U.S. District Court Southern District of New York (Foley...

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US District Court Civil Docket as of 09/18/2009 Retrieved from the court on July 13, 2011 U.S. District Court Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:03-cv-01052-DLC Tuttleman, et al v. Ebbers, et al Date Filed: 02/14/2003 Assigned to: Judge Denise L. Cote Date Terminated: 06/09/2006 Referred to: Magistrate Judge Michael H. Dolinger (Settlement) Jury Demand: Plaintiff Demand: $0 Nature of Suit: 850 Lead case: 1:02-cv-03288-DLC Securities/Commodities Member cases: Jurisdiction: Federal Question 1:02-cv-04990-DLC 1:02-cv-04945-DLC 1:02-cv-04946-DLC 1:02-cv-04958-DLC 1:02-cv-04719-DLC 1:02-cv-03537-DLC 1:02-cv-03416-DLC 1:02-cv-03419-DLC 1:02-cv-03508-DLC 1:02-cv-05057-DLC 1:02-cv-05071-DLC 1:02-cv-05087-DLC 1:02-cv-05285-DLC 1:02-cv-05140-DLC 1:02-cv-05224-DLC 1:02-cv-03647-DLC 1:02-cv-03750-DLC 1:02-cv-03771-DLC 1:02-cv-09513-DLC 1:02-cv-09514-DLC 1:02-cv-09515-DLC 1:02-cv-09516-DLC 1:02-cv-09519-DLC 1:02-cv-09521-DLC 1:02-cv-08226-DLC 1:02-cv-08227-DLC 1:02-cv-08228-DLC 1:02-cv-08229-DLC 1:02-cv-08230-DLC

Transcript of U.S. District Court Southern District of New York (Foley...

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US District Court Civil Docket as of 09/18/2009Retrieved from the court on July 13, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:03-cv-01052-DLC

Tuttleman, et al v. Ebbers, et al Date Filed: 02/14/2003Assigned to: Judge Denise L. Cote Date Terminated: 06/09/2006Referred to: Magistrate Judge Michael H. Dolinger (Settlement) Jury Demand: PlaintiffDemand: $0 Nature of Suit: 850Lead case: 1:02-cv-03288-DLC Securities/CommoditiesMember cases: Jurisdiction: Federal Question

1:02-cv-04990-DLC

1:02-cv-04945-DLC

1:02-cv-04946-DLC

1:02-cv-04958-DLC

1:02-cv-04719-DLC

1:02-cv-03537-DLC

1:02-cv-03416-DLC

1:02-cv-03419-DLC

1:02-cv-03508-DLC

1:02-cv-05057-DLC

1:02-cv-05071-DLC

1:02-cv-05087-DLC

1:02-cv-05285-DLC

1:02-cv-05140-DLC 1:02-cv-05224-DLC

1:02-cv-03647-DLC

1:02-cv-03750-DLC

1:02-cv-03771-DLC

1:02-cv-09513-DLC

1:02-cv-09514-DLC

1:02-cv-09515-DLC

1:02-cv-09516-DLC

1:02-cv-09519-DLC

1:02-cv-09521-DLC

1:02-cv-08226-DLC

1:02-cv-08227-DLC

1:02-cv-08228-DLC

1:02-cv-08229-DLC

1:02-cv-08230-DLC

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1:02-cv-08234-DLC

1:03-cv-03592-DLC

1:03-cv-02841-DLC

1:03-cv-10066-DLC

1:03-cv-09490-DLC

1:03-cv-07298-DLC

1:03-cv-07299-DLC 1:02-cv-08222-DLC

1:02-cv-04973-DLC

1:02-cv-05018-DLC

1:02-cv-05108-DLC

1:02-cv-08220-DLC 1:02-cv-08221-DLC

1:02-cv-08223-DLC 1:02-cv-08224-DLC

1:02-cv-08225-DLC

1:02-cv-08231-DLC

1:02-cv-08232-DLC

1:02-cv-08233-DLC

1:02-cv-09512-DLC

1:02-cv-09517-DLC

1:02-cv-09520-DLC

1:03-cv-00167-DLC

1:03-cv-00168-DLC

1:03-cv-00169-DLC

1:03-cv-00170-DLC

1:03-cv-00171-DLC

1:03-cv-00335-DLC

1:03-cv-06219-DLC

1:03-cv-00336-DLC

1:03-cv-00338-DLC

1:03-cv-00339-DLC

1:03-cv-00890-DLC

1:03-cv-00891-DLC

1:03-cv-00892-DLC 1:03-cv-01052-DLC

1:03-cv-01282-DLC

1:03-cv-01283-DLC

1:03-cv-01284-DLC

1:03-cv-01785-DLC

1:03-cv-02839-DLC

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1:03-cv-03859-DLC

1:03-cv-03860-DLC

1:03-cv-04498-DLC

1:03-cv-04499-DLC

1:03-cv-06225-DLC

1:03-cv-06226-DLC

1:03-cv-06227-DLC

1:03-cv-06229-DLC

1:03-cv-06592-DLC

1:03-cv-07298-DLC

1:03-cv-07299-DLC

1:03-cv-07806-DLC

1:03-cv-08271-DLC

1:03-cv-08924-DLC

1:03-cv-08925-DLC

1:03-cv-09402-DLC

1:03-cv-09822-DLC

1:03-cv-09823-DLC

1:03-cv-09824-DLC

1:04-cv-00232-DLC

1:04-cv-00233-DLC

1:04-cv-00234-DLC 1:04-cv-01521-DLC

1:04-cv-02033-DLC

1:04-cv-02828-DLC

1:04-cv-03389-DLC

1:02-cv-05119-DLC

1:02-cv-08981-DLC

1:02-cv-08235-DLC

1:03-cv-00998-DLC

1:03-cv-07826-DLC

1:04-cv-06996-DLC 1:04-cv-03 841-DLC

1:04-cv-04963-DLC

1:04-cv-05701-DLC 1:04-cv-06813-DLC

1:04-cv-06995-DLC

1:04-cv-07483-DLC

1:04-cv-07482-DLC

1:05-cv-00055-DLC

1:04-cv-08473-DLC

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1:03-cv-07927-DLC Cause: 15:78m(a) Securities Exchange Act

Lead Plaintiff

Beatrice Tuttleman represented by Jill Sharyn Abramsas co-trustee of the Beatrice Tuttleman Abbey Spanier Rodd Abrams & Paradis,Trust, on behalf of herself and all others LLPsimilarly situated 212 East 39th Street

New York, NY 10016(212) 889-3700Fax: (212) 684-5191Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Mark Casser GardyGardy & Notis, LLP440 Sylvan AvenueSuite 110Englewood Cliffs, NJ 07632(201)567-7377Fax: (201)567-7337Email: [email protected] ATTORNEY

Lead Plaintiff

Justin Tuttleman represented by Jill Sharyn Abramsas co-trustee of the Beatrice Tuttleman (See above for address)Trust, on behalf of himself and all others LEAD ATTORNEYsimilarly situated ATTORNEY TO BE NOTICED

Mark Casser Gardy(See above for address)LEAD ATTORNEY

Defendant

Bernard J. Ebbers

Defendant

Scott D. Sullivan represented by Irvin B. NathanArnold & Porter, L.L.P.555 Twelfth Street, N.W.Washington, DC 20004(202) 942-5000LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

David F. Myers

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TERMINATED: 05/16/2 0 0 6

Defendant

Buford Yates, Jr.TERMINATED: 05/16/2006

Defendant

James C. AllenTERMINATED: 05/16/2006

Defendant

Judith Areen represented by Brendan V. SullivanTERMINATED: 05/16/2006 Williams & Connolly, L.L.P.

