U.S. District Court DISTRICT OF ARIZONA (Phoenix Division...

118
US District Court Civil Docket as of February 18, 2020 Retrieved from the court on February 18, 2020 U.S. District Court DISTRICT OF ARIZONA (Phoenix Division) CIVIL DOCKET FOR CASE #: 2:12-cv-00555-DGC Smilovits v. First Solar Incorporated et al Assigned to: Judge David G Campbell Related Case: 2:12-cv-01031-DGC Case in other court: Ninth Circuit, 15-17282 - Mandate 06/27/18 Ninth Circuit, 16-16937 - Mandate 2-14-18 Cause: 15:78m(a) Securities Exchange Act Date Filed: 03/15/2012 Jury Demand: Both Nature of Suit: 850 Other Statutes: Securities/Commodities Jurisdiction: Federal Question Plaintiff Mark Smilovits Individually and on Behalf of All Other Persons Similarly Situated represented by Garrett Webster Wotkyns Schneider Wallace Cottrell Konecky Wotkyns LLP 8501 N Scottsdale Rd., Ste. 270 Scottsdale, AZ 85253 480-428-0141 Fax: 866-505-8036 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer Lynn Kroll Martin & Bonnett PLLC 4647 N 32nd St., Ste. 185 Phoenix, AZ 85018 602-240-6900 Fax: 602-240-2345 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy A Lieberman Pomerantz LLP 600 3rd Ave., 20th Fl. New York, NY 10016 212-661-1100 Fax: 212-661-8665 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Transcript of U.S. District Court DISTRICT OF ARIZONA (Phoenix Division...

Page 1: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

US District Court Civil Docket as of February 18, 2020 Retrieved from the court on February 18, 2020

U.S. District Court DISTRICT OF ARIZONA (Phoenix Division)

CIVIL DOCKET FOR CASE #: 2:12-cv-00555-DGC

Smilovits v. First Solar Incorporated et al Assigned to: Judge David G Campbell Related Case: 2:12-cv-01031-DGC

Case in other court: Ninth Circuit, 15-17282 - Mandate 06/27/18

Ninth Circuit, 16-16937 - Mandate 2-14-18Cause: 15:78m(a) Securities Exchange Act

Date Filed: 03/15/2012 Jury Demand: Both Nature of Suit: 850 Other Statutes: Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Mark Smilovits Individually and on Behalf of All Other Persons Similarly Situated

represented by Garrett Webster Wotkyns Schneider Wallace Cottrell Konecky Wotkyns LLP 8501 N Scottsdale Rd., Ste. 270 Scottsdale, AZ 85253 480-428-0141 Fax: 866-505-8036 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jennifer Lynn Kroll Martin & Bonnett PLLC 4647 N 32nd St., Ste. 185 Phoenix, AZ 85018 602-240-6900 Fax: 602-240-2345 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeremy A Lieberman Pomerantz LLP 600 3rd Ave., 20th Fl. New York, NY 10016 212-661-1100 Fax: 212-661-8665 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 2: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Patrick V Dahlstrom Pomerantz LLP - Chicago, IL 10 S LaSalle St., Ste. 3505 Chicago, IL 60603 312-377-1181 Fax: 312-377-1184 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard W Gonnello Faruqi & Faruqi LLP - Lexington Ave, New York, NY 369 Lexington Ave., 10th Fl. New York, NY 10017 212-983-9330 Fax: 212-983-9331 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Susan Joan Martin Martin & Bonnett PLLC 4647 N 32nd St., Ste. 185 Phoenix, AZ 85018 602-240-6900 Fax: 602-240-2345 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Johnny Hyldmar represented by Daxton Reese Watson Mack Watson & Stratman PLC 3200 N Central Ave., Ste. 1200 Phoenix, AZ 85012 602-778-9900 Fax: 602-778-9947 Email: [email protected] TERMINATED: 10/01/2012 LEAD ATTORNEY ATTORNEY TO BE NOTICED Gregory Michael Monaco Mack Drucker & Watson PLLC 3200 N Central Ave., Ste. 1200 Phoenix, AZ 85012 602-778-9900 Fax: 602-778-9947 Email: [email protected]

Page 3: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

TERMINATED: 10/01/2012 LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard W Gonnello (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Mineworkers' Pension Scheme represented by Andrew S Friedman Bonnett Fairbourn Friedman & Balint PC - Phoenix, AZ 2325 E Camelback Rd., Ste. 300 Phoenix, AZ 85016 602-776-5902 Fax: 602-274-1199 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel S Drosman Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Danielle S Myers Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Ellen Gusikoff Stewart Coughlin Stoia Geller Rudman & Robbins LLP 655 W Broadway Ste 1900 San Diego, CA 92101 619-231-1058

Page 4: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Hillary B Stakem Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jason A Forge Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jessica Tally Shinnefield Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Kevin Richard Hanger Struck Love Bojanowski & Acedo PLC 3100 W Ray Rd., Ste. 300 Chandler, AZ 85226 480-420-1600 Fax: 480-420-1696 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 5: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Luke Brooks Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Marco Janoski Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Solomon Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J Dowd Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Ting Liu Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101

Page 6: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

619-231-1058 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Christopher Dennis Stewart Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Cody R LeJeune Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Darren J Robbins Robbins Geller rudman & Dowd LLP 655 W Broadway Ste 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED Darryl J Alvarado Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer N Caringal Robbins Geller Rudman & Dowd LLP - San Diego, CA

Page 7: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Lonnie A Browne Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED Tor Gronborg Robbins Geller Rudman & Dowd LLP - San Diego, CA 655 W Broadway, Ste. 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

British Coal Staff Superannuation Scheme

represented by Andrew S Friedman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel S Drosman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Danielle S Myers (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ellen Gusikoff Stewart (See above for address) LEAD ATTORNEY PRO HAC VICE

Page 8: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

ATTORNEY TO BE NOTICED Hillary B Stakem (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jason A Forge (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jessica Tally Shinnefield (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Kevin Richard Hanger (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Luke Brooks (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Marco Janoski (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Mark Solomon (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael J Dowd (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ting Liu (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 9: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Christopher Dennis Stewart (See above for address) ATTORNEY TO BE NOTICED Cody R LeJeune (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Darren J Robbins (See above for address) ATTORNEY TO BE NOTICED Darryl J Alvarado (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Jennifer N Caringal (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Lonnie A Browne (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Tor Gronborg (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Plaintiff

Maverick Funds represented by David Thorpe Dietrich Siben Thorpe LLP - Beverly Hills, CA 9595 Wilshire Blvd., Ste. 900 Beverly Hills, CA 90212 310-300-8450 Fax: 310-300-8401 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Defendant

First Solar Incorporated represented by Anna Erickson White Morrison & Foerster LLP - San Francisco, CA

Page 10: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth Morrison & Foerster LLP - San Francisco, CA 425 Market St. San Francisco, CA 94105-2482 415-268-7000 Fax: 415-268-7522 Email: [email protected]

Page 11: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Nathaniel Roth Osborn Maledon PA P.O. Box 36379 Phoenix, AZ 85067-6379 602-640-9320 Fax: 602-640-9050 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Maureen Beyers Osborn Maledon PA P.O. Box 36379 Phoenix, AZ 85067-6379 602-640-9305 Fax: 602-640-9050 Email: [email protected] TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds Cravath Swaine & Moore LLP 825 8th Ave.

Page 12: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1160 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Rebecca J Schindel Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert Gianchetti Cravath Swaine & Moore LLP 825 8th Ave. New York, NY 10019 212-474-1000 Fax: 212-474-3700 Email: [email protected] TERMINATED: 04/30/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Eugene G Illovsky Morrison & Foerster LLP - San Francisco, CA 425 Market St. San Francisco, CA 94105-2482 415-268-7000 Fax: 415-268-7522 Email: [email protected] PRO HAC VICE

Page 13: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

ATTORNEY TO BE NOTICED James P Bennett Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Judson E Lobdell Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster Morrison & Foerster LLP - San Francisco, CA 425 Market St. San Francisco, CA 94105-2482 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Philip T Besirof Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl.

Page 14: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

Michael J Ahearn represented by Anna Erickson White Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-7682 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth Morrison & Foerster LLP - San Francisco, CA 425 Market St. San Francisco, CA 94105-2482 415-268-7126 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 15: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-6091 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca J Schindel (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert Gianchetti (See above for address) TERMINATED: 04/30/2019

Page 16: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

LEAD ATTORNEY ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum Morrison & Foerster LLP - San Francisco, CA 425 Market St., 32nd Fl. San Francisco, CA 94105 415-268-7000 Fax: 415-268-7522 Email: [email protected] TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

Robert J Gillette represented by Anna Erickson White (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth

Page 17: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

(See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert Gianchetti (See above for address) TERMINATED: 04/30/2019 LEAD ATTORNEY

Page 18: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

Mark R Widmar represented by Anna Erickson White (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Nathaniel Roth (See above for address)

Page 19: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca J Schindel (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum

Page 20: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

(See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

Jens Meyerhoff represented by Anna Erickson White (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg (See above for address) LEAD ATTORNEY PRO HAC VICE

Page 21: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

ATTORNEY TO BE NOTICED Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca J Schindel (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert Gianchetti (See above for address) TERMINATED: 04/30/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum (See above for address)

Page 22: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

James Zhu represented by Anna Erickson White (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Page 23: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca J Schindel (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert Gianchetti (See above for address) TERMINATED: 04/30/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum (See above for address)

Page 24: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

Wayne County Employees' Retirement System TERMINATED: 08/17/2012

represented by Bryan Jens Gottfredson Sacks Tierney PA 4250 N Drinkwater Blvd., 4th Fl. Scottsdale, AZ 85251-3647 480-425-2691 Fax: 480-425-4991 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Edward M Varga , III Kirby McInerney LLP - New York, NY 825 3rd Ave., 16th Fl. New York, NY 10022 212-371-6600 Fax: 212-751-2540 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Ira Michael Press Kirby McInerney LLP - New York, NY 825 3rd Ave., 16th Fl. New York, NY 10022 212-371-6600 Fax: 212-751-2540 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey Dale Gardner Sacks Tierney PA 4250 N Drinkwater Blvd., 4th Fl. Scottsdale, AZ 85251-3647 480-425-2600 Fax: 480-425-4975 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey S Leonard Sacks Tierney PA 4250 N Drinkwater Blvd., 4th Fl. Scottsdale, AZ 85251-3647 480-425-2652

Page 25: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Fax: 480-970-4610 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter S Linden Kirby McInerney LLP - New York, NY 825 3rd Ave., 16th Fl. New York, NY 10022 212-371-6600 Fax: 212-751-2540 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathryn B Allen Kirby McInerney LLP - Dripping Springs, TX 101 College St. Dripping Springs, TX 78620 512-858-1800 Fax: 512-858-1801 Email: [email protected] TERMINATED: 08/17/2012

Defendant

James F Nolan TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Michael Sweeney TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

J Thomas Presby TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Paul H Stebbins TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address)

Page 26: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Craig Kennedy TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Jose H Villarreal TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

William J Post TERMINATED: 08/17/2012

represented by Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Bruce Sohn represented by Anna Erickson White (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth (See above for address) TERMINATED: 06/25/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 27: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca J Schindel (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert Gianchetti (See above for address)

Page 28: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

TERMINATED: 04/30/2019 LEAD ATTORNEY ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Defendant

David Eaglesham represented by Anna Erickson White (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Antony L Ryan (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Daniel Slifkin (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED David H Korn (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Jordan Eth (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Page 29: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Joseph Nathaniel Roth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Karin A DeMasi (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Lauren M Rosenberg (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Maureen Beyers (See above for address) TERMINATED: 03/17/2017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael T Reynolds (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Morgan J Cohen (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Philip T Besirof (See above for address) TERMINATED: 07/06/2018 LEAD ATTORNEY ATTORNEY TO BE NOTICED Rebecca J Schindel (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Robert Gianchetti (See above for address) TERMINATED: 04/30/2019

Page 30: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

LEAD ATTORNEY ATTORNEY TO BE NOTICED Judson E Lobdell (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Mark Ryan Scott Foster (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED Paul Flum (See above for address) TERMINATED: 07/06/2018 ATTORNEY TO BE NOTICED

Movant

Raymond W O'Brien represented by Jeremy A Lieberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

George Conway represented by Jeremy A Lieberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Vikean Limited represented by Jeremy A Lieberman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Movant

Oakland County Employees Retirement System

represented by Stephen Richard Basser Barrack Rodos & Bacine 1 American Plz. 600 W Broadway, Ste. 900 San Diego, CA 92101 619-230-0800 Fax: 619-230-1874 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Oakland County Employees Retirement System

represented by Samuel M Ward Barrack Rodos & Bacine 1 American Plz.

Page 31: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

600 W Broadway., Ste. 900 San Diego, CA 92119 619-230-0800 Fax: 619-230-1874 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Louisiana Municipal Police Employees Retirement System TERMINATED: 05/15/2012

Movant

Louisiana Municipal Police Employees Retirement System

represented by Samuel M Ward (See above for address) ATTORNEY TO BE NOTICED Stephen Richard Basser (See above for address) ATTORNEY TO BE NOTICED

Movant

Wiltshire Pension Fund represented by Samuel M Ward (See above for address) ATTORNEY TO BE NOTICED Stephen Richard Basser (See above for address) ATTORNEY TO BE NOTICED

Movant

Erste-Sparinvest Kapitalanlagegesellschaft mbH

represented by Samuel M Ward (See above for address) ATTORNEY TO BE NOTICED Stephen Richard Basser (See above for address) ATTORNEY TO BE NOTICED

Movant

New York State Teachers' Retirement System ("NYSTRS")

represented by James St Pierre Christian Christian Goodman PLC 5050 N 40th St., Ste. 320 Phoenix, AZ 85018 602-478-6828 Email: [email protected] LEAD ATTORNEY Salvatore Jo Graziano Bernstein Litowitz Berger & Grossman

Page 32: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

LLP - New York, NY 1285 Avenue of the Americas, 33rd Fl. New York, NY 10019 212-445-1400 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Wayne County Employees' Retirement System

represented by Bryan Jens Gottfredson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Edward M Varga , III (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ira Michael Press (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey Dale Gardner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey S Leonard (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathryn B Allen (See above for address) TERMINATED: 08/17/2012

Movant

Fulton County Employees' Retirement System

represented by David R Scott Scott & Scott LLC PO Box 192 Colchester, CT 06415 860-537-5537 Fax: 860-537-4432 Email: [email protected]

Page 33: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

LEAD ATTORNEY ATTORNEY TO BE NOTICED Garrett Webster Wotkyns (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph P Guglielmo Scott & Scott LLP 29 W 57th St New York, NY 10019 212-223-6444 Fax: 212-223-6334 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael Craig McKay McKay Law LLC 5635 N Scottsdale Rd., Ste. 170 Scottsdale, AZ 85250 480-681-7000 Fax: 480-348-3999 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

03/15/2012 1 COMPLAINT. Filing fee received: $350.00, receipt number PHX 0970-6523903, filed by Mark Smilovits (submitted by Susan Martin). (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Civil Cover Sheet)(REK) (Entered: 03/15/2012)

03/15/2012 2 SUMMONS Submitted by Mark Smilovits (submitted by Susan Martin). (Attachments: # 1 Summons, # 2 Summons, # 3 Summons, # 4 Summons, # 5 Summons)(REK) (Entered: 03/15/2012)

03/15/2012 3 Filing fee paid, receipt number PHX 0970-6523903. This case has been assigned to the Honorable David G. Campbell. All future pleadings or documents should bear the correct case number: CV 12-00555-PHX-DGC. Notice of Availability of Magistrate Judge to Exercise Jurisdiction form attached. (REK) (Entered: 03/15/2012)

03/15/2012 4 Summons Issued as to Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Attachments: # 1 Summons, # 2 Summons, # 3 Summons, # 4 Summons, # 5 Summons)(REK). *** IMPORTANT: When printing the summons, select "Document and stamps" or "Document and comments" for the seal to appear on the document. (Entered: 03/15/2012)

04/03/2012 5 *SUMMONS Returned Executed by Mark Smilovits. First Solar Incorporated served on 4/2/2012. (Martin, Susan) *Modified to reflect document submitted without the case caption on 4/3/2012 (TLJ). (Entered: 04/03/2012)

Page 34: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

04/03/2012 6 *SUMMONS Returned Executed by Mark Smilovits. Mark R Widmar served on 4/2/2012. (Martin, Susan) *Modified to reflect case caption omitted from document on 4/3/2012 (TLJ). (Entered: 04/03/2012)

04/03/2012 7 SUMMONS Returned Executed by Mark Smilovits. Michael J Ahearn served on 4/2/2012. (Martin, Susan) (Entered: 04/03/2012)

04/03/2012 8 MOTION for Admission Pro Hac Vice as to attorney Patrick V Dahlstrom on behalf of Mark Smilovits. (BAS) (Entered: 04/03/2012)

04/03/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX210569 as to Patrick V Dahlstrom. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 04/03/2012)

04/03/2012 9 ORDER pursuant to General Order 09-08 granting 8 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 04/03/2012)

04/05/2012 10 MOTION for Admission Pro Hac Vice as to attorney Jeremy A. Lieberman by Mark Smilovits. (Attachments: # 1 Certificate of Good Standing)(Lieberman, Jeremy) (Entered: 04/05/2012)

04/05/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX120653 as to Jeremy A Lieberman. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 04/05/2012)

04/05/2012 11 ORDER pursuant to General Order 09-08 granting 10 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 04/05/2012)

04/12/2012 12 MOTION for Admission Pro Hac Vice as to attorney Jordan Eth on behalf of First Solar Incorporated. (BAS) (Entered: 04/12/2012)

04/12/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX120955 as to Jordan Eth. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 04/12/2012)

04/12/2012 13 MOTION for Admission Pro Hac Vice as to attorney Anna Erickson White on behalf of First Solar Incorporated. (BAS) (Entered: 04/12/2012)

04/12/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX120954 as to Anna Erickson White. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 04/12/2012)

04/12/2012 14 ORDER pursuant to General Order 09-08 granting 12 Motion for Admission Pro Hac Vice; granting 13 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 04/12/2012)

Page 35: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

04/27/2012 15 *NOTICE of Appearance by Anna Erickson White and Jordan Eth on behalf of Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (White, Anna) *Modified to add additional attorney to docket text on 4/30/2012 (TLJ). (Entered: 04/27/2012)

04/27/2012 16 NOTICE of Appearance by Maureen Beyers on behalf of Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 04/27/2012)

04/27/2012 17 Corporate Disclosure Statement by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 04/27/2012)

04/27/2012 18 *STIPULATION for Extension of Time to Answer the Complaint Re Deadlines by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Beyers, Maureen) *Modified to correct event type on 4/30/2012 (TLJ). (Entered: 04/27/2012)

05/01/2012 Remark as to out of state counsel Marc I Gross and Peretz Bronstein - removed for noncompliance with admission procedures; party or parties represented by other admitted counsel. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 05/01/2012)

05/01/2012 19 ORDER pursuant to 18 Stipulation: Defendants' counsel will accept service of the complaint on behalf of all Defendants; Defendants will not be required to answer or otherwise respond to the complaint previously filed in this action; the parties shall meet and confer about the timing to file an amended complaint and responses thereto within 7 days of the order appointing lead counsel; motions for appointment as lead counsel due on or before 5/15/2012. Signed by Judge David G Campbell on 5/1/2012. (NVO) (Entered: 05/01/2012)

05/15/2012 20 MOTION to Reassign Case (Motion to Transfer Related Cases) by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Beyers, Maureen) (Entered: 05/15/2012)

05/15/2012 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof by Mark Smilovits. (Attachments: # 1 Text of Proposed Order Proposed Order Appointing Retirement Funds Group as Lead Plaintiff and Approving Its Choice of Lead and Liaison Counsel)(Wotkyns, Garrett) (Entered: 05/15/2012)

05/15/2012 22 DECLARATION of Joseph P. Guglielmo in Support of Motion of the Retirement Funds Group for Appointment as Lead Plaintiff and for Approval of Its Selection of Lead Counsel re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof by Plaintiff Mark Smilovits. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Wotkyns, Garrett) (Entered: 05/15/2012)

05/15/2012 23 MOTION to Appoint Lead Plaintiff and Lead Counsel , MOTION to Appoint Counsel by Mark Smilovits, Raymond W O'Brien, George Conway, Vikean Ltd..

Page 36: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

(Attachments: # 1 Text of Proposed Order)(Lieberman, Jeremy) (Entered: 05/15/2012)

05/15/2012 24 DECLARATION of Jeremy A. Lieberman In Support of Conway's, O'Brien's, Smilovits' and Vikean Ltd.'s (the "First Solar Investors Group") motion to be appointed Leead Plaintiff and Approval of Lead Counsel and Liaison Counsel filed by George Conway, Raymond W O'Brien, Mark Smilovits, Vikean Ltd.. (Attachments: # 1 Exhibit A, Press Releases, # 2 Exhibit B, Certifications, # 3 Exhibit C, Joint Declaration, # 4 Exhibit D, chart, # 5 Exhibit E, Pomerantz Haudek Grossman & Gross firm resume, # 6 Exhibit F, Martin & Bonnett firm resume)(Lieberman, Jeremy) (Entered: 05/15/2012)

05/15/2012 25 MOTION for Admission Pro Hac Vice as to attorney Stephen R. Basser by Oakland County Employees Retirement System, Louisiana Municipal Police Employees Retirement System, Wiltshire Pension Fund, Erste-Sparinvest Kapitalanlagegesellschaft m.b.H.. (Basser, Stephen) (Entered: 05/15/2012)

05/15/2012 26 MOTION for Admission Pro Hac Vice as to attorney Samuel M. Ward by Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Louisiana Municipal Police Employees Retirement System, Oakland County Employees Retirement System, Wiltshire Pension Fund. (Ward, Samuel) (Entered: 05/15/2012)

05/15/2012 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof by Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Louisiana Municipal Police Employees Retirement System, Oakland County Employees Retirement System, Wiltshire Pension Fund. (Attachments: # 1 Text of Proposed Order)(Ward, Samuel) (Entered: 05/15/2012)

05/15/2012 28 DECLARATION of Samuel M. Ward re 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof filed by Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Louisiana Municipal Police Employees Retirement System, Oakland County Employees Retirement System, Wiltshire Pension Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Ward, Samuel) (Entered: 05/15/2012)

05/15/2012 29 Additional Attachments to Main Document re 28 Declaration,, by Movants Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Louisiana Municipal Police Employees Retirement System, Oakland County Employees Retirement System, Wiltshire Pension Fund. (Attachments: # 1 Exhibit 11, # 2 Exhibit 12)(Ward, Samuel) (Entered: 05/15/2012)

05/15/2012 30 CERTIFICATE OF SERVICE by Erste-Sparinvest Kapitalanlagegesellschaft m.b.H., Louisiana Municipal Police Employees Retirement System, Oakland County Employees Retirement System, Wiltshire Pension Fund re 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof, 25 MOTION for Admission Pro Hac Vice as to attorney Stephen R. Basser , 26 MOTION for Admission Pro Hac Vice as to attorney Samuel M. Ward , 29 Additional Attachments to Main Document, 28 Declaration,, (Ward, Samuel) (Entered: 05/15/2012)

Page 37: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

05/15/2012 31 MOTION to Appoint Johnny Hyldmar's Motion For Appointment As Lead Plaintiff And Approval Of His Selection Of Lead And Liaison Counsel by Johnny Hyldmar. (Attachments: # 1 Text of Proposed Order)(Watson, Daxton) (Entered: 05/15/2012)

05/15/2012 32 DECLARATION of Gregory M. Monaco In Support Of Johnny Hyldmar's Motion For Appointment As Lead Plaintiff And Approval Of His Selection Of Lead And Liaison Counsel by Plaintiff Johnny Hyldmar. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit)(Watson, Daxton) (Entered: 05/15/2012)

05/15/2012 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by New York State Teachers' Retirement System ("NYSTRS"). (Attachments: # 1 Text of Proposed Order)(Christian, Jeremy) (Entered: 05/15/2012)

05/15/2012 34 *MOTION Appointment as Lead Plaintiff Motion of Wayne County Employees' Retirement System for Appointment as Lead Plaintiff, and Approval of its Selection of Counsel by Wayne County Employees' Retirement System. (Attachments: # 1 Exhibit Declaration, # 2 Exhibit Exhibits A-C to Declaration, # 3 Exhibit Exhibit D to Declaration, # 4 Exhibit Order)(Gottfredson, Bryan) *Modified to correct Motion type on 5/16/2012 (LFIG). (Entered: 05/15/2012)

05/15/2012 35 DECLARATION of J. JAMES CHRISTIAN re 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL by Movant New York State Teachers' Retirement System ("NYSTRS"). (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Christian, Jeremy) (Entered: 05/15/2012)

05/15/2012 36 *MOTION to Appoint as Lead Plaintiff Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Motion for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel by Mineworkers' Pension Scheme, British Coal Staff Superannuation Scheme. (Attachments: # 1 Text of Proposed Order)(Hanger, Kevin) *Modified to correct Motion type on 5/16/2012 (LFIG). (Entered: 05/15/2012)

05/15/2012 37 MEMORANDUM in Support of 36 MOTION to Appoint Counsel Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Motion for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel by Movants British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 (with Exhibit Index), # 2 Exhibit 2, # 3 Exhibit 3)(Hanger, Kevin) (Entered: 05/15/2012)

