Street New York, NY 10016 (212) 889-3700 Fax: (212) 684-5191 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED


Denis G. Pare on behalf of himself and all others similarly situated

represented by Albert Yong Chang Johnson Bottini, LLP 501 W. Broadway Suite 1720 San Diego, CA 92101 (619) 230-0063 Fax: (619) 238-0622 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniella Quitt (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Robert I. Harwood (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Samuel Kenneth Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


City of Brockton Contributory Retirement System Individually

represented by Autumn Wind Smith Berman DeValerio (MA) One Liberty Square, 8th Floor Boston, MA 02109 (617) 542-8300

Fax: (617) 542-1194 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey Craig Block (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jason Mathew Leviton Berman DeValerio (MA) One Liberty Square, 8th Floor Boston, MA 02109 (617) 542-8300 Fax: (617) 542-1194 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Joseph J. Tabacco , Jr. (See above for address) ATTORNEY TO BE NOTICED


City of Brockton Contributory Retirement System on behalf of all others similarly situated

represented by Autumn Wind Smith (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey Craig Block (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jason Mathew Leviton (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Joseph J. Tabacco , Jr. (See above for address) ATTORNEY TO BE NOTICED


Bimal K. Gupta represented by Michael Adam Schwartz

on behalf of themselves and all others similarly situated

Horwitz, Horwitz & Paradis, Attorneys at Law 405 Lexington Ave 61st Flr. New York, NY 10174 (212) 986-4500 Fax: (212)986-4501 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Gina M Tufaro Horwitz, Horwitz & Paradis, Attorneys at Law 405 Lexington Ave 61st Flr. New York, NY 10174 (212) 985-4500 Fax: (212) 404-2226 Email: [email protected] ATTORNEY TO BE NOTICED

Paul Oliva Paradis Horwitz, Horwitz & Paradis, Attorneys at Law 405 Lexington Ave 61st Flr. New York, NY 10174 (212) 404-2200 Fax: (212) 404-2226 Email: [email protected] ATTORNEY TO BE NOTICED


Poonam Gupta represented by Michael Adam Schwartz on behalf of themselves and all others

(See above for address)

similarly situated


Gina M Tufaro (See above for address) ATTORNEY TO BE NOTICED

Paul Oliva Paradis (See above for address) ATTORNEY TO BE NOTICED


Robert Schuyler Watson represented by Dennis James Johnson Individually

Johnson & Perkinson 1690 Williston Road South Burlington, VT 05403 (802)-862-0030 Fax: (802)-862-0060 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ralph M. Stone Stone Bonner & Rocco LLP 260 Madison Avenue, 17th Floor New York, NY 10016 (212) 239-4340 Fax: (212) 239-4310 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Eben Ferguson Duval Johnson & Perkinson 1690 Williston Road South Burlington, VT 05403 (802)-862-0030 Fax: (802)-862-0060 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED


Robert Schuyler Watson represented by Dennis James Johnson and on behalf of all others similarly


situated


Ralph M. Stone (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Eben Ferguson Duval (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED


James Klein represented by Joseph Peter Guglielmo

on behalf of himself and all others similarly situated

Scott + Scott, L.L.P.( NYC) 500 Fifth Avenue 40th Floor New York, NY 10110 (212) 223-6444 Fax: (212) 223-6444 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

David R. Scott Scott & Scott, LLC(CT) 156 South Main Street P.O.Box 192 Colchester, CT 06415 (860)537-5537 Fax: (860)537-4432 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Movant

Jack Antaramian represented by Albert Yong Chang (See above for address) ATTORNEY TO BE NOTICED

Frank Rocco Schirripa Horwitz, Horwitz & Paradis, Attorneys at Law 405 Lexington Ave 61st Flr. New York, NY 10174 (212) 404-2200 Fax: (212) 404-2226 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Daniel Eimer

Movant

Ligia Deandrade

V.

Defendant

Jeffrey R. Immelt represented by Greg A. Danilow Weil, Gotshal & Manges LLP (NYC) 767 Fifth Avenue, 25th Fl. New York, NY 10153 2123108000 Fax: 2128333148 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Paul Ivor Dutka Weil, Gotshal & Manges LLP (NYC) 767 Fifth Avenue, 25th Fl. New York, NY 10153 2123108000 Fax: 2128333148 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Brackett B. Denniston, III represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Paul Ivor Dutka (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Pamela Daley represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

Kathryn A. Cassidy represented by Greg A. Danilow (See above for address)



Defendant

Jamie S. Miller represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

John Krenicki represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

John F. Lynch represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

John G. Rice represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Defendant

General Electric Company represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

represented by Greg A. Danilow (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

represented by Greg A. Danilow (See above for address) LEAD ATTORNEY


V.

Consolidated Defendant

Keith Sherin


Michael Neal


James I. Cash, Jr. TERMINATED: 04/18/2012


William M. Castell TERMINATED: 04/18/2012


Ann M. Fudge represented by Greg A. Danilow

TERMINATED: 04/18/2012

(See above for address) LEAD ATTORNEY


Alan G. Lafley TERMINATED: 04/18/2012









Claudio X. Gonzalez TERMINATED: 04/18/2012


Andrea Jung TERMINATED: 04/18/2012


Robert W. Lane TERMINATED: 04/18/2012


Ralph S. Larsen TERMINATED: 04/18/2012


Rochelle B. Lazarus TERMINATED: 04/18/2012


Sam Nunn TERMINATED: 04/18/2012


Roger S. Penske represented by Greg A. Danilow TERMINATED: 04/18/2012


LEAD ATTORNEY


Robert J. Swieringa represented by Greg A. Danilow TERMINATED: 04/18/2012



Robert C. Wright represented by Greg A. Danilow TERMINATED: 04/18/2012



Douglas A. Warner, III

represented by Greg A. Danilow TERMINATED: 04/18/2012



Goldman Sachs & Co. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012

Willkie Farr & Gallagher LLP (NY) 787 Seventh Avenue New York, NY 10019 (212) 728-8725 Fax: (212) 728-8111 Email: [email protected] LEAD ATTORNEY

Richard D. Bernstein Willkie Farr & Gallagher LLP 1875 K Street, N.W. Washington, DC 20006 (202)-303-1108 Fax: (202) 303-2000 Email: [email protected] LEAD ATTORNEY

Frank Michael Scaduto Orrick, Herrington & Sutcliffe LLP (San Francisco) The Orrick Building 405 Howard Street San Francisco, CA 94105 (415)-773-5457 Fax: (415)-773-5759 Email: [email protected] TERMINATED: 09/12/2011

Mei Lin Kwan-Gett Willkie Farr & Gallagher LLP (NY) 787 Seventh Avenue New York, NY 10019 (212)728-8503 Fax: (212)728-8111 Email: [email protected]


Banc of America Securities LLC represented by Antonio Yanez , Jr TERMINATED: 04/18/2012


Richard D. Bernstein (See above for address) LEAD ATTORNEY

Frank Michael Scaduto (See above for address) TERMINATED: 09/12/2011

Mei Lin Kwan-Gett (See above for address)


Citigroup Global Markets Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Deutsche Bank Securities Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012


Richard D. Bernstein





J.P. Morgan Securities Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Morgan Stanley Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Barclays Capital Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012


Richard D. Bernstein (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Credit Suisse Securities (USA) LLC

represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






UBS Securities LLC







ABN Amro Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012


LEAD ATTORNEY





Banca IMI S.P.A. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






BNP Paribas Securities Corp. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012



Frank Michael Scaduto (See above for address) TERMINATED: 09/12/2011 ATTORNEY TO BE NOTICED



Daiwa Securities America Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






HSBC Securities (USA) Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Ing Financial Markets LLC







Lloyds TSB Bank PLC







Merrill Lynch, Pierce Fenner & Smith Inc. TERMINATED: 04/18/2012

represented by Antonio Yanez , Jr (See above for address) LEAD ATTORNEY





Mitsubishi UFJ Securities International represented by Antonio Yanez , Jr plc

(See above for address) TERMINATED: 04/18/2012

LEAD ATTORNEY





Mizuho Securities USA Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Santander Investment Securities Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






SG Americas Securities, LLC





Mei Lin Kwan-Gett



Blaylock Robert Van, LLC







Castleoak Securities L.P. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Samuel A. Ramirez & Co. Inc. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






Utendahl Capital Group, L.L.C. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012






The Williams Capital Group, L.P. represented by Antonio Yanez , Jr TERMINATED: 04/18/2012


Date Filed #

Docket Text




03/03/2009 1 COMPLAINT against John Krenicki, John F. Lynch, John G. Rice, General Electric Company, Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley, Kathryn A. Cassidy, Jamie S. Miller. (Filing Fee $ 350.00, Receipt Number 680267)Document filed by Karen A. Christiansen.(jmi) (ama). (Entered: 03/05/2009)

03/03/2009

SUMMONS ISSUED as to John Krenicki, John F. Lynch, John G. Rice, General Electric Company, Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley, Kathryn A. Cassidy, Jamie S. Miller. (jmi) (Entered: 03/05/2009)

03/03/2009

Magistrate Judge Kevin N. Fox is so designated. (jmi) (Entered: 03/05/2009)

03/03/2009 Case Designated ECF. (jmi) (Entered: 03/05/2009)

04/23/2009 2 REQUEST FOR WAIVER OF SERVICE sent to Greg A. Danilowitz, Esq. Weil Gotshal & Manges. Document filed by Karen A. Christiansen. Request for Waiver Mailed on 3/25/2009. Waiver of Service due by 5/25/2009. (Rosen, Samuel) (Entered: 04/23/2009)

