US District Court for the Northern District of...

US District Court Civil Docket as of 10/06/2003 retrieved from the court on Wednesday, October 29, 2003

US District Court for the Northern District of California

(San Francisco)

3:02cv3383

Mather et al v. Van Wagoner Funds, Inc et al

Date Filed: 07/16/2002 Assigned To: Honorable Jeffrey S White Referred To:

Nature of suit: Stockholders' Suits (160) Cause: Securities Fraud

Lead Docket: 3:02-cv-03383 Other Docket: None

Jurisdiction: Federal Question

Class Code: ADRMOP, CONSOL, E-Filing,

Closed: No Statute: 15:77

Jury Demand: Plaintiff Demand Amount: $0

Litigants Attorneys

Michael F Mather, Individually and on Behalf of All Others Similarly Situated PLAINTIFF

Robert Kennedy O'Reilly [COR LD NTC] Ademi & O'Reilly, LLP 3620 East Layton Avenue Cudahy , WI 53110 USA 414/ 482-8000 Email: [email protected] Azra Z Mehdi [COR LD NTC] Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected] Guri Ademi [COR LD NTC] Ademi & O'Reilly LLP

3620 East Layton Avenue Cudahy , WI 53110 USA 414-482-8000 Fax : 414-482-8001 Shpetim Ademi [COR LD NTC] Ademi & O'Reilly LLP 3620 East Layton Avenue Cudahy , WI 53110 USA 414-482-8000 Fax : 414-482-8001 Randi D Bandman [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected]

Stephanie Casolari PLAINTIFF

Azra Z Mehdi [COR LD NTC] Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected] Michael E Moskovitz [COR LD NTC] Much Shelist Freed Denenberg Ament & Rub 200 North Lasalle Street Suite 2100 Chicago , IL 60601-1095 USA 312-346-3100 Fax : 312-621-1750 Email: [email protected] Randi D Bandman

[COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected]

Richard Casolari PLAINTIFF

Azra Z Mehdi [COR LD NTC] Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected] Michael E Moskovitz [COR LD NTC] Much Shelist Freed Denenberg Ament & Rub 200 North Lasalle Street Suite 2100 Chicago , IL 60601-1095 USA 312-346-3100 Fax : 312-621-1750 Email: [email protected] Randi D Bandman [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected]

Paul Siesser PLAINTIFF

Azra Z Mehdi [COR LD NTC] Lerach Coughlin Stoia & Robbins LLP 100 Pine Street Suite 2600 San Francisco , CA 94111

USA 415-288-4545 Fax : 415-288-4534 Email: [email protected] Lori G Feldman [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 1001 Fourth Avenue Suite 2550 Seattle , WA 98154 USA 206-839-0730 Fax : 206-839-0728 Email: [email protected] Randi D Bandman [COR LD NTC] Milberg Weiss Bershad Hynes & Lerach LLP 100 Pine Street Suite 2600 San Francisco , CA 94111 USA 415-288-4545 Fax : 415-288-4534 Email: [email protected]

v.

Van Wagoner Funds, Inc DEFENDANT

Peter K Richardson [COR LD NTC] Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee , WI 52202 USA 414-271-6560 Fax : 414-277-0656 Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected]

Matthew A Hodel [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Michael S Leboff [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Email: [email protected] Peter M Stone [COR LD NTC] Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626-1924 USA (714) 668-6200 Fax : 714 979-1921 Email: [email protected] Jay C Gandhi [COR LD NTC] Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Van Wagoner Capital Management, Inc DEFENDANT

Peter K Richardson [COR LD NTC] Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee , WI 52202

USA 414-271-6560 Fax : 414-277-0656 Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected] Matthew A Hodel [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Michael S Leboff [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Email: [email protected] Peter M Stone [COR LD NTC] Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626-1924 USA (714) 668-6200 Fax : 714 979-1921 Email: [email protected] Jay C Gandhi [COR LD NTC]

Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Sunstone Financial Group, Inc DEFENDANT