725 Twelfth Street, N.W.Washington, DC 20005(202) 434-5000Fax: (202) 434-5029LEAD ATTORNEYATTORNEY TO BE NOTICED

Christopher Nicholas ManningWilliams & Connolly LLP725 Twelfth Street, N.W.Washington, DC 20005(202) 434-5121Fax: (202) 434-5029Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Elizabeth A. O'BrienWilliams & Connolly, LLP725 Twelfth StreetN.W. Washington, DC 20005-5901LEAD ATTORNEYATTORNEY TO BE NOTICED

Karyn Annise TempleRecording Industry Association ofAmericaLegal Dept.,1330 Connecticut Avenue, N.W., Ste. 300Washington, DC 20036(202)-775-0101Fax: (202)-775-7253Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Michael S. Sundermeyer

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Williams & Connolly LLP725 Twelfth Street, N.W.Washington, DC 20005(202) 434-5000Fax: (202) 434-5029Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

Max E. BobbittTERMINATED: 05/16/2006

Defendant

Francesco GalesiTERMINATED: 05/16/2006

Defendant

Stiles A. KellettTERMINATED: 05/16/2006

Defendant

John W. SidgmoreTERMINATED: 05/16/2006

Lead Plaintiff

Ronald Aubert represented by Jill Sharyn Abrams(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Date Filed # Docket Text

02/14/2003 1 CLASS ACTION COMPLAINT filed. Summons issued and Notice pursuant to 28U.S.C. 636(c). FILING FEE $ 150.00 RECEIPT # 464979. (gmo) (Entered:02/18/2003)

02/14/2003 Magistrate Judge Douglas F. Eaton is so designated. (gmo) (Entered: 02/18/2003)

03/10/2003 2 AFFIDAVIT OF SERVICE of S/C as to Scott D. Sullivan by mail on 3/10/03 . Answerdue on 3/31/03 for Scott D. Sullivan . (cd) (Entered: 03/11/2003)

03/10/2003 2 AFFIDAVIT OF SERVICE of S/C as to David F. Myers by mail on 3/10/03 . Answerdue on 3/31/03 for David F. Myers . (cd) (Entered: 03/11/2003)

03/10/2003 2 AFFIDAVIT OF SERVICE of S/c as to Buford Yates Jr. by mail on 3/10/03 . Answerdue on 3/31/03 for Buford Yates Jr. . (cd) (Entered: 03/11/2003)

03/10/2003 2 AFFIDAVIT OF SERVICE of S/C as to James C. Allen by personal svc on 2/27/03 .Answer due on 3/19/03 for James C. Allen . (cd) (Entered: 03/11/2003)

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03/10/2003 2 AFFIDAVIT OF SERVICE of S/C as to Francesco Galesi by nail and mail on 2/26/03 .Answer due on 3/18/03 for Francesco Galesi . (cd) (Entered: 03/11/2003)

03/10/2003 2 AFFIDAVIT OF SERVICE of S/C as to John W. Sidgmore by mail on 3/10/03 .Answer due on 3/31/03 for John W. Sidgmore . (cd) (Entered: 03/11/2003)

03/11/2003 3 Notice of Case Reassignment to Judge Denise L. Cote . Copy of notice and judge'srules mailed to Attorney(s) of record: Mark C. Gardy . (jol) (Entered: 03/12/2003)

03/11/2003 CONSOLIDATED MEMBER CASE: Case consolidated with 1:02-cv-3288. (kkc, )(Entered: 06/25/2004)

03/18/2003 4 AFFIDAVIT OF SERVICE of S&C as to Max E. Bobbitt by personal service on3/7/03. Answer due on 3/27/03 for Max E. Bobbitt. (sac) (Entered: 03/20/2003)

04/15/2003 5 NOTICE OF MOTION by Beatrice Tuttleman, Justin Tuttleman, Ronald Aubert (ThePaine Webber GOALS Group) for an order for the consolidation of related actions,03cv1052 and 03cv1897, and any subsequently filed related cases , for an order toappoint plaintiff Beatrice Tuttleman, plaintiff Justin Tuttleman, and movant RonaldAubert to serve as lead plaintiff(s) , and for an order approving their selection of AbbeyGardy, LLP lead counsel . No Return Date. Proposed order attached. (sb) (Entered:04/17/2003)

04/15/2003 6 MEMORANDUM OF POINTS AND AUTHORITIES by Beatrice Tuttleman, JustinTuttleman, Ronald Aubert in support of [5-1] motion for an order for the consolidationof related actions, 03cv1052 and 03cv1897, and any subsequently filed related cases,[5-2] motion for an order to appoint plaintiff Beatrice Tuttleman, plaintiff JustinTuttleman, and movant Ronald Aubert to serve as lead plaintiff(s), [5-3] motion for anorder approving their selection of Abbey Gardy, LLP lead counsel. (sb) Modified on04/17/2003 (Entered: 04/17/2003)

04/15/2003 7 DECLARATION of Mark C. Gardy by Beatrice Tuttleman, Justin Tuttleman, RonaldAubert in support of [5-1] motion for an order for the consolidation of related actions,03cv1052 and 03cv1897, and any subsequently filed related cases, [5-2] motion for anorder to appoint plaintiff Beatrice Tuttleman, plaintiff Justin Tuttleman, and movantRonald Aubert to serve as lead plaintiff(s), [5-3] motion for an order approving theirselection of Abbey Gardy, LLP lead counsel. (sb) (Entered: 04/17/2003)

05/02/2003 8 RESPONSE by the WorldCom Directors to [5-1] motion for an order for theconsolidation of related actions, 03cv1052 and 03cv1897, and any subsequently filedrelated cases, [5-2] motion for an order to appoint plaintiff Beatrice Tuttleman, plaintiffJustin Tuttleman, and movant Ronald Aubert to serve as lead plaintiff(s), [5-3] motionfor an order approving their selection of Abbey Gardy, LLP lead counsel (dle)(Entered: 05/06/2003)

10/28/2003 STIPULATION AND AGREED CONFIDENTIALITY ORDER, (This DocumentRelates to: All Actions) regarding procedures to be followed that shall govern thehandling of confidential materials . ( signed by Judge Denise L. Cote ); OriginalDocument Entered in Case #03cv1052(DLC), Doc. #541. (tp) (Entered: 10/30/2003)

01/06/2004 OPINION AND ORDER # 89535; that the motion brought by UBS to dismiss theclaims agaisnt it in the GOALs Litigation is granted (orig. document docketed in02cv3288 as document #833). (Signed by Judge Denise L. Cote on 1/6/04) (pl, )

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(Entered: 01/12/2004)

01/26/2004 STIPULATION AND ORDER: regarding procedures that will govern the handling of"Confidential Materials". (Orig. entry is docketed in 02 civ. 3288 as doc. #926).(Signed by Judge Denise L. Cote on 1/23/04) (kw, ) (Entered: 01/29/2004)

02/09/2004 NOTICE of Firm Registration as an LLP and Name Change. Document filed by ScottD. Sullivan. Arnold & Porter is now Arnold & Porter, L.L.P. Original document filed in02cv3288 (DLC), document # 985.(db, ) (Entered: 02/10/2004)

02/10/2004 ACKNOWLEDGEMENT OF SERVICE of Stipulation and Order served on Attorneyfor defendant Scott D. Sullivan on 2/10/04. Service was accepted by Julie B.Rottenberg. Document filed by Scott D. Sullivan. Original filed in case 02cv3288, doc#986.(jco, ) (Entered: 02/11/2004)

03/05/2004 MOTION for an order granting Brendan V. Sullivan and Michael S. Sundermeyer toAppear Pro Hac Vice. Declarations of Christopher N. Manning, Brendan V. Sullivanand Michael S. Sundermeyer are attached. ORIGINAL DOCUMENT ENTERED INCASE #02cv3288, DOC. #1063. Document filed by Judith Areen. (tp, ). (Entered:03/11/2004)