04/23/2009 3 WAIVER OF SERVICE RETURNED EXECUTED. John Krenicki waiver sent on 4/17/2009, answer due 6/16/2009; John F. Lynch waiver sent on 4/17/2009, answer due 6/16/2009; John G. Rice waiver sent on 4/17/2009, answer due 6/16/2009; General Electric Company waiver sent on 4/17/2009, answer due 6/16/2009; Jeffrey R. Immelt waiver sent on 4/17/2009, answer due 6/16/2009; Brackett B. Denniston, III waiver sent on 4/17/2009, answer due 6/16/2009; Pamela Daley waiver sent on 4/17/2009, answer due 6/16/2009; Kathryn A. Cassidy waiver sent on 4/17/2009, answer due 6/16/2009; Jamie S. Miller waiver sent on 4/17/2009, answer due 6/16/2009. Document filed by Karen A. Christiansen. (Rosen, Samuel) (Entered: 04/23/2009)

05/01/2009 4 NOTICE of Motion of Benson Duruaku for Consolidation of Actions, Appointment as I Lead Plaintiff, and Approval of His Selection of Counsel as Lead Counsel. Document

filed by Benson Duruaku. (Ciarlone, Thomas) (Entered: 05/01/2009)

05/01/2009 5 MEMORANDUM OF LAW in Support re: 4 Notice (Other) of the Motion of Benson Duruaku for Consolidation of Actions, Appointment as Lead Plaintiff, and Approval of His Selection of Counsel as Lead Counsel . Document filed by Benson Duruaku. (Ciarlone, Thomas) (Entered: 05/01/2009)

05/01/2009 6 DECLARATION of Eben F. Duval in Support re: 4 Notice (Other). Document filed by Benson Duruaku. (Ciarlone, Thomas) (Entered: 05/01/2009)

05/01/2009 7 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent. Document filed by General Electric Company.(Danilow, Greg) (Entered: 05/01/2009)

05/01/2009 8 NOTICE OF APPEARANCE by Greg A. Danilow on behalf of John Krenicki, John F. Lynch, John G. Rice, General Electric Company, Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley, Kathryn A. Cassidy, Jamie S. Miller (Danilow, Greg) (Entered: 05/01/2009)

05/01/2009 9 NOTICE OF APPEARANCE by Paul Ivor Dutka on behalf of John Krenicki, John F. Lynch, John G. Rice, General Electric Company, Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley, Kathryn A. Cassidy, Jamie S. Miller (Dutka, Paul) (Entered: 05/01/2009)

05/04/2009 10 MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-4130, 09- 4152., MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s)., MOTION to Appoint Counsel as Lead Counsel. Document filed by Benson Duruaku.(Ciarlone, Thomas) (Entered: 05/04/2009)

05/04/2009 11 MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 09- 1951, 09-2084, 09-2566, 09-2582, 09-4130, 09-4152. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). MOTION to Appoint Counsel as Lead Counsel. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s).. Document filed by Benson Duruaku. (Ciarlone, Thomas) (Entered: 05/04/2009)

05/04/2009 12 DECLARATION of Eben F. Duval in Support re: 10 MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-4130, 09-4152. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). MOTION to Appoint Counsel as Lead Counsel. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s).. Document filed by Benson Duruaku. (Ciarlone, Thomas) (Entered: 05/04/2009)

05/04/2009 13 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Consolidate Cases 09cv2084, 09cv2566, 09cv4152 , as well as Appoint Lead Plaintiff and Approval of Selection of Lead Counsel . Document filed by Karen A. Christiansen.(Rosen, Samuel) Modified on 5/5/2009 (jar). (Entered: 05/04/2009)

05/04/2009 14 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in I Support re: 13 MOTION to Consolidate Cases 09cv2084, 09cv2566, 09cv4152 , as

well as Appoint Lead Plaintiff and Approval of Selection of Lead Counsel .. Document filed by Karen A. Christiansen. (Rosen, Samuel) Modified on 5/5/2009 (jar). (Entered: 05/04/2009)

05/04/2009 15 FILING ERROR DEFICIENT DOCKET ENTRY DECLARATION of Samuel K. I Rosen in Support re: 13 MOTION to Consolidate Cases 09cv2084, 09cv2566,

09cv4152 , as well as Appoint Lead Plaintiff and Approval of Selection of Lead Counsel.. Document filed by Karen A. Christiansen. (Attachments: # 1 Exhibit A to Rosen Decl, # 2 Exhibit B to Rosen Decl, # 3 Exhibit C to Rosen Decl, # 4 Exhibit D to Rosen Decl, # 5 Exhibit E to Rosen Decl)(Rosen, Samuel) Modified on 5/5/2009 (jar). (Entered: 05/04/2009)

05/04/2009

16 CERTIFICATE OF SERVICE of Motion to Consoilidate and Lead Counsel served on All Plaintiffs' and Defendants' Counsel on 05/04/2009. Service was made by U.S. Mail and electronic filing. Document filed by Karen A. Christiansen. (Rosen, Samuel) (Entered: 05/04/2009)

05/04/2009 17 MOTION to Appoint Counsel Law Offices Bernard M. Gross, P.C. ., PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s)., MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09- 2582, 09-3787, 09-04130. Document filed by The Kirk Group.(Fisch, Karin) (Entered: 05/04/2009)

05/04/2009 18 MEMORANDUM OF LAW in Support re: 17 MOTION to Appoint Counsel Law Offices Bernard M. Gross, P.C. .PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-3787, 09- 04130.PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s).. Document filed by The Kirk Group. (Fisch, Karin) (Entered: 05/04/2009)

05/04/2009 19 DECLARATION of Karin E. Fisch in Support re: 17 MOTION to Appoint Counsel Law Offices Bernard M. Gross, P.C. .PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-3787, 09- 04130.PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s).. Document filed by The Kirk Group. (Attachments: # 1 Exhibit A-E)(Fisch, Karin) (Entered: 05/04/2009)

05/04/2009 20 FILING ERROR DEFICIENT DOCKET ENTRY MOTION to Appoint State

Universities Retirement System of Illinois to serve as lead plaintiff(s) and Approve Its Choice of Lead Counsel ., MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. Document filed by State Universities Retirement System of Illinois.(Garber, Todd) Modified on 5/5/2009 (jar). (Entered: 05/04/2009)

05/04/2009 21 FILING ERROR DEFICIENT DOCKET ENTRY MEMORANDUM OF LAW in Support re: 20 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s) and Approve Its Choice of Lead Counsel . MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09- civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s) and Approve Its Choice of Lead Counsel .. Document filed by State Universities Retirement System of Illinois. (Garber, Todd) Modified on 5/5/2009 (jar). (Entered: 05/04/2009)

05/04/2009 22 FILING ERROR DEFICIENT DOCKET ENTRY DECLARATION of Jeffrey C. Block in Support re: 20 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s) and Approve Its Choice of Lead Counsel . MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s) and Approve Its Choice of Lead Counsel .. Document filed by State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Garber, Todd) Modified on 5/5/2009 (jar). (Entered: 05/04/2009)

05/04/2009 23 MOTION to Consolidate Cases 09-1951; 09-2084; 09-2566; 09-2582; 09-4130., MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s)., MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel. Document filed by Jack Antaramian.(Schirripa, Frank) (Entered: 05/04/2009)

05/04/2009 24 MEMORANDUM OF LAW in Support re: 23 MOTION to Consolidate Cases 09- 1951; 09-2084; 09-2566; 09-2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s).. Document filed by Jack Antaramian. (Schirripa, Frank) (Entered: 05/04/2009)

05/04/2009 25 DECLARATION of Albert Chang in Support re: 23 MOTION to Consolidate Cases 09-1951; 09-2084; 09-2566; 09-2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel . MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s).. Document filed by Jack Antaramian. (Attachments: # 1 Exhibit Exh.A-C, # 2 Exhibit Exh D, # 3 Exhibit Exh E, # 4 Exhibit Exh F, # 5 Exhibit Exh G, # 6 Exhibit Exh H, # 7 Exhibit Exh I, # 8 Exhibit Exh J.1, # 9 Exhibit Exh J.2, # 10 Exhibit Exh K)(Schirripa, Frank) (Entered: 05/04/2009)

05/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Samuel Rosen to RE-FILE Document 13 MOTION to Consolidate Cases 09cv2084, 09cv2566, 09cv4152 , as well as Appoint Lead Plaintiff and Approval of Selection of Lead Counsel . ERROR(S): When filing a

Motion with multiple requests each specific request must be selected from the Motions menu. (jar) (Entered: 05/05/2009)

05/04/2009

05/04/2009

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Samuel Rosen to RE-FILE Document 14 Memorandum of Law in Support of Motion. ERROR(S): A document cannot be linked to a filing error. Re-file and link to correctly filed Motion. (jar) (Entered: 05/05/2009)

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Samuel Rosen to RE-FILE Document 15 Declaration in Support of Motion. ERROR(S): A document cannot be linked to a filing error. Re-file and link to correctly filed Motion. (jar) (Entered: 05/05/2009)

05/04/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Todd Garber to RE-FILE Document 20 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s) and Approve Its Choice of Lead Counsel . MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. ERROR(S): When filing a Motion with multiple requests each specific request must be selected from the Motions menu (ex/ Appoint Lead Plaintiff(s), Consolidate Case, Appoint Counsel). (jar) (Entered: 05/05/2009)