Matthew J Flynn [COR LD NTC] Quarles & Brady LLP 411 E Wisconsin Avenue Suite 2040 Milwaukee , WI 53202 USA 414-277-5000 Fax : 414-271-3552 Email: [email protected] Cristina D Hernandez-Malaby [COR LD NTC] Quarles & Brady LLP 411 E Wisconsin Avenue Milwaukee , WI 53202 USA 414/ 277-5377 Fax : 414/ 978-8977 Email: [email protected] Rachel Amanda Schneider [COR LD NTC] Quarles & Brady LLP 411 East Wisconsin Avenue Milwaukee , WI 53202-4497 USA 414.277.5829 Email: [email protected] Kimberly Bliss [COR LD NTC] Howard, Rice, Nemerovski, Canady, Falk 3 Embarcadero Center, 7TH Floor San Francisco , CA 94111 USA 415-434-1600 Email: [email protected] Sarah A Good [COR LD NTC] Howard, Rice, Et Al

Three Embarcadero Center, 7TH Floor San Francisco , CA 94111 USA (415)434-1600 Fax : (415) 217-5910 Email: [email protected]

Van Wagoner Emerging Growth Fund DEFENDANT

Peter K Richardson [COR LD NTC] Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee , WI 52202 USA 414-271-6560 Fax : 414-277-0656 Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected] Matthew A Hodel [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Michael S Leboff [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Email: [email protected]

Peter M Stone [COR LD NTC] Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626-1924 USA (714) 668-6200 Fax : 714 979-1921 Email: [email protected] Jay C Gandhi [COR LD NTC] Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Garrett R Van Wagoner DEFENDANT

Peter K Richardson [COR LD NTC] Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee , WI 52202 USA 414-271-6560 Fax : 414-277-0656 Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected] Matthew A Hodel [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA

714-668-6200 Fax : 714-979-1921 Michael S Leboff [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Email: [email protected] Peter M Stone [COR LD NTC] Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626-1924 USA (714) 668-6200 Fax : 714 979-1921 Email: [email protected] Jay C Gandhi [COR LD NTC] Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Larry P Arnold DEFENDANT

Peter K Richardson [COR LD NTC] Michael Best & Friedrich, LLP 100 E Wisconsin Avenue Suite 3300 Milwaukee , WI 52202 USA 414-271-6560 Fax : 414-277-0656 Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive

17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected] Matthew A Hodel [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Michael S Leboff [COR LD NTC] [Term: 10/06/2003] Paul Hastings Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626 USA 714-668-6200 Fax : 714-979-1921 Email: [email protected] Peter M Stone [COR LD NTC] Paul Hasting Janofsky & Walker, LLP 695 Town Center Drive Seventeenth Floor Costa Mesa , CA 92626-1924 USA (714) 668-6200 Fax : 714 979-1921 Email: [email protected] Jay C Gandhi [COR LD NTC] Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Robert S Colman DEFENDANT

Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected] Jay C Gandhi [COR LD NTC] Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Ernst &young LLP DEFENDANT

Shirish Gupta [COR LD NTC] Mayer Brown Rowe & Maw Two Palo Alto Square Suite 300 Palo Alto , CA 94306-2112 USA 650-331-2030 Fax : 650 331-2060 Email: [email protected] Bennett E Kaplan [COR LD NTC] Mayer Brown Rowe & Maw 190 South Lasalle Street Chicago , IL 60603 USA 312-782-0600 Fax : 312-701-7711 Email: [email protected] Daniel James Delaney [COR LD NTC] Mayer Brown Rowe & Maw 190 South Lasalle Street Chicago , IL 60603 USA 312-701-7827 Fax : 312-701-7711 Email: [email protected]

Donald M Falk [COR LD NTC] Mayer, Brown & Platt Two Palo Alto Square Suite 300 Palo Alto , CA 94306-2112 USA 650-331-2030 Email: [email protected] Michele L Odorizzi [COR LD NTC] Mayer Brown Rowe & Maw 190 South Lasalle Street Chicago , IL 60603 USA 312-782-0600 Fax : 312-701-7711 Stanley J Parzen [COR LD NTC] Mayer Brown & Platt 190 South La Salle Street Chicago , IL 60603-3441 USA 312-701-7326 Fax : 312-701-7711 Email: [email protected]

Van Wagoner Micro-Cap Growth Fund DEFENDANT


Van Wagoner Technology Fund DEFENDANT


Van Wagoner Post Venture Fund DEFENDANT


Van Wagoner Mid-Cap Growth Fund DEFENDANT

Joshua Benjamin Vinograd [COR LD NTC] Paul, Hastings, Janofsky& Walker LLP 695 Town Center Drive 17TH Floor Costa Mesa , CA 92626-1924 USA 714-668-6200 Email: [email protected] Jay C Gandhi