03/05/2004 NOTICE of Appearance by Karyn A. Temple, Michael S. Sundermeyer, Brendan V.Sullivan, Christopher N. Manning on behalf of Judith Areen. ORIGINALDOCUMENT ENTERED IN CASE #02cv3288, DOC. #1064.(tp, ) (Entered:03/11/2004)

03/23/2004 MOTION to Stay Proceedings. Document filed by Bernard J. Ebbers.(orig. docmt dktdin case no. 02 cv 3288, docmt #1120) (djc, ) (Entered: 03/25/2004)

03/23/2004 MEMORANDUM OF LAW in Support re: MOTION to Stay. Document filed byBernard J. Ebbers. (orig. docmt dktd in case no. 02 cv 3288, docmt #1121) (djc, )(Entered: 03/25/2004)

03/23/2004 DECLARATION of David Wertheimer in Support re: MOTION to Stay.. Documentfiled by Bernard J. Ebbers. (orig. docmt dktd in case no. 02 cv 3288, docmt #1122)(djc, ) (Entered: 03/25/2004)

03/24/2004 Initial Disclosure of Lead Plaintiffs Beatrice and Justin Tuttelman and Ronald D.Aubert pursuant to Rule 26(a)(1) of the FRCP. Document filed by Ronald Aubert,Beatrice Tuttleman, Justin Tuttleman. Original document filed in 02-cv-3288 (DLC),document # 1124. (db, ) (Entered: 03/25/2004)

03/25/2004 ORDER (This Document Relates To: All Actions), that for the reasons stated on therecord at the conference on 3/24/04, defendants' motion to modify the pre-trialscheduling order in the Securities Litigation is denied. Opposition to defendant BernardJ. Ebbers' motion to stay proceedings in all captioned actions is to be submitted by4/9/04; any reply is due 4/16/04. Original Document Entered in case #02-3288, Doc.#1130. (Signed by Judge Denise L. Cote on 3/25/04) (tp, ) (Entered: 03/29/2004)

03/25/2004 Set/Reset Deadlines: Replies due by 4/16/2004. Responses due by 4/9/2004 (tp, )(Entered: 03/29/2004)

03/29/2004 ORDER; granting Motion for Brendan V. Sullivan and Michael S. Sundermeyer toAppear Pro Hac Vice on behalf of Judith Areen. (Signed by Judge Denise L. Cote on

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3/26/04), (orig. document docketed in 02cv3288 as document #1063). (pl, ) Modifiedon 3/30/2004 (pl, ). (Entered: 03/30/2004)

04/02/2004 STIPULATION AND AGREED CONFIDENTIALITY ORDER; regarding theprocedures that will govern the handling of confidential discovery material. (Signed byJudge Denise L. Cote on 4/1/04) (This document relates to 02cv3288) (orig. documentfiled in 02cv3288 as document #1146) (pl, ) (pl, ) (Entered: 04/05/2004)

04/27/2004 MEMO ENDORSEMENT on Bernard J. Ebbers' notice of motion to stay proceedings.Granted. Original document filed in case #02cv3288, endorsed on document #1120.(Signed by Judge Denise L. Cote on 4/27/04) (dle, ) (Entered: 04/28/2004)

04/27/2004 MEMORANDUM AND OPINION AND ORDER #90005; Bernard J. Ebbers movesfor a stay of all civil proceedings against him until "final resolution" of the criminalaction. The motion by Bernard J. Ebbers for a stay is granted. (Signed by Judge DeniseL. Cote on 4/27/04). Original Document filed in 02 Civ. 3288, Doc#1237. (Signed byJudge Denise L. Cote on 4/27/04) (sac, ) (Entered: 04/28/2004)

04/27/2004 Disclosure of Areas of Expert Testimony filed by Goals Plaintiffs. Original Documentfiled in 02 Civ. 3288, Doc#1239. (sac, ) (Entered: 04/28/2004)

06/28/2004 ORDER granting 1351 Motion for Protective Order . (Signed by Judge Denise L. Coteon 6/24/2004) Filed In Associated Cases. (jp, ) (Entered: 06/29/2004)

07/01/2004 ORDER granting 1373 Motion for James D. Wareham to Appear Pro Hac Vice for deftJames C. Allen. (Signed by Judge Denise L. Cote on 7/1/2004) Filed In All AssociatedCases.(jp, ) (Entered: 07/02/2004)

07/07/2004 Notice of Joinder to stipulation and agreed confidentiality order filed 10/28/03.Document filed by non party Boston Partners Asset Management, LLC. Originaldocument filed in case #02cv3288, document #1381. (dle, ) (Entered: 07/12/2004)

07/08/2004 PROTECTIVE ORDER; regarding procedures to be followed that shall govern thehandling of confidential material. (Signed by Judge Denise L. Cote on 7/7/2004) FiledIn Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-0033 8-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-

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DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-033 89-DLC(jp, ) (Entered: 07/12/2004)

07/08/2004 PROTECTIVE ORDER; regarding procedures to be followed that shall govern thehandling of confidential material. Original document filed under case number 02-cv-3288, document number 1384. (Signed by Judge Denise L. Cote on 7/7/2004) (jp, )(Entered: 07/12/2004)

08/12/2004 ORDER; that Liason Counsel for the Individual Action pltffs in the SecuritiesLitigation shall immediately take all steps necessary to provide the pltffs in the sixMississippi Actions with such notice as set forth on this Order; pltffs counsel in the sixMississippi Actions shall cooperate fully and promptly with Liason Counsel. (Signedby Judge Denise L. Cote on 8/11/2004) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(jp, ) (Entered: 08/13/2004)

08/13/2004 ORDER ... that by the 9/17/04, Liaison Counsel for the defendants and Lead Counsel forthe plaintiffs in the Securities Litigation shall each provide summary reports to theCourt on how the plaintiffs and the defendants utilized the allotment of 60 depositiondays during fact discovery in the Securities Litigation. The reports may includeinformation on the number of days used, the number of deposition notices served eachmonth, the number of deponents associated with particular institutions (e.g., WorldComArthur Anderson), or any other category of information which the parties believe wouldbe informative. (orig. filed in 02-cv-3288 AS DOC #1474) (Signed by Judge Denise L.Cote on 8/13/04) Filed In Associated Cases: ALL ACTIONS(rag, ) (Entered:

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08/16/2004)

08/20/2004 9 ENDORSED LETTER addressed to Judge Denise L. Cote from Eliot Lauer dated8/17/04 re: request permission to submit two seperate motions for summary judgmentand to file memoranda of law that exceed the Court's 25 page limit. So Ordered.Andersen may only file one motion. Its brief may not exceed 100 pages. (Signed byJudge Denise L. Cote on 8/19/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-00338-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03 859-DLC,1:03-cv-03 860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC Copies Mailed By Chambers.(dfe, ) (Entered:08/23/2004)

08/23/2004 ORDER ADMITTING ATTORNEY PRO HAC VICE. Attorney Elizabeth A. O'Brienfor Judith Areen admitted Pro Hac Vice. Orig filed in 02cv4816 (Signed by JudgeDenise L. Cote on 8/20/2004) (jsa, ) (Entered: 08/23/2004)

08/23/2004 NOTICE OF MOTION of the Underwriter-Related Defendants for Summary Judgmenton Claims IV and V of Plaintiffs' Corrected First Amended Class Action Complaint at adate and time to be set by the Court. (orig. filed in 02-cv-3288 as document #1499) .Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-09512-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC, 1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-

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DLC,1:02-cv-09519-DLC,1:02-cv-09520-DLC, 1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC,1:03-cv-0033 8-DLC,1:03-cv-00339-DLC, 1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC, 1:03-cv-01283-DLC,1:03-cv-01284-DLC,1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC, 1:03-cv-03592-DLC,1:03-cv-03859-DLC,1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC, 1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC, 1:03-cv-06592-DLC,1:03-cv-07298-DLC,1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-033 89-DLC(rag, ) (Entered: 08/24/2004)

