U.S. District Court California Northern District (San Francisco) · 2007. 3. 9. · US District...

US District Court Civil Docket as of 12/05/2006 Retrieved from the court on Thursday, March 08, 2007

U.S. District Court California Northern District (San Francisco)

CIVIL DOCKET FOR CASE #: 3:00-cv-04263-VRW

Werner, et al v. Quintus Corporation, et al Assigned to: Judge Vaughn R. Walker Demand: $0 Related Cases: 3:01-cv-00327-VRW 3:02-cr-00139-VRW Cause: 15:78m(a) Securities Exchange Act

Date Filed: 11/15/2000 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Fred Werner represented by Christopher Lometti

Schoengold & Sporn, P.C. 19 Fulton Street Ste 406 New York, NY 10038 (212) 964-0046 LEAD ATTORNEY ATTORNEY TO BE NOTICED Darren J. Robbins Lerach Coughlin Stoia Geller Rudman & Robbins LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joel P Laitman Schoengold & Sporn, P.C. 19 Fulton Street Ste 406 New York, NY 10038 (212) 964-0046 LEAD ATTORNEY ATTORNEY TO BE NOTICED Jordan L. Lurie Weiss & Lurie 10940 Wilshire Blvd. Suite 2300

Los Angeles, CA 90024 (310) 208-2800 Fax: (310) 209-2348 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Patrick J. Coughlin Lerach Coughlin Stoia Geller Rudman & Robbins LLP 100 Pine Street Suite 2600 San Francisco, CA 94111 415/288-4545 Fax: 415-288-4534 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Samuel P. Sporn Schoengold & Sporn, P.C. 19 Fulton Street Ste 406 New York, NY 10038 (212) 964-0046 LEAD ATTORNEY ATTORNEY TO BE NOTICED William S. Lerach Lerach Coughlin Stoia Geller Rudman & Robbins LLP 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Leigh A. Parker Weiss & Lurie 10940 Wilshire Blvd. Suite 2300 Los Angeles, CA 90024 310-208-2800 Fax: 310-209-2348 Email: [email protected] ATTORNEY TO BE NOTICED

Peter D. Bull Bull & Lifshitz 246 West 38th Street New York, NY 10018 (212) 869-9449 ATTORNEY TO BE NOTICED

Plaintiff

Lawrence Tan represented by Eric J. Belfi Labaton Sucharow & Rudoff LLP 100 Park Avenue New York, NY 10017 212-907-0878 Fax: 212-818-0477 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff

Roman Reznik represented by Leigh A. Parker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Quintus Corporation

Defendant

Alan Anderson represented by Daniel H. Bookin O'Melveny & Myers LLP Embarcadero Center West 275 Battery Street Ste 2500 San Francisco, CA 94111-3305 (415) 984-8700 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael F. Tubach O'Melveny & Myers LLP Embarcadero Center West 275 Battery Street

San Francisco, CA 94111-3344 415/984-8876 Fax: 415-984-8701 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Paul Bartlett

Defendant

Susan Salvesen represented by Sara B. Brody Heller Ehrman 333 Bush Street San Francisco, CA 94104-2878 415/772-6000 Fax: (415) 772-6268 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Nancy Brumfield TERMINATED: 04/30/2002

represented by Leslie Hakala Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, CA 94304-1050 (650) 493-9300 TERMINATED: 04/30/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek Morgan Miller Blair LC 1331 N California Blvd Suite 200 Walnut Creek, CA 94596 925-937-3600 Fax: 925-943-1106 Email: [email protected] TERMINATED: 04/30/2002 ATTORNEY TO BE NOTICED

Defendant

Dr. John Burke represented by Leslie Hakala (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek (See above for address) ATTORNEY TO BE NOTICED

Defendant

Andrew Busey represented by Boris Feldman Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas John Clark Wilson Sonsini Goodrich & Rosati Professional Corporation 650 Page Mill Road Palo Alto, CA 94304-1050 650/493-9300 Fax: 650 565-5100 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Leslie Hakala (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek (See above for address) ATTORNEY TO BE NOTICED Peri B. Nielsen Wilson Sonsini Goodrich & Rosati 650 Page Mill Road Palo Alto, CA 94304-1050 650-493-9300 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Fredric W. Harman represented by Boris Feldman (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas John Clark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leslie Hakala (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek (See above for address) ATTORNEY TO BE NOTICED Peri B. Nielsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

William Herman represented by Boris Feldman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas John Clark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leslie Hakala (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek (See above for address) ATTORNEY TO BE NOTICED Peri B. Nielsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Alexander Rosen represented by Boris Feldman (See above for address)


Defendant

Jeanne Wohlers represented by Boris Feldman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas John Clark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leslie Hakala (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek (See above for address) ATTORNEY TO BE NOTICED Peri B. Nielsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Robert W. Shaw represented by Boris Feldman (See above for address)


Defendant

Oak Investment Partners represented by Boris Feldman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Douglas John Clark (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Leslie Hakala (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Eric William Benisek (See above for address) ATTORNEY TO BE NOTICED Peri B. Nielsen (See above for address) ATTORNEY TO BE NOTICED

Defendant

Oak Vi Affiliats represented by Boris Feldman (See above for address)


Defendant

Donaldson, Lufkin & Jenrette Securities Corporation

represented by Peter N. Larson Steefel Levitt & Weiss A Professional Corporation One Embarcadero Center 30th Floor San Francisco, CA 94111 (415)788-0900 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael John Lawson Morgan, Lewis & Bockius LLP One Market Spear Street Tower San Francisco, CA 94105 415-442-1000 Fax: 415-442-1001 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

DLJ Capital Corp represented by Peter N. Larson (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Michael John Lawson (See above for address) ATTORNEY TO BE NOTICED

Defendant

Sprout Capital VI represented by Peter N. Larson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael John Lawson (See above for address) ATTORNEY TO BE NOTICED

Defendant

Sprout Capital VII represented by Peter N. Larson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael John Lawson (See above for address) ATTORNEY TO BE NOTICED

Defendant

Sprout CEO Fund represented by Peter N. Larson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael John Lawson (See above for address) ATTORNEY TO BE NOTICED

Defendant

Deloitte & Touche represented by Douglas M. Schwab Heller Ehrman White & McAuliffe 275 Middlefield Rd Menlo Park, CA 94025 (650)324-7000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Charles R. Jaeger

Heller Ehrman White & McAuliffe 275 Middlefield Rd Menlo Park, CA 94025 (650)324-7000 Email: [email protected] ATTORNEY TO BE NOTICED Howard S. Caro Heller Ehrman LLP 333 Bush St., 30th Floor San Francisco, CA 94104 (415) 772-6487 Fax: (415) 772-6268 Email: [email protected] ATTORNEY TO BE NOTICED Norman J. Blears Heller Ehrman LLP 275 Middlefield Road Menlo Park, CA 94025-3506 (650) 324-7000 Fax: 650-324-0638 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

First Albany Corporation represented by Matthew D. Powers Weil Gotshal & Manges LLP 201 Redwood Shores Parkway Redwood Shores, CA 94065 650-802-3000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel S. Cahill Weil Gotshal & Manges LLP 767 Fifth Avene New York, NY 10153 (212) 310-8000 ATTORNEY TO BE NOTICED

Defendant

James Harrer represented by Robert E. Feyder Kirkpatrick & Lockhart LLP 10100 Santa Monica Boulevard Seventh Floor Los Angeles, CA 90067

