U.S. District Court District of New Jersey [LIVE] (Trenton...

US District Court Civil Docket as of July 10, 2020 Retrieved from the court on July 10, 2020

U.S. District Court District of New Jersey [LIVE] (Trenton)

CIVIL DOCKET FOR CASE #: 3:14-cv-05628-PGS-LHG

TOWN OF DAVIE POLICE PENSION PLAN v. COMMVAULT SYSTEMS, INC., et al Assigned to: Judge Peter G. Sheridan Referred to: Magistrate Judge Lois H. Goodman Cause: 15:77 Securities Fraud

Date Filed: 09/10/2014 Date Terminated: 06/29/2018 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

In Re

COMMVAULT SYSTEMS, INC. SECURITIES LITIGATION

Movant

NEXPOINT CREDIT STRATEGIES FUND

represented by LISA J. RODRIGUEZ Schnader Harrison Segal & Lewis LLP Woodland Falls Corporate Park 220 Lake Drive East Suite 200 Cherry Hill, NJ 08002-1165 856-482-5222 Fax: 856-482-6980 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED WILLIAM J. PINILIS PINILIS HALPERN 160 MORRIS STREET MORRISTOWN, NJ 07962 (973) 401-1111 Fax: (973) 401-1114 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

WAYNE COUNTY EMPLOYEES RETIREMENT SYSTEM

represented by PETER S. PEARLMAN COHN, LIFLAND, PEARLMAN, HERRMANN & KNOPF, LLP PARK 80 WEST PLAZA ONE

250 PEHLE AVENUE, SUITE 401 SADDLE BROOK, NJ 07663 (201) 845-9600 Fax: 201-845-9423 Email: [email protected] TERMINATED: 01/28/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

NEW ENGLAND CARPENTERS PENSION AND GUARANTEED ANNUITY FUNDS

represented by PETER S. PEARLMAN (See above for address) TERMINATED: 01/28/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

ARKANSAS TEACHER RETIREMENT SYSTEM, THE

represented by ERIC TODD KANEFSKY CALCAGNI & KANEFSKY LLP ONE NEWARK CENTER 1085 RAYMOND BLVD., 14TH FLOOR NEWARK, NJ 07102 (862) 397-1796 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED JAMES E. CECCHI CARELLA BYRNE CECCHI OLSTEIN BRODY & AGNELLO, P.C. 5 BECKER FARM ROAD ROSELAND, NJ 07068 (973) 994-1700 Fax: (973) 994-1744 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED LINDSEY H. TAYLOR CARELLA, BYRNE, CECCHI, OLSTEIN, BRODY & AGNELLO 5 BECKER FARM ROAD ROSELAND, NJ 07021 973 994-1700 Email: [email protected] ATTORNEY TO BE NOTICED

Mediator

ROBERT A MEYER, ESQ. represented by ROBERT A. MEYER JAMS 1925 CENTURY PARK EAST, SUITE

1400 THE WATT PLAZA LOS ANGELES, CA 90067 310-392-3044 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Lead Plaintiff

Arkansas Teacher Retirement System represented by LINDSEY H. TAYLOR (See above for address) ATTORNEY TO BE NOTICED JAMES E. CECCHI (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

TOWN OF DAVIE POLICE PENSION PLAN on behalf of itself and all others similarly situated

represented by ERIC TODD KANEFSKY (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED GIANINA CARLIE JEAN-BAPTISTE CALCAGNI KANEFSKY THE NJ OFFICE OF HARRIS O'BRIEN 1085 RAYMOND BOULEVARD FLOOR 14 NEWARK, NJ 07102 862-397-1796 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED THOMAS RICHARD CALCAGNI CALCAGNI & KANEFSKY LLP ONE NEWARK CENTER 1085 RAYMOND BOULEVARD 14TH FLOOR NEWARK, NJ 07102 862-397-1796 Fax: 862-902-5458 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

COMMVAULT SYSTEMS, INC., represented by JOSHUA N. HOWLEY SILLS CUMMIS & GROSS P.C. THE LEGAL CENTER ONE RIVERFRONT PLAZA NEWARK, NJ 07102-5400 (973) 643-7000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED THEODORA T. MCCORMICK Epstein Becker & Green, PC One Gateway Center NEWARK, NJ 07102 (973) 643-5223 Email: [email protected] TERMINATED: 10/05/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

N. ROBERT HAMMER represented by JOSHUA N. HOWLEY (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED THEODORA T. MCCORMICK (See above for address) TERMINATED: 10/05/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

BRIAN CAROLAN represented by JOSHUA N. HOWLEY (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED THEODORA T. MCCORMICK (See above for address) TERMINATED: 10/05/2015 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

09/10/2014 1 COMPLAINT against BRIAN CAROLAN, COMMVAULT SYSTEMS, INC., N. ROBERT HAMMER ( Filing and Admin fee $ 400 receipt number NEW021256) with JURY DEMAND, filed by TOWN OF DAVIE POLICE PENSION PLAN.

(Attachments: # 1 Civil Cover Sheet)(eaj) (Main Document 1 replaced on 9/19/2014) (jr). (Entered: 09/10/2014)

09/10/2014 CLERK'S QUALITY CONTROL MESSAGE - The COMPLAINT 1 submitted by Eric Kanefsky and Thomas R. Calcagni on 9/10/2014 appears to have address information that does not match the court's records for this case. Please refer to the court's website at www.njd.uscourts.gov for information and instructions on maintaining your account. (eaj) (Entered: 09/10/2014)

09/10/2014 2 SUMMONS ISSUED as to BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER Attached is the official court Summons, please fill out Defendant and Plaintiffs attorney information and serve. Issued By *Beth Joniak* (eaj) (Entered: 09/10/2014)

11/12/2014 3 MOTION to Appoint Counsel Lead, MOTION to Appoint Lead Plaintiff by NEXPOINT CREDIT STRATEGIES FUND. (Attachments: # 1 Brief, # 2 Declaration, # 3 Text of Proposed Order)(PINILIS, WILLIAM) (Entered: 11/12/2014)

11/12/2014 4 MOTION to Appoint Lead Plaintiff by TOWN OF DAVIE POLICE PENSION PLAN. (Attachments: # 1 Notice of Motion, # 2 Declaration Kanefsky Declaration, # 3 Exhibit Kanefsky Decl-Ex.A, # 4 Exhibit Kanefsky Decl-Ex.B, # 5 Exhibit Kanefsky Decl-Ex.C, # 6 Exhibit Kanefsky Decl-Ex.D, # 7 Text of Proposed Order Proposed Order)(KANEFSKY, ERIC) (Entered: 11/12/2014)

11/12/2014 5 MOTION to Appoint Lead Plaintiff , MOTION APPROVAL OF SELECTION OF COUNSEL by WAYNE COUNTY EMPLOYEES RETIREMENT SYSTEM, NEW ENGLAND CARPENTERS PENSION AND GUARANTEED ANNUITY FUNDS. (Attachments: # 1 Brief, # 2 Declaration of Peter S. Pearlman, # 3 Text of Proposed Order)(PEARLMAN, PETER) (Entered: 11/12/2014)

11/13/2014 Set Deadlines as to 3 MOTION to Appoint Counsel Lead MOTION to Appoint Lead Plaintiff . Motion set for 12/15/2014 before Judge Joel A. Pisano. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 11/13/2014)

11/13/2014 Set Deadlines as to 4 MOTION to Appoint Lead Plaintiff . Motion set for 12/15/2014 before Judge Joel A. Pisano. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 11/13/2014)

