US District Court Civil Docket as of...

US District Court Civil Docket as of 4/11/2011Retrieved from the court on April 14, 2011

U.S. District CourtSouthern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:08-cv-10841-JSR-JLC

Iron Workers Local No.25 Pension Fund et al v. Credit-Based Date Filed: 12/12/2008Asset Servicing and Securitization LLC et al Jury Demand: PlaintiffAssigned to: Judge Jed S. Rakoff Nature of Suit: 850Referred to: Magistrate Judge James L. Cott Securities/CommoditiesMember case: (View Member Case) Jurisdiction: Federal QuestionCause: 15:77 Securities Fraud

Lead Plaintiff

Public Employees' Retirement System represented by David R. Stickneyof Mississippi Bernstein Litowitz Berger & Grossmann

LLP12481 High Bluff Drive, Suite 300San Diego, CA 92130(858) 793-0070Fax: (858)-793-0323Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

David A. ThorpeBernstein Litowitz Berger & GrossmannLLP (San Diego)12481 High Bluff DriveSuite 300San Diego, CA 92130(858)-720-3190Fax: (858)-793-0323LEAD ATTORNEYATTORNEY TO BE NOTICED

Gerald H. SilkBernstein Litowitz Berger & GrossmannLLP1285 Avenue of the Americas38th FloorNew York, NY 10019212 554 1282Fax: 212-554-1444Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Timothy Alan DeLangeBernstein Litowitz Berger & GrossmannLLP (San Diego)12481 High Bluff DriveSuite 300San Diego, CA 92130(858) 793-0070Fax: (858) 793-0323Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

David Lloyd WalesBernstein Litowitz Berger & GrossmannLLP1285 Avenue of the Americas38th FloorNew York, NY 10019212-554-1409Fax: 212-554-1444Email: [email protected] TO BE NOTICED

Jeroen Van KwawegenBernstein Litowitz Berger & GrossmannLLP1285 Avenue of the Americas38th FloorNew York, NY 10019(212) 554-1400Fax: (212) 554-1444Email: [email protected] TO BE NOTICED

Sean K. O'DowdBernstein Litowitz Berger & GrossmannLLP1285 Avenue of the Americas38th FloorNew York, NY 10019(212) 554-1400Fax: (212) 554-1444Email: [email protected] TO BE NOTICED

Plaintiff

Iron Workers Local No.25 Pension represented by Samuel Howard RudmanFund Robbins Geller Rudman & Dowd LLP(LI)Individually 58 South Service Road

Suite 200

Melville, NY 11747(631) 367-7100Fax: (631) 367-1173Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Carolina Cecilia TorresRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747(631)-367-7100Fax: (631)-367-1173Email: [email protected] TO BE NOTICED

David Avi RosenfeldRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747631-367-7100Fax: 631-367-1173Email: [email protected] TO BE NOTICED

Jarrett Scott CharoRobbins Geller Rudman & Dowd LLP(San Diego)655 West BroadwaySuite 1900San Diego, CA 92101(619)-231-1058Fax: (619)-231-7423Email: [email protected] TO BE NOTICED

Mario Alba , JrRobbins Geller Rudman & Dowd LLP(LI)58 South Service RoadSuite 200Melville, NY 11747631-367-7100Fax: 631-367-1173Email: [email protected] TO BE NOTICED

Plaintiff

Iron Workers Local No. 25 Pension represented by Samuel Howard Rudman

Fund (See above for address)on behalf of all others similarly situated LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Carolina Cecilia Torres(See above for address)ATTORNEY TO BE NOTICED

David Avi Rosenfeld(See above for address)ATTORNEY TO BE NOTICED

Jarrett Scott Charo(See above for address)ATTORNEY TO BE NOTICED

Mario Alba , Jr(See above for address)ATTORNEY TO BE NOTICED

Plaintiff

Wyoming State Treasurer represented by David R. Stickney(See above for address)ATTORNEY TO BE NOTICED

Norman BermanBerman DeValerio (MA)One Liberty Square, 8th FloorBoston, MA 02109(617)-542-8300Fax: (617)-542-1194Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Scott A MaysBerman DeValerio (MA)One Liberty Square, 8th FloorBoston, MA 02109(617) 542-8300Fax: (617) 542-1194Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Plaintiff

Los Angeles County Employees represented by David R. StickneyRetirement Association (See above for address)

ATTORNEY TO BE NOTICED

David Lloyd Wales(See above for address)ATTORNEY TO BE NOTICED

Jeroen Van Kwawegen(See above for address)ATTORNEY TO BE NOTICED

Sean K. O'Dowd(See above for address)ATTORNEY TO BE NOTICED

Timothy Alan DeLange(See above for address)

Plaintiff

Connecticut Carpenters Pension Fund represented by David R. Stickney(See above for address)ATTORNEY TO BE NOTICED

John Anthony KehoeBarroway Topaz Kessler Meltzer &Check, LLP (PA)280 King of Prussia RoadRadnor, PA 19087(610) 667-7706Fax: (610) 667-7056Email: [email protected] TO BE NOTICED

Plaintiff

Connecticut Carpenters Annuity Fund represented by David R. Stickney(See above for address)ATTORNEY TO BE NOTICED

John Anthony Kehoe(See above for address)ATTORNEY TO BE NOTICED

V.

Defendant

Credit-Based Asset Servicing and represented by Carla R. WalworthSecuritization LLC Paul, Hastings, Janofsky & Walker LLP

(NYC)75 East 55th StreetNew York, NY 10022(212) 318-6000Fax: (212) 319-4090

Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

James E. AnklamDLA Piper US LLP(DC)500 8th Street, N.W.,Washington, DC 20004(202) 799-4514Fax: (202) 799-5514Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

James D. WarehamPaul, Hastings, Janofsky & Walker LLP875 15th Street, N.W.Washington, DC 20005(202) 551-1728Fax: (202)-551-1705Email: [email protected] HAC VICEATTORNEY TO BE NOTICED

Mor WetzlerPaul, Hastings, Janofsky & Walker LLP(NYC)75 East 55th StreetNew York, NY 10022(212) 318-6000 x6281Fax: (212) 752-3289Email: [email protected] TO BE NOTICED

William Albert NovomislePaul, Hastings, Janofsky & Walker LLP(NYC)75 East 55th StreetNew York, NY 10022(212) 318-6868Fax: (212) 230-5112Email: [email protected] TO BE NOTICED

Defendant

Merrill Lynch Mortgage Investors, Inc. represented by Jay B. KasnerSkadden, Arps, Slate, Meagher & FlomLLP (NYC)Four Times Square42nd floor

New York, NY 10036212 735 3000Fax: 212 735 2000Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Christopher P. MalloySkadden, Arps, Slate, Meagher & FlomLLPFour Times SquareNew York, NY 10036(212) 735-3792Fax: 917-777-3792Email: [email protected] TO BE NOTICED

Scott D. MusoffSkadden, Arps, Slate, Meagher & FlomLLP (NYC)Four Times Square42nd floorNew York, NY 10036212-735-3000Fax: 212-735-2000Email: [email protected] TO BE NOTICED

Defendant

Merrill Lynch, Pierce, Fenner & Smith represented by Jay B. KasnerIncorporated (See above for address)

LEAD ATTORNEYATTORNEY TO BE NOTICED

Christopher P. Malloy(See above for address)ATTORNEY TO BE NOTICED

Scott D. Musoff(See above for address)ATTORNEY TO BE NOTICED

Defendant

J.P. Morgan Securities Inc. represented by Mitchell A. LowenthalCleary Gottlieb Steen & Hamilton,LLP(NYC)One Liberty PlazaNew York, NY 10006212-225-2000Fax: 212-225-3499

Email: [email protected] ATTORNEYATTORNEY TO BE NOTICED

Defendant

ABN AMRO Incorporated represented by Mitchell A. Lowenthal(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

C-BASS 2007 - CB4Trust represented by Steven CooperReed Smith (NYC)599 Lexington AvenueNew York, NY 10022(212) 521-5400Fax: (212) 521-5450Email: [email protected] ATTORNEY

Kristina Marie MentoneReed Smith (NYC)599 Lexington AvenueNew York, NY 10022(212) 521-5400Fax: (212) 521-5450Email: [email protected] TO BE NOTICED

Defendant

Paul Park represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Defendant

Brian T. Sullivan represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Christopher P. Malloy

(See above for address)ATTORNEY TO BE NOTICED


Defendant

Michael M. McGovern represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Defendant

Donald J. Puglisi represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED



Defendant

Merrill Lynch & Co., Inc. represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

