US District Court Civil Docket as of November 14, 2013 Retrieved from the court on November 18, 2013

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:10-cv-02515-DAB

In re FUQI INTERNATIONAL, INC SECURITIES LITIGATION Assigned to: Judge Deborah A. Batts Member case: (View Member Case) Related Cases: 1:10-cv-02639-DAB

1: 1O-cv-026 11-DAB

1: 1O-cvM2S5&DAB 1: 10-cvM3007-DAB

1: 10-cv-04028-DAB 1: 10-cv-02885-DAB

1: iO-cvM26 10-DAB 1: 10cvM3326DAB

Cause: 15:78m(a) Securities Exchange Act

Date Filed: 03/19/2010 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Date Filed # Docket Text

03/19/2010 1 COMPLAINT against Fuqi International, Inc., Yu Kwai Chong, Ching Wan Wong. (Filing Fee $ 350.00, Receipt Number 898296)Document filed by Pradeep Mahapatra.(mro) (rdz). (Entered: 03/24/2010)

03/19/2010

SUMMONS ISSUED as to Fuqi International, Inc., Yu Kwai Chong, Ching Wan Wong. (mro) (Entcred: 03/24/2010)

03 19 201

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03 19 201

Casc I)csiiiatcd Ic!. (11110) )Iiitcrcd: 03 24 20 10 )

03/24/2010 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Brian Philip Murray for noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules & Instructions E-MAIL the PDF for Document ] Complaint to ease openingsnysd.uscourts.gov . (mro) (Entered: 03/24/2010)

05/17/2010 2 MOTION to Appoint Frank Ma, James Blanchard, Walicr Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). Document filed by Frank Ma, Larry Harp, Walter Wagner, Raymond Kerlovich.(Lasky, Leigh) (Entered: 05/17/2010)

05/17/2010 3 FILING ERROR - WRONG EVENT TYPE SELECTED FROM MENU - MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). Document filed by Frank Ma, Larry Harp, Walter Wagner, Raymond Kerlovich. (Attachments: #1 Affidavit Declaration of Leigh Lasky # 2 Exhibit 1, # 3 Exhibit 2, #4 Exhibit 3, # 5 Exhibit 4, #6 Text of Proposed Order Proposed Order)(Lasky, Leigh) Modified on 5/18/2010 (db). (Entered: 05/17/2010)

05/17/2010

05/18/2010

***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - EVENT TYPE ERROR. Note to Attorney Leigh R. Lasky to RE-FILE Document 3 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). Use the event type Declaration in Support of Motion found under the event list Replies, Opposition and Supporting Documents. ONLY RE-FILE THE DECLARATION WITH THE EXHIBITS ATTACHED, then link to 2 MOTION to Appoint Lead Plaintiff(s). (db) (Entered: 05/18/2010)

4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10-2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326., MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Brent Evans, Sidney Glick, Elaine Glick.(Weiss, Joseph) (Entered: 05/18/2010)

05/18/2010

05/18/2010

5 MEMORANDUM OF LAW in Support re: 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10-2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s).. Document filed by Brent Evans, Sidney Glick, Elaine Glick. (Weiss, Joseph) (Entered: 05/18/2010)

6 DECLARATION of Joseph H. Weiss in Support re: 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10-2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to sen c as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s).. Document filed by Brent Evans, Sidney Glick, Elaine Glick. (Attachments: #1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, 7

4 Exhibit D, # 5 Exhibit E, #6 Exhibit F)(Weiss, Joseph) (Entered: 05/18/20 10)

05/18/2010 2 DECLARATION of Leigh Lasky in Support re: 2 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s).. Document filed by James Blanchard, Frank Ma, Larry Harp, Walter Wagner, Raymond Kerlovich. (Attachments: #1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, #4 Exhibit 4, # 5 Exhibit 5)(Lasky, Leigh) (Entered: 05/18/2010)

05/18/2010 8 i MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., MOTION to Consolidate Cases 1:10-cv-2515; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1:10-cv-2639; 1:10-cv-2640; 1: 10-cv-2654; 1: 10-cv-2885; 1: 10-cv-3007; 1: 10-cv-3024. Document filed by Waldemar Mauer. (Attachments: #1 Text of Proposed Order)(Gross, Marc) (Entered: 05/18/20 10)

05/18/2010 9 MEMORANDUM OF LAW in Support re: 8 MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel. MOTION to Consolidate Cases 1:10-cv-2515; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1: 10-cv-261 1; 1: 10-cv-2639; 1: 10-cv-2640; 1: 10-cv-2654; 1: 10-cv-2885; 1: 10-cv-3007; 1: 10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel.. Document filed by Waldemar Mauer. (Attachments: #1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit I 4 Exhibit 4)(Gross Marc. (Entcred: 05/18/2010)

1 (1() H) \lO!IO\ to Coiisolidatc Cascs 1O-c-1 i 1O-c-44 1O-c\-ft 1O-c-H L 10-

cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326., MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Michael Korns, Gilda Cabral. (Attachments: # 1 Text of Proposed Order)(Vozzolo, Antonio) (Entered: 05/18/2010)