05/16/2012 38 NOTICE of Errata re 34 MOTION Appointment as Lead Plaintiff Motion of Wayne County Employees' Retirement System for Appointment as Lead Plaintiff, and Approval of its Selection of Counsel by Movant Wayne County Employees' Retirement System. (Attachments: # 1 Declaration of Edward M. Varga, # 2 Exhibit Exhibits A - C of Declaration, # 3 Exhibit Exhibit D of Declaration)(Gottfredson, Bryan) (Entered: 05/16/2012)

05/16/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122104 as to Samuel M Ward. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 05/16/2012)

05/16/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122105 as to Stephen Richard Basser. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 05/16/2012)

Page 38: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

05/16/2012 39 ORDER pursuant to General Order 09-08 granting 25 Motion for Admission Pro Hac Vice; granting 26 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 05/16/2012)

05/21/2012 40 MOTION for Admission Pro Hac Vice as to attorney Salvatore J Graziano on behalf of New York State Teachers' Retirement System. (BAS) (Entered: 05/21/2012)

05/21/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122245 as to Salvatore J Graziano. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 05/21/2012)

05/21/2012 41 ORDER pursuant to General Order 09-08 granting 40 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 05/21/2012)

05/23/2012 42 RESPONSE to Motion re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof, 36 MOTION to Appoint, 23 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Appoint Counsel , 31 MOTION to Appoint Johnny Hyldmar's Motion For Appointment As Lead Plaintiff And Approval Of His Selection Of Lead And Liaison Counsel, 34 MOTION to Appoint, 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL filed by Erste-Sparinvest Kapitalanlagegesellschaft mbH, Louisiana Municipal Police Employees Retirement System, Oakland County Employees Retirement System, Wiltshire Pension Fund. (Ward, Samuel) (Entered: 05/23/2012)

05/29/2012 43 MOTION to Reassign Case (Motion to Transfer Related Case) by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Beyers, Maureen) (Entered: 05/29/2012)

05/29/2012 44 RESPONSE in Opposition re 20 MOTION to Reassign Case (Motion to Transfer Related Cases) filed by Britt Nederhood. (Attachments: # 1 Affidavit Declaration of Keith Cochran, # 2 Exhibit Exhibit 1 to Cochran Declaration, # 3 Exhibit Exhbit 2 to Cochran Declaration)(Robinovitch, Hart) (Entered: 05/29/2012)

05/29/2012 45 Joinder re 44 Response in Opposition to Motion, 20 MOTION to Reassign Case (Motion to Transfer Related Cases) Clifford Tindall's Joinder in Support of Plaintiff Britt Nederhood's Opposition to Defendants' Motion to Transfer by Interested Party Clifford Tindall filed by Clifford Tindall. (Aguilar, George) (Entered: 05/29/2012)

05/31/2012 46 MOTION for Admission Pro Hac Vice as to attorney Daniel S. Drosman by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 05/31/2012)

06/01/2012 47 RESPONSE to Motion re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law

Page 39: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof filed by Mark Smilovits. (Wotkyns, Garrett) (Entered: 06/01/2012)

06/01/2012 48 Joinder re 44 Response in Opposition to Motion, 20 MOTION to Reassign Case (Motion to Transfer Related Cases) [Plaintiff Kathleen Morris' Joinder in Support of Plaintiff Britt Nederhood's Opposition to Defendants' Motion to Transfer Under Local Rule 42.1(a)] by Interested Party Kathleen Morris. (Sams, Ex Kano) (Entered: 06/01/2012)

06/01/2012 49 RESPONSE to Motion re 23 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Appoint Counsel filed by George Conway, Raymond W O'Brien, Mark Smilovits, Vikean Limited. (Lieberman, Jeremy) (Entered: 06/01/2012)

06/01/2012 50 MOTION for Admission Pro Hac Vice as to attorney RICHARD W. GONNELLO by Mark Smilovits. (Gonnello, Richard) (Entered: 06/01/2012)

06/01/2012 51 RESPONSE to Motion re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof, 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof, 36 MOTION to Appoint, 23 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Appoint Counsel , 34 MOTION to Appoint, 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL Johnny Hyldmar's Response to Competing Motions for Appointment as Lead Plaintiff filed by Johnny Hyldmar. (Watson, Daxton) (Entered: 06/01/2012)

06/01/2012 52 MOTION for Admission Pro Hac Vice as to attorney Edward M Varga III on behalf of Wayne County Employees' Retirement System. (BAS) (Entered: 06/01/2012)

06/01/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122651 as to Edward M Varga, III. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/01/2012)

06/01/2012 53 MOTION for Admission Pro Hac Vice as to attorney Ira M Press on behalf of Wayne County Employees' Retirement System. (BAS) (Entered: 06/01/2012)

06/01/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122652 as to Ira Michael Press. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/01/2012)

06/01/2012 54 MOTION for Admission Pro Hac Vice as to attorney Peter S Linden on behalf of Wayne County Employees' Retirement System. (BAS) (Entered: 06/01/2012)

06/01/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122653 as to Peter S Linden. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/01/2012)

06/01/2012 55 MOTION for Admission Pro Hac Vice as to attorney Luke Brooks on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 06/01/2012)

Page 40: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

06/01/2012 56 MOTION for Admission Pro Hac Vice as to attorney Michael Dowd on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 06/01/2012)

06/01/2012 57 MOTION for Admission Pro Hac Vice as to attorney Jason A Forge on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 06/01/2012)

06/01/2012 58 MOTION for Admission Pro Hac Vice as to attorney Danielle S Myers on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 06/01/2012)

06/01/2012 59 MOTION for Admission Pro Hac Vice as to attorney Mark Solomon on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 06/01/2012)

06/01/2012 PRO HAC VICE FEE PAID. $ 300, receipt number PHX122654 as to Daniel S Drosman, Mark Solomon, Danielle S Myers, Jason A Forge, Michael J Dowd, Luke Brooks. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/01/2012)

06/01/2012 60 ORDER pursuant to General Order 09-08 granting 52 Motion for Admission Pro Hac Vice; granting 53 Motion for Admission Pro Hac Vice; granting 54 Motion for Admission Pro Hac Vice; granting 55 Motion for Admission Pro Hac Vice; granting 56 Motion for Admission Pro Hac Vice; granting 57 Motion for Admission Pro Hac Vice; granting 58 Motion for Admission Pro Hac Vice; granting 59 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 06/01/2012)

06/01/2012 61 MOTION to Reassign Case (Motion to Transfer Related Case) by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Beyers, Maureen) (Entered: 06/01/2012)

06/01/2012 62 RESPONSE to Motion re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof, 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof, 36 MOTION to Appoint, 23 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Appoint Counsel , 31 MOTION to Appoint Johnny Hyldmar's Motion For Appointment As Lead Plaintiff And Approval Of His Selection Of Lead And Liaison Counsel, 34 MOTION to Appoint, 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL filed by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 06/01/2012)

06/01/2012 63 RESPONSE in Opposition re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of

Page 41: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Law in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof, 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof, 31 MOTION to Appoint Johnny Hyldmar's Motion For Appointment As Lead Plaintiff And Approval Of His Selection Of Lead And Liaison Counsel, 34 MOTION to Appoint, 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL , 23 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Appoint Counsel , 36 MOTION to Appoint Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Memorandum of Law in Opposition to Competing Motions for Appointment as Lead Plaintiff filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Hanger, Kevin) (Entered: 06/01/2012)

06/01/2012 64 RESPONSE in Opposition re 21 MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof MOTION to Appoint Counsel as Lead Plaintiff and for Approval of Selection of Scott+Scott LLP as Lead Counsel and Memorandum of Law in Support Thereof, 27 MOTION to Appoint Counsel Motion of Global Institutional Investors Group for Appointment as Lead Plaintiff and Appointment of Lead Counsel and Memorandum of Points and Authorities in Support Thereof, 36 MOTION to Appoint, 23 MOTION to Appoint Lead Plaintiff and Lead Counsel MOTION to Appoint Counsel , 31 MOTION to Appoint Johnny Hyldmar's Motion For Appointment As Lead Plaintiff And Approval Of His Selection Of Lead And Liaison Counsel, 34 MOTION to Appoint Memorandum of Law in Opposition to the Competing Motions for Appointment of Lead Plaintiffs and in Further Support of the Motion of the New York State Teachers' Retirement System for its Appointment as Lead Plaintiff filed by New York State Teachers' Retirement System. (Christian, Jeremy) (Entered: 06/01/2012)

06/02/2012 65 DECLARATION of J. James Christian in Support of the Memorandum of Law in Opposition to the Competing Motions for Appointment of Lead Plaintiffs and in Further Support of the Motion of The New York State Teachers' Retirement System for Its Appointment as Lead Plaintiff re 64 Response in Opposition to Motion,,,, by Movant New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A-D, # 2 Exhibit E-L)(Christian, Jeremy) (Entered: 06/02/2012)

06/02/2012 66 DECLARATION of Wayne Schneider in Further Support of the Motion of The New York State Teachers' Retirement System for Appointment as Lead Plaintiff and Approval of Its Selection of Counsel as Lead Counsel for the Class re 64 Response in Opposition to Motion,,,, by Movant New York State Teachers' Retirement System. (Christian, Jeremy) (Entered: 06/02/2012)

06/04/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX122685 as to Richard W Gonnello. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/04/2012)

06/04/2012 67 ORDER pursuant to General Order 09-08 granting 46 Motion for Admission Pro Hac Vice; granting 50 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 06/04/2012)

Page 42: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

06/08/2012 68 REPLY re 34 MOTION to Appoint as Lead Plaintiff. Reply of Wayne County Employees' Retirement System for Appointment as Lead Plaintiff, and Approval of Its Selection of Counsel by Movant Wayne County Employees' Retirement System. (Varga, Edward) (Entered: 06/08/2012)

06/08/2012 69 REPLY to Response to Motion re 20 MOTION to Reassign Case (Motion to Transfer Related Cases) filed by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Beyers, Maureen) (Entered: 06/08/2012)

06/11/2012 70 *REPLY MEMORANDUM (Reply to Response to Motion) Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Reply Memorandum of Law in Further Support of Their Motion for Appointment as Lead Plaintiff 36 and in Response to Defendants' Response to Motions for Appointment of Lead Plaintiff and Lead Plaintiff's Counsel 62 Response to Motion,,,, by Movants British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Myers, Danielle) *Modified to correct event type and to link to document on 6/12/2012 (TLJ). (Entered: 06/11/2012)

06/11/2012 71 REPLY to Response to Motion re 36 MOTION to Appoint Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Reply Memorandum of Law in Further Support of Their Motion for Appointment as Lead Plaintiff and for Approval of Lead Plaintiff's Selection of Lead Counsel filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Myers, Danielle) (Entered: 06/11/2012)

06/11/2012 72 REPLY to Response to Motion re 33 MOTION to Appoint LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL filed by New York State Teachers' Retirement System. (Christian, Jeremy) (Entered: 06/11/2012)

06/11/2012 73 *DECLARATION of Gerard C. Lane re 71 Reply to Response to Motion re 36 Declaration of Gerard C. Lane in Further Support of the Mineworkers' Pension Scheme's and British Coal Staff Superannuation Scheme's Motion for Appointment as Lead Plaintiff by Movants British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Myers, Danielle) *Modified to add document on 6/12/2012 (TLJ). (Entered: 06/11/2012)

06/11/2012 74 DECLARATION of J. James Christian in Support of the Reply Memorandum of Law re 72 Reply to Response to Motion by Movant New York State Teachers' Retirement System. (Attachments: # 1 Exhibit A-C)(Christian, Jeremy) (Entered: 06/11/2012)

06/18/2012 75 RESPONSE in Opposition re 61 MOTION to Reassign Case (Motion to Transfer Related Case) filed by Eng Kwang Tan. (Attachments: # 1 Declaration of Keith M. Cochran, # 2 Exhibit 1 to Declaration of Keith M. Cochran, # 3 Exhibit 2 to Declaration of Keith M. Cochran)(Cochran, Keith) (Entered: 06/18/2012)

06/20/2012 76 ORDER, Hearing set as to all motions to Appoint Counsel as Lead Plaintiff. Motion Hearing set for 7/17/2012 at 02:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Signed by Judge David G Campbell on 6/20/2012. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (NVO) (Entered: 06/20/2012)

Page 43: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

06/28/2012 77 REPLY to Response to Motion re 61 MOTION to Reassign Case (Motion to Transfer Related Case) Defendants' Reply in Support of Motion to Transfer filed by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu, James F Nolan, Michael Sweeney, J Thomas Presby, Paul H Stebbins, Craig Kennedy, Jose H Villarreal, William J Post. (Beyers, Maureen) (Entered: 06/28/2012)

07/09/2012 78 MOTION for Admission Pro Hac Vice as to attorney Kathryn B Allen on behalf of Wayne County Employees' Retirement System. (BAS) (Entered: 07/09/2012)

07/09/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX123861 as to Kathryn B Allen. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 07/09/2012)

07/09/2012 79 ORDER pursuant to General Order 09-08 granting 78 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 07/09/2012)

07/11/2012 80 NOTICE of Appearance by Jeffrey Dale Gardner on behalf of Wayne County Employees' Retirement System. (Gardner, Jeffrey) (Entered: 07/11/2012)

07/12/2012 81 MOTION for Admission Pro Hac Vice as to attorney Darren J. Robbins by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Robbins, Darren) (Entered: 07/12/2012)

07/12/2012 82 NOTICE re Waiver of Appearance by Johnny Hyldmar . (Watson, Daxton) (Entered: 07/12/2012)

07/13/2012 PRO HAC VICE FEE PAID. $ 50, receipt number PHX124053 as to Darren J Robbins. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 07/13/2012)

07/13/2012 83 ORDER pursuant to General Order 09-08 granting 81 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 07/13/2012)

07/17/2012 84 Minute Entry. Proceedings held before Judge David G Campbell: Appearances: Darren Robbins, Mark Solomon, Andrew Friedman for British Coal Staff Superannuation Scheme and Mine Workers Pension; Kathryn Allen, Jeffrey Gardner for Wayne County Employee's Retirement System; James Christian, Richard Himelrick, Salvatore Graziano, Client Rep Joseph Indelicato for New York State Teacher's Retirement System; Maureen Beyers and Jordan Eth for defendants Motion Hearing held on 7/17/2012. ORDERED taking under advisement 23 Motion to Appoint Lead counsel. ; taking under advisement 23 Motion to Appoint Counsel ; taking under advisement 27 Motion to Appoint Counsel ; taking under advisement 31 Motion to Appoint Lead counsel ; taking under advisement 33 Motion to Appoint Lead counsel ; taking under advisement 34 Motion to Appoint Lead counsel ; taking under advisement 36 Motion to Appoint Lead counsel ; taking under advisement 21 Motion to Appoint Counsel. Court will issue an order on the motions to appoint and

Page 44: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

the motions to transfer related cases. (Court Reporter Patricia Lyons.) This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 07/17/2012)

07/18/2012 85 ORDER Defendants motions to transfer (Docs. 20 43 , 61 ) are granted. The following cases are transferred to the undersigned judge: 12-CV-00769-PHX-ROS, 12-CV-00819-PHX-JWS, 12-CV-01031-PHX-JAT, 12- CV-01144-PHX-NVW. The Clerk shall file a copy of this order in each of the transferred cases. The Court will hold a case management conference on August 7, 2012 at 3:00 p.m. as set forth above. Signed by Judge David G Campbell on 7/17/12.(TLJ) (Entered: 07/18/2012)

07/19/2012 86 Additional Attachment to Main Document re 85 Order on Motion to Reassign Case. (TLJ) (Entered: 07/19/2012)

07/20/2012 87 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 07/17/2012 before Judge Campbell.. (Myers, Danielle) (Entered: 07/20/2012)

07/20/2012 88 TRANSCRIPT REQUEST by New York State Teachers' Retirement System for proceedings held on 07/17/2012 before Judge Campbell.. (Christian, Jeremy) (Entered: 07/20/2012)

07/23/2012 89 ORDER denying 23 Motion to Appoint; denying 23 Motion to Appoint Counsel; denying 27 Motion to Appoint Counsel; denying 31 Motion to Appoint; denying 33 Motion to Appoint; denying 34 Motion to Appoint; granting 36 Motion to Appoint; denying 21 Motion to Appoint Counsel. Lead plaintiff shall file an amended complaint on or before 8/17/2012; Defendants may file a motion to dismiss on or before 9/14/2012. Signed by Judge David G Campbell on 7/23/2012.(NVO) (Entered: 07/23/2012)

07/27/2012 90 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Motion Hearing Proceedings held on 7/17/2012, before Judge David G. Campbell. Court Reporter Patricia Lyons. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.. Redaction Request due 8/17/2012. Redacted Transcript Deadline set for 8/27/2012. Release of Transcript Restriction set for 10/25/2012. (VAR) (Entered: 07/30/2012)

07/30/2012 91 TRANSCRIPT REQUEST by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Craig Kennedy, Jens Meyerhoff, James F Nolan, William J Post, J Thomas Presby, Paul H Stebbins, Michael Sweeney, Jose H Villarreal, Mark R Widmar, James Zhu for proceedings held on July 17, 2012 before Judge Campbell.. (Beyers, Maureen) (Entered: 07/30/2012)

08/17/2012 92 NOTICE re Joint Submission Regarding Cost Saving Measures Pursuant to the Court's July 23, 2012 Order by Michael J Ahearn, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu re 89 Order on Motion to Appoint Counsel. (White, Anna) (Entered: 08/17/2012)

08/17/2012 93 AMENDED COMPLAINT First Amended Complaint For Violation of the Federal Securities Laws against All Defendants, filed by Mineworkers' Pension Scheme, British Coal Staff Superannuation Scheme. (Attachments: # 1 Exhibit A - Chart of insider sales)(Drosman, Daniel) (Entered: 08/17/2012)

Page 45: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

08/17/2012 94 SUMMONS Submitted by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Summons)(Drosman, Daniel) (Entered: 08/17/2012)

08/20/2012 95 Summons Issued as to David Eaglesham, Bruce Sohn. (Attachments: # 1 Summons)(REW). *** IMPORTANT: When printing the summons, select "Document and stamps" or "Document and comments" for the seal to appear on the document. (Entered: 08/20/2012)

08/27/2012 96 ORDER. The parties have filed a notice that they have been unable to agree on any of the cost saving measures suggested by the Court. Doc. 92. That result is not acceptable. Most of the proposed measures are neither difficult nor controversial. The parties shall confer again and agree upon reasonable cost saving measures, or modifications of the measures, by September 7, 2012. Signed by Judge David G Campbell on 8-27-12. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 08/27/2012)

08/28/2012 97 NOTICE of Change of Address by Andrew S Friedman. (Friedman, Andrew) (Entered: 08/28/2012)

09/07/2012 98 NOTICE re Joint Submission Regarding Cost Saving Measures Pursuant to the Court's August 27, 2012 Order by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu re 96 Order,, . (Attachments: # 1 Exhibit 1)(White, Anna) (Entered: 09/07/2012)

09/11/2012 99 WITHDRAWN by (doc. 119) MOTION Lead Plaintiffs' Motion to Limit Confidentiality Agreements by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Forge, Jason) Modified on 1/22/2013 (TLJ). (Entered: 09/11/2012)

09/11/2012 100 MEMORANDUM of Points and Authorities in Support of 99 MOTION Lead Plaintiffs' Motion to Limit Confidentiality Agreements by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 09/11/2012)

09/11/2012 101 AFFIDAVIT in Support re 99 MOTION Lead Plaintiffs' Motion to Limit Confidentiality Agreements Declaration of Jason A. Forge filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Letter to Gillen, # 2 Exhibit 2 - sample agreement, # 3 Exhibit 3 - meet and confer Forge email, # 4 Exhibit 4 - 2011 10-K excerpt, # 5 Exhibit 5 - Declaration of Georgette Gillen, # 6 Exhibit 6 - Declaration of Ken Keatly)(Forge, Jason) (Entered: 09/11/2012)

09/14/2012 102 MOTION to Dismiss Case Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (White, Anna) (Entered: 09/14/2012)

09/14/2012 103 DECLARATION of Anna Erickson White in Support of re 102 MOTION to Dismiss Case Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(White, Anna) (Entered: 09/14/2012)

Page 46: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

09/14/2012 104 *REQUEST for Judicial Notice re 102 MOTION to Dismiss Case Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint and 103 Declaration by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(White, Anna) *Modified to correct event type and to link to document on 9/17/2012 (TLJ). (Entered: 09/14/2012)

09/27/2012 105 MOTION to Withdraw as Counsel of Record by Johnny Hyldmar. (Watson, Daxton) (Entered: 09/27/2012)

09/28/2012 106 RESPONSE in Opposition re 99 MOTION Lead Plaintiffs' Motion to Limit Confidentiality Agreements filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(White, Anna) (Entered: 09/28/2012)

09/28/2012 107 DECLARATION of Anna Erickson White re 106 Response in Opposition to Motion, to Limit Confidentiality Agreements filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 1)(White, Anna) (Entered: 09/28/2012)

10/01/2012 108 ORDER granting 105 Motion to Withdraw and the law firm of Mack Drucker & Watson, P.L.C., shall be relieved of any further responsibility as counsel of record for Johnny Hyldmar in this matter. Signed by Judge David G Campbell on 10/1/12.(TLJ) (Entered: 10/01/2012)

10/01/2012 109 RESPONSE in Opposition re 102 MOTION to Dismiss Case Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 10/01/2012)

10/02/2012 110 WAIVER OF SERVICE Returned Executed by Mineworkers' Pension Scheme, British Coal Staff Superannuation Scheme. David Eaglesham waiver sent on 8/23/2012. (Forge, Jason) (Entered: 10/02/2012)

10/02/2012 111 WAIVER OF SERVICE Returned Executed by Mineworkers' Pension Scheme, British Coal Staff Superannuation Scheme. Bruce Sohn waiver sent on 8/23/2012. (Forge, Jason) (Entered: 10/02/2012)

10/09/2012 112 REPLY to Response to Motion re 99 MOTION Lead Plaintiffs' Motion to Limit Confidentiality Agreements filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 10/09/2012)

10/12/2012 113 REPLY to Response to Motion re 102 MOTION to Dismiss Case Defendants' Motion to Dismiss Plaintiffs' First Amended Complaint filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Supplemental Declaration of Anna Erickson White, # 2 Exhibit 1, # 3 Supplemental Request for Judicial Notice, # 4 Text of Proposed Order)(White, Anna) (Entered: 10/12/2012)

12/17/2012 114 ORDER denying without prejudice 99 Plaintiff's Motion to Limit Confidentiality agreements ; denying 102 Defendants' Motion to Dismiss. The Court will hold a case management conference on 1/30/13 at 4:00 PM. Signed by Judge David G Campbell on 12/17/12.(TLJ) (Entered: 12/17/2012)

Page 47: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

12/17/2012 115 ORDER SETTING RULE 16 CASE MANAGEMENT CONFERENCE for 1/30/2013 at 04:00 PM before Judge David G Campbell. The Clerk of the Court shall send copies of this order to all counsel of record and to any unrepresented parties Signed by Judge David G Campbell on 12/17/12. (TLJ) (Entered: 12/17/2012)

01/02/2013 116 STIPULATION FOR EXTENSION OF TIME TO ANSWER COMPLAINT . (Attachments: # 1 Text of Proposed Order)(Beyers, Maureen) (Entered: 01/02/2013)

01/08/2013 117 ORDER pursuant to 116 Stipulation For Extension of Time To Answer Complaint : All Defendants answer to amended complaint due 1/29/2013. Signed by Judge David G Campbell on 1/8/2013. (NVO) (Entered: 01/08/2013)

01/17/2013 118 STIPULATION Regarding Agreement Resolving Motion to Limit Confidentiality Agreements by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Beyers, Maureen) (Entered: 01/17/2013)

01/22/2013 119 ORDER APPROVING STIPULATION REGARDING AGREEMENT RESOLVING MOTION TO LIMIT CONFIDENTIALITY AGREEMENTS RE 118 Stipulation and Plaintiffs' Motion to Limit Confidentiality Agreements is deemed withdrawn re 99 . Signed by Judge David G Campbell on 1/22/13. (TLJ) (Entered: 01/22/2013)

01/23/2013 120 REPORT of Rule 26(f) Planning Meeting by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 01/23/2013)

01/28/2013 121 MOTION for Admission Pro Hac Vice as to attorney Christopher Dennis Stewart on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 01/29/2013)

01/29/2013 PRO HAC VICE FEE PAID. $ 50, receipt number PHX130462 as to Christopher Dennis Stewart. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/29/2013)

01/29/2013 122 ORDER pursuant to General Order 09-08 granting 121 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 01/29/2013)

01/29/2013 123 First Solar, Inc.'s ANSWER to 93 Amended Complaint, with Jury Demand by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu.(White, Anna) (Entered: 01/29/2013)

02/04/2013 124 ORDER. Rule 16 Case Management Conference RESET to 2/26/2013 at 04:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Signed by Judge David G Campbell on 2/4/2013. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (NVO) (Entered: 02/04/2013)