Merrill Lynch Mortgage Lending, Inc. represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

First Franklin Financial Corporation represented by Jay B. Kasner(See above for address)

LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

McGraw-Hill Companies represented by Adam N. ZurofskyA New York Corporation Cahill Gordon & Reindel LLP

80 Pine StreetNew York, NY 10005212.701.3000Fax: 212.378.2732Email: [email protected] TO BE NOTICED

Floyd AbramsCahill Gordon & Reindel LLP80 Pine StreetNew York, NY 10005(212)-701-3621Fax: (212)-269-5420Email: [email protected] TO BE NOTICED

Sarah Penny WindleCahill Gordon & Reindel LLP80 Pine StreetNew York, NY 10005(212)-701-3693Fax: (212)-269-5420Email: [email protected] TO BE NOTICED

Tammy Lynn RoyCahill Gordon et ano.80 Pine StreetNew York, NY 10005(212)-701-3720Fax: (212)-269-5420Email: [email protected] TO BE NOTICED

Defendant

Moody's Investors Service, Inc. represented by Joshua M. RubinsSatterlee Stephens Burke & Burke LLP230 Park AvenueNew York, NY 10169(212)-404-8731Fax: (212)-818-9606Email: [email protected] TO BE NOTICED

Defendant

Matthew Whalen represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Defendant

Donald C. Han represented by Jay B. Kasner(See above for address)LEAD ATTORNEYATTORNEY TO BE NOTICED

Date Filed # Docket Text

12/12/2008 1 COMPLAINT against Credit-Based Asset Servicing and Securitization LLC, MerrillLynch Mortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated,J.P. Morgan Securities Inc., ABN AMRO Incorporated, C-BASS 2007 - CB4Trust,Paul Park, Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi. (Filing Fee $350.00, Receipt Number 672294)Document filed by Iron Workers Local No.25Pension Fund, Iron Workers Local No. 25 Pension Fund. (ama) (ama). (Entered:12/17/2008)

12/12/2008 SUMMONS ISSUED as to Credit-Based Asset Servicing and Securitization LLC,Merrill Lynch Mortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & SmithIncorporated, J.P. Morgan Securities Inc., ABN AMRO Incorporated, C-BASS 2007 -CB4Trust, Paul Park, Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi.(ama) (Entered: 12/17/2008)

12/12/2008 Magistrate Judge James C. Francis is so designated. (ama) (Entered: 12/17/2008)

12/12/2008 Case Designated ECF. (ama) (Entered: 12/17/2008)

12/12/2008 2 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. No Corporate Parent.Document filed by Iron Workers Local No.25 Pension Fund, Iron Workers Local No.25 Pension Fund.(ama) (Entered: 12/17/2008)

12/29/2008 3 ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case bereferred to the Clerk of Court for assignment to a Magistrate Judge for General Pretrial(includes scheduling, discovery, non-dispositive pretrial motions, and settlement).Referred to Magistrate Judge James C. Francis. (Signed by Judge Barbara S. Jones on12/23/2008) (jfe) (Entered: 12/29/2008)

01/29/2009 5 NOTICE OF REASSIGNMENT OF A REFERRAL TO ANOTHER MAGISTRATEJUDGE. The referral in the above entitled action has been reassigned to MagistrateJudge Gabriel W. Gorenstein, for for General Pretrial (includes scheduling, discovery,non-dispositive pretrial motions, and settlement). (ama) (Entered: 02/09/2009)

02/05/2009 4 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Radian Group,Inc. and MGIC Investment Corporation with regards to Defendant Credit-Based AssetServicing and Securitization LLC as Corporate Parent. No Corporate parent withregards to Defendant C-Bass 2007-CB4 Trust Corporate Parent. Document filed by

Credit-Based Asset Servicing and Securitization LLC, C-BASS 2007 -CB4Trust.(Saltarelli, Joseph) (Entered: 02/05/2009)

02/13/2009 6 MOTION to Appoint Public Employees' Retirement System of Mississippi to serve aslead plaintiff(s). Document filed by Public Employees' Retirement System ofMississippi. (Attachments: # 1 Text of Proposed Order)(Silk, Gerald) (Entered:02/13/2009)

02/13/2009 7 MEMORANDUM OF LAW in Support re: 6 MOTION to Appoint Public Employees'Retirement System of Mississippi to serve as lead plaintiff(s).. Document filed byPublic Employees' Retirement System of Mississippi. (Silk, Gerald) (Entered:02/13/2009)

02/13/2009 8 DECLARATION of Gerald H. Silk in Support re: 6 MOTION to Appoint PublicEmployees' Retirement System of Mississippi to serve as lead plaintiff(s).. Documentfiled by Public Employees' Retirement System of Mississippi. (Attachments: # 1Exhibit A, # 2 Exhibit B, # 3 Exhibit C part 1, # 4 Exhibit C part 2)(Silk, Gerald)(Entered: 02/13/2009)

02/17/2009 9 NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Merrill Lynch MortgageInvestors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated (Kasner, Jay)(Entered: 02/17/2009)

02/17/2009 10 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying Bank ofAmerica as Corporate Parent. Document filed by Merrill Lynch Mortgage Investors,Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated.(Kasner, Jay) (Entered:02/17/2009)

02/17/2009 11 MOTION to Appoint Iron Workers Local No. 25 Pension Fund to serve as leadplaintiff(s)., MOTION to Appoint Counsel. Document filed by Iron Workers LocalNo. 25 Pension Fund. (Rosenfeld, David) (Entered: 02/17/2009)

02/17/2009 12 MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint Iron WorkersLocal No. 25 Pension Fund to serve as lead plaintiff(s). MOTION to AppointCounsel.. Document filed by Iron Workers Local No. 25 Pension Fund. (Rosenfeld,David) (Entered: 02/17/2009)

02/17/2009 13 DECLARATION of David A. Rosenfeld in Support re: 11 MOTION to Appoint IronWorkers Local No. 25 Pension Fund to serve as lead plaintiff(s). MOTION to AppointCounsel.. Document filed by Iron Workers Local No. 25 Pension Fund. (Attachments:# 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Rosenfeld, David) (Entered: 02/17/2009)

02/19/2009 14 RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Document filed by J.P.Morgan Securities Inc., ABN AMRO Incorporated. (Lowenthal, Mitchell) (Entered:02/19/2009)

02/19/2009 15 NOTICE OF APPEARANCE by Mitchell A. Lowenthal on behalf of J.P. MorganSecurities Inc., ABN AMRO Incorporated (Lowenthal, Mitchell) (Entered:02/19/2009)

03/03/2009 16 MEMORANDUM OF LAW in Support re: 6 MOTION to Appoint Public Employees'Retirement System of Mississippi to serve as lead plaintiff(s). Memorandum of Law(1) In Further Support of Motion of Public Employees' Retirement System ofMississippi for Appointment As Lead Plaintiff, Approval of Its Selection of Co-Lead

Counsel, and (2) In Opposition to Competing Motion of Iron Workers Local 25Pension Fund for Appointment as Lead Plaintiff. Document filed by PublicEmployees' Retirement System of Mississippi. (Silk, Gerald) (Entered: 03/03/2009)

03/05/2009 17 MEMORANDUM OF LAW in Opposition re: 6 MOTION to Appoint PublicEmployees' Retirement System of Mississippi to serve as lead plaintiff(s).. Documentfiled by Iron Workers Local No. 25 Pension Fund. (Rosenfeld, David) (Entered:03/05/2009)

03/05/2009 26 NOTICE OF CASE REASSIGNMENT to Judge Jed S. Rakoff. Judge Barbara S.Jones is no longer assigned to the case. (ama) (Entered: 03/11/2009)

03/06/2009 18 ORDER the matter has been recently transfered to the undersigned as a related matterto In re: Merrill Lynch & Co, Master File No. 07-9633 (JSR). Counsel are herebydirected to appear for an in-court conference on Thursday, 3/12/09 at 4:00 pm toschedule further proceedings in the matter. ( Status Conference set for 3/12/2009 at04:00 PM before Judge Jed S. Rakoff.) (Signed by Judge Jed S. Rakoff on 3/6/09) (cd)(Entered: 03/09/2009)

03/09/2009 19 NOTICE OF APPEARANCE by Carla R. Walworth on behalf of Credit-Based AssetServicing and Securitization LLC (Walworth, Carla) (Entered: 03/09/2009)

03/09/2009 20 NOTICE OF APPEARANCE by William Albert Novomisle on behalf of Credit-BasedAsset Servicing and Securitization LLC (Novomisle, William) (Entered: 03/09/2009)