08/30/2004 10 MOTION for an order, certifying this action as a class action and appointing JustinTuttelman and Ronald D. Aubert as class representatives. Document filed by RonaldAubert, Beatrice Tuttleman, Justin Tuttleman. (sac, ) (Entered: 09/01/2004)

08/30/2004 11 MEMORANDUM OF LAW in Support re: 10 MOTION to Certify Class. Documentfiled by Ronald Aubert, Beatrice Tuttleman, Justin Tuttleman. (sac, ) (Entered:09/01/2004)

08/30/2004 12 AFFIDAVIT of Jill S. Abrams in Support re: 10 MOTION to Certify Class. Documentfiled by Ronald Aubert, Beatrice Tuttleman, Justin Tuttleman. (sac, ) (Entered:09/01/2004)

09/17/2004 DECLARATION of Beverly A. Farrell in Support of the Underwriter-RelatedDefendants' Opposition re: 1501 MOTION for Summary Judgment.. Document filed byABN Amro Incorporated, BNP Paribas Securities Corp., Bank of America SecuritiesLLC, Blaylock and Partners LP, Caboto Holding Sim S.P.A., Chase Securities, Inc.,Credit Suisse First Boston Corp., Deutsche Bank Securities, Inc., Fleet Securities, Inc.,Goldman Sachs & Co., J.P. Morgan Chase & Co., J.P. Morgan Securities Inc., JPMorgan Securities, Ltd., Lehman Brothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, Utendahl Capital Partners, L.P.,Westdeutsche Landesbank Girozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-

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DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (Original filed in1:02-cv-3288(DLC)as document #1601 (rag, ) (Entered: 10/01/2004)

09/17/2004 DECLARATION of Beverly A. Farrell in Support re: 1501 MOTION for SummaryJudgment.. (EXHIBITS VOLUME 1) Document filed by ABN Amro Incorporated,BNP Paribas Securities Corp., Banc of America Securities LLC, Blaylock and PartnersLP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First BostonCorp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P.Securities, Inc, J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., LehmanBrothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBSWarburg LLC, Utendahl Capital Partners, L.P., Westdeutsche LandesbankGirozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03 859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (orig. filed in 02-cv-3288 as document#1608) (received in night deposit box)(rag, ) (Entered: 10/08/2004)

09/17/2004 DECLARATION of Beverly A. Farrell in Opposition re: 1501 MOTION for SummaryJudgment.. (EXHIBITS VOLUME 2) Document filed by ABN Amro Incorporated,BNP Paribas Securities Corp., Bank of America Securities LLC, Blaylock and Partners

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LP, Caboto Holding Sim S.P.A., Chase Securities, Inc., Credit Suisse First BostonCorp., Deutsche Bank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P.Morgan Chase & Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., LehmanBrothers Inc., Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBSWarburg LLC, Utendahl Capital Partners, L.P., Westdeutsche LandesbankGirozentrale. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03 859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC (received in night depository 9/17/04 at6:02pm) (orig. filed in 02-cv-3288 as document #1644)(rag, ) (Entered: 10/08/2004)

09/17/2004 DECLARATION of Beverly A. Farrell in Support of the Underwriter-RelatedDefendants' Opposition re: 1501 MOTION for Summary Judgment.. (EXHIBITSVOLUME 4) Document filed by ABN Amro Incorporated, BNP Paribas SecuritiesCorp., Bank of America Securities LLC, Blaylock and Partners LP, Caboto HoldingSim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., Deutsche BankSecurities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase & Co.,J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc., MizuhoInternational PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC, UtendahlCapital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed In AssociatedCases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08234-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-

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DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC (received in night depository 9/17/04 6:02pm) (orig. filed in 02-cv-3288 asdocument #1646)(rag, ) (Entered: 10/08/2004)Presiding Judge: Cote, Denise L.(Entered: 10/08/2004)

09/24/2004 NOTICE OF CORRECTION TO 1646 DECLARATION of Beverly A. Farrell inSupport of the Underwriter-Related Defendants' Opposition re: 1501 MOTION forSummary Judgment.. Document filed by ABN Amro Incorporated, BNP ParibasSecurities Corp., Bank of America Securities LLC, Blaylock and Partners LP, CabotoHolding Sim S.P.A., Chase Securities, Inc., Credit Suisse First Boston Corp., DeutscheBank Securities, Inc., Fleet Securities, Inc., Goldman Sachs & Co., J.P. Morgan Chase& Co., J.P. Morgan Securities Inc., JP Morgan Securities, Ltd., Lehman Brothers Inc.,Mizuho International PLC, Tokyo-Mitsubishi International, PLC, UBS Warburg LLC,Utendahl Capital Partners, L.P., Westdeutsche Landesbank Girozentrale. Filed InAssociated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-0033 8-DLC,1:03-cv-003 39-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03 3 89-DLC, 1:04-cv-03 841-DLC,1:04-cv-04963 -DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC... (Original Document filed in 02cv3288, Doc#1623)(sac, ) (Entered:10/15/2004)

09/30/2004 13 ENDORSED LETTER addressed to Judge Cote from Jay B. Kasner dated 9/28/04: reUnderwirter-Related Defts reply memo, the reply brief may be 65 pages. (Signed byJudge Denise L. Cote on 9/30/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-

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05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(cd, ) (Entered: 10/05/2004)

10/06/2004 14 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated10/5/04 re: request that your honor modify the 10/4/04 Order to reflect that theCitigroup Defendants also may notice the depositions of, and issue subpoenas to, theabove-referenced embargoed witnesses, subject to the conditions set forth in this Order.Application granted. Counsel shall circulate and submit a proposed order. (Signed byJudge Denise L. Cote on 10/5/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-

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09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(dfe, ) (Entered: 10/12/2004)

10/06/2004 ENDORSED LETTER addressed to Judge Denise L. Cote from Eric S. Goldstein dated10/5/04 re: request that your honor modify the 10/4/04 Order to reflect that theCitigroup Defendants also may notice the depositions of, and issue subpoenas to, theabove-referenced embargoed witnesses, subject to the conditions set forth in this Order.Application Granted. Counsel shall circulate and submit a proposed order. (Signed byJudge Denise L. Cote on 10/5/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(dfe, ) (Entered: 10/12/2004)

10/08/2004 15 ENDORSED LETTER addressed to Judge Cote from Andrew Levitt dated 10/6/04; theorder in this action required any objections to an application for an award of atty fees tobe fld by 10/8. Request for an extension is denied. (Signed by Judge Denise L. Cote on10/7/04) Filed In Associated Cases: 1:02-cv-03288-DLC, 1:02-cv-03416-DLC, 1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-

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09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03 860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC(cd, ) (Entered: 10/12/2004)

10/12/2004 ENDORSED LETTER addressed to Judge Cote from Lynn Lincoln Sarko dated10/7/2004 re: counsel writes requesting an additional time with respect to examinationor cross examination of certain witnesses. Counsel in the ERISA litigation shouldconsult with counsel in the Securities litigation and present, if possible, an Order onconsent. (Signed by Judge Denise L. Cote on 10/8/2004) Filed In Associated Cases:1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-033 89-DLC, 1:04-cv-03 841-DLC,1:04-cv-04963 -DLC,1:04-cv-05701-DLC,1:04-cv-06813 -DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC(jp, ) (Entered: 10/14/2004)

10/12/2004 16 ENDORSED LETTER addressed to Judge Cote from Gary Cutler dated 10/8/2004 re:granting counsels request as follows: Motions to dismiss due by 12/17/2004. Responsesdue by 1/14/2005 Replies due by 1/28/2005. (Signed by Judge Denise L. Cote on

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F10/8/2004) (jp, ) (Entered: 10/14/2004)