11/13/2014 6 NOTICE of Appearance by JAMES E. CECCHI on behalf of ARKANSAS TEACHER RETIREMENT SYSTEM, THE (CECCHI, JAMES) (Entered: 11/13/2014)

11/13/2014 7 NOTICE of Appearance by LINDSEY H. TAYLOR on behalf of ARKANSAS TEACHER RETIREMENT SYSTEM, THE (TAYLOR, LINDSEY) (Entered: 11/13/2014)

11/13/2014 8 Letter from Arkansas Teacher Retirement System. (KANEFSKY, ERIC) (Entered: 11/13/2014)

11/13/2014 Set Deadlines as to 3 MOTION to Appoint Counsel Lead MOTION to Appoint Lead Plaintiff , 5 MOTION to Appoint Lead Plaintiff MOTION APPROVAL OF SELECTION OF COUNSEL , 4 MOTION to Appoint Lead Plaintiff . Motions set for 12/15/2014 before Judge Joel A. Pisano. The motion will be decided on the

papers. No appearances required unless notified by the court. (eaj) (Entered: 11/13/2014)

11/24/2014 9 APPLICATION/PETITION for Pro Hac Vice admission of Fox, Hall, and Campisi for by TOWN OF DAVIE POLICE PENSION PLAN. (Attachments: # 1 Certification Certification of Fox, # 2 Certification Certification of Hall, # 3 Certification Certification of Campisi, # 4 Text of Proposed Order Proposed Order)(PINILIS, WILLIAM) (Entered: 11/24/2014)

11/24/2014 10 APPLICATION/PETITION for Pro Hac Vice admission of Fox, Hall, and Campisi for by NEXPOINT CREDIT STRATEGIES FUND. (Attachments: # 1 Certification Certification of Campisi, # 2 Certification Certification of Hall, # 3 Certification Certification of Fox, # 4 Text of Proposed Order Order, Proposed)(PINILIS, WILLIAM) (Entered: 11/24/2014)

11/25/2014 11 Letter from William J. Pinilis. (PINILIS, WILLIAM) (Entered: 11/25/2014)

12/01/2014 12 BRIEF in Opposition filed by NEW ENGLAND CARPENTERS PENSION AND GUARANTEED ANNUITY FUNDS, WAYNE COUNTY EMPLOYEES RETIREMENT SYSTEM re 3 MOTION to Appoint Counsel Lead MOTION to Appoint Lead Plaintiff , 4 MOTION to Appoint Lead Plaintiff (Attachments: # 1 Declaration OF PETER S. PEARLMAN, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(PEARLMAN, PETER) (Entered: 12/01/2014)

12/01/2014 13 RESPONSE in Support filed by NEXPOINT CREDIT STRATEGIES FUND re 3 MOTION to Appoint Counsel Lead MOTION to Appoint Lead Plaintiff (PINILIS, WILLIAM) (Entered: 12/01/2014)

12/01/2014 14 BRIEF in Opposition filed by ARKANSAS TEACHER RETIREMENT SYSTEM, THE re 3 MOTION to Appoint Counsel Lead MOTION to Appoint Lead Plaintiff Arkansas Teacher Retirement Systems (Attachments: # 1 Motion of Notice for Discovery, # 2 Text of Proposed Order, # 3 Affidavit, # 4 Declaration)(KANEFSKY, ERIC) (Entered: 12/01/2014)

12/01/2014 15 DECLARATION re 14 Brief in Opposition to Motion, by ARKANSAS TEACHER RETIREMENT SYSTEM, THE. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P)(KANEFSKY, ERIC) (Entered: 12/01/2014)

12/02/2014 CLERK'S QUALITY CONTROL MESSAGE - The Brief in Opposition 14 submitted by Eric Kanefsky on 12/1/2014 contains a Motion for Discovery. PLEASE RESUBMIT THE MOTION USING THE CORRECT EVENT MOTION in order to have the Motion placed on the Court`s calendar. Counsel is only to re-file the Motion and may refer to the supporting documents as being filed on the docket in entry 14 . This submission will remain on the docket unless otherwise ordered by the court. (eaj) (Entered: 12/02/2014)

12/02/2014 16 MOTION for Discovery with supporting documents in entry 14 by ARKANSAS TEACHER RETIREMENT SYSTEM, THE. (KANEFSKY, ERIC) (Entered: 12/02/2014)

12/02/2014 17 Exhibit to 15 Declaration, by ARKANSAS TEACHER RETIREMENT SYSTEM, THE. (KANEFSKY, ERIC) (Entered: 12/02/2014)

12/02/2014 Set Deadlines as to 16 MOTION for Discovery with supporting documents in entry 14 . Motion set for 1/5/2015 before Magistrate Judge Lois H. Goodman. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 12/02/2014)

12/05/2014 18 NOTICE of Appearance by LISA J. RODRIGUEZ on behalf of NEXPOINT CREDIT STRATEGIES FUND (RODRIGUEZ, LISA) (Entered: 12/05/2014)

12/08/2014 19 RESPONSE in Support filed by NEW ENGLAND CARPENTERS PENSION AND GUARANTEED ANNUITY FUNDS, WAYNE COUNTY EMPLOYEES RETIREMENT SYSTEM re 5 MOTION to Appoint Lead Plaintiff MOTION APPROVAL OF SELECTION OF COUNSEL (PEARLMAN, PETER) (Entered: 12/08/2014)

12/08/2014 20 MOTION to Appoint Lead Plaintiff /Declaration of Lisa J. Rodriguez in Support of Motion for Lead Plaintiff and Approval as Lead Counsel by NEXPOINT CREDIT STRATEGIES FUND. (Attachments: # 1 Exhibit 1 to Declaration of Lisa J. Rodriguez, # 2 Exhibit 2 to Declaration of Lisa J. Rodriguez, # 3 Exhibit 3 to Declaration of Lisa J. Rodriguez)(RODRIGUEZ, LISA) (Entered: 12/08/2014)

12/08/2014 Set Deadlines as to 20 MOTION to Appoint Lead Plaintiff /Declaration of Lisa J. Rodriguez in Support of Motion for Lead Plaintiff and Approval as Lead Counsel. Motion set for 1/5/2015 before Judge Joel A. Pisano. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 12/08/2014)

12/08/2014 21 RESPONSE in Support filed by NEXPOINT CREDIT STRATEGIES FUND re 3 MOTION to Appoint Counsel Lead MOTION to Appoint Lead Plaintiff (Attachments: # 1 Declaration, # 2 Declaration Ex. 1, # 3 Declaration Ex. 2, # 4 Declaration Ex. 3)(RODRIGUEZ, LISA) (Entered: 12/08/2014)

12/08/2014 22 BRIEF in Support filed by ARKANSAS TEACHER RETIREMENT SYSTEM, THE re 4 MOTION to Appoint Lead Plaintiff (KANEFSKY, ERIC) (Entered: 12/08/2014)

12/09/2014 23 Letter from Lisa J. Rodriguez Requesting that Dkt. # 20 be Terminated re 20 MOTION to Appoint Lead Plaintiff /Declaration of Lisa J. Rodriguez in Support of Motion for Lead Plaintiff and Approval as Lead Counsel. (RODRIGUEZ, LISA) (Entered: 12/09/2014)

12/15/2014 24 MOTION to Strike Arkansas Teachers Retirement System's Sur-Reply by NEXPOINT CREDIT STRATEGIES FUND. Responses due by 1/20/2015 (Attachments: # 1 Brief in Support of Motion to Strike, # 2 Declaration of Lisa J. Rodriguez, # 3 Exhibit A to Rodriguez Decl., Part 1, # 4 Exhibit to Rodriguez Decl., Part 2)(RODRIGUEZ, LISA) (Entered: 12/15/2014)

