U.S. District Court Northern District of Texas (Dallas) CIVIL...

28
US District Court Civil Docket as of June 27, 2013 Retrieved from the court on July 1, 2013 U.S. District Court Northern District of Texas (Dallas) CIVIL DOCKET FOR CASE #: 3:12-cv-00373-B Brady v. Kosmos Energy, Ltd. et al Date Filed: 02/06/2012 Assigned to: Judge Jane J Boyle Jury Demand: Plaintiff Case in other court: 68th Judicial District Court, Dallas County, Nature of Suit: 850 TX, DC-12-00251 Securities/Commodities Cause: 15:77 Securities Jurisdiction: Federal Question Plaintiff Mathew A Brady represented by Theodore Carl Anderson , III Kilgore Law Center 3109 Carlisle Suite 200 Dallas, TX 75204 214/969-9099 Fax: 214/953-0133 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing Amber L Eck Zeldes & Haeggquist LLP 625 Broadway Suite 906 San Diego, CA 92101 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted David R Scott Scott Scott 108 Norwich Ave PO Box 192 Colchester, CT 06415 860/537-5537 Fax: 860/537-4432 FAX Bar Status: Not Admitted Deborah Clark-Weintraub Scott+Scott LLP 405 Lexington Ave 40th Floor New York, NY 10174

Transcript of U.S. District Court Northern District of Texas (Dallas) CIVIL...

Page 1: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

US District Court Civil Docket as of June 27, 2013 Retrieved from the court on July 1, 2013

U.S. District Court Northern District of Texas (Dallas)

CIVIL DOCKET FOR CASE #: 3:12-cv-00373-B

Brady v. Kosmos Energy, Ltd. et al Date Filed: 02/06/2012 Assigned to: Judge Jane J Boyle Jury Demand: Plaintiff Case in other court: 68th Judicial District Court, Dallas County, Nature of Suit: 850

TX, DC-12-00251 Securities/Commodities Cause: 15:77 Securities Jurisdiction: Federal Question

Plaintiff

Mathew A Brady represented by Theodore Carl Anderson , III Kilgore Law Center 3109 Carlisle Suite 200 Dallas, TX 75204 214/969-9099 Fax: 214/953-0133 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Amber L Eck Zeldes & Haeggquist LLP 625 Broadway Suite 906 San Diego, CA 92101 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

David R Scott Scott Scott 108 Norwich Ave PO Box 192 Colchester, CT 06415 860/537-5537 Fax: 860/537-4432 FAX Bar Status: Not Admitted

Deborah Clark-Weintraub Scott+Scott LLP 405 Lexington Ave 40th Floor New York, NY 10174

Page 2: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

212/223-6444 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Geoffrey Johnson ScottScott LLP 12434 Cedar Rd Suite 12 Cleveland Heights, OH 44106 216/229-6088 Fax: 216/229-6092 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Robert M Behrendt Kilgore & Kilgore 3109 Carlisle Suite 200 Dallas, TX 75204 214/969-9099 ext 218 Fax: 214/953-0133 FAX Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Plaintiff

George M Mounger represented by Joe Kendall Kendall Law Group LLP 3232 McKinney Avenue, Suite 700 Dallas, TX 75204 214/744-3000 Fax: 214/744-3015 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Plaintiff

John A Cerro represented by Willie Briscoe Preston Commons West 8117 Preston Road, Suite 300 Dallas, TX 75225 214/706-9314 Fax: 214/706-9315 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 3: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Bar Status: Admitted/In Good Standing

Lionel Z Glancy Glancy Binkow & Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310/201-9150 Fax: 310/201-9160 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Michael Goldberg Glancy Binkow & Goldberg 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310/201-9150 Fax: 310/201-9160 Bar Status: Not Admitted

Plaintiff

Nursing Homes and Related Industries represented by Joe Kendall Pension Plan

(See above for address) Lead Plaintiff

LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Darren J Robbins Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101-3301 619/231-1058 Fax: 619/231-7423 Bar Status: Not Admitted

David J Harris Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

James I Jaconette

Page 4: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Jamie Jean McKey Kendall Law Group LLP 3232 McKinney Avenue Suite 700 Dallas, TX 75204 214/744-3000 Fax: 214/744-3015 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Lucas F Olts Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Tricia L McCormick Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058 Fax: 619/231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

X Jay Alvarez Robbins Geller Rudman & Dowd LLP 655 W Broadway Suite 1900 San Diego, CA 92101 619/231-1058

Page 5: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

represented by William B Federman Federman & Sherwood 10205 N Pennsylvania Ave Oklahoma City, OK 73120 405/235-1560 Fax: 405/239-2112 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Hamilton Philip Lindley Deans & Lyons, LLP 325 N. Saint Paul St. Suite 1500 Dallas, TX 75201 214.965.8500 Fax: 214.965.8505 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

V.

Consol Plaintiff

John Gosselin

Consol Plaintiff

William Tarleton

James A Maro Kessler Topaz Meltzer & Check, LLP 280 King of Prussia Rd Radnor, PA 19087 610/667-7706 Fax: 610/667-7056 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Not Admitted

V.