05/18/2010 11 MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s).. Document filed by Michael Korns, Gilda Cabral. (Vozzolo, Antonio) (Entered: 05/18/2010)

05/18/2010 12 DECLARATION of Antonio Vozzolo in Support re: 10 MOTION to Consolidate Cases 10-cv-25 15, 10-cv-2544, 10-cv-2556, 10-cv-261 1, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s).. Document filed by Michael Korns, Gilda Cabral. (Attachments: # 'Exhibit A, # 2 Exhibit B, 3, 3 Exhibit C, #4 Exhibit D, # 5 Exhibit E, #6 Exhibit F, 2 Exhibit G)(Vozzolo Antonio) (Entered: 05/18/2010)

05/18/2010 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL. Document filed by Fuqi Investor Group.(Nalven, David) (Entered: 05/18/2010)

05/18/2010 14 MEMORANDUM OF LAW in Support re: 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Document filed by Fuqi Investor Group. (Attachments: #1 Text of Proposed Order Proposed Order)(Nalven, David) (Entered: 05/18/2010)

05/18/2010

05/18/2010

05/18/2010

15 DECLARATION of Reed R. Kathrein in Support re: 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Document filed by Fuqi Investor Group. (Attachments: #1 Exhibit A, #2 Exhibit B, # 3 Exhibit C, #4 Exhibit D, # 5 Exhibit E)(Nalven, David) (Entered: 05/18/2010)

16 MOTION to Appoint John Thin cr to sen c as lead plaintiff(s). Docun'cnt filed by John Thayer. (Attachments: ft 'Text of Proposed Order)(Alba Mario) (Entered: 05/18/2010)

17 MEMORANDUM OF LAW in Support re: 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s).. Document filed by John Tha\ r. Uba, Mario) (Entered: 05/18/2010)

05/18/2010 18 DECLARATION of David A. Rosenfeld in Support re: 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s).. Document filed by John Thayer. (Attachments: #1 Exhibit A - notice, #2 Exhibit B - loss chart, #3 Exhibit C - certification, #4 Exhibit D - firm resume)(Alba, Mario) (Entered: 05/18/2010)

05/18/2010 19 1 MOTION to Appoint PR Group to serve as lead plaintiff(s). Document filed by PR Group.(Twersky, Mitchell) (Entered: 05/18/2010)

05/18/2010 20 MEMORANDUM OF LAW in Support re: 19 MOTION to Appoint PR Group to serve as lead plaintiff(s).. Document filed by PR Group. (Twerskv Mitchell) (Entered: 05/18/2010)

05/18/2010 21 DECLARATION of Mitchell M.Z. Twersky in Support re: 19 MOTION to Appoint PR Group to serve as lead plaintiff(s).. Document filed by PR Group. I \ttachments: #1 Exhibit A, # 2 Exhibit B, #3 Exhibit C, #4 Exhibit D)(Twersky, I\ I itcltell) (Entered: 05/18/2010)

05/18/2010 12 MOTION to Appoint Counsel Charles Grena Tiers Notice ofMoti on for Consol; Tation ofRelated Actions, Appointment of Charles Grenadier as Lead Plaintiff and

LAppointment of Co-Lead Counsel. Document filed by Charles Grenadier. (Attachments: # 1 [Proposed] Order Granting Charles Grenadiers Motion for Consolidation of Related Actions, Appointment of Charles Grenadier as Lead Plaintiff and Appointment of Lead Counsel)(Preminger David) (Entered: 05/18/2010)

05/18/2010 23 MEMORANDUM OF LAW in Support re: 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMotion for Consolidation ofRelatedActions, Appointment of Charles Grenadier as Lead Plaintiff andAppoi ntment of Co-Lead Counsel. Memorandum ofLaw in Support of Charles Grenadiers Motion for Consolidation of RelatedActions, Appointment of Charles Grenadier as Lead Plaintiff andAppointm ent of Co-Lead Counsel. Document filed by Charles Grenadier. (Preminger, David) (Entered: 05/18/2010)

05/18/2010 24 DECLARATION of JuliE. Farris in Support re: 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMoti on for Consolidation ofRelatedActions, Appointment of Charles Grenadier as LeadPlaintiff andAppointment of Co-Lead Counsel.. Document filed by Charles Grenadier. (Attachments: #1 Exhibit A - Notice published on April 2, 2010 announcing the filing of a securities class action against FUQI International, Inc., # 2 Exhibit B - Charles Grenadiers sworn Lead Plaintiffs Certification pursuant to federal securities law, which includes a summary of Charles Grenadiers transactions in FUQI International, Inc. securities, # 3 Exhibit C - Biograph\ of Statman Harris & Eyrich L.L.C. Complex Litigation Department, #4 Exhibit D - Biography of Keller Rohrback L.L.P.s Complex Litigation Department)(Preminger, David) (Entered: 05/18/2010)