310 552-5000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael James Quinn California State Attorney General's Office Correctional Law Section 455 Golden Gate Avenue, Suite 11000 San Francisco, CA 94102-7004 415-703-5726 Fax: 415-703-5843 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Stanley A. Hirschman represented by Robert E. Feyder (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael James Quinn (See above for address) ATTORNEY TO BE NOTICED

Defendant

Donald M. Leonard represented by Robert E. Feyder (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael James Quinn (See above for address) ATTORNEY TO BE NOTICED

Defendant

Michael Noling represented by Robert E. Feyder (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael James Quinn (See above for address) ATTORNEY TO BE NOTICED

Defendant

Phillip E. Pearce represented by Robert E. Feyder (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael James Quinn (See above for address) ATTORNEY TO BE NOTICED

Defendant

Anthony Mazzarella represented by Robert E. Feyder (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael James Quinn (See above for address) ATTORNEY TO BE NOTICED

Defendant

Van Kasper's represented by Peter R. Boutin Keesal Young & Logan Four Embarcadero Center Ste 1500 San Francisco, CA 94111 (415) 398-6000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Ben R. Suter Keesal Young & Logan, PC Four Embarcadero Center Suite 1500 San Francisco, CA 94111 415-398-6000 Fax: 415-981-0136 Email: [email protected] ATTORNEY TO BE NOTICED Thomas O. Jacob Wells Frago Van Kasper 600 California Street Suite 1700 San Francisco, CA 94108 ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/15/2000 1 COMPLAINT Summons(es) issued; Fee status pd entered on 11/15/00 in the amount of $ 150.00 ( Receipt No. 3316236); jury demand [3:00-cv-04263] (cww, COURT STAFF) (Entered: 11/16/2000)

11/15/2000 2 ORDER RE PROCEDURE and SCHEDULE by Judge Vaughn R. Walker : Proof of service to be filed by 1/2/01 ; (cc: all counsel) Plaintiff to file motion to serve as lead plaintiff 60 days after publication of notice. (cww, COURT STAFF) (Entered: 11/16/2000)

11/15/2000 3 NOTICE TO PRESERVE DOCUMENTS by Fred Werner pursuant to LR 16-1(g)(4) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 11/16/2000)

12/05/2000 4 NOTICE OF PUBLICATION by Fred Werner [3:00-cv-04263] (cww, COURT STAFF) (Entered: 12/08/2000)

12/12/2000 5 NOTICE by Quintus Corporation of related case(s) C00-4264SC,C00-4274JCS, C00-4276MJJ,C00-4294BZ,C00-4300JL,C00-4308JL,C00-4343MEJ,C0 0 -4346MEJ,C00-4390MEJ,C00-4392MJJ,C00-4381WHO,C00-4528EDL [3:00-cv-04263] (cww, COURT STAFF) (Entered: 12/13/2000)

12/28/2000 6 RETURN OF SERVICE executed upon defendant Quintus Corporation on 11/20/00 by seri=ving Susan Helms, defendant Alan Anderson on 12/6/00, defendant Paul Bartlett on 12/12/00 by serving Leslie Hakala, defendant Susan Salvesen on 11/20/00 [3:00-cv-04263] (cww, COURT STAFF) (Entered: 12/28/2000)

01/09/2001 7 RELATED CASE AORDER by Judge Vaughn R. Walker relating cases; 3:00-cv-4263 with member cases 3:00-cv-4678, 3:00-cv-4390, 3:00-cv-4504, 3:00-cv-4650 ( Date Entered: 01/10/01) (cc: all counsel) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/10/2001)

01/16/2001 8 NOTICE OF MOTION AND MOTION before Judge Vaughn R. Walker by Robert Cross and The Mustang Shareholders Sub-Groups for appointment lead plaintiff , and for lead counsel pursuant to section 21 D of securities exhange act of 1934 , and to consolidattion of all related action cases with Notice set for 2/22/01 at 2:00 p.m. [3:00-cv-04263] (cww, COURT STAFF) Modified on 01/17/2001 (Entered: 01/17/2001)

01/16/2001 9 MEMORANDUM by Robert Cross and The Mustang Shareholder Sub-Group in support of motion for appointment lead plaintiff [8-1], of motion for lead counsel pursuant to section 21 D of securities exhange act of 1934 [8-2], of motion to consolidattion of all related action cases [8-3] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 10 DECLARATION by Mark A Gordon on behalf of plaintiff Robert Cross and The Mustang Shareholder Sub-Group re memorandum [9-1] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 RECEIVED Proposed Order (Robert Cross and The Mustang Shareholder Sub-Group ) re: motion for appointment lead plaintiff [8-1], re: motion for lead counsel pursuant to section 21 D of securities exhange act of 1934 [8-2], re: motion to

consolidattion of all related action cases [8-3] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 11 PROOF OF SERVICE by Robert Cross and The Mustang Shareholder Sub-Group of motion for appointment lead plaintiff [8-1], motion for lead counsel pursuant to section 21 D of securities exhange act of 1934 [8-2] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 12 NOTICE OF MOTION AND MOTION before Judge Vaughn R. Walker by plaintiffs' Bulldog Capital Management, LP, RJL Capital Managment, Richard J Heming, Jim Harrer for appointment of lead counsel , and to approve proposed lead plaintiffs' choice of counsel with Notice set for 3/8/01 at 10:00 a.m. [3:00-cv-04263] (cww, COURT STAFF) Modified on 01/17/2001 (Entered: 01/17/2001)

01/16/2001 13 DECLARATION by Blair A Nichols re motion for appointment of lead counsel [12-1] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 14 DECLARATION by Blair A Nichols pursuant to LR 3-7(d) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 15 DECLARATION by Robert S Gans pursuant to LR 3-7(d) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 16 DECLARATION by Alan Schulman pursuant to LR 3-7(d) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 RECEIVED Proposed Order (Bulldog Capital Management ) re: motion for appointment of lead counsel [12-1], re: motion to approve proposed lead plaintiffs' choice of counsel [12-2] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 17 PROOF OF SERVICE of order received [0-0], declaration [13-1], motion for appointment of lead counsel [12-1], motion to approve proposed lead plaintiffs' choice of counsel [12-2] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/17/2001)

01/16/2001 18 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES by the Quintus Investors ,plaintiffs before Judge Vaughn R. Walker to consolidate related action cases with Notice set for 2/22/01 at 2:00pm [3:00-cv-04263] (cww, COURT STAFF) Modified on 01/19/2001 (Entered: 01/19/2001)

01/16/2001 RECEIVED Proposed Order (Quintus Investors,plaintiffs ) re: motion to consolidate related action cases [18-1] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 19 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES by plaintiffs' Quintus Investors' before Judge Vaughn R. Walker for appointment of counsel- Pat Mulcair, Gene Salkind, The Apodaca Investment Group, Colin Barry Hill as lead plaintiff , and to approve lead plaintiff's choice of counsel with Notice set for 2/22/01 at 2:00 p.m. [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 20 DECLARATION by Jeffrey W Lawrence plaintiffs' re motion for appointment of

counsel- Pat Mulcair, Gene Salkind, The Apodaca Investment Group, Colin Barry Hill as lead plaintiff [19-1], re motion to approve lead plaintiff's choice of counsel [19-2] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 RECEIVED Proposed Order (Quintus Investors' ) re: motion for appointment of counsel- Pat Mulcair, Gene Salkind, The Apodaca Investment Group, Colin Barry Hill as lead plaintiff [19-1], re: motion to approve lead plaintiff's choice of counsel [19-2] [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 21 DECLARATION by Jeffrey W Lawrence [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 22 DECLARATION by William S Lerach [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 23 DECLARATION by Peter D Bull [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 24 DECLARATION by Steven E Cauley [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 25 DECLARATION by Patrick J Coughlin [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/16/2001 26 DECLARATION by Joshua M Lifshitz [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/18/2001 RECEIVED Stipulation and Proposed Order ( Quintus Corporation in 3:00-cv-04263) re consolidation order [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/19/2001)