03/10/2009 21 REPLY MEMORANDUM OF LAW in Support re: 6 MOTION to Appoint PublicEmployees' Retirement System of Mississippi to serve as lead plaintiff(s).. Documentfiled by Public Employees' Retirement System of Mississippi. (Silk, Gerald) (Entered:03/10/2009)

03/10/2009 22 NOTICE OF APPEARANCE by Jay B. Kasner on behalf of Paul Park, Brian T.Sullivan, Michael M. McGovern, Donald J. Puglisi (Kasner, Jay) (Entered:03/10/2009)

03/10/2009 23 NOTICE OF APPEARANCE by Christopher P. Malloy on behalf of Merrill LynchMortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PaulPark, Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi (Malloy,Christopher) (Entered: 03/10/2009)

03/10/2009 24 NOTICE OF APPEARANCE by Scott D. Musoff on behalf of Merrill LynchMortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PaulPark, Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi (Musoff, Scott)(Entered: 03/10/2009)

03/11/2009 25 AFFIDAVIT OF SERVICE. C-BASS 2007 - CB4Trust served on 1/16/2009, answerdue 2/5/2009. Service was accepted by Andrew Rickent, Treasurer. Document filed byIron Workers Local No. 25 Pension Fund. (Rosenfeld, David) (Entered: 03/11/2009)

03/11/2009 27 MOTION for James Anklam and James Wareham to Appear Pro Hac Vice. Documentfiled by Credit-Based Asset Servicing and Securitization LLC.(dle) (Entered:03/16/2009)

03/12/2009 Minute Entry for proceedings held before Judge Jed S. Rakoff: Initial PretrialConference held on 3/12/2009. The Court scheduled oral argument for April 6th at

5:00 p.m. to determine which plaintiff will be appointed as lead plaintiff between thiscase and Public Employee's Retirement System of Mississippi v. Merrill Lynch,09cv1392 (JSR). (mro) (Entered: 03/16/2009)

03/16/2009 28 MEMO ENDORSEMENT granting 27 Motion for James E. Anklam and James D.Wareham to Appear Pro Hac Vice. ENDORSEMENT: SO ORDERED. (Signed byJudge Jed S. Rakoff on 3/13/09) (tro) (Entered: 03/16/2009)

03/16/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 28 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (tro) (Entered: 03/16/2009)

03/16/2009 29 REPLY MEMORANDUM OF LAW in Support re: 11 MOTION to Appoint IronWorkers Local No. 25 Pension Fund to serve as lead plaintiff(s). MOTION to AppointCounsel.. Document filed by Iron Workers Local No. 25 Pension Fund. (Rosenfeld,David) (Entered: 03/16/2009)

03/16/2009 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conferenceheld on 3/16/2009. (mro) (Entered: 03/18/2009)

03/18/2009 30 MOTION for Timothy A. DeLange to Appear Pro Hac Vice. Document filed byPublic Employees' Retirement System of Mississippi.(dle) (Entered: 03/20/2009)

03/18/2009 31 MOTION for David R. Stickney to Appear Pro Hac Vice. Document filed by PublicEmployees' Retirement System of Mississippi.(dle) (Entered: 03/20/2009)

03/18/2009 32 MOTION for David A. Thorpe to Appear Pro Hac Vice. Document filed by PublicEmployees' Retirement System of Mississippi.(dle) (Entered: 03/20/2009)

03/19/2009 CASHIERS OFFICE REMARK on 27 Motion to Appear Pro Hac Vice in the amountof $50.00, paid on 03/11/2009, Receipt Number 681035. (jd) (Entered: 03/19/2009)

03/26/2009 33 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 31Motion for David R. Stickney to Appear Pro Hac Vice. (Signed by Judge Jed S.Rakoff on 3/24/2009) (jpo) (Entered: 03/26/2009)

03/26/2009 34 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 32Motion for David A. Thorpe to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoffon 3/24/2009) (jpo) (Entered: 03/26/2009)

03/26/2009 35 ORDER FOR ADMISSION PRO HAC VICE granting 30 Motion for Timothy A.DeLange to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on 3/24/2009) (jpo)(Entered: 03/26/2009)

03/26/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 33 Order on Motion toAppear Pro Hac Vice, 34 Order on Motion to Appear Pro Hac Vice, 35 Order onMotion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating ofAttorney Information. (jpo) (Entered: 03/26/2009)

03/31/2009 39 TRANSCRIPT of proceedings held on 3/12/09 before Judge Jed S. Rakoff. AssociatedCases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR. (tro) (Entered: 04/10/2009)

04/02/2009 36 ORDER: For reasons stated in open court, see transcript 4/1/09, the Clerk of the Courtis hereby directed to consolidate as related the above-captioned cases, 08 Civ. 10841and 09 Civ. 1392, under a single docket number, 08 Civ. 10841. SO ORDERED.

(Signed by Judge Jed S. Rakoff on 4/1/2009) Filed In Associated Cases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR(tve) (Entered: 04/02/2009)

04/03/2009 CASHIERS OFFICE REMARK on 32 Motion to Appear Pro Hac Vice, 30 Motion toAppear Pro Hac Vice, 31 Motion to Appear Pro Hac Vice in the amount of $75.00,paid on 03/18/2009, Receipt Number 681979. (jd) (Entered: 04/03/2009)

04/08/2009 37 BRIEF re: (11 in 1:08-cv-10841-JSR, 11 in 1:08-cv-10841-JSR) MOTION to AppointIron Workers Local No. 25 Pension Fund to serve as lead plaintiff(s). MOTION toAppoint Counsel. Submission Regarding April 1, 2009 Hearing. Document filed byIron Workers Local No. 25 Pension Fund.Associated Cases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR(Rosenfeld, David) (Entered: 04/08/2009)

04/08/2009 38 DECLARATION of David A. Rosenfeld in Support re: (11 in 1:08-cv-10841-JSR, 11in 1:08-cv- 10841 -JSR) MOTION to Appoint Iron Workers Local No. 25 Pension Fundto serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by IronWorkers Local No. 25 Pension Fund. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14Exhibit 14)Filed In Associated Cases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR(Rosenfeld, David) (Entered: 04/08/2009)

04/14/2009 40 NOTICE OF APPEARANCE by Kristina Marie Mentone on behalf of C-BASS 2007 -CB4Trust (Mentone, Kristina) (Entered: 04/14/2009)

04/14/2009 41 NOTICE OF APPEARANCE by Kristina Marie Mentone on behalf of C-BASS 2007 -CB4Trust (Mentone, Kristina) (Entered: 04/14/2009)

04/15/2009 42 RESPONSE in Support re: (6 in 1:08-cv-10841-JSR) MOTION to Appoint PublicEmployees' Retirement System of Mississippi to serve as lead plaintiff(s). PublicEmployees' Retirement System of Mississippi's Response to Iron Workers Local No. 25Pension Fund's Submission Regarding April 1, 2009 Hearing. Document filed byPublic Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR(Stickney, David) (Entered: 04/15/2009)

04/15/2009 43 RESPONSE re: (33 in 1:09-cv-01392-JSR, 37 in 1:08-cv-10841-JSR) Brief,.Document filed by Merrill Lynch Mortgage Investors, Inc., Merrill Lynch, Pierce,Fenner & Smith Incorporated, Paul Park, Brian T. Sullivan, Michael M. McGovern,Donald J. Puglisi, Merrill Lynch & Co. Inc., Merrill Lynch Mortgage Lending, Inc.,First Franklin Financial Corporation, Matthew Whalen. Filed In Associated Cases:1:08-cv-10841-JSR, 1:09-cv-01392-JSR(Kasner, Jay) (Entered: 04/15/2009)

04/15/2009 48 TRANSCRIPT of proceedings held on April 1, 2009 at 2:30 p.m. before Judge Jed S.Rakoff. Associated Cases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR(js) (Entered:04/23/2009)

04/16/2009 44 NOTICE OF APPEARANCE by Steven Cooper on behalf of C-BASS 2007 -CB4Trust (Cooper, Steven) (Entered: 04/16/2009)

04/17/2009 45 NOTICE OF CHANGE OF ADDRESS by Kristina Marie Mentone on behalf of allparties. New Address: Reed Smith LLP, 599 Lexington Avenue, New York, NewYork, US 10022, (212) 521-5400. (Mentone, Kristina) (Entered: 04/17/2009)

04/21/2009 46 NOTICE OF CHANGE OF ADDRESS by Steven Cooper on behalf of all parties.