05/18/2010 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s). Document filed by Keith A. Ovitt.(Silk, Gerald) (Entered: 05/18/2010)

05/18/2010 26 MEMORANDUM OF LAW in Support re: 25 MOTION to Appoint Keith A. Ovittto serve as lead plaintiff(s).. Document filed by Keith A. Ovitt. (Silk, Gerald) (Entered:

1 05/18/2010)

05/18/2010 27 DECLARATION of Gerald H. Silk in Support re: 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s).. Document filed by Keith A. Ovitt. (Attachments: #1 Exhibit A, # Z Exhibit B, #3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Silk, Gerald) (Entered: 05/18/2010)

05/18/2010 28 FILING ERROR - WRONG EVENT SELECTED FROM MENU - AMENDED MOTION to Amend/Correct 10 MOTION to Consolidate Cases 10-cv-25 15, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lcad plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint

Michael Korns and Gilda Cabral to serve as lead plaintiff(s), corrected certificate of service. Document filed by Gilda Cabral.(Vozzolo, Antonio) Modified on 5/19/20 10 (gp). (Entered: 05/18/2010)

05/19/2010

05/2 1/2010

05/2 1/2010

CERTIFICATE OF SERVICE. Document filed by Michael Korns, Gilda Cabral. (Vozzolo, Antonio) (Entered: 05/19/2010)

30 NOTICE OF APPEARANCE by Adam David Cole on behalf of Fuqi International, Inc. (Cole, Adam) (Entered: 05/21/2010)

31 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by Fuqi International- Tnc..(CoIe Adam) (Entered: 05/2 1/2010)

06/01/2010

06/01/2010

12 RESPONSE to Motion re: 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10 2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., 19 MOTION to Appoint PR Group to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 10-cv-25 15, 10-cv-2544, 10-cv-2556, 10-cv-261 1, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s)., 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., 2 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMotion for Consolidation ofRelated Actions, Appointment of Charles Grenadier as Lead Plai ntzff and Appointment of Co-Lead Counsel., 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Doc.un'cnt filed by Waldemar Mai'cr. (Qiaw Fei-Lu) (Entcred: 06/01/2010)

33 MEMORANDUM OF LAW in Opposition re: 8 MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead coe isel. MOTION to Consolidate Cases 1:10-cv-2515; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1:10-cv-2639; 1:10-cv-2640; 1: 1O-cv-2654; 1:10-cv-2885; 1:10-cv-3007; 1:10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10 2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., 19 MOTION to Appoint PR Group to serve as lead plaintiff(s)., 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., 2 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMotion for Consolidation ofRelated Actions, Appointment of Charles Grenadier as Lead PlaintzffandAppointment of Co-Lead Counsel., 3 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 13 MOTION

NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL. MEMORANDUM OFLAH OF MICHAEL KORZVS A]VD GILDA CABRAL IN OPPOSITION TO THE MOTIONS OF THE PR GROUP, KEITH 0 VITT, WALDEMAR MA UER, THE FUQI SHAREHOLDER GROUP, JOHN THA YER, CHARLES GRENADIER, THE FUQI INVESTOR GROUP, AND BRENT EVA]VSAND SIDNEYA]VD ELAINE GLICK TO BE APPOINTED LJ. ID PLAINTIFF, AND FOR APPROVAL OF THEIR SELECTION OF LEAD COUNSEL. Document filed by Michael Korns, Gilda Cabral. (Vozzolo, Antonio) (Entered: 06/01/2010)

06/01/2010 34 DECLARATION of ANTONIO VOZZOLO in Opposition re: 8 MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel. MOTION to Consolidate Cases 1: 10-cv-25 15; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1:10-cv-2639; 1:10-cv-2640; 1:10-cv-2654; 1:10-cv-2885; 1:10-cv-3007; 1:10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10 2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s), 19 MOTION to Appoint PR Group to serve as lead plaintiff(s), 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., 2 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMotion for Consolidation ofRelated Actions, Appointment of Charles Grenadier as Lead PlaintzffandAppointment of Co-Lead Counsel., 3 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Document filed by Michael Korns, Gilda Cabral. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Vozzolo, Antonio) (Entered: 06/01/2010)

06/01/2010 35 RESPONSE to Motion re: 8 MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel. MOTION to Consolidate Cases 1:10-cv-2515; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1: 10-cv-2639; 1: 10-cv-2640: 1:10-cv-2654; 1:10-cv-2885; 1:10-cv-3007; 1:10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10-2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., 19 MOTION to Appoint PR Group to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as

lead plaintiff(s)., 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., Z MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMoti on for Consolidation ofRelatedActions, Appointment of Charles Grenadier as Lead Plai ntzff andAppointment of Co-Lead Counsel., 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Document filed by Fuqi Investor Group. (Nalven, David) (Entered: 06/01/2010)