01/18/2001 27 RELATED CASE ORDER by Judge Vaughn R. Walker relating cases with C01-96VRW; ( Date Entered: 01/24/01) (cc: all counsel) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/24/2001)

01/24/2001 37 RELATED CASE ORDER by Judge Vaughn R. Walker relating cases; C01-262VRW ( Date Entered: 02/06/01) (cc: all counsel) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/06/2001)

01/25/2001 28 LETTER dated 1/12/01 from Boris Feldman to Judge Walker re holding an expedited settlement of this litigation [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/26/2001)

01/25/2001 29 ORDER by Judge Vaughn R. Walker denying letter [28-1]without prejudice to counsel making a showing of good cause ( Date Entered: 01/26/01) (cc: all counsel) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/26/2001)

01/25/2001 30 LETTER dated 1/12/01 from Boris Feldman to Judge Walker re consolidating cases [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/30/2001)

01/26/2001 32 NOTICE of hearing by Fred Werner in 3:00-cv-04263 setting motion for appointment of counsel- Pat Mulcair, Gene Salkind, The Apodaca Investment Group, Colin Barry Hill as lead plaintiff [19-1] ; hearing set for 10:00 3/8/01, motion to approve lead plaintiff's choice of counsel [19-2] ; hearing set for 10:00 3/8/01 [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/30/2001)

01/26/2001 31 NOTICE of hearing by Fred Werner in 3:00-cv-04263 setting motion to consolidate related action cases [18-1] ; hearing set for 10:00 3/8/01 [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/30/2001)

01/26/2001 33 AMENDED NOTICE of hearing by Robert Cross and the Mustang Shareholder Sub-Groups setting motion for appointment lead plaintiff [8-1] ; hearing set for 2:00 3/8/01, motion for lead counsel pursuant to section 21 D of securities exhange act of 1934 [8-2] ; hearing set for 2:00 3/8/01, motion to consolidattion of all related action cases [8-3] ; hearing set for 2:00 3/8/01 [3:00-cv-04263] (cww, COURT STAFF) (Entered: 01/30/2001)

01/31/2001 34 MOTION by Quintus Corporation in 3:00-cv-04263 to expedite selection of lead plaintiff [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/02/2001)

01/31/2001 35 REQUEST by Quintus Corporation in 3:00-cv-04263 for declaration of James M Coristo to be filed under seal [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/02/2001)

02/01/2001 36 ATTORNEY APPEARANCE/CHANGE OF ADDRESS by Donaldson Lufkin and Jenrette Securities Corp's attorney [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/02/2001)

02/02/2001 38 ORDER by Judge Vaughn R. Walker for protective order to file declaraion of James m Coriston under seal ( Date Entered: 2/6/01) (cc: all counsel) [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/06/2001)

02/02/2001 39 DECLARATION by James M Coriston on behalf of Quintus Corporation in 3:00-cv-04263 re Scheduling order for protective order to file declaraion of James m Coriston under seal [38-1] FILED UNDER SEAL [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/06/2001)

02/02/2001 43 ORDER by Judge Vaughn R. Walker Case Management Conference set for 3/8/01 in 3:00-cv-04263, in 3:00-cv-04264, in 3:00-cv-04274, in 3:00-cv-04276, in 3:00-cv-04294, in 3:00-cv-04300, in 3:00-cv-04308, in 3:00-cv-04313, in 3:00-cv-04343, in 3:00-cv-04346, in 3:00-cv-04381, in 3:00-cv-04390, in 3:00-cv-04392, in 3:00-cv-04504, in 3:00-cv-04528, in 3:00-cv-04650, in 3:00-cv-04678, in 3:00-cv-04771, in 3:01-cv-00096, in 3:01-cv-00262 ; , and for protective order On 1/12/01, Quintus submitted the declaration of James M Coriston to be sealed; Court GRANTED request and directs the clerk to file these documents and this order under seal. Quintus is ORDERED to inform the court when circumstanes warranting the sealing ordr no longer exits. FILED UNDER SEAL ( Date Entered: 2/7/01) (cc: all counsel) [3:00-cv-04263, 3:00-cv-04264, 3:00-cv-04274, 3:00-cv-04276, 3:00-cv-04294, 3:00-cv-04300, 3:00-cv-04308, 3:00-cv-04313, 3:00-cv-04343, 3:00-cv-04346, 3:00-cv-04381, 3:00-cv-04390, 3:00-cv-04392, 3:00-cv-04504, 3:00-cv-04528, 3:00-cv-04650, 3:00-cv-04678, 3:00-cv-04771, 3:01-cv-00096, 3:01-cv-00262] (cww, COURT STAFF) (Entered: 02/07/2001)

02/05/2001 40 NOTICE OF ENTRY OF ORDER by Quintus Corporation in 3:00-cv-04263 [38-1] Scheduling order for protective order to file declaraion of James m Coriston under seal. FILED UNDER SEAL [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/06/2001)

02/05/2001 41 NOTICE OF ENTRY OF ORDER by Quintus Corporation in 3:00-cv-04263 [39-

1] declaration [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/06/2001)

02/05/2001 42 NOTICE OF ENTRY OF ORDER by Quintus Corporation in 3:00-cv-04263, [38-2] order. FILED UNDER SEAL [3:00-cv-04263] (cww, COURT STAFF) (Entered: 02/06/2001)

02/15/2001 44 OPPOSITION to motion to approve proposed lead plaintiffs' choice of counsel [12-2] [3:00-cv-04263] (far, COURT StafF) (Entered: 02/16/2001)

02/15/2001 45 OPPOSITION by Robert Cross and The Mustang Shareholder Sub-Group to motion to approve proposed lead plaintiffs' choice of counsel [12-2] [3:00-cv-04263] (far, COURT StafF) (Entered: 02/16/2001)

02/15/2001 46 DECLARATION by Mark A. Gordon re opposition [45-1], re opposition [44-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 02/16/2001)

02/15/2001 47 PROOF OF SERVICE of declaration [46-1], opposition [45-1], opposition [44-1] submitted by Robert Cross and Roger Micnaud [3:00-cv-04263] (far, COURT StafF) (Entered: 02/16/2001)

02/15/2001 48 MEMORANDUM of points and athorities by Plaintiff Fred Werner in 3:00-cv-04263 in opposition to motion for appointment of lead counsel [12-1], motion for appointment lead plaintiff [8-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 02/26/2001)

02/15/2001 49 DECLARATION by Jeffrey W. Lawrence on behalf of Plaintiff Fred Werner in 3:00-cv-04263 re opposition memorandum [48-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 02/26/2001)

02/16/2001 50 ORDER by Judge Vaughn R. Walker Case Management Conference set for 10:00 3/8/01 ; ( Date Entered: 2/26/01) (cc: all counsel) [3:00-cv-04263] (far, COURT StafF) (Entered: 02/26/2001)

02/22/2001 51 REPLY Memorandum in support of motion for appointment as lead plaintiff and lead counsel submitted by Roger Micnaud. [3:00-cv-04263] (far, COURT StafF) (Entered: 03/01/2001)