Defendant

Kosmos Energy Ltd represented by Daniel H Charest Susman Godfrey LLP 901 Main St Suite 5100

Page 6: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker Susman Godfrey LLP 901 Main Street Suite 5100 Dallas, TX 75205 214/754-1900 Fax: 214/754-1933 Email: [email protected] Bar Status: Admitted/In Good Standing

Stephen D Susman Susman Godfrey First Interstate Plaza 1000 Louisiana St Suite 5100 Houston, TX 77002-5096 713/653-7801 Fax: 713/654-6670 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford Susman Godfrey LLP 901 Main St Suite 5100 Dallas, TX 75202-3775 214/754-1900 Fax: 214/754-1933 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns Susman Godfrey LLP 901 Main St Suite 5100 Dallas, TX 75202-3775 214/754-1928 Fax: 214/665-0855 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Page 7: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Defendant

Brian F Maxted represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

W. Greg Dunlevy represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED

Page 8: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Bar Status: Admitted/In Good Standing

Defendant

Sylvia Manor represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

John R Kemp represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Page 9: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

David I Foley represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Jeffrey A Harris represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address)

Page 10: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Defendant

David B Krieger

ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Prakash A Melwani represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Page 11: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Adebayo O Ogunlesi

represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Chris Tong represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address)

Page 12: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Christopher A Wright represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Katherine L I Hacker (See above for address) Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Warburg Pincus LLC represented by John C Wander Vinson & Elkins 2001 Ross Avenue Suite 3700 Dallas, TX 75201 214/220-7878 Fax: 214/999-7878 FAX Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 13: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Bar Status: Admitted/In Good Standing

Andrew Eric Jackson Vinson & Elkins 2001 Ross Avenue Suite 3700 Dallas, TX 75201 214/220-7885 Fax: 214/999-7885 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Matthew R Stammel Vinson & Elkins Trammel Crow Center 2001 Ross Ave Suite 3700 Dallas, TX 75201-2975 214/220-7700 Fax: 214/999-7776 FAX Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Defendant

Blackstone Capital Partners represented by Bruce D Angiolillo Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017-3954 212/455-3735 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Carrie Lee Huff Haynes & Boone 2323 Victory Ave Suite 700 Dallas, TX 75219 214/651-5009 Fax: 214/651-5940 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Jonathan K Youngwood Simpson Thacher & Bartlett LLP 425 Lexington Ave

Page 14: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

New York, NY 10017-3954 212/455-3539 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Nicholas Even Haynes & Boone LLP 2323 Victory Ave Suite 700 Dallas, TX 75219 214/651-5000 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Shruti Raju Simpson Thacher & Bartlett LLP 425 Lexington Avenue New York, NY 10017 212/455-3182 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Citigroup Global Markets, Inc. represented by Veronica S Lewis Gibson, Dunn & Crutcher LLP 2100 McKinney Avenue, Suite 1100 Dallas, TX 75201-6912 214-698-3320 Fax: 214-571-2936 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Amanda Sharp Hinson Gibson Dunn & Crutcher LLP 2100 McKinney Avenue Suite 1100 Dallas, TX 75201 214/698-3320 Bar Status: Not Admitted

Brian M Lutz Gibson Dunn & Crutcher LLP 200 Park Ave

Page 15: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

New York, NY 10166-0193 212/351-3881 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Barclays Capital, Inc. represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Amanda Sharp Hinson (See above for address) Bar Status: Not Admitted

Brian M Lutz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

Defendant

Credit Suisse Securities (USA) LLC represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Amanda Sharp Hinson (See above for address) Bar Status: Not Admitted

Brian M Lutz (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Bar Status: Not Admitted

V.

Consol Defendant

John R Kemp, III represented by Daniel H Charest (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Page 16: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Katherine L I Hacker (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Stephen D Susman (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Terrell W Oxford (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Warren T Burns (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Consol Defendant

SG Americas LLC

represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Consol Defendant

Credit Agricole Securities (USA) Inc represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Consol Defendant

Natixis Securities Americas LLC

represented by Veronica S Lewis formerly known as

(See above for address) Natixis Bleichroeder LLC

LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Consol Defendant

Jefferies & Company Inc represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Consol Defendant

Page 17: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

RBC Capital Markets LLC represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Nicholas Even (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Veronica S Lewis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

represented by Jim L Flegle Loewinsohn Flegle Deary LLP 12377 Merit Dr Suite 900 Dallas, TX 75251 214/572-1700 Fax: 214/572-1717 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Consol Defendant

The Blackstone Group LP

Consol Defendant

Scotia Capital (USA) Inc formerly known as Howard Weil Incorporated

Consol Defendant

BNP Paribas Securities Corp

Consol Defendant

HSBC Securities (USA) Inc

V.

Movant

Paul Arceneaux

Carol E Farquhar

Page 18: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Loewinsohn Flegle Deary LLP 12377 Merit Dr Suite 900 Dallas, TX 75251 214/572-1700 Fax: 214/572-1717 Email: [email protected] ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Nicholas Porritt Levi & Korsinsky LLP 1101 30th Street NW Suite 115 Washington, DC 20007 202/524-4290 Bar Status: Not Admitted

Thomas Gottschlich Levi & Korsinsky LLP 1101 30th Street NW Suite 115 Washington, DC 20007 202/524-4290 Bar Status: Not Admitted

Movant

Kosmos Investor Group represented by William B Federman (See above for address) LEAD ATTORNEY

Date Filed # Docket Text

ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

Hamilton Philip Lindley (See above for address) ATTORNEY TO BE NOTICED Bar Status: Admitted/In Good Standing