06/04/2010 36 i RESPONSE to Motion re: 8 MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel. MOTION to Consolidate Cases 1:10-cv-2515; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1: 10-cv-2639; 1: 10-cv-2640: 1: 10-cv-2654; 1: 10-cv-2885; 1: 10-cv-3007; 1: 10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10-2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., 19 MOTION to Appoint PR Group to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s)., 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., 2 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMoti on for Consolidation ofRelatedActions, Appointment of Charles Grenadier as Lead Plai ntzff andAppointment of Co-Lead Counsel., 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Document filed by John Thayer. (Rosenfeld, David) (Entered: 06/04/2010)

06/04/2010 37 MEMORANDUM OF LAW in Opposition re: 8 MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel. MOTION to Consolidate Cases 1: 10-cv-25 15; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1:10-cv-2639; 1:10-cv-2640; 1: 10-cv-2654; 1:10-cv-2885; 1:10-cv-3007; 1:10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., 28 AMENDED MOTION to Amend/Correct 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to seAMENDED MOTION to Amend/Correct 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to seAMENDED MOTION to Amend/Correct 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to se, 25 MOTION to Appoint Keith A. Ovitt to serve as lead

plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10 2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s)., 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., 2 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMotion for Consolidation ofRelated Actions, Appointment of Charles Grenadier as Lead Plaintiff andAppointment of Co-Lead Counsel., 3 MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s). MOTION to Appoint Frank Ma, James Blanchard, Walter Wagner, Larry Harp and Raymond Kerlovich to serve as lead plaintiff(s)., 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL.. Document filed by PR Group. (Twersky, Mitchell) (Entered: 06/04/2010)

06/04/2010 38 DECLARATION of Lawrence D. Levit in Support re: 19 MOTION to Appoint PR Group to serve as lead plaintiff(s).. Document filed by PR Group. (Attachments: #1 Exhibit A)(Twersky, Mitchell) (Entered: 06/04/2010)

06/04/2010 39 RESPONSE to Motion re: S MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel. MOTION to Consolidate Cases 1:10-cv-2515; 1:10-cv-2544; 1:10-cv-2556; 1:10-cv-2610; 1:10-cv-2611; 1: 10-cv-2639; 1: 10-cv-2640; 1: 10-cv-2654; 1: 10-cv-2885; 1: 10-cv-3007; 1: 10-cv-3024. MOTION to Appoint Waldemar Mauer to serve as lead plaintiff(s) appointment of lead counsel., 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s)., 4 MOTION to Consolidate Cases 10-2544, 10-2556, 10-2610, 10-2611, 10-2639, 10-2640, 10-2654, 10-2885, 10-3007, 10-3024, 10-3326. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Brent Evans, Sidney and Elaine Glick to serve as lead plaintiff(s)., 19 MOTION to Appoint PR Group to serve as lead plaintiff(s)., 10 MOTION to Consolidate Cases 10-cv-2515, 10-cv-2544, 10-cv-2556, 10-cv-2611, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s)., 16 MOTION to Appoint John Thayer to serve as lead plaintiff(s)., 22 MOTION to Appoint Counsel Charles Grenadiers Notice ofMoti on for Consolidation ofRelated Actions, Appointment of Charles Grenadier as Lead Plaintiff and Appointment of Co-Lead Counsel., 13 MOTION NOTICE OF MOTION AND MOTION TO CONSOLIDATE RELATED CASES, TO APPOINT THE FUQI INVESTOR GROUP AS LEAD PLAINTIFF, AND TO APPROVE THE SELECTION OF LEAD COUNSEL. Response Of Charles Grenadier To Motions For Consolidation OfRelated Actions, Appointment OfLead Plaintiffs And Appointment OfLead Counsel. Document filed by Charles Grenadier. (Preminger, David) (Entered: 06/04/20 10)

06/04/2010 40 MEMORANDUM OF LAW in Support re: 25 MOTION to Appoint Keith A. Ovitt to

serve as lead plaintiff(s).. Document filed by Keith A. Ovitt. (Silk, Gerald) (Entered: 06/04/2010)

06/04/2010 41 DECLARATION of Gerald H. Silk in Support re: 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s).. Document filed by Keith A. Ovitt. (Attachments: #1 Exhibit A)(Silk, Gerald) (Entered: 06/04/2010)

06/14/2010 42 REPLY MEMORANDUM OF LAW in Support re: 19 MOTION to Appoint PR Group to serve as lead plaintiff(s).. Document filed by PR Group. (Levit, Lawrence) (Entered: 06/14/2010)

06/14/2010 43 DECLARATION of Lawrence D. Levit in Support re: 19 MOTION to Appoint PR Group to serve as lead plaintiff(s).. Document filed by PR Group. (Attachments: #1 Exhibit A, # 2 Exhibit B, #3 Exhibit C)(Levit, Lawrence) (Entered: 06/14/2010)

06/14/2010 44 REPLY MEMORANDUM OF LAW in Support re: 25 MOTION to Appoint Keith A. Ovitt to serve as lead plaintiff(s), and in Oppos;on to All Other-Motions. Document filed by Keith A. Ovitt. (Silk, Gerald) (Entcred: 06/14/20 10)