02/26/2013 125 IT IS ORDERED the Rule 16 Case Management Conference presently set for 2/26/2013 at 4:30 PM is RESET AS TO TIME ONLY!!. Rule 16 Case Management Conference RESET for 2/26/2013 at 03:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Ordered by

Page 48: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Judge David G Campbell. (NVO)(This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry.) (Entered: 02/26/2013)

02/26/2013 126 MOTION for Admission Pro Hac Vice as to attorney Philip T Besirof on behalf of First Solar Incorporated. (BAS) (Entered: 02/26/2013)

02/26/2013 PRO HAC VICE FEE PAID. $ 50, receipt number PHX131441 as to Philip T Besirof. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 02/26/2013)

02/26/2013 127 ORDER pursuant to General Order 09-08 granting 126 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 02/26/2013)

02/26/2013 128 Minute Entry for proceedings held before Judge David G Campbell: Scheduling Conference re:class certification held on 2/26/2013.Discussion held. Deadlines discussed. Court will enter a scheduling order as to class certification. A second case managment conference to be set after decision on class certification. APPEARANCES: Jason Forge,Kevin Hanger, Mark Solomon for Plaintiffs. Jordan Eth adn Maureen Beyers for Defendants (Court Reporter Patricia Lyons.) Hearing held 3:31 PM to 3:56 PM. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 02/27/2013)

02/27/2013 129 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 02/26/2013 before Judge David G. Campbell.. (Forge, Jason) (Entered: 02/27/2013)

02/28/2013 130 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on 02/26/2013 before Judge David G. Campbell.. (Beyers, Maureen) (Entered: 02/28/2013)

03/04/2013 131 CASE MANAGEMENT ORDER: Class Certification Discovery due by 5/3/2013. Plaintiff motion for class certification due 5/17/13; Response due 6/7/13; Reply 6/21/13; Class Certificaiton Hearing set for 7/2/2013 at 02:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell.. Signed by Judge David G Campbell on 3/1/2013. ( see order for additional deadlines)(TCA) (Entered: 03/04/2013)

03/06/2013 132 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Scheduling Conference Proceedings held on 2/26/2013, before Judge David G. Campbell. Court Reporter Patricia Lyons. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER.. Redaction Request due 3/27/2013. Redacted Transcript Deadline set for 4/8/2013. Release of Transcript Restriction set for 6/4/2013. (VAR) (Entered: 03/06/2013)

03/19/2013 133 NOTICE re Service of Discovery by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu . (Beyers, Maureen) (Entered: 03/19/2013)

Page 49: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

03/21/2013 134 NOTICE re Service of Discovery by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu . (Beyers, Maureen) (Entered: 03/21/2013)

03/22/2013 135 NOTICE re Service of Discovery by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) (Entered: 03/22/2013)

04/01/2013 136 NOTICE of Deposition of Lead Plaintiff British Coal Staff Superannuation Scheme, filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 04/01/2013)

04/01/2013 137 NOTICE of Deposition of Lead Plaintiff Mineworkers' Pension Scheme, filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 04/01/2013)

04/12/2013 138 STIPULATION to Modify Class Certification Discovery Schedule by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Beyers, Maureen) (Entered: 04/12/2013)

04/17/2013 139 *ORDER pursuant to 138 Stipulation: Class Certification Hearing set for 7/2/2013 at 2:00 PM is VACATED and RESET for 8/2/2013 at 02:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Class Certification Discovery due by 6/14/13. Signed by Judge David G Campbell on 4/17/2013. (NVO) *Modified to add discovery deadline on 4/18/2013 (TLJ). (Entered: 04/17/2013)

04/17/2013 140 NOTICE re Notice of Service of Discovery by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) (Entered: 04/17/2013)

04/19/2013 141 STIPULATION Regarding Expert Discovery Protocol by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Beyers, Maureen) (Entered: 04/19/2013)

04/22/2013 142 ORDER granting 141 Stipulation re expert discovery protocol. Signed by Judge David G Campbell on 4/22/2013. (NVO) (Entered: 04/22/2013)

04/24/2013 143 NOTICE re Service of Discovery by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu . (Beyers, Maureen) (Entered: 04/24/2013)

04/25/2013 144 NOTICE re of Service of Discovery by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) (Entered: 04/25/2013)

05/02/2013 145 NOTICE of Deposition of Baillie Gifford & Co., filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar. (Attachments: # 1 Exhibit A)(Beyers, Maureen) (Entered: 05/02/2013)

05/02/2013 146 NOTICE of Deposition of Lead Plaintiff British Coal Staff Superannuation Scheme, filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J

Page 50: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 05/02/2013)

05/02/2013 147 NOTICE of Deposition of Lead Plaintiff Mineworkers' Pension Scheme, filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Mark R Widmar, James Zhu. (Beyers, Maureen) (Entered: 05/02/2013)

05/31/2013 148 NOTICE re of Withdrawal of Counsel by Wayne County Employees' Retirement System . (Allen, Kathryn) (Entered: 05/31/2013)

06/04/2013 149 MOTION for Admission Pro Hac Vice as to attorney Eugene G Illovsky on behalf of First Solar Incorporated. (BAS) (Entered: 06/04/2013)

06/04/2013 PRO HAC VICE FEE PAID. $ 50, receipt number PHX134645 as to Eugene G Illovsky. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/04/2013)

06/04/2013 150 ORDER pursuant to General Order 09-08 granting 149 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. (BAS)(This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 06/04/2013)

06/05/2013 151 NOTICE re Service of Discovery by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) (Entered: 06/05/2013)

06/05/2013 152 WITHDRAWN by (doc. 153) NOTICE of Deposition of Bjorn I. Steinholt, filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) Modified on 6/13/2013 (TLJ). (Entered: 06/05/2013)

06/12/2013 153 NOTICE re CANCELLATION OF DEPOSITION AND WITHDRAWAL OF NOTICE OF DEPOSITION OF BJORN I. STEINHOLT by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu re 152 Notice of Deposition of Bjorn I. Steinholt. (Besirof, Philip) (Entered: 06/12/2013)

06/21/2013 154 MOTION to Seal Document Motion to File Lead Plaintiffs' Memorandum of Law in Support of Motion for Class Certification Under Seal by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Forge, Jason) (Entered: 06/21/2013)

06/21/2013 155 *Filed at Doc. 160 *ODGED Proposed Lead Plaintiffs' Memorandum in Support of Class Certification, Exs. 1, 4-5 re: 154 MOTION to Seal Document Motion to File Lead Plaintiffs' Memorandum of Law in Support of Motion for Class Certification Under Seal. Document to be filed by Clerk if Motion to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Interrogatory response, # 2 Exhibit 4 - McCormick depo excerpts, # 3 Exhibit 5 - Urquhart depo excerpts)(Forge, Jason) *Modified on 7/1/2013 (MAP)*. (Entered: 06/21/2013)

06/21/2013 156 MOTION to Certify Class Lead Plaintiffs' Notice of Motion and Motion for Class Certification by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Forge, Jason) (Entered: 06/21/2013)

Page 51: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

06/21/2013 157 MEMORANDUM Lead Plaintiffs' Memorandum of Law in Support of Motion for Class Certification [Redacted Version] 156 MOTION to Certify Class Lead Plaintiffs' Notice of Motion and Motion for Class Certification by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 06/21/2013)

06/21/2013 158 AFFIDAVIT in Support re 156 MOTION to Certify Class Lead Plaintiffs' Notice of Motion and Motion for Class Certification Declaration of Jason A. Forge in Support of Lead Plaintiffs' Motion for Class Certification filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Interrogatory response [Under Seal], # 2 Exhibit 2 - Steinholt Declaration, # 3 Exhibit 3 - RFA response, # 4 Exhibit 4 - McCormick depo excerpt [Under Seal], # 5 Exhibit 5 - Urquhart depo excerpt [Under Seal], # 6 Exhibit 6- Gompers depo excerpt, # 7 Exhibit 7 - Gompers Declaration)(Forge, Jason) (Entered: 06/21/2013)

07/01/2013 159 ORDER granting 154 Motion to Seal Lead Plaintiffs' Memorandum of Law in Support of Motion for Class Certification. Signed by Judge David G Campbell on 7/1/13. (MAP) (Entered: 07/01/2013)

07/01/2013 160 Sealed Memorandum in Support of 156 Motion filed by British Coal Staff Superannuation Scheme. (Attachments: # 1 Exhibit 1, # 2 Exhibit 4, # 3 Exhibit 5)(MAP) (Entered: 07/01/2013)

07/12/2013 161 RESPONSE in Opposition re 156 MOTION to Certify Class Lead Plaintiffs' Notice of Motion and Motion for Class Certification filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Eth, Jordan) (Entered: 07/12/2013)

07/12/2013 162 DECLARATION of Philip T. Besirof re 161 Response in Opposition to Motion, filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2-1, # 3 Exhibit 2-1, # 4 Exhibit 2-3, # 5 Exhibit 3, # 6 Exhibit 4, # 7 Exhibit 5)(Besirof, Philip) (Entered: 07/12/2013)

07/18/2013 163 ORDER re 139 Order on Stipulation. Set/Reset Deadlines/Hearings, DUE TO A CONFLICT IN THE COURT'S CALENDAR, The Class Certification Hearing set for 8/2/2013 at 2:00 PM is VACATED and RESET to 8/15/2013 at 09:30 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Signed by Judge David G Campbell on 7/18/2013. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 07/18/2013)

07/22/2013 164 REPLY to Response to Motion re 156 MOTION to Certify Class Lead Plaintiffs' Notice of Motion and Motion for Class Certification filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 07/22/2013)

07/22/2013 165 DECLARATION of Jason A. Forge in Support of Lead Plaintiffs' Motion for Class Certification re 164 Reply to Response to Motion, 156 MOTION to Certify Class Lead Plaintiffs' Notice of Motion and Motion for Class Certification by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Excerpts from Paul Gompers Deposition)(Forge, Jason) (Entered: 07/22/2013)

Page 52: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

08/08/2013 166 ORDER, Hearing set as to 156 MOTION to Certify Class: Motion Hearing set for 8/15/2013 at 9:30 AM is VACATED and RESET to 9/20/2013 at 01:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Signed by Judge David G Campbell on 8/8/2013. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 08/08/2013)

09/20/2013 167 MINUTE ENTRY for proceedings held before Judge David G Campbell: Motion Hearing held on 9/20/2013. ORDERED taking under advisement 156 Motion to Certify Class. APPEARANCES: Jason Forge, Christopher Stewart, and Kevin Hanger for Plaintiffs. Jordan Eth, Maureen Beyers, and Philip Besirof for Defendants (Court Reporter Patricia Lyons.) Hearing held 1:04 PM to 2:24 PM. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 09/20/2013)

09/23/2013 168 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on September 20, 2013 before Judge Campbell.. (Beyers, Maureen) (Entered: 09/23/2013)

09/24/2013 169 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 9/20/2013 before Judge Campbell.. (Stewart, Christopher) (Entered: 09/24/2013)

10/01/2013 170 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Motion Hearing Proceedings held on 9/20/2013, before Judge Campbell. Court Reporter Patricia Lyons. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/22/2013. Redacted Transcript Deadline set for 11/1/2013. Release of Transcript Restriction set for 12/30/2013. (VPB) (Entered: 10/01/2013)

10/08/2013 171 ORDER granting 156 Motion to Certify Class. Class notice shall be filed on or before 11/8/2013. Case Management Conference set for 11/22/2013 at 3:00 PM. Signed by Judge David G Campbell on 10/8/2013.(DGC, nvo) (Entered: 10/08/2013)

11/08/2013 172 STIPULATION Regarding Class Notice Procedures by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order, # 2 Exhibit A - Notice of Pendency of Class Action, # 3 Exhibit B - Summary Notice of Pendency of Class Action)(Forge, Jason) (Entered: 11/08/2013)

11/15/2013 173 REPORT of Joint Proposed Schedule by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 11/15/2013)

11/22/2013 174 MINUTE ENTRY for proceedings held before Judge David G Campbell: Scheduling Conference held on 11/22/2013. Discussion held. Parties to submit in the form of a proposed order the stipulation at doc. 172 with the revisions as discussed the record. Haliburton case discussed. Proposed scheduling deadlines discussed. Court takes the arguments on the Halburton case and the proposed deadlines under advisement and will issue an order. APPEARANCES: Jason Forge for Plaintiff. Jordan Eth and Maureen Beyers for

Page 53: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Defendants (Court Reporter Patricia Lyons.) Hearing held 3:00 PM to 3:58 PM. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 11/22/2013)

11/25/2013 175 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on 11/22/13 before Judge Campbell.. (Beyers, Maureen) (Entered: 11/25/2013)

11/25/2013 176 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 11/22/13 before Judge Campbell.. (Stewart, Christopher) (Entered: 11/25/2013)

11/25/2013 177 ORDER. Case Management Order No. 2. Discovery due by 10/31/2014. Dispositive motions due by 11/21/2014. Signed by Judge David G Campbell on 11/25/2013. (DGC, nvo) (Entered: 11/25/2013)

12/03/2013 178 ORDER 172 Stipulation is granted. Signed by Judge David G Campbell on 12/3/2013. (DGC, nvo) (Entered: 12/03/2013)

12/04/2013 179 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Scheduling Conference held on 11-22-2013, before Judge Campbell. Court Reporter Patricia Lyons. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/26/2013. Redacted Transcript Deadline set for 1/6/2014. Release of Transcript Restriction set for 3/4/2014. (MAS) (Entered: 12/04/2013)

12/10/2013 180 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 12/10/2013)

12/13/2013 181 * NOTICE re Initial Disclosure by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) * Attorney noticed regarding Notice of Service of Discovery event on 12/16/2013 (LAD). (Entered: 12/13/2013)

12/13/2013 182 * NOTICE re Rule 26(a) Initial Disclosures by Defendants by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) * Attorney noticed about Notice of Service of Discovery event on 12/16/2013 (LAD). (Entered: 12/13/2013)

12/20/2013 183 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 12/20/2013)

01/02/2014 184 NOTICE re of Discovery (of Issuance of Plaintiffs' Subpoena Commanding Production of Documents to PricewaterhouseCoopers) by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) (Entered: 01/02/2014)

01/08/2014 185 NOTICE re of Service of Discovery (of Issuance of Plaintiffs' Subpoenas Commanding Production of Documents to Third Parties) by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) (Entered: 01/08/2014)

01/27/2014 186 NOTICE of Service of Discovery filed by Michael J Ahearn. (White, Anna) (Entered: 01/27/2014)

Page 54: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

02/10/2014 187 *NOTICE of Service of Discovery by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Stewart, Christopher) *Modified to correct event type on 2/11/2014 (ALS). (Entered: 02/10/2014)

03/10/2014 188 NOTICE by CT Corporation: KCM Capital, LLC is not listed on their records or the records of the State of DE. (ALS) (Entered: 03/11/2014)

03/10/2014 189 NOTICE by National Registered Agents, Inc. re Cyan Opportunities LTD and JRW Capital Growth Opportunites, LP: NRAI is unable to receive the document(s) on behalf of the defendant/party (Attachments: # 1 JRW Capital Growth Opportunities, LP)(ALS) (Entered: 03/11/2014)

03/17/2014 190 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 03/17/2014)

03/17/2014 191 NOTICE by CT Corporation re Stimpson Grandchildren's LLC. (ALS) (Entered: 03/18/2014)

03/26/2014 192 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 03/26/2014)

03/28/2014 193 MEMORANDUM Joint Memorandum Re Status of Class-Notification Efforts by Plaintiffs British Coal Staff Superannuation Scheme, Johnny Hyldmar, Mineworkers' Pension Scheme, Mark Smilovits. (Attachments: # 1 Affidavit Declaration of Carole K. Sylvester Setting Forth Class Notification Efforts and Summarizing Exclusion Requests)(Forge, Jason) (Entered: 03/28/2014)

04/03/2014 194 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Forge, Jason) (Entered: 04/03/2014)

04/28/2014 195 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 04/28/2014)

05/09/2014 196 STIPULATION [DEFENDANTS' UNCONTESTED APPLICATION FOR MODIFICATION OF DISCOVERY SCHEDULE] by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order Order)(Beyers, Maureen) (Entered: 05/09/2014)

05/16/2014 197 ORDER pursuant to 196 Stipulation. Discovery due by 12/30/2014. Dispositive motions due by 1/20/2015. Signed by Judge David G Campbell on 5/16/2014. (DGC, nvo) (Entered: 05/16/2014)

05/29/2014 198 MOTION to Withdraw as Attorney for Plaintiff The New York State Teachers' Retirement System by New York State Teachers' Retirement System. (Attachments: # 1 Text of Proposed Order)(Himelrick, Richard) (Entered: 05/29/2014)

05/29/2014 199 DECLARATION of J. James Christian re: 198 MOTION to Withdraw as Attorney for Plaintiff The New York State Teachers' Retirement System by Movant New York State Teachers' Retirement System. (Himelrick, Richard) (Entered: 05/29/2014)

05/29/2014 200 MOTION for Admission Pro Hac Vice as to attorney Paul Flum on behalf of First Solar Incorporated. (BAS) (Entered: 05/29/2014)

Page 55: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

05/29/2014 PRO HAC VICE FEE PAID. $ 35, receipt number PHX146612 as to Paul Flum. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 05/29/2014)

05/29/2014 201 ORDER pursuant to General Order 09-08 granting 200 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 05/29/2014)

05/30/2014 202 ORDER that the 198 Motion to Withdraw as Attorney is granted. The Clerk of the Court shall remove from the docket attorneys Richard G. Himelrick and J. James Christian of Tiffany & Bosco, P.A. as local counsel of record for NYSTRS. Signed by Judge David G Campbell on 5/30/2014.(LFIG) (Entered: 05/30/2014)

07/08/2014 203 NOTICE of Service of Discovery filed by Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 07/08/2014)

07/21/2014 204 STIPULATION re: 177 Order, Set/Reset Deadlines/Hearings [Joint Application to Modify Deadline for Settlement Talks] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order A (Defendants' version), # 2 Text of Proposed Order B (Lead Plaintiffs' version))(Forge, Jason) (Entered: 07/21/2014)

07/28/2014 205 ORDER. The Court will grant the parties' request and extend the deadline for good faith settlement talks to August 29, 2014. The Court concludes that attendance by the company defendant (including the general counsel) and relevant D&O insurers, along with counsel for all defendants, is sufficient. Individual Defendants need not attend, provided those in attendance have full authority to settle on their behalf. Signed by Judge David G Campbell on 7-28-14. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 07/28/2014)

08/26/2014 206 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 08/26/2014)

08/26/2014 207 MOTION for Admission Pro Hac Vice as to attorney Darryl J Alvarado on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 08/26/2014)

08/26/2014 PRO HAC VICE FEE PAID. $ 35, receipt number PHX149718 as to Darryl J Alvarado. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 08/26/2014)

08/26/2014 208 ORDER pursuant to General Order 09-08 granting 207 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 08/26/2014)

Page 56: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

08/29/2014 209 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 08/29/2014)

09/02/2014 210 MOTION for Admission Pro Hac Vice as to attorney Jennifer N Caringal on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 09/02/2014)

09/02/2014 PRO HAC VICE FEE PAID. $ 35, receipt number PHX149898 as to Jennifer N Caringal. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 09/02/2014)

09/02/2014 211 ORDER pursuant to General Order 09-08 granting 210 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 09/02/2014)

09/09/2014 212 REPORT of Settlement Talks/Discussions Joint Notice Regarding Status of Settlement Discussions by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 09/09/2014)

09/16/2014 213 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 09/16/2014)

09/17/2014 214 ORDER. Telephonic Discovery Conference set for 9/18/2014 at 02:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Counsel for Plaintiffs shall initiate a conference call to include all parties and the Court. If a dial-in number is established, counsel shall provide the Court with the dial-in number no later than 11:30 a.m. on 9/18/2014. Signed by Judge David G Campbell on 9/17/2014. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 09/17/2014)

09/18/2014 215 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Discovery Conference held on 9/18/2014. Discovery due by 2/27/2015. Dispositive motions due by 3/20/2015. (Court Reporter Patricia Lyons.)(see minute entry for details) Hearing held 2:31 PM to 3:45 PM.(TCA) (Entered: 09/19/2014)

09/19/2014 216 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 09/18/2014, Judge David G Campbell hearing judge(s). (Stewart, Christopher) (Entered: 09/19/2014)

09/19/2014 217 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 09/19/2014)

09/19/2014 218 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 09/19/2014)

09/19/2014 219 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Craig Kennedy, Jens Meyerhoff, James F Nolan, William J Post, J Thomas Presby, Bruce Sohn, Paul H Stebbins, Michael Sweeney, Jose H Villarreal, Wayne County Employees' Retirement System, Mark R Widmar,

Page 57: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

James Zhu for proceedings held on 9/18/14, Judge David G Campbell hearing judge(s). (Beyers, Maureen) (Entered: 09/19/2014)

09/22/2014 220 NOTICE of Appearance by Joseph Nathaniel Roth on behalf of Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Craig Kennedy, Jens Meyerhoff, James F Nolan, Bruce Sohn, Mark R Widmar, James Zhu. (Roth, Joseph) (Entered: 09/22/2014)

09/22/2014 221 STIPULATION Regarding Stipulated Protective Order Governing Confidentiality by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Alvarado, Darryl) (Entered: 09/22/2014)

09/24/2014 222 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Discovery Conference Proceedings held on 09/18/2014, before Judge Campbell. Court Reporter: Patricia Lyons. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 10/15/2014. Redacted Transcript Deadline set for 10/27/2014. Release of Transcript Restriction set for 12/23/2014. (RAP) (Entered: 09/25/2014)

09/30/2014 223 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 09/30/2014)

10/01/2014 224 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 10/01/2014)

10/03/2014 225 ORDER granting 221 Stipulation: re protective order governing confidentiality. Signed by Judge David G Campbell on 10/3/2014. (DGC, nvo) (Entered: 10/03/2014)

10/03/2014 226 NOTICE of Service of Discovery filed by Mark Smilovits. (Alvarado, Darryl) (Entered: 10/03/2014)

10/07/2014 227 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 10/07/2014)

10/09/2014 228 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 10/09/2014)

10/14/2014 229 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 10/14/2014)

10/15/2014 230 ORDER re matrix ordered in discovery conference call held on 9/18/2014. Signed by Judge David G Campbell on 10/15/2014. (DGC, nvo) (Entered: 10/15/2014)

10/16/2014 231 MOTION for Admission Pro Hac Vice as to attorney Mark Ryan Scott Foster on behalf of plaintiffs Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, and James Zhu. (BAS) (Entered: 10/16/2014)

10/16/2014 PRO HAC VICE FEE PAID. $ 35, receipt number PHX151418 as to Mark Ryan Scott Foster. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 10/16/2014)

Page 58: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/16/2014 232 ORDER pursuant to General Order 09-08 granting 231 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 10/16/2014)

10/20/2014 233 ORDER. Telephonic Discovery Conference set for 10/22/2014 at 02:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Counsel shall initiate a conference call to include counsel for all parties and the Court. Counsel shall provide dial-in information to the Court if appropriate. Signed by Judge David G Campbell on 10/20/2014. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 10/20/2014)

10/20/2014 234 REPORT of Plaintiffs' and Defendants' Custodian Matrix Regarding Proposed Additional Custodians re: 233 by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 10/20/2014)

10/20/2014 235 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 10/20/2014)

10/22/2014 236 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Discovery Conference held on 10/22/2014. APPEARANCES: Telephonic appearance by Luike Brooks and Daniel Drosman for Plaintiffs. Telephonic appearance by Paul Flum, Jordan Eth, Maureen Beyers for Defendants. ( see minute entry for details) (Court Reporter Elaine Cropper.) Hearing held 2:35 PM to 3:54 PM.(TCA) (Entered: 10/23/2014)

10/23/2014 237 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 10/22/14, Judge David G Campbell hearing judge(s). (Alvarado, Darryl) (Entered: 10/23/2014)

10/24/2014 238 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Discovery Conference Proceedings held on 10/22/2014, before Judge Campbell. Court Reporter: Elaine Cropper. Transcript may be viewed at the court public terminal or purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 11/14/2014. Redacted Transcript Deadline set for 11/24/2014. Release of Transcript Restriction set for 1/22/2015. (RAP) (Entered: 10/24/2014)

10/24/2014 239 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on October 22, 2014, Judge David G Campbell hearing judge(s). (Beyers, Maureen) (Entered: 10/24/2014)

10/27/2014 240 MOTION for Admission Pro Hac Vice as to attorney Cody R Lejeune on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 10/27/2014)

Page 59: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/27/2014 PRO HAC VICE FEE PAID. $ 35, receipt number PHX151727 as to Cody R Lejeune. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 10/27/2014)

10/27/2014 241 ORDER pursuant to General Order 09-08 granting 240 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 10/27/2014)

10/29/2014 242 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 10/29/2014)

11/06/2014 243 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 11/06/2014)

11/12/2014 244 NOTICE re: Plaintiffs' and Defendants' Discovery Matrix Regarding Plaintiffs Third Request for Production of Documents and Director Subpoenas by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme re: 236 Telephone Conference, Common Prompts (Text Only) . (Attachments: # 1 Exhibit A - Document Request Matrix)(Drosman, Daniel) (Entered: 11/12/2014)

11/13/2014 245 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 11/13/2014)

11/13/2014 246 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 11/13/2014)

11/14/2014 247 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 11/14/2014)

11/20/2014 248 ORDER re: 236 discovery conference. Defendants shall comply with this order on or before 12/19/2014. Signed by Judge David G Campbell on 11/20/2014. (DGC, nvo) (Entered: 11/20/2014)

12/04/2014 249 MOTION for Admission Pro Hac Vice as to attorney Judson E Lobdell on behalf of defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, and James Zhu. (BAS) (Entered: 12/04/2014)

12/04/2014 PRO HAC VICE FEE PAID. $ 35, receipt number PHX153009 as to Judson E Lobdell. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 12/04/2014)

12/04/2014 250 ORDER pursuant to General Order 09-08 granting 249 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 12/04/2014)

Page 60: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

12/08/2014 251 ORDER. Telephonic Discovery Conference set for 12/9/2014 at 01:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Counsel shall set up a dial-in number for use by all counsel and Court for the conference call. Signed by Judge David G Campbell on 12/8/2014. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 12/08/2014)

12/09/2014 252 ORDER. During today's discovery conference call, the Court took under advisement Defendants' request that Plaintiffs be required to respond to contention interrogatories served by Defendants some months ago. The interrogatories focus on false statements at issue in this case, which Defendants are alleged to be legally responsible for which false statements, and other questions designed to determine what evidence underlies Plaintiffs' allegations of falsity, scienter, causation, etc. The Court has reviewed the amended complaint. It sets forth the alleged false statements with reasonable specificity, often quoting the alleged false statements and emphasizing particularly relevant portions. See Doc. 93, paras. 63-209. As Magistrate Judge Brazil noted, "[i]f a complaint presents a relatively detailed specification of the real world events giving rise to it, and proceeds on relatively well established legal theories, an attempt to justify early use of contention interrogatories on the ground that answers would clarify the issues would not be especially persuasive." In re Convergent Technologies Sec. Litig., 108 F.R.D. 328, 337 (N.D. Cal. 1985). The Court also notes that Plaintiffs served their responses to the contention interrogatories in March, and Defendants have not challenged the responses until today, on the eve of the most intensive discovery period in the case, when virtually all witnesses are to be deposed. If Defendants thought they needed more complete responses in order to prepare for the depositions or otherwise fashion their discovery requests, they could have and should have sought the Court's assistance much earlier. The Court will not require Plaintiffs to respond to the contention interrogatories on January 8, 2015 as requested. The responses will be due on March 6, 2015, after the close of discovery, but two weeks before the deadline for filing motions for summary judgment. Signed by Judge David G Campbell on 12-9-14. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 12/09/2014)

12/09/2014 253 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 12/9/14, Judge David G Campbell hearing judge(s). (Alvarado, Darryl) (Entered: 12/09/2014)

12/09/2014 254 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Discovery Conference held on 12/9/2014.(see minute entry for details) (Court Reporter Patricia Lyons.) Hearing held 1:36 PM to 2:42 PM.(TCA) (Entered: 12/10/2014)

12/10/2014 255 TRANSCRIPT REQUEST by First Solar Incorporated for proceedings held on 12/09/14, Judge David G Campbell hearing judge(s). (Beyers, Maureen) (Entered: 12/10/2014)

12/16/2014 256 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Discovery Conference Proceedings held on 12/09/2014, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/6/2015.