02/06/2012 1 NOTICE OF REMOVAL WITH JURY DEMAND from 68th District Court, Dallas County, Texas, case number 12-00251 filed by Kosmos Energy, Ltd.. In each Notice of Electronic Filing, the judge assignment is indicated, and a link to the Judges Copy Requirements is provided. The court reminds the filer that any required copy of this and future documents must be delivered to the judge, in the manner prescribed, within three business days of filing. (Filing fee $350; receipt number 0539-4382906) Unless exempted, attorneys who are not admitted to practice in the Northern District of Texas should seek admission promptly. Forms and Instructions found at www.txnd.uscourts.gov , or by clicking here: Attorney Information - Bar Membership

Page 19: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

(Attachments: # 1 Exhibit(s) A - State Court Index, # 2 Exhibit(s) B - State Court Docket, # 3 Exhibit(s) C - State Court Filings) (Charest, Daniel) (Entered: 02/06/2012)

02/06/2012

2 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Kosmos Energy, Ltd.. (Charest, Daniel) (Entered: 02/06/2012) -

02/06/2012

3 ADDITIONAL ATTACHMENTS to 1 Notice of Removal,,,, by Defendant Kosmos Energy, Ltd.. (Charest, Daniel) (Entered: 02/06/2012)

02/06/2012 4 New Case Notes: A filing fee has been paid. Magistrate Judge Ramirez preliminarily assigned. File to Judge Boyle. Pursuant to Misc. Order 6, Plaintiff is provided the Notice of Right to Consent to Proceed Before A U.S. Magistrate Judge. Clerk to provide copy to plaintiff if not received electronically. (tln) (Entered: 02/06/2012)

02/07/2012

02/09/2012

5 STIPULATION by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy, Ltd., David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright. (Attachments: # 1 Proposed Order) (Burns, Warren) (Entered: 02/07/2012)

6 ORDER on 5 STIPULATION. (Ordered by Judge Jane J Boyle on 2/9/2012) (tln) (Entered: 02/09/2012)

02/10/2012 7 NOTICE of Attorney Appearance by Katherine L I Hacker on behalf of W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy, Ltd., David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright. (Hacker, Katherine) (Entered: 02/10/2012)

02/21/2012 8 STIPULATION by Blackstone Capital Partners, Matthew A Brady. (Attachments: # 1 Proposed Order) (Even, Nicholas) Modified text on 2/22/2012 (aaa). (Entered: 02/21/2012)

02/21/2012 9 NOTICE of Attorney Appearance by Andrew Eric Jackson on behalf of Warburg - Pincus LLC. (Jackson, Andrew) (Entered: 02/21/2012)

02/21/2012 10 ORDER REGARDING STIPULATION: The Blackstone Defendants shall have until 15 days following the final resolution of any motion to remand to answer or otherwise file responsive pleadings, including any motions to dismiss. (Ordered by Judge Jane J Boyle on 2/21/2012) (tln) (Entered: 02/22/2012)

02/23/2012 11 NOTICE Consent to and Joinder in Removal re: 1 Notice of Removal,,,, filed by Blackstone Capital Partners (Even, Nicholas) (Entered: 02/23/2012)

02/28/2012 12 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Geoffrey M. Johnson (Filing fee $25; Receipt number 56366) filed by Mathew A Brady. (tln) (Entered: 02/28/2012)

02/28/2012 13 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Deborah Clark-Weintraub (Filing fee $25; Receipt number 56365) filed by Mathew A Brady. (tln) (Entered: 02/28/2012)

02/29/2012 14 ELECTRONIC ORDER granting 12 Application for Admission Pro Hac Vice of -

Page 20: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Geoffrey M. Johnson. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 2/29/2012) (Judge Jane J Boyle) (Entered: 02/29/2012)

02/29/2012 15 ELECTRONIC ORDER granting 13 Application for Admission Pro Hac Vice of Deborah Clark Weintraub. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 2/29/2012) (Judge Jane J Boyle) (Entered: 02/29/2012)

03/05/2012 16 MOTION to Remand filed by Mathew A Brady with Brief/Memorandum in Support. (Anderson, Theodore) (Entered: 03/05/2012)

03/05/2012 17 Appendix in Support filed by Mathew A Brady re 16 MOTION to Remand and Supporting Brief (Attachments: # 1 Declaration(s) of Theodore C. Anderson in Support of Plaintiff's Motion to Remand and Supporting Brief, # 2 Exhibit(s) A-F, # 3 Exhibit(s) G-H) (Anderson, Theodore) (Entered: 03/05/2012)

03/16/2012 18 MOTION to Consolidate Cases, Expedited MOTION for Extension of Time to File Response/Reply re: 16 MOTION to Remand and Supporting Brief filed by Kosmos Energy Ltd (Attachments: # 1 Proposed Order) (Hacker, Katherine) (Entered: 03/16/2012)

03/20/2012 19 ORDER: The Court DENIES Defendants' request for a consolidated briefing schedule on Brady's 18 Motion to Remand and any motion to remand filed by Gosselin in Case No. 3:12-cv-0781-B. The Court will address the issue of consolidation after it has been fully briefed by the parties. (Ordered by Judge Jane J Boyle on 3/20/2012) (twd) (Entered: 03/20/2012)

03/26/2012 20 RESPONSE filed by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright re: 16 MOTION to Remand and Supporting Brief (Charest, Daniel) (Entered: 03/26/2012)