12/16/2014 Set Deadlines as to 24 MOTION to Strike Arkansas Teachers Retirement System's Sur-Reply. Motion set for 1/20/2015 before Magistrate Judge Lois H. Goodman. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 12/16/2014)

12/22/2014 25 BRIEF in Opposition filed by NEXPOINT CREDIT STRATEGIES FUND re 16 MOTION for Discovery with supporting documents in entry 14 (Attachments: # 1 Declaration of Lisa J. Rodriguez in Support, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C)(RODRIGUEZ, LISA) (Entered: 12/22/2014)

12/23/2014 26 Letter from James E. Cecchi to the Hon. Lois H. Goodman, U.S.M.J. re 16 MOTION for Discovery with supporting documents in entry 14 , 25 Brief in Opposition to Motion,. (CECCHI, JAMES) (Entered: 12/23/2014)

12/29/2014 Set Deadlines as to 16 MOTION for Discovery with supporting documents in entry 14. Motion set for 1/5/2015 before Judge Joel A. Pisano. The motion will be decided on the papers. No appearances required unless notified by the court (ij, ) (Entered: 12/29/2014)

12/29/2014 27 MEMORANDUM in Support filed by ARKANSAS TEACHER RETIREMENT SYSTEM, THE re 16 MOTION for Discovery with supporting documents in entry 14 (Attachments: # 1 Declaration, # 2 Exhibit A, # 3 Exhibit B)(KANEFSKY, ERIC) (Entered: 12/29/2014)

01/05/2015 28 MOTION to Strike 27 Memorandum in Support of Motion of Arkansas Teacher Retirement System by NEXPOINT CREDIT STRATEGIES FUND. (Attachments: # 1 Brief, # 2 Declaration of Lisa J. Rodriguez, # 3 Exhibit A to Declaration of Lisa J. Rodriguez)(RODRIGUEZ, LISA) (Entered: 01/05/2015)

01/05/2015 Set Deadlines as to 28 MOTION to Strike 27 Memorandum in Support of Motion of Arkansas Teacher Retirement System. Motion set for 2/2/2015 before Magistrate Judge Lois H. Goodman. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 01/05/2015)

01/06/2015 29 Letter from James E. Cecchi Withdrawing Reply Brief Regarding Motion For Discovery re 27 Memorandum in Support of Motion, 28 MOTION to Strike 27 Memorandum in Support of Motion of Arkansas Teacher Retirement System. (CECCHI, JAMES) (Entered: 01/06/2015)

01/06/2015 30 MEMORANDUM in Opposition filed by ARKANSAS TEACHER RETIREMENT SYSTEM, THE re 28 MOTION to Strike 27 Memorandum in Support of Motion of Arkansas Teacher Retirement System, 24 MOTION to Strike Arkansas Teachers Retirement System's Sur-Reply (KANEFSKY, ERIC) (Entered: 01/06/2015)

01/12/2015 31 ORDER granting 4 ATRS's Motion to Appoint Lead Plaintiff; Ordering that ATRS is Appointed Lead Plaintiff; Ordering that Bernstein Litowitz Berger & Grossmann LLP is Appointed Lead Counsel for the Class; Ordering that any subsequently filed, removed, or transferred actions that are related to the claims asserted in the above captioned action are CONSOLIDATED for all purposes; Denying Nexpoint's Motion 3 to appoint lead Plaintiff; Denying 5 Retirement System and Pension and Annuity Funds motion to appoint lead Plaintiff; Ordering that this action shall be captioned "In re CommVault Systems, Inc. Securities Litigation" and maintained under Maser File No. 3:14-cv-05628; Denying ATRS's Motion for Discovery as moot 16 ; Denying Nexpoint's Motion to Strike ATRS's sur-reply 24 ; Further Ordering that Nexpoint's Motion to Strike the reply brief filed by ATRS is DENIED as moot 28 . Signed by Judge Joel A. Pisano on 1/12/2015. (eaj) Modified on 1/16/2015 (dm). (Entered: 01/12/2015)

01/23/2015 32 Letter from James E. Cecchi Enclosing Proposed Stipulation and Order Regarding Scheduling. (Attachments: # 1 Text of Proposed Order)(CECCHI, JAMES) (Entered: 01/23/2015)

01/28/2015 33 NOTICE by NEW ENGLAND CARPENTERS PENSION AND GUARANTEED ANNUITY FUNDS, WAYNE COUNTY EMPLOYEES RETIREMENT SYSTEM NOTICE OF WITHDRAWAL (PEARLMAN, PETER) (Entered: 01/28/2015)

01/28/2015 34 Notice to be terminated and withdraw from Notices of Electronic filing as to case. Attorney PETER S. PEARLMAN terminated. (PEARLMAN, PETER) (Entered: 01/28/2015)

01/29/2015 35 MOTION for Leave to Appear Pro Hac Vice by ARKANSAS TEACHER RETIREMENT SYSTEM, THE. (Attachments: # 1 Declaration of Lindsey H. Taylor, # 2 Declaration of James A. Harrod, # 3 Declaration of Rebecca E. Boon, # 4 Text of Proposed Order)(TAYLOR, LINDSEY) (Entered: 01/29/2015)

01/29/2015 Set Deadlines as to 35 MOTION for Leave to Appear Pro Hac Vice . Motion set for 3/2/2015 before Magistrate Judge Lois H. Goodman. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 01/29/2015)

02/06/2015 36 STIPULATION AND ORDER setting deadlines for Complaint and Motions to Dismiss. Signed by Magistrate Judge Lois H. Goodman on 2/6/2015. (eaj) (Entered: 02/06/2015)

02/06/2015 37 Notice of Call for dismissal Pursuant to Rule 4(m) as to defendants, Commvault Systems, Inc., N. Robert Hammer, & Brian Carolan; counsel is directed to notify the plaintiff of the court's notice. (DS) (Entered: 02/06/2015)

02/09/2015 38 DECLARATION of Eric T. Kanefsky re 37 Notice of Call for dismissal by ARKANSAS TEACHER RETIREMENT SYSTEM, THE. (KANEFSKY, ERIC) (Entered: 02/09/2015)

02/13/2015 CLERK'S NOTE: Notice of Call to Dismiss filed on 02-06-2015 has been WITHDRAWN. (DS) (Entered: 02/17/2015)

03/10/2015 39 TEXT ORDER REASSIGNING CASE. Case reassigned to Judge Michael A. Shipp for all further proceedings. Judge Joel A. Pisano no longer assigned to case. So Ordered by Chief Judge Jerome B. Simandle on 3/10/2015. (gxh) (Entered: 03/10/2015)

03/19/2015 40 AMENDED COMPLAINT against All Defendants All Defendants., filed by Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(CECCHI, JAMES) (Entered: 03/19/2015)

03/27/2015 41 ORDER granting 35 Motion for Leave to Appear Pro Hac Vice as to James A. Harrod and Rebecca E. Boon. Signed by Magistrate Judge Lois H. Goodman on 3/27/2015. (eaj) (Entered: 03/27/2015)

04/10/2015 Pro Hac Vice fee received as to James A. Harrod and Rebecca E. Boon: $ 300, receipt number TRE055782 (eaj) (Entered: 04/10/2015)

04/14/2015 42 Notice of Request by Pro Hac Vice James A. Harrod and Rebecca E. Boon to receive Notices of Electronic Filings. (TAYLOR, LINDSEY) (Entered: 04/14/2015)