05/05/2009 26 MOTION to Appoint Counsel Harwood Feffer LLP ., MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and., MOTION to Consolidate Cases 09cv2084, 09cv2566 and 09cv4152. Document filed by Karen A. Christiansen.(Rosen, Samuel) (Entered: 05/05/2009)

05/05/2009

05/05/2009

27 MEMORANDUM OF LAW in Support re: 26 MOTION to Appoint Counsel Harwood Feffer LLP . MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and. MOTION to Consolidate Cases 09cv2084, 09cv2566 and 09cv4152. MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and.. Document filed by Karen A. Christiansen. (Rosen, Samuel) (Entered: 05/05/2009)

28 DECLARATION of Samuel K. Rosen in Support re: 26 MOTION to Appoint Counsel Harwood Feffer LLP . MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and. MOTION to Consolidate Cases 09cv2084, 09cv2566 and 09cv4152. MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and.. Document filed by Karen A. Christiansen. (Attachments: # 1 Exhibit A to Rosen Declaration, # 2 Exhibit B to Rosen Declaration, # 3 Exhibit C to Rosen Declaration, # 4 Exhibit D to Rosen Declaration, # 5 Exhibit E to Rosen Declaration)(Rosen, Samuel) (Entered: 05/05/2009)

05/05/2009 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s)., MOTION to Appoint Counsel., MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. Document filed by State Universities Retirement System of Illinois.(Garber, Todd) (Entered: 05/05/2009)

05/05/2009 30 MEMORANDUM OF LAW in Support re: 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-

civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s).. Document filed by State Universities Retirement System of Illinois. (Garber, Todd) (Entered: 05/05/2009)

05/05/2009

05/11/2009

05/11/2009

05/22/2009

05/22/2009

31 DECLARATION of Jeffrey C. Block in Support re: 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s).. Document filed by State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Garber, Todd) (Entered: 05/05/2009)

32 ORDER: Defendants are not required to answer or otherwise respond to the individual complaints in the above-listed cases absent further order of the Court. Motions for consolidation and for the appointment of lead plaintiff and/or lead counsel in the securities class actions was due on May 4, 2009. Any opposition papers shall be filed by May 25, 2009, and any reply papers shall be filed by June 1, 2009. Once appointed by the Court, lead counsel for plaintiffs and counsel for defendants shall meet and confer within thirty days of the entry of the order appointing suchcounsel. They shall agree upon a schedule for submission to the Court, for its approval, setting dates for the filing of consolidated amended complaints and briefing on defendants' motions to dismiss or other response. SO ORDERED. (Signed by Judge Denny Chin on 5/11/2009) (tve) (Entered: 05/11/2009)

Set/Reset Deadlines: Replies due by 6/1/2009. Responses due by 5/25/2009 (tve) (Entered: 05/11/2009)

33 NOTICE of Notice of Withdrawl of Benson Duruaku's motion for consolidation of actions, appointment as lead plaintiff, and appointment of his selection of counsel as lead counsel re: 4 Notice (Other). Document filed by Benson Duruaku. (Ciarlone, Thomas) (Entered: 05/22/2009)

40 ENDORSED LETTER addressed to Judge Denny Chin from Jeffrey C. Block dated 5/20/2009 re: I, along with my partner Joseph J. Tabacco, Jr., am counsel for movant State Universities Retirement System of Illinois, who is currently seeking consolidation of the above-captioned actions and appointment as lead plaintiff and lead counsel in these securities class actions. On March 11, 2009, this Court entered an Order that any opposition papers to the motions seeking consolidation and appointment as lead plaintiff and/or lead counsel shall be filed by May 25, 2009 and any reply papers shall be filed by June 1, 2009. Since May 25, 2009 is Memorial Day, we would respectfully request that the Court allow the filing of opposition papers on May 26, 2009 and reply papers to be filed on June 2, 2009. ENDORSEMENT: Approved. SO ORDERED. ( Replies due by 6/2/2009, Responses due by 5/26/2008.) (Signed by Judge Denny Chin on 5/22/2009) (jmi) Modified on 6/3/2009 (jmi). (Entered: 05/28/2009)

05/22/2009

42 ENDORSED LETTER addressed to Judge Denny Chin from Jeffrey Block dated 5/20/09 re: Motions seeking consolidation/appointment of lead counsel: opposition due date extension to 5/26/09 and reply due date to 6/2/09. ENDORSEMENT: Approved. Set Deadlines/Hearing as to 17 MOTION to Appoint Counsel Law Offices

Bernard M. Gross, P.C. .PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-3787, 09- 04130.PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s)., 26 MOTION to Appoint Counsel Harwood Feffer LLP . MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and. MOTION to Consolidate Cases 09cv2084, 09cv2566 and 09cv4152. MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and., 23 MOTION to Consolidate Cases 09-1951; 09-2084; 09-2566; 09- 2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s)., 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09- civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-4130, 09-4152. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). MOTION to Appoint Counsel as Lead Counsel. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). :( Responses due by 5/26/2009. Replies due by 6/2/2009.) (Signed by Judge Denny Chin on 5/22/09) (cd) (Entered: 05/29/2009)

05/26/2009 34 MEMORANDUM OF LAW in Opposition re: 17 MOTION to Appoint Counsel Law Offices Bernard M. Gross, P.C. .PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-3787, 09- 04130.PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s)., 23 MOTION to Consolidate Cases 09- 1951; 09-2084; 09-2566; 09-2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 09- 1951, 09-2084, 09-2566, 09-2582, 09-4130, 09-4152. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). MOTION to Appoint Counsel as Lead Counsel. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s)., 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s).. Document filed by Karen A. Christiansen. (Rosen, Samuel) (Entered: 05/26/2009)

05/26/2009 35 DECLARATION of Samuel K. Rosen in Opposition re: 17 MOTION to Appoint Counsel Law Offices Bernard M. Gross, P.C. .PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-3787, 09- 04130.PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s)., 23 MOTION to Consolidate Cases 09- 1951; 09-2084; 09-2566; 09-2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel. MOTION to Appoint

Jack Antaramian to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 09- 1951, 09-2084, 09-2566, 09-2582, 09-4130, 09-4152. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). MOTION to Appoint Counsel as Lead Counsel. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s)., 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s).. Document filed by Karen A. Christiansen. (Attachments: # 1 Exhibit A to Samuel K. Rosen Declaration)(Rosen, Samuel) (Entered: 05/26/2009)

05/26/2009 36 CERTIFICATE OF SERVICE of Memorandum of Law, Declaration served on All Defendants on 5/26/2009. Document filed by Karen A. Christiansen. (Rosen, Samuel) (Entered: 05/26/2009)

05/26/2009 37 MEMORANDUM OF LAW in Support re: 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09- civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE MOTION OF THE STATE UNIVERSITIES RETIREMENT SYSTEM OF ILLINOIS FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF ITS SELECTION OF LEAD COUNSEL AND IN OPPOSITION TO ALL COMPETING MOTIONS . Document filed by State Universities Retirement System of Illinois. (Block, Jeffrey) (Entered: 05/26/2009)

05/26/2009 38 DECLARATION of Jeffrey C. Block in Support re: 37 Memorandum of Law in Support of Motion,,. Document filed by State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Block, Jeffrey) (Entered: 05/26/2009)

05/26/2009 39 MEMORANDUM OF LAW in Opposition re: 17 MOTION to Appoint Counsel Law Offices Bernard M. Gross, P.C. .PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s). MOTION to Consolidate Cases 09-1951, 09-2084, 09-2566, 09-2582, 09-3787, 09- 04130.PROPOSED MOTION to Appoint William K. Kirk and William D. Manca DiVillahermosa to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 09- 1951, 09-2084, 09-2566, 09-2582, 09-4130, 09-4152. MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s). MOTION to Appoint Counsel as Lead Counsel . MOTION to Appoint Benson Duruaku to serve as lead plaintiff(s)., 26 MOTION to Appoint Counsel Harwood Feffer LLP . MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and. MOTION to Consolidate Cases 09cv2084, 09cv2566 and 09cv4152. MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and., 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09- civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). And in further support of Motion to Appoint Jack Antaramian as lead plaintiff . Document filed by Jack Antaramian. (Schirripa, Frank) (Entered: 05/26/2009)

05/28/2009 41 NOTICE OF APPEARANCE by Albert Yong Chang on behalf of Jack Antaramian (Chang, Albert) (Entered: 05/28/2009)

06/02/2009

06/02/2009

06/02/2009

06/02/2009

06/15/2009

07/29/2009

43 REPLY MEMORANDUM OF LAW in Support re: 26 MOTION to Appoint Counsel Harwood Feffer LLP . MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and. MOTION to Consolidate Cases 09cv2084, 09cv2566 and 09cv4152. MOTION to Appoint Daniel Eimer & Ligia DeAndrade to serve as lead plaintiff(s) and.. Document filed by Daniel Eimer, Ligia Deandrade, Karen A. Christiansen. (Rosen, Samuel) (Entered: 06/02/2009)

44 REPLY MEMORANDUM OF LAW in Support re: 29 MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 09-civ-1951 09-civ-2084 09-civ-2582 09-civ-2566 09-civ-3787 09-civ-4130 09-civ-4152. MOTION to Appoint State Universities Retirement System of Illinois to serve as lead plaintiff(s). REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE MOTION OF THE STATE UNIVERSITIES RETIREMENT SYSTEM OF ILLINOIS FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF ITS SELECTION OF LEAD COUNSEL AND IN OPPOSITION TO ALL COMPETING MOTIONS . Document filed by State Universities Retirement System of Illinois. (Block, Jeffrey) (Entered: 06/02/2009)