04/02/2012 21 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Bruce D. Angiolillo (Filing fee $25; Receipt number 0539-4497793) filed by Blackstone Capital Partners (Attachments: # 1 Proposed Order) (Even, Nicholas) (Entered: 04/02/2012)

04/02/2012 22 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Shruti Raju (Filing fee $25; Receipt number 0539-4497861) filed by Blackstone Capital Partners (Attachments: # 1 Proposed Order) (Even, Nicholas) (Entered: 04/02/2012)

04/03/2012 23 ELECTRONIC ORDER granting 22 Application for Admission Pro Hac Vice of Shruti Raju. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/3/2012) (chmb) (Entered: 04/03/2012)

04/03/2012 24 ELECTRONIC ORDER granting 21 Application for Admission Pro Hac Vice of Bruce D. Angiolillo. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/3/2012) (chmb)

Page 21: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

(Entered: 04/03/2012)

04/03/2012 25 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Jonathan Youngwood (Filing fee $25; Receipt number 0539-4499999) filed by Blackstone Capital Partners (Even, Nicholas) (Entered: 04/03/2012)

04/05/2012 26 ELECTRONIC ORDER granting 25 Application for Admission Pro Hac Vice of Jonathan Youngwood. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 4/5/2012) (chmb) (Entered: 04/05/2012)

04/09/2012 27 REPLY filed by Mathew A Brady re: 16 MOTION to Remand and Supporting Brief (Anderson, Theodore) (Entered: 04/09/2012)

04/12/2012 28 NOTICE filed by Kosmos Energy Ltd. (chmb) (Entered: 04/12/2012)

04/26/2012 29 ORDER CONSOLIDATING CASES: Member case(s) 3:12cv781-B consolidated with lead case 3:12cv373-B. John Gosselin added to case pursuant to consolidation. Attorney William B Federman for John Gosselin added to case pursuant to consolidation. Defendants' deadline to answer or otherwise file responsive pleadings, including any motions to dismiss, shall be fifteen (15) days following the final resolution of the motions to remand. (Ordered by Judge Jane J Boyle on 4/26/2012) (tln) (Entered: 04/26/2012)

04/26/2012 30 AMENDED ORDER GRANTING MOTION TO CONSOLIDATE. (Ordered by Judge Jane J Boyle on 4/26/2012) (tln) (Entered: 04/26/2012)

04/30/2012 31 ORDER re: Plaintiff Matthew A. Brady's Motion to Remand filed 3/5/2012 in Case No. 3:12-cv-373-B and Plaintiff John Gosselin's Motion to Remand filed 4/13/2012 in Case No. 3:12-cv-781-B. The Court now clarifies that Defendants may either file a full response to Gosselin's Motion, or in the alternative, file an abbreviated response to Gosselin's Motion to Remand noting that they will rely on their arguments contained in their Response in opposition to Brady' s Motion to Remand. (Ordered by Judge Jane J Boyle on 4/30/2012) (axm) (Entered: 04/30/2012)

05/04/2012 32 Unopposed MOTION to Extend Time of Time to Move for Class Certification filed by Mathew A Brady (Anderson, Theodore) (Entered: 05/04/2012)

05/04/2012

05/04/2012

33 ELECTRONIC ORDER granting 32 Motion to Extend Time. If the Court grants Plaintiffs pending motions to remand to state court, then Plaintiffs are granted an extension of time to move for class certification in state court in accordance with the Texas Rules of Civil Procedure. Alternatively, if the Court denies Plaintiffs motions to remand, then Plaintiffs shall file any motion for class certification 30 days after the Court denies Plaintiffs motions to remand. (Ordered by Judge Jane J Boyle on 5/4/2012) (chmb) (Entered: 05/04/2012)

34 RESPONSE filed by Barclays Capital, Inc., Blackstone Capital Partners, Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Warburg Pincus LLC, Christopher A Wright re: 16 MOTION to Remand and Supporting Brief (Charest, Daniel) (Entered: 05/04/2012)

05/18/2012 35 REPLY filed by John Gosselin re: 16 MOTION to Remand (Federman, William)

Page 22: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

(Entered: 05/18/2012)

07/10/2012 36 ORDER denying 16 Motion to Remand. (Ordered by Judge Jane J Boyle on 7/10/2012) (ctf) (Entered: 07/11/2012)

07/21/2012 37 Unopposed Motion for Extension of Time to File Answer and Set Post-Leadership Briefing Schedule filed by Kosmos Energy Ltd (Attachments: # 1 Proposed Order Proposed Order Setting Briefing Schedule) (Charest, Daniel) (Entered: 07/21/2012)

07/24/2012 38 ORDER granting in part and denying in part 37 Defendants' Agreed Motion to Set Schedule for Post-Leadership Pleading. The Court also hereby ORDERS that the deadline for moving for class certification, as set forth by the Court on May 4, 2012 (doc. 33) is hereby VACATED. (Ordered by Judge Jane J Boyle on 7/24/2012) (axm) (Entered: 07/24/2012)

07/24/2012 39 Agreed MOTION to Consolidate Cases and for Standing Order on Conslidation filed by Kosmos Energy Ltd with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Charest, Daniel) (Entered: 07/24/2012)