New Address: Reed Smith LLP, 599 Lexington Avenue, New York, New York, US10022, (212) 521-5400. (Cooper, Steven) (Entered: 04/21/2009)

04/22/2009 47 BRIEF re: 37 Brief, IRON WORKERS LOCAL NO. 25 PENSION FUNDS REPLYSUBMISSION REGARDING THE APRIL 1, 2009 HEARING. Document filed by IronWorkers Local No. 25 Pension Fund. (Rosenfeld, David) (Entered: 04/22/2009)

04/23/2009 49 ORDER granting (6) Motion to Appoint ; denying (11) Motion to Appoint ; denying(11) Motion to Appoint Counsel in case 1:08-cv-10841-JSR. The respective plaintiffsin these now-consolidated actions each move to be appointed lead plaintiff pursuant tothe Private Securities Litigation Reform Act of 1995, 15 U.S.C. § 77z-1 (a) (3) (B).Upon consideration of the parties' oral and written submissions and the testimonygiven at the hearing held on April 1, 2009, the Court hereby grants the motion by thePublic Employees' Retirement System of Mississippi, denies the motion by the IronWorkers Local No. 25 Pension Fund, and appoints the Public Employees' RetirementSystem of Mississippi as lead plaintiff. The Court also appoints Bernstein LitowitzBerger & Grossmann LLP, which is counsel to the Public Employees' RetirementSystem of Mississippi, as lead counsel in the consolidated matter. Thesedeterminations are, however, without prejudice to co-lead plaintiff(s) and co-leadcounsel being subsequently appointed if circumstances warrant, such as might be thecase, for example, if subsequent cases are added to this consolidated litigation. SeeWyoming State Treasurer v. Merrill Lynch & Co., Inc., et al., 09 Civ. 3030 (JSR).These determinations have involved the Court's resolution of several difficult issues,which will be elaborated in a written opinion that will issue promptly following thecompletion of the ongoing criminal trial, United States v. Treacy, 08 Cr. 0366, that theCourt is presently conducting. However, the Court issues this "bottom-line" order nowso that the instant litigation may move forward in accordance with the schedulepreviously set by the Court. (Signed by Judge Jed S. Rakoff on 4/23/09) Filed InAssociated Cases: 1:08-cv-10841-JSR, 1:09-cv-01392-JSR(tro) (Entered: 04/24/2009)


05/06/2009 50 STIPULATION AND ORDER: The Wyoming Action is consolidated with the MerrillLynch Pass-Through Action, under docket number 08 Civ. 10841; Defendants shallnot have any present obligation to respond to the Complaint in the Wyoming Action;Provided the Court approves Lead Plaintiffs' request for additional time, anddefendants' request for similar treatment, the parties propose the following schedulefor filing of the amended complaint and briefing on any motions to dismiss: a. LeadPlaintiff shall file an amended complaint no later than May 20, 2009 (defendants shallhave 48 hours to raise issue of need for additional time for their motion to dismiss ifthe amended complaint is substantially different); b. Defendants' motion 10 dismissshall be filed no later than June 17,2009 (Lead Plaintiff shall have 48 hours to raiseissue of need for additional time for its opposition if common issues are not handled ina single brief filed by defendants); c. Lead Plaintiff shall file an opposition todefendants' motions to dismiss no later than July I, 2009; d. Defendants shall file anyreply memorandum no later than July 10, 2009. 4. Oral argument on any motions todismiss shall be held on July 21, 2009 at 5:00 p.m. ( Amended Pleadings due by5/20/2009. Motions due by 6/17/2009. Replies due by 7/10/2009. Responses due by7/1/2009, Oral Argument set for 7/21/2009 at 05:00 PM before Judge Jed S. Rakoff.)(Signed by Judge Jed S. Rakoff on 5/1/09) Filed In Associated Cases: 1:08-cv-10841-

JSR, 1:09-cv-01392-JSR(ae) (Entered: 05/18/2009)

05/19/2009 51 STIPULATION AND ORDER; that the Connecticut Carpenters Action shall beconsolidated with the MBS Action. (Signed by Judge Jed S. Rakoff on 5/17/09) (pl)(Entered: 05/19/2009)

05/20/2009 52 CONSOLIDATED CLASS ACTION COMPLAINT amending 1 Complaint, againstMerrill Lynch & Co., Inc., Merrill Lynch Mortgage Lending, Inc., First FranklinFinancial Corporation, McGraw-Hill Companies, Moody's Investors Service, Inc.,Matthew Whalen, Donald C. Han, Credit-Based Asset Servicing and SecuritizationLLC, Merrill Lynch Mortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & SmithIncorporated, J.P. Morgan Securities Inc., ABN AMRO Incorporated, Paul Park, BrianT. Sullivan, Michael M. McGovern, Donald J. Puglisi.Document filed by WyomingState Treasurer, Los Angeles County Employees Retirement Association, ConnecticutCarpenters Pension Fund, Connecticut Carpenters Annuity Fund, Public Employees'Retirement System of Mississippi. Related document: 1 Complaint, filed by IronWorkers Local No.25 Pension Fund, Iron Workers Local No. 25 Pension Fund.(dle)(Entered: 05/21/2009)

05/27/2009 53 OPINION:#97557 For the foregoing reasons, the Court hereby reaffirms its Order ofApril 23, 2009 appointing MissPERS as lead plaintiff and Bernstein Litowitz as leadcounsel. (Signed by Judge Jed S. Rakoff on 5/26/2009) Filed In Associated Cases:1:08-cv-10841-JSR, 1:09-cv-01392-JSR(tve) Modified on 5/27/2009 (jab). (Entered:05/27/2009)

05/28/2009 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney David R. Stickneyfor noncompliance with Section (14.3) of the S.D.N.Y. Electronic Case Filing Rules &Instructions. E-MAIL the PDF for Document 52 Amended Complaint,,, to:[email protected] . (dle) (Entered: 05/28/2009)

05/29/2009 54 NOTICE OF REASSIGNMENT OF A REFERRAL TO ANOTHER MAGISTRATEJUDGE. The referral in the above entitled action has been reassigned to MagistrateJudge Douglas F. Eaton, for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). (ldi) (Entered: 05/29/2009)

06/05/2009 55 ORDER: The District Judge assigned to this case, Jed S. Rakoff, has consolidated allfour of these cases under 08 Civ. 10841, and has referred them to me for generalpretrial supervision. This means that I will make decisions about the discovery phaseof the litigation but any dispositive motions, such as motions pursuant to Rule 12(b) orRule 56, must be addressed to Judge Rakoff. I enclose a copy of my Standing Orderfor Discovery Disputes. The Standing Order sets out my rules for disputes aboutdiscovery, including disputes about scheduling. (Signed by Magistrate Judge DouglasF. Eaton on 6/5/2009) Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR, 1:09-cv-03030-JSR, 1:09-cv-04534-RWS, 1:09-cv-04543-JSR CopiesMailed By Chambers.(jpo) (Entered: 06/05/2009)



06/17/2009 56 MOTION to Dismiss / Notice of Motion to Dismiss of Defendants ABN Amro, Inc. and

J.P. Morgan Securities, Inc., dated June 17, 2009. Document filed by J.P. MorganSecurities Inc., ABN AMRO Incorporated, J.P. Morgan Securities, Inc... Documentfiled by J.P. Morgan Securities Inc., ABN AMRO Incorporated, J.P. MorganSecurities, Inc.. Responses due by 7/1/2009 Return Date set for 7/21/2009 at 05:00PM.Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Lowenthal, Mitchell) (Entered: 06/17/2009)

06/17/2009 57 DECLARATION of Roger A. Cooper in Support re: (137 in 1:09-cv-01392-JSR, 56 in1:08-cv- 10841 -JSR-DFE) MOTION to Dismiss.. Document filed by J.P. MorganSecurities Inc., ABN AMRO Incorporated, J.P. Morgan Securities, Inc.. (Attachments:# 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E Part 1 of 2, #6 Exhibit E Part 2 of 2)Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Lowenthal, Mitchell) (Entered: 06/17/2009)

06/17/2009 58 MEMORANDUM OF LAW in Support re: (137 in 1:09-cv-01392-JSR, 56 in 1:08-cv-10841-JSR-DFE) MOTION to Dismiss. Dated June 17, 2009. Document filed by J.P.Morgan Securities Inc., ABN AMRO Incorporated, J.P. Morgan Securities, Inc.. FiledIn Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Lowenthal,Mitchell) (Entered: 06/17/2009)