Page 61: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Redacted Transcript Deadline set for 1/16/2015. Release of Transcript Restriction set for 3/16/2015. (RAP) (Entered: 12/16/2014)

12/23/2014 257 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 12/23/2014)

01/05/2015 258 ORDER Telephone Discovery Conference set for 1/6/2015 at 11:30 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. The Discovery Conference is limited to 30 minutes (total). Counsel shall set up a conference call dial-in number to include all counsel of record and the Court. Counsel shall provide the Court with dial-in information for the call. Signed by Judge David G Campbell on 1/5/2015. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 01/05/2015)

01/06/2015 259 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 01/06/2015, Judge David G Campbell hearing judge(s). (Stewart, Christopher) (Entered: 01/06/2015)

01/06/2015 260 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Discovery Conference held on 1/6/2015.(see minute entry for details) (Court Reporter Patricia Lyons.) Hearing held 11:34 AM to 12:07 PM.(TCA) (Entered: 01/06/2015)

01/07/2015 261 TRANSCRIPT REQUEST by First Solar Incorporated for proceedings held on 01/06/15, Judge David G Campbell hearing judge(s). (Beyers, Maureen) (Entered: 01/07/2015)

01/07/2015 265 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Discovery Conference Proceedings held on 01/06/2015, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/28/2015. Redacted Transcript Deadline set for 2/9/2015. Release of Transcript Restriction set for 4/7/2015. (RAP) (Entered: 01/09/2015)

01/08/2015 262 NOTICE re: Regarding Plaintiffs' and Defendants' Discovery Matrix Regarding Plaintiffs' Rule 30(b)(6) Deposition of First Solar by First Solar Incorporated . (Flum, Paul) (Entered: 01/08/2015)

01/08/2015 263 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 01/08/2015)

01/08/2015 264 ORDER. The Court provides the following rulings on issues raised in the parties' most recent matrix. (1) The defects addressed in the 30(b)(6) deposition will be limited to those specifically identified in the complaint (LPM and the hot climate issue). (2) For Topic 1(b), First Solar must present a witness prepared to testify regarding First Solar's knowledge regarding when individual defendants learned of defects. The testimony will concern First Solar's knowledge, not the individual defendants' knowledge. First Solar is not required in the 30(b)(6) deposition to provide testimony on behalf of the individual defendants. (3) Topic 3, even as narrowed by Plaintiffs, is clearly overbroad and would impose an unreasonable burden. If Plaintiffs wish to pursue this line of questioning, they shall identify 25

Page 62: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

specific statements sufficiently in advance of the deposition to permit First Solar to prepare a witness on the identified statements. (4) First Solar will not be required to present a 30(b)(6) witness on Topic 11. The parties' positions on the causes of stock price fluctuations likely, and appropriately, will be addressed through expert testimony. (5) The Court concludes that responses to contention interrogatories are clearly a more efficient and cost-effective method of learning the factual basis for the affirmative defenses. Defendants shall respond to such a contention interrogatory on the same schedule as Plaintiffs' responses to contention interrogatories. (6) The Court sees merit, and greater efficiency, in setting an aggregate hours total for the 30(b)(6) depositions, and will set a limit of 20 hours. This aggregate total means, however, that Plaintiffs may decide where to allocate their time, even if the allocation results in one or more of the 30(b)(6) witnesses being deposed for more than 7 hours. (7) Defendants shall provide Plaintiffs with 30(b)(6) deposition dates by noon (Arizona time) next Tuesday. Signed by Judge David G Campbell on 1-8-55. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 01/08/2015)

01/13/2015 266 MOTION for Admission Pro Hac Vice as to attorney Tor Gronborg on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 01/13/2015)

01/13/2015 PRO HAC VICE FEE PAID. $ 35, receipt number PHX154168 as to Tor Gronborg. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/13/2015)

01/13/2015 267 ORDER pursuant to General Order 09-08 granting 266 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 01/13/2015)

01/13/2015 268 NOTICE re: Plaintiffs' and Defendants' Discovery Matrix Regarding LPM Review Documents by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme re: 260 Telephone Conference . (Attachments: # 1 Exhibit A - Internal Audit LPM Review Matrix)(Drosman, Daniel) (Entered: 01/13/2015)

01/13/2015 269 MEMORANDUM Defendants' Memorandum Re Privilege Log Requirements and Whether Production to an Auditor Waives Work Product by Defendant First Solar Incorporated. (Flum, Paul) (Entered: 01/13/2015)

01/13/2015 270 NOTICE re: Plaintiffs' Memo. in Support of Waiver of Privilege and Rule 26(B)(5) Requirements by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme re: 260 Telephone Conference . (Brooks, Luke) (Entered: 01/13/2015)

01/13/2015 271 NOTICE re: The Parties' Proposals for Challenging Withheld and Redacted Documents by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme re: 260 Telephone Conference . (Brooks, Luke) (Entered: 01/13/2015)

01/14/2015 272 MOTION for Admission Pro Hac Vice as to attorney Lonnie A Browne on behalf of British Coal Staff Superannuation Scheme, and Mineworkers' Pension Scheme. (BAS) (Entered: 01/14/2015)

Page 63: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

01/14/2015 PRO HAC VICE FEE PAID. $ 35, receipt number PHX154266 as to Lonnie A Browne. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/14/2015)

01/14/2015 273 ORDER pursuant to General Order 09-08 granting 272 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 01/14/2015)

01/15/2015 274 NOTICE OF ATTORNEY'S CHANGE OF ADDRESS/FIRM NAME by Luke Brooks. (Brooks, Luke) (Entered: 01/15/2015)

01/16/2015 275 MOTION for Admission Pro Hac Vice as to attorney James P Bennett on behalf of First Solar Incorporated. (BAS) (Entered: 01/16/2015)

01/16/2015 PRO HAC VICE FEE PAID. $ 35, receipt number PHX154332 as to James P Bennett. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/16/2015)

01/16/2015 276 ORDER pursuant to General Order 09-08 granting 275 Motion for Admission Pro Hac Vice. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 01/16/2015)

01/23/2015 277 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 01/23/2015)

01/27/2015 278 ORDER. The Court has reviewed the parties' matrix regarding the LPM review documents. Doc. 268. The Court concludes that Defendants should produce the documents at issue in the matrix, which the Court understands to be related to an internal audit of the LPM issue. The Court does not agree that such clearly relevant documents may be withheld simply because they were created after March 31, 2012. Nor does the Court conclude that Plaintiffs unduly delayed their request. Defendants do not dispute that Plaintiffs learned of the documents in December of 2014. Defendants argue that Plaintiffs, through diligence, could have learned these facts much earlier, but the Court cannot conclude that Plaintiffs' failure to find the information in hundreds of thousands of produced pages constitutes undue delay. The Court notes that both sides' argument in this matrix -- particularly Plaintiffs' -- adopted an unnecessary accusatory tone. The parties should drop the tone in future communications with the Court. The Court also notes that Plaintiffs' argument was about twice as long as it needed to be. Repetition does not help with persuasion. Defendants shall produce the documents to Plaintiffs by January 31, 2015. Signed by Judge David G Campbell on 1-27-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 01/27/2015)

01/27/2015 279 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 01/27/2015)

Page 64: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

01/27/2015 280 ORDER. The Court has considered the parties' briefing on the sufficiency of Defendants' privilege logs. Docs. 269, 270. Plaintiffs ask the Court to order Defendants to disclose whether each of the 5,000 documents in the logs was distributed to third parties and the identity of such parties, but cite no authority requiring such information. The Ninth Circuit has endorsed a log that discloses all persons or entities "shown on the document" to have received or sent the document. In re Grand Jury Investigation, 974 F.2d 1068, 1071 (9th Cir. 1992). The Court will not require more. If Defendants have not identified persons or entities shown on the documents to have received or sent the documents, they shall do so. In addition, to the extent available, Defendants should provide Plaintiffs with names of the attorneys and recipients shown on the documents, and dates of the documents, identified in Plaintiffs' Appendix A. Signed by Judge David G Campbell on 1-27-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 01/27/2015)

01/27/2015 281 ORDER. The Court has reviewed the parties' proposals for challenging withheld or redacted documents. Doc. 271. By the close of business on January 28, 2015, Plaintiffs shall identify 20 documents from Defendants' privilege logs to be reviewed by the Court in camera. To the extent known by Plaintiffs, none of the documents should exceed 20 pages in length. By the close of business on February 2, 2015, Defendants shall deliver to the Court (1) complete and unredacted copies of the documents identified by Plaintiffs; (2) copies of the latest produced, redacted versions of the documents; and (3) the corresponding privilege log entries for the documents. The Court will determine the next step in the process after it has reviewed the documents. Signed by Judge David G Campbell on 1-27-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 01/27/2015)

01/27/2015 282 ORDER. The Court has reviewed the parties' briefs regarding waiver by disclosure of documents to outside auditors. Docs. 269, 270. To the extent the attorney-client privilege is at issue, the Ninth Circuit has held that disclosure of privileged documents to outside auditors waives the privilege. See United States v. Ruehle, 583 F.3d 600, 609 (9th Cir. 2009). As the D.C. Circuit has recognized, however, "[w]hile voluntary disclosure waives the attorney-client privilege, it does not necessarily waive work-product protection." United States v. Deloitte LLP, 610 F.3d 129, 139 (D.C. Cir. 2010). The D.C. Circuit further explained: "To the best of our knowledge, no circuit has addressed whether disclosing work product to an independent auditor constitutes waiver. Among the district courts that have addressed this issue, most have found no waiver." Id. (citing cases). The Court has reviewed the cases cited by Plaintiffs, In re Diasonics Sec. Litig., No. C-83-4584-RFP(FW), 1986 WL 53402 (N.D. Cal. June 15, 1986), and Medinol, Ltd. v. Boston Scientific Corp., 214 F.R.D. 113 (S.D.N.Y. 2002). The Court finds the reasoning of the D.C. Circuit in Deloitte to be more persuasive. See 610 F.3d at 139-143; see also S.E.C. v. Berry, No. C07-04431 RMW HRL, 2011 WL 825742, at *6-8 (N.D. Cal. Mar. 7, 2011). The Court accordingly holds that Defendants' work product protection was not waived by disclosures to First Solar's outside auditors. Plaintiffs allude to other deficiencies in Defendants' work product claim, but these were not raised during the January 6, 2015 conference call. The issue raised was whether disclosure to outside auditors waives the attorney-client privilege or work product protection. Doc. 260. Signed by Judge David G Campbell on 1-27-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 01/27/2015)

Page 65: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

01/27/2015 283 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 01/27/2015)

01/28/2015 284 NOTICE re: of Identified Documents for In Camera Review by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme re: 281 Order . (Stewart, Christopher) (Entered: 01/28/2015)

02/02/2015 285 NOTICE re: Regarding Documents for In Camera Review by First Solar Incorporated . (Flum, Paul) (Entered: 02/02/2015)

02/03/2015 286 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 02/03/2015)

02/03/2015 287 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 02/03/2015)

02/05/2015 288 ORDER re: 284 Notice (Other) filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme re discovery. Signed by Judge David G Campbell on 2/5/2015. (DGC, nvo) (Entered: 02/05/2015)

02/05/2015 289 ORDER re Telephonic Discovery Conference set for 2/6/2015 at 10:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Counsel shall coordinate a conference call to include all counsel and the Court. Signed by Judge David G Campbell on 2/5/2015. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 02/05/2015)

02/06/2015 290 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 2/6/2015, Judge David G Campbell hearing judge(s). (Stewart, Christopher) (Entered: 02/06/2015)

02/06/2015 291 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Discovery Conference held on 2/6/2015. Dispositive motions deadline extended to 3/27/2015. (see minute entry for details) (Court Reporter Patricia Lyons.) Hearing held 10:12 AM to 10:53 AM.(TCA) (Entered: 02/06/2015)

02/07/2015 292 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Discovery Conference Proceedings held on 02/06/2015, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/2/2015. Redacted Transcript Deadline set for 3/10/2015. Release of Transcript Restriction set for 5/8/2015. (RAP) (Entered: 02/11/2015)

02/11/2015 293 TRANSCRIPT REQUEST ORDER FORM by First Solar Incorporated for proceedings held on 02/06/2015, Judge David G Campbell, Judge Telephonic Discovery Conference hearing judge(s). (Besirof, Philip) (Entered: 02/11/2015)

02/12/2015 294 TRANSCRIPT REQUEST AMENDED by First Solar Incorporated for proceedings held on 2/6/2015, Judge David G Campbell, Judge Telephonic Discovery Conference Proceedings hearing judge(s). (Besirof, Philip) (Entered: 02/12/2015)

02/13/2015 295 *SEALED Defendants' Ex Parte Memorandum and Supporting Delarations in Response to the Court's Order of February 5, 2015 re: 288 filed by Michael J Ahearn,

Page 66: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Beyers, Maureen) *Modified on 2/13/2015 to Change from Lodged to Filed and Correct Document Link (MAP)*. (Entered: 02/13/2015)

02/17/2015 296 ORDER. Telephonic hearing re upcoming motions for summary judgment set for 2/17/2015 at 03:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Counsel shall notify all parties of record of the call and set up a conference call to include all counsel who wish to participate in the call and the Court. Signed by Judge David G Campbell on 2/17/2015. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 02/17/2015)

02/17/2015 297 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Conference held on 2/17/2015. Motion Hearing set for 6/25/2015 at 02:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. (Court Reporter Patricia Lyons.) Hearing held 3:30 PM to 3:56 PM.(TCA) (Entered: 02/17/2015)

02/18/2015 298 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 2/17/15, Judge David G Campbell hearing judge(s). (Alvarado, Darryl) (Entered: 02/18/2015)

02/18/2015 299 ORDER re: 284 Notice (Other) filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. Signed by Judge David G Campbell on 2/18/2015. (DGC, nvo) (Entered: 02/18/2015)

02/19/2015 300 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Conference Proceedings held on 02/17/2015, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 3/12/2015. Redacted Transcript Deadline set for 3/23/2015. Release of Transcript Restriction set for 5/20/2015. (RAP) (Entered: 02/23/2015)

02/24/2015 301 TRANSCRIPT REQUEST for Telephone Conference by First Solar Incorporated for proceedings held on 2/17/2015, Judge David G Campbell hearing judge(s). (Besirof, Philip) (Entered: 02/24/2015)

03/02/2015 302 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 03/02/2015)

03/13/2015 303 NOTICE of Service of Discovery filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 03/13/2015)

03/16/2015 304 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Besirof, Philip) (Entered: 03/16/2015)

03/26/2015 305 MINUTE ENTRY for proceedings held before Judge David G Campbell: Telephone Discovery Conference held on 3/26/2015.Plaintiffs address defendants non-compliance with Court order doc. 278. Discussion held. Court will review the parties

Page 67: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

matrix at doc. 268, the order at doc. 278 and issue an order. TELEPHONIC APPEARANCES: Daniel Drosman and Luke Brooks for Plaintiffs. Paul Flum for Defendants (Court Reporter Liz Lemke.) Hearing held 2:37 PM to 3:07 PM. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 03/26/2015)

03/26/2015 306 TRANSCRIPT REQUEST ORDER FORM by First Solar Incorporated for proceedings held on 3/26/2015, Judge David G Campbell hearing judge(s). (Besirof, Philip) (Entered: 03/26/2015)

03/26/2015 307 ORDER. Following today's discovery conference call, the Court reread the matrix submitted by the parties at Doc. 268-1 and the Court's order regarding the matrix (Doc. 278). The documents at issue in the matrix included "all documents relating to the internal audit" of the LPM issue (Doc. 268-1 at 2); "all documents" related to the audit "includ[ing] interviews of 'key players'" (id.); "documents relating to interviews" (Doc. 268-1 at 4); "all documents" relating to "interviews of key players" (Doc, 168-1 at 11); and "[d]ocuments reflecting those interviews -- no matter who it was that conducted the interviews and no matter who it was that memorialized them" (id.). In short, there is no question that the matrix sought all documents related to the internal LPM audit and all documents relating to interviews conducted as part of the audit. The Court ordered Defendants, by January 31, 2015, to "produce the documents at issue in the matrix," finding them "clearly relevant." Doc. 278. In response to this order, Defendants should have searched the files of the five members of the audit team whose files were not searched, and should also have searched for all documents relating to audit interviews, no matter who created them. Defendants now contend that lawyer notes of LPM audit interviews were taken for a different purpose than the internal audit. Even if this is true, the notes relate to the audit interviews and were covered by the matrix and the Court's order. Defendants also now contend that such notes are work product, but Defendants do not dispute that they have never claimed work product protection for these notes pursuant to Rule 26(b)(5) and that they did not assert work product or privilege as a basis for withholding documents in the matrix. To the contrary, when Plaintiffs specifically asserted in the matrix that Defendants "do not contend the requested documents are privileged or protected" (Doc. 168-1 at 4), Defendants did not disagree. Although waiver of the work product protection is not lightly to be found, the Court finds it here because (1) documents related to the internal LPM audit are plainly relevant in this case and have been from the beginning, interviews related to the LPM audit are plainly relevant, notes of those interviews are plainly relevant, and yet Defendants have never asserted the work product protection with respect to such notes; (2) the attorney notes of interviews were clearly at issue in the matrix, and yet Defendants did not assert the work product protection in response; (3) Defendants did not assert the work product protection in response to Plaintiffs' express statement that Defendants were not asserting that protection; and (4) Defendants have failed to search for clearly relevant documents related to the LPM audit, discovery has now closed, motions for summary judgment are imminent, and it is simply too late in this case to be asserting work product protection for the first time. As a result, Defendants shall, by April 10, 2015, search for and produce (a) all documents related to the internal LPM audit from the files of the five audit team members discussed during the conference call, and (b) all attorney notes of interviews conducted in connection with the internal LPM audit. By requiring the production of attorney notes of interviews, the Court is not requiring the

Page 68: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

disclosure of attorney "mental impressions, conclusions, opinions, or legal theories... concerning the litigation." Fed. R. Civ. P. 26(b)(3)(B). That information, if any, may be redacted from attorney notes that are produced. Signed by Judge David G Campbell on 3-26-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 03/26/2015)

03/26/2015 308 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 3-26-15, Judge David G Campbell hearing judge(s). (Alvarado, Darryl) (Entered: 03/26/2015)

03/27/2015 309 * MOTION for Partial Summary Judgment Regarding Defendants' First - Sixteenth, and Nineteenth - Twentieth Affirmative Defenses by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Brooks, Luke) * Modified to correct event; attorney noticed on 3/30/2015 (LAD). (Entered: 03/27/2015)

03/27/2015 310 MEMORANDUM in Support of 309 MOTION for Summary Judgment Regarding Defendants' First - Sixteenth, and Nineteenth - Twentieth Affirmative Defenses by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A - Interrogatory Response)(Brooks, Luke) (Entered: 03/27/2015)

03/27/2015 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 312 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Attachment A and Attachment B by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit Attachment B)(Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 313 DECLARATION Declaration Of Michael J. Ahearn In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 314 DECLARATION Declaration Of David Eaglesham In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 315 DECLARATION Declaration Of Robert J. Gillette In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 316 DECLARATION Declaration Of Jens Meyerhoff In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 317 DECLARATION Declaration Of Bruce Sohn In Support Of Defendants Motion For Summary Judgment by Defendants Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

Page 69: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

03/27/2015 318 DECLARATION Declaration Of Mark R. Widmar In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 319 DECLARATION Declaration Of James Zhu In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 320 DECLARATION Declaration Of Chris Bueter In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 321 DECLARATION Declaration Of Adam DAngelo In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 322 DECLARATION Declaration Of Paul Flum In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 323 DECLARATION Declaration Of TK Kallenbach In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 324 DECLARATION Declaration Of Michael Koralewski In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 325 DECLARATION Declaration Of Bryan Schumaker In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 326 DECLARATION Declaration Of Samantha Sloan In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 327 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Appendix of Exhibits, Exhibits 1 through 10 by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibits 1 - 10)(Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 328 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Exhibits 11-20 to Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert

Page 70: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 329 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Exhibits 21 to 25 to Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 330 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Exhibits 26 through 44 to Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 331 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Exhibits 45 through 55 to Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 332 Additional Attachments to Main Document re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Exhibits 56 through 59 to Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 333 Additional Attachments to Main Document re: 310 Memorandum Exhibit 60 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 334 Additional Attachments to Main Document re: 310 Memorandum Exhibits 61 through 66 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 335 Additional Attachments to Main Document re: 310 Memorandum Exhibits 67 through 70 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 336 Additional Attachments to Main Document re: 310 Memorandum Exhibits 71 through 73 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 337 Additional Attachments to Main Document re: 310 Memorandum Exhibits 76 and 78 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 338 Additional Attachments to Main Document re: 310 Memorandum Exhibits 79 through 81 and Exhibit 83 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens

Page 71: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 339 Additional Attachments to Main Document re: 310 Memorandum Exhibit 84 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 340 Additional Attachments to Main Document re: 310 Memorandum Exhibits 86 through 90 to the Appendix of Exhibits by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 341 REQUEST re: Request for Judicial Notice In Support Of Defendants Motion For Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Affidavit Delson Declaration In Support Of Defendants Motion To File Documents Under Seal, # 2 Text of Proposed Order)(Eth, Jordan) (Entered: 03/27/2015)

03/27/2015 343 *FILED at Doc. 402 *SEALED LODGED Proposed Exhibit 64 to the Appendix of Exhibits re: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) *Modified on 8/11/2015 (MAP)*. (Entered: 03/27/2015)

03/27/2015 344 *FILED at Doc. 402 *SEALED LODGED Proposed Exhibit 74 to the Appendix of Exhibits re: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) *Modified on 8/11/2015 (MAP)*. (Entered: 03/27/2015)

03/27/2015 345 *FILED at DOc. 402 *SEALED LODGED Proposed Exhibit 75 to the Appendix of Exhibits re: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) *Modified on 8/11/2015 (MAP)*. (Entered: 03/27/2015)

03/27/2015 346 *FILED at Doc. 402 *SEALED LODGED Proposed Exhibit 77 to the Appendix of Exhibits re: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) *Modified on 8/11/2015 (MAP)*. (Entered: 03/27/2015)

03/27/2015 347 *FILED at Doc. 402 *SEALED LODGED Proposed Exhibit 82 to the Appendix of Exhibits re: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted.