02/22/2001 52 REPLY Memorandum of points and authorities in support thereof of the motion to appoint Pat Mulcair, Gene Salkind, The Apodaca Investment Group and Colin Barry Hill pursuant to Section 21D(a)(3)(B) of the Securities Exchange Act of 1934 as lead plaintiff and to approve lead plaintiff's choice of counsel. [3:00-cv-04263] (far, COURT StafF) (Entered: 03/01/2001)

02/22/2001 53 DECLARATION by Jeffrey W. Lawrence re reply [52-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 03/01/2001)

02/22/2001 54 PROOF OF SERVICE by defendant Quintus Corporation in 3:00-cv-04263 of letter brief to Hon. Vaughn R. Walker dated 2/22/01 and proposed order granting defendant Quintus Corporation's request to unseal documents related to Quintus' application to expedite selection of lead plaintiff. [3:00-cv-04263] (far, COURT StafF) (Entered: 03/01/2001)

02/23/2001 55 NOTICE of bankruptcy by defendant Quintus Corporation in 3:00-cv-04263 [3:00-cv-04263] (far, COURT StafF) (Entered: 03/01/2001)

02/28/2001 56 Clerks error, order goes to C00 4308 VRW. ( Date Entered: 3/7/01) (cc: all counsel) [3:00-cv-04263] (db, COURT STAFF) Modified on 04/18/2001 (Entered: 03/07/2001)

02/28/2001 57 REQUEST before Judge Vaughn R. Walker submitted by Movants Robert Cross and the Mustang Shareholder Subgroup to file the cross supplemental brief and declaration under seal with Notice set for 3/8/01 at 10:00 a.m. [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

02/28/2001 58 PROOF OF SERVICE of motion to file the cross supplemental brief and declaration under seal [57-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

02/28/2001 59 NOTICE of withdrawal of [12-2] motion to approve proposed lead plaintiffs' choice of counsel submitted by Bulldog Capital Management, LP, RJL Capital Management, Richard J. Heming and Jim Harrer [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

02/28/2001 60 SUPPLEMENTAL BRIEFING IN RESPONSE re order [50-2] submitted by The Quintus Investors' [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

02/28/2001 61 DECLARATION by Jeffrey W. Lawrence re response [60-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

02/28/2001 62 LETTER dated 2/22/01 submitted by Boris Feldman to Judge Walker re unsealing pleadings. [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

02/28/2001 63 ORDER by Judge Vaughn R. Walker unsealing all documents related to Quintus' application to expedite selection of lead plaintiff ( Date Entered: 3/8/01) (cc: all counsel) [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

03/05/2001 64 PROOF OF SERVICE by defendant Quintus Corporation in 3:00-cv-04263 of Scheduling order unsealing all documents related to Quintus' application to expedite selection of lead plaintiff [63-1] [3:00-cv-04263] (far, COURT StafF) (Entered: 03/08/2001)

03/06/2001 66 Disclosure of fee breakdown in light of this court's 03/01/01 order by defendant Quintus Corporation in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/19/2001)

03/06/2001 68 Application before Judge Vaughn R. Walker for attorney Peter D. Bull to appear pro hac vice . Fee status pd recpt.# 3319962. [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/20/2001)

03/07/2001 65 OPPOSITION by Plaintiff Fred Werner in 3:00-cv-04263 to motion to file the cross supplemental brief and declaration under seal [57-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/15/2001)

03/07/2001 69 ORDER by Judge Vaughn R. Walker granting motion for attorney Peter D. Bull to appear pro hac vice . Fee status pd recpt.# 3319962. [68-1] ( Date Entered: 03/20/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/20/2001)

03/07/2001 83 ORDER by Judge Vaughn R. Walker relating cases; 3:00-cv-4263 with member

cases 3:01-cv-270 and C01 327 etc ( Date Entered: 5/24/01) (cc: all counsel) [3:00-cv-04263] (db, COURT STAFF) (Entered: 05/24/2001)

03/07/2001 83 ORDER by Judge Vaughn R. Walker relating cases; 3:00-cv-4263 with member cases 3:01-cv-932 ( Date Entered: 5/24/01) (cc: all counsel) [3:00-cv-04263] (db, COURT STAFF) (Entered: 05/24/2001)

03/08/2001 67 MINUTES: ( C/R Rosita Flores) ( Hearing Date: 03/08/01) that Case Management Conference held the motion to expedite selection of lead plaintiff [34-1] submitted, that the motion for appointment lead plaintiff [8-1] is submitted, that the motion for appointment of counsel- Pat Mulcair, Gene Salkind, The Apodaca Investment Group, Colin Barry Hill as lead plaintiff [19-1] is submitted, that the motion to consolidate related action cases [18-1] is submitted [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/19/2001)

03/09/2001 70 NOTICE of entry by Plaintiff Fred Werner in 3:00-cv-04263 [69-1] order [3:00-cv-04263] (far, COURT StafF) (Entered: 03/26/2001)

04/12/2001 71 ORDER by Judge Vaughn R. Walker consolidating cases (3:01-cv-00262 3:01-cv-00096 3:00-cv-04771 3:00-cv-04650 3:00-cv-04504 3:00-cv-04390 3:00-cv-04678 3:00-cv-04346 3:00-cv-04528 3:00-cv-04343 3:00-cv-04313 3:00-cv-04308 3:00-cv-04300 3:00-cv-04294 3:00-cv-04276 3:00-cv-04274 3:00-cv-04264 3:00-cv-04392 3:00-cv-04381) 3:00-cv-4263 with member cases 3:00-cv-4264, 3:00-cv-4274, 3:00-cv-4276, 3:00-cv-4294, 3:00-cv-4300, 3:00-cv-4308, 3:00-cv-4313, 3:00-cv-4343, 3:00-cv-4346, 3:00-cv-4381, 3:00-cv-4390, 3:00-cv-4392, 3:00-cv-4504, 3:00-cv-4528, 3:00-cv-4650, 3:00-cv-4678, 3:00-cv-4771, 3:01-cv-96, 3:01-cv-262 ( Date Entered: 05/08/01) (cc: all counsel) [3:00-cv-04263, 3:00-cv-04264, 3:00-cv-04274, 3:00-cv-04276, 3:00-cv-04294, 3:00-cv-04300, 3:00-cv-04308, 3:00-cv-04313, 3:00-cv-04343, 3:00-cv-04346, 3:00-cv-04381, 3:00-cv-04390, 3:00-cv-04392, 3:00-cv-04504, 3:00-cv-04528, 3:00-cv-04650, 3:00-cv-04678, 3:00-cv-04771, 3:01-cv-00096, 3:01-cv-00262] (be, COURT STAFF) (Entered: 05/08/2001)

04/12/2001 72 ORDER by Judge Vaughn R. Walker granting in part and denying in part motion for appointment of counsel- Pat Mulcair, Gene Salkind, The Apodaca Investment Group, Colin Barry Hill as lead plaintiff [19-1], denying motion to approve lead plaintiff's choice of counsel [19-2], denying motion for appointment lead plaintiff [8-1], denying motion for lead counsel pursuant to section 21 D of securities exhange act of 1934 [8-2], denying motion for appointment of lead counsel [12-1], denying motion to approve proposed lead plaintiffs' choice of counsel [12-2], vacating [34-1] motion to expedite selection of lead plaintiff, vacating [57-1] motion to file the cross supplemental brief and declaration under seal ( Date Entered: 05/08/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/08/2001)