07/25/2012 40 ORDER: This matter 3:12-cv-2383-B has been transferred to Jane J. Boyle to whom a related case, Brady v. Kosmos Energy Ltd, et al, No. 3:12-CV-00373-B, is assigned. The clerk of the court is directed to docket this order under both cases herein referenced. (Ordered by Judge Sam A Lindsay on 7/25/2012) (axm) (Entered: 07/25/2012)

07/26/2012 41 ORDER granting in part and denying in part 39 Agreed Motion to Consolidate and for Standing Order on Consolidation. Member case(s) 3:12-cv-2383 consolidated with lead case 3:12-cv-373-B. (Ordered by Judge Jane J Boyle on 7/26/2012) (axm) (Entered: 07/26/2012)

08/15/2012 42 Unopposed MOTION to Consolidate Cases filed by Kosmos Energy Ltd with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Charest, Daniel) (Entered: 08/15/2012)

08/17/2012 43 ORDER CONSOLIDATING CASES: Member case(s) 3:12-cv-2612-B consolidated with lead case 3:12-cv-373-B. (Ordered by Judge Jane J Boyle on 8/17/2012) (ctf) (Entered: 08/17/2012)

08/21/2012 44 MOTION Motion to Modify the Court's Order filed by George M Mounger (Attachments: # 1 Exhibit(s), # 2 Proposed Order) (Kendall, Joe) (Entered: 08/21/2012)

08/21/2012 45 Brief/Memorandum in Support filed by George M Mounger re 44 MOTION Motion to Modify the Court's Order (Kendall, Joe) (Entered: 08/21/2012)

08/22/2012 46 ELECTRONIC ORDER granting 44 Motion. Any party seeking to serve as lead plaintiff shall move the Court to serve as lead plaintiff of the purported class by September 10, 2012, or within the deadline imposed by the Private Securities Litigation Reform Act (PSLRA), 15 U.S.C. 77z-1(a)(3)(A)(i)(II). (Ordered by Judge Jane J Boyle on 8/22/2012) (chmb) (Entered: 08/22/2012)

09/10/2012 47 MOTION to Appoint Counsel filed by john cerro with Brief/Memorandum in Support. (Attachments: # 1 Memo of Law, # 2 Declaration(s), # 3 Exhibit(s), # 4 Exhibit(s), # 5 Exhibit(s), # 6 Exhibit(s), # 7 Proposed Order) (Briscoe, Willie) (Entered: 09/10/2012)

Page 23: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

09/10/2012 48 MOTION Approving Paul Arceneaux as Lead Plaintiff , MOTION to Appoint Counsel () filed by Paul Arceneaux (Attachments: # 1 Proposed Order Approving Paul Arceneaux as Lead Plaintiff and Approving Selection of Counsel). Party Paul Arceneaux added. (Flegle, Jim) (Entered: 09/10/2012)

09/10/2012 49 Brief/Memorandum in Support filed by Paul Arceneaux re 48 MOTION Approving Paul Arceneaux as Lead Plaintiff MOTION to Appoint Counsel (Flegle, Jim) (Entered: 09/10/2012)

09/10/2012 50 Appendix in Support filed by Paul Arceneaux re 48 MOTION Approving Paul Arceneaux as Lead Plaintiff MOTION to Appoint Counsel (Flegle, Jim) (Entered: 09/10/2012)

09/10/2012 51 MOTION to Appoint Counsel and Lead Plaintiff filed by Mathew A Brady (Attachments: # 1 Proposed Order) (Clark-Weintraub, Deborah) (Entered: 09/10/2012)

09/10/2012 52 Brief/Memorandum in Support filed by Mathew A Brady re 51 MOTION to Appoint Counsel and Lead Plaintiff (Clark-Weintraub, Deborah) (Entered: 09/10/2012)

09/10/2012 53 Appendix in Support filed by Mathew A Brady re 52 Brief/Memorandum in Support of Motion (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B, # 3 Exhibit(s) C, # 4 Exhibit(s) D, # 5 Exhibit(s) E) (Clark-Weintraub, Deborah) (Entered: 09/10/2012) -

09/10/2012 54 MOTION to Appoint Counsel and Lead Plaintiff filed by Kosmos Investor Group with Brief/Memorandum in Support. (Attachments: # 1 Declaration(s) Declaration of Hamilton Lindley, # 2 Exhibit(s) Certification of Steven Zrake, # 3 Exhibit(s) Certification of Yaw Owusu, # 4 Exhibit(s) Joint Declaration of Kosmos Investor Group, # 5 Exhibit(s) Federman and Sherwood LLP Firm Resume, # 6 Exhibit(s) Goldfarb LLP Firm Resume). Party Kosmos Investor Group added. (Lindley, Hamilton) (Entered: 09/10/2012) -

09/10/2012 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order). Party Nursing Homes and Related Industries Pension Plan added. (Kendall, Joe) (Entered: 09/10/2012)

09/10/2012 56 Brief/Memorandum in Support filed by Nursing Homes and Related Industries Pension Plan re 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff (Kendall, Joe) (Entered: 09/10/2012)

09/10/2012 57 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff (Attachments: # 1 Exhibit(s) A - PSLRA Notice, # 2 Exhibit(s) B - Certification, # 3 Exhibit(s) C - Chart of Transactions and Losses, # 4 Exhibit(s) D - RGRD firm resume, # 5 Exhibit(s) E - Kendall Law Group firm resume) (Kendall, Joe) (Entered: 09/10/2012)