Page 72: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) *Modified on 8/11/2015 (MAP)*. (Entered: 03/27/2015)

03/27/2015 348 *FILED at Doc. 402 *SEALED LODGED Proposed Exhibit 85 to the Appendix of Exhibits re: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Eth, Jordan) *Modified on 8/11/2015 (MAP)*. (Entered: 03/27/2015)

03/27/2015 349 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Telephonic Conference Proceedings held on 03/26/2015, before Judge David G. Campbell. (Court Reporter: Elizabeth A. Lemke). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 4/17/2015. Redacted Transcript Deadline set for 4/27/2015. Release of Transcript Restriction set for 6/25/2015. (RAP) (Entered: 03/30/2015)

03/30/2015 350 TRANSCRIPT REQUEST of Telephonic Conference Proceedings held on 03/26/2015 by First Solar Incorporated for proceedings held on 3/26/2015, Judge David G Campbell hearing judge(s). (Besirof, Philip) *TRANSCRIPT REQUEST CANCELLED PER REQUESTOR ON 30MAR2015 *Modified on 3/30/2015 (RAP). (Entered: 03/30/2015)

04/09/2015 351 * MOTION for Reconsideration re: 307 Defendants Motion for Reconsideration and Objections to Order of March 26, 2015 by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Proposed Order)(Flum, Paul) *Modified to add document number/link on 4/10/2015* (REW). (Entered: 04/09/2015)

04/15/2015 352 ORDER. Defendants have filed a Motion for Reconsideration. Doc. 351. Plaintiffs shall file a response to the motion, not to exceed 8 pages, by April 22, 2015. No reply shall be filed unless requested by the Court. Signed by Judge David G Campbell on 4-15-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 04/15/2015)

04/16/2015 353 MOTION for Extension of Time to Respond to Defendants' Motion for Reconsideration (First Request) by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Alvarado, Darryl) (Entered: 04/16/2015)

04/16/2015 354 ORDER granting 353 Motion for Extension of Time Deadline as to 351 MOTION for Reconsideration re: Order 307 . Response to motion for reconsideration shall be filed on or before 5/6/2015. The parties are advised that the Court will not grant further extension to this deadline absent truly extraordinaray circumstances. Signed by Judge David G Campbell on 4/16/2015.(DGC, nvo) (Entered: 04/16/2015)

04/27/2015 355 RESPONSE to Motion re: 309 MOTION for Partial Summary Judgment Regarding Defendants' First - Sixteenth and Nineteenth - Twentieth Affirmative Defenses Defendants Opposition To Plaintiffs Motion For Partial Summary Judgment

Page 73: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Regarding Defendants First Through Sixteenth, And Nineteenth Through Twentieth Affirmative Defenses filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(White, Anna) (Entered: 04/27/2015)

04/27/2015 356 *DECLARATION Declaration Of Anna Erickson White In Support Of 309 Defendants Opposition To Plaintiffs Motion For Partial Summary Judgment Regarding Defendants First Through Sixteenth, And Nineteenth Through Twentieth Affirmative Defenses. filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 1)(White, Anna)* Modified to add document link on 4/28/2015 (REK). (Entered: 04/27/2015)

04/27/2015 357 MOTION to Seal Document Plaintiffs' Opposition to Defendants' Motion for Summary Judgment, Declaration of D. Paul Regan and Declaration of Bjorn I. Steinholt by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 04/27/2015)

04/27/2015 358 RESPONSE to Motion re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Plaintiffs' Opposition to Defendants' Motion for Summary Judgment [redacted version] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 04/27/2015)

04/27/2015 359 *DECLARATION of Daniel S. Drosman re: 358 Response to 311 Motion for Summary Judgment . filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 69, # 2 Exhibit 71-76, # 3 Exhibit 81, # 4 Exhibit 103, # 5 Exhibit 158, # 6 Exhibit 233, # 7 Exhibit 295)(Drosman, Daniel)* Modified to add document link on 4/28/2015 (REK). (Entered: 04/27/2015)

04/27/2015 360 *DECLARATION of D. Paul Regan re: 358 Response to Motion for Summary Judgment re: 311 . filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) *Modified to correct document link on 4/28/2015 (REK). (Entered: 04/27/2015)

04/27/2015 361 *DECLARATION of Bjorn I. Steinholt, CFA [redacted version] re: 358 Response to Motion for Summary Judgment re: 311 . filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1, # 2 Exhibit 15, # 3 Exhibit 18-29, # 4 Exhibit 30-36, # 5 Exhibit 38-50, # 6 51, # 7 Exhibit 52, # 8 Exhibit 53, # 9 Exhibit 54, # 10 Exhibit 55)(Drosman, Daniel)* Modified to correct document link on 4/28/2015 (REK). (Entered: 04/27/2015)

04/27/2015 362 Additional Attachments to Main Document re: 361 Declaration of Bjorn I. Steinholt, CFA, Part 2 by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 56, # 2 Exhibit 57, # 3 Exhibit 58, # 4 Exhibit 59, # 5 Errata 61-69, # 6 Exhibit 70-79, # 7 Exhibit 80-84)(Drosman, Daniel) (Entered: 04/27/2015)

04/28/2015 372 Additional Attachments to Main Document re: 359 Declaration of Daniel S. Drosman by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 313-339, # 2 Exhibit 340-352, # 3 Exhibit 353-363)(Drosman, Daniel) (Entered: 04/28/2015)

Page 74: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

05/01/2015 363 *SEALED Opposition (Response) to Defendants' Motion for Summary Judgment 311filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/27/2015)

05/01/2015 364 *SEALED Declaration of Daniel S. Drosman Part 1 Re 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1-19, # 2 Exhibit 20, # 3 Exhibit 21-25, # 4 Exhibit 26-28, # 5 Exhibit 29, # 6 Exhibit 30-34, # 7 Exhibit 35-41, # 8 Exhibit 42-51, # 9 Exhibit 52-56, # 10 Exhibit 57-61)(Drosman, Daniel) *Modified on 5/1/2015 from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/27/2015)

05/01/2015 365 *SEALED Declaration of Daniel S. Drosman Part 2 re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 62-68, # 2 Exhibit 70, # 3 Exhibit 77 part 1, # 4 Exhibit 77 part 2, # 5 Exhibit 78-80, # 6 Exhibit 82-87, # 7 Exhibit 88-92, # 8 Exhibit 93-94, # 9 Exhibit 95-97)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/27/2015)

05/01/2015 366 *SEALED Declaration of Daniel S. Drosman Part 3 Re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 98-99, # 2 Exhibit 100-102, # 3 Exhibit 104-105, # 4 Exhibit 106-108, # 5 Exhibit 109 part 1, # 6 Exhibit 109 part 2, # 7 Exhibit 110-112, # 8 Exhibit 113-120, # 9 Exhibit 121-122)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/27/2015)

05/01/2015 367 *SEALED Declaration of Daniel S. Drosman part 4 re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 123, # 2 Exhibit 124-128, # 3 Exhibit 129-133, # 4 Exhibit 134-135, # 5 Exhibit 136, # 6 Exhibit 137, # 7 Exhibit 138-140, # 8 Exhibit 141-143, # 9 Exhibit 144-148)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/27/2015)

05/01/2015 368 *SEALED Declaration of Daniel S. Drosman part 5 re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 149-153, # 2 Exhibit 154-157, # 3 Exhibit 159-161, # 4 Exhibit 162-169, # 5 Exhibit 170-173, # 6 Exhibit 174-179, # 7 Exhibit 180-182, # 8 Exhibit 183-184, # 9 Exhibit 185-186)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to 375 (MAP)*. (Entered: 04/27/2015)

05/01/2015 369 *SEALED Declaration of Daniel S. Drosman part 6 re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 187-193, # 2 Exhibit 194-195, # 3 Exhibit 196-203, # 4 Exhibit 204-207, # 5 Exhibit 208-209, # 6 Exhibit 210-213, # 7 Exhibit 214 part 1, # 8 Exhibit 214 part 2, # 9 Exhibit 215-218)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/27/2015)

Page 75: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

05/01/2015 370 *SEALED Declaration of Daniel S. Drosman part 7 re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 219-222, # 2 223, # 3 224, # 4 225, # 5 226, # 6 227, # 7 228, # 8 229, # 9 230)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/28/2015)

05/01/2015 371 *SEALED Declaration of Daniel S. Drosman part 8 re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 231-232, # 2 234-249, # 3 250-260, # 4 261-280, # 5 281-294, # 6 296-310, # 7 311-312)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/28/2015)

05/01/2015 373 *SEALED Declaration of D. Paul Regan re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/28/2015)

05/01/2015 374 *SEALED Declaration of Bjorn I. Steinholt, CFA re: 363 Plaintiffs' Opposition to Defendants' Motion for Summary Judgment 311 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 2-13, # 2 Exhibit 14, # 3 Exhibit 16-17, # 4 Exhibit 37, # 5 Exhibit 60)(Drosman, Daniel) *Modified on 5/1/2015 to change from lodged to filed pursuant to Order 375 (MAP)*. (Entered: 04/28/2015)

05/01/2015 375 ORDER granting 357 Motion to Seal. See Order for list of documents and further information. Signed by Judge David G Campbell on 4/30/15.(MAP) (Entered: 05/01/2015)

05/06/2015 376 RESPONSE in Opposition re: 351 MOTION for Reconsideration re: Order 307 Plaintiffs' Opposition to Defendants' Motion for Reconsideration and Objections to Order of March 26, 2015 filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 05/06/2015)

05/15/2015 377 ORDER denying 351 Motion for Reconsideration. The Court cannot conclude that its previous decision on waiver of the work product protection with respect to interview notes (Doc. 307) was "manifest error." LRCiv 7.2 (g)(1). In the matrix in question, Plaintiffs specifically sought interview notes, regardless of who created them: "Documents reflecting those interviews -- no matter who it was that conducted the interviews and no matter who it was that memorialized them -- should be produced." Doc. 268-1 at 11. Defendants did not assert the work product protection in response. See Doc. 268-1. The Court cannot conclude that Defendants' boilerplate assertion of that protection months earlier in general objections to Plaintiffs' Rule 34 request (Doc. 351-1 at 5, 16) was sufficient to preserve the protection for the interview notes, particularly when the protection was never asserted with respect to those notes in a Rule 26(b)(5) privilege log. See Burlington N. & Santa Fe Ry. Co. v. U.S. Dist. Court for Dist. of Mont., 408 F.3d 1142, 1149 (9th Cir. 2005). The Court concludes that its reasoning in the prior order (Doc. 307) was not erroneous. Signed by Judge David G Campbell on 5-15-15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 05/15/2015)

05/22/2015 378 REPLY to Response to Motion re: 309 MOTION for Partial Summary Judgment Regarding Defendants' First - Sixteenth and Nineteenth - Twentieth Affirmative

Page 76: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Defenses filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A - Jaffe v. Household Verdict Form, # 2 Exhibit B - Jaffe v. Household Order)(Brooks, Luke) (Entered: 05/22/2015)

05/22/2015 379 REPLY to Response to Motion re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment Defendants Reply Brief in Support of Motion for Summary Judgment Redacted Public Version filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 380 *FILED at Doc. 403 *SEALED LODGED Proposed Defendants Reply Brief in Support of Motion for Summary Judgment Submitted Under Seal re: 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment. Document to be filed by Clerk if 387 Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified to link to Motion to Seal on 5/26/2015 (SCH). *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

05/22/2015 381 Additional Attachments to Main Document re: 379 Reply to Response to Motion, 380Sealed Lodged Proposed Document Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibits 1-4, # 2 Exhibits 5-6, 8-13, 15-21, 24)(Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 382 DECLARATION Rebuttal Declaration of Paul Flum in Support of Defendants Motion for Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 383 DECLARATION Rebuttal Declaration of Adam DAngelo in Support of Defendants Motion for Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 384 DECLARATION Rebuttal Declaration of Michael Koralewski in Support of Defendants Motion for Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 385 DECLARATION Rebuttal Declaration of Bryan Schumaker in Support of Defendants Motion for Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 386 DECLARATION Rebuttal Declaration of Jeff Van Dyke in Support of Defendants Motion for Summary Judgment by Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Declaration of Paul Delson in Support of Defendants Motion to File Documents Under Seal, # 2

Page 77: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

[Proposed] Order Granting Defendants Motion to File Documents Under Seal)(Lobdell, Judson) (Entered: 05/22/2015)

05/22/2015 388 *FILED at Doc. 403]*SEALED LODGED Proposed Exhibit 7 to Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment re: 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

05/22/2015 389 *FILED at Doc. 403 *SEALED LODGED Proposed Exhibit 14 to Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment re: 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

05/22/2015 390 *FILED at Doc. 403 *LODGED Proposed Exhibit 22 to Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment re: 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

05/22/2015 391 *FILED at Doc. 403 *SEALED LODGED Proposed Exhibit 23 to Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment re: 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

05/22/2015 392 *FILED at Doc. 403 *SEALED LODGED Proposed Exhibit 25 to Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment re: 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

05/22/2015 393 *FILED at Doc. 403 *SEALED LODGED Proposed Exhibit 26 to Appendix of Rebuttal Exhibits in Support of Defendants Reply Brief in Support of Motion for Summary Judgment re: 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Lobdell, Judson) *Modified on 8/11/2015 (MAP)*. (Entered: 05/22/2015)

06/08/2015 394 ORDER: DUE TO A CONFLICT IN THE COURT'S CALENDAR, the motion hearing set for 6/25/2015 at 2:00 PM is VACATED and RESET to 7/22/2015 at 2:00 PM in Courtroom603, 401 West Washington Street, Phoenix, AZ 85003 before Judge

Page 78: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

David G Campbell. RE: 342 MOTION to Seal Document Defendants Motion To File Documents Under Seal, 387 MOTION to Seal Document Defendants Motion to File Documents Under Seal, 309 MOTION for Partial Summary Judgment Regarding Defendants' First - Sixteenth and Nineteenth - Twentieth Affirmative Defenses, 311 MOTION for Summary Judgment Defendants Motion For Summary Judgment. This is a FIRM setting. Signed by Judge David G Campbell on 6/8/2015. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 06/08/2015)

07/22/2015 395 MINUTE ENTRY for proceedings held before Judge David G Campbell: Motion Hearing held on 7/22/2015. ORDERED taking under advisement 309 Motion for Partial Summary Judgment; taking under advisement 311 Motion for Summary Judgment; taking under advisement 342 Motion to Seal Document ; taking under advisement 387 Motion to Seal Document. Court will issue an order. APPEARANCES: Daniel Drosman, Darryl Alvarado, and Luke Brooks for Plaintiffs. Jordan Eth, Paul Flum, Maureen Beyers, Judson Lobdell, Anna White for Defendants (Court Reporter Patricia Lyons.) Hearing held 2:00 PM to 4:27 PM. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 07/22/2015)

07/22/2015 396 TRANSCRIPT REQUEST Motion for Summary Judgment Hearing by First Solar Incorporated for proceedings held on 7-22-2015, Judge David G Campbell hearing judge(s). (Besirof, Philip) (Entered: 07/22/2015)

07/23/2015 397 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 7/22/15, Judge David G Campbell hearing judge(s). (Stewart, Christopher) (Entered: 07/23/2015)

07/23/2015 398 TRANSCRIPT REQUEST by David Thorpe for Motion Hearing proceedings held on 07/22/2015, Judge David G Campbell hearing judge(s). (RAP) (Entered: 07/23/2015)

07/23/2015 399 *(AMENDED BY DOC. 400 ) NOTICE OF FILING OF OFFICIAL TRANSCRIPT of Motion Hearing proceedings held on 07/22/2015, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/13/2015. Redacted Transcript Deadline set for 8/24/2015. Release of Transcript Restriction set for 10/21/2015. (RAP) *Modified on 7/27/2015 (RAP). (Entered: 07/27/2015)

07/24/2015 400 NOTICE OF FILING OF OFFICIAL AMENDED TRANSCRIPT of Motion Hearingproceedings held on 07/22/2015, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/14/2015. Redacted Transcript Deadline set for 8/24/2015. Release of Transcript Restriction set for 10/22/2015. (RAP) (Entered: 07/27/2015)

Page 79: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

08/11/2015 401 ORDER granting/denying in part 311 Motion for Summary Judgment. FURTHER ORDERED denying 309 Motion for Summary Judgment, but Defendants' affirmative defenses 1 5, 7, 10 14, and 16 are stricken. FURTHER ORDERED granting 341 Defendants' request for judicial notice. FURTHER ORDERED granting 342 , 387 Motions to Seal. FURTHER ORDERED The Court certifies the loss causation issue discussed above for immediate interlocutory appeal under 28 U.S.C. § 1292(b). See Order for Complete Details. Signed by Judge David G Campbell on 8/10/15. (MAP) (Entered: 08/11/2015)

08/11/2015 402 Sealed Exhibits Re 311 Motion for Summary Judgment filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 74, # 2 Exhibit 75, # 3 Exhibit 77, # 4 Exhibit 82, # 5 Exhibit 85)(MAP) (Entered: 08/11/2015)

08/11/2015 403 SEALED UNREDACTED REPLY & EXHIBITS to Motion re: 311 MOTION for Summary Judgment filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 14, # 2 Exhibit 22, # 3 Exhibit 23, # 4 Exhibit 25, # 5 Exhibit 26)(MAP) (Entered: 08/11/2015)

08/21/2015 404 NOTICE re: Defendants Notice of Filing of Petition for Permission for Interlocutory Appeal Pursuant to 28 U.S.C. § 1292(b) by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu . (Lobdell, Judson) (Entered: 08/21/2015)

10/21/2015 405 MOTION to Transfer Related Case by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order) (Associated Cases: CV-12-00555-PHX-DGC, CV-15-01156-ROS) (Besirof, Philip) (Entered: 10/21/2015)

11/04/2015 406 ORDER granting 405 Motion to Transfer Related Case in case 2:12-cv-00555-DGC; granting 13 Motion to Transfer Related Case in case 2:15-cv-01156-ROS. Case No. CV15-1156 PHX ROS, Maverick Fund, LDC v. First Solar, Inc., is transferred to this Court for further proceedings. All further pleadings/papers should now list the following complete case number: CV-15-1156 PHX DGC. Signed by Judge David G Campbell on 11/3/15. (Associated Cases: 2:12-cv-00555-DGC, 2:15-cv-01156-ROS) (KGM) (Entered: 11/04/2015)

11/18/2015 408 ORDER of USCA, the petition for permission to appeal pursuant to 28 U.S.C. § 1292(b) is granted; within 14 days after the date of this order, petitioner shall perfect the appeal in accordance with Federal Rule of Appellate Procedure 5(d), re: 15-80155, appeal opened as 15-17282. (copies sent by the Ninth Circuit) (REW) (Entered: 11/25/2015)

11/18/2015 409 NOTICE OF INTERLOCUTORY APPEAL to 9th Circuit Court of Appeals re: 401 Order by First Solar Incorporated, Michael J Ahearn, David Eaglesham, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. NOTE: this entry is made for case management purposes only, appeal opened as 15-17282, fee paid on 11/23/15. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (REW) (Entered: 11/25/2015)

11/19/2015 407 *USCA Case Number; Petition for permission to appeal was granted by the Ninth Circuit on 11/18/15, within 14 days after the date of this order, petitioner shall perfect

Page 80: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

the appeal, Ninth Circuit Case Number 15-17282(15-80155) re: 409 Notice of Appeal. (LSP) *Modified to correct case number on 11/19/2015 (LSP). Modified to add link on 11/25/2015 (REW). (Entered: 11/19/2015)

11/23/2015 Appeal to 9th Circuit Court of Appeals Fee Received: $ 505.00 receipt number 0970-12363587. (Beyers, Maureen) (Entered: 11/23/2015)

07/14/2016 410 MOTION to Lift Stay , MOTION to Intervene , MOTION to Unseal Document by Britt Nederhood, Eng Kwang Tan, Clifford Tindall. (Attachments: # 1 Declaration of Francis A. Bottini, Jr., # 2 Exhibits A-F to Bottini Declaration, # 3 Text of Proposed Order)(Bottini, Francis) (Entered: 07/14/2016)

07/29/2016 411 RESPONSE in Opposition re: 410 MOTION to Lift Stay MOTION to Intervene MOTION to Unseal Document DEFENDANTS' OPPOSITION TO DERIVATIVE PLAINTIFFS' MOTION TO INTERVENE AND UNSEAL DOCUMENTS filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (White, Anna) (Entered: 07/29/2016)

08/08/2016 412 REPLY to Response to Motion re: 410 MOTION to Lift Stay MOTION to Intervene MOTION to Unseal Document filed by Britt Nederhood, Eng Kwang Tan, Clifford Tindall. (Attachments: # 1 Text of Amended Proposed Order)(Aguilar, George) (Entered: 08/08/2016)

09/30/2016 413 ORDER: Derivative Plaintiffs' Motion to (1) Lift the Stay for a Limited Purpose; (2) Intervene for a Limited Purpose; and (3) Unseal Court Records (Doc. 410 ) is denied. Signed by Judge David G Campbell on 9/30/2016. (REK) (Entered: 09/30/2016)

10/17/2016 414 *NOTICE OF INTERLOCUTORY APPEAL to 9th Circuit Court of Appeals re: 413 Order on Motion to Lift Stay, Order on Motion to Intervene, Order on Motion to Unseal Document by Eng Kwang Tan, Clifford Tindall, Britt Nederhood. Filing fee received: $ 505.00, receipt number 0970-13510124. (Attachments: # 1 Exhibit List with Exhibits A and B)(Bottini, Francis) *Modified to correct event type on 10/18/2016 (LSP). (Entered: 10/17/2016)

10/27/2016 415 USCA Case Number re: 414 Notice of Interlocutory Appeal. Case number 16-16937, Ninth Circuit. (copies sent by the Ninth Circuit) (REW) (Entered: 10/27/2016)

11/23/2016 416 APPEAL DOCUMENT by Britt Nederhood, Eng Kwang Tan, Clifford Tindall re: 414 Notice of Appeal Notice Regarding Transcripts. (Aguilar, George) (Entered: 11/23/2016)

03/17/2017 417 NOTICE of Attorney Withdrawal MAUREEN BEYERS filed by Joseph Nathaniel Roth. (Roth, Joseph) (Entered: 03/17/2017)

02/14/2018 420 MANDATE of USCA (16-16937) dismissing re: 414 Notice of Appeal filed by Britt Nederhood, Eng Kwang Tan, Clifford Tindall. (Attachments: # 1 Memorandum, # 2 Concurrence, # 3 NDA) (LAD) (Entered: 02/14/2018)

06/25/2018 421 MOTION to Stay Proceedings by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Roth, Joseph) (Entered: 06/25/2018)

06/25/2018 422 * MOTION (APPLICATION) for Substitution of Attorney (Attachments: # 1 Text of Proposed Order)(Roth, Joseph) * Modified to correct event and attorney notified that

Page 81: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

document is not in compliance with LR 83.3(b); attorney noticed to refile on 6/26/2018 (LAD). (Entered: 06/25/2018)

06/25/2018 424 NOTICE TO FILER OF DEFICIENCY re: 422 MOTION (APPLICATION) for Substitution of Counsel filed by David Eaglesham, First Solar Incorporated, James Zhu, Michael J Ahearn, Mark R Widmar, Bruce Sohn, Jens Meyerhoff. Document not in compliance with LRCiv 83.3(b). Incorrect event selected: Notice of Attorney Appearance/Substitution - USA found in the Other Filings, Notices category. Correct event: Motion to Substitute Attorney found in the Motions and Related Filings, Motions category. Please note, the event you selected is for the use of attorneys employed by the United States of America. The attorneys you added will be removed and the attorneys you terminated will be "unterminated" pending ruling by the Court on the corrected/refiled Motion. FOLLOW-UP ACTION REQUIRED: Please refile corrected document. Deficiency must be corrected within one business day of this notice. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (LAD) (Entered: 06/26/2018)

06/26/2018 Remark: Pro hac vice motion granted for Daniel Slifkin on behalf of defendants. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/26/2018)

06/26/2018 423 *MOTION for Hearing or Conference re: Status Conference by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) *Modified to correct event on 6/27/2018 (DXD). (Entered: 06/26/2018)

06/26/2018 Remark: Pro hac vice motion granted for Michael T Reynolds on behalf of defendants. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/26/2018)

06/27/2018 Remark: Pro hac vice motion granted for Karin A DeMasi on behalf of defendants. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/27/2018)

06/27/2018 425 MANDATE of USCA (15-17282) affirming the decision of the district court re: 409 Notice of Interlocutory Appeal filed by David Eaglesham, First Solar Incorporated, Robert J Gillette, Mark R Widmar, Bruce Sohn, Jens Meyerhoff, Michael J Ahearn, James Zhu. (Attachments: # 1 Opinion, # 2 Order, # 3 Order)(LAD) (Entered: 06/27/2018)

06/28/2018 426 RESPONSE to Motion re: 423 MOTION for Hearing or Conference re: Status Conference filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Roth, Joseph) (Entered: 06/28/2018)

06/29/2018 Remark: Pro hac vice motion granted for Hillary B Stakem on behalf of British Coal Staff Superannuation Scheme and Mineworkers' Pension Scheme. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 06/29/2018)