[COR LD NTC] Paul Hastings Janofsky & Walker LLP 695 Town Center Drive, 17TH Floor Costa Mesa , CA 92626 USA 714-668-6200 Email: [email protected]

Peter R Kris DEFENDANT


Date # Proceeding Text

07/16/2002 1 CASE TRANSFERRED in from District of USDC-Eastern District of Wisconsin, Case Number 01-C-1264. Filed by Plaintiff Michael F. Mather. (tn) (Entered: 07/19/2002)

07/16/2002 2 ADR SCHEDULING ORDER: Case Management Statement due by 11/26/2002. Initial Case Management Conference set for 10:30 a.m. on 12/3/2002 (tn) (Entered: 07/19/2002)

08/20/2002 3 RE-NOTICE OF MOTION for Consolidation and Appointment of Lead Plaintiffs and Lead Counsel filed by Plaintiffs Eric P. Magistad, et al. Motion Hearing set for 9:30 a.m. on 9/24/2002. (tn) (Entered: 08/23/2002)

08/21/2002 4 CLERK'S NOTICE regarding consent to jurisdiction of United States Magistrate Judge. (tn) (Entered: 08/23/2002)

08/22/2002 5 Declination to Proceed Before a U.S. Magistrate Judge by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc. & REQUEST for reassignment to a United States District Judge. (tn, ) (Entered: 08/28/2002)

08/28/2002 6 CLERK'S NOTICE of Impending Reassignment to a United States District Court Judge. (tn) (Entered: 08/29/2002)

08/28/2002 7 REASSIGNMENT ORDER by Executive Committee. Case reassigned to Judge

Saundra Brown Armstrong for all further proceedings. Mag. Judge Elizabeth D. Laporte no longer assigned to the case. (tn) (Entered: 08/30/2002)

09/05/2002 8 Declination to Proceed Before a U.S. Magistrate Judge by Ernst & Young LLP (jlm, ) Modified on 9/11/2002 (jlm, ). (Entered: 09/11/2002)

10/01/2002 9 Renotice motion hearing re: Motion for Consolidation and Appointment of Lead Plaintiffs and Lead filed by Stephanie Ann Casolari, Richard Casolari. Motion Hearing set for 11/12/2002 09:30 AM. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002)

10/01/2002 -- Received Order re 9 Re-notice Motion for Consolidation and Appointment of Lead Plaintiffs and Lead by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/2/2002 (jlm, ). (Entered: 10/02/2002)

10/03/2002 10 Renotice motion hearing re motion for consolidation 3 filed by Michael F. Mather. Motion Hearing set for 12/10/2002 01:00 PM. (kc, ) (Entered: 10/09/2002)

10/03/2002 -- Received Document , proposed order granting motion 3 by Michael F. Mather. (kc, ) (Entered: 10/09/2002)

10/18/2002 11 Renotice motion hearing re consolidation of related actions and appointment of lead plaintiff and lead counsel filed by Michael F. Mather. Motion Hearing set for 12/17/2002 01:00 PM. (kc, ) (Entered: 10/23/2002)

10/18/2002 -- Received Document , proposed order re consolidation of related actions, by Michael F. Mather. (kc, ) (Entered: 10/23/2002)

10/28/2002 12 NOTICE re: pro hac vice by Stephanie Ann Casolari, Richard Casolari. (jlm, ) Modified on 10/29/2002 (jlm, ). (Entered: 10/29/2002)

11/26/2002 13 Partial Opposition, objection and response re 3 filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (kc, ) Modified on 12/2/2002 (kc, ). (Entered: 12/02/2002)

12/02/2002 14 Response to re-notice of motion 3 by Ernst &Young LLP. (kc, ) (Entered: 12/05/2002)

12/11/2002 15 NOTICE of entry of order in C-02-3427-SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002)

12/11/2002 16 NOTICE of entry of order in C-02-3427-SBA by Michael F. Mather. (kc, ) (Entered: 12/13/2002)

12/11/2002 17 Reply to response 13 filed by Michael F. Mather. (kc,) Modified on 12/13/2002 (kc,) (Entered: 12/13/2002)

12/12/2002 18 NOTICE of Order Granting Pro Hac Vice for Michael E. Moskovitz in Case No. C-02-3387-SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002)

12/12/2002 19 NOTICE of Order Granting Pro Hac Vice for Michael J. Freed in Case No. C-02-3387-SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002)