06/14/2010 45 REPLY MEMORANDUM OF LAW in Supportre: 10 MOTION to Consolidate Cases 10-cv-25 15, 10-cv-2544, 10-cv-2556, 10-cv-261 1, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). And for Approval of Their Selection ofFaruqi & Faruqi, LLP as Lead Counsel. Document filed by Michael Korns, Gilda Cabral. (Vozzolo, Antonio) (Entered: 06/14/20 10)

06/14/2010 46 DECLARATION of Antonio Vozzolo in Support re: 10 MOTION to Consolidate Cases 10-cv-25 15, 10-cv-2544, 10-cv-2556, 10-cv-261 1, 10-cv-2639, 10-cv-2640, 10-cv-2654, 10-cv-2885, 10-cv-3007, 10-cv-3024, 10-cv-3326. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Appoint Michael Korns and Gilda Cabral to serve as lead plaintiff(s).. Document filed by Michael Korns, Gilda Cabral. (Attachments: #1 Exhibit A (Part I), 2 Exhibit A (Part II), # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D (Part I), #6 Exhibit D (Part II))(Vozzolo, Antonio) (Entered: 06/14/2010)

07/26/2010 47 i ORDER granting (19) Motion to Appoint PR Group as Lead Plaintiff(s) in case 1:10-cv-025 15-DAB. This Court approves the selection of Abraham, Fruchter & Twersky, LLP as Lead Counsel, and as further set forth in this document. The Clerk of Court is hereby directed to terminate all other motions for consolidation, to appoint lead plaintiff or to appoint lead counsel. 10 cv 3326 and 10 cv 4023 are consolidated for purposes of discovery pursuant to FRCP 42(a). Lead Plaintiff shall file a Consolidated Complaint in the consolidated class action within 30 days of the date of this Order. The Defendants shall move or answer within 20 days after filing of the Consolidated Complaint. (Signed by Judge Deborah A. Batts on 7/26/10) Filed In Associated Cases: 1: 10-cv-02515-DAB et al.(cd) (Entered: 07/26/2010)

08/18/2010 48 NOTICE OF APPEARANCE by Richard A. Rosen on behalf of Fuqi International, Inc. (Rosen, Richard) (Entered: 08/18/2010)

08/20/2010 49 NOTICE OF WITHDRAWAL AND SUBSTITUTION OF COUNSEL AND ORDER: Greenburg Traurig, LLP, hereby withdraws as counsel for Fuqi in this matter, and Paul, Weiss, Rifkind, Wharton & Garrison LLP, is hereby substituted in place of Greenberg

08/20/2010

09/17/2010

09/17/2010

01/26/2011

Traurig, LLP as counsel of record for Fuqi in this action. Attorney Richard A. Rosen for Fuqi International, Inc. added. Attorney Kenneth Alan Lapatine terminated. (Signed by Judge Deborah A. Batts on 8/20/2010) Filed In Associated Cases: 1: 10-cv-02515-DAB et al.(tro) (Entered: 08/23/2010)

50 STIPULATION AND ORDER REGARDING THE FILING OF A CONSOLIDATED COMPLAINT AND BRIEFING SCHEDULE APPLICABLE FOR DEFENDANTS' POSSIBLE MOTION TO DISMISS: Lead Plaintiff shall file its consolidated complaint no later than 30 days after defendant Fuqi publicly releases its financial statements for the fiscal year ended 12/31/2009 and its restated financial statements for each of the periods ended March 31, June 30, and September 30, 2009. The first consolidated complaint shall be the operative complaint in this action, superseding any other complaint or complaint filed in and/or transferred to the Court, as further set forth in this Order. (Signed by Judge Deborah A. Batts on 8/20/20 10) Filed In Associated Cases: 1:10-cv-02515-DAB et al.(tro) Modified on 8/24/2010 (tro). (Entered: 08/23/2010)

51 NOTICE OF APPEARANCE by Ximena R. Skovron on behalf of PR Group (Skovron, Ximena) (Entered: 09/17/2010)

52 NOTICE OF APPEARANCE by Lawrciicc Donald Lc it on bchalf of PR Group (Levit Lawrence) (Entered: 09/17/2010)

53 STIPULATION AND ORDER REGARDING SERVICE OF A COMPLAINT ON CERTAIN DEFENDANTS: The time for Lead Plaintiff to serve a summons and complaint on any of the defendants named in one of the ten complaints that were consolidated herein shall be extended until April 30, 2011. (Service due by 4/30/2011 (Signed by Judge Deborah A. Batts on 1/26/11) Filed In Associated Cases: 1:10-cv-02515-DAB et al.(db) (Entered: 01/28/2011)