45 REPLY MEMORANDUM OF LAW in Support re: 23 MOTION to Consolidate Cases 09-1951; 09-2084; 09-2566; 09-2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel . MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s).. Document filed by Jack Antaramian. (Schirripa, Frank) (Entered: 06/02/2009)

46 DECLARATION of Albert Chang in Support re: 23 MOTION to Consolidate Cases 09-1951; 09-2084; 09-2566; 09-2582; 09-4130. MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s). MOTION to Appoint Counsel Johnson Bottini, LLP as Lead Counsel and Horwitz, Horwitz & Paradis as Liaison Counsel . MOTION to Appoint Jack Antaramian to serve as lead plaintiff(s).. Document filed by Jack Antaramian. (Attachments: # 1 Exhibit Ex 1, # 2 Exhibit Ex 2, # 3 Exhibit Ex 3, # 4 Exhibit Ex 4)(Schirripa, Frank) (Entered: 06/02/2009)

47 ENDORSED LETTER addressed to Judge Denny Chin from Jeffrey C. Block dated 6/10/09 re: Counsel for State Universities Retirement System of Illinois requests leave to file a sur-reply or if the Court is going to hold oral argument, to address this issue at the hearing in lieu of filing a sur-reply brief. ENDORSEMENT: The request for leave to file a sur-reply is denied. So Ordered. (Signed by Judge Denny Chin on 6/15/09) (dle) (Entered: 06/15/2009)

48 MEMORANDUM DECISION: For the reasons set forth herein, the seven related securities actions are consolidated. SURS is appointed lead plaintiff and its choice for lead and liaison counsel is approved. Lead counsel shall submit a proposed consolidation order on notice within ten days hereof. The parties shall meet and confer within twenty days hereof to agree upon an initial case management order for submission to the Court, for its approval. (Signed by Judge Denny Chin on 7/29/09) Filed In Associated Cases: 1:09-cv-01951-DC et al.(tro) (Entered: 07/29/2009)

08/10/2009 49 NOTICE of Notice of Proposed Order Consolidating Actions. Document filed by State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit A)(Block, Jeffrey) (Entered: 08/10/2009)

08/19/2009

08/20/2009

08/21/2009

08/31/2009

08/31/2009

09/14/2009

50 ORDER CONSOLIDATING ACTIONS: The above-captioned actions are consolidated for all purposes ("Consolidated Action"). This Order shall apply to the Consolidated Action and to each case that is subsequently filed in this Court or transferred to this Court that relates to the same subject matter as in the Consolidated Action. A Master Docket and Master File shall be established for the Consolidated Action. The Clerk shall file all pleadings in the Master File and note such filings on the Master Docket. All orders, pleadings, motions and other documents shall, when filed and docketed in the Master file, be deemed filed and docketed in each of the individual actions, unless otherwise stated. An original of this Order shall be filed by the Clerk in the Master File. The Clerk shall mail a copy ofthis Order to counsel of record in the Consolidated Action. Every pleading in the Consolidated Action shall bear the following caption: In re General Electric Co. Sec. Litig. Civ. No. 09-CIV-3787 (DC). IT IS SO ORDERED. (Signed by Judge Denny Chin on 8/18/2009) Filed In Associated Cases: 1:09-cv-01951-DC et al.(tve) (Entered: 08/19/2009)

51 STIPULATION REGARDING INITIAL CASE MANAGEMENT ORDER: Lead Plaintiff shall file and serve a Consolidated Amended Complaint on or before 10/2/09. Defendants shall file and serve responsive pleading(s) or motion(s) on or before 11/16/09. If any defendant moves to dismiss the Consolidated Complaint, Lead Plaintiff shall file and serve a response to such motion on or before 1/11/2010. Defendants shall file and serve reply brief(s) on or before 2/12/2010. Discovery in this action is stayed, pursuant to 15 U.S.C. 77z-(1)(b)(I) and 15 U.S.C. 78u-4(b)(3)(B). (Signed by Judge Denny Chin on 8/20/09) (tro) (Entered: 08/21/2009)

Set Deadlines/Hearings: Replies due by 2/12/2010. Responses due by 1/11/2010 (tro) (Entered: 08/21/2009)

52 AMENDED ORDER CONSOLIDATING ACTIONS: This order supersedes the Court's August 19,2009 order. Paragraph 5 of the August 19, 2009 order provided the wrong caption to be used on future pleadings in this case. Every pleading in the Consolidated Action shall bear the following caption: In re General Electric Co. Sec. Litig. Civ. No. 09-CIV-1951 (DC). IT IS SO ORDERED. (Signed by Judge Denny Chin on 8/31/2009) Filed In Associated Cases: 1:09-cv-01951-DC et al.(tve) (Entered: 08/31/2009)

53 ORDER: Plaintiff Jack Antaramian's letter dated August 21, 2009 is treated as a motion to certify the Court's July 29, 2009 Order for interlocutory appeal under 28 U.S.C. § 1292(b). Any party wishing to oppose the motion shall respond by September 14, 2009. Antaramian shall reply by September 21, 2009. SO ORDERED. (Signed by Judge Denny Chin on 8/31/2009) (tve) (Entered: 08/31/2009)

54 OPPOSITION BRIEF re: 53 Order, Set Motion and R&R Deadlines/Hearings,, - LEAD PLAINTIFF'S OPPOSITION TO JACK ANTARAMIAN'S MOTION TO CERTIFY THE COURT'S JULY 29, 2009 ORDER FOR INTERLOCUTORY APPEAL UNDER 28 U.S.C. SECTION 1292(b) . Document filed by State Universities Retirement System of Illinois.(Block, Jeffrey) (Entered: 09/14/2009)

09/21/2009 55 FILING ERROR - WRONG EVEN TYPE SELECTED FROM MENU - MOTION

for Leave to Appeal Reply Memorandum of Law in Support ofMotion for Certification Under Section 1292 (b) Document filed by Jack Antaramian.(Chang, Albert) Modified on 9/22/2009 (db). (Entered: 09/21/2009)

09/21/2009 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Albert Yong Chang to RE-FILE Document 55 MOTION for Leave to Appeal Reply Memorandum of Law in Support of Motion for Certification Under Section 1292 (b) . Use the event type Reply Memorandum of Law in Support (non-motion) found under the event list Other Answers, then link to 53 ORDER. (db) (Entered: 09/22/2009)

09/22/2009 56 REPLY MEMORANDUM OF LAW in Support re: 53 Order, Set Motion and R&R Deadlines/Hearings,, of Motion for Certification Under Section 1292 (b) . Document filed by Jack Antaramian. (Chang, Albert) (Entered: 09/22/2009) -

09/25/2009 57 ORDER: By letter dated August 21, 2009, proposed lead plaintiff Jack Antaramian moved to certify an appeal pursuant to 28 U.S.C. 1292(b) from this Court's July 29, 2009, decision. The motion is denied, for Antaramian has not shown that the requirements for granting such a certification have been met. In particular, I conclude that an interlocutory appeal would delay rather than advance the ultimate termination of this litigation. (Signed by Judge Denny Chin on 9/25/2009) (jfe) (Entered: 09/28/2009)

10/02/2009 59 AMENDED COMPLAINT amending 1 Complaint, against John Krenicki, John F. Lynch, John G. Rice, General Electric Company, Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley, Kathryn A. Cassidy, Jamie S. Miller.Document filed by State Universities Retirement System of Illinois. Related document: 1 Complaint, filed by Karen A. Christiansen. (Received in the night deposit box on 10/2/09 at 9:16pm) (mro) (Entered: 11/02/2009)

10/05/2009 58 CERTIFICATE OF SERVICE of Consolidated Class Action Complaint for Violations of the Federal Securities Laws served on the attorney of record for each other party on 10/2/2009. Service was made by Mail or Email. Document filed by State Universities Retirement System of Illinois. (Garber, Todd) (Entered: 10/05/2009)

11/03/2009 60 AFFIDAVIT OF SERVICE of Summons and Consolidated Class Action Complaint served on Jeffrey S. Bornstein, William H. Cary, James J. Mulva and Susan Hockfield on 11/2/2009. Service was accepted by Greg A. Danilow, Esquire. Document filed by State Universities Retirement System of Illinois. (Block, Jeffrey) (Entered: 11/03/2009)

11/06/2009 61 NOTICE OF CHANGE OF ADDRESS by Albert Yong Chang on behalf of Jack Antaramian, Denis G. Pare. New Address: JOHNSON BOTTINI, LLP, 501 W. Broadway, Suite 1720, San Diego, CA, U.S. 92101, (619) 230-0063. (Chang, Albert) (Entered: 11/06/2009)

11/12/2009 62 STIPULATION AND ORDER REGARDING MOTIONS TO DISMISS by Lead Plaintiff, the General Electric Defendants, and the Underwriter Defendants, through their respective counsel of record as follows: Defendants shall file motions to dismiss by November 24, 2009. The General Electric Defendants' memorandum of law in support thereof shall not exceed 60 pages, and the Underwriter Defendants' memorandum of law in support thereof shall not exceed 35 pages. Lead Plaintiff shall file its opposition to the motions to dismiss by January 29, 2010. Defendants shall file

their replies on the motions to dismiss by March 2, 2010. ( Motions due by 11/24/2009, Replies due by 3/2/2010, Responses due by 1/29/2010) (Signed by Judge Denny Chin on 11/12/2009) (jmi) Modified on 11/13/2009 (jmi). (Entered: 11/13/2009)