12/12/2002 20 NOTICE of Order Granting Pro Hac Vice for Carol V. Gilden in Case No. C-02-3387-SBA by Michael F. Mather. (jlm, ) (Entered: 12/17/2002)

12/16/2002 21 MOTION for Pro Hac Vice (Daniel J. Delaney) filed by Ernst &Young LLP. Motion Hearing set for 12/17/2002 01:00 PM. (jlm, ) (Entered: 12/18/2002)

12/16/2002 -- Received Order re 21 Motion for Pro Hac Vice for Daniel J. Delaney by Ernst &Young

LLP. (jlm, ) (Entered: 12/18/2002)

12/17/2002 22 ORDER by Judge Saundra Brown Armstrong granting 21 Motion for Pro Hac Vice for Daniel J. Delaney (jlm, ) (Entered: 12/18/2002)

12/23/2002 23 NOTICE of entry of order 22 by Ernst &Young LLP. (kc, ) (Entered: 12/27/2002)

12/23/2002 24 MOTION for Pro Hac Vice and declaration of Matthew J. Flynn in support of admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002)

12/23/2002 25 MOTION for Pro Hac Vice and declaration of Cristina D. Hernandez-Malaby for admission pro hac vice filed by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002)

12/23/2002 26 CERTIFICATE OF SERVICE by Sunstone Financial Group, Inc. of applications for admission pro hac vice 24, 25, proposed order (kc, ) (Entered: 12/27/2002)

12/23/2002 -- Received Document , proposed order granting applications for admission pro hac vice 24, 25, by Sunstone Financial Group, Inc.. (kc, ) (Entered: 12/27/2002)

01/06/2003 27 ORDER by Judge Saundra Brown Armstrong DENYING 3 Motion to Appoint Stephanie Ann Casolari, Richard Casolari, and Paul Siesser as Lead Plaintiff AND DENYING WITHOUT PREJUDICE as Premature, Motion to Appoint Lead Counsel. (jlm, ) (Entered: 01/09/2003)

01/07/2003 28 NOTICE re 27 Order by Michael F. Mather. (jlm, ) (Entered: 01/14/2003)

01/14/2003 29 ORDER REASSIGNING CASE. Case reassigned to Judge Jeffrey S. White for all further proceedings. Judge Saundra Brown Armstrong no longer assigned to case. Signed by The Executive Committee on 01/14/03. (jlm, ) (Entered: 01/15/2003)

01/14/2003 -- MOTIONS 24, 25 REFERRED to Judge Jeffrey S. White. (jlm, ) (Entered: 01/30/2003)

01/15/2003 30 MOTION for Pro Hac Vice of Bennett E. Kaplan (filing fee paid, reciept no.4407091) filed by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003)

01/15/2003 31 CERTIFICATE OF SERVICE by Ernst &Young LLP re 30 (vlh, ) (Entered: 01/22/2003)

01/15/2003 -- Received Order re 30 Granting MOTION for Pro Hac Vice of Bennett E. Kaplan by Ernst &Young LLP. (vlh, ) (Entered: 01/22/2003)

01/29/2003 32 CASE MANAGEMENT SCHEDULING ORDER: Case Management Statement due by 2/15/2003. Case Management Conference set for 2/20/2003 at 09:00 AM. Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003)

01/29/2003 33 ELECTRONIC CASE FILING ORDER . Signed by Judge Jeffrey S. White on 1/28/03. (ci, ) (Entered: 01/29/2003)

02/07/2003 34 STIPULATION to continue case management conference by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc.. (Stone, Peter) (Entered: 02/07/2003)

02/07/2003 35 ORDER by Judge Jeffrey S. White granting 24 Motion for Pro Hac Vice of Matthew J. Flynn, granting 25 Motion for Pro Hac Vice of Christina D. Hernandez-Malaby. (vlh, ) (Entered: 02/11/2003)

02/07/2003 36 ORDER by Judge Jeffrey S. White granting 30 Motion for Pro Hac Vice of Bennett E. Kaplan (vlh, ) (Entered: 02/11/2003)

02/11/2003 37 STIPULATION AND [PROPOSED] ORDER by Michael F. Mather. (Attachments: # 1 Exhibit A)(Bandman, Randi) (Entered: 02/11/2003)

02/11/2003 38 ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on January 11, 2003. (jswlc2, ) (Entered: 02/11/2003)