04/27/2001 73 ORDER by Judge Vaughn R. Walker amending order of 04/12/01 ( Date Entered: 05/10/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/10/2001)

05/04/2001 74 NOTICE of filing of Clarifying declaration of Colin B. Hill by Plaintiff Fred Werner [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/17/2001)

05/11/2001 77 PROPOSAL of Lieff, Cabraser, Heimann & Bernstein, LLP to serve as lead

counsel [3:00-cv-04263] (cgd, COURT STAFF) Modified on 06/08/2001 (Entered: 05/22/2001)

05/14/2001 75 PROOF OF SERVICE of notice [74-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/17/2001)

05/14/2001 76 REQUEST before Judge Vaughn R. Walker by Weiss & Yourman to file proposal as lead counsel under seal pursuant to court order [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/17/2001)

05/14/2001 78 EXPARTE PROPOSAL for Appointment of Weiss & Yourman as lead counsel [3:00-cv-04263] (cgd, COURT STAFF) Modified on 06/08/2001 (Entered: 05/22/2001)

05/14/2001 79 BID SUBMISSION of Berman, DeValerio, Pease & Tabacco, P.C. for appointment as lead plaintiffs' counsel. [3:00-cv-04263](cgd, COURT STAFF) Modified on 06/08/2001 (Entered: 05/22/2001)

05/14/2001 80 LETTER dated 5/14/01 from Daniel A. Osborn re proposal to act as lead counsel. [3:00-cv-04263] (cgd, COURT STAFF) (Entered: 05/22/2001)

05/14/2001 81 PROPOSAL of Beattie and Osborn LLP for selection as lead counsel. [3:00-cv-04263] (cgd, COURT STAFF) Modified on 06/08/2001 (Entered: 05/22/2001)

05/14/2001 82 BID PROPOSAL of Cohen, Milstein, Hausfeld & Toll, P.L.L.C. to be appointed as lead counsel. [3:00-cv-04263] (cgd, COURT STAFF) Modified on 06/08/2001 (Entered: 05/22/2001)

05/31/2001 84 LETTER dated 05/30/01 from sanford Svetcov to Ms. Catterson re: the USCA court's docket referencing le from Judge Walker date 05/16/01; copy of ninthe circuit docket is attached. [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/01/2001)

05/31/2001 85 ORDER by Judge Vaughn R. Walker for selection of lead counsel the court appoints Weiss & Yourman as lead counsel. The clerk is directed to unseal the bids filed by prospective lead counsel ( Date Entered: 06/01/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/01/2001)

06/08/2001 86 NOTICE OF MOTION AND MOTION before Judge Vaughn R. Walker to stay district court proceedings pending the ninth circuit's initial consideration of plaintiff Colin B. Hill's petition for writ of mandamus [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/14/2001)

06/08/2001 87 DECLARATION in support by Jason T. Baker re motion to stay district court proceedings [86-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/14/2001)

06/08/2001 RECEIVED Proposed Order ( ) re: motion to stay district court proceedings [86-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/14/2001)

06/11/2001 88 ORDER by Judge Vaughn R. Walker Status conference set for 2:00 6/14/01 ; ( Date Entered: 06/18/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/18/2001)

06/13/2001 89 NOTICE of entry of [88-2] order [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/20/2001)

06/15/2001 90 MINUTES: ( C/R sahar Demos) ( Hearing Date: 06/14/01) status conference held lead counsel to file amended complaint and proposed lead plaintiff/representative to determine a class representative [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/21/2001)

06/18/2001 91 CERTIFIED COPY of USCA Order: petition is denied [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/22/2001)

06/20/2001 92 ORDER by Judge Vaughn R. Walker denying motion to stay district court proceedings [86-1] vacating [76-1] motion to file proposal as lead counsel under seal ( Date Entered: 06/26/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 06/26/2001)

06/29/2001 94 NOTICE by Plaintiff in 3:00-cv-04263 of withdrawal of plaintiff Colin B. Hill as lead plaintiff [3:00-cv-04263] (gba, COURT STAFF) (Entered: 07/06/2001)

07/06/2001 95 REPORTER'S TRANSCRIPT; Date of proceedings: 06/14/01 ( C/R: Sahar Demos) [3:00-cv-04263] (be, COURT STAFF) (Entered: 07/12/2001)

07/20/2001 96 LETTER dated 07/05/01 from Daniel A. Osborn to Judge Walker re: suggestion of solution to lead plaintiff/lead counsel problems. [3:00-cv-04263] (be, COURT STAFF) (Entered: 07/24/2001)

07/20/2001 97 LETTER dated 07/10/01 from Jordan L. Lurie Plainfitts lead counsel to Judge Walker re: response to Daniel Osborn's 07/05/01 letter [3:00-cv-04263] (be, COURT STAFF) (Entered: 07/24/2001)

07/20/2001 98 LETTER dated 07/11/01 from Daniel Osborn to Judge Walker re: receipt of letter dated 07/10/01 from Jordan Lurie [3:00-cv-04263] (be, COURT STAFF) (Entered: 07/24/2001)

07/20/2001 99 ORDER by Judge Vaughn R. Walker directing clerk to file letters court request lead counsel to advise court of further developments ( Date Entered: 07/24/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 07/24/2001)

07/30/2001 100 AMENDED CONSOLIDATED CLASS ACTION COMPLAINT [1-1]; jury demand IN RE: QUINTUS SECUIRTIES LITIGATION [3:00-cv-04263] (be, COURT STAFF) (Entered: 08/06/2001)

07/30/2001 101 PROOF OF SERVICE of complaint [100-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 08/06/2001)

08/06/2001 SUMMONS issued as to Nancy Brumfeld, Sprout Group, DLJ Capital, Oak Investment Partners VI, L.P., Oak VI Affilliates Fund,L.P., Mustang.com, James Harrer, Stanley A. Hirschman, Donald M Leonard, Michael Noling, Philip E. Pearce, Anthony Mazzarella, First security Van Kasper, First Albany Corporation [3:00-cv-04263] (be, COURT STAFF) (Entered: 08/09/2001)

09/12/2001 102 PROOF OF SERVICE by defendant Paul Bartlett in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-

04263, defendant Oak Vi Affiliats in 3:00-cv-04263 of stipulation and proposed order extending briefing schedule for motion to dismiss consolidated class action complaint. [3:00-cv-04263] (be, COURT STAFF) (Entered: 09/17/2001)

09/14/2001 103 STIPULATION and ORDER by Judge Vaughn R. Walker : extending briefing schedule defendants (except First Albany and Wells Fargo) shall file and serve motions to dismiss bay 10/29/01; defendants First Albany adn Well Fargo shall file and serve their motions to dismiss by 11/05/01; plaintiffs shall file and serve their opposition by 01/08/02; all defendnats shall file and serve their replies by 02/07/02; hearing for all defendants motion to dismiss will take placce on 02/21/02 @2:00. (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 09/17/2001)

09/18/2001 104 NOTICE by defendant Paul Bartlett in 3:00-cv-04263, defendant Susan Salvesen in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 [103-2] order [3:00-cv-04263] (be, COURT STAFF) (Entered: 09/20/2001)

10/05/2001 105 NOTICE by Plaintiff Fred Werner in 3:00-cv-04263 of change of address [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/11/2001)

10/05/2001 106 REPORTER'S TRANSCRIPT; Date of proceedings: 03/08/01 ( C/R: Rosita Flores) [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/11/2001)

10/24/2001 RECEIVED Proposed Order ( defendant Paul Bartlett in 3:00-cv-04263, defendant Susan Salvesen in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats dismissing IPO Claims ( I-III) in 3:00-cv-04263) [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/25/2001)