10/22/2004 REPLY MEMORANDUM OF LAW in Support re: 1619 Notice of MOTION byLiaison Counsel for the Entry of an Order Awarding Fees and Expenses to LiaisonCounsel from the Class Settlement Fund, and a Set-Aside Order in the IndividualActions. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03 859-DLC,1:03-cv-03 860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03 3 89-DLC,1:04-cv-03 841-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC, 1:04-cv-06995-DLC,1:04-cv-06996-DLC... (ORIGINAL DOCUMENTFILED IN 02CIV.3288, DOC#1740)... (sac, ) (Entered: 10/25/2004)

10/22/2004 REPLY MEMORANDUM OF LAW in Support re: 1619 Notice of MOTION byLiaison Counsel for the Entry of an Order Awarding Fees and Expenses to LiaisonCounsel from the Class Settlement Fund, and a Set-Aside Order in the IndividualActions. Filed In Associated Cases: 1:02-cv-03288-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC,1:03-cv-00169-DLC,1:03-cv-00170-DLC, 1:03-cv-00171-DLC,1:03-cv-00338-DLC,1:03-cv-00890-DLC,1:03-cv-00892-DLC,1:03-cv-01283-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-03 859-DLC,1:03-cv-03 860-DLC,1:03-cv-04498-DLC, 1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC,1:03-cv-06226-DLC,1:03-cv-06227-DLC, 1:03-cv-06592-DLC,1:03-cv-07806-DLC,1:03-cv-08271-DLC,1:03-cv-08924-DLC,1:03-cv-09823-DLC, 1:03-cv-09824-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC,1:04-cv-00234-DLC,1:04-cv-01521-DLC, 1:04-cv-02828-DLC,1:04-cv-03 3 89-DLC,1:04-cv-03 841-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC, 1:04-cv-06995-DLC,1:04-cv-06996-DLC... (ORIGINAL DOCUMENTFILED IN 02CIV.3288, DOC#1740)... (sac, ) (Entered: 10/25/2004)

10/26/2004 ENDORSED LETTER addressed to Judge Denise L. Cote from Jay B. Kasner and NeilL. Selinger dated 10/18/04 re: The parties respectfully move the Court for an orderconfirming the following referenced dates and stand ready to answer any questionsregarding these dates that the Court may have. Plaintiffs identify experts and areas ofexpert testimony - 12/3/04; Defendants identify experts and areas of expert testimony -1/7/05; Parties with burden of proof serve expert reports - 5 weeks after close of classtrial, but no later than 3/25/05; Rebuttal expert reports - 4/22/05; Revised expert reports- 5/20/05; Close of expert discovery - 7/01/05. So Ordered. The "revised dates" areadopted. (Signed by Judge Denise L. Cote on 10/25/04) Filed In Associated Cases:1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-

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DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-033 89-DLC, 1:04-cv-03 841-DLC,1:04-cv-04963 -DLC,1:04-cv-05701-DLC,1:04-cv-06813 -DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(dfe, ) (Entered: 10/27/2004)

10/27/2004 ORDER; denying without prejudice MOTION, for an order, certifying this action as aclass action and appointing Justin Tuttelman and Ronald D. Aubert as classrepresentatives. Document filed by Ronald Aubert, Beatrice Tuttleman, JustinTuttleman. (Signed by Judge Denise L. Cote on 10/26/04)... ORIGINAL DOCUMENTFILED IN 02CIV.3288, DOC#1752. (sac, ) (Entered: 10/28/2004)

11/12/2004 17 JUDGMENT APPROVING SETTLEMENT AND DISMISSING ACTION AGAINSTTHE CITIGROUP DEFENDANTS. (Signed by Judge Denise L. Cote on 11/12/04)Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-

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DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03 3 89-DLC, 1:04-cv-03 841-DLC,1:04-cv-04963 -DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC(jf, ) (Entered: 11/16/2004)

12/06/2004 ENDORSED LETTER addressed to Judge Denise L. Cote from Walter Rieman dated12/2/04 re: defendants respectfully request that the time within which they must filetheir motion to dismiss the Pacific Life complaint be extended to and including thirtydays after the date on which the Court's order deciding plaintiffs' motion for leave toamend the complaint in that action is entered on the docket. Granted.. (Signed by JudgeDenise L. Cote on 12/3/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC, 1:04-cv-07482-DLC, 1:04-cv-07483-DLC Copies Mailed ByChambers.(dfe, ) (Entered: 12/08/2004)

12/07/2004 18 NOTICE of Appearance by Sharon L. Schneier on behalf of Citigroup Global Markets,Inc., Citigroup Inc., Jack Grubman, Salomon Smith Barney Inc. (Entered: 12/10/2004)

12/17/2004 ENDORSED LETTER addressed to Judge Denise Cote from Pamela Rogers Chepigadated 12/16/04 re: respectfully request that the Court grant an extension of its normalpage limitations on reply briefing, and permit the Former Director Defendants to file aconsolidated reply brief of eighteen (18) pages. Granted. (Signed by Judge Denise L.Cote on 12/15/04) Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-

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DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03 859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC Copies Mailed By Chambers.(dfe, )(Entered: 12/22/2004)

12/17/2004 MOTION for an order, dismissing Count II of the Consolidated Amended Complaint.Document filed by James C. Allen. Original Document filed in 02civ3288,doc#1921.(sac, ) (Entered: 12/28/2004)

12/17/2004 MEMORANDUM OF LAW in Support re: MOTION to Dismiss. Document filed byJames C. Allen. Original Document filed in 02civ.3288, doc#1922. (sac, ) (Entered:12/28/2004)

01/07/2005 (VOLUME 2 OF 3)... AFFIDAVIT of Jonathan Walsh in Support re: 1996 MOTIONfor an order, granting motion to exclude Opinion by MCI New Management and MCI'scurrent auditor concerning Worldcom's prior Financial Statement, I.E., "TheRestatement". Document filed by Arthur Anderson, LLP. Received in the night depositbox on 1/7/05 at 9:58 p.m.. Received in the night deposit box on 1/7/05 at 9:57 p.m..Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09519-DLC, 1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC... ORIGINAL DOCUMENT FILED IN 02CIV3288,DOC#2000.(sac, ) (Entered: 01/10/2005)

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01/14/2005 MEMORANDUM OF LAW in response to Audit Committee Defendants' Motion todismiss Count II of the Consolidated Amended Complaint. Document filed by RonaldAubert, Beatrice Tuttleman, Justin Tuttleman. Original Document filed in 02civ3288,Doc#2102.(sac, ) (Entered: 01/25/2005)

01/27/2005 ENDORSED LETTER addressed to Magistrate Judge Dolinger from Cristin A. Bowersdated 1/19/2005 re: granting counsels request that Jeffrey W. Golan, Jeffrey A. Barrackand John P. Coffey are permitted to bring their cell phones and blackberry devices tothe 1/19/2005 conference. (Signed by Judge Michael H. Dolinger on 1/19/2005) (jp, )(Entered: 02/03/2005)

02/24/2005 ENDORSED LETTER addressed to Judge Cote from Jonathan Walsh dated 2/23/2005re: denying counsels request for an extension of the Courts page limit for their reply tothe motions in limine. (Signed by Judge Denise L. Cote on 2/23/2005) (jp, ) (Entered:03/02/2005)

02/25/2005 SUPPLEMENTAL MEMORANDUM OF LAW in response to questions raised by theCourt in its Order dated 2/17/05. Document filed by Arthur Anderson, LLP. Receivedin the night deposit box on 2/25/05 at 7:26 p.m.. Filed In Associated Cases: 1:02-cv-03288-DLC, 1:02-cv-03416-DLC, 1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05057-DLC, 1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05224-DLC,1:02-cv-05285-DLC, 1:02-cv-08226-DLC,1:02-cv-08227-DLC,1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC, 1:02-cv-08234-DLC,1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC, 1:02-cv-09519-DLC,1:02-cv-09521-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-06229-DLC, 1:03-cv-07298-DLC,1:03-cv-07299-DLC. Original Document filed in 02civ3288, Doc#2393.(sac, ) (Entered:03/03/2005)