02/11/2003 39 ORDER GRANTING STIPULATION TO CONSOLIDATE CASES C02-3383 JSW, C02-3386 JSW, C02-3387 JSW, C02-3422 JSW, C02-3424 JSW, C02-3425 JSW, C02-3426 JSW, C02-3427 JSW, C02-3428 JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on February 11, 2003. (jswlc2, ) Modified on 3/28/2003 (vlh, ). (Entered: 02/11/2003)

02/11/2003 -- Set/Reset Hearings: Case Management Conference set for 4/4/2003 at 01:30 PM. (vlh, ) (Entered: 02/12/2003)

02/12/2003 40 NOTICE of Related Case re 1 by Michael F. Mather. (Bandman, Randi) (Entered: 02/12/2003)

02/14/2003 41 Amended MOTION to Amend/Correct Notice of Amended Motion and Amended Motion of Stephanie Ann Casolari,Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; Memorandum of Points and Authorities in Support Thereof filed by Stephanie Casolari, Richard Casolari, Paul Siesser. Motion Hearing set for 3/21/2003 09:00 AM. (Bandman, Randi) (Entered: 02/14/2003)

02/14/2003 42 DECLARATION in Support re 41 Declaration of Luke O. Brooks in Support of Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Richard Casolari, Stephanie Casolari, Paul Siesser. (Attachments: # 1 Exhibit A)(Related document(s)41) (Bandman, Randi) (Entered: 02/14/2003)

02/14/2003 43 Proposed Order re 41 [Proposed] Order Granting Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel by Richard Casolari, Stephanie Casolari, Paul Siesser. (Bandman, Randi) (Entered: 02/14/2003)

02/18/2003 44 MOTION for Pro Hac Vice of Attorney Cristina D. Hernandez (filing fee paid, receipt #3344425) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003)

02/18/2003 45 MOTION for Pro Hac Vice of ATtorney Matthew J. Flynn (filing fee paid) filed by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003)

02/18/2003 46 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 44, 45 (vlh, ) (Entered: 02/19/2003)

02/18/2003 -- Received Document re 44, 45 Granting Pro Hac Vice Applications of Cristina Hernandez and Matthew Flynn by Sunstone Financial Group, Inc.. (vlh, ) (Entered: 02/19/2003)

02/20/2003 47 MOTION to Appoint Lead Plaintiff and Lead Counsel [Corrected] filed by Richard Casolari, Stephanie Casolari, Paul Siesser. Motion Hearing set for 3/21/2003 09:00 AM. (Bandman, Randi) (Entered: 02/20/2003)

02/21/2003 48 NOTICE re 24, 25 Entry of Order Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Good, Sarah) (Entered: 02/21/2003)

02/24/2003 49 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 48 (Good, Sarah) (Entered: 02/24/2003)

02/25/2003 50 ORDER Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice . Signed by Judge Jeffrey S. White on 2/25/2003. (vlh, ) (Entered: 02/26/2003)

02/28/2003 51 STIPULATION re 47 TO EXTEND DEADLINE FOR FILING OF OPPOSITIONS TO AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 02/28/2003)

02/28/2003 52 ORDER GRANTING STIPULATION. Signed by Judge Jeffrey S. White on February 28, 2003. (jswlc2, ) (Entered: 02/28/2003)

02/28/2003 -- Set/Reset Hearings: Vacating 3/21/03 9:00AM Motion Hearing (vlh, ) (Entered: 03/03/2003)

03/03/2003 53 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 51 Stipulation To Extend Deadline for Filing of Oppositions To Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel; [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003)

03/03/2003 54 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re Stipulation to Extend Deadline for Filing of Oppositions to Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiffs and Approval of Their Section of Lead Counsel;and [Proposed] Order Thereon (Bliss, Kimberly) (Entered: 03/03/2003)

03/03/2003 55 ORDER Discontinuing Service by Mail. Signed by Judge Jeffrey S. White on 3/3/03. (jjo, ) (Entered: 03/03/2003)

03/06/2003 56 ORDER RELATING CASE to case numbers: C02-3386, C02-3387, C02-3422, C02-3424, C02-3425, C02-3426, C02-3427, C02-3428. Signed by Judge Jeffrey S. White on 3/6/2003. (vlh, ) (Entered: 03/07/2003)