09/24/2012 58 NOTICE of Change of Address for Attorney Deborah Clark-Weintraub on behalf of Mathew A Brady. (Clark-Weintraub, Deborah) (Entered: 09/24/2012)

10/01/2012 59 RESPONSE filed by Paul Arceneaux re: 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff , 54 MOTION to Appoint Counsel and Lead Plaintiff, 51 MOTION to Appoint Counsel and Lead Plaintiff (Farquhar, Carol) (Entered: 10/01/2012)

Page 24: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

10/01/2012 60 RESPONSE filed by Kosmos Investor Group re: 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff, 47 MOTION to Appoint Counsel , 51 MOTION to Appoint Counsel and Lead Plaintiff, 48 MOTION Approving Paul Arceneaux as Lead Plaintiff MOTION to Appoint Counsel (Federman, William) (Entered: 10/01/2012)

10/04/2012 61 (RESPONSE) OPPOSITION TO THE COMPETING MOTIONS FOR APPOINTMENT AS LEAD PLAINTIFF filed by Nursing Homes and Related Industries Pension Plan re: 54 MOTION to Appoint Counsel and Lead Plaintiff, 47 MOTION to Appoint Counsel, 51 MOTION to Appoint Counsel and Lead Plaintiff, 48 MOTION Approving Paul Arceneaux as Lead Plaintiff , MOTION to Appoint Counsel (Kendall, Joe) Modified on 10/5/2012 (rlw). (Entered: 10/04/2012)

10/04/2012 62 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 61 Response/Objection, (Attachments: # 1 Exhibit(s) 1) (Kendall, Joe) (Entered: 10/04/2012)

10/18/2012 63 REPLY filed by Nursing Homes and Related Industries Pension Plan re: 55 MOTION to Appoint Counsel and for Appointment as Lead Plaintiff (Kendall, Joe) (Entered: 10/18/2012)

11/01/2012

11/01/2012

11/08/2012

11/08/2012

11/08/2012

64 ORDER APPOINTING LEAD PLAINTIFF AND APPROVING LEAD PLAINTIFF'S SELECTION OF COUNSEL: The Court GRANTS the Pension Plan's 55 Motion for Appointment as Lead Plaintiff and for Approval of Selection of Counsel, DENIES the competing 47 , 48 , 51 , 54 and ORDERS as follows: The Court appoints Nursing Homes and Related Industries Pension Plan as lead plaintiff pursuant to the Private Securities Litigation Reform Act of 1995, 15 U.S.C. § 78u-4(a)(3)(B); and The Pension Plan's selection of the law firm of Robbins Geller Rudman & Dowd LLP as lead counsel and its selection of the Kendall Law Group, LLP as liaison counsel. (Ordered by Judge Jane J Boyle on 11/1/2012) (skt) (Entered: 11/01/2012)

***Clerk's Notice of delivery: (see NEF for details) Docket No:64. Thu Nov 1 16:54:53 CDT 2012 (crt) (Entered: 11/01/2012)

65 Agreed MOTION to Set Schedule for Pleadings and Responses filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 11/08/2012)

66 ORDER granting 65 Agreed MOTION to Set Schedule for Pleadings and Responses. (Ordered by Judge Jane J Boyle on 11/8/2012) (ctf) (Entered: 11/08/2012)

***Clerk's Notice of delivery: (see NEF for details) Docket No:66. Thu Nov 8 15:38:27 CST 2012 (crt) (Entered: 11/08/2012)

11/14/2012 67 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney X. Jay Alvarez (Filing fee $25; Receipt number 0539-4946226) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Kendall, Joe) (Entered: 11/14/2012)

11/14/2012 68 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Lucas F. Olts (Filing fee $25; Receipt number 0539-4946346) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order)

Page 25: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

(Kendall, Joe) (Entered: 11/14/2012)

11/14/2012 69 ELECTRONIC ORDER granting 67 Application for Admission Pro Hac Vice of X. Jay Alvarez. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 11/14/2012) (chmb) (Entered: 11/14/2012)

11/14/2012 70 ELECTRONIC ORDER granting 68 Application for Admission Pro Hac Vice of Lucas F. Olts. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 11/14/2012) (chmb) (Entered: 11/14/2012)

12/10/2012 71 AMENDED COMPLAINT WITH JURY DEMAND (Consolidated Complaint) against BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, HSBC Securities (USA) Inc, Jeffrey A Harris, Howard Weil Incorporated, Jefferies & Company Inc, John R Kemp, III, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Natixis Bleichroeder LLC, Adebayo O Ogunlesi, RBC Capital Markets LLC, SG Americas LLC, The Blackstone Group LP, Chris Tong, Warburg Pincus LLC, Christopher A Wright filed by Nursing Homes and Related Industries Pension Plan. (Alvarez, X) (Entered: 12/10/2012)

01/22/2013 72 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney Brian M. Lutz (Filing fee $25; Receipt number 0539-5069407) filed by Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC (Attachments: # 1 Proposed Order) (Lewis, Veronica) (Entered: 01/22/2013)

01/22/2013

01/22/2013

73 Motion to Dismiss for Failure to State a Claim re: 71 Consolidated Amended Complaint filed by Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order Granting Motion to Dismiss Consolidated Amended Complaint) (Hacker, Katherine) Modified link on 1/23/2013 (rlw). (Entered: 01/22/2013)