04/15/2015 Pro Hac Vice counsel, JAMES A HARROD, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (eaj) (Entered: 04/15/2015)

05/13/2015 43 NOTICE of Appearance by THEODORA T. MCCORMICK on behalf of BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER (MCCORMICK, THEODORA) (Entered: 05/13/2015)

05/20/2015 44 Letter from Theodora McCormick to The Honorable Michael A. Shipp, U.S.D.J. regarding Defenfants request to submit an over length biref. (MCCORMICK, THEODORA) (Entered: 05/20/2015)

05/20/2015 45 MOTION for Leave to Appear Pro Hac Vice of Joseph De Simone, Esq., Michele L. Odorizzi, Esq. and Allison J. Zolot, Esq. by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER. (Attachments: # 1 Declaration of Theodora McCormick, # 2 Declaration of Joseph De Simone, # 3 Declaration of Michele L. Odorizzi, # 4 Declaration Of Allison J. Zolot, # 5 Text of Proposed Order, # 6 Certificate of Service)(MCCORMICK, THEODORA) (Entered: 05/20/2015)

05/20/2015 Set Deadlines as to 45 MOTION for Leave to Appear Pro Hac Vice of Joseph De Simone, Esq., Michele L. Odorizzi, Esq. and Allison J. Zolot, Esq.. Motion set for 6/15/2015 before Magistrate Judge Lois H. Goodman. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 05/20/2015)

05/22/2015 46 LETTER ORDER permitting Defendants to submit one omnibus memorandum of law in support of their combined motion to dismiss the amended complaint of up to 45 pages. Signed by Judge Michael A. Shipp on 5/21/2015. (eaj) (Entered: 05/22/2015)

05/26/2015 47 MOTION to Dismiss by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER. (Attachments: # 1 Brief, # 2 Declaration, # 3 Exhibit A to McCormick Declaration, # 4 Exhibit B to McCormick Declaration, # 5 Exhibit C to McCormick Declaration, # 6 Exhibit D to McCormick Declaration, # 7 Exhibit E to McCormick Declaration, # 8 Exhibit F to McCormick Declaration, # 9 Exhibit G to McCormick Declaration, # 10 Exhibit H to McCormick Declaration, # 11 Exhibit I to McCormick Declaration, # 12 Exhibit J to McCormick Declaration, # 13 Exhibit K to McCormick Declaration, # 14 Exhibit L to McCormick Declaration, # 15 Exhibit M to McCormick Declaration, # 16 Exhibit N to McCormick Declaration, # 17 Exhibit O to McCormick Declaration, # 18 Exhibit P to McCormick Declaration, # 19 Exhibit Q to McCormick Declaration, # 20 Text of Proposed Order)(MCCORMICK, THEODORA) (Entered: 05/26/2015)

05/27/2015 Set Deadlines as to 47 MOTION to Dismiss . Motion set for 7/6/2015 before Judge Michael A. Shipp. The motion will be decided on the papers. No appearances required unless notified by the court. (eaj) (Entered: 05/27/2015)

06/08/2015 48 ORDER granting 45 Motion for Leave to Appear Pro Hac Vice as to Joseph De Simone, Esq., Michele L. Odorizzi, Esq. and Allison J. Zolot, Esq.. Signed by Magistrate Judge Lois H. Goodman on 6/8/2015. (eaj) (gxh). (Entered: 06/08/2015)

06/12/2015 Pro Hac Vice fee of $ 150.00 received as to Allison J. Zolot, Esq., receipt number TRE058708 (km) (Entered: 06/15/2015)

06/12/2015 Pro Hac Vice fee of $ 150.00 received as to Joseph De Simone, Esq., receipt number TRE058709 (km) (Entered: 06/15/2015)

06/12/2015 Pro Hac Vice fee of $ 150.00 received as to Michele L. Odorizzi, Esq., receipt number TRE058710 (km) (Entered: 06/15/2015)

06/15/2015 49 Notice of Request by Pro Hac Vice Joseph De Simone to receive Notices of Electronic Filings. (MCCORMICK, THEODORA) (Entered: 06/15/2015)

06/15/2015 50 Notice of Request by Pro Hac Vice Allison J. Zolot to receive Notices of Electronic Filings. (MCCORMICK, THEODORA) (Entered: 06/15/2015)

06/15/2015 51 Notice of Request by Pro Hac Vice Michele L. Odorizzi to receive Notices of Electronic Filings. (MCCORMICK, THEODORA) (Entered: 06/15/2015)

06/15/2015 Pro Hac Vice counsel, ALLISON J. ZOLOT, MICHELE L. ODORIZZI and JOSEPH DESIMONE, has been added to receive Notices of Electronic Filing. Pursuant to L.Civ.R. 101.1, only local counsel are entitled to sign and file papers, enter appearances and receive payments on judgments, decrees or orders. (eaj) (Entered: 06/15/2015)

06/17/2015 52 Letter from James E. Cecchi. (CECCHI, JAMES) (Entered: 06/17/2015)

06/18/2015 53 LETTER ORDER granting Lead Plaintiff's request to submit a memorandum in opposition to Defendants' Motion to Dismiss 47 of up to 45 pages. Signed by Judge Michael A. Shipp on 6/18/2015. (eaj) (Entered: 06/18/2015)

07/01/2015 54 BRIEF in Opposition filed by Arkansas Teacher Retirement System re 47 MOTION to Dismiss (CECCHI, JAMES) (Entered: 07/01/2015)

08/12/2015 55 Letter from Theodora McCormick to The Honorable Michael A. Shipp, U.S.D.J. requesting an extension of time to file the reply brief in support of the motion to dismiss the amended complaint. (MCCORMICK, THEODORA) (Entered: 08/12/2015)

08/13/2015 56 LETTER ORDER granting Defendants an extension of time to file the reply brief in support of the 47 MOTION to Dismiss until 8/24/2015. Signed by Judge Michael A. Shipp on 8/13/2015. (eaj) (Entered: 08/13/2015)

08/18/2015 57 Letter from Theodora McCormick to The Honorable Michael A. Shipp, U.S.D.J. requesting permission to file one omnibus reply memorandum of law in support of combined motion to dismiss of up to 25 pages. (MCCORMICK, THEODORA) (Entered: 08/18/2015)

08/19/2015 58 ORDER granting Defendants request to submit a reply memorandum of up to 25 pages in support of their 47 MOTION to Dismiss . Signed by Judge Michael A. Shipp on 8/19/2015. (eaj) (Entered: 08/19/2015)

08/24/2015 59 REPLY to Response to Motion filed by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER re 47 MOTION to Dismiss (Attachments: # 1 Declaration of Theodora McCormick, # 2 Exhibit A to McCormick Declaration, # 3 Exhibit B to McCormick Declaration, # 4 Exhibit C to McCormick Declaration, # 5 Exhibit D to McCormick Declaration, # 6 Exhibit E to McCormick Declaration, # 7 Exhibit F to McCormick Declaration, # 8 Exhibit to McCormick Declaration, # 9 Certificate of Service)(MCCORMICK, THEODORA) (Entered: 08/24/2015)

09/01/2015 60 Letter from James E. Cecchi Requesting Permission To File Sur-Reply Brief re 59 Reply to Response to Motion,,. (Attachments: # 1 Exhibit A)(CECCHI, JAMES) (Entered: 09/01/2015)

09/02/2015 61 Letter from Theodora McCormick to The Honorable Michael A. Shipp, U.S.D.J. in Oppositon to Plaintiff's Request to file a Sur-Reply. (MCCORMICK, THEODORA) (Entered: 09/02/2015)