10/26/2001 RECEIVED Proposed Order dismissing IPO Claims (counts I-III) ( defendant Alan Anderson in 3:00-cv-04263) [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/26/2001 107 STIPULATION and ORDER by Judge Vaughn R. Walker : dismissing IPO Claims (Counts I-III) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 108 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 to dismiss Consolidated Class Action Complaint

with Notice set for 02/21/02 @2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 109 DECLARATION by Eric Benisek in support on behalf of defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 re motion to dismiss Consolidated Class Action Complaint [108-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 110 APPENDIX of electronically published authorities in support filed by defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 re motion to dismiss Consolidated Class Action Complaint [108-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 111 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant Donaldson Lufkin&Jen in 3:00-cv-04263 to dismiss consolidated class action complaint with Notice set for 2/21/02 @2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 112 DECLARATION by Peter N. Larson in suppport on behalf of defendant Donaldson Lufkin&Jen in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [111-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 113 PROOF OF SERVICE by defendant Donaldson Lufkin&Jen in 3:00-cv-04263 of declaration [112-1], motion to dismiss consolidated class action complaint [111-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/30/2001)

10/29/2001 114 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant DLJ Capital Corp in 3:00-cv-04263, defendant Sprout Capital VI in 3:00-cv-04263, defendant Sprout Capital VII in 3:00-cv-04263, defendant Sprout CEO Fund in 3:00-cv-04263 to dismiss consolidated class action complaint with Notice set for 02/21/02 @2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 116 PROOF OF SERVICE by defendant DLJ Capital Corp in 3:00-cv-04263, defendant Sprout Capital VI in 3:00-cv-04263, defendant Sprout Capital VII in 3:00-cv-04263, defendant Sprout CEO Fund in 3:00-cv-04263 of declaration [115-1], motion to dismiss consolidated class action complaint [114-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 117 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant Deloitte & Touche in 3:00-cv-04263 to dismiss consolidated class action with Notice set for 02/21/02 @ 2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 118 APPENDIX of unpublished and other authorities filed by defendant Deloitte & Touche in 3:00-cv-04263 re motion to dismiss consolidated class action [117-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 119 PROOF OF SERVICE by defendant Deloitte & Touche in 3:00-cv-04263 of documents [118-1], motion to dismiss consolidated class action [117-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 115 DECLARATION by Peter Larson in support on behalf of defendant DLJ Capital Corp in 3:00-cv-04263, defendant Sprout Capital VI in 3:00-cv-04263, defendant Sprout Capital VII in 3:00-cv-04263, defendant Sprout CEO Fund in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [114-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 120 NOTICE of entry by defendant Paul Bartlett in 3:00-cv-04263, defendant Susan Salvesen in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 [107-2] order [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 121 EX-PARTE APPLICATION before Judge Vaughn R. Walker by defendant First Albany Corp in 3:00-cv-04263 for attorney to appear pro hac vice . Fee status paid. [3:00-cv-04263] (be, COURT STAFF) (Entered: 10/31/2001)

10/29/2001 122 CERTIFICATE of interested entities or persons by defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 123 REQUEST FOR JUDICIAL NOTICE by defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 124 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263 to dismiss consolidated amended complaint with Notice set for 02/21/02 @ 2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 RECEIVED Proposed Order ( defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263) re: motion to dismiss consolidated amended complaint [124-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 125 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant Susan Salvesen in 3:00-cv-04263 to dismiss consolidated class action with Notice set for 02/21/02 @2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 127 REQUEST FOR JUDICIAL NOTICE by defendant Susan Salvesen in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 RECEIVED Proposed Order ( defendant Susan Salvesen in 3:00-cv-04263) [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 128 APPENDIX of unreported authorities in support filed by defendant Susan Salvesen in 3:00-cv-04263 re motion to dismiss consolidated class action [125-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 129 PROOF OF SERVICE by defendant Susan Salvesen in 3:00-cv-04263 of join/joinder [126-1], documents [128-1], request [127-1], motion to dismiss consolidated class action [125-1], order received [0-0] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 130 JOINDER by defendant Alan Anderson in 3:00-cv-04263 re motion to dismiss Consolidated Class Action Complaint [108-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

10/29/2001 132 PROOF OF SERVICE by defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 of documents [110-1], declaration [109-1], motion to dismiss Consolidated Class Action Complaint [108-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/06/2001)

11/01/2001 126 JOINDER by defendant Susan Salvesen in 3:00-cv-04263 re motion to dismiss Consolidated Class Action Complaint [108-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/01/2001)

11/01/2001 131 ORDER by Judge Vaughn R. Walker dismissing IPO Claims Counts I-III against defendants Anderson & Salveson without prejudice ( Date Entered: 11/05/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/05/2001)

11/02/2001 133 PROOF OF SERVICE by defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263 of motion to dismiss consolidated amended complaint [124-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/07/2001)

11/05/2001 134 SUPPLEMENTAL PROOF OF SERVICE by defendant DLJ Capital Corp in 3:00-cv-04263, defendant Sprout Capital VI in 3:00-cv-04263, defendant Sprout Capital VII in 3:00-cv-04263, defendant Sprout CEO Fund in 3:00-cv-04263 of declaration [115-1], service [113-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/08/2001)

11/05/2001 135 SUPPLEMENTAL PROOF OF SERVICE by defendant DLJ Capital Corp in 3:00-cv-04263, defendant Sprout Capital VI in 3:00-cv-04263, defendant Sprout Capital VII in 3:00-cv-04263, defendant Sprout CEO Fund in 3:00-cv-04263 of declaration [112-1], motion to dismiss consolidated class action complaint [111-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/08/2001)

11/05/2001 136 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant Wells Fargo in 3:00-cv-04263 to dismiss consolidated class action complaint with Notice set for 02/21/02 @2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/08/2001)

11/05/2001 137 CERTIFICATE of interested entities or persons by defendant Wells Fargo in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/08/2001)

11/05/2001 138 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant First Albany Corp in 3:00-cv-04263 to dismiss consolidated class action complaint with Notice set for 02/21/02 @ 2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/08/2001)

11/05/2001 139 DECLARATION by Edward R. Reines in support on behalf of defendant First Albany Corp in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [138-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/08/2001)

11/07/2001 140 NOTICE of entry by defendant Susan Salvesen in 3:00-cv-04263 [131-2] order [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/09/2001)

11/09/2001 141 ORDER by Judge Vaughn R. Walker granting motion for attorney to appear pro hac vice as to Daniel S Cahill. Fee status paid. [121-1] ( Date Entered: 11/14/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/14/2001)

11/16/2001 142 PROOF OF SERVICE by defendant First Albany Corp in 3:00-cv-04263 of motion to dismiss consolidated class action complaint [138-1], declaration [139-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 11/20/2001)

11/27/2001 143 NOTICE of filing of Plaintiff Certification Pursuant to Federal Securities Laws [3:00-cv-04263] (be, COURT STAFF) (Entered: 12/03/2001)



12/07/2001 146 ORDER by Judge Vaughn R. Walker directing clerk to file letter and declaration from Roman Reznik Court suggests Mr. Reznick move for appointment of lead plaintiff with motion and notice of hearing set for 2/21/02 @2:00( Date Entered: 12/13/01) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 12/13/2001)

12/07/2001 147 LETTER dated 11/27/01 from Jordan L. Lurie to Judge Walker re: appointment of lead plaintiff [3:00-cv-04263] (be, COURT STAFF) (Entered: 12/13/2001)