07/02/2018 427 ORDER denying 421 Motion to Stay. The Court concludes that a grant of cert is unlikely. This case has been stayed long enough. Signed by Judge David G Campbell on 7-2-18. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 07/02/2018)

Page 82: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

07/02/2018 428 ORDER granting 423 Motion for Status Hearing. The Court will hold a status conference on August 2, 2018, at 4:00 p.m. The parties shall file a joint report five business days before the hearing that sets forth parties' views on the remaining schedule for this case. Signed by Judge David G Campbell on 7-2-18. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 07/02/2018)

07/03/2018 429 MOTION to Substitute Attorney by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order Granting Motion for Substitution of Counsel)(Slifkin, Daniel) (Entered: 07/03/2018)

07/06/2018 430 ORDER granting 429 Motion to Substitute Attorney. Daniel Slifkin, Michael T. Reynolds and Karin A. DeMasi are substituted as counsel of record for Defendants in place of James P. Bennett, Paul Flum, Jordan Eth, Judson E. Lobdell, Anna Erickson White, Philip T. Besirof, and Mark R.S. Foster. Joseph N. Roth will remain as co-counsel for Defendants. Signed by Judge David G Campbell on 7/6/18. (DXD) (Entered: 07/06/2018)

07/26/2018 431 REPORT Joint Report per Court's July 2, 2018 Order re: 428 by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Alvarado, Darryl) (Entered: 07/26/2018)

08/02/2018 432 MINUTE ENTRY for proceedings held before Judge David G Campbell: Status Conference held on 8/2/2018. Document 431 discussed. Court will allow 40 hours per side for trial. Court will set a 4 week trial beginning on 4/9/2019. APPEARANCES: Luke Brooks, Darryl Alvarado and Daniel Drosman for Plaintiffs. Karin DeMasi, Jospeh Roth, Daniel Slifkin, Lauren Rosenberg and Paul Kaleta for Defendants. Telephone Conference set for 12/7/2018 at 11:00 AM before Judge David G Campbell. Final Pretrial Conference set for 3/22/2019 at 02:00 PM. Jury Trial set for 4/9/2019 at 09:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Court will enter an order setting forth the schedule as discussed on the record. (Court Reporter Patricia Lyons.) Hearing held 4:00 PM to 4:10 PM. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (TCA) (Entered: 08/02/2018)

08/03/2018 433 TRANSCRIPT REQUEST relating to status conference by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 08/02/2018, Judge David G Campbell hearing judge(s). (Stewart, Christopher) (Entered: 08/03/2018)

08/04/2018 434 *(AMENDED TRANSCRIPT FILED AT DOC. 440 ) - NOTICE OF FILING OF OFFICIAL TRANSCRIPT of STATUS CONFERENCE proceedings held on 08/02/2018, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/27/2018. Redacted Transcript Deadline set for 9/4/2018. Release of Transcript Restriction set for 11/2/2018. (RAP) *Modified to reference amended version on 8/7/2018 (RAP). (Entered: 08/06/2018)

Page 83: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

08/07/2018 435 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on August 2, 2018, Judge David G Campbell hearing judge(s). (Slifkin, Daniel) (Entered: 08/07/2018)

08/07/2018 436 NOTICE TO FILER OF DEFICIENCY re: AO435 435 Transcript Request filed by David Eaglesham, First Solar Incorporated, Robert J Gillette, Mark R Widmar, Bruce Sohn, Jens Meyerhoff, Michael J Ahearn, James Zhu. Item 18 - ORDER: (CATEGORY) A box under ORIGINAL + 1 was incorrectly checked. The original has been previously ordered and prepared; REALTIME is no longer available. FOLLOW-UP ACTION REQUIRED: Please refile with the appropriate box checked under the FIRST COPY column. Deficiency must be corrected within one business day of this notice. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (RAP) (Entered: 08/07/2018)

08/07/2018 437 AMENDED TRANSCRIPT REQUEST pursuant to 436 Notice of Deficiency by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on August 2, 2018, Judge David G Campbell hearing judge(s). (Slifkin, Daniel) (Entered: 08/07/2018)

08/07/2018 438 ORDER. Motions in limine due by 2/1/2019; responses to motions in limine due 3/1/2019. Proposed Pretrial Order due by 3/15/2019. Jury Trial set for 4/9/2019 at 09:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. Status Conference set for 12/7/2018 at 11:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell.. Signed by Judge David G Campbell on 8/7/2018. (DGC, nvo) (Entered: 08/07/2018)

08/07/2018 439 ORDER. Final Pretrial Conference set for 3/22/2019 at 02:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Judge David G Campbell. See Order for complete details. Signed by Judge David G Campbell on 8/7/2018. (DGC, nvo) (Entered: 08/07/2018)

08/07/2018 440 NOTICE OF FILING OF OFFICIAL AMENDED TRANSCRIPT of STATUS CONFERENCE proceedings held on 08/02/2018, before Judge David G. Campbell. (Court Reporter: Patricia Lyons). Amended to correct case number on title page. The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 8/28/2018. Redacted Transcript Deadline set for 9/7/2018. Release of Transcript Restriction set for 11/5/2018. (RAP) (Entered: 08/07/2018)

11/08/2018 441 MOTION for Extension of Time of Deadline for Submission of Rebuttal Expert Reports (First Request) by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - 11-6-18 email, # 2 Exhibit 2 - Case Management Order, # 3 Exhibit 3 - 10-26-18 email, # 4 Exhibit 4 - 11-2-18 email, # 5 Text of Proposed Order)(Brooks, Luke) (Entered: 11/08/2018)

11/09/2018 442 ORDER: Telephone Conference set for 11/14/2018 at 10:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell re: 441 MOTION for Extension of Time and current trial schedule.

Page 84: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Counsel for Plaintiffs shall initiate a conference call to include counsel for all parties and the Court. If a dial-in number is to be used, counsel for Plaintiffs shall provide the dial-in number to counsel for all parties and the Court no later than 12:00 noon on 11/13/2018. Signed by Senior Judge David G Campbell on 11/9/2018. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 11/09/2018)

11/12/2018 443 RESPONSE in Opposition re: 441 MOTION for Extension of Time of Deadline for Submission of Rebuttal Expert Reports (First Request) filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Roth, Joseph) (Entered: 11/12/2018)

11/13/2018 444 IT IS ORDERED that due to a emergency conflict in the Court's calendar, the Telephonic Conference presently set for 11/14/2018 at 10:00 AM is RESET AS TO TIME ONLY!! The Telephonic Conference is RESET to 11/14/2018 at 11:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. Ordered by Senior Judge David G Campbell. (DGC, nvo)( This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry.) (Entered: 11/13/2018)

11/14/2018 445 MINUTE ENTRY for proceedings held before Senior Judge David G Campbell: Telephone Conference held on 11/14/2018. ORDERED granting 441 Motion for Extension of Deadline for Submission of Rebuttal Expert Reports. (Court Reporter Patricia Lyons.) Hearing held 1:02 PM to 1:26 PM.(TCA) (Entered: 11/14/2018)

11/19/2018 446 MOTION for Admission Pro Hac Vice as to attorney Ting Liu by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Liu, Ting) (Entered: 11/19/2018)

11/19/2018 Remark: Pro hac vice motion granted for Ting Liu on behalf of plaintiffs British Coal Superannuation Scheme and Mineworkers' Pension Scheme. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 11/19/2018)

11/19/2018 447 ORDER pursuant to General Order 09-08 terminating 446 Motion for Admission Pro Hac Vice **attorney notified to refile pro hac motion in to master case and pay filing fee. Per the Court's Administrative Policies and Procedures Manual, applicant has five (5) days in which to register as a user of the Electronic Filing System. Registration to be accomplished via the court's website at www.azd.uscourts.gov. Counsel is advised that they are limited to two (2) additional e-mail addresses in their District of Arizona User Account. (BAS) (This is a TEXT ENTRY ONLY. There is no.pdf document associated with this entry.) (Entered: 11/19/2018)

11/20/2018 448 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on 11/14/18, Judge David G Campbell hearing judge(s). (Roth, Joseph) (Entered: 11/20/2018)

11/20/2018 449 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 11-14-18, Judge David G Campbell hearing judge(s). (Brooks, Luke) (Entered: 11/20/2018)

11/20/2018 450 NOTICE TO FILER OF DEFICIENCY re: AO435 449 Transcript Request filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. Item 18 - ORDER: E-mail address not provided where e-mail copy should be sent. FOLLOW-

Page 85: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

UP ACTION REQUIRED: Please refile and provide an email address for delivery. Deficiency must be corrected within one business day of this notice. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (RAP) (Entered: 11/20/2018)

11/20/2018 451 AMENDED TRANSCRIPT REQUEST pursuant to 450 Notice of Deficiency by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 11-14-18, Judge David G Campbell hearing judge(s). (Brooks, Luke) (Entered: 11/20/2018)

12/17/2018 Remark: Pro hac vice motion granted for Rebecca J Schindel on behalf of defendants First Solar Incorporated, Michael J Ahearn, David Eaglesham, Jens Meyerhoff, Bruce Sohn, Mark Widmar and James Zhur. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 12/17/2018)

12/19/2018 Remark: Pro hac vice motion granted for Lauren M Rosenberg on behalf of defendants. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 12/19/2018)

01/07/2019 452 ORDER. Telephonic Discovery Hearing set for 1/7/2019 at 03:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. Counsel for Defendant First Solar shall initiate a conference call to include counsel for all parties and the Court. If a dial-in number is to be used, counsel for Defendant First Solar shall provide the dial-in information to counsel for all parties and the Court no later than 2:00 PM on 1/7/2019. Signed by Senior Judge David G Campbell on 1/7/2019. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 01/07/2019)

01/07/2019 Remark: Pro hac vice motion granted for Robert Gianchetti on behalf of defendants First Solar Incorporated, Bruce Sohn, David Eaglesham, James Zhu, Jens Meyerhoff, Mark R Widmar, Michael Ahearn, and Robert J Gillette. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/07/2019)

01/07/2019 453 MINUTE ENTRY for proceedings held before Senior Judge David G Campbell: Discovery Hearing held on 1/7/2019. Discussion held regarding the January 25 expert deposition deadline and whether Defendants may depose a Plaintiffs' rebuttal expert witness after that date. Parties also wish to conduct one other deposition on February 1, 2019. The Court agrees that these two depositions can occur before February 15, 2019. (Court Reporter Candy Potter.) Hearing held 3:47 PM to 3:56 PM.(CLB) (Entered: 01/08/2019)

01/18/2019 Remark: Pro hac vice motion granted for Morgan Cohen on behalf of defendants First Solar Incorporated, Bruce Sohn, David Eaglesham, James Zhu, Jens Meyerhoff, Mark Widmar, Michael Ahearn, and Robert J Gillette. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/18/2019)

01/30/2019 Remark: Pro hac vice motion granted for Antony Ryan on behalf of defendants First Solar Incorporated, Bruce Sohn, David Eaglesham, James Zhu, Jens Meyerhoff, Mark R Widmar, Michael J Ahearn and Robert J Gillette. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 01/30/2019)

Page 86: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

04/03/2019 454 ORDER. The parties shall jointly submit a status report to the Court on or before 4/30/2019 regarding the status of this case. The parties shall thereafter submit a joint status report to the Court every 90 days until the Supreme Court issues a ruling on this case. Signed by Senior Judge David G Campbell on 4/3/2019. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 04/03/2019)

04/30/2019 455 *NOTICE of Attorney Withdrawal filed by Joseph Nathaniel Roth terminating Robert Gianchetti. (Roth, Joseph) *Modified to correct event on 5/1/2019 (RMV). (Entered: 04/30/2019)

04/30/2019 456 STATUS REPORT Joint Status Report by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 04/30/2019)

06/24/2019 457 STATUS REPORT Joint Status Report by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 06/24/2019)

06/26/2019 458 ORDER re: 457 Report - Status filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. The Court has set a Status Conference set for 7/2/2019 at 03:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. Counsel for Plaintiff shall initiate a conference call to include counsel for all parties and the Court. If a dial-in number is to be used, counsel for Plaintiff shall provide the dial-in information to counsel for all parties and the Court no later than 12:00 noon on 7/1/2019. Signed by Senior Judge David G Campbell on 6/26/2019. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 06/26/2019)

07/02/2019 459 MINUTE ENTRY for proceedings held before Senior Judge David G Campbell: Status Conference held on 7/2/2019. Final Pretrial Conference set for 11/1/2019 at 10:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. See attachment for details. (Court Reporter Patricia Lyons.) Hearing held 3:30 PM to 3:50 PM.(CLB) (Entered: 07/03/2019)

07/05/2019 460 *Joint Proposed Schedule on behalf of all Parties by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu ("Joint Proposed Schedule"). (Rosenberg, Lauren) *Modified text on 7/8/2019 (SLQ). (Entered: 07/05/2019)

07/05/2019 461 *NOTICE of Filing Joint Proposed Order for Parties' Joint Proposed Schedule by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu re: 460 Notice (Other) (Rosenberg, Lauren) *Modified to correct event; attorney noticed on 7/8/2019 (SLQ). (Entered: 07/05/2019)

07/09/2019 462 AMENDED SCHEDULING ORDER: Jury trial in this matter is set for 1/7-10/2020, 1/14-17/2020, 1/21-24/2020, and 1/29-31/2020 at 9:00 a.m. in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. Motions in limine due by 10/25/2019, responses to motions in limine due 11/22/2019, no replies to motions in limine permitted. Daubert motions due 10/25/2019, responses to Daubert motions due 11/22/2019, replies to Daubert motions due 12/6/2019. Proposed Pretrial Order due by 12/13/2019. Final Pretrial Conference set for 12/18/2019 at 10:00 AM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. Proposed jury questionnaire due

Page 87: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/11/2019. Signed by Senior Judge David G Campbell on 7/9/2019. (DGC, nvo) (Entered: 07/09/2019)

07/10/2019 463 ORDER SETTING TRIAL re: 462 Order, Set/Reset Deadlines/Hearings. Signed by Senior Judge David G Campbell on 7/10/2019. (DGC, nvo) (Entered: 07/10/2019)

07/19/2019 Remark: Pro hac vice motion granted for J Marco Janoski Gray on behalf of British Coal Staff Superannuation Scheme & Minworkers' Pension Scheme This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 07/19/2019)

09/16/2019 464 NOTICE of Service of Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Roth, Joseph) (Entered: 09/16/2019)

09/16/2019 Remark: Pro hac vice motion(s) granted for Jessica Tally Shinnefield on behalf of Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 09/16/2019)

10/11/2019 465 NOTICE re: Filing by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu re: 462 Order, Set/Reset Deadlines/Hearings . (Attachments: # 1 Exhibit Joint Proposed Jury Questionnaire)(Roth, Joseph) (Entered: 10/11/2019)

10/18/2019 466 MOTION to Compel Expert Materials by Maverick Funds. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Thorpe, David) (Entered: 10/18/2019)

10/22/2019 467 ORDER re final jury questionnaire. Signed by Senior Judge David G Campbell on 10/22/2019. (DGC, nvo) (Entered: 10/22/2019)

10/25/2019 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 469 SEALED LODGED Proposed Plaintiffs' Motion to Exclude Testimony of Expert Witness Allan W. Kleidon, Ph.D. re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Kleidon Report, # 2 Exhibit 2 - Kleidon depo tr., # 3 Exhibit 4 - Feinstein Rebuttal Report, # 4 Exhibit 5 - Feinstein Report)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 470 SEALED LODGED Proposed Plaintiffs' Motion to Exclude Jennifer Marietta-Westbergs Testimony Regarding First Solar, Inc.'s Risk Warnings re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Marietta-Westberg Report, # 2 Exhibit 2 - Marietta-Westberg Depo Tr., # 3 Exhibit 3 - Davisson Rebuttal report)(Alvarado, Darryl) (Entered: 10/25/2019)

10/25/2019 471 SEALED LODGED Proposed Plaintiffs' Motion to Exclude the Expert Report and Testimony of Dan Reicher re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers'

Page 88: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Pension Scheme. (Attachments: # 1 Exhibit 1 - Reicher Report, # 2 Exhibit 2 - Reicher Depo. Tr.)(Stewart, Christopher) (Entered: 10/25/2019)

10/25/2019 472 SEALED LODGED Proposed Plaintiffs' Motion to Exclude the Expert Opinions of Varun Sivaram, Ph.D. re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Sivaram Report, # 2 Exhibit 2 - Davisson Report, # 3 Exhibit 3 - Davisson Depo. Tr.)(Stakem, Hillary) (Entered: 10/25/2019)

10/25/2019 473 SEALED LODGED Proposed Exhibits 6, 9, 11-12 and 15 to the Declaration of Daniel S. Drosman re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 6 - Feinstein Depo. Tr., # 2 Exhibit 9 - Guay Report, # 3 Exhibit 11 - Holder Report part 1, # 4 Exhibit 11 - Holder Report part 2, # 5 Exhibit 12 - Huber Report, # 6 Exhibit 15 - Henderson Depo. Tr.)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 474 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 4: to Preclude Defendants from Arguing or Introducing at Trial Evidence or Testimony that They Received, Considered, or Relied on the Advice or Involvement of Counsel re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 475 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 5: to Preclude Evidence, Questioning or Argument Concerning Plaintiffs' Experts' Compensation re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 476 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 7: to Exclude Evidence Concerning First Solar, Inc.s Purported Belief that Its Warranty Obligations Were Impacted by a 5% Measurement Tolerance re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 477 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 9: to Prohibit Defendants from Introducing Evidence of, or Opinions or Argument Relating to, Events that Post-Date the Class Period re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 478 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 11: to Preclude Evidence, Argument or Testimony Regarding a Post-Class Period Memorandum Prepared by its Independent Auditor, PricewaterhouseCoopers, LLP re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by

Page 89: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 479 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 12: to Preclude Defendants from Offering Evidence, Argument or Opinions Related to Chinas Participation or Involvement in the Solar Energy Industry re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 480 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 13: to Preclude Evidence or Argument that First Solar Had Not Developed a Correlation Between STBi and Field Power Loss Prior to April 1, 2008 re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 481 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 14: to Exclude Defendants Cumulative Accounting Expert Testimony re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 482 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 15: to Preclude Evidence of or Reference to Aggregate Damages to the Class re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 483 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 18: to Preclude Defendants from Presenting Evidence or Argument Regarding the Social, Economic, or Environmental Value of Solar Energy re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 484 SEALED LODGED Proposed Plaintiffs' Motion in Limine No. 20: to Exclude Evidence and Argument as to the Sociopolitical Views and/or Personal Lives of Plaintiffs Expert Witnesses re: 468 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 485 MOTION Plaintiffs Motion to Exclude Testimony of Expert Witness Allan W. Kleidon, Ph.D [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Affidavit Declaration of Luke O. Brooks, # 2 Exhibit 1 - Kleidon Report [filed under seal], # 3 Exhibit 2 - Kleidon Depo. Tr. [filed under seal], # 4 Exhibit 3 - News article, # 5 Exhibit 4 - Feinstein Rebuttal Report [filed under seal], # 6 Exhibit 5 - Feinstein Report [filed under seal],

Page 90: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

# 7 Exhibit 6 - academic article, # 8 Exhibit 7 - Household hearing tr. excerpt, # 9 Text of Proposed Order)(Brooks, Luke) (Entered: 10/25/2019)

10/25/2019 486 MOTION Plaintiffs' Motion to Exclude Jennifer Marietta-Westbergs Testimony Regarding First Solar, Inc.s Risk Warnings [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Affidavit Declaration of Darryl J. Alvarado, # 2 Exhibit 2 - Marietta-Westberg Report [filed under seal], # 3 Exhibit 2 - Marietta-Westberg Depo. Tr. [filed under seal], # 4 Exhibit 3 - Davisson Rebuttal Report [filed under seal], # 5 Text of Proposed Order)(Alvarado, Darryl) (Entered: 10/25/2019)

10/25/2019 487 MOTION Plaintiffs' Motion to Exclude the Expert Report and Testimony of Dan Reicher [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Affidavit Declaration of Christopher D. Stewart, # 2 Exhibit 1 - Reicher Report [filed under seal]], # 3 Exhibit 2 - Reicher Depo Tr. [filed under seal], # 4 Exhibit 3 - article, # 5 Text of Proposed Order)(Stewart, Christopher) (Entered: 10/25/2019)

10/25/2019 488 MOTION Plaintiffs' Motion to Exclude the Expert Opinions of Varun Sivaram, Ph.D [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Affidavit Declaration of Hillary B. Stakem, # 2 Exhibit 1 - Sivaram Report [filed under seal], # 3 Exhibit 2 - Davisson Report [filed under seal], # 4 Exhibit 3 - Davisson Depo. Tr. [filed under seal], # 5 Text of Proposed Order)(Stakem, Hillary) (Entered: 10/25/2019)

10/25/2019 489 DECLARATION of Daniel S. Drosman in Support of Plaintiffs' Motions in Limine Nos. 1-20 by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - combined privilege logs, # 2 Exhibit 2 - Privilege log 12-15-14, # 3 Exhibit 3 - Meyerhoff Depo. Tr. excerpt, # 4 Exhibit 4 - Sohn Depo. Tr. excerpt, # 5 Exhibit 5 - Zhu Depo. Tr. excerpt, # 6 Exhibit 6 - Feinstein Depo. Tr. [filed under seal], # 7 Exhibit 7- Plaintiffs' 1st RFP, # 8 Exhibit 8 - Privilege Log 1-31-15, # 9 Exhibit 9 - Guay Report [filed under seal])(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 490 Additional Attachments to Main Document re: 489 Declaration of Daniel S. Drosman in Support of Plaintiffs' Motions in Limine [part 2] by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 10 - Response to RFP, # 2 Exhibit 11 - Holder Report [filed under seal]], # 3 Exhibit 12 - Huber Report [filed under seal], # 4 Exhibit 13 - Household hearing tr. excerpt, # 5 Exhibit 14 - Henderson article, # 6 Exhibit 15- Henderson Depo. Tr. [filed under seal])(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 491 MOTION in Limine re: Plaintiffs' Motion in Limine No. 1: to Establish Witness Procedures by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 492 MOTION in Limine re: Plaintiffs' Motion in Limine No. 2: to Preclude Evidence and Argument Related to: (1) an Intervening or Superseding Acts of Third Parties Defense and (2) a Reliance on Others Defense by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

Page 91: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/25/2019 493 MOTION in Limine re: Plaintiffs' Motion in Limine No. 3: to Preclude Evidence and Argument Related to: (1) a Truth on the Market Defense and (2) a Safe Harbor or Bespeaks Caution Defense by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 494 MOTION in Limine re: Plaintiffs' Motion in Limine No. 4: to Preclude Defendants from Arguing or Introducing at Trial Evidence or Testimony that They Received, Considered, or Relied on the Advice or Involvement of Counsel [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 495 MOTION in Limine re: Plaintiffs' Motion in Limine No. 5: to Preclude Evidence, Questioning or Argument Concerning Plaintiffs Experts Compensation [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 496 MOTION in Limine re: Plaintiffs' Motion in Limine No. 6: to Preclude Testimony of Witness Not Disclosed During Discovery by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 497 MOTION in Limine re: Plaintiffs' Motion in Limine No. 7: to Exclude Evidence Concerning First Solar, Inc.s Purported Belief that Its Warranty Obligations Were Impacted by a 5% Measurement Tolerance [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 498 MOTION in Limine re: Plaintiffs' Motion in Limine No. 8: to Preclude Evidence and Argument Regarding the Lack of a Financial Restatement or Government Investigation by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 499 MOTION in Limine re: Plaintiffs' Motion in Limine No. 9: to Prohibit Defendants from Introducing Evidence of, or Opinions or Argument Relating to, Events that Post-Date the Class Period [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 500 MOTION in Limine re: Plaintiffs' Motion in Limine No. 10: to Preclude Fact Witnesses from Offering Impermissible Opinion Testimony by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 501 MOTION in Limine re: Plaintiffs' Motion in Limine No. 11: to Preclude Evidence, Argument or Testimony Regarding a Post-Class Period Memorandum Prepared by its Independent Auditor, PricewaterhouseCoopers, LLP [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 502 MOTION in Limine re: Plaintiffs' Motion in Limine No. 12: to Preclude Defendants from Offering Evidence, Argument or Opinions Related to Chinas Participation or Involvement in the Solar Energy Industry [redacted version] by British Coal Staff

Page 92: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 503 MOTION in Limine re: Plaintiffs' Motion in Limine No. 13: to Preclude Evidence or Argument that First Solar Had Not Developed a Correlation Between STBi and Field Power Loss Prior to April 1, 2008 [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 504 MOTION in Limine re: Plaintiffs' Motion in Limine No. 14: to Exclude Defendants Cumulative Accounting Expert Testimony [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 505 MOTION in Limine re: Plaintiffs' Motion in Limine No. 15: to Preclude Evidence of or Reference to Aggregate Damages to the Class [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 506 MOTION in Limine re: Plaintiffs' Motion in Limine No. 16: to Preclude Defendants from Calling Plaintiffs or Introducing Class Members Trading Records and Related Information at Trial by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 507 MOTION in Limine re: Plaintiffs' Motion in Limine No. 17: to Exclude Evidence, Questioning or Argument Relating to Defendants' Good Acts by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 508 MOTION in Limine re: Plaintiffs' Motion in Limine No. 18: to Preclude Defendants from Presenting Evidence or Argument Regarding the Social, Economic, or Environmental Value of Solar Energy [redacted version] by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 509 MOTION in Limine re: Plaintiffs' Motion in Limine No. 19: to Exclude Evidence or Commentary Disparaging Plaintiffs Counsel, Class Action Lawsuits, Contingency Fee Arrangements or Perceived Motivations Behind This litigation by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 510 MOTION in Limine re: Plaintiffs' Motion in Limine No. 20: to Exclude Evidence and Argument as to the Sociopolitical Views and/or Personal Lives of Plaintiffs Expert Witnesses [redacted version] by Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 10/25/2019)

10/25/2019 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal") by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 512 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 1 CONCERNING ALLEGED COST-PER-WATT MANIPULATION re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal").