06/17/2009 59 MOTION to Dismiss the Consolidated Class Action Complaint. Document filed byMerrill Lynch Mortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & SmithIncorporated, Paul Park, Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi,Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Lending, Inc., First FranklinFinancial Corporation, Matthew Whalen, Donald C. Han, Merrill Lynch & Co. Inc..Responses due by 7/1/2009 Return Date set for 7/21/2009 at 05:00 PM. (Attachments:# 1 Consolidated Class Action Complaint, # 2 Certificates of Service)Filed InAssociated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Kasner, Jay)(Entered: 06/17/2009)

06/17/2009 60 MEMORANDUM OF LAW in Support re: (59 in 1:08-cv-10841-JSR-DFE, 140 in1:09-cv-01392-JSR) MOTION to Dismiss the Consolidated Class Action Complaint..Document filed by Merrill Lynch Mortgage Investors, Inc., Merrill Lynch, Pierce,Fenner & Smith Incorporated, Paul Park, Brian T. Sullivan, Michael M. McGovern,Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Lending, Inc.,First Franklin Financial Corporation, Matthew Whalen, Donald C. Han, Merrill Lynch& Co. Inc.. (Attachments: # 1 Certificates of Service)Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Kasner, Jay) (Entered: 06/17/2009)

06/17/2009 61 MOTION to Dismiss. Document filed by Moody's Investors Service, Inc.. Responsesdue by 7/1/2009 Return Date set for 7/21/2009 at 05:00 PM.Filed In Associated Cases:1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Rubins, Joshua) (Entered: 06/17/2009)

06/17/2009 62 MOTION to Dismiss the Consolidated Class Action Complaint. Document filed byMcGraw-Hill Companies. Return Date set for 7/21/2009 at 05:00 PM.(Abrams, Floyd)(Entered: 06/17/2009)

06/17/2009 63 AFFIDAVIT of Floyd Abrams in Support re: 62 MOTION to Dismiss theConsolidated Class Action Complaint.. Document filed by McGraw-Hill Companies.(Abrams, Floyd) (Entered: 06/17/2009)

06/17/2009 64 DECLARATION of Joshua M. Rubins in Support re: (142 in 1:09-cv-01392-JSR)MOTION to Dismiss.. Document filed by Moody's Investors Service, Inc..

(Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)Filed In Associated Cases:1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Rubins, Joshua) (Entered: 06/17/2009)

06/17/2009 65 MEMORANDUM OF LAW in Support re: 62 MOTION to Dismiss the ConsolidatedClass Action Complaint.. Document filed by McGraw-Hill Companies. (Abrams,Floyd) (Entered: 06/17/2009)

06/17/2009 66 MEMORANDUM OF LAW in Support re: (142 in 1:09-cv-01392-JSR) MOTION toDismiss.. Document filed by Moody's Investors Service, Inc.. Filed In AssociatedCases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Rubins, Joshua) (Entered:06/17/2009)

06/17/2009 67 MOTION to Dismiss. Document filed by Credit-Based Asset Servicing andSecuritization LLC.(Walworth, Carla) (Entered: 06/17/2009)

06/17/2009 68 DECLARATION of Carla Walworth in Support re: 67 MOTION to Dismiss..Document filed by Credit-Based Asset Servicing and Securitization LLC.(Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5,# 6 Exhibit 6)(Walworth, Carla) (Entered: 06/17/2009)

06/17/2009 69 MEMORANDUM OF LAW in Support re: 67 MOTION to Dismiss.. Document filedby Credit-Based Asset Servicing and Securitization LLC. (Walworth, Carla) (Entered:06/17/2009)

06/17/2009 70 (Volume 1 of 8) DECLARATION of Jay B. Kasner in Support re: 59 MOTION toDismiss the Consolidated Class Action Complaint. Document filed by Credit-BasedAsset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han. (mbe)(Entered: 06/18/2009)

06/17/2009 71 EXHIBITS to schedule A: 1-50 (Volume 2 of 8). Document filed by Credit-BasedAsset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/17/2009 72 EXHIBITS to Schedule A:51-104 (Volume 3 of 8). Document filed by Credit-BasedAsset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/17/2009 73 EXHIBITS to schedule A: 105-177 (volume 4 of 8). Document filed by Credit-Based

Asset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/17/2009 74 EXHIBITS to schedule B: 178-211 (Volume 5 of 8). Document filed by Credit-BasedAsset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/17/2009 75 EXHIBITS to schedule C: 212-235 (Volume 6 of 8). Document filed by Credit-BasedAsset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/17/2009 76 EXHIBITS to schedule D: 236-254 (Volume 7 of 8). Document filed by Credit-BasedAsset Servicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc.,Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc.,ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/17/2009 77 EXHIBITS: 255-264 (Volume 8 of 8). Document filed by Credit-Based AssetServicing and Securitization LLC, Merrill Lynch Mortgage Investors, Inc., MerrillLynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities Inc., ABNAMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park, Brian T. Sullivan,Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill LynchMortgage Lending, Inc., First Franklin Financial Corporation, McGraw-HillCompanies, Moody's Investors Service, Inc., Matthew Whalen, Donald C. Han.(mbe)(Entered: 06/18/2009)

06/18/2009 78 NOTICE of Revised Certification of Named Plaintiff Wyoming State Treasurer.Document filed by Wyoming State Treasurer. (Tabacco, Joseph) (Entered:06/18/2009)

06/19/2009 79 CERTIFICATE OF SERVICE of (56) (57) (58) on June 17, 2009. Service was madeby Federal Express. Document filed by J.P. Morgan Securities Inc., ABN AMROIncorporated. Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Lowenthal, Mitchell) (Entered: 06/19/2009)

06/25/2009 80 ORDER: It is hereby ordered that the Merrill Lynch Defendants and IndividualDefendants shall be permitted to file affidavits and exhibits thereto in support of theirmotion to dismiss the Consolidated Class Action Complaint in paper format in lieu ofusing the Electronic Case Filing system. The Merrill Lynch Defendants and IndividualDefendants shall be permitted to file with the Clerk of Court CD's or DVD'scontaining electronic copies of such affidavits and exhibits thereto in PortableDocument Format ("pdf"). (Signed by Judge Jed S. Rakoff on 6/15/2009) (jpo)(Entered: 06/25/2009)

07/22/2009 81 MEMORANDUM OF LAW in Opposition re: 59 MOTION to Dismiss theConsolidated Class Action Complaint., 56 MOTION to Dismiss / Notice of Motion toDismiss of Defendants ABN Amro, Inc. and J.P. Morgan Securities, Inc., dated June17, 2009. Document filed by J.P. Morgan Securities Inc., ABN AMRO Incorporated,J.P. Morgan Securities, Inc..., 67 MOTION to Dismiss.. Document filed by WyomingState Treasurer, Los Angeles County Employees Retirement Association, ConnecticutCarpenters Pension Fund, Connecticut Carpenters Annuity Fund, Public Employees'Retirement System of Mississippi, Iron Workers Local No. 25 Pension Fund.(Stickney, David) (Entered: 07/22/2009)

07/22/2009 82 MEMORANDUM OF LAW in Opposition re: 62 MOTION to Dismiss theConsolidated Class Action Complaint., 61 MOTION to Dismiss.. Document filed byWyoming State Treasurer, Los Angeles County Employees Retirement Association,Connecticut Carpenters Pension Fund, Connecticut Carpenters Annuity Fund, PublicEmployees' Retirement System of Mississippi, Iron Workers Local No. 25 PensionFund. (Stickney, David) (Entered: 07/22/2009)

07/22/2009 83 DECLARATION of Timothy A. DeLange in Opposition re: 62 MOTION to Dismissthe Consolidated Class Action Complaint., 59 MOTION to Dismiss the ConsolidatedClass Action Complaint., 56 MOTION to Dismiss / Notice of Motion to Dismiss ofDefendants ABN Amro, Inc. and J.P. Morgan Securities, Inc., dated June 17, 2009.Document filed by J.P. Morgan Securities Inc., ABN AMRO Incorporated, J.P.Morgan Securities, Inc..., 61 MOTION to Dismiss., 67 MOTION to Dismiss..Document filed by Wyoming State Treasurer, Los Angeles County EmployeesRetirement Association, Connecticut Carpenters Pension Fund, ConnecticutCarpenters Annuity Fund, Public Employees' Retirement System of Mississippi, IronWorkers Local No. 25 Pension Fund. (Attachments: # 1 Exs. A-F, # 2 Exs. G-J)(Stickney, David) (Entered: 07/22/2009)

07/22/2009 84 CERTIFICATE OF SERVICE of Dkt. Nos. 81, 82, 83 served on (see Case Docket) onJuly 22, 2009. Service was made by EMAIL. Document filed by Wyoming StateTreasurer, Los Angeles County Employees Retirement Association, ConnecticutCarpenters Pension Fund, Connecticut Carpenters Annuity Fund, Public Employees'Retirement System of Mississippi, Iron Workers Local No. 25 Pension Fund.(Stickney, David) (Entered: 07/22/2009)