02/10/2011 54 STIPULATION AND ORDER REGARDING FILING OF A CONSOLIDATED COMPLAINT AND AN AMENDED COMPLAINT AND BRIEFING SCHEDULE APPLICABLE TO ANY MOTIONS TO DISMISS.Lead Plaintiff shall file its consolidated complaint prior to March 1, 2011. The consolidated complaint shall be tlic operative complaint in this Action, superseding any other complaint or complaints filed in and/or transferred to the Court. Defendants need not move or answer in response to the consolidated complaint unless advised by counsel for the Lead Plaintiff ("Lead Counsel") pursuant to paragraph 3 below. 2. Counsel for Fuqi shall advise Lead Counsel when Fuqi's last restated financial statement has been filed no later than five days after Fuqi publicly releases the last of its financial statements for the fiscal year ended December 31, 2009 and its restated financial statements for each of the periods ended March 31, June 30, and September 30, 2009.3. Within 15 days after the date Fuqi's Counsel advised Lead Counsel regarding Fuqi's financial statements, as referred to in paragraph 2 above, Lead Counsel shall advise Fuqi's Counsel whether Lead Plaintiff intends to amend the consolidated complaint. 4. If Lead Plaintiff elects to amend the consolidated complaint, such amended complaint shall be filed within 45 days after the date Fuqi's Counsel advised Lead Counsel regarding Fuqi' s financial statements, as referred to in paragraph 2 above. 5. Defendants, no later than 45 days after the date on which Lead Plaintiff either informs Fuqi's counsel that the consolidated complaint will be the applicable complaint or after the date Lead Plaintiff files an amended complaint, shall answer, plead or otherwise respond to the consolidated complaint or the amended complaint. 6. If defendants move to dismiss the applicable

complaint, Lead Plaintiffs opposition papers shall be filed and served no later than 45 days after the date on which defendants file their motion or motions pursuant to Rule 12 of the Federal Rules of Civil Procedure or any other applicable procedural rule or statute. 7. Defendants' reply papers in support of their motion or motions shall be filed and served no later than 30 days after the date on which Lead Plaintiff files its opposition to defendants' motion or motions pursuant to Rule 12 of the Federal Rules of Civil Procedure or any other applicable procedural rule or statute. 8. If any of the dates specified above falls on a Saturday, Sunday or a legal holiday as defined by Rule 6 of the Federal Rules of Civil Procedure (or on the day after Thanksgiving Day), the pleading need not be filed until the next day that is not a Saturday, Sunday, legal holiday, day after Thanksgiving Day, or day when the clerk's office is inaccessible(Signed by Judge Deborah A. Batts on 2/10/11); Filed In Associated Cases: 1: 10-cv-025 15-DAB et al.(djc) (Entered: 02/10/2011)

02/15/2011 5.5 CONSOLIDATED CLASS ACTION COMPLAINT amending 'Complaint against Yu Kwai Chong, Fuqi International, Inc., Ching Wan Wong, Lie Xi Zhuang, Eileen B. Brody, Victor A. Hollander, Jeff Haiyong Liu, Lily Lee Chen, William Blair & Co., Oppenheimer & Co. Inc., Cowen and Company, LLC.Document filed by PR Group. Related document: 'Complaint filed by Pradeep Mahapatra. ***This document Relates to: All Actions.(mro) (Additional attachment(s) added on 2/16/2011: # ICons. Class Action Comp. Pages 26-45) (ama). (Entered: 02/16/2011)

02/15/2011 SUMMONS ISSUED as to Eileen B. Brody, Lily Lee Chen, Yu Kwai Chong, Cowen and Company, LLC, Fuqi International, Inc., Victor A. Hollander, Jeff Haiyong Liu, Oppenheimer & Co. Inc., William Blair & Co., Ching Wan Wong, Lie Xi Zhuang. (mro) (Entered: 02/16/2011)

03/09/2011 56 ENDORSED LETTER addressed to Judge Deborah A. Batts from Lawrence D. Levit dated 2/17/11 re: counsel for PR Group respectfully submit this letter, pursuant to Your Honor's practices, to request a pre-motion conference concerning alternative service on certain defendants located in China and/or Hong Kong. ENDORSEMENT: Denied. Use Haque Convention process. (Signed by Judge Deborah A. Batts on 3/9/11) (p1) (Entered: 03/10/2011)

03/15/2011 57 ENDORSED LETTER addressed to Judge Deborah A. Batts from Lawrence D. Levit, dated 3/14/2011, re: Lead counsel for lead plaintiff the PR Group writes to request that the time to serve the Overseas Defendant be extended for six months until September 15, 2011, with Plaintiffs having the right to seek a further extension if service cannot be effected in that time despite Plaintiffs' prompt and reasonable efforts. ENDORSEMENT: Granted. SO ORDERED. (Service due by 9/15/2011) (Signed by Judge Deborah A. Batts on 3/15/2011) (lnl) (Entered: 03/16/2011)

03/31/2011 158 1 NOTICE OF CHANGE OF ADDRESS by Leigh R. Lasky on behalf of James Blanchard, Larry Harp, Raymond Kerlovich, Frank Ma, Walter Wagner. New Address: Lasky & Rifkind, Ltd., 100 Park Avenue, 16th Floor, New York, NY, USA 10017, 212-984-1853. (Lasky, Leigh) (Entered: 03/31/2011)