09/08/2015 62 TEXT ORDER REASSIGNING CASE. Case reassigned to Judge Peter G. Sheridan for all further proceedings. Judge Michael A. Shipp no longer assigned to case. So Ordered by Chief Judge Jerome B. Simandle on 9/8/2015. (dm) (Entered: 09/08/2015)

09/11/2015 ORAL ARGUMENT REQUIRED for the 47 MOTION to Dismiss . Motion set for 10/13/2015 at 10:30 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 09/11/2015)

10/05/2015 63 Substitution of Attorney - Attorney THEODORA T. MCCORMICK terminated. Attorney JOSHUA N. HOWLEY for BRIAN CAROLAN,JOSHUA N. HOWLEY for COMMVAULT SYSTEMS, INC.,,JOSHUA N. HOWLEY for N. ROBERT HAMMER added.. (HOWLEY, JOSHUA) (Entered: 10/05/2015)

10/13/2015 64 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 10/13/2015 re 47 MOTION to Dismiss filed by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER, Motions Taken Under Advisement. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 10/19/2015)

10/30/2015 74 Minute Entry for proceedings held before Judge Peter G. Sheridan: Miscellaneous Hearing held on 10/30/2015. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 03/15/2016)

12/17/2015 65 ORDER granting Defendants 47 Motion to Dismiss; Ordering that Plaintiff may amend the Complaint within 30 days to demonstrate the GAAP violation (Order rec'd in Clerk's office on 12/17/2015, entered per Chambers). Signed by Judge Peter G. Sheridan on 10/30/2015. (eaj) (Entered: 12/17/2015)

12/17/2015 66 Letter from Lindsey H. Taylor Regarding Date For Filing Amended Complaint re 65 Order on Motion to Dismiss,. (TAYLOR, LINDSEY) (Entered: 12/17/2015)

12/18/2015 67 LETTER ORDER that Lead Plaintiffs are to file a Amended Complaint within 30 days from the filing date of the Order 65 . Signed by Judge Peter G. Sheridan on 12/18/2015. (eaj) (Entered: 12/18/2015)

01/05/2016 68 Letter from Eric T. Kanefsky, Esq. re Extension Request. (KANEFSKY, ERIC) (Entered: 01/05/2016)

01/11/2016 69 LETTER ORDER extending the deadline for Lead Plaintiffs to file an Amended Complaint until 2/5/2016. Signed by Judge Peter G. Sheridan on 1/10/2016. (eaj) (Entered: 01/11/2016)

02/05/2016 70 AMENDED COMPLAINT Second Amended Class Action Complaint against All Defendants All Defendants., filed by Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(CECCHI, JAMES) (Entered: 02/05/2016)

02/11/2016 71 Letter from Defendants enclosing Stipulation and [Proposed] Order. (Attachments: # 1 Stipulation and [Proposed] Order)(HOWLEY, JOSHUA) (Entered: 02/11/2016)

02/17/2016 72 Exhibit to 70 Amended Complaint by Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit B, # 2 Exhibit C, # 3 Exhibit D, # 4 Letter From Lindsey H. Taylor Regarding Exhibits to Pitt Declaration)(TAYLOR, LINDSEY) (Entered: 02/17/2016)

02/17/2016 73 STIPULATION AND ORDER setting a briefing schedule for the Motion to Dismiss. Signed by Magistrate Judge Lois H. Goodman on 2/17/2016. (eaj) (Main Document 73 replaced on 2/17/2016) (eaj, ). (Entered: 02/17/2016)

03/09/2016 75 Transcript of COURT'S OPINION ON MOTION TO DISMISS held on 10/30/2015, before Judge Peter G. Sheridan. Court Reporter - Frank Gable (856-889-4761). NOTICE REGARDING REDACTION OF TRANSCRIPTS: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript. Redaction Request due 3/30/2016. Redacted Transcript Deadline set for 4/11/2016. Release of Transcript Restriction set for 6/7/2016. (kas, ) (Entered: 03/21/2016)

04/05/2016 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER. Responses due by 7/18/2016 (Attachments: # 1 Brief in Support, # 2 Declaration of Joshua N. Howley, # 3 Exhibit A - Second Amended Class Action Complaint, # 4 Exhibit B - SEC Annual Report March 2014, # 5 Exhibit C - SEC Quarterly Report December 2013, # 6 Exhibit D - SEC Annual Report March 2013, # 7 Exhibit E - William Blair Report May 2013, # 8 Exhibit F - Edited Transcript May 2013, # 9 Exhibit G - Edited Transcript April 2014, # 10 Exhibit H - Edited Transcript October 2013, # 11 Exhibit I - SEC Quarterly Report September 2013, # 12 Exhibit J - Piper Jaffray Report October 2013, # 13 Exhibit K - Lake Street Report October 2013, # 14 Exhibit L - Macquarie Report January 2014, # 15 Exhibit M - William Blair Report January 2014, # 16 Exhibit N - Edited Transcript January 2014, # 17 Exhibit O - SEC Form 4 February 2014, # 18 Exhibit P - SEC Form 4 March 2014, # 19 Exhibit Q - SEC Form 4 March 25 2014, # 20 Exhibit R - Lake Street Report April 2014, # 21 Text of Proposed Order)(HOWLEY, JOSHUA) (Entered: 04/05/2016)

04/05/2016 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER. (Attachments: # 1 Brief in Support, # 2 Declaration Joshua N. Howley in Support, # 3 Exhibit A - Second Amended Class Action Complaint, # 4 Text of Proposed Order)(HOWLEY, JOSHUA) (Entered: 04/05/2016)

04/05/2016 ORAL ARGUMENT REQUIRED for the 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice, 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint. Motion set for 5/2/2016 11:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (eaj) (Entered: 04/05/2016)

04/06/2016 ATTENTION COUNSEL ORAL ARGUMENT REQUIRED for the 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice, 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint. Motion set for 8/1/2016 at 10:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 04/06/2016)

04/19/2016 78 Letter from Defendants' Counsel to the Hon. Peter G. Sheridan, U.S.D.J.. (HOWLEY, JOSHUA) (Entered: 04/19/2016)

04/22/2016 79 LETTER ORDER adjourning Oral Argument for the 77 MOTION to Strike & the 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint until 8/16/2016 at 12:00 PM. Signed by Judge Peter G. Sheridan on 4/21/2016. (eaj) (Entered: 04/22/2016)

04/22/2016 ORAL ARGUMENT REQUIRED for the 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice, 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint. Motion Reset for 8/16/2016 12:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (eaj) Modified on 4/25/2016 (eaj, ). (Entered: 04/22/2016)

06/06/2016 80 BRIEF in Opposition filed by Arkansas Teacher Retirement System re 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice (CECCHI, JAMES) (Entered: 06/06/2016)

06/06/2016 81 BRIEF in Opposition filed by Arkansas Teacher Retirement System re 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint (CECCHI, JAMES) (Entered: 06/06/2016)

07/07/2016 82 Letter from Defendants to the Hon. Peter G. Sheridan, U.S.D.J.. (HOWLEY, JOSHUA) (Entered: 07/07/2016)

07/13/2016 83 LETTER ORDER granting Defendants' request to submit a memorandum in support of their motion to dismiss of 25 pages. Signed by Judge Peter G. Sheridan on 7/12/2016. (eaj) (Entered: 07/13/2016)

07/21/2016 84 REPLY BRIEF to Opposition to Motion filed by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER re 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice (Attachments: # 1 Declaration of Joshua N. Howley, # 2 Exhibit A, # 3 Certificate of Service)(HOWLEY, JOSHUA) (Entered: 07/21/2016)