07/24/2009 85 NOTICE OF APPEARANCE by Tammy Lynn Roy on behalf of McGraw-HillCompanies (Roy, Tammy) (Entered: 07/24/2009)

07/24/2009 86 NOTICE OF APPEARANCE by Sarah Penny Windle on behalf of McGraw-HillCompanies (Windle, Sarah) (Entered: 07/24/2009)

07/24/2009 87 NOTICE OF APPEARANCE by Adam Nelson Zurofsky on behalf of McGraw-Hill

Companies (Zurofsky, Adam) (Entered: 07/24/2009)

08/05/2009 88 REPLY MEMORANDUM OF LAW in Support re: (137 in 1:09-cv-01392-JSR, 56 in1:08-cv- 10841 -JSR-DFE) MOTION to Dismiss.. Document filed by J.P. MorganSecurities Inc., ABN AMRO Incorporated, J.P. Morgan Securities, Inc.. Filed InAssociated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Lowenthal, Mitchell)(Entered: 08/05/2009)

08/05/2009 89 REPLY MEMORANDUM OF LAW in Support re: 67 MOTION to Dismiss. ReplyMemorandum of Law in Support of C-Bass' Motion to Dismiss. Document filed byCredit-Based Asset Servicing and Securitization LLC. (Walworth, Carla) (Entered:08/05/2009)

08/05/2009 90 REPLY MEMORANDUM OF LAW in Support re: 62 MOTION to Dismiss theConsolidated Class Action Complaint.. Document filed by McGraw-Hill Companies.(Abrams, Floyd) (Entered: 08/05/2009)

08/05/2009 91 REPLY MEMORANDUM OF LAW in Support re: (142 in 1:09-cv-01392-JSR)MOTION to Dismiss.. Document filed by Moody's Investors Service, Inc.. Filed InAssociated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Rubins, Joshua)(Entered: 08/05/2009)

08/05/2009 92 NOTICE OF APPEARANCE by Mor Wetzler on behalf of Credit-Based AssetServicing and Securitization LLC (Wetzler, Mor) (Entered: 08/05/2009)

08/05/2009 93 REPLY MEMORANDUM OF LAW in Support re: (59 in 1:08-cv-10841-JSR-DFE,140 in 1:09-cv-01392-JSR) MOTION to Dismiss the Consolidated Class ActionComplaint.. Document filed by Merrill Lynch Mortgage Investors, Inc., Paul Park,Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co.,Inc., Merrill Lynch Mortgage Lending, Inc., First Franklin Financial Corporation,Matthew Whalen, Donald C. Han, Merril Lynch, Pierce, Fenner & Smith Incorporated.Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Kasner, Jay)(Entered: 08/05/2009)

08/05/2009 94 DECLARATION of Jay B. Kasner in Support re: (59 in 1:08-cv-10841-JSR-DFE, 140in 1:09-cv-01392-JSR) MOTION to Dismiss the Consolidated Class ActionComplaint.. Document filed by Merrill Lynch Mortgage Investors, Inc., Merrill Lynch,Pierce, Fenner & Smith Incorporated, Paul Park, Brian T. Sullivan, Michael M.McGovern, Donald J. Puglisi, Merrill Lynch & Co., Inc., Merrill Lynch MortgageLending, Inc., First Franklin Financial Corporation, Matthew Whalen, Donald C. Han.(Attachments: # 1 Exhibit 265, # 2 Exhibit 266, # 3 Exhibit 267, # 4 Exhibit 268, # 5Exhibit 269, # 6 Exhibit 270, # 7 Exhibit 271, # 8 Exhibit 272, # 9 Exhibit 273, # 10Exhibit 274, # 11 Exhibit 275, # 12 Exhibit 276, # 13 Exhibit 277, # 14 Exhibit 278, #15 Exhibit 279, # 16 Exhibit 280, # 17 Exhibit 281)Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Kasner, Jay) (Entered: 08/05/2009)

08/05/2009 95 NOTICE of Compendium Of Unreported Decisions Cited In The Memorandum OfLaw In Support Of The Motion Of The Merrill Lynch Defendants And IndividualDefendants To Dismiss The Consolidated Class Action Complaint And The ReplyMemorandum Of Law In Further Support Of The Motion Of The Merrill LynchDefendants And Individual Defendants To Dismiss The Consolidated Class ActionComplaint re: (148 in 1:09-cv-01392-JSR, 93 in 1:08-cv-10841-JSR-DFE) ReplyMemorandum of Law in Support of Motion,, (141 in 1:09-cv-01392-JSR, 60 in 1:08-

cv- 10841 -JSR-DFE) Memorandum of Law in Support of Motion,,. Document filed byMerrill Lynch Mortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & SmithIncorporated, Paul Park, Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi,Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Lending, Inc., First FranklinFinancial Corporation, Matthew Whalen, Donald C. Han. (Attachments: # 1 Tab 1, # 2Tab 2, # 3 Tab 3, # 4 Tab 4, # 5 Tab 5, # 6 Tab 6, # 7 Tab 7, # 8 Tab 8, # 9 Tab 9, # 10Tab 10, # 11 Tab 11, # 12 Tab 12, # 13 Tab 13)Filed In Associated Cases: 1:08-cv-10841-JSR-DFE, 1:09-cv-01392-JSR(Kasner, Jay) (Entered: 08/05/2009)

08/18/2009 96 MOTION for Jarett Charo to Appear Pro Hac Vice. Document filed by Iron WorkersLocal No.25 Pension Fund, Iron Workers Local No. 25 Pension Fund.(mro) (Entered:08/19/2009)

08/19/2009 97 ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE granting 96Motion for Jarett Charo to Appear Pro Hac Vice for plaintiffs. (Signed by Judge Jed S.Rakoff on 8/18/09) (cd) (Entered: 08/19/2009)

08/19/2009 CASHIERS OFFICE REMARK on 96 Motion to Appear Pro Hac Vice in the amountof $25.00, paid on 08/18/2009, Receipt Number 697615. (jd) (Entered: 08/19/2009)

08/19/2009 Transmission to Attorney Admissions Clerk. Transmitted re: 97 Order on Motion toAppear Pro Hac Vice, to the Attorney Admissions Clerk for updating of AttorneyInformation. (cd) (Entered: 08/21/2009)

08/27/2009 98 TRANSCRIPT of proceedings held on 8/18/09 before Judge Jed S. Rakoff. (ama)(Entered: 09/21/2009)

10/13/2009 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conferenceheld on 10/13/2009. (dle) (Entered: 10/15/2009)

01/28/2010 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conferenceheld on 1/28/2010. (tro) (Entered: 02/03/2010)

03/02/2010 99 NOTICE OF REASSIGNMENT OF A REFERRAL TO ANOTHER MAGISTRATEJUDGE. The referral in the above entitled action has been reassigned to MagistrateJudge James L. Cott, for General Pretrial (includes scheduling, discovery, non-dispositive pretrial motions, and settlement). Magistrate Judge Douglas F. Eaton nolonger referred to the case. (ldi) (Entered: 03/09/2010)


03/31/2010 100 NOTICE of Firm Name Change. Document filed by Iron Workers Local No. 25Pension Fund. (Rudman, Samuel) (Entered: 03/31/2010)

03/31/2010 101 ORDER re: 62 MOTION to Dismiss the Consolidated Class Action Complaint. filedby McGraw-Hill Companies, 59 MOTION to Dismiss the Consolidated Class ActionComplaint. filed by Brian T. Sullivan, First Franklin Financial Corporation, Donald J.Puglisi, Donald C. Han, Merrill Lynch Mortgage Investors, Inc., Paul Park, MichaelM. McGovern, Matthew Whalen, Merrill Lynch, Pierce, Fenner & Smith Incorporated,Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Lending, Inc., Merrill Lynch &Co. Inc., 56 MOTION to Dismiss Notice of Motion to Dismiss of Defendants ABNAmro, Inc. and J.P. Morgan Securities, Inc., dated June 17, 2009. Document filed byJ.P. Morgan Securities Inc., ABN AMRO Incorporated, J.P. Morgan Securities, Inc.