03/07/2003 57 STIPULATION re 47 TO CONTINUE HEARING ON AMENDED MOTION OF STEPHANIE ANN CASOLARI, RICHARD CASOLARI AND PAUL SIESSER FOR APPOINTMENT OF LEAD PLAINTIFFS AND APPROVAL OF THEIR SELECTION OF LEAD COUNSEL; [PROPOSED] ORDER THEREON by Sunstone Financial Group, Inc.. (Bliss, Kimberly) (Entered: 03/07/2003)

03/07/2003 58 Memorandum in Opposition re 41 to Amended Motion For Appointment of Lead Plaintiffs and Approval of Their Selection of Lead Counsel filed by Larry P. Arnold, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Attachments: # 1 Exhibit # 2)(Leboff, Michael) (Entered: 03/07/2003)

03/07/2003 59 Memorandum in Opposition re 47 RESPONSE to Amended Motion of Plaintiffs Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead

Plaintiffs filed by Ernst &Young LLP. (Attachments: # 1 Exhibit Exhibit A# 2 Exhibit Exhibit B# 3 Exhibit Exhibit C)(Gupta, Shirish) (Entered: 03/07/2003)

03/11/2003 60 ORDER GRANTING STIPULATION AND SETTING PLEADING SCHEDULE re 57 . Signed by Judge Jeffrey S. White on March 11, 2003. (jswlc2, ) (Entered: 03/11/2003)

03/11/2003 -- Set/Reset Hearings: vacating 3/21/2003 9:00 AM hearing (vlh, ) (Entered: 03/12/2003)

03/12/2003 61 MOTION for Pro Hac Vice and Declaration of Rachel A. Schneider for Admission Pro Hac Vice Pursuant to Local Rule 11-3 (filing fee paid) filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Proposed Order Granting Application for Admission of Rachel Schneider Pro Hac Vice)(Bliss, Kimberly) Modified on 3/13/2003 (vlh, ). (Entered: 03/12/2003)

03/14/2003 62 ORDER by Judge Jeffrey S. White granting 61 Motion for Pro Hac Vice (jswlc2, ) (Entered: 03/14/2003)

03/14/2003 64 MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman filed by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003)

03/14/2003 -- Proposed Order re 64 granting MOTION for Pro Hac Vice Admission of Attorney Lori G. Feldman by Richard Casolari, Stephanie Casolari, Michael F. Mather, Paul Siesser. (vlh, ) (Entered: 03/19/2003)

03/18/2003 63 CLERK'S NOTICE VACATING 4/4/03 at 1:30 p.m. Case Manangement Conference. (jjo, ) (Entered: 03/18/2003)

03/18/2003 65 ORDER by Judge Jeffrey S. White granting 64 Motion for Pro Hac Vice of Lori G. Feldman (vlh, ) (Entered: 03/20/2003)

03/25/2003 66 NOTICE re 65 of Entry of Order by Paul Siesser. (vlh, ) Additional attachment(s) added on 3/27/2003 (vlh, ). (Entered: 03/26/2003)

03/25/2003 67 CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, ) (Entered: 03/26/2003)

03/26/2003 68 ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document For Correct Entry.*** NOTICE re ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document ***Erroneous Posting. Document Originally Filed on 3/25/2003. Refer to Document For Correct Entry.*** ENTRY OF ORDER GRANTING APPLICATION FOR ADMISSION OF ATTORNEY PRO HAC VICE by Paul Siesser. (Mehdi, Azra) Modified on 3/27/2003 (vlh, ). (Entered: 03/26/2003)

03/26/2003 69 NOTICE of Change of Address by Michael F. Mather. (Mehdi, Azra) (Entered: 03/26/2003)

03/28/2003 70 ORDER OF CONSOLIDATION re 37. CASES C02-3383 JSW, C02-3386 JSW, C02-3387 JSW, C02-3422 JSW, C02-3424 JSW, C02-3425 JSW, C02-3426 JSW, C02-3427 JSW, C02-3428 JSW. Every pleading in the consolidated action shall bear the name "In re Van Wagoner Funds, Inc. Securities Litigation". Signed by Judge Jeffrey S. White on March 28, 2003. (jswlc2, ) Modified on 3/31/2003 (vlh, ). (Entered: 03/28/2003)

03/28/2003 71 Reply to Opposition Memorandum of Law in Reply to Defendants' Opposition to the

Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 03/28/2003)

03/28/2003 72 DECLARATION in Support re 71 Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)71) (Mehdi, Azra) (Entered: 03/28/2003)