06/03/2011 59 STIPULATION AND PROTECTIVE ORDER GOVERNING THE PRODUCTION OF SETTLEMENT NEGOTIATION MATERIALS ... regarding procedures to be followed that shall govern the handling of confidential material... (Signed by Judge Deborah A. Batts on 6/3/2011) Filed In Associated Cases: 1:10-cv-025 15-DAB et al.(jfe) (Entered: 06/03/2011)

08/04/2011 60 MOTION for Ex Kano S. Sams II to Appear Pro Hac Vice. Document filed by Pradeep Mahapatra.(pgu) (Entered: 08/08/2011)

08/24/2011

C \SHIERS OFFICE REMARK on 60 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 08/04/2011, Receipt Number 1013255. (jd)(Entered: 08/24/2011)

08/31/2011 161 STIPULATION AND ORDER REGARDING SERVICE ON OVERSEAS DEFENDANTS PURSUANT TO THE HAGUE CONVENTION: The time for Lead Plaintiff to serve a summons and complaint on the Overseas Defendants utilizing the Hague Convention process is extended until March 15, 2012. (Signed by Judge Deborah A. Batts on 8/31/2011) Filed In Associated Cases: 1:10-cv-02515-DAB et al.(lmb) (Entered: 08/31/2011)

08/31/2011 Set/ResetDeadlines: Service due by 3/15/2012. Associated Cases: 1:10-cv-02515-DAB et al.(lmb) (Entered: 08/31/2011)

08/31/2011 62 ORDER FOR ADMISSION ON PRO HAC VICE ON WRITTEN MOTION in case 1: 10-cv-02544-DAB granting (60) Motion for Ex Kano S. Sams II to Appear Pro Fla,: Vice in case 1:10-cv-02515-DAB as counsel for Plaintiff Pradeep Mahapatra. (Signed by Judge Deborah A. Batts on 8/31/2011) Filed In Associated Cases: 1: 10-cv-025 15-DAB et al. (ab) (Entered: 08/31/2011)

01/26/2012 63 i ORDER: Having reviewed Defense Counsel's Motion to Withdraw setting forth the reasons therefore, that Motion is GRANTED. Defense Counsel is FURTHER ORDERED to provide a copy of this Order to the appropriate representative of Defendant Fuqi International Inc. within 14 days of the date of this Order. Corporations, partnerships, and unincorporated associations 10 CV 2515 (DAB) ORDER cannot appear without legal representation. See Lattanzio v. COMTA, 481 F.3d 137, 139-140 {2d Cir. 20071; Eagle Associates v. Bank of Montreal, 926 F.2d 1305, 1309-10 {2d Cir. 19911 (finding that 28 U.S.C. § 1654 precludes a corporation from appearing through an unlicensed lay representative and that default judgment may be appropriate if a corporation fails to comply with an order to obtain counsel). Therefore, a Notice of Appearance of new counsel for Defendant Fuqi International, Inc. SHALL BE FILED within 60 days of the date of this ORDER. Should Defendant Fuqi International, Inc. fail to appear with counsel within the time set forth in this Order, Defendant may, barring further Order of this Court, be subject to default judgment on proper motion of Plaintiffs. (Signed by Judge Deborah A. Batts on 1/26/2012) (ft) (Entered: 0 1/26/2012)

03/09/2012 64 ENDORSED LETTER addressed to Judge Deborah A. Batts from Lawrence D. Levit dated 3/6/2012 re: Accordingly, Plaintiffs seek to extend the time to effectuate servicc on the two other Overseas Defendants until November 15, 2012, which should provide sufficient time for possible delays. Presently, this action has been stayed by order dated August 20, 2010, until after Fuqi issues its restated financial statements. On January 26, 2012, Your Honor granted counsel for Fuqi's request to withdraw from the action. Thus far. new counsel has not appeared for Fuqi The individual defendants that have bccii served have also not appeared by counsel Thus, those defendants appear to be pro se. Accordingly, plaintiffs are sending a copy of this letter by FedEx to the individual defendants who have been served. ENDORSEMENT: So Ordered. (Signed by Judge Deborah A. Batts on 3/9/2012) Cs) (Entered: 03/09/2012)

03/14/2012 65 NOTICE OF APPEARANCE by Caryn Gail Schechtman on behalf of Fuqi International, Inc. (Schechtman, Caryn) (Entered: 03/14/2012)

03/21/2012 66 AFFIDAVIT OF SERVICE. Eileen B. Brody served on 2/19/2011, answer due 3/12/2011. Service was accepted by Eileen B. Brody. Document filed by PR Group. (Levit, Lawrence) (Entered: 03/21/2012)

03/21/2012 7 AFFIDAVIT OF SERVICE. Lily Lee Chen served on 2/20/2011, answer due 3/13/2011. Service was accepted by Lily Lee Chen. Document filed by PR Group. (Levit, Lawrence) (Entered: 03/21/2012)