filed by J.P. Morgan Securities, Inc., ABN AMRO Incorporated, J.P. MorganSecurities Inc., 61 MOTION to Dismiss. filed by Moody's Investors Service, Inc., 67MOTION to Dismiss. filed by Credit-Based Asset Servicing and Securitization LLC.For reasons that will be set out in a forthcoming written opinion, the claims based onofferings other than those in which a named plaintiff purchased securities aredismissed with prejudice for lack of standing. The claims against defendants McGraw-Hill Companies, Moody's Investors Service, Inc., Credit-Based Asset Servicing andSecuritization LLC, Merrill Lynch Mortgage Lending, Inc., and First FranklinFinancial Corporation are dismissed with prejudice. The claims against Merrill Lynch& Co., Inc.; J.P. Morgan Securities, Inc.; ABM AMRO Inc.; the section 12(a) (2) andsection 15 claims against Merrill Lynch, Pierce, Fenner & Smith Inc.; and the section15 claims against Matthew Whalen, Paul Park, Brian T. Sullivan, Michael M.McGovern, Donald J. Puglisi, and Donald C. Han are dismissed without prejudice. Allother claims survive. The Clerk of the Court is directed to close document numbers 56,59, 61, 62, and 67 on the docket of this case. (Signed by Judge Jed S. Rakoff on3/31/10) (djc) (Entered: 03/31/2010)



06/01/2010 102 OPINION AND ORDER. #99017 For the foregoing reasons, the Court reaffirms itsrulings as follows: (1) all claims based on the 65 offerings from which no namedplaintiff purchased securities are dismissed with prejudice; (2) all claims against theratings agencies are dismissed with prejudice; (3) all claims against C-BASS, MerrillSponsor and First Franklin are dismissed with prejudice; (4) all claims against Merrill,J.P. Morgan, and ABN AMRO are dismissed without prejudice; (5) the Section 12(a)(2) claim against Merrill PFS is dismissed without prejudice, but the Section 15claim against Merrill PFS is dismissed with prejudice;(6) the Section 15 claims againstthe individual defendants are dismissed without prejudice; and (7) the defendants'motions to dismiss are in all other respects denied, meaning that the Section 11 claimsagainst Merrill Depositor, Merrill PFS, and the individual defendants survive theinstant motions. Counsel for all parties not dismissed with prejudice should convene aconference call with the Court on June 3, 2010 at 12:30 p.m. to schedule dates for anyproposed repleading and further proceedings. SO ORDERED. (Signed by Judge Jed S.Rakoff on 6/1/10) (djc) Modified on 6/1/2010 (djc). Modified on 6/3/2010 (eef).(Entered: 06/01/2010)

06/01/2010 Set Deadlines/Hearings: Status Conference set for 6/3/2010 at 12:30 PM before JudgeJed S. Rakoff. (djc) (Entered: 06/01/2010)


07/06/2010 103 AMENDED CLASS ACTION COMPLAINT amending 52 Amended Complaintagainst Credit-Based Asset Servicing and Securitization LLC, Merrill Lynch MortgageInvestors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. MorganSecurities Inc., ABN AMRO Incorporated, C-BASS 2007 - CB4Trust, Paul Park,Brian T. Sullivan, Michael M. McGovern, Donald J. Puglisi, Merrill Lynch & Co.,Inc., Merrill Lynch Mortgage Lending, Inc., First Franklin Financial Corporation,

McGraw-Hill Companies, Moody's Investors Service, Inc., Matthew Whalen, DonaldC. Han.Document filed by Los Angeles County Employees Retirement Association,Public Employees' Retirement System of Mississippi. Related document: 52 AmendedComplaint filed by Wyoming State Treasurer, Los Angeles County EmployeesRetirement Association, Connecticut Carpenters Pension Fund, Public Employees'Retirement System of Mississippi, Connecticut Carpenters Annuity Fund.(mbe)(Entered: 07/07/2010)


08/06/2010 104 MOTION to Dismiss /Notice of Motion to Dismiss of Defendants ABN AMRO, Inc.and J.P. Morgan Securities, Inc., dated August 6, 2010. Document filed by ABNAMRO Incorporated, J.P. Morgan Securities Inc.. Responses due by8/20/2010(Lowenthal, Mitchell) (Entered: 08/06/2010)

08/06/2010 105 DECLARATION of Roger A. Cooper, dated August 6, 2010 in Support re: 104MOTION to Dismiss /Notice of Motion to Dismiss of Defendants ABN AMRO, Inc.and J.P. Morgan Securities, Inc., dated August 6, 2010.. Document filed by ABNAMRO Incorporated, J.P. Morgan Securities Inc.. (Attachments: # 1 Exhibit A, # 2Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 ExhibitG)(Lowenthal, Mitchell) (Entered: 08/06/2010)

08/06/2010 106 MEMORANDUM OF LAW in Support re: 104 MOTION to Dismiss /Notice ofMotion to Dismiss of Defendants ABN AMRO, Inc. and J.P. Morgan Securities, Inc.,dated August 6, 2010.. Document filed by ABN AMRO Incorporated, J.P. MorganSecurities Inc.. (Attachments: # 1 Appendix A)(Lowenthal, Mitchell) (Entered:08/06/2010)

08/06/2010 107 MOTION to Dismiss the Amended Class Action Complaint. Document filed byDonald C. Han, Michael M. McGovern, Merrill Lynch & Co., Inc., Merrill LynchMortgage Investors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, PaulPark, Donald J. Puglisi, Brian T. Sullivan, Matthew Whalen. Responses due by8/20/2010 (Attachments: # 1 Amended Class Action Complaint)(Kasner, Jay)(Entered: 08/06/2010)

08/06/2010 108 DECLARATION of Jay B. Kasner in Support re: 107 MOTION to Dismiss theAmended Class Action Complaint.. Document filed by Donald C. Han, Michael M.McGovern, Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Investors, Inc., MerrillLynch, Pierce, Fenner & Smith Incorporated, Paul Park, Donald J. Puglisi, Brian T.Sullivan, Matthew Whalen. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, #4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, #10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34)(Kasner,Jay) (Entered: 08/06/2010)

08/06/2010 109 MEMORANDUM OF LAW in Support re: 107 MOTION to Dismiss the AmendedClass Action Complaint.. Document filed by Donald C. Han, Michael M. McGovern,Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch,

Pierce, Fenner & Smith Incorporated, Paul Park, Donald J. Puglisi, Brian T. Sullivan,Matthew Whalen. (Kasner, Jay) (Entered: 08/06/2010)

08/20/2010 110 MEMORANDUM OF LAW in Opposition re: 104 MOTION to Dismiss /Notice ofMotion to Dismiss of Defendants ABN AMRO, Inc. and J.P. Morgan Securities, Inc.,dated August 6, 2010., 107 MOTION to Dismiss the Amended Class ActionComplaint.. Document filed by Connecticut Carpenters Annuity Fund, ConnecticutCarpenters Pension Fund, Iron Workers Local No. 25 Pension Fund, Los AngelesCounty Employees Retirement Association, Public Employees' Retirement System ofMississippi, Wyoming State Treasurer. (Stickney, David) (Entered: 08/20/2010)

08/27/2010 111 REPLY MEMORANDUM OF LAW in Support re: 104 MOTION to Dismiss /Noticeof Motion to Dismiss of Defendants ABN AMRO, Inc. and J.P. Morgan Securities,Inc., dated August 6, 2010.. Document filed by ABN AMRO Incorporated, J.P.Morgan Securities Inc.. (Lowenthal, Mitchell) (Entered: 08/27/2010)

08/27/2010 112 MEMORANDUM OF LAW in Support re: 107 MOTION to Dismiss the AmendedClass Action Complaint.. Document filed by Donald C. Han, Michael M. McGovern,Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch,Pierce, Fenner & Smith Incorporated, Paul Park, Donald J. Puglisi, Brian T. Sullivan,Matthew Whalen. (Kasner, Jay) (Entered: 08/27/2010)

08/27/2010 113 DECLARATION of Jay B. Kasner in Support re: 107 MOTION to Dismiss theAmended Class Action Complaint.. Document filed by Donald C. Han, Michael M.McGovern, Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Investors, Inc., MerrillLynch, Pierce, Fenner & Smith Incorporated, Paul Park, Donald J. Puglisi, Brian T.Sullivan, Matthew Whalen. (Attachments: # 1 Exhibit 35)(Kasner, Jay) (Entered:08/27/2010)

09/15/2010 Minute Entry for proceedings held before Judge Jed S. Rakoff: Argument held on9/15/2010. Court reporters present: Martha Drevis & Sam Mauro. Plaintiffs by DavidStickney & Timothy De Lange. Defendants by Jay B. Kasner, Christopher Malloy,Litchell A. Lowenthal & Roger Cooper. (mro) (Entered: 09/21/2010)