Page 93: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 513 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 1 CONCERNING ALLEGED COST-PER-WATT MANIPULATION by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 514 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 2 CONCERNING DISMISSED CLAIMS ABOUT ROBERT GILLETTES DEPARTURE re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit F, # 6 Exhibit G)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 515 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 2 CONCERNING DISMISSED CLAIMS ABOUT ROBERT GILLETTES DEPARTURE by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 516 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 3 TO PRECLUDE COLLECTIVE REFERENCES TO ALL DEFENDANTS FOR ALL ALLEGATIONS re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 517 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 3 TO PRECLUDE COLLECTIVE REFERENCES TO ALL DEFENDANTS FOR ALL ALLEGATIONS by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 518 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 4 TO LIMIT EVIDENCE OF STOCK PRICE DECLINES ON DATES OTHER THAN THE FIVE CORRECTIVE DISCLOSURES THAT SURVIVED SUMMARY JUDGMENT re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Slifkin, Daniel) (Entered: 10/25/2019)

Page 94: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/25/2019 519 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 4 TO LIMIT EVIDENCE OF STOCK PRICE DECLINES ON DATES OTHER THAN THE FIVE CORRECTIVE DISCLOSURES THAT SURVIVED SUMMARY JUDGMENT by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 520 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 5 TO PRECLUDE PLAINTIFFS EXPERTS FROM USING EXHIBITS, INCLUDING DEMONSTRATIVE EXHIBITS, NOT CONTAINED IN THEIR EXPERT DISCLOSURES by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 521 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 6 CONCERNING MISSTATEMENTS ADDED BY PLAINTIFFS AFTER SUMMARY JUDGMENT re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit C)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 522 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 6 CONCERNING MISSTATEMENTS ADDED BY PLAINTIFFS AFTER SUMMARY JUDGMENT by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 523 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 7 TO PRECLUDE REFERENCES TO "INSIDER TRADING" OR SUBSTANTIALLY SIMILAR PHRASES re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 524 SEALED LODGED Proposed Defendants' Motion to Exclude Expert Testimony of Howard M. Branz re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Text of Proposed Order)(DeMasi, Karin) (Entered: 10/25/2019)

10/25/2019 525 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 7 TO PRECLUDE REFERENCES TO "INSIDER TRADING" OR SUBSTANTIALLY SIMILAR PHRASES by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

Page 95: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/25/2019 526 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 8 TO PRECLUDE REFERENCES TO HEAT DEGRADATION AS A "DEFECT" re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit C, # 3 Exhibit D)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 527 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 8 TO PRECLUDE REFERENCES TO HEAT DEGRADATION AS A "DEFECT" by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 528 SEALED LODGED Proposed Defendants' Motion to Exclude Expert Testimony of Valerie Davisson re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Text of Proposed Order)(DeMasi, Karin) (Entered: 10/25/2019)

10/25/2019 529 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 9 TO PRECLUDE REFERENCES TO STOCK SALE PROCEEDS AS "PROFITS" re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 530 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 9 TO PRECLUDE REFERENCES TO STOCK SALE PROCEEDS AS "PROFITS" by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 531 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 10 CONCERNING OTHER CORPORATE WRONGDOING by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 532 SEALED LODGED Proposed Defendants' Motion to Exclude Expert Testimony of M. Todd Henderson re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Text of Proposed Order)(DeMasi, Karin) (Entered: 10/25/2019)

10/25/2019 533 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 11 TO LIMIT EVIDENCE OF DEFENDANTS' STOCK SALES UNDER 10b5-1 TRADING PLANS re: 511 MOTION to Seal Document ("Defendants' Motion to File

Page 96: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 534 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 11 TO LIMIT EVIDENCE OF DEFENDANTS' STOCK SALES UNDER 10b5-1 TRADING PLANS by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 535 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 12 TO PRECLUDE EVIDENCE ABOUT THE UNRELATED SEC REG FD INVESTIGATION re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit E)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 536 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 12 TO PRECLUDE EVIDENCE ABOUT THE UNRELATED SEC REG FD INVESTIGATION by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 537 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 13 CONCERNING FORMER EMPLOYEE WITNESSES DEPARTURES FROM FIRST SOLAR by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 538 SEALED LODGED Proposed Defendants' Motion to Exclude Expert Testimony of D. Paul Regan re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Text of Proposed Order)(DeMasi, Karin) (Entered: 10/25/2019)

10/25/2019 539 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 14 TO EXCLUDE EVIDENCE OF INDIVIDUAL DEFENDANTS' PERSONAL WEALTH by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 540 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 15 TO EXCLUDE FEBRUARY 28, 2012 CNBC VIDEO CLIP by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

Page 97: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

10/25/2019 541 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 16 TO PRECLUDE REFERENCES TO FIRST SOLAR MODULES AS "TOXIC" OR "CARCINOGENIC" by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 542 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 17 TO PRECLUDE REFERENCES TO OTHER PRIVATE ACTIONS by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 543 SEALED LODGED Proposed DEFENDANTS' MOTION IN LIMINE NO. 18 TO PRECLUDE REFERENCES TO DEFENDANTS' INTERLOCUTORY APPEAL re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 544 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 18 TO PRECLUDE REFERENCES TO DEFENDANTS' INTERLOCUTORY APPEAL by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Text of Proposed Order)(Slifkin, Daniel) (Entered: 10/25/2019)

10/25/2019 545 SEALED LODGED Proposed Defendants' Motion to Exclude Expert Testimony of Steven P. Feinstein re: 511 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Text of Proposed Order)(DeMasi, Karin) (Entered: 10/25/2019)

11/01/2019 546 RESPONSE in Opposition re: 466 MOTION to Compel Expert Materials filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stakem, Hillary) (Entered: 11/01/2019)

11/05/2019 547 ORDER denying 491 Motion in Limine re Witness Procedures. This is an unnecessary motion. The parties should confer and reach agreement on such trial management issues. If they cannot agree, they can raise these matters at the final pretrial conference. Signed by Senior Judge David G Campbell on 11-5-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 11/05/2019)

11/05/2019 548 ORDER denying 500 Motion in Limine to Preclude Fact Witnesses from Expressing Expert Opinions. This is an unnecessary motion -- an attempt to "pre-try" the case. Counsel can object during trial. The Court understands Rules 26, 701, and 701 and is capable of ruling on objections during trial. Signed by Senior Judge David G Campbell on 11-5-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 11/05/2019)

Page 98: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

11/07/2019 549 REPLY to Response to Motion re: 466 MOTION to Compel Expert Materials filed by Maverick Funds. (Thorpe, David) (Entered: 11/07/2019)

11/13/2019 550 MOTION for Entry of a Set-Aside Order by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Stakem, Hillary) (Entered: 11/13/2019)

11/22/2019 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 552 SEALED LODGED Proposed Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of Steven P. Feinstein [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Brooks, Luke) (Entered: 11/22/2019)

11/22/2019 553 SEALED LODGED Proposed Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of D. Paul Regan [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 11/22/2019)

11/22/2019 554 SEALED LODGED Proposed Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of Howard M. Branz [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 555 SEALED LODGED Proposed Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of Valerie Davisson [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Shinnefield, Jessica) (Entered: 11/22/2019)

11/22/2019 556 SEALED LODGED Proposed Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of M. Todd Henderson [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stakem, Hillary) (Entered: 11/22/2019)

11/22/2019 557 SEALED LODGED Proposed Exs. 1-3 to theDeclaration of Darryl J. Alvarado in Support of Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of D. Paul Regan [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Regan Expert Report, # 2 Exhibit 2 - Regan Rebuttal Report, # 3 Exhibit 3 - Regan Depo. Tr. excerpt)(Alvarado, Darryl) (Entered: 11/22/2019)

Page 99: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

11/22/2019 558 SEALED LODGED Proposed Ex. 1 to the Declaration of Daniel S. Drosman in Support of Plaintiffs' Opposition to Defendants' Motion to Exclude Expert Testimony of Howard M. Branz [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Koralewski depo. tr. excerpt)(Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 559 SEALED LODGED Proposed Exs. 2-8, 10-11 to the Declaration of Daniel S. Drosman in Support of Plaintiffs' Oppositions to Defendants' Motions in Limine [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 2 - Guay depo tr. excerpt, # 2 Exhibit 3 - PWC0148447, # 3 Exhibit 4 - FSLR00101312, # 4 Exhibit 5 - FSLR01464360, # 5 Exhibit 6 - Polizzotto depo tr. excerpt, # 6 Exhibit 7 - Ahearn depo. tr. excerpt, # 7 Exhibit 8 - Amonett depo tr. excerpt, # 8 Exhibit 10 - DIRS00003055, # 9 Exhibit 11- FSLR02179054)(Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 560 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 1 Concerning Alleged Cost-Per-Watt Manipulation [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 561 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 2 Concerning Dismissed Claims About Robert Gillettes Departure [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 562 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 4 To Limit Evidence Of Stock Price Declines On Dates Other Than The Five Corrective Disclosures That Survived Summary Judgment [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 563 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 7 To Preclude References To Insider Trading Or Substantially Similar Phrases [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 564 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 8 To Preclude References To Heat Degradation As A Defect [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed

Page 100: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 565 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 10 Concerning Other Corporate Wrongdoing [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 566 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 11 To Limit Evidence Of Defendants Stock Sales Under 10b5-1 Trading Plans [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 567 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 12 To Preclude Evidence About The Unrelated SEC Reg FD Investigation [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 568 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 13 Concerning Former Employee Witnesses Departures From First Solar [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 569 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 16 To Preclude References To First Solar Modules As Toxic Or Carcinogenic [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 570 SEALED LODGED Proposed Plaintiffs' Opposition To Defendants' Motion In Limine No. 18 To Preclude References To Defendants Interlocutory Appeal [filed under seal] re: 551 MOTION to Seal Document Plaintiffs' Omnibus Motion to File Under Seal. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 571 RESPONSE in Opposition re: 513 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 1 CONCERNING ALLEGED COST-PER-WATT MANIPULATION Plaintiffs' Opposition To Defendants' Motion In Limine No. 1 Concerning Alleged Cost-Per-Watt Manipulation [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 572 RESPONSE in Opposition re: 515 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 2 CONCERNING DISMISSED CLAIMS ABOUT

Page 101: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

ROBERT GILLETTES DEPARTURE Plaintiffs' Opposition To Defendants' Motion In Limine No. 2 Concerning Dismissed Claims About Robert Gillettes Departure [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 573 RESPONSE in Opposition re: 517 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 3 TO PRECLUDE COLLECTIVE REFERENCES TO ALL DEFENDANTS FOR ALL ALLEGATIONS Plaintiffs' Opposition To Defendants' Motion In Limine No. 3 To Preclude Collective References To All Defendants For All Allegations filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 574 RESPONSE in Opposition re: 519 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 4 TO LIMIT EVIDENCE OF STOCK PRICE DECLINES ON DATES OTHER THAN THE FIVE CORRECTIVE DISCLOSURES THAT SURVIVED SUMMARY JUDGMENT Plaintiffs' Opposition To Defendants' Motion In Limine No. 4 To Limit Evidence Of Stock Price Declines On Dates Other Than The Five Corrective Disclosures That Survived Summary Judgment [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 575 RESPONSE in Opposition re: 520 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 5 TO PRECLUDE PLAINTIFFS EXPERTS FROM USING EXHIBITS, INCLUDING DEMONSTRATIVE EXHIBITS, NOT CONTAINED IN THEIR EXPERT DISCLOSURES Plaintiffs' Opposition To Defendants' Motion In Limine No. 5 To Preclude Plaintiffs Experts From Using Exhibits, Including Demonstrative Exhibits, Not Contained In Their Expert Disclosures filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 576 RESPONSE in Opposition re: 522 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 6 CONCERNING MISSTATEMENTS ADDED BY PLAINTIFFS AFTER SUMMARY JUDGMENT Plaintiffs' Opposition To Defendants' Motion In Limine No. 6 Concerning Misstatements Added By Plaintiffs After Summary Judgment filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 577 RESPONSE in Opposition re: 525 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 7 TO PRECLUDE REFERENCES TO "INSIDER TRADING" OR SUBSTANTIALLY SIMILAR PHRASES Plaintiffs' Opposition To Defendants' Motion In Limine No. 7 To Preclude References To Insider Trading Or Substantially Similar Phrases [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 578 RESPONSE in Opposition re: 527 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 8 TO PRECLUDE REFERENCES TO HEAT DEGRADATION AS A "DEFECT" Plaintiffs' Opposition To Defendants' Motion In Limine No. 8 To Preclude References To Heat Degradation As A "Defect" [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 579 RESPONSE in Opposition re: 530 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 9 TO PRECLUDE REFERENCES TO STOCK SALE PROCEEDS AS "PROFITS" Plaintiffs' Opposition To Defendants' Motion In Limine

Page 102: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

No. 9 To Preclude References To Stock Sale Proceeds As "Profits" filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 580 RESPONSE in Opposition re: 531 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 10 CONCERNING OTHER CORPORATE WRONGDOING Plaintiffs' Opposition To Defendants' Motion In Limine No. 10 Concerning Other Corporate Wrongdoing [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 581 RESPONSE in Opposition re: 534 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 11 TO LIMIT EVIDENCE OF DEFENDANTS' STOCK SALES UNDER 10b5-1 TRADING PLANS Plaintiffs' Opposition To Defendants' Motion In Limine No. 11 To Limit Evidence Of Defendants' 'Stock Sales Under 10b5-1 Trading Plans [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 582 RESPONSE in Opposition re: 536 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 12 TO PRECLUDE EVIDENCE ABOUT THE UNRELATED SEC REG FD INVESTIGATION Plaintiffs' Opposition To Defendants' Motion In Limine No. 12 To Preclude Evidence About The Unrelated SEC Reg FD Investigation [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 583 RESPONSE in Opposition re: 537 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 13 CONCERNING FORMER EMPLOYEE WITNESSES DEPARTURES FROM FIRST SOLAR Plaintiffs' Opposition To Defendants' Motion In Limine No. 13 Concerning Former Employee Witnesses Departures From First Solar [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 584 RESPONSE in Opposition re: 539 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 14 TO EXCLUDE EVIDENCE OF INDIVIDUAL DEFENDANTS' PERSONAL WEALTH Plaintiffs' Opposition To Defendants' Motion In Limine No. 14 To Exclude Evidence Of Individual Defendants' Personal Wealth filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 585 RESPONSE in Opposition re: 540 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 15 TO EXCLUDE FEBRUARY 28, 2012 CNBC VIDEO CLIP Plaintiffs' Opposition To Defendants' Motion In Limine No. 15 To Exclude February 28, 2012 CNBC Video Clip filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 586 RESPONSE in Opposition re: 541 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 16 TO PRECLUDE REFERENCES TO FIRST SOLAR MODULES AS "TOXIC" OR "CARCINOGENIC" Plaintiffs' Opposition To Defendants' Motion In Limine No. 16 To Preclude References To First Solar Modules As "Toxic" Or "Carcinogenic" [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 587 RESPONSE in Opposition re: 542 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 17 TO PRECLUDE REFERENCES TO OTHER

Page 103: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

PRIVATE ACTIONS Plaintiffs' Opposition To Defendants' Motion In Limine No. 17 To Preclude References To Other Private Actions filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 588 RESPONSE in Opposition re: 544 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 18 TO PRECLUDE REFERENCES TO DEFENDANTS' INTERLOCUTORY APPEAL Plaintiffs' Opposition To Defendants' Motion In Limine No. 18 To Preclude References To Defendants' Interlocutory Appeal [redacted] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 11/22/2019)

11/22/2019 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal") by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 590 RESPONSE in Opposition re: 492 MOTION in Limine re: Plaintiffs' Motion in Limine No. 2: to Preclude Evidence and Argument Related to: (1) an Intervening or Superseding Acts of Third Parties Defense and (2) a Reliance on Others Defense filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 591 RESPONSE in Opposition re: 493 MOTION in Limine re: Plaintiffs' Motion in Limine No. 3: to Preclude Evidence and Argument Related to: (1) a Truth on the Market Defense and (2) a Safe Harbor or Bespeaks Caution Defense filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 592 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS MOTION IN LIMINE NO. 4 (ADVICE OF COUNSEL) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit B (Henderson Rpt. [Excerpt]))(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 593 RESPONSE in Opposition re: 494 MOTION in Limine re: Plaintiffs' Motion in Limine No. 4: to Preclude Defendants from Arguing or Introducing at Trial Evidence or Testimony that They Received, Considered, or Relied on the Advice or Involvement of Counsel [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 594 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 5 (EXPERT COMPENSATION) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens

Page 104: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 595 RESPONSE in Opposition re: 495 MOTION in Limine re: Plaintiffs' Motion in Limine No. 5: to Preclude Evidence, Questioning or Argument Concerning Plaintiffs Experts Compensation [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 596 SEALED LODGED Proposed DEFENDANTS OPPOSITION TO PLAINTIFFS MOTION IN LIMINE NO. 6 (BERNHARD BECK) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit F)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 597 RESPONSE in Opposition re: 496 MOTION in Limine re: Plaintiffs' Motion in Limine No. 6: to Preclude Testimony of Witness Not Disclosed During Discovery filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 598 RESPONSE in Opposition re: 497 MOTION in Limine re: Plaintiffs' Motion in Limine No. 7: to Exclude Evidence Concerning First Solar, Inc.s Purported Belief that Its Warranty Obligations Were Impacted by a 5% Measurement Tolerance [redacted version] filed by Michael J Ahearn, George Conway, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 599 RESPONSE in Opposition re: 498 MOTION in Limine re: Plaintiffs' Motion in Limine No. 8: to Preclude Evidence and Argument Regarding the Lack of a Financial Restatement or Government Investigation filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 600 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 9 (EVENTS THAT POST-DATE THE CLASS PERIOD) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit C)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 601 RESPONSE in Opposition re: 499 MOTION in Limine re: Plaintiffs' Motion in Limine No. 9: to Prohibit Defendants from Introducing Evidence of, or Opinions or Argument Relating to, Events that Post-Date the Class Period [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Slifkin, Daniel) (Entered: 11/22/2019)

Page 105: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

11/22/2019 602 RESPONSE in Opposition re: 501 MOTION in Limine re: Plaintiffs' Motion in Limine No. 11: to Preclude Evidence, Argument or Testimony Regarding a Post-Class Period Memorandum Prepared by its Independent Auditor, PricewaterhouseCoopers, LLP [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 603 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 12 (THE CHINESE SOLAR INDUSTRY) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit C, # 3 Exhibit D, # 4 Exhibit E)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 604 RESPONSE in Opposition re: 502 MOTION in Limine re: Plaintiffs' Motion in Limine No. 12: to Preclude Defendants from Offering Evidence, Argument or Opinions Related to Chinas Participation or Involvement in the Solar Energy Industry [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 605 RESPONSE in Opposition re: 503 MOTION in Limine re: Plaintiffs' Motion in Limine No. 13: to Preclude Evidence or Argument that First Solar Had Not Developed a Correlation Between STBi and Field Power Loss Prior to April 1, 2008 [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 606 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 14 (EXPERT TESTIMONY FROM DR. HOLDER AND MR. HUBER) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 607 RESPONSE in Opposition re: 504 MOTION in Limine re: Plaintiffs' Motion in Limine No. 14: to Exclude Defendants Cumulative Accounting Expert Testimony [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 608 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 15 (AGGREGATE DAMAGES) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens

Page 106: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit C, # 3 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 609 RESPONSE in Opposition re: 505 MOTION in Limine re: Plaintiffs' Motion in Limine No. 15: to Preclude Evidence of or Reference to Aggregate Damages to the Class [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 610 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 16 (EVIDENCE FROM PLAINTIFFS) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit F, # 2 Exhibit G)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 611 RESPONSE in Opposition re: 506 MOTION in Limine re: Plaintiffs' Motion in Limine No. 16: to Preclude Defendants from Calling Plaintiffs or Introducing Class Members Trading Records and Related Information at Trial filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 612 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 17 ("GOOD ACTS") re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 613 RESPONSE in Opposition re: 507 MOTION in Limine re: Plaintiffs' Motion in Limine No. 17: to Exclude Evidence, Questioning or Argument Relating to Defendants' Good Acts filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 614 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 18 (VALUE OF SOLAR ENERGY) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 615 RESPONSE in Opposition re: 508 MOTION in Limine re: Plaintiffs' Motion in Limine No. 18: to Preclude Defendants from Presenting Evidence or Argument Regarding the Social, Economic, or Environmental Value of Solar Energy [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu.

Page 107: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 616 RESPONSE in Opposition re: 509 MOTION in Limine re: Plaintiffs' Motion in Limine No. 19: to Exclude Evidence or Commentary Disparaging Plaintiffs Counsel, Class Action Lawsuits, Contingency Fee Arrangements or Perceived Motivations Behind This litigation filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 617 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION IN LIMINE NO. 20 (SOCIOPOLITICAL VIEWS AND/OR PERSONAL LIVES OF PLAINTIFFS' EXPERT WITNESSES) re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 618 RESPONSE in Opposition re: 510 MOTION in Limine re: Plaintiffs' Motion in Limine No. 20: to Exclude Evidence and Argument as to the Sociopolitical Views and/or Personal Lives of Plaintiffs Expert Witnesses [redacted version] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 619 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO EXCLUDE EXPERT TESTIMONY OF JENNIFER MARIETTA-WESTBERG re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A)(Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 620 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO EXCLUDE EXPERT TESTIMONY OF DAN REICHER re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 621 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO EXCLUDE EXPERT TESTIMONY OF VARUN SIVARAM, Ph.D. re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 11/22/2019)

11/22/2019 622 SEALED LODGED Proposed DEFENDANTS' OPPOSITION TO PLAINTIFFS' MOTION TO EXCLUDE EXPERT TESTIMONY OF ALLAN W. KLEIDON, Ph.D re: 589 MOTION to Seal Document ("Defendants' Motion to File Documents Under Seal"). Document to be filed by Clerk if Motion or Stipulation to Seal is granted.