11/24/2009

11/24/2009

11/24/2009

11/24/2009

63 NOTICE OF APPEARANCE by Antonio Yanez, Jr on behalf of Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P. (Attachments: # 1 Certificate of Service)(Yanez, Antonio) (Entered: 11/24/2009)

64 NOTICE OF APPEARANCE by Frank Michael Scaduto on behalf of Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group,

- L.P. (Attachments: # 1 Certificate of Service)(Scaduto, Frank) (Entered: 11/24/2009)

65 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Certificate of Service)(Yanez, Antonio) (Entered: 11/24/2009)

66 MOTION to Dismiss the Consolidated Class Action Complaint . Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P.,

Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Certificate of Service)(Yanez, Antonio) (Entered: 11/24/2009)

11/24/2009 67 MEMORANDUM OF LAW in Support re: 66 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Certificate of Service)(Yanez, Antonio) (Entered: 11/24/2009)

11/24/2009 68 DECLARATION of Antonio Yanez, Jr. in Support re: 66 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Certificate of Service)(Yanez, Antonio) (Entered: 11/24/2009) -

11/24/2009 69 MOTION to Dismiss the Consolidated Class Action Complaint . Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt.(Danilow, Greg) (Entered: 11/24/2009)

11/24/2009 70 MEMORANDUM OF LAW in Support re: 69 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Danilow, Greg) (Entered: 11/24/2009)

11/24/2009 71 DECLARATION of Greg A. Danilow in Support re: 69 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge,

Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36 (Part I of II), # 37 Exhibit 36 (Part II of II), # 38 Exhibit 37, # 39 Exhibit 38, # 40 Exhibit 39 (Part I of IV), # 41 Exhibit 39 (Part II of IV), # 42 Exhibit 39 (Part III of IV), # 43 Exhibit 39 (Part IV of IV), # 44 Exhibit 40)(Danilow, Greg) (Entered: 11/24/2009)

11/24/2009 72 DECLARATION of Greg A. Danilow in Support re: 69 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 41, # 2 Exhibit 42, # 3 Exhibit 43, # 4 Exhibit 44)(Danilow, Greg) (Entered: 11/24/2009)

11/24/2009 73 MOTION for Richard D. Bernstein to Appear Pro Hac Vice. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P..(mbe) (Entered: 12/03/2009)

12/08/2009 74 ORDER FOR ADMISSION PRO HAC VICE OF RICHARD D. BERNSTEIN: It is hereby ordered that Richard D. Bernstein is admitted pro hac vice in this action. (Signed by Judge Denny Chin on 12/8/2009) Filed In Associated Cases: 1:09-cv-01951-DC, 1:09-cv-03787-DC(jpo) (Entered: 12/09/2009)

12/16/2009 CASHIERS OFFICE REMARK on 73 Motion to Appear Pro Hac Vice,,, in the amount of $25.00, paid on 11/24/2009, Receipt Number 707072. (jd) (Entered: 12/16/2009)

01/28/2010 75 STIPULATION AND ORDER REGARDING REMAINING BRIEFING ON MOTIONS TO DISMISS: Lead Plaintiff shall file its opposition to Defendants' motions to dismiss by 2/12/2010. The memorandum in support thereof shall not exceed 90 pages. Defendants shall file their replies on the motions to dismiss by 3/26/2010. The General Electric Defendants' memorandum of law in support thereof shall not exceed 45 pages. The Underwriter Defendants' memorandum of law in support thereof shall not exceed 25 pages. (Signed by Judge Denny Chin on 1/28/2010) (tro) (Entered: 01/29/2010)

02/12/2010 76 MEMORANDUM OF LAW in Opposition re: 69 MOTION to Dismiss the Consolidated Class Action Complaint ., 66 MOTION to Dismiss the Consolidated Class Action Complaint . LEAD PLAINTIFF'S OPPOSITION TO DEFENDANTS' MOTIONS TO DISMISS THE CONSOLIDATED CLASS ACTION COMPLAINT . Document filed by State Universities Retirement System of Illinois. (Block, Jeffrey) (Entered: 02/12/2010)

02/12/2010 77 DECLARATION of Jeffrey C. Block in Opposition re: 69 MOTION to Dismiss the Consolidated Class Action Complaint ., 66 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit 1)(Block, Jeffrey) (Entered: 02/12/2010)

02/24/2010 78 NOTICE OF APPEARANCE by Richard Wolfe Cohen on behalf of State Universities I

Retirement System of Illinois Filed In Associated Cases: 1:09-cv-01951-DC et al.(Cohen, Richard) (Entered: 02/24/2010)

03/26/2010 79 REPLY MEMORANDUM OF LAW in Support re: 66 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Certificate of Service)(Yanez, Antonio) (Entered: 03/26/2010)

03/26/2010 80 REPLY MEMORANDUM OF LAW in Support re: 69 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, Jeffrey R. Immelt. (Danilow, Greg) (Entered: 03/26/2010)

03/26/2010 81 DECLARATION of Antonio Yanez, Jr. in Support re: 66 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Exhibit 27, # 2 Exhibit 28, # 3 Exhibit 29, # 4 Certificate of Service)(Yanez, Antonio) (Entered: 03/26/2010)

03/26/2010 82 DECLARATION of Greg A. Danilow in Support re: 69 MOTION to Dismiss the Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11)(Danilow, Greg) (Entered:

03/26/2010)

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83 ENDORSED LETTER addressed to Judge Denny Chin from Jeffrey C. Block dated 4/8/2010 re: Counsel for Lead Plaintiff State Universities Retirement System of Illinois write to join in Defendants' requests for oral argument on Defendants' Motions to Dismiss the Consolidated Class Action Complaint for Violations of the Federal Securities Laws. If, however, the Court will not hold oral argument on the Motions to Dismiss, then Lead Plaintiff respectfully requests leave to file a sur-reply brief of no longer than 5 pages. ENDORSEMENT: The request for leave to file a sur-reply is DENIED. (Signed by Judge Denny Chin on 4/15/2010) (tro) (Entered: 04/15/2010)

84 NOTICE OF CASE REASSIGNMENT to Judge Richard J. Holwell. Judge Denny Chin is no longer assigned to the case. (ldi) (Entered: 04/29/2010)

85 SECOND CONSOLIDATED CLASS ACTION COMPLAINT amending 59 Amended Complaint, against John Krenicki, John F. Lynch, John G. Rice, General Electric Company, Jeffrey R. Immelt, Brackett B. Denniston, III, Pamela Daley, Kathryn A. Cassidy, Jamie S. Miller.Document filed by State Universities Retirement System of Illinois. Related document: 59 Amended Complaint, filed by State Universities Retirement System of Illinois.(mbe) (tro). (Entered: 06/11/2010)

86 ORDER: As a housekeeping matter, defendants' pending motions to dismiss are deemed to be withdrawn. Defendants' will each file revised amended motions to dismiss by June 30, 2010. Defendants' revised memoranda shall not exceed their original memoranda by more than 20 pages. Plaintiffs will file revised and amended opposition papers by July 21, 2010. Plaintiffs revised omnibus memorandum in opposition shall not exceed their original memoranda by more than 30 pages. Defendants will each file a reply memorandum by August 11, 2010. Defendants reply memoranda shall not exceed their original reply memoranda by more than 15 pages. So Ordered (Signed by Judge Richard J. Holwell on 6/15/2010) (js) Modified on 8/16/2010 (js). (Entered: 06/16/2010)

87 MANDATE of USCA (Certified Copy) USCA Case Number 09-4728-op. Petitioner, through counsel, has filed a petition for a writ of mandamus seeking vacatur of district court's order. Upon due consideration, it is hereby ORDERED that the mandamus petition is DENIED, because Petitioner has not demonstrated an entitlement to mandamus relief. Catherine O'Hagan Wolfe, Clerk USCA. Issued As Mandate: 5/26/2010. (nd) (Entered: 06/30/2010)

88 MOTION to Dismiss the Second Consolidated Class Action Complaint . Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P..(Yanez, Antonio) (Entered: 06/30/2010)

06/30/2010 89 MEMORANDUM OF LAW in Support re: 88 MOTION to Dismiss the Second

Consolidated Class Action Complaint .. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Yanez, Antonio) (Entered: 06/30/2010)

06/30/2010

06/30/2010

06/30/2010

90 DECLARATION of Antonio Yanez, Jr. in Support re: 88 MOTION to Dismiss the Second Consolidated Class Action Complaint .. Document filed by Goldman Sachs & Co., Banc of America Securities LLC, Citigroup Global Markets Inc., Deutsche Bank Securities Inc., J.P. Morgan Securities Inc., Morgan Stanley Inc., Barclays Capital Inc., Credit Suisse Securities (USA) LLC, UBS Securities LLC, ABN Amro Inc., Banca IMI S.P.A., BNP Paribas Securities Corp., Daiwa Securities America Inc., HSBC Securities (USA) Inc., Ing Financial Markets LLC, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Santander Investment Securities Inc., SG Americas Securities, LLC, Blaylock Robert Van, LLC, Castleoak Securities L.P., Samuel A. Ramirez & Co. Inc., Utendahl Capital Group, L.L.C., The Williams Capital Group, L.P.. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22)(Yanez, Antonio) (Entered: 06/30/2010)

91 MOTION to Dismiss Second Consolidated Class Action Complaint . Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt.(Danilow, Greg) (Entered: 06/30/2010)