10/14/2010 114 TRANSCRIPT of proceedings held on September 15, 2010 5:30 p.m. before Judge JedS. Rakoff. (ajc) (Entered: 10/14/2010)

11/08/2010 115 ORDER: For reasons that will be set out in a forthcoming written opinion, the claimsasserted against the Junior Underwriters, and therefore, as to all defendants, the claimsthat relate to the offerings in which the Junior Underwriters are involved, aredismissed with prejudice. The motions to dismiss are otherwise denied. The Clerk ofthe Court is directed to close document numbers 104 and 107 on the docket of thiscase. (Signed by Judge Jed S. Rakoff on 11/8/2010) (jfe) Modified on 11/9/2010 (jfe).(Entered: 11/09/2010)


11/17/2010 116 NOTICE of /Notice of Filing of Case in Bankruptcy Court. Document filed by Credit-Based Asset Servicing and Securitization LLC. (Bernstein, Scott) (Entered:11/17/2010)

12/01/2010 117 MEMORANDUM: Accordingly, in issuing its November 8 Order, the Court did not

reach the appraisal issue. For the foregoing reasons, the November 8 Order is herebyreaffirmed. So Ordered (Signed by Judge Jed S. Rakoff on 11/30/2010) (js) (Entered:12/01/2010)

12/01/2010 118 ANSWER to Amended Complaint. Document filed by Donald C. Han, Michael M.McGovern, Merrill Lynch & Co., Inc., Merrill Lynch Mortgage Investors, Inc., MerrillLynch, Pierce, Fenner & Smith Incorporated, Paul Park, Donald J. Puglisi, Brian T.Sullivan, Matthew Whalen. Related document: 103 Amended Complaint,,, filed byLos Angeles County Employees Retirement Association, Public Employees'Retirement System of Mississippi.(Kasner, Jay) (Entered: 12/01/2010)

12/07/2010 119 NOTICE OF APPEARANCE by David Lloyd Wales on behalf of Los AngelesCounty Employees Retirement Association, Public Employees' Retirement System ofMississippi (Wales, David) (Entered: 12/07/2010)


12/14/2010 120 ORDER: First request for production of documents, if any, must be served byDecember 10, 2010. Interrogatories pursuant to Rule 33.3 (a) of the Local Civil Rulesof the Southern District of New York must be served by December 17, 2010. Alldepositions must be completed by September 1, 2011. All discovery is to becompleted by September 1, 2011. Interim deadlines for items 1-5 above may beextended by the parties on consent without application to the Court. Post discoverysummary judgment motions in the form prescribed by the Court's Individual Rules ofPractice, is filed no later than one week following the close of discovery date (item 6above) and provided that the moving papers by September 12, 2011,answering papersdue October 3, 2011 and reply papers by October 13, 2011. Each party must file itsrespective papers with the Clerk of the Court on the same date that such papers areserved. A final pretrial conference, as well as oral argument on any post-discoverysummary judgment motions, shall be held on October 20, 2011, at 4:00 p.m. TheCourt also approved the following briefing schedule for plaintiffs' motion for classcertification: (1) Plaintiffs' motion must be filed by March 22, 2011; (2) Defendants'opposition papers must be filed by April 15, 2011; (3) Plaintiff's reply papers must befiled by April 29, 2011; and (4) Oral argument on the motion will be held on May 9,2011 at 10:00 a.m. So Ordered (Signed by Judge Jed S. Rakoff on 12/9/2010) (js)Modified on 12/22/2010 (js). (Entered: 12/14/2010)

12/14/2010 121 NOTICE OF APPEARANCE by Sean K. O'Dowd on behalf of Los Angeles CountyEmployees Retirement Association, Public Employees' Retirement System ofMississippi (O'Dowd, Sean) (Entered: 12/14/2010)

01/13/2011 122 NOTICE OF APPEARANCE by John Anthony Kehoe on behalf of ConnecticutCarpenters Annuity Fund, Connecticut Carpenters Pension Fund (Kehoe, John)(Entered: 01/13/2011)

01/19/2011 123 NOTICE of Termination of Document Preservation Due to Bankruptcy Filing.Document filed by Credit-Based Asset Servicing and Securitization LLC. (Walworth,Carla) (Entered: 01 / 19/2011)

02/10/2011 124 NOTICE OF APPEARANCE by Jeroen Van Kwawegen on behalf of Los AngelesCounty Employees Retirement Association, Public Employees' Retirement System ofMississippi (Van Kwawegen, Jeroen) (Entered: 02/10/2011)

02/16/2011 Minute Entry for proceedings held before Judge Jed S. Rakoff: Telephone Conferenceheld on 2/16/2011. (eef) (Entered: 02/23/2011)

02/25/2011 125 PROTECTIVE ORDER... regarding procedures to be followed that shall govern thehandling of confidential material... (Signed by Judge Jed S. Rakoff on 2/20/2011) (jfe)(Entered: 02/25/2011)

03/22/2011 126 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Certify Class andAppoint Class Representatives and Class Counsel. Document filed by PublicEmployees' Retirement System of Mississippi. (Wales, David) Modified on 3/23/2011(ldi). (Entered: 03/22/2011)

03/22/2011 127 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW inSupport re: 126 MOTION to Certify Class and Appoint Class Representatives andClass Counsel.. Document filed by Public Employees' Retirement System ofMississippi. (Wales, David) Modified on 3/23/2011 (ldi). (Entered: 03/22/2011)

03/22/2011 128 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of David L.Wales in Support re: 126 MOTION to Certify Class and Appoint ClassRepresentatives and Class Counsel.. Document filed by Public Employees' RetirementSystem of Mississippi. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit9)(Wales, David) Modified on 3/23/2011 (ldi). (Entered: 03/22/2011)

03/22/2011 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKETENTRY ERROR. Note to Attorney David Lloyd Wales to RE-FILE Document 128Declaration in Support of Motion, 127 Memorandum of Law in Support of Motion,126 MOTION to Certify Class and Appoint Class Representatives and Class Counsel.ERROR(S): parties not selected from menu. Not all parties related to filings wereselected from menu. Re-File (all 3) documents and select every plaintiff (associatedwith the filing) from party menu. (ldi) (Entered: 03/23/2011)

03/23/2011 129 MOTION to Certify Class and Appoint Class Representatives and Class Counsel.Document filed by Connecticut Carpenters Annuity Fund, Connecticut CarpentersPension Fund, Los Angeles County Employees Retirement Association, PublicEmployees' Retirement System of Mississippi, Wyoming State Treasurer. (Wales,David) (Entered: 03/23/2011)

03/23/2011 130 MEMORANDUM OF LAW in Support re: 129 MOTION to Certify Class andAppoint Class Representatives and Class Counsel.. Document filed by ConnecticutCarpenters Annuity Fund, Connecticut Carpenters Pension Fund, Los Angeles CountyEmployees Retirement Association, Public Employees' Retirement System ofMississippi, Wyoming State Treasurer. (Wales, David) (Entered: 03/23/2011)

03/23/2011 131 DECLARATION of David L. Wales in Support re: 129 MOTION to Certify Class andAppoint Class Representatives and Class Counsel.. Document filed by ConnecticutCarpenters Annuity Fund, Connecticut Carpenters Pension Fund, Los Angeles CountyEmployees Retirement Association, Public Employees' Retirement System ofMississippi, Wyoming State Treasurer. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9Exhibit 9)(Wales, David) (Entered: 03/23/2011)

03/30/2011 132 MOTION for Norman Berman to Appear Pro Hac Vice. Document filed by Wyoming

State Treasurer.(mbe) (Entered: 04/01/2011)

03/30/2011 133 MOTION for Scott A. Mays to Appear Pro Hac Vice. Document filed by WyomingState Treasurer.(mbe) (Entered: 04/04/2011)

04/06/2011 CASHIERS OFFICE REMARK on 132 Motion to Appear Pro Hac Vice, 133 Motionto Appear Pro Hac Vice in the amount of $50.00, paid on 03/30/2011, Receipt Number933333. (jd) (Entered: 04/06/2011)

04/06/2011 134 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 132Motion for Norman Berman to Appear Pro Hac Vice. Norman Berman is admitted topractice pro hac vice as counsel for Plaintiff Wyoming State Treasurer in this action.(Signed by Judge Jed S. Rakoff on 4/6/2011) (tro) (Entered: 04/07/2011)

04/11/2011 135 ORDER FOR ADMISSION PRO HAC VICE ON WRITTEN MOTION granting 133Motion for Scott A. Mays to Appear Pro Hac Vice. (Signed by Judge Jed S. Rakoff on4/11/2011) (jpo) (Entered: 04/11/2011)

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