04/01/2003 73 NOTICE of Entry of Orders Granting Applications for Admission of Matthew J. Flynn and Christina D. Hernandez-Malaby Pro Hac Vice by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A to Notice of Entry of Orders)(Good, Sarah) (Entered: 04/01/2003)

04/01/2003 74 Reply to Opposition [Corrected] Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Mehdi, Azra) (Entered: 04/01/2003)

04/01/2003 75 DECLARATION in Support re 74 [Corrected] Declaration of Azra Z. Mehdi in Support of Memorandum of Law in Reply to Defendants' Opposition to the Amended Motion of Stephanie Ann Casolari, Richard Casolari and Paul Siesser for Appointment of Lead Plaintiff and Approval of Their Selection of Lead Counsel filed by Michael F. Mather. (Attachments: # 1 Exhibit A# 2 Exhibit B)(Related document(s)74) (Mehdi, Azra) (Entered: 04/01/2003)

04/08/2003 76 CLERK'S NOTICE scheduling Motion to Appoint Lead Plaintiff and Motion to Appoint Lead Counsel for May 9, 2003 at 9:00 a.m. (jjo, ) (Entered: 04/08/2003)

04/09/2003 77 ORDER by Judge Jeffrey S. White denying 41 Motion to Amend/Correct, denying 47 Plaintiffs' Motion to Appoint Lead Plaintiff and Lead Counsel, Appointing Lead Plaintiffs and Lead Counsel (jswlc2, ) (Entered: 04/09/2003)

04/10/2003 78 INITIAL SCHEDULING CONFERENCE ORDER: Case Management Conference set for 5/16/2003 at 01:30 PM.. Signed by Judge Jeffrey S. White on 4/9/03. (jjo, ) (Entered: 04/10/2003)

04/11/2003 79 Letter dated 4/8/2003 from Susan G. Schellinger re: service list. (vlh, ) (Entered: 04/14/2003)

04/23/2003 80 NOTICE OF ENTRY OF ORDER GRANTING APPLICATIONS FOR ADMISSION OF BENNETT E.KAPLAN AND DANIEL J. DELANEY PRO HAC VICE by Ernst &Young LLP. (Attachments: # 1 Exhibit ONE# 2 Exhibit TWO)(Gupta, Shirish) (Entered: 04/23/2003)

04/24/2003 81 Letter from the Law Firm of Rosenthal, Monhait, Gross & Goddess, P.A. dated 4/22/2003 re: service list. (vlh, ) (Entered: 04/25/2003)

05/09/2003 82 JOINT CASE MANAGEMENT STATEMENT AND [PROPOSED] ORDER filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 05/09/2003)

05/19/2003 83 Minute Entry: Initial Case Management Conference held on 5/16/2003 before Judge Jeffrey S. White. Case referred to Private Mediation. (Court Reporter Leo Mankiewicz.) (jjo, ) (Entered: 05/19/2003)

05/19/2003 84 SCHEDULING ORDER:Amended Complaint to be filed forty-five (45) days from entry of this Order. Hearing on Motion to Dismiss: 12/5/03 at 9:00 a.m. Reply to Motion to Dismiss to be filed by 11/3/03. Signed by Judge Jeffrey S. White on 5/19/03. (jjo, ) (Entered: 05/19/2003)

06/12/2003 85 CASE MANAGEMENT STATEMENT Modification Letter filed by Sunstone Financial Group, Inc.. (Hernandez-Malaby, Christina) (Entered: 06/12/2003)

07/01/2003 86 STIPULATION AND [PROPOSED] ORDER by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/01/2003)

07/01/2003 87 JOINT STIPULATION AND ORDER re 86. Signed by Judge Jeffrey S. White on July 1, 2003. (jswlc2, ) (Entered: 07/01/2003)

07/24/2003 88 AMENDED COMPLAINT For Violation of The Federal Securities Laws against all defendants. Filed by Richard Casolari, Stephanie Casolari. (Moskovitz, Michael) (Entered: 07/24/2003)

09/29/2003 89

First MOTION to Dismiss filed by Sunstone Financial Group, Inc.. Motion Hearing set for 1/16/2004 09:00 AM. (Attachments: # 1 Proposed Order)(Hernandez-Malaby, Cristina) (Entered: 09/29/2003)

09/29/2003 90

Declaration of Cristina D. Hernandez-Malaby in Support of 89 First Motion to Dismiss filed by Sunstone Financial Group, Inc.. (Attachments: # 1 Exhibit A)(Related document(s)89) (Hernandez-Malaby, Cristina) (Entered: 09/29/2003)