07/21/2016 85 REPLY BRIEF to Opposition to Motion filed by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER re 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint (Attachments: # 1 Certificate of Service)(HOWLEY, JOSHUA) (Entered: 07/21/2016)

08/16/2016 86 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 8/16/2016 re 77 MOTION to Strike Exhibits A and B to Lead Plaintiff's Second Amended Class Action Complaint filed by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER, 76 MOTION to Dismiss Lead Plaintiff's Second Amended Class Action Complaint With Prejudice filed by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER, Motions Taken Under Advisement. (Court Reporter/Recorder Frank Gable.) (dh, ). (Entered: 08/22/2016)

09/08/2016 87 Letter from Joshua N. Howley to the Hon. Peter G. Sheridan, U.S.D.J., citing new legal authority. (HOWLEY, JOSHUA) (Entered: 09/08/2016)

09/09/2016 88 Letter from James E. Cecchi Regarding Supplemental Authority re 87 Letter. (CECCHI, JAMES) (Entered: 09/09/2016)

09/30/2016 89 MEMORANDUM and ORDER denying 76 Motion to Dismiss the Second Amended Complaint; denying 77 Motion to Strike Expert Declarations attached to Plaintiffs' Second Amended Complaint. Signed by Judge Peter G. Sheridan on 9/30/2016. (eaj) (Entered: 09/30/2016)

10/07/2016 90 Application and Proposed Order for Clerk's Order to extend time to answer as to Defendants CommVault Systems, Inc., N. Robert Hammer, and Brian Carolan.. (HOWLEY, JOSHUA) (Entered: 10/07/2016)

10/10/2016 91 Letter from James E. Cecchi Requesting Rule 16 Conference. (CECCHI, JAMES) (Entered: 10/10/2016)

10/10/2016 Clerk`s Text Order - The document 90 Application for Clerk's Order to Ext Answer/Proposed Order submitted by N. ROBERT HAMMER, BRIAN CAROLAN, COMMVAULT SYSTEMS, INC., has been GRANTED. The answer due date has been set for 10/28/2016. (eaj) (Entered: 10/10/2016)

10/12/2016 92 ORDER SCHEDULING CONFERENCE: Initial Conference set for 11/10/2016 at 11:00 AM in Trenton - Courtroom 7E before Magistrate Judge Lois H. Goodman. Signed by Magistrate Judge Lois H. Goodman on 10/12/2016. (eaj) (Entered: 10/12/2016)

10/28/2016 93 ANSWER to Amended Complaint (Second Amended Complaint) by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER.(HOWLEY, JOSHUA) (Entered: 10/28/2016)

11/10/2016 Text Minute Entry for proceedings held before Magistrate Judge Lois H. Goodman: Initial Pretrial Conference held on 11/10/2016. (ij, ) (Entered: 11/10/2016)

11/18/2016 94 Discovery Confidentiality Order. Signed by Magistrate Judge Lois H. Goodman on 11/18/2016. (eaj) (Entered: 11/18/2016)

12/01/2016 95 PRETRIAL SCHEDULING ORDER: Any Motion to Amend the Pleadings or Join New Parties due by 5/12/2017; Fact Discovery due by 9/15/2017; Dispositive Motions due by 2/9/2018; Class-Certification motions due 5/12/2017. Signed by Magistrate Judge Lois H. Goodman on 12/1/2016. (eaj) (Entered: 12/01/2016)

12/01/2016 96 STIPULATION and Proposed Order Regarding Electronic Discovery by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER. (HOWLEY, JOSHUA) (Entered: 12/01/2016)

12/08/2016 97 ELECTRONIC DISCOVERY STIPULATION AND ORDER. Signed by Magistrate Judge Lois H. Goodman on 12/8/2016. (eaj) (Entered: 12/08/2016)

01/18/2017 ATTENTION COUNSEL: Telephone Conference Call set for 2/17/17 at 9:30 a.m. with Magistrate Judge Lois H. Goodman. Plaintiff's counsel to initiate the call at that time. (ij, ) (Entered: 01/18/2017)

01/23/2017 98 MOTION for Leave to Appear Pro Hac Vice by Arkansas Teacher Retirement System. (Attachments: # 1 Declaration of Lindsey H. Taylor, # 2 Declaration of Jai K. Chandrasekhar, # 3 Text of Proposed Order)(TAYLOR, LINDSEY) (Entered: 01/23/2017)

01/24/2017 Set Deadlines as to 98 MOTION for Leave to Appear Pro Hac Vice . Motion set for 2/21/2017 before Magistrate Judge Lois H. Goodman. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mps) (Entered: 01/24/2017)

01/26/2017 99 ORDER granting 98 Motion for Leave to Appear Pro Hac Vice as to Jai K. Chandrasekhar, Esq. Signed by Magistrate Judge Lois H. Goodman on 1/26/2017. (mps) (Entered: 01/26/2017)

01/31/2017 Pro Hac Vice fee of $150 received as to Jai K. Chandrasekhar, Esq., receipt number TRE077048. (jem) (Entered: 01/31/2017)

02/01/2017 100 Notice of Request by Pro Hac Vice Jai Chandrasekhar to receive Notices of Electronic Filings. (TAYLOR, LINDSEY) (Entered: 02/01/2017)

02/17/2017 Text Minute Entry for proceedings held before Magistrate Judge Lois H. Goodman: Telephone Conference held on 2/17/2017. (ij, ) (Entered: 02/21/2017)

02/24/2017 101 TEXT ORDER setting a Settlement Conference for 5/17/17 at 2:00 p.m. with Magistrate Judge Lois H. Goodman. Ex parte settlement positions due 5 days before the scheduled conference and not to exceed 5 pages. Demand due 20 days before the conference. Parties with full authority to be present in person. Telephone Conference Call set for 3/24/17 at 9:30 a.m. Mr. Cecchi to initiate the call at that time. Ordered by Magistrate Judge Lois H. Goodman on 2/24/17. (ij, ) (Entered: 02/24/2017)

03/24/2017 Text Minute Entry for proceedings held before Magistrate Judge Lois H. Goodman: Telephone Conference held on 3/24/2017. (ij, ) (Entered: 03/27/2017)

05/12/2017 102 MOTION to Certify Class by Arkansas Teacher Retirement System. (Attachments: # 1 Memorandum of Law, # 2 Declaration of Rod Graves, # 3 Declaration of James A. Harrod, # 4 Exhibit 1, # 5 Expert Report of Michael L. Hartzmark, Ph.D.)(CECCHI, JAMES) (Entered: 05/12/2017)

05/12/2017 ORAL ARGUMENT REQUIRED for the 102 MOTION to Certify Class . Motion set for 6/5/2017 03:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (mps) (Entered: 05/12/2017)

05/17/2017 Text Minute Entry for proceedings held before Magistrate Judge Lois H. Goodman: Settlement Conference held on 5/17/2017. (ij, ) (Entered: 05/18/2017)

05/22/2017 103 TEXT ORDER directing counsel to report by 5/31/17 on their discussion with regard to possible mediation. Telephone Conference Call set for 8/22/17 at 3:00 p.m. Defendants' counsel to initiate the call at that time. Ordered by Magistrate Judge Lois H. Goodman on 5/22/17. (ij, ) (Entered: 05/22/2017)