12/07/2001 148 DECLARATION by Proposed lead plaintiff Roman Reznik in response to inquiries

in Court's 2/16/01 Order [3:00-cv-04263] (be, COURT STAFF) (Entered: 12/13/2001)



01/02/2002 RECEIVED Stipulation and Proposed Order extending briefing schedule ( defendant Paul Bartlett in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263) [3:00-cv-04263] (be, COURT STAFF) (Entered: 01/08/2002)

01/08/2002 151 STIPULATION and ORDER by Judge Vaughn R. Walker : All motions will be heard by 2:00 4/18/02 ; plaintiffs shall file and serve opposiiton to defendants' motions to dismiss by 02/28/02; defendants shall file and serve replies by 04/04/02 (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 01/10/2002)

01/11/2002 152 NOTICE of entry by defendant Paul Bartlett in 3:00-cv-04263, defendant Susan Salvesen in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 [151-2] order [3:00-cv-04263] (be, COURT STAFF) (Entered: 01/15/2002)

01/17/2002 153 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker for re appointment of lead plaintiff , and appointment of his choice of lead counsel with Notice set for 02/21/02 [3:00-cv-04263] (be, COURT STAFF) Modified on 01/28/2002 (Entered: 01/18/2002)

01/18/2002 RECEIVED Proposed Order re-appointing Colin Barry Hill as lead plaintiff and approving his choice of lead counsel filed by Jeffrey W. Lawrence( ) [3:00-cv-04263] (be, COURT STAFF) (Entered: 01/22/2002)

01/23/2002 154 STIPULATION and ORDER extending briefing schedule by Judge Vaughn R. Walker : setting hearing on motion for re appointment of lead plaintiff [153-1] 2:00 4/18/02, setting hearing on motion appointment of his choice of lead counsel [153-2] 2:00 4/18/02, setting hearing on motion to dismiss consolidated class action complaint [138-1] 2:00 4/18/02, setting hearing on motion to dismiss consolidated class action [117-1] 2:00 4/18/02, setting hearing on motion to dismiss consolidated class action complaint [114-1] 2:00 4/18/02, setting hearing on motion to dismiss consolidated class action complaint [111-1] 4/18/02 (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 01/28/2002)

01/31/2002 155 OPPOSITION filed by lead counsel for the Class to motion for re appointment of

lead plaintiff [153-1], motion appointment of his choice of lead counsel [153-2] [3:00-cv-04263] (be, COURT STAFF) (Entered: 02/04/2002)

01/31/2002 156 DECLARATION by Leigh Parker in support re opposition [155-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 02/04/2002)

01/31/2002 157 PROOF OF SERVICE of declaration [156-1], opposition [155-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 02/04/2002)

02/07/2002 RECEIVED Proposed Order ( ) re: motion for re appointment of lead plaintiff [153-1], re: motion appointment of his choice of lead counsel [153-2] [3:00-cv-04263] (be, COURT STAFF) (Entered: 02/08/2002)

02/27/2002 RECEIVED Stipulation and Proposed Order extending briefing schedule( ) [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/05/2002)

03/01/2002 158 STIPULATION and ORDER extending briefing schedule by Judge Vaughn R. Walker : (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/06/2002)

03/07/2002 159 CONSOLIDATED OPPOSITION to motion to dismiss consolidated class action complaint [138-1], motion to dismiss consolidated class action complaint [136-1], motion for attorney to appear pro hac vice . Fee status paid. [121-1], motion to dismiss consolidated class action [117-1], motion to dismiss consolidated class action complaint [114-1], motion to dismiss consolidated class action [125-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/08/2002)

03/07/2002 160 DECLARATION in support by Leigh Parker re opposition [159-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/08/2002)

03/07/2002 161 PROOF OF SERVICE of declaration [160-1], opposition [159-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/08/2002)

03/08/2002 162 LETTER dated 03/05/02 from Jeffrey G. Homrig re: service list for further pleadings and/or communications concerning matter [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/15/2002)

03/14/2002 163 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker to appoint plaintiff Roman Reznik as lead Plaintiff with Notice set for 04/18/02 @2:00 [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/18/2002)

03/14/2002 164 DECLARATION in support by Jordan L. Lurie re motion to appoint plaintiff Roman Reznik as lead Plaintiff [163-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/18/2002)

03/14/2002 165 PROOF OF SERVICE of declaration [164-1], motion to appoint plaintiff Roman Reznik as lead Plaintiff [163-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 03/18/2002)

03/28/2002 166 OPPOSITION to motion to appoint plaintiff Roman Reznik as lead Plaintiff [163-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/01/2002)

04/01/2002 184 PROOF OF SERVICE by defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-

04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263 of reply [174-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/12/2002)

04/04/2002 167 REPLY memorandum of points and authorties in support re motion to appoint plaintiff Roman Reznik as lead Plaintiff [163-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/08/2002)

04/04/2002 168 REPLY in support of motion for re motion for re appointment of Colin Barry Hillas lead plaintiff [153-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/08/2002)

04/04/2002 169 REPLY memorandum of points and authorities in support by defendant Deloitte & Touche in 3:00-cv-04263 re motion to dismiss consolidated class action [117-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/08/2002)

04/04/2002 170 SUPPLEMENTAL APPENDIX of unpublished authorities cited in reply in support filed by defendant Deloitte & Touche in 3:00-cv-04263 re motion to dismiss consolidated class action [117-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/08/2002)

04/04/2002 172 DECLARATION in support by Jeffrey W. Lawrence re motion appointment of his choice of lead counsel [153-2] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 173 REPLY brief in support by defendant Wells Fargo in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [136-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 174 REPLY memorandum of points and aurhtorities in support by defendant James Harrer in 3:00-cv-04263, defendant Stanley A. Hirschman in 3:00-cv-04263, defendant Donald M. Leonard in 3:00-cv-04263, defendant Michael Noling in 3:00-cv-04263, defendant Phillip E. Pearce in 3:00-cv-04263, defendant Anthony Mazzarella in 3:00-cv-04263 re motion to dismiss consolidated amended complaint [124-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 175 REPLY memorandum of points and authorities in further support by defendant Donaldson Lufkin&Jen in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [111-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 176 REPLY memorandum of points an authorities in further support by defendant DLJ Capital Corp in 3:00-cv-04263, defendant Sprout Capital VI in 3:00-cv-04263, defendant Sprout Capital VII in 3:00-cv-04263, defendant Sprout CEO Fund in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [114-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 177 PROOF OF SERVICE by defendant Donaldson Lufkin&Jen in 3:00-cv-04263 of reply [176-1], reply [175-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 178 REPLY memorandum of points and authorities by defendant Susan Salvesen in 3:00-cv-04263 re motion to dismiss consolidated class action [125-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 179 REPLY memorandum of points and authorites by defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 re motion to dismiss Consolidated Class Action Complaint [108-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 180 APPENDIX of unpublished authorities in support filed by defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 re reply [179-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 181 CERTIFICATE OF SERVICE by defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 of documents [180-1], reply [179-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 182 JOINDER by defendant Alan Anderson in 3:00-cv-04263 re reply [179-1], re reply [178-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/04/2002 183 Memorandum of points and authorities in REPLY by defendant First Albany Corp in 3:00-cv-04263 re motion to dismiss consolidated class action complaint [138-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/09/2002)

04/08/2002 171 PROOF OF SERVICE by defendant Deloitte & Touche in 3:00-cv-04263 of documents [170-1], reply [169-1] [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/08/2002)