74 Appendix in Support filed by Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Suisse Securities (USA) LLC, W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright re 73 Motion to Dismiss for Failure to State a Claim (Hacker, Katherine) Modified filers on 1/23/2013 (rlw). (Entered: 01/22/2013)

01/22/2013 75 Motion to Dismiss for Failure to State a Claim re: 71 Consolidated Complaint filed by The Blackstone Group LP with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Even, Nicholas) Modified link on 1/23/2013 (rlw). (Entered: 01/22/2013)

01/22/2013 76 Motion to Dismiss for Failure to State a Claim re: 71 Consolidated Complaint filed by Warburg Pincus LLC with Brief/Memorandum in Support. (Attachments: # 1 Proposed Order) (Jackson, Andrew) Modified link on 1/23/2013 (rlw). (Entered: 01/22/2013)

Page 26: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

01/22/2013 77 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Warburg Pincus LLC. (Jackson, Andrew) (Entered: 01/22/2013)

01/22/2013 78 Appendix in Support filed by Warburg Pincus LLC re 76 Motion to Dismiss for Failure to State a Claim (Jackson, Andrew) (Entered: 01/22/2013)

01/22/2013 79 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by The Blackstone Group LP. (Even, Nicholas) (Entered: 01/22/2013)

01/23/2013 80 ELECTRONIC ORDER granting 72 Application for Admission Pro Hac Vice of Brian M. Lutz. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 1/23/2013) (chmb) (Entered: 01/23/2013)

01/23/2013 ***Clerk's Notice of delivery: (see NEF for details) Docket No:80. Wed Jan 23 12:18:40 CST 2013 (crt) (Entered: 01/23/2013)

01/30/2013 81 Application for Admission Pro Hac Vice with Cert. of Good Standing for Attorney David J. Harris, Jr. (Filing fee $25; Receipt number 0539-5087981) filed by Nursing Homes and Related Industries Pension Plan (Attachments: # 1 Proposed Order) (Harris, David) (Entered: 01/30/2013)

01/30/2013 82 ELECTRONIC ORDER granting 81 Application for Admission Pro Hac Vice of David J. Harris, Jr.. If not already done, Applicant must register as an ECF User within 14 days (LR 5.1(f)). (Ordered by Judge Jane J Boyle on 1/30/2013) (chmb) (Entered: 01/30/2013)

02/06/2013 83 STIPULATION by BNP Paribas Securities Corp, Credit Agricole Securities (USA) Inc, Howard Weil Incorporated, Jefferies & Company Inc, Natixis Bleichroeder LLC, Nursing Homes and Related Industries Pension Plan, RBC Capital Markets LLC, SG Americas LLC. (Kendall, Joe) (Entered: 02/06/2013)

02/07/2013 84 STIPULATION. (Ordered by Judge Jane J Boyle on 2/7/2013) (chmb) (Entered: 02/07/2013)

02/08/2013 85 NOTICE of Attorney Appearance by Veronica S Lewis on behalf of BNP Paribas Securities Corp, Barclays Capital, Inc., Citigroup Global Markets, Inc., Credit Agricole Securities (USA) Inc, Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc, Howard Weil Incorporated, Jefferies & Company Inc, Natixis Bleichroeder LLC, RBC Capital Markets LLC, SG Americas LLC. (Filer confirms contact info in ECF is current.) (Lewis, Veronica) (Entered: 02/08/2013)

02/08/2013 86 RULE 7.1 DISCLOSURE STATEMENT by Barclays Capital, Inc. identifying Corporate Parent/Other Affiliate Barclays PLC for Barclays Capital, Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 87 RULE 7.1 DISCLOSURE STATEMENT by BNP Paribas Securities Corp identifying Corporate Parent/Other Affiliate BNP Paribas for BNP Paribas Securities Corp. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 88 RULE 7.1 DISCLOSURE STATEMENT by Citigroup Global Markets, Inc. identifying Corporate Parent/Other Affiliate Citigroup Global Markets Holdings Inc, Corporate Parent/Other Affiliate Citigroup Financial Products Inc., Corporate Parent/Other Affiliate Citigroup Inc for Citigroup Global Markets, Inc. (Lewis,

Page 27: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 89 RULE 7.1 DISCLOSURE STATEMENT by Credit Agricole Securities (USA) Inc identifying Corporate Parent/Other Affiliate Credit Agricole Corporate and Investment Bank, Corporate Parent/Other Affiliate Credit Agricole S.A. for Credit Agricole Securities (USA) Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013) -

02/08/2013 90 RULE 7.1 DISCLOSURE STATEMENT by Credit Suisse Securities (USA) LLC identifying Corporate Parent/Other Affiliate Credit Suisse (USA), Inc., Corporate Parent/Other Affiliate Credit Suisse Holdings (USA), Inc., Corporate Parent/Other Affiliate Credit Suisse Group AG, Corporate Parent/Other Affiliate Credit Suisse AG for Credit Suisse Securities (USA) LLC. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013) - -