05/23/2017 104 FIRST AMENDED PRETRIAL SCHEDULING ORDER: Any motion to amend the pleadings or join new parties is due 7/28/2017, returnable 8/21/2017. Fact Discovery due by 10/30/2017. Dispositive Motions due by 3/9/2018, returnable 4/2/2018.. Signed by Magistrate Judge Lois H. Goodman on 5/23/2017. (mps) (Entered: 05/23/2017)

05/30/2017 ATTENTION COUNSEL ORAL ARGUMENT REQUIRED for the 102 MOTION to Certify Class . Motion set for 8/7/2017 at 10:00 AM moved to 8/9/2017 at 11:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 05/30/2017)

06/02/2017 105 Letter from Lindsey H. Taylor Enclosing Proposed Stipulation and Order Regarding Number of Depositions. (Attachments: # 1 Text of Proposed Order)(TAYLOR, LINDSEY) (Entered: 06/02/2017)

06/08/2017 106 STIPULATION AND ORDER that each side is entitled to take up to 20 fact depositions and the parties otherwise reserve the rights to object and seek relief as provided for under the applicable rules in connection with any deposition noticed in this action. Signed by Magistrate Judge Lois H. Goodman on 6/8/2017. (mps) (Entered: 06/08/2017)

06/13/2017 107 Order Appointing Mediator, Referring Case to Mediation ROBERT A MEYER, ESQ appointed.. Signed by Magistrate Judge Lois H. Goodman on 6/13/2017. (mps) (Entered: 06/13/2017)

08/08/2017 108 ORDER Adjourning the Oral Argument on the 102 MOTION to Certify Class . Motion set for 11/22/2017 12:00 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. Signed by Judge Peter G. Sheridan on 8/8/2017. (km) (Entered: 08/08/2017)

08/22/2017 109 TEXT ORDER that the telephone conference scheduled for today is hereby CANCELLED. By no later than 09/15/2017, the parties are to submit a joint letter as to the status of the mediation. Ordered by Magistrate Judge Lois H. Goodman on 08/22/2017. (Gonzalez, P) (Entered: 08/22/2017)

09/15/2017 110 Letter from James E. Cecchi on behalf of all parties. (CECCHI, JAMES) (Entered: 09/15/2017)

09/19/2017 111 LETTER ORDER that there is a conference call on 11/3/2017 at 12:00 p.m. unless a motion for preliminary approval is filed. James Cecchi, Esq. will place the conference call into chambers at (609)-989-0508. Signed by Judge Peter G. Sheridan on 9/18/2017. (mps) (Entered: 09/19/2017)

10/19/2017 112 Letter from James E. Cecchi Regarding Status Update re 110 Letter, 111 Order,. (CECCHI, JAMES) (Entered: 10/19/2017)

10/25/2017 Set/Reset Hearings: Telephone Conference set for 11/3/2017 at 12:00 PM moved to 11/8/2017 at 3:00 PM before Judge Peter G. Sheridan. (James Cecchi, Esq will initiate the conference call into chambers at (609)989-0508). (dh, ) (Entered: 10/25/2017)

11/08/2017 113 Minute Entry for proceedings held before Judge Peter G. Sheridan: Telephone Status Conference held on 11/8/2017. (Court Reporter Frank Gable.) (kas) (Entered: 11/14/2017)

11/15/2017 114 ORDER that the 102 Motion to Certify Class is adjourned to 11/29/2017 at 2:00 PM. Signed by Judge Peter G. Sheridan on 11/15/2017. (mps) (Entered: 11/15/2017)

11/22/2017 115 Letter from James E. Cecchi to the Hon. Peter G. Sheridan, U.S.D.J. re 114 Order, 102 MOTION to Certify Class . (CECCHI, JAMES) (Entered: 11/22/2017)

11/27/2017 116 LETTER ORDER that a Conference Call is scheduled for 12/15/2017 at 11:00 AM. Mr. Cecchi is to initiate the call. Signed by Judge Peter G. Sheridan on 11/27/2017. (mps) (Entered: 11/27/2017)

12/05/2017 117 MOTION Preliminary Approval of Proposed Settlement by Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit 1 (Settlement Agreement), # 2 Exhibit 2 (Proposed Preliminary Approval Order), # 3 Brief)(CECCHI, JAMES) (Entered: 12/05/2017)

12/07/2017 Set Deadlines as to the 117 MOTION Preliminary Approval of Proposed Settlement . Motion set for 1/2/2018 before Magistrate Judge Lois H. Goodman. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (mps) (Entered: 12/07/2017)

12/08/2017 118 Letter from Joshua N. Howley to Judge Goodman regarding Unopposed Motion for Preliminary Approval re 117 MOTION Preliminary Approval of Proposed Settlement . (HOWLEY, JOSHUA) (Entered: 12/08/2017)

12/13/2017 Set/Reset Hearings: Telephone Conference set for 12/15/2017 at 11:00 AM before Judge Peter G. Sheridan. (Cancel) (dh, ) (Entered: 12/13/2017)

12/13/2017 ORAL ARGUMENT REQUIRED for the 117 MOTION Preliminary Approval of Proposed Settlement . Motion reset for 1/22/2018 01:30 PM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (mps) (Entered: 12/13/2017)

01/19/2018 119 Letter from Joshua N. Howley regarding telephone oral argument re 117 MOTION Preliminary Approval of Proposed Settlement . (HOWLEY, JOSHUA) (Entered: 01/19/2018)

01/22/2018 120 ORDER granting 117 Motion for Preliminary Approval of Proposed Settlement. The Court will hold a settlement hearing on 5/14/2018 at 11:00 AM in Courtroom 4E before Judge Peter G. Sheridan. Signed by Judge Peter G. Sheridan on 1/22/2018. (mps) (Entered: 01/22/2018)

01/25/2018 121 Minute Entry for proceedings held before Judge Peter G. Sheridan: Motion Hearing held on 1/22/2018 re 117 MOTION Preliminary Approval of Proposed Settlement filed by Arkansas Teacher Retirement System. (Granted) (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 01/25/2018)

01/31/2018 122 Transcript of HEARING ON PRELIMINARY APPROVAL OF SETTLEMENT OF CLASS ACTION held on 1/22/2018, before Judge Peter G. Sheridan. Court Reporter - Frank Gable (856-889-4761). NOTICE REGARDING (1) REDACTION OF PERSONAL IDENTIFIERS IN TRANSCRIPTS AND (2) MOTION TO REDACT AND SEAL: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript to comply with Fed.R.Civ.P.5.2(a) (personal identifiers). Parties seeking to redact and seal this Transcript, or portions thereof, pursuant to L.Civ.R. 5.3(g) must e-file a Motion to Redact and Seal utilizing the event `Redact and Seal Transcript/Digital Recording`. Redaction Request to Court Reporter due, but not filed, by 2/21/2018. Redacted Transcript Deadline set for 3/5/2018. Release of Transcript Restriction set for 5/1/2018. (kas) (Entered: 01/31/2018)

04/09/2018 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation by Arkansas Teacher Retirement System. (Attachments: # 1 Brief)(CECCHI, JAMES) (Entered: 04/09/2018)

04/09/2018 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses by Arkansas Teacher Retirement System. (Attachments: # 1 Brief)(CECCHI, JAMES) (Entered: 04/09/2018)

04/09/2018 125 DECLARATION of James A. Harrod re 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation , 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses by Arkansas Teacher Retirement System. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 3A, # 5 Exhibit 3B, # 6 Exhibit 3C, # 7 Exhibit 3D, # 8 Exhibit 4, # 9 Exhibit 5, # 10 Exhibit 6, # 11 Exhibit 7, # 12 Exhibit 8, # 13 Exhibit 9, # 14 Exhibit 10, # 15 Exhibit 11, # 16 Exhibit 12, # 17 Exhibit 13, # 18 Exhibit 14)(CECCHI, JAMES) (Entered: 04/09/2018)