03/07/2005 19 MEMORANDUM OF LAW in Support re: 2453 MOTION to Sever.. Document filedby Bernard J. Ebbers. Filed In Associated Cases: 1:02-cv-03288-DLC,1:02-cv-03416-DLC,1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03 859-DLC, 1:03-cv-03860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-

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DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:05-cv-00055-DLC(ll, ) (Entered:03/14/2005)

04/25/2005 20 ORDER: that an expedited preliminary approval hearing on Andersen's settlement ofthe class action will be held at 9:00 a.m. on 4/26/05 in Courtroom 11B, 500 PearlStreet. Further Ordered, that, if possible any party wishing to object to the terms of thesettlement shall notify the Lead Plaintiff, Andersen, and the Court by 4/25/05 at 5:00p.m. briefly stating the ground for the objection. (Signed by Judge Denise L. Cote on4/25/05) Filed In Associated Cases: 1:02-cv-03288-DLC, 1:02-cv-03416-DLC, 1:02-cv-03419-DLC,1:02-cv-03508-DLC,1:02-cv-03537-DLC, 1:02-cv-03647-DLC,1:02-cv-03750-DLC,1:02-cv-03771-DLC,1:02-cv-04719-DLC,1:02-cv-04945-DLC, 1:02-cv-04946-DLC,1:02-cv-04958-DLC,1:02-cv-04973-DLC,1:02-cv-04990-DLC,1:02-cv-05018-DLC, 1:02-cv-05057-DLC,1:02-cv-05071-DLC,1:02-cv-05087-DLC,1:02-cv-05108-DLC,1:02-cv-05140-DLC, 1:02-cv-05224-DLC,1:02-cv-05285-DLC,1:02-cv-08220-DLC,1:02-cv-08221-DLC,1:02-cv-08222-DLC, 1:02-cv-08223-DLC,1:02-cv-08224-DLC,1:02-cv-08225-DLC,1:02-cv-08226-DLC,1:02-cv-08227-DLC, 1:02-cv-08228-DLC,1:02-cv-08229-DLC,1:02-cv-08230-DLC,1:02-cv-08231-DLC,1:02-cv-08232-DLC, 1:02-cv-08233-DLC,1:02-cv-08234-DLC,1:02-cv-08235-DLC,1:02-cv-08981-DLC,1:02-cv-09512-DLC, 1:02-cv-09513-DLC,1:02-cv-09514-DLC,1:02-cv-09515-DLC,1:02-cv-09516-DLC,1:02-cv-09517-DLC, 1:02-cv-09519-DLC,1:02-cv-09520-DLC,1:02-cv-09521-DLC,1:03-cv-00167-DLC,1:03-cv-00168-DLC, 1:03-cv-00169-DLC,1:03-cv-00170-DLC,1:03-cv-00171-DLC,1:03-cv-00335-DLC,1:03-cv-00336-DLC, 1:03-cv-00338-DLC,1:03-cv-00339-DLC,1:03-cv-00890-DLC,1:03-cv-00891-DLC,1:03-cv-00892-DLC, 1:03-cv-00998-DLC,1:03-cv-01052-DLC,1:03-cv-01282-DLC,1:03-cv-01283-DLC,1:03-cv-01284-DLC, 1:03-cv-01785-DLC,1:03-cv-02839-DLC,1:03-cv-02841-DLC,1:03-cv-03592-DLC,1:03-cv-03859-DLC, 1:03-cv-03 860-DLC,1:03-cv-04498-DLC,1:03-cv-04499-DLC,1:03-cv-06219-DLC,1:03-cv-06225-DLC, 1:03-cv-06226-DLC,1:03-cv-06227-DLC,1:03-cv-06229-DLC,1:03-cv-06592-DLC,1:03-cv-07298-DLC, 1:03-cv-07299-DLC,1:03-cv-07806-DLC,1:03-cv-07826-DLC,1:03-cv-07927-DLC,1:03-cv-08271-DLC, 1:03-cv-08924-DLC,1:03-cv-08925-DLC,1:03-cv-09402-DLC,1:03-cv-09490-DLC,1:03-cv-09822-DLC, 1:03-cv-09823-DLC,1:03-cv-09824-DLC,1:03-cv-10066-DLC,1:04-cv-00232-DLC,1:04-cv-00233-DLC, 1:04-cv-00234-DLC,1:04-cv-01521-DLC,1:04-cv-02033-DLC,1:04-cv-02828-DLC,1:04-cv-03389-DLC, 1:04-cv-03841-DLC,1:04-cv-04963-DLC,1:04-cv-05701-DLC,1:04-cv-06813-DLC,1:04-cv-06995-DLC, 1:04-cv-06996-DLC,1:04-cv-07482-DLC,1:04-cv-07483-DLC,1:05-cv-00055-DLC(db, ) (Entered: 04/26/2005)

05/17/2005 STIPULATION AND ORDER; Plaintiffs' class certification motion is deemed re-instituted. Defendants' response to the class certification motion will be due 6/27/05after it is re-instituted. Plaintiffs' reply brief will be due on 7/27/05. Documentary andemail discovery will conclude on 9/10/05. Motions due by 3/17/2006. Responses dueby 4/7/2005 Replies due by 4/14/2005. Discovery due by 3/17/2006. See Document forfurther Scheduling Deadlines (Signed by Judge Denise L. Cote on 5/10/05) Original

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Document filed in 02civ3288, Doc#2683. (sac, ) (Entered: 05/24/2005)

05/31/2005 STIPULATION AND ORDER; Defendant Arthur Andersen LLP will depose plaintiffRonald D. Aubert on 6/14/05 at 10:00 a.m. in the office of Curtis, Mallet-Prevost, Colt& Mosle LLP at 101 Park Avenue. Plaintiffs withdraw the motion to certify as a classrepresentative plaintiff Beatrice Tuttleman. The deposition of plaintiff Justin Tuttelmanshall be adjourned and rescheduled. The time within which Andersen is required torespond to the motion for class certification shall be extended to and including 9/26/05.The time for plaintiffs to reply on the motion for class certification shall be extended toand including 10/26/05. (Signed by Judge Denise L. Cote on 5/27/05) OriginalDocument filed in 02-cv-3288, Doc#2702.(sac, ) (Entered: 06/06/2005)

08/15/2005 STIPULATION; defendant Arthur Andersen LLP will depose plaintiff Ronald D.Aubert on 6/14/05 at 10:00 a.m. in the office of Curtis, Mallet-Prevost, Colt & MosleLLP. Plaintiffs withdraw the motion to certify as a class representative plaintiffBeatrice Tuttleman. The deposition of plaintiff Justin Tuttelman shall be adjourned andrescheduled. The time within which the Director Defendants are required to respond tothe motion for class certification shall be extended to and including 9/26/05. The timefor plaintiffs to reply on the motion for class certification shall be extended to andincluding 10/26/05. (Signed by Judge Denise L. Cote on 8/12/05) Original Documentfiled in 02civ3288, Doc#2824.(sac, ) (Entered: 08/18/2005)