02/08/2013 91 RULE 7.1 DISCLOSURE STATEMENT by HSBC Securities (USA) Inc identifying Corporate Parent/Other Affiliate HSBC Holdings plc, Corporate Parent/Other Affiliate HSBC Markets (USA) Inc. for HSBC Securities (USA) Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 92 RULE 7.1 DISCLOSURE STATEMENT by Jefferies & Company Inc identifying Corporate Parent/Other Affiliate Jefferies Group, Inc. for Jefferies & Company Inc. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 93 RULE 7.1 DISCLOSURE STATEMENT by Natixis Securities Americas LLC f/k/a Natixis Bleichroeder LLC identifying Corporate Parent/Other Affiliate Natixis North America LLC, Corporate Parent/Other Affiliat Natixis S.A. for Natixis Securities Americas LLC f/k/a Natixis Bleichroeder LLC. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 94 RULE 7.1 DISCLOSURE STATEMENT by RBC Capital Markets LLC identifying Corporate Parent/Other Affiliate Royal Bank of Canada for RBC Capital Markets LLC. (Lewis, Veronica) Modified text on 2/11/2013 (rlw). (Entered: 02/08/2013)

02/08/2013 95 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by Howard Weil Incorporated identifying Corporate Parent/Other Affiliate Scotia Capital Inc., Corporate Parent/Other Affiliate The Bank of Nova Scotia for Howard Weil Incorporated. (Lewis, Veronica) (Entered: 02/08/2013)

02/08/2013 96 CERTIFICATE OF INTERESTED PERSONS/DISCLOSURE STATEMENT by SG Americas LLC identifying Corporate Parent/Other Affiliate Societe Generale for SG Americas LLC. (Lewis, Veronica) (Entered: 02/08/2013)

02/11/2013 97 JOINDER OF DEFENDANTS BNP PARIBAS SECURITIES CORP., SG AMERICAS SECURITIES LLC, CREDIT AGRICOLE SECURITIES (USA) INC., SCOTIA CAPITAL (USA) INC. f/k/a HOWARD WEIL INCORPORATED, HSBC SECURITIES (USA) INC., JEFFERIES & COMPANY, INC., NATIXIS SECURITIES AMERICAS LLC f/k/a NATIXIS BLEICHROEDER LLC, AND RBC CAPITAL MARKETS LLC IN MOTION TO DISMISS THE CONSOLIDATED COMPLAINT (ECF Doc. Nos. 73, 73-1, 74) filed by BNP Paribas Securities Corp, Credit Agricole Securities (USA) Inc, HSBC Securities (USA) Inc, Howard Weil Incorporated, Jefferies & Company Inc, Natixis Bleichroeder LLC, RBC Capital Markets LLC, SG Americas LLC (Lewis, Veronica) Modified text on 2/12/2013 (rlw).

Page 28: U.S. District Court Northern District of Texas (Dallas) CIVIL ...securities.stanford.edu/filings-documents/1048/KEL00_01/...Dallas, TX 75202-3775 214/754-1907 Fax: 214/754-1933 Email:

(Entered: 02/11/2013)

02/13/2013 98 ELECTRONIC ORDER granting 97 Motion for Joinder. Pursuant to the parties' stipulation and the movants' motion, the Non-Lead Defendants are permitted to join in the previously filed motions to dismiss. (Ordered by Judge Jane J Boyle on 2/13/2013) (chmb) (Entered: 02/13/2013)

02/21/2013 99 RESPONSE filed by Nursing Homes and Related Industries Pension Plan re: 73 Motion to Dismiss for Failure to State a Claim (Alvarez, X) (Entered: 02/21/2013)

02/21/2013 100 RESPONSE filed by Nursing Homes and Related Industries Pension Plan re: 75 Motion to Dismiss for Failure to State a Claim, 76 Motion to Dismiss for Failure to State a Claim (Alvarez, X) (Entered: 02/21/2013)

02/21/2013 101 Appendix in Support filed by Nursing Homes and Related Industries Pension Plan re 100 Response/Objection (Attachments: # 1 Exhibit(s) A, # 2 Exhibit(s) B) (Alvarez, X) (Entered: 02/21/2013)

03/13/2013 102 REPLY filed by The Blackstone Group LP re: 75 Motion to Dismiss for Failure to State a Claim (Even, Nicholas) (Entered: 03/13/2013)

03/13/2013 103 REPLY filed by W. Greg Dunlevy, David I Foley, Jeffrey A Harris, John R Kemp, Kosmos Energy Ltd, David B Krieger, Sylvia Manor, Brian F Maxted, Prakash A Melwani, Adebayo O Ogunlesi, Chris Tong, Christopher A Wright re: 73 Motion to Dismiss (ECF Doc. Nos. 73, 73-1, 74) (Charest, Daniel) Modified on 3/13/2013 (ykp). Modified linkage on 3/13/2013 (Entered: 03/13/2013)

03/13/2013 104 REPLY filed by Warburg Pincus LLC re: 76 Motion to Dismiss for Failure to State a Claim (Jackson, Andrew) (Entered: 03/13/2013)

06/24/2013 105 Memorandum Opinion and Order granting in part and denying in part 73 , 75 , 76 Motions to Dismiss. The Consolidated Complaint's § 15 claim is DISMISSED WITHOUT PREJUDICE as to Warburg and Blackstone. The Consolidated Complaint's § 11 and § 12 claims are DISMISSED to the extent they are based on statements regarding the drillstem rates for certain Kosmos oil wells. The Motions to Dismiss are DENIED as to all other requested relief. (Ordered by Judge Jane J Boyle on 6/24/2013) (axm) (Entered: 06/25/2013)

06/27/2013 106 STATUS REPORT ORDER: Joint Status Report due by 7/18/2013. (Ordered by Judge Jane J Boyle on 6/27/2013) (skt) (Entered: 06/27/2013)

Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html