03/21/2012 68 AFFIDAVIT OF SERVICE. Victor A. Hollander served on 3/1/2011, answer due 3/22/2011. Servicc was made by Mail. Document filed by PR Group. (Lcit, Lawrciicc) (Entered: 03/21/2012)

03/21/2012 b9 AFFIDAVIT OF SERVICE. Lie Xi Zhuang served on 7/5/2011, answer due 7/26/2011. Service was accepted by Company Staff. Document filed by PR Group. (Levit, Lawrence) (Entered: 03/21/2012)

03/21/2012 70 AFFIDAVIT OF SERVICE. Yu Kwai Chong served on 7/5/2011, answer due 7/26/2011. Servicc was acccpicd by Company Staff. Document filed by PR Group. (Levit, Lawrence) (Entered: 03/21/2012)

03/21/2012 71 AFFIDAVIT OF SERVICE. William Blair & Co. served on 2/18/2011, answer due 3/11/2011. Service was made by Mail. Document filed by PR Group. (Levit, Lawrence) (Entered: 03/21/2012)

03/21/2012 72 AFFIDAVIT OF SERVICE. Oppenheimer & Co. Inc. served on 2/18/2011, answer due 3/11/2011. Servicc was made by Mail. Document filed by PR Group. (Lcit, Lawrciicc) (Entered: 03/21/2012)

03/21/2012 73 AFFIDAVIT OF SERVICE. Cowen and Company, LLC served on 2/18/2011, answer due 3/11/2011. Service was made by Mail. Document filed by PR Group. (Levit, Lawrence) (Entered: 03/21/2012)

04/05/2012 74 MOTION for Grayson D. Stratton to Appear Pro Hac Vice. Document filed by Fuqi International, Inc..(bwa) (Entered: 04/10/2012)

04/24/2012

CASHIERS OFFICE REMARK on 74 Motion to Appear Pro Hac Vice in the amount of $200.00, paid on 04/05/2012, Receipt Number 1034579. (jd)(Entered: 04/24/2012)

05/25/2012 75 i ORDER granting 74 Motion for Grayson D. Stratton to Appear Pro Hac Vice. (Signed by Judge Deborah A. Batts on 4/9/2012, NPT) (bw) Modified on 5/25/2012 (bw). (Entered: 05/25/2012)

10/01/2012 76 NOTICE OF APPEARANCE by Joel M. Mitnick on behalf of Eileen B. Brody, Victor A. Hollander (Mitnick Joel) (Entered: 10/01/2012)

10/01/2012 77 NOTICE OF APPEARANCE by Thomas Andrew Paskowitz on behalf of Eileen B. Brody, Victor A. Hollander (Paskowitz, Thomas) (Entered: 10/01/2012)

11/13/2012 78 ENDORSED LETTER addressed to Judge Deborah A. Batts from Lawrence D. Levit dated 10/26/2012 re: Counsel for lead plaintiffs seeks to extend the time to effectuate service on the two Overseas Defendants who have yet to be served until May 15, 2013, and to be granted leave to file and serve a corrected summons and complaint. Presentiv this action has been stayed by order dated August 20, 2010 until after Fuqi issues its restated financial statements. ENDORSEMENT: Granted., (Service due by 5/15/2013.)

(Signed by Judge Deborah A. Batts on 11/13/2012) (p1) (Entered: 11/13/2012)

03/21/2013 79 CORRECTED CONSOLIDATED CLASS ACTION COMPLAINT amending 55 Amended Complaint,, against Eileen B. Brody, Yu Kwai Chong, Cowen and Companv LLC, Fuqi International, Inc., Victor A. Hollander, Jeff Haiyong Liu, Oppenheimer & Co. Inc., William Blair & Co., Ching Wan Wong, Lie Xi Zhuang. Document filed by PR Group. ***This document relates to All Actions. Related document: 55 Amended Complaint filed bv PR Group.(mro) (Entcred: 03/25/2013)

05/13/2013 çj ENDORSED LETTER addressed to Judge Deborah A. Batts from Lawrencc D. Lc it dated 5/9/2013 re: Plaintiffs seek to extend the time to effectuate service on the two Overseas Defendants who have yet to be served until November 15, 2013. Presently, this action has been stayed by order dated August 20, 2010 until after Fuqi issues its restated financial statements. ENDORSEMENT: Granted. (Service due by 11/15/2013 (Signed by Judge Deborah A. Rifts on 5/13/2013) (ifi (Entered: 05/13/2013)

11/14/2013 81 ENDORSED LETTER addressed to Judge Deborah A. Batts from Lawrence D. Levit dated 11/12/2013 re: Lead counsel for lead plaintiffs seeks to extend the time to effectuate service on the two Overseas Defendants who have yet to be served until May 15, 2014. ENDORSEMENT: GRANTED. SO ORDERED. (Service due by 5/15/2014.) (Signed by Judge Deborah A. Batts on 11/14/2013) (tn) Modified on 11/14/2013 (tn). (Entered: 11/14/2013)

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