09/21/2005 OPINION AND ORDER #92165; These settlements include the series of settlementbetween the Lead Plaintiff and the seventeen Underwriter Defendants, and thosebetween the Lead Plaintiff and the twelve Director Defendants. Lead Plaintiff's petitionfor approval of the 2005 Settlements is granted, with the three alternations to theSupplemental Plan, as noted above. Lead Counsel's application for attorneys' fees andexpenses for the 2005 Settlements is also granted. (Signed by Judge Denise L. Cote on9/21/05) This Document Relates to: 1:02-cv-5140-DLC, 1:02-cv-8220-DLC, 1:02-cv-8221-DLC,1:02-cv-8222-DLC, 1:02-cv-8223-DLC,1:02-cv-8224-DLC,1:02-cv-8225-DLC,1:02-cv-8231-DLC, 1:02-cv-8232-DLC,1:02-cv-8233-DLC,1:02-cv-9512-DLC,1:02-cv-9517-DLC, 1:03-cv-335-DLC,1:03-cv-336-DLC,1:03-cv-339-DLC,1:03-cv-1052-DLC. Original Document filed in 02-cv-3288, Doc#2901 ... (sac, ) (Entered:03/30/2006)

09/23/2005 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated9/19/05 re: Both Plaintiffs and Andersen believe that this is an appropriate way toaddress the situation. Because the response to the class certification motion is currentlydue on 9/26/05. Given the prior extension adjourment, this application is denied. Mr.Tuttleman's deposition shall occur by 10/14/05. Opposition to the class certificationmotion is 11/18; reply is due 12/16/05. (Signed by Judge Denise L. Cote on 9/22/05)Original Document filed in 02civ3288, Doc#2903.(sac, ) (Entered: 09/26/2005)

10/07/2005 STIPULATION: the deposition of plaintiff Justin Tuttleman shall be conducted by10/14/05. The time within which defendants James C. Allen, Judith Areen, Max E.Bobbitt, Francesco Galesi, and Stiles Kellett are to respond to the motion for classcertification shall be extended to 11/18/05. Plaintiff's reply due 12/16/05. (Signed byJudge Denise L. Cote on 10/6/05) Associated Case: 1:03-cv-01052-DLC(db, ) Modifiedon 10/12/2005 (db, ). Original document filed in 02cv3288 (DLC), document # 2925.(Entered: 10/12/2005)

10/07/2005 Set/Reset Deadlines: Replies due by 12/16/2005. Responses due by 11/18/2005 (db, )

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(Entered: 10/12/2005)

11/18/2005 JOINDER AND ADOPTION OF ARTHUR ANDERSEN'S OPPOSITION TOPLAINTIFF'S MOTION FOR CLASS CERTIFICATION. Document filed by Stiles A.Kellett, Jr, Judith Areen, James C. Allen, Max E. Bobbitt, Francesco Galesi. OriginalDocument filed in 02civ3288, Doc#2987. Received in the night deposit box on11/18/05 at 6:11 p.m. (sac, ) (Entered: 11/29/2005)

11/30/2005 STIPULATION AND ORDER OF DISMISSAL; pursuant to Federal Rule of CivilProcedure 54(b), that all claims in these actions: 03cv167; 03cv168; 03cv169; 03cv170;03cv171; 03cv890; 03cv892; 03cv1283; 03cv2839; 03cv3859; 03cv3860; 03cv4499;03cv6226; 03cv6227; 03cv6592; 03cv7806; 03cv9823; 03cv9824; 03cv1521;03cv4963; 04cv9942; 04cv8309; 04cv8307; 04cv9307; 04cv9390; 05cv54; 04cv9391;04cv9389, asserted by the Plaintiffs against Defendants (but not any claims against anynon-settling defendants) are hereby dismissed in their entirety with prejudice. TheClerk of Court shall close these cases. (Signed by Judge Denise L. Cote on 11/30/05)This Document Relates to: 02civ3288, Doc#2993.(sac, ) (Entered: 12/02/2005)

12/02/2005 FINAL ORDER AND JUDGMENT pursuant to Fed. R. Civ. 54(b) in favor of thesettling plaintiffs and against Bernard Ebbers (Orig. filed in case no. 02 Civ. 3288(DLC) as doc. #2992). (Signed by Judge Denise L. Cote on 11/28/05) (ml, ) (Entered:12/02/2005)

12/16/2005 22 ENDORSED LETTER: addressed to Judge Denise L. Cote from Jill S. Abrams dated12/12/05 re: rtequest an adjournment of our reply until 12/30/05. ENDORSEMENT:GRANTED. So Ordered. (Signed by Judge Denise L. Cote on 12/12/05) (js, ) (Entered:12/16/2005)

12/16/2005 ORDER; the parties must contact the chambers of Magistrate Judge Dolinger by12/30/05, to arrange settlement discussions. (Signed by Judge Denise L. Cote on12/15/05) Original Document filed in 02civ3288, Doc#3003.(sac, ) (Entered:12/20/2005)

12/20/2005 ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referredto the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred toMagistrate Judge Michael H. Dolinger. (Signed by Judge Denise L. Cote on 12/15/05)Original Document filed in 02civ3288, Doc#3009.(sac, ) (Entered: 12/22/2005)

12/29/2005 23 ENDORSED LETTER: addressed to Judge Denise L. Cote from Jill S. Abrams dated12/23/2005 re: plaintiffs respectfully request a further extension of the time to file theclass certification reply until 1/30/2006. ENDORSEMENT: Granted. (Signed by JudgeDenise L. Cote on 12/27/2005) (lb, ) (Entered: 12/29/2005)

01/06/2006 STIPULATION AND ORDER; Expert reports conforming to Fed. R. Civ. P.26(a)(2)(B) from the parties bearing the burden of proof on any area in which they seekto introduce expert testimony are due on 3/7/06. Rebuttal expert reports confroming toFed. R. Civ. P. 26(a)(2)(B) are due on 4/6/06. Revised expert reports are due on4/26/06. Expert discovery will conclude on 5/17/06. Summary Judgment motion aredue on 5/17/06, opposition due by 6/7/06, and replies are due 6/14/06. (Signed byJudge Denise L. Cote on 1/5/06) Original Document filed in 02civ3288,Doc#3012.(sac, ) (Entered: 01/09/2006)

01/20/2006 24 ORDER that a settlement conf has been scheduled for 1/26/06, at 10:00 am, in

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courtroom 17D. (Signed by Judge Michael H. Dolinger on 1/12/06) copies sent bychambers. (cd, ) (Entered: 01/20/2006)

01/24/2006 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated1/20/06 re: The reply is due 2/6. There shall be no adjustment of the expert report dates.(Signed by Judge Denise L. Cote on 1/20/06) Original Document filed in 02civ3288,Doc#3024.(sac, ) (Entered: 01/24/2006)

01/31/2006 ENDORSED LETTER addressed to Judge Denise L. Cote from Richard B. Margoliesdated 1/30/06 re: granting plaintiffs an additional two-week extension until 2/20/06 tofile out class certification reply. (Signed by Judge Denise L. Cote on 1/30/06) OriginalDocument filed in 02civ3288, Doc#3027.(sac, ) (Entered: 02/01/2006)

02/21/2006 LEAD PLAINTIFFS' REPLY to Defendants' Opposition and in further support of LeadPlaintiffs' Motion for Class Certification. Document filed by Justin Tuttelman andRonald D. Aubert. Original Document filed in 02civ3288, Doc#3051. (sac, ) (Entered:02/22/2006)

02/21/2006 AFFIDAVIT of Jill S. Abrams in Support re: 3051 LEAD PLAINTIFFS' REPLY toDefendants' Opposition and in further support of Lead Plaintiffs' Motion for ClassCertification. Document filed Justin Tuttelman and Ronald D. Aubert. OriginalDocument filed in 02civ3288, Doc#3052.(sac, ) (Entered: 02/22/2006)

03/06/2006 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated3/2/06 re: requesting that the expert report submission be extended by two weeks. On1/20, the parties were advised that there would be no adjournment of the expert reportdates. This request should have acknowledged that endorsement. Due to therepresentation regarding settlement discussions, this request is granted. (Signed byJudge Denise L. Cote on 3/6/06) Original Document filed in 02civ3288,Doc#3069.(sac, ) (Entered: 03/09/2006)