92 MEMORANDUM OF LAW in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Danilow, Greg) (Entered: 06/30/2010)

06/30/2010

93 DECLARATION of Greg A. Danilow in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4a, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8

Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18)(Danilow, Greg) (Entered: 07/01/2010)

07/01/2010 94 DECLARATION of Greg A. Danilow in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 19, # 2 Exhibit 20, # 3 Exhibit 21, # 4 Exhibit 22, # 5 Exhibit 23, # 6 Exhibit 24, # 7 Exhibit 25, # 8 Exhibit 26, # 9 Exhibit 27, # 10 Exhibit 28, # 11 Exhibit 29, # 12 Exhibit 30, # 13 Exhibit 31, # 14 Exhibit 32, # 15 Exhibit 33, # 16 Exhibit 34, # 17 Exhibit 35, # 18 Exhibit 36, # 19 Exhibit 37, # 20 Exhibit 38, # 21 Exhibit 39, # 22 Exhibit 40, # 23 Exhibit 41, # 24 Exhibit 42, # 25 Exhibit 43, # 26 Exhibit 44, # 27 Exhibit 45)(Danilow, Greg) (Entered: 07/01/2010)

07/01/2010

07/01/2010

07/21/2010

95 DECLARATION of Greg A. Danilow in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 46, # 2 Exhibit 47, # 3 Exhibit 48, # 4 Exhibit 49, # 5 Exhibit 50, # 6 Exhibit 51, # 7 Exhibit 52, # 8 Exhibit 53, # 9 Exhibit 54, # 10 Exhibit 55, # 11 Exhibit 56, # 12 Exhibit 57, # 13 Exhibit 58)(Danilow, Greg) (Entered: 07/01/2010)

96 DECLARATION of Greg A. Danilow in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by General Electric Company, Keith Sherin, Michael Neal, James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Robert C. Wright, Douglas A. Warner, III, Jeffrey R. Immelt. (Attachments: # 1 Exhibit 59, # 2 Exhibit 60, # 3 Exhibit 61, # 4 Exhibit 62, # 5 Exhibit 63, # 6 Exhibit 64, # 7 Exhibit 65, # 8 Exhibit 66)(Danilow, Greg) (Entered: 07/01/2010)

97 ENDORSED LETTER addressed to Judge Richard J. Holwell from Jeffrey C. Block dated 7/14/2010 re: We represent Lead Plaintiff State Universities Retirement System of Illinois in the above-referenced action. Lead Plaintiff requests additional time to file its opposition to all motions to dismiss given the volume of the motions and personal schedules. Accordingly, we request Your Honor's approval of the following stipulated revision to the briefing schedule set forth in the Court's Order of June 16, 2010 (Docket No. 86): Lead Plaintiffshal1 have until July 28, 2010 to file its revised omnibus memorandum in opposition to defendants' motions to dismiss; and Defendants shall have until August 25, 2010 to file reply memoranda in support of their revised motions to dismiss. ENDORSEMENT: APPLICATION GRANTED. SO ORDERED. ( Replies due by 8/25/2010., Responses due by 7/28/2010) (Signed by Judge Richard J. Holwell on 7/21/2010) (jmi) (Entered: 07/22/2010)

07/28/2010

98 MEMORANDUM OF LAW in Opposition re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint ., 88 MOTION to Dismiss the Second Consolidated Class Action Complaint .. Document filed by State Universities

Retirement System of Illinois. (Block, Jeffrey) (Entered: 07/28/2010)

07/28/2010 99 DECLARATION of Jeffrey C. Block in Opposition re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint ., 88 MOTION to Dismiss the Second Consolidated Class Action Complaint .. Document filed by State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Block, Jeffrey) (Entered: 07/28/2010)

08/25/2010 100 REPLY MEMORANDUM OF LAW in Support re: 88 MOTION to Dismiss the Second Consolidated Class Action Complaint .. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Ing Financial Markets LLC, J.P. Morgan Securities Inc., Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C.. (Yanez, Antonio) (Entered: 08/25/2010)

08/25/2010 101 REPLY MEMORANDUM OF LAW in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by James I. Cash, Jr, William M. Castell, Ann M. Fudge, General Electric Company, Claudio X. Gonzalez, Jeffrey R. Immelt, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Michael Neal, Sam Nunn, Roger S. Penske, Keith Sherin, Robert J. Swieringa, Douglas A. Warner, III, Robert C. Wright. (Danilow, Greg) (Entered: 08/25/2010)

08/25/2010 102 DECLARATION of Greg A. Danilow in Support re: 91 MOTION to Dismiss Second Consolidated Class Action Complaint .. Document filed by James I. Cash, Jr, William M. Castell, Ann M. Fudge, General Electric Company, Claudio X. Gonzalez, Jeffrey R. Immelt, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Michael Neal, Sam Nunn, Roger S. Penske, Keith Sherin, Robert J. Swieringa, Douglas A. Warner, III, Robert C. Wright. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19)(Danilow, Greg) (Entered: 08/25/2010)

09/07/2010 103 ORDER: The oral argument currently scheduled for Thursday, September 16th is adjourned. The Court will contact the parties to set a new date for oral argument at a later date. (Signed by Judge Richard J. Holwell on 8/30/2010) Filed In Associated Cases: 1:09-cv-01951-RJH et al.(tro) (Entered: 09/08/2010)

09/13/2010 104 ENDORSED LETTER addressed to Richard J. Holwell from Greg A. Danilow dated 6/4/2010 re: Subject to Your Honor's approval, the parties have agreed that: (a) Lead plaintiff will file a Second Amended Complaint by 6/9/2010; (b) the GE Defendants and the Underwriter Defendants shall file supplemental motions to dismiss the Second Amended Compliant by 6/30/2010 (with supporting memorandums not exceeding 20 pages); (c) Lead Plaintiffs by 7/21/2010 file one onmibus memorandum of law in opposition not exceeding 30 pages; (d) the GE Defendants and the Underwriter

Defendants reply memorandum of law due by 8/11/2010, not exceeding 15 pages. ENDORSEMENT: Application granted nunc pro tunc 8/30/2010. (Oral Argument set for 11/23/2010 at 10:30 AM before Judge Richard J. Holwell.) (Signed by Judge Richard J. Holwell on 8/30/2010) (jar) (Entered: 09/13/2010)

11/17/2010 105 ORDER Oral Argument set for 11/23/2010 at 09:00 AM in Courtroom 17B, 500 Pearl Street, New York, NY 10007 before Judge Richard J. Holwell. (Signed by Judge Richard J. Holwell on 11/16/10) (cd) (Entered: 11/17/2010)

11/23/2010 Minute Entry for proceedings held before Judge Richard J. Holwell: Oral Argument held on 11/23/2010. The Court reserves decision. (mro) (Entered: 11/30/2010)

12/20/2010 106 MOTION for Frank M. Scaduto to Withdraw as Attorney. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Ing Financial Markets LLC, J.P. Morgan Securities Inc., Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C..(Scaduto, Frank) (Entered: 12/20/2010)

12/20/2010 107 DECLARATION of Frank M. Scaduto in Support re: 106 MOTION for Frank M. Scaduto to Withdraw as Attorney.. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Ing Financial Markets LLC, J.P. Morgan Securities Inc., Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., Robert J. Swieringa, The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C.. (Scaduto, Frank) (Entered: 12/20/2010)

12/20/2010 108 TRANSCRIPT of proceedings held on November 23, 2010 at 9:20 a.m. before Judge Richard J. Holwell. (js) (Entered: 12/22/2010)

02/08/2011 109 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying The Royal Bank of Scotland Group plc as Corporate Parent. Document filed by ABN Amro Inc..(Yanez, Antonio) (Entered: 02/08/2011)

09/12/2011 110 MEMO ENDORSEMENT granting (106) Motion to Withdraw as Attorney. ENDORSEMENT: Application granted. So ordered. Attorney Frank Michael Scaduto terminated in case 1:09-cv-01951-RJH. (Signed by Judge Richard J. Holwell on 9/9/2011) Filed In Associated Cases: 1:09-cv-01951-RJH, 1:09-cv-03787-RJH(mro) (Entered: 09/12/2011)

10/26/2011 111 NOTICE OF APPEARANCE by Patrick Thomas Egan on behalf of State Universities Retirement System of Illinois (Egan, Patrick) (Entered: 10/26/2011)

11/03/2011 112 MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF APPEARANCE: Pursuant to Local Civil Rule 1.4, please withdraw the appearance of Jeffrey C. Block as one of the counsel of record for Lead Plaintiff State Universities Retirement System of Illinois in this Action. All other counsel of record for Berman DeValerio will remain as counsel for Lead Plaintiff. So ordered. (Signed by Judge Richard J. Holwell on 11/2/2011) (lmb) (Entered: 11/03/2011)

11/03/2011 113 MEMO ENDORSEMENT on NOTICE OF WITHDRAWAL OF APPEARANCE: Pursuant to Local Civil Rule 1.4, please withdraw the appearance of Jason Leviton as one of the counsel of record for Lead Plaintiff State Universities Retirement System of Illinois in this Action. All other counsel of record for Berman DeValerio wil1 remain as counsel for Lead Plaintiff. So ordered. (Signed by Judge Richard J. Holwell on 11/3/2011) (lmb) Modified on 11/3/2011 (lmb). (Entered: 11/03/2011)

11/04/2011 114 MOTION for Kathleen M. Donovan-Maher to Appear Pro Hac Vice. Document filed by State Universities Retirement System of Illinois.(bcu) (pgu). (Entered: 11/07/2011)