09/29/2003 91

NOTICE OF MOTION AND MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003)

09/29/2003 92

MEMORANDUM in Support OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/29/2003)

09/29/2003 93

Appendix OF UNPUBLISHED AUTHORITIES IN SUPPORT OF THE MOTIONS TO DISMISS AND STRIKE THE AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5)(Gupta, Shirish) (Entered: 09/29/2003)

09/29/2003 94

Appendix re 91 AND REQUEST FOR JUDICIAL NOTICE IN SUPPORT OF ITS MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT; MEMORANDUM OF POINTS AND AUTHORITIES AND DECLARATION OF SHIRISH GUPTA IN SUPPORT THEREOF filed by Ernst &Young LLP. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D# 5 Exhibit E# 6 Exhibit F# 7 Exhibit G)(Related document(s)91) (Gupta, Shirish) (Entered: 09/29/2003)

09/29/2003 95

MOTION to Strike PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. Motion Hearing set for 1/16/2004 09:00 AM. (Gupta, Shirish) (Entered: 09/29/2003)

09/29/2003 96

MEMORANDUM in Support re 95 SUPPORTING ITS MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM PLAINTIFFS' AMENDED CONSOLIDATED COMPLAINT filed by Ernst &Young LLP. (Related document(s)95) (Gupta, Shirish) (Entered: 09/29/2003)

09/29/2003 97

MOTION to Dismiss Consolidated Amended Complaint filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital

Management, Inc., Van Wagoner Funds, Inc.. Motion Hearing set for 1/16/2004 09:00 AM. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003)

09/29/2003 98

Joinder re 95 in Motion to Strike Paragraphs 45 and 268 From Plaintiffs' Amended Consolidated Complaint by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) Additional attachment(s) added on 10/8/2003 (vlh, COURT STAFF). (Entered: 09/30/2003)

09/29/2003 99

Request for Judicial Notice re 97 filed by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (Related document(s)97) (vlh, COURT STAFF) Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). Additional attachment(s) added on 10/9/2003 (vlh, COURT STAFF). (Entered: 09/30/2003)

09/29/2003 -- Proposed Order re 97 Granting Motion to Dismiss by Larry P. Arnold, Robert S. Colman, Peter R. Kris, Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Funds, Inc.. (vlh, COURT STAFF) (Entered: 09/30/2003)

09/30/2003 100

CLERK'S NOTICE re: Failure to E-File and/or Failure to Register as an E-Filer (vlh, COURT STAFF) (Entered: 09/30/2003)

09/30/2003 101

*** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** Proposed Order re *** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003)

09/30/2003 102

Proposed Order re 91 MOTION TO DISMISS THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003)

09/30/2003 103

*** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** Proposed Order re *** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** [CORRECTION OF DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET #*** FILED IN ERROR. PLEASE SEE DOCKET # *** MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) Modified on 9/30/2003 (br, COURT STAFF). (Entered: 09/30/2003)

09/30/2003 104

Proposed Order re 95 Correction of Dockets 101 and 103 MOTION TO STRIKE PARAGRAPHS 45 AND 268 FROM THE AMENDED CONSOLIDATED COMPLAINT by Ernst &Young LLP. (Gupta, Shirish) (Entered: 09/30/2003)

10/03/2003 105

***Filed in Error. Refer to Document ***Filed in Error. Refer to Document For Correct Entry.*** MOTION to Substitute Attorney Jay C. Gandhi filed by Garrett R. Van Wagoner, Van Wagoner Capital Management, Inc., Van Wagoner Emerging Growth Fund, Van Wagoner Funds, Inc., Van Wagoner Micro-Cap Growth Fund, Van Wagoner Mid-Cap Growth Fund, Van Wagoner Post Venture Fund, Van Wagoner Technology Fund. (Gandhi, Jay) Modified on 10/7/2003 (vlh, COURT STAFF). (Entered: 10/03/2003)

10/06/2003 CERTIFICATE/PROOF OF SERVICE by Sunstone Financial Group, Inc. re 89 Motion

106 to Dismiss (Hernandez-Malaby, Cristina) (Entered: 10/06/2003)

10/06/2003 107

Letter dated 10/02/2003 from Joshua B. Vinograd re: substitution of counsel. (vlh, COURT STAFF) (Entered: 10/07/2003)

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