04/10/2018 ORAL ARGUMENT REQUIRED for the 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses , 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation . Motions set for 5/7/2018 11:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (mps) (Entered: 04/10/2018)

04/11/2018 ORAL ARGUMENT REQUIRED for the 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses , 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation . Motion set for 5/14/2018 at 11:00 AM in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 04/11/2018)

05/03/2018 126 DECLARATION of Joshua N. Howley Regarding Notice of Proposed Settlement Pursuant to 28 U.S.C. Section 1715 re 120 Order on Motion for Miscellaneous Relief by All Defendants. (Attachments: # 1 Exhibit 1 - Letter to US Attorney General dated December 13, 2017, # 2 Exhibit 2 - Letter to US Attorney General dated May 2, 2018, # 3 Exhibit 3 - Distribution List)(HOWLEY, JOSHUA) (Entered: 05/03/2018)

05/04/2018 CLERK'S QUALITY CONTROL MESSAGE - Please review the Declaration attached to docket entry d.e. 126 submitted by Joshua Howley on 5/3/2018. If this document was attached in error, PLEASE RESUBMIT THE CORRECT DOCUMENT. This submission will remain on the docket unless otherwise ordered by the court. (km) (Entered: 05/04/2018)

05/04/2018 127 DECLARATION of Joshua N. Howley Regarding Notice of Proposed Settlement Pursuant to 28 U.S.C. § 1715 re 120 Order on Motion for Miscellaneous Relief by BRIAN CAROLAN, COMMVAULT SYSTEMS, INC.,, N. ROBERT HAMMER. (Attachments: # 1 Exhibit 1 - Letter to US Attorney General dated December 13, 2017, # 2 Exhibit 2 - Letter to US Attorney General dated May 2, 2018, # 3 Exhibit 3 - Distribution List)(HOWLEY, JOSHUA) (Entered: 05/04/2018)

05/07/2018 128 BRIEF in Support filed by Arkansas Teacher Retirement System re 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation , 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses (Attachments: # 1 Exhibit 1 (Proposed Judgment Approving Class Action Settlement), # 2 Exhibit 2 (Proposed Order Approving Plan of Allocation), # 3 Exhibit 3 (Proposed Order Approving Attorneys' Fees and Reimbursement of Litigation Expenses))(CECCHI, JAMES) (Entered: 05/07/2018)

05/07/2018 129 DECLARATION of of Jose C. Fraga re 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation , 128 Brief in Support of Motion,, 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses by Arkansas Teacher Retirement System. (CECCHI, JAMES) (Entered: 05/07/2018)

05/10/2018 ATTENTION COUNSEL TIME CHANGED ORAL ARGUMENT REQUIRED for the 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses , 123 MOTION Final Approval of Class Action Settlement and Approval of Plan of Allocation . Motion set for 5/14/2018 at 11:00 (TIME MOVED UP TO 10:00 AM )in Trenton - Courtroom 4E before Judge Peter G. Sheridan. (dh, ) (Entered: 05/10/2018)

05/14/2018 130 Judgment Approving Class Action Settlement. Signed by Judge Peter G. Sheridan on 5/14/2018. (mmh) (Entered: 05/15/2018)

05/14/2018 131 Minute Entry for proceedings held before Judge Peter G. Sheridan: Miscellaneous Hearing held on 5/14/2018. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 05/17/2018)

05/18/2018 132 Letter from James E. Cecchi to the Honorable Peter G. Sheridan, U.S.D.J. re 124 MOTION Award of Attorney's Fees and Reimbursement of Litigation Expenses . (Attachments: # 1 Exhibit A - Revised Proposed Order Approving Plan of Allocation of Net Settlement Fund, # 2 Exhibit B - Proposed Order Awarding Attorneys' Fees and Reimbursement of Litigation Expenses)(CECCHI, JAMES) (Entered: 05/18/2018)

05/21/2018 133 ORDER Awarding Attorneys' Fees and Reimbursement of Litigation Expenses. Signed by Judge Peter G. Sheridan on 5/21/2018. (mps) (Entered: 05/22/2018)

05/21/2018 134 ORDER Approving Plan of Allocation of Net Settlement Fund. Signed by Judge Peter G. Sheridan on 5/21/2018. (mps) (Entered: 05/22/2018)

05/21/2018 135 Transcript of HEARING ON FINAL APPROVAL OF SETTLEMENT OF CLASS ACTION held on 5/14/2018, before Judge Peter G. Sheridan. Court Reporter - Frank Gable (856-889-4761). NOTICE REGARDING (1) REDACTION OF PERSONAL IDENTIFIERS IN TRANSCRIPTS AND (2) MOTION TO REDACT AND SEAL: The parties have seven (7) calendar days to file with the Court a Notice of Intent to Request Redaction of this Transcript to comply with Fed.R.Civ.P.5.2(a) (personal identifiers). Parties seeking to redact and seal this Transcript, or portions thereof, pursuant to L.Civ.R. 5.3(g) must e-file a Motion to Redact and Seal utilizing the event `Redact and Seal Transcript/Digital Recording`. Redaction Request to Court Reporter due, but not filed, by 6/11/2018. Redacted Transcript Deadline set for 6/21/2018. Release of Transcript Restriction set for 8/20/2018. (kas) (Entered: 05/22/2018)

06/29/2018 ***Civil Case Terminated. (km) (Entered: 06/29/2018)

11/22/2019 136 MOTION for Approval of Distribution Plan by Arkansas Teacher Retirement System. (Attachments: # 1 Brief, # 2 Declaration of Stephani Amin-Giwner, # 3 Exhibit A, # 4 Exhibit B, # 5 Exhibit C, # 6 Exhibit D - Disputed Claim, # 7 Exhibit E - Timely Eligible Claims, # 8 Exhibit F - Law but Otherwise Eligible Claims, # 9 Exhibit G - Rejected Claims, # 10 Exhibit H - Invoices, # 11 Text of Proposed Order)(CECCHI, JAMES) (Entered: 11/22/2019)

11/22/2019 Set Deadlines as to the 136 MOTION for Approval of Distribution Plan . Motion set for 12/16/2019 before Judge Peter G. Sheridan. Unless otherwise directed by the Court, this motion will be decided on the papers and no appearances are required. Note that this is an automatically generated message from the Clerk`s Office and does not supersede any previous or subsequent orders from the Court. (jem) (Entered: 11/22/2019)

07/01/2020 Set/Reset Hearings: Telephone Conference (Re: Motion 136 set for 7/7/2020 at 12:00 PM before Judge Peter G. Sheridan. AT&T information will be provided. (dh, ) (Entered: 07/01/2020)

07/07/2020 139 Minute Entry for proceedings held before Judge Peter G. Sheridan: Approval of Distribution Plan held on 7/7/2020. Order filed. (Court Reporter/Recorder Frank Gable.) (dh, ) (Entered: 07/16/2020)

07/08/2020 137 Letter from James E. Cecchi to the Hon. Peter G. Sheridan, U.S.D.J.. (Attachments: # 1 Text of Proposed Order)(CECCHI, JAMES) (Entered: 07/08/2020)

07/10/2020 138 ORDER Approving Distribution Plan. Lead Plaintiff's proposed plan for distribution of the Net Settlement Fund to Authorized Claimants is APPROVED. Signed by Judge Peter G. Sheridan on 7/09/2020. (jem) (Entered: 07/10/2020)

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