11/04/2011 115 MOTION for Kristin J. Moody to Appear Pro Hac Vice. Document filed by State Universities Retirement System of Illinois.(bwa) (pgu). (Entered: 11/07/2011)

11/04/2011 116 MOTION for Steven J. Buttacavoli to Appear Pro Hac Vice. Document filed by State Universities Retirement System of Illinois.(bwa) (pgu). (Entered: 11/07/2011)

11/08/2011 CASHIERS OFFICE REMARK on 115 Motion to Appear Pro Hac Vice, 116 Motion to Appear Pro Hac Vice, 114 Motion to Appear Pro Hac Vice in the amount of $600.00, paid on 11/04/2011, Receipt Number 1021004,1021010,1021012. (jd) (Entered: 11/08/2011)

01/12/2012 117 MEMORANDUM OPINION AND ORDER re:#101300 91 MOTION to Dismiss Second Consolidated Class Action Complaint filed by Michael Neal, Jeffrey R. Immelt, Robert J. Swieringa, Keith Sherin, Douglas A. Warner, III, Ann M. Fudge, Roger S. Penske, Andrea Jung, William M. Castell, Alan G. Lafley, Robert W. Lane, Claudio X. Gonzalez, General Electric Company, Rochelle B. Lazarus, Robert C. Wright, Ralph S. Larsen, Sam Nunn, James I. Cash, Jr., 88 MOTION to Dismiss the Second Consolidated Class Action Complaint filed by Barclays Capital Inc., Lloyds TSB Bank PLC, Deutsche Bank Securities Inc., SG Americas Securities, LLC, Merrill Lynch, Pierce Fenner & Smith Inc., Blaylock Robert Van, LLC, The Williams Capital Group, L.P., Mizuho Securities USA Inc., Credit Suisse Securities (USA) LLC, ABN Amro Inc., Samuel A. Ramirez & Co. Inc., Ing Financial Markets LLC, Daiwa Securities America Inc., HSBC Securities (USA) Inc., Citigroup Global Markets Inc., Goldman Sachs & Co., Banc of America Securities LLC, BNP Paribas Securities Corp., Castleoak Securities L.P., Utendahl Capital Group, L.L.C., UBS Securities LLC, Santander Investment Securities Inc., Morgan Stanley Inc., Banca IMI S.P.A., Mitsubishi UFJ Securities International plc, J.P. Morgan Securities Inc. For the reasons stated above, defendants' motions to dismiss [ECF No. 88 and 91] are granted in part and denied in part. (Signed by Judge Richard J. Holwell on 1/11/2012) (mro) Modified on 1/18/2012 (jab). (Entered: 01/12/2012)

01/13/2012 118 NOTICE OF APPEARANCE by Mei Lin Kwan-Gett on behalf of ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America

Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Ing Financial Markets LLC, J.P. Morgan Securities Inc., Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C. (Kwan-Gett, Mei Lin) (Entered: 01/13/2012)

01/13/2012 119 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Corporate Parent Daiwa Securities Group Inc. for Daiwa Securities America Inc.. Document filed by Daiwa Securities America Inc..(Kwan-Gett, Mei Lin) (Entered: 01/13/2012)

01/26/2012 120 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . Document filed by General Electric Company, Keith Sherin.(Danilow, Greg) (Entered: 01/26/2012)

01/26/2012 121 MEMORANDUM OF LAW in Support re: 120 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by General Electric Company, Keith Sherin. (Danilow, Greg) (Entered: 01/26/2012)

01/26/2012 122 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, James I. Cash, Jr, William M. Castell, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Ann M. Fudge, General Electric Company, Goldman Sachs & Co., Claudio X. Gonzalez, HSBC Securities (USA) Inc., Jeffrey R. Immelt, Ing Financial Markets LLC, J.P. Morgan Securities Inc., Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., Sam Nunn, Roger S. Penske, SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., Keith Sherin, Robert J. Swieringa, The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C., Douglas A. Warner, III, Robert C. Wright.(Kwan-Gett, Mei Lin) (Entered: 01/26/2012)

01/26/2012 123 MEMORANDUM OF LAW in Support re: 122 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, James I. Cash, Jr, William M. Castell, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Ann M. Fudge, General Electric Company, Goldman Sachs & Co., Claudio X. Gonzalez, HSBC Securities (USA) Inc., Jeffrey R. Immelt, Ing Financial Markets LLC, J.P. Morgan Securities Inc., Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner &

Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., Sam Nunn, Roger S. Penske, SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., Keith Sherin, Robert J. Swieringa, The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C., Douglas A. Warner, III, Robert C. Wright. (Kwan-Gett, Mei Lin) (Entered: 01/26/2012)

01/26/2012 124 DECLARATION of Mei Lin Kwan-Gett in Support re: 122 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, James I. Cash, Jr, William M. Castell, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Ann M. Fudge, General Electric Company, Goldman Sachs & Co., Claudio X. Gonzalez, HSBC Securities (USA) Inc., Jeffrey R. Immelt, Ing Financial Markets LLC, J.P. Morgan Securities Inc., Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., Sam Nunn, Roger S. Penske, SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., Keith Sherin, Robert J. Swieringa, The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C., Douglas A. Warner, III, Robert C. Wright. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kwan-Gett, Mei Lin) (Entered: 01/26/2012)

02/07/2012 125 NOTICE OF CASE REASSIGNMENT to Judge Denise L. Cote. Judge Richard J. Holwell is no longer assigned to the case. Filed In Associated Cases: 1:09-cv-01951- RJH et al.(sjo) (Entered: 02/07/2012)

02/08/2012 126 ENDORSED LETTER addressed to Judge Richard J. Holwell from Kathleen M. Donovan-Maher dated 2/1/2012 re: We request a modification of the remaining briefing schedule on Defendants' pending motions for partial reconsideration of the January 12, 2012 Memorandum Opinion and Order granting in part and denying in part Defendants' motions to dismiss the second consolidated complaint (the "Motions"). ENDORSEMENT: So ordered. (Responses due by 2/16/2012. Replies due by 3/2/2012.) (Signed by Judge Denise L. Cote on 2/8/2012) (rjm) (Entered: 02/08/2012)

02/08/2012 127 STIPULATION AND ORDER REGARDING DEFENDANTS TIME TO ANSWER I LEAD PLAINTIFF'S SECOND CONSOLIDATED CLASS ACTION COMPLAINT:

Defendants shall answer the Second Consolidated complaint on or before February 29, 2012. General Electric Company answer due 2/29/2012; Jeffrey R. Immelt answer due 2/29/2012; Keith Sherin answer due 2/29/2012. (Signed by Judge Denise L. Cote on 2/8/2012) (jfe) (Entered: 02/08/2012)

02/08/2012 128 ORDER: It is hereby Ordered that a conference will be held on 3/6/12 at 2 p.m. in Courtroom 15B. ( Status Conference set for 3/6/2012 at 02:00 PM in Courtroom 15B,

500 Pearl Street, New York, NY 10007 before Judge Denise L. Cote.) (Signed by Judge Denise L. Cote on 2/8/2012) Filed In Associated Cases: 1:09-cv-01951-DLC et al.(jfe) (Entered: 02/08/2012)

02/08/2012

129 MRMO ENDORSEMENT on re: 114 Motion for Kathleen M. Donovan-Maher to Appear Pro Hac Vice. ENDORSEMENT: Granted.(Signed by Judge Denise L. Cote on 2/8/2012) (jfe) (Entered: 02/08/2012)

02/08/2012

02/08/2012

02/09/2012

130 MEMO ENDORSEMENT on re: 116 Motion for Steven J. Buttacavoli to Appear Pro Hac Vice. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 2/8/2012) (jfe) (Entered: 02/08/2012)

131 MEMO ENDORSEMENT on re: 115 Motion for Kristin J. Moody to Appear Pro Hac Vice. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 2/8/2012) (jfe) (Entered: 02/08/2012)

135 MOTION for Daryl DeValerio-Andrews to Appear Pro Hac Vice. Document filed by State Universities Retirement System of Illinois.(pgu) (Entered: 02/17/2012) -

02/09/2012 136 MOTION for Kyle G. DeValerio to Appear Pro Hac Vice. Document filed by State Universities Retirement System of Illinois.(pgu) (Entered: 02/17/2012)

02/09/2012 137 MOTION for Glen DeValerio to Appear Pro Hac Vice. Document filed by State Universities Retirement System of Illinois.(pgu) (Entered: 02/17/2012)

02/10/2012 132 ENDORSED LETTER addressed to Judge Denise L. Cote from William B. Federman dated 2/9/12 re: Counsel for plaintiff Albert Stein in 10-cv-1793 writes concerning a status conference set in 09-cv-1951 and all associated cases, including the Stein action. The Stein action was dismissed and counsel request permission not to appear at the conference. ENDORSEMENT: An appearance at the conference is excused. (Signed by Judge Denise L. Cote on 2/10/2012) (mro) (Entered: 02/14/2012)

02/24/2012 CASHIERS OFFICE REMARK on 135 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 02/09/2012, Receipt Number 1029311. (jd) (Entered: 02/24/2012)



02/27/2012 138 MEMO ENDORSEMENT on MOTION FOR ADMISSION PRO HAC VICE. ENDORSEMENT: Granted. Granting 136 Motion for Kyle G. DeValerio to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 2/27/2012) (rjm) (Entered: 02/27/2012)