Page 108: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Slifkin, Daniel) (Entered: 11/22/2019)

11/27/2019 623 *RESPONSE in Opposition re: 550 MOTION for Entry of a Set-Aside Order filed by Maverick Funds. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Thorpe, David) *Modified to reflect Local Rule violation on 12/2/2019 (SST). (Entered: 11/27/2019)

11/27/2019 624 NOTICE TO FILER OF DEFICIENCY re: 623 Response in Opposition to Motion filed by Maverick Funds. Document not in compliance with LRCiv 5.5(g) - Documents signed by an attorney shall be filed using that attorney's ECF log-in and password and shall not be filed using a log-in and password belonging to another attorney. Document signed by attorney Matthew Siben but submitted using the log-in and password belonging to attorney David Thorpe. No further action is required. Please do not refile. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (SST) (Entered: 12/02/2019)

12/02/2019 625 ORDER. The Court will hold a Telephone Conference in this case on 12/3/2019 at 01:30 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell. The purpose of this call will be to discuss the possibility of this case settling before trial and whether the parties have addressed the confusion over the issues to be tried (as noted in the Court's order re summary judgment at 119 F.Supp.3d at 993-94) and how to clarify the issues prior to the final pretrial conference. Counsel for Plaintiff shall initiate a telephone conference call to include parties for all counsel and the Court. If a dial-in number is to be used, counsel for Plaintiff shall provide the dial-in information to counsel for all parties and the Court no later than 4:00 PM on 12/2/2019. Signed by Senior Judge David G Campbell on 12/2/2019. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 12/02/2019)

12/03/2019 626 MINUTE ENTRY for proceedings held before Senior Judge David G Campbell: Telephonic Status Conference held on 12/3/2019. By December 4, 2019 at midnight, Defendants shall file a 7-10 page memorandum stating why they do not believe there is a Rule 10b-5 insider trading claim in this case. Plaintiffs' 7-10 page response is due December 5, 2019 at midnight. See attachment for further deadlines and orders. (Court Reporter Patricia Lyons.) Hearing held 1:32 PM to 2:20 PM.(CLB) (Entered: 12/03/2019)

12/04/2019 627 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on 12/3/19, Judge David G Campbell hearing judge(s). (Roth, Joseph) (Entered: 12/04/2019)

12/04/2019 628 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on December 3, 2019, Judge David G Campbell hearing judge(s). (Drosman, Daniel) (Entered: 12/04/2019)

12/04/2019 629 REPLY to Response to Motion re: 550 MOTION for Entry of a Set-Aside Order filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stakem, Hillary) (Entered: 12/04/2019)

12/04/2019 630 MOTION Defendants' Motion to Exclude Expert Testimony of Howard M. Branz [Redacted Version of ECF No. 524] by Michael J Ahearn, David Eaglesham, First

Page 109: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (DeMasi, Karin) (Entered: 12/04/2019)

12/04/2019 631 MOTION Defendants' Motion to Exclude Expert Testimony of Valerie Davisson [Redacted Version of ECF No. 528] by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (DeMasi, Karin) (Entered: 12/04/2019)

12/04/2019 632 MOTION Defendants' Motion to Exclude Expert Testimony of Steven P. Feinstein [Redacted Version of ECF No. 545] by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (DeMasi, Karin) (Entered: 12/04/2019)

12/04/2019 633 MOTION Defendants' Motion to Exclude Expert Testimony of M. Todd Henderson [Redacted Version of ECF No. 532] by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (DeMasi, Karin) (Entered: 12/04/2019)

12/04/2019 634 MOTION Defendants' Motion to Exclude Expert Testimony of D. Paul Regan [Redacted Version of ECF No. 538] by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (DeMasi, Karin) (Entered: 12/04/2019)

12/04/2019 635 MOTION Defendants' Motion to Preclude Plaintiffs' New, Untimely Insider Trading Claim by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Text of Proposed Order)(Slifkin, Daniel) (Entered: 12/04/2019)

12/04/2019 663 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of TELEPHONIC CONFERENCE proceedings held on 12/03/2019, before Judge DAVID G. CAMPBELL. [Court Reporter: Patricia Lyons, RMR, CRR, Telephone number (602) 322-7257]. The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 12/26/2019. Redacted Transcript Deadline set for 1/6/2020. Release of Transcript Restriction set for 3/3/2020. (RAP) (Entered: 12/11/2019)

12/05/2019 636 STATEMENT of the Alleged Misrepresentations Still Subject to Defendants' Motion in Limine No. 6 re: 576 Response in Opposition to Motion, 522 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 6 CONCERNING MISSTATEMENTS ADDED BY PLAINTIFFS AFTER SUMMARY JUDGMENT , 521 Sealed Lodged Proposed Document, 626 Telephone Conference by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Appendix Statements)(Drosman, Daniel) (Entered: 12/05/2019)

12/05/2019 637 RESPONSE in Opposition re: 635 MOTION Defendants' Motion to Preclude Plaintiffs' New, Untimely Insider Trading Claim filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1_Excerpt of Plaintiffs' Proposed Jury Instructions, # 2 Exhibit 2_Excerpts of Lead Plaintiffs' Second Amended Responses to Defendant Ahearn's First Set of Interrogatories, # 3 Exhibit 3_Contemporaneous Trades, # 4 Exhibit 4_Order -

Page 110: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Employer-Teamsters Joint Council v. Am. West Holding Corp, et al., No. 99-399-PHX-EHC)(Drosman, Daniel) (Entered: 12/05/2019)

12/06/2019 638 ORDER. If the parties intend to present videotaped deposition testimony at trial, the Court must rule on objections before the videos are produced. If deposition testimony is to be read to the jury, the Court will rule during the reading. Thus, if videotaped depositions are to be presented, the parties must submit to the Court transcripts of the pages to be presented by video, with the text to be offered by one side highlighted in blue and the text to be offered by the other side highlighted in yellow, and any objections on which the parties wish to stand highlighted in red. The Court will then enter an order ruling on the objection so the parties can prepare the video presentations for trial. Such deposition transcripts should be delivered to chambers, at the latest, by noon on December 23, 2019. The Court urges the parties not to over-designate, both because juries have difficulty watching long video deposition excerpts and because the Court does not wish to spend time over the holidays reviewing transcripts of testimony that will not actually be presented. Signed by Senior Judge David G Campbell on 12-6-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 12/06/2019)

12/06/2019 639 MOTION to Seal Document Plaintiffs' Motion to Seal Reply Memoranda by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Stakem, Hillary) (Entered: 12/06/2019)

12/06/2019 640 SEALED LODGED Proposed Plaintiffs' Reply in Support of Motion to Exclude Testimony of Expert Witness Allan W. Kleidon, Ph.D. re: 639 MOTION to Seal Document Plaintiffs' Motion to Seal Reply Memoranda. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Brooks, Luke) (Entered: 12/06/2019)

12/06/2019 641 SEALED LODGED Proposed Plaintiffs' Reply Memorandum in Support of Motion to Exclude Jennifer Marietta-Westberg's Testimony Regarding First Solar, Inc.'s Risk Warnings re: 639 MOTION to Seal Document Plaintiffs' Motion to Seal Reply Memoranda. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 12/06/2019)

12/06/2019 642 SEALED LODGED Proposed Reply in Support of Plaintiffs' Motion to Exclude the Expert Report and Testimony of Dan Reicher re: 639 MOTION to Seal Document Plaintiffs' Motion to Seal Reply Memoranda. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 12/06/2019)

12/06/2019 643 SEALED LODGED Proposed Plaintiffs' Reply Memorandum in Support of Motion to Exclude the Expert Opinions of Varun Sivaram, Ph.D. re: 639 MOTION to Seal Document Plaintiffs' Motion to Seal Reply Memoranda. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stakem, Hillary) (Entered: 12/06/2019)

12/06/2019 644 SEALED LODGED Proposed Exhibit 4 SIVARAM00000942 - SIVARAM00001081 re: 639 MOTION to Seal Document Plaintiffs' Motion to Seal Reply Memoranda. Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by

Page 111: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stakem, Hillary) (Entered: 12/06/2019)

12/06/2019 645 REPLY to Response to Motion re: 485 MOTION Plaintiffs Motion to Exclude Testimony of Expert Witness Allan W. Kleidon, Ph.D [redacted version] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Brooks, Luke) (Entered: 12/06/2019)

12/06/2019 646 REPLY to Response to Motion re: 486 MOTION Plaintiffs' Motion to Exclude Jennifer Marietta-Westbergs Testimony Regarding First Solar, Inc.s Risk Warnings [redacted version] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 12/06/2019)

12/06/2019 647 REPLY to Response to Motion re: 487 MOTION Plaintiffs' Motion to Exclude the Expert Report and Testimony of Dan Reicher [redacted version] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Stewart, Christopher) (Entered: 12/06/2019)

12/06/2019 648 REPLY to Response to Motion re: 488 MOTION Plaintiffs' Motion to Exclude the Expert Opinions of Varun Sivaram, Ph.D [redacted version] filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Affidavit Declaration of Hillary B. Stakem in Further Support of Plaintiffs' Motion to Exclude the Expert Testimony of Varun Sivaram, Ph.D., # 2 Exhibit 4_SIVARAM00000942 - SIVARAM00001081)(Stakem, Hillary) (Entered: 12/06/2019)

12/06/2019 649 MOTION to Seal Document (Defendants' Motion to File Documents Under Seal) by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Text of Proposed Order)(Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 650 SEALED LODGED Proposed Defendants' Reply in Further Support of Their Motion to Exclude the Expert Testimony of Howard M. Branz, Ph.D. re: 649 MOTION to Seal Document (Defendants' Motion to File Documents Under Seal). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 651 REPLY to Response to Motion re: 630 MOTION Defendants' Motion to Exclude Expert Testimony of Howard M. Branz [Redacted Version of ECF No. 524] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 652 SEALED LODGED Proposed Defendants' Reply in Further Support of Their Motion to Exclude Expert Testimony of Valerie Davisson re: 649 MOTION to Seal Document (Defendants' Motion to File Documents Under Seal). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 653 REPLY to Response to Motion re: 631 MOTION Defendants' Motion to Exclude Expert Testimony of Valerie Davisson [Redacted Version of ECF No. 528] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens

Page 112: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 654 SEALED LODGED Proposed Defendants' Reply in Further Support of Their Motion to Exclude Expert Testimony of Steven P. Feinstein re: 649 MOTION to Seal Document (Defendants' Motion to File Documents Under Seal). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 655 REPLY to Response to Motion re: 632 MOTION Defendants' Motion to Exclude Expert Testimony of Steven P. Feinstein [Redacted Version of ECF No. 545] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 656 SEALED LODGED Proposed Defendants' Reply in Further Support of Their Motion to Exclude Expert Testimony of M. Todd Henderson re: 649 MOTION to Seal Document (Defendants' Motion to File Documents Under Seal). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 657 REPLY to Response to Motion re: 633 MOTION Defendants' Motion to Exclude Expert Testimony of M. Todd Henderson [Redacted Version of ECF No. 532] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 658 SEALED LODGED Proposed Defendants' Reply in Further Support of Their Motion to Exclude Expert Testimony of D. Paul Regan re: 649 MOTION to Seal Document (Defendants' Motion to File Documents Under Seal). Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/06/2019 659 REPLY to Response to Motion re: 634 MOTION Defendants' Motion to Exclude Expert Testimony of D. Paul Regan [Redacted Version of ECF No. 538] filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/06/2019)

12/09/2019 660 ORDER. To assist the Court in ruling on Defendants' Motion in Limine 6 (Doc. 521), Plaintiffs shall, by December 16, 2019, prepare and file a table that shows the number of each statement at issue (17, 20, 22, 26, 38, 42, 46, 50, or 56), quotes the exact language of the statement, and quotes the exact language of the complaint or other discovery response (before August 31, 2018) that disclosed the statement to Defendants as an alleged misrepresentation or omission. The Court will address this table with the parties at the final pretrial conference. Signed by Senior Judge David G Campbell on 12-9-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 12/09/2019)

Page 113: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

12/09/2019 661 ORDER finding as moot 492 Motion in Limine; finding as moot 493 Motion in Limine; granting in part and denying in part 494 Motion in Limine; denying 495 Motion in Limine; granting 496 Motion in Limine; denying 497 Motion in Limine; denying 498 Motion in Limine; denying 499 Motion in Limine; denying 501 Motion in Limine; denying 502 Motion in Limine; denying 503 Motion in Limine; denying 504 Motion in Limine; denying 505 Motion in Limine; granting 506 Motion in Limine; denying 507 Motion in Limine; denying 508 Motion in Limine; granting 509 Motion in Limine; granting 510 Motion in Limine; granting 513 Motion in Limine; granting 515 Motion in Limine; denying 517 Motion in Limine; denying 519 Motion in Limine; denying 520 Motion in Limine; taking under advisement 522 Motion in Limine; denying 525 Motion in Limine; denying 527 Motion in Limine; denying 530 Motion in Limine; denying 531 Motion in Limine; denying 534 Motion in Limine; denying 536 Motion in Limine; denying 537 Motion in Limine; granting 539 Motion in Limine; denying 540 Motion in Limine; granting 541 Motion in Limine; granting 542 Motion in Limine; granting 544 Motion in Limine. Signed by Senior Judge David G Campbell on 12/9/2019.(DGC, nvo) (Entered: 12/09/2019)

12/10/2019 662 MOTION Plaintiffs' Motion for Entry of Order Permitting Plaintiffs to Serve Trial Subpoena by Alternative Methods on Nonparty Terry Lee Kallenbach by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Affidavit Declaration of Darryl J. Alvarado in Support of Motion for Entry of Order Permitting Plaintiffs to Serve Trial Subpoena by Alternative Methods on Nonparty Terry Lee Kallenbach, # 2 Exhibit A_09-13-19 Korn email, # 3 Exhibit B_December 3 telephonic status conference transcript, # 4 Exhibit C_10-18-19 Korn email, # 5 Exhibit D_Invoices from service processer, # 6 Exhibit E_ Excerpts of Kallenbach deposition transcript, # 7 Text of Proposed Order)(Alvarado, Darryl) (Entered: 12/10/2019)

12/13/2019 664 ORDER re jurors to be excused for hardship. Signed by Senior Judge David G Campbell on 12/13/2019. (DGC, nvo) (Entered: 12/13/2019)

12/13/2019 665 NOTICE re: Notice to Court Reporter by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Drosman, Daniel) (Entered: 12/13/2019)

12/14/2019 666 RESPONSE in Opposition re: 662 MOTION Plaintiffs' Motion for Entry of Order Permitting Plaintiffs to Serve Trial Subpoena by Alternative Methods on Nonparty Terry Lee Kallenbach filed by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Slifkin, Daniel) (Entered: 12/14/2019)

12/16/2019 667 NOTICE of Filing - Proposed Pretrial Order filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme . (Attachments: # 1 Exhibit A - Plaintiffs' Trial Exhibit List, # 2 Exhibit B - Defendants' Trial Exhibit List, # 3 Exhibit C - Plaintiffs' Deposition Designations, # 4 Exhibit D - Defendants' Deposition Designations, # 5 Exhibit E - Proposed Jury Instructions, # 6 Exhibit F - Plaintiffs' Proposed Verdict Form, # 7 Exhibit G - Defendants' Proposed Verdict Form, # 8 Exhibit H - Plaintiffs' Objections to Defendants' Verdict Form, # 9 Exhibit I - Defendants' Objections to Plaintiffs' Verdict Form)(Drosman, Daniel) (Entered: 12/16/2019)

12/16/2019 668 Joint Statement of the Case by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 12/16/2019)

Page 114: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

12/16/2019 669 ORDER granting in part and denying in part 550 Motion entry of a set-aside order. See Order for details. Signed by Senior Judge David G Campbell on 12/16/2019.(DGC, nvo) (Entered: 12/16/2019)

12/16/2019 670 REPLY to Response to Motion re: 662 MOTION Plaintiffs' Motion for Entry of Order Permitting Plaintiffs to Serve Trial Subpoena by Alternative Methods on Nonparty Terry Lee Kallenbach filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Alvarado, Darryl) (Entered: 12/16/2019)

12/16/2019 671 *MOTION to Seal Document re: 521 Sealed Lodged Proposed Document, 522 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 6 CONCERNING MISSTATEMENTS ADDED BY PLAINTIFFS AFTER SUMMARY JUDGMENT by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Text of Proposed Order)(Janoski, Marco) *Modified on 12/17/2019 (SCH). (Entered: 12/16/2019)

12/16/2019 672 SEALED LODGED Proposed Exhibits A and B to the Table of Statements Subject to Defendants' Motion in Limine No. 6 re: 671 MOTION to Seal Document 521 Sealed Lodged Proposed Document, 522 MOTION in Limine re: DEFENDANTS' MOTION IN LIMINE NO. 6 CONCERNING MISSTATEMENTS ADDED BY PLAINTIFFS AFTER SUMMARY JUDGMENT . Document to be filed by Clerk if Motion or Stipulation to Seal is granted. Filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A_Table of Statements Subject to Defendants' Motion in Limine No. 6, # 2 Exhibit B_Lead Plaintiffs' Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Second Amended Responses to Defendant Michael J. Ahearn's First Set of Interrogatories to Lead Plaintiffs)(Janoski, Marco) (Entered: 12/16/2019)

12/16/2019 673 RESPONSE re: 660 Order Table of Statements Subject to Defendants' Motion in Limine No. 6 by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A_Table of Statements Subject to Defendants' Motion in Limine No. 6 [REDACTED], # 2 Exhibit B_Lead Plaintiffs' Mineworkers' Pension Scheme and British Coal Staff Superannuation Scheme's Second Amended Responses to Defendant Michael J. Ahearn's First Set of Interrogatories to Lead Plaintiffs [REDACTED])(Janoski, Marco) (Entered: 12/16/2019)

12/17/2019 674 ORDER re Daubert motions: Denying 486 Motion; granting in part and denying in part 487 Motion; denying 488 Motion; denying 630 Motion denying 631 Motion; granting in part and denying in part 634 Motion. Signed by Senior Judge David G Campbell on 12/17/2019.(DGC, nvo) (Entered: 12/17/2019)

12/17/2019 675 Court's Proposed Preliminary Jury Instructions and Voir Dire. (DGC, nvo) (Entered: 12/17/2019)

12/17/2019 676 ORDER. In response to Plaintiffs' motion for service of a subpoena on Mr. Kallenbach by alternative means, Defendants state that he has agreed to appear and testify on January 28, 2020. Doc. 666. Trial will not be held on that date. See Doc. 462 at 2. Defense counsel should attempt to communicate with Mr. Kallenbach and be prepared to propose a different date during tomorrow's final pretrial conference. Signed by Senior Judge David G Campbell on 12-17-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 12/17/2019)

Page 115: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

12/18/2019 677 ORDER granting 635 motion regarding insider trading claim. This motion is granted for the reasons stated at Doc. 661, pages 19-21. Signed by Senior Judge David G Campbell on 12-18-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 12/18/2019)

12/18/2019 678 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 12/18/2019, Judge David G Campbell hearing judge(s). (Drosman, Daniel) (Entered: 12/18/2019)

12/18/2019 679 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on 12/18/19, Judge David G Campbell hearing judge(s). (Roth, Joseph) (Entered: 12/18/2019)

12/18/2019 Remark: Pro hac vice motion(s) granted for David H Korn on behalf of Defendants Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, and James Zhu. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 12/18/2019)

12/18/2019 680 MINUTE ENTRY for proceedings held before Senior Judge David G Campbell: Final Pretrial Conference held on 12/18/2019. Defendants withdraw objection to the remaining alleged misrepresentations, and the Court will deny the 522 Motion in Limine. Plaintiffs' Motion for Alternative Service of Subpoena 662 is discussed. Because Ms. Kimber is outside the subpoena power of the Court, the Court will not order her appearance on a certain date. Under Rule 32, the plaintiffs can use her deposition if they choose to, even if she is called in Defendants' case. As it relates to Mr. Kallenbach, Plaintiffs should decide whether they want him to appear on January 23, 24, or 29, and the parties should work out the sharing of his expenses. See attachment for further details. (Court Reporter Patricia Lyons.) Hearing held 9:58 a.m. to 12:17 p.m. (CLB) (Entered: 12/18/2019)

12/18/2019 681 Court's Amended Proposed Preliminary Jury Instructions and Voir Dire as discussed at the final pretrial conference on 12/18/2019. (DGC, nvo) (Entered: 12/18/2019)

12/18/2019 682 ORDER re jurors excused for hardship and cause and jurors to appear for voir dire. Signed by Senior Judge David G Campbell on 12/18/2019. (DGC, nvo) (Entered: 12/18/2019)

12/19/2019 683 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 7/2/19, Judge David G Campbell hearing judge(s). (Brooks, Luke) (Entered: 12/19/2019)

12/19/2019 686 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of FINAL PRETRIAL CONFERENCE proceedings held on 12/18/2019, before Judge DAVID G. CAMPBELL. [Court Reporter: Patricia Lyons, RMR, CRR, Telephone number (602) 322-7257]. The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/9/2020. Redacted Transcript Deadline set for 1/21/2020. Release of Transcript Restriction set for 3/18/2020. (RAP) (Entered: 12/27/2019)

Page 116: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

12/20/2019 684 ORDER. The Court will not issue the ruling on the remaining Daubert motions today as anticipated. The ruling will be issued as soon as possible. Signed by Senior Judge David G Campbell on 12-20-19. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 12/20/2019)

12/26/2019 687 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of TELEPHONIC STATUS CONFERENCE proceedings held on 07/02/2019, before Judge DAVID G. CAMPBELL. [Court Reporter: Patricia Lyons, RMR, CRR, Telephone number (602) 322-7257]. The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/16/2020. Redacted Transcript Deadline set for 1/27/2020. Release of Transcript Restriction set for 3/25/2020. (RAP) (Entered: 12/27/2019)

12/27/2019 685 ORDER denying 485 Motion ; denying 632 Motion ; granting in part and denying in part 633 Motion. Signed by Senior Judge David G Campbell on 12/27/2019.(DGC, nvo) (Entered: 12/27/2019)

01/02/2020 688 ORDER re deposition designations for trial. Signed by Senior Judge David G Campbell on 1/2/2020. (DGC, nvo) (Entered: 01/02/2020)

01/02/2020 689 TRANSCRIPT REQUEST by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on 1/7/2020 - 1/31/2020, Judge David G Campbell hearing judge(s). (Roth, Joseph) (Entered: 01/02/2020)

01/02/2020 690 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on January 7, 2020 through January 31, 2020, Judge David G Campbell hearing judge(s). (Drosman, Daniel) (Entered: 01/02/2020)

01/03/2020 691 TRANSCRIPT REQUEST (Amended) by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu for proceedings held on duration of trial 1/7/2020 thru 1/31/2020, Judge David G Campbell hearing judge(s). (Roth, Joseph) (Entered: 01/03/2020)

01/03/2020 692 Proposed Verdict Form by Michael J Ahearn, David Eaglesham, First Solar Incorporated, Robert J Gillette, Jens Meyerhoff, Bruce Sohn, Mark R Widmar, James Zhu. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Slifkin, Daniel) (Entered: 01/03/2020)

01/03/2020 693 Proposed Verdict Form by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Brooks, Luke) (Entered: 01/03/2020)

01/06/2020 694 ORDER. The Court has been informed that this case has settled, and is in the process of scheduling a hearing on the settlement for later this morning. The Court's longstanding policy is not to cancel a jury trial until it is satisfied that a final and binding settlement has been reached. Such a determination is not entirely possible in a class action, where notice to the class and a settlement approval hearing are required. But the Court will require the parties, at this morning's hearing, to describe in detail the settlement that has been reached so it can make at least a preliminary determination that the settlement is likely to be approved. Only then will the Court cancel the jury trial scheduled to begin tomorrow. Signed by Senior Judge David G

Page 117: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Campbell on 1-6-20. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC) (Entered: 01/06/2020)

01/06/2020 695 MINUTE ENTRY for proceedings held before Senior Judge David G Campbell: Status Conference held on 1/6/2020. The parties have informed the Court a settlement has been reached. The Court places the details of the settlement on the record. The Motion for Preliminary Approval is due Friday, February 14, 2020. The jury trial set for January 7, 2020 is vacated. (Court Reporter Patricia Lyons.) Hearing held 10:00 AM to 10:44 AM.(CLB) (Entered: 01/06/2020)

01/06/2020 696 TRANSCRIPT REQUEST by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme for proceedings held on 1/6/2020, Judge David G Campbell hearing judge(s). (Drosman, Daniel) (Entered: 01/06/2020)

01/06/2020 697 TRANSCRIPT REQUEST by First Solar Incorporated for proceedings held on January 6, 2020, Judge David G Campbell hearing judge(s). (Roth, Joseph) (Entered: 01/06/2020)

01/07/2020 698 NOTICE OF FILING OF OFFICIAL TRANSCRIPT of STATUS CONFERENCE REGARDING SETTLEMENT proceedings held on 01/06/2020, before Judge DAVID G. CAMPBELL. [Court Reporter: Patricia Lyons, RMR, CRR, Telephone number (602) 322-7257]. The ordering party will have electronic access to the transcript immediately. All others may view the transcript at the court public terminal or it may be purchased through the Court Reporter/Transcriber by filing a Transcript Order Form on the docket before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/28/2020. Redacted Transcript Deadline set for 2/7/2020. Release of Transcript Restriction set for 4/6/2020. (RAP) (Entered: 01/15/2020)

02/10/2020 Remark: Pro hac vice motion(s) granted for Ellen Gusikoff Stewart on behalf of Plaintiffs British Coal Staff Superannuation Scheme and Mineworkers' Pension Scheme. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (BAS) (Entered: 02/10/2020)

02/11/2020 699 TRANSCRIPT REQUEST *(3rd Party) by Luis Lopez of Dechert LLP for proceedings held on 01/06/2020, Judge David G Campbell hearing judge(s). (RAP) *Modified to reference third party request on 2/11/2020 (RAP). (Entered: 02/11/2020)

02/14/2020 700 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit 1 - Proposed Schedule, # 2 Text of Proposed Order)(Drosman, Daniel) (Entered: 02/14/2020)

02/14/2020 701 STIPULATION re: 700 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement Stipulation of Settlement by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Attachments: # 1 Exhibit A - Proposed Order Granting Preliminary Approval of Settlement, # 2 Exhibit A-1 - Notice of Proposed Settlement, # 3 Exhibit A-2 - Proof of Claim and Release, # 4 Exhibit A-3 - Summary Notice, # 5 Exhibit B - Proposed Order and Final Judgment)(Drosman, Daniel) (Entered: 02/14/2020)

02/14/2020 702 DECLARATION of Michael Joaquin Regarding Notice and Claims Process re: 700 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class

Page 118: U.S. District Court DISTRICT OF ARIZONA (Phoenix Division ...securities.stanford.edu/filings-documents/1048/... · 10/15/2013  · Lauren M Rosenberg Cravath Swaine & Moore LLP 825

Action Settlement by Plaintiffs British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme. (Drosman, Daniel) (Entered: 02/14/2020)

02/18/2020 703 ORDER: Motion Hearing set for 2/27/2020 at 02:00 PM in Courtroom 603, 401 West Washington Street, Phoenix, AZ 85003 before Senior Judge David G Campbell re: 700 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement filed by British Coal Staff Superannuation Scheme, Mineworkers' Pension Scheme, Hearing set as to 700 MOTION Lead Plaintiffs' Unopposed Motion for Preliminary Approval of Class Action Settlement. Signed by Senior Judge David G Campbell on 2/18/2020. This is a TEXT ENTRY ONLY. There is no PDF document associated with this entry. (DGC, nvo) (Entered: 02/18/2020)

Note: Links in this docket are stored in the PACER system (Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html