03/09/2006 25 ORDER: Settlement Conference set for 3/15/2006 at 02:00 PM before MagistrateJudge Michael H. Dolinger in Courtroom 17D, 500 Pearl Street, New York, New York10007. (Signed by Magistrate Judge Michael H. Dolinger on 3/8/2006) Copies MailedBy Chambers.(lb, ) (Entered: 03/10/2006)

03/21/2006 26 ORDER; a settlement conference has been scheduled in the captioned action on April6, 2006 at 2:30 p.m., at which time you are directed to appear in Courtrooom 17D, 500Pearl Street, NY, NY. Any requests for adjournment of this scheduled conference mustbe in writing, with copies to all other parties, and must be preceded by reasonableefforts by the requesting party to obtain the consent of those parties. (Signed by JudgeMichael H. Dolinger on 3/20/06) copies mailed.(djc, ) (Entered: 03/22/2006)

03/27/2006 STIPULATION OF DISMISSAL; dismissing Count II of the Consolidated AmendedClass Action Complaint as against Defendants James C. Allen, Judith Areen, Max E.Bobbitt and Francesco Galesi without costs. (Signed by Judge Denise L. Cote on3/24/06) Original Document filed in 02civ3288, Doc#3 101 ... (sac, ) (Entered:03/30/2006)

03/27/2006 MEMO ENDORSEMENT ON MOTION; re: Granted, #1921 Motion dismissing CountII, as per Stipulation signed by parties on 3/27/06. (Signed by Judge Denise L. Cote on3/24/06) Original Document filed in 02cv3288. (sac, ) (Entered: 03/30/2006)

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04/05/2006 NOTICE OF CHANGE OF ADDRESS by Jill Sharyn Abrams on behalf of BeatriceTuttleman. New Address: Abbey Spanier Rodd Abrams & Paradis, LLP. (sac, )(Entered: 04/06/2006)

04/07/2006 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from Jill S.Abrams dated 4/6/06 re: Lead counsel for plaintiff is pleased to report that settlementhas been reached and appropriate papers will be filed with the Court within two weeks.The parties request that they be excused from the settlement conference previously setfor 2:00 p.m.. Application granted.. (Signed by Judge Michael H. Dolinger on 4/6/06)Original Document filed in 02civ3288, Doc#3108..(sac, ) (Entered: 04/07/2006)

04/10/2006 ORDER; this action is discontinued without costs to any party and without prejudice torestoring the action to this Court's calendar if the application to restore the action iswithin thirty days. (Signed by Judge Denise L. Cote on 4/7/06) Original Documentfiled in 02civ3288, Doc#3109.(sac, ) (Entered: 04/11/2006)

04/24/2006 ENDORSED LETTER addressed to Magistrate Judge Michael H. Dolinger from Jill S.Abrams dated 4/20/06 re: Lead Counsel requests two weeks to submit settlementpapers. Application granting, additional two weeks to submit settlement papers (Signedby Judge Michael H. Dolinger on 4/21/06) Original Document filed in 02cv3288,Doc#3127.(sac, ) (Entered: 04/25/2006)

05/16/2006 ORDER; that the 4/7/06, Order is vacated. Plaintiffs' counsel shall submit motionpapers in support of any proposed settlement and the dismissal claims as to certaindefendants, as well as a proposed notice to the class, by 6/2/06. (Signed by JudgeDenise L. Cote on 5/16/06) Original Document filed in 02civ3288, Doc#3140.(sac, )(Entered: 05/17/2006)

05/24/2006 STIPULATION OF DISMISSAL; pursuant to Federal Rule of Civil Procedure 54(b),that all claims in this action asserted by Ronald D. Aubert, Justin Tuttelman, andBeatrice Tuttleman against Arthur Andersen LLP, David Myers, Buford Yates, Jr.,James C. Allen, Judith Areen, Max E. Bobbitt, Francesco Galesi, Stiles A. Kellet, Jr.,and John Sidgmore are hereby dismissed in their entirety by the Settling Plaintiffs, intheir individual capacities, with prejudice and without costs, pursuant to Federal Ruleof Civil Procedure 54(b). (Signed by Judge Denise L. Cote on 5/23/06) OriginalDocument filed in 02civ3288, Doc#3165.(sac, ) (Entered: 05/25/2006)

05/26/2006 ENDORSED LETTER addressed to Judge Denise L. Cote from Jill S. Abrams dated5/22/06 re: There is no need for a conference, given this explanation. Plaintiff's counselshall submit a status letter as to all remaining defendants by 6/9. The obligation tosubmit motion papers is vacated. (Signed by Judge Denise L. Cote on 5/26/06) OriginalDocument filed in 02cv3288, Doc#3 17 1. (sac, ) (Entered: 05/30/2006)

06/09/2006 NOTICE of Voluntary Dismissal pursuant to Rule 41(a)(1) of the F.R.C.P., withprejudice as against David F. Myers and Buford Yates, Jr.. (Signed by Judge Denise L.Cote on 6/8/06) Original Document filed in 02cv3288, Doc#3181. (sac, ) (Entered:06/09/2006)

06/09/2006 ORDER AND JUDGMENT stipulating pursuant to FRCP 41(a)thatthe action by thesettling plaintiffs against Scott D. Sullivan are dismissed with prejudice and withoutcosts in 03 Civ. 1052 (DLC) (Orig. filed in case no. 02 Civ. 3288 (DLC) as doc.#3183). (Signed by Judge Denise L. Cote on 6/8/06) (ml, ) Modified on 6/9/2006 (ml, ).(Entered: 06/09/2006)

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06/09/2006

ORDER AND JUDGMENT stipulating pursuant to FRCP 41(a)thatthe action by thesettling plaintiffs against Bernard J. Ebbers are dismissed with prejudice and withoutcosts in 03 Civ. 1052 (DLC) (Orig. filed in case no. 02 Civ. 3288 (DLC) as doc.#3184). (Signed by Judge Denise L. Cote on 6/8/06) (ml, ) (Entered: 06/09/2006)

10/16/2007 27 OPINION AND ORDER re: (3299 in 1:02-cv-03288-DLC) MOTION forReconsideration filed by Marvin Davis, Howard Gimbel. Davis and Gimbel's motionfor reconsideration is denied, and their Rule 65(d) challenge to the July 20 Order isrejected. (Signed by Judge Denise L. Cote on 10/16/07) Filed In Associated Cases:1:02-cv-03288-DLC et al.(tro) (Entered: 10/16/2007)

08/04/2008

28 ORDER It is hereby ordered that the clerk of court shall close the master case file: 02Civ. 3288. (Signed by Judge Denise L. Cote on 8/4/08) Filed In Associated Cases:1:02-cv-03288-DLC et al.(mme) (Entered: 08/04/2008)

09/18/2009 29 ORDER APPROVING FINAL DISTRIBUTION PLAN: Lead Plaintiff's plan for finaldistribution of the Net Settlement Fund toAuthorized Claimants is APPROVED, as setforth herein. (Signed by Judge Denise L. Cote on 9/18/2009) Filed In Associated Cases:1:02-cv-03288-DLC et al. Copies Mailed By Chambers.(jpo) (Entered: 09/21/2009)

09/18/2009 30 ORDER APPROVING FINAL DISTRIBUTION PLAN: Lead Plaintiff's plan for finaldistribution of the Net Settlement Fund toAuthorized Claimants is APPROVED, as setforth herein. (Signed by Judge Denise L. Cote on 9/18/2009) Filed In Associated Cases:1:02-cv-03288-DLC et al. Copies Mailed By Chambers.(jpo) (Additional attachment(s)added on 9/23/2009: # 1 Main Document) (ae). (Signed by Judge Denise L. Cote on9/18/2009) Filed In Associated Cases: 1:02-cv-03288-DLC et al.(ad) (Entered:09/23/2009)

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