02/27/2012

139 MEMO ENDORSEMENT on MOTION FOR ADMISSION PRO HAC VICE. ENDORSEMENT: Granted. Granting 137 Motion for Glen DeValerio to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 2/27/2012) (rjm) (Entered: 02/27/2012)

02/27/2012

140 MEMO ENDORSEMENT on MOTION FOR ADMISSION PRO HAC VICE. I

ENDORSEMENT: Granted. Granting 135 Motion for Daryl DeValerio-Andrews to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 2/27/2012) (rjm) (Entered: 02/27/2012)

02/29/2012 141 ANSWER to 85 Amended Complaint,. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Goldman Sachs & Co., HSBC Securities (USA) Inc., Ing Financial Markets LLC, J.P. Morgan Securities Inc., Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C..(Kwan-Gett, Mei Lin) (Entered: 02/29/2012)

02/29/2012 142 ANSWER to 85 Amended Complaint,. Document filed by James I. Cash, Jr, William M. Castell, Ann M. Fudge, Claudio X. Gonzalez, Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Sam Nunn, Roger S. Penske, Robert J. Swieringa, Douglas A. Warner, III, Robert C. Wright.(Danilow, Greg) (Entered: 02/29/2012)

02/29/2012 143 ANSWER to 85 Amended Complaint,. Document filed by General Electric Company, Jeffrey R. Immelt, Keith Sherin.(Danilow, Greg) (Entered: 02/29/2012)

03/08/2012 146 PRETRIAL SCHEDULING ORDER: that the motions for reconsideration of January 26, 2012 are construed as joint motions for reconsideration and motions for judgment on the pleadings pursuant to Rule 12(c), Fed. R. Civ. P. and the oppositions to the motions for reconsideration of 1/26, and the replies, are stricken, and as further set forth in this documents. Responses due by 3/16/2012 Replies due by 3/23/2012. Status Conference set for 9/9/2012 at 02:00 PM in Courtroom 15B, 500 Pearl Street, New York, NY 10007 before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 3/7/2012) (cd) (Entered: 03/08/2012)

03/08/2012 ***STRICKEN DOCUMENT. Deleted document numbers [133,134,144,145] from the case record. The document was stricken from this case pursuant to 146 Scheduling Order. (cd) (Entered: 03/08/2012)

03/14/2012 147 ORDER: Status Conference rescheduled for 9/7/2012 at 02:00 PM in Courtroom 15B, 500 Pearl Street, New York, NY 10007 before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 3/13/2012) Filed In Associated Cases: 1:09-cv-01951-DLC et al.(ft) (Entered: 03/14/2012)

03/16/2012 148 MEMORANDUM OF LAW in Opposition re: 122 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by State Universities Retirement System of Illinois. (Donovan-Maher, Kathleen) (Entered: 03/16/2012)

03/16/2012 149 MEMORANDUM OF LAW in Opposition re: 120 MOTION for Reconsideration re;

117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by State Universities Retirement System of Illinois. (Donovan-Maher, Kathleen) (Entered: 03/16/2012)

03/22/2012 150 TRANSCRIPT of Proceedings re: Conference held on 3/6/2012 before Judge Denise L. Cote. Court Reporter/Transcriber: Samuel Mauro, (212) 805-0300. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/16/2012. Redacted Transcript Deadline set for 4/26/2012. Release of Transcript Restriction set for 6/25/2012.Filed In Associated Cases: 1:09-cv-01951-DLC et al.(McGuirk, Kelly) (Entered: 03/22/2012)

03/22/2012 151 NOTICE OF FILING OF OFFICIAL TRANSCRIPT Notice is hereby given that an official transcript of a Conference proceeding held on 3/6/12 has been filed by the court reporter/transcriber in the above-captioned matter. The parties have seven (7) calendar days to file with the court a Notice of Intent to Request Redaction of this transcript. If no such Notice is filed, the transcript may be made remotely electronically available to the public without redaction after 90 calendar days...Filed In Associated Cases: 1:09-cv-01951-DLC et al.(McGuirk, Kelly) (Entered: 03/22/2012)

03/23/2012 152 REPLY MEMORANDUM OF LAW in Support re: 122 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, James I. Cash, Jr, William M. Castell, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Ann M. Fudge, General Electric Company, Goldman Sachs & Co., Claudio X. Gonzalez, HSBC Securities (USA) Inc., Jeffrey R. Immelt, Ing Financial Markets LLC, J.P. Morgan Securities Inc., Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., Sam Nunn, Roger S. Penske, SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., Keith Sherin, Robert J. Swieringa, The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C., Douglas A. Warner, III, Robert C. Wright. (Kwan-Gett, Mei Lin) (Entered: 03/23/2012)

03/23/2012 153 DECLARATION of Mei Lin Kwan-Gett in Support re: 122 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration) . MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by ABN Amro Inc., BNP Paribas Securities Corp., Banc of America Securities LLC, Banca

IMI S.P.A., Barclays Capital Inc., Blaylock Robert Van, LLC, James I. Cash, Jr, William M. Castell, Castleoak Securities L.P., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Daiwa Securities America Inc., Deutsche Bank Securities Inc., Ann M. Fudge, General Electric Company, Goldman Sachs & Co., Claudio X. Gonzalez, HSBC Securities (USA) Inc., Jeffrey R. Immelt, Ing Financial Markets LLC, J.P. Morgan Securities Inc., Andrea Jung, Alan G. Lafley, Robert W. Lane, Ralph S. Larsen, Rochelle B. Lazarus, Lloyds TSB Bank PLC, Merrill Lynch, Pierce Fenner & Smith Inc., Mitsubishi UFJ Securities International plc, Mizuho Securities USA Inc., Morgan Stanley Inc., Sam Nunn, Roger S. Penske, SG Americas Securities, LLC, Samuel A. Ramirez & Co. Inc., Santander Investment Securities Inc., Keith Sherin, Robert J. Swieringa, The Williams Capital Group, L.P., UBS Securities LLC, Utendahl Capital Group, L.L.C., Douglas A. Warner, III, Robert C. Wright. (Attachments: # 1 Exhibit 5, # 2 Exhibit 6, # 3 Exhibit 7, # 4 Exhibit 8, # 5 Exhibit 9, # 6 Exhibit 10, # 7 Exhibit 11, # 8 Exhibit 12, # 9 Exhibit 13)(Kwan-Gett, Mei Lin) (Entered: 03/23/2012)

03/23/2012 154 REPLY MEMORANDUM OF LAW in Support re: 120 MOTION for Reconsideration re; 117 Memorandum & Opinion,,,,, (Partial Reconsideration).. Document filed by General Electric Company, Keith Sherin. (Danilow, Greg) (Entered: 03/23/2012)

04/18/2012 155 OPINION & ORDER re: #101721 122 MOTION for Reconsideration re; 117 Memorandum & Opinion (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion (Partial Reconsideration). MOTION for Reconsideration re; 117 Memorandum & Opinion (Partial Reconsideration) . MOTION for Reconsideration re; 117 Memorandum & Opinion (Partial Reconsideration) filed by Jeffrey R. Immelt, Barclays Capital Inc., Deutsche Bank Securities Inc., Merrill Lynch, Pierce Fenner & Smith Inc., Ann M. Fudge, Andrea Jung, William M. Castell, Alan G. Lafley, Mizuho Securities USA Inc., ABN Amro Inc., Robert W. Lane, HSBC Securities (USA) Inc., Goldman Sachs & Co., Citigroup Global Markets Inc., Castleoak Securities L.P., Ralph S. Larsen, UBS Securities LLC, Morgan Stanley Inc., Mitsubishi UFJ Securities International plc, J.P. Morgan Securities Inc., Robert J. Swieringa, Lloyds TSB Bank PLC, Keith Sherin, Douglas A. Warner, III, SG Americas Securities, LLC, Roger S. Penske, Blaylock Robert Van, LLC, The Williams Capital Group, L.P., Credit Suisse Securities (USA) LLC, Claudio X. Gonzalez, Ing Financial Markets LLC, Samuel A. Ramirez & Co. Inc., Daiwa Securities America Inc., General Electric Company, Rochelle B. Lazarus, Banc of America Securities LLC, BNP Paribas Securities Corp., Robert C. Wright, Utendahl Capital Group, L.L.C., Sam Nunn, Santander Investment Securities Inc., Banca IMI S.P.A., James I. Cash, Jr., 120 MOTION for Reconsideration re; 117 Memorandum & Opinion (Partial Reconsideration) filed by Keith Sherin, General Electric Company. Defendants' January 26, 2012 joint motion for reconsideration and judgment on the pleadings regarding the 1933 Act claims is granted. Sherin and GE's January 26, 2012 joint motion for reconsideration and judgment on the pleadings regarding the 1934 Act claims is denied. This ruling disposes of all remaining claims against forty-two defendants. The Clerk of Court shall remove the following defendants from the case as set forth in this opinion. (Signed by Judge Denise L. Cote on 4/18/2012) (lmb) Modified on 4/19/2012 (jab). (Entered: 04/18/2012)

04/23/2012 156 ENDORSED LETTER addressed to Judge Denise L. Cote from Christopher L. Garcia

and Daryl Andrews dated 4/20/2012 re: The parties request additional time to meet and confer. The parties hope to be able to provide the Court with a Stipulation and Proposed Order governing electronic discovery by May 4, 2012, and respectfully propose that the parties have until that time to report any related disputes that require the Court's intervention. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 4/23/2012) (rjm) (Entered: 04/24/2012)

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