04/17/2002 RECEIVED Proposed Order dismissing Nancy Brumfield from action( defendant Paul Bartlett in 3:00-cv-04263, defendant Susan Salvesen in 3:00-cv-04263, defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263) [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/19/2002)

04/19/2002 185 MINUTES: ( C/R Starr Wilson) ( Hearing Date: 04/18/02) that the motion to appoint plaintiff Roman Reznik as lead Plaintiff [163-1] is submitted, that the motion to dismiss consolidated class action complaint [138-1] is submitted, that the motion to dismiss consolidated class action complaint [136-1] is submitted, that the motion to dismiss consolidated class action [117-1] is submitted, that the motion to dismiss consolidated class action complaint [114-1] is submitted, that the motion to

dismiss consolidated class action complaint [111-1] is submitted, that the motion to dismiss Consolidated Class Action Complaint [108-1] is submitted, that the motion to dismiss consolidated class action [125-1] is submitted, that the motion to dismiss consolidated amended complaint [124-1] is submitted [3:00-cv-04263] (be, COURT STAFF) (Entered: 04/26/2002)

04/30/2002 186 STIPULATION and ORDER by Judge Vaughn R. Walker : dismissing party Nancy Brumfield without prejudice in 3:00-cv-04263 (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/06/2002)

05/02/2002 187 NOTICE of entry by defendant Nancy Brumfield in 3:00-cv-04263, defendant John Burke in 3:00-cv-04263, defendant Andrew Busey in 3:00-cv-04263, defendant Fredric W. Harman in 3:00-cv-04263, defendant William Herman in 3:00-cv-04263, defendant Alexander Rosen in 3:00-cv-04263, defendant Jeanne Wohlers in 3:00-cv-04263, defendant Robert W. Shaw in 3:00-cv-04263, defendant Oak Investment Partn in 3:00-cv-04263, defendant Oak Vi Affiliats in 3:00-cv-04263 [186-2] order [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/07/2002)

05/14/2002 188 REPORTER'S TRANSCRIPT; Date of proceedings: 04/18/02 ( C/R: Starr A. Wilson) [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/17/2002)

05/15/2002 189 ORDER grants Deliotte & Touche's request to file and serve their statement of recent decision by 05/31/02; court grants plaintiffs' request and allows plaintiffs to file and serve a response of no more than 3 pages by 06/10/02 by Judge Vaughn R. Walker ( Date Entered: 05/20/02) (cc: all counsel) [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/20/2002)

05/15/2002 190 LETTER dated 04/24/02 from Norman J. Blears to Judge Walker re request courts approval to file and serve statement of recent decision in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/20/2002)

05/15/2002 191 LETTER dated 04/25/02 from Jordan L. Lurie to Judge Walker re response to letter date 04/24/02 re statement of recent decision in 3:00-cv-04263 [3:00-cv-04263] (be, COURT STAFF) (Entered: 05/20/2002)

05/21/2002 192 STATEMENT of recent decision re Deloitte & Touche LLP's motion to dismiss consolidated class action filed by defendant Deloitte & Touche LLP. [3:00-cv-04263] (far, COURT StafF) (Entered: 05/28/2002)

06/07/2002 195 NOTICE of Related Cases by Plaintiff Fred Werner in 3:00-cv-04263 . [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 06/13/2002)

06/10/2002 193 ORDER, by Judge Vaughn R. Walker, relating cases; 3:00-cv-4263 with member cases 3:02-cr-139. ( Date Entered: June 12, 2002) (cc: all counsel) [3:00-cv-04263] (rl, COURT STAFF) (Entered: 06/12/2002)

06/10/2002 196 STATEMENT of recent decision re: Motion to Dismiss Consolidated Class Action Plaintiff. (hdj, COURT STAFF) (Entered: 06/13/2002)

06/13/2002 194 ORDER, by Judge Vaughn R. Walker, relating cases C00-4263, CR02-139 and C02-2425. ( Date Entered: June 13, 2002) (cc: all counsel) [3:00-cv-04263] (rl, COURT STAFF) (Entered: 06/13/2002)

06/17/2002 197 MAIL [193-2] returned from Post Office, addressed to daniel S. Cahill. [3:00-cv-

04263] (rl, COURT STAFF) (Entered: 06/18/2002)

06/18/2002 198 MAIL [194-2] returned from Post Office, addressed to Daniel S. Cahill. [3:00-cv-04263] (rl, COURT STAFF) (Entered: 06/19/2002)

07/31/2002 RECEIVED Substitution of Counsel submitted by defendant Susan Salvesen in 3:00-cv-04263 [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 08/05/2002)

08/12/2002 199 ATTORNEY SUBSTITUTION: terminating as counsel Brobeck Phleger & Harrison for by defendant Susan Salvesen in 3:00-cv-04263 and substituting attorney Sara B. Brody Signed by Vaughn R. Walker [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 08/16/2002)

08/19/2002 200 NOTICE of entry of by defendant Susan Salvesen in 3:00-cv-04263 [199-1] substitution of attorney. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 08/22/2002)

09/03/2002 201 ORDER by Judge Vaughn R. Walker. In summary, the court grants the Mustang defendants, Deloite, the DLJ entities, DLJ Securities, FSVK and FAC's motions to dismiss. The court dismisses all claims against the Mustang defendants, Deloitte, DLJ Securities, FSVK and FAC without prejudice. The court dismisses the claims against DLJ entities. DLJ did not move to dismiss the remaining claims against it. The court GRANTS in part and DENIES in part the Quintus defendants and the Oak entities, the DLJ entities, Susan Salveson and Alan Anderson's motion to dismiss. With respect to plaintiffs' claim against the Quintus officer and director defendants, these motions are denied. With respect to plaintiffs' claim against the the Oak entiteis is dismissed without prejudice. All other cliams against the Quintus defendants and the Oak entities are dismissed without prejudice. Finally, the court DENIES Hill's motion to appoint lead plaintiff and GRANTS Reznik's motion to appoint lead plaintiff. Plaintiffs' may file an amended complaint by October 4, 2002. [163-1], [153-1], [108-1], [125-1] [124-1], [111-1] ( Date Entered: 9/4/02) (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 09/04/2002)

09/16/2002 RECEIVED Stipulation and Proposed Order ( defendant Donaldson Lufkin&Jen in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 09/17/2002)

09/16/2002 202 MAIL [201-1] returned from Post Office to Peter D. Bull. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 09/17/2002)

09/25/2002 205 STIPULATION and ORDER that Counts I,II,IV,V, VII,X, XI, and XII are dismissed without prejudice as to the DLJ Entitties. It is further stipulated and agreed that DLJ Securities shall not seek sanctions against plaintiffs for refusing to oppose its motion to dismiss by Judge Vaughn R. Walker : (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 09/26/2002)

10/07/2002 RECEIVED Stipulation and Proposed Order Extending Certain Dates ( defendant in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/08/2002)

10/18/2002 206 STIPULATION and ORDER by Judge Vaughn R. Walker all discovery, formal or informal, shall be stayed until 10/16/02, at which time the parties shall continue their Rule 26(f) conference. No amended complaint shall be filed to the claims that were sustained in the 9/3/02 Order until after the Rule 26(f) conference. At the Rule 26(f) conference the parties shall confer regarding dates for filing the amended

complaint or to respond to the existing complaint : (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/21/2002)

10/28/2002 207 NOTICE by Plaintiff Fred Werner in 3:00-cv-04263 of change of firm address. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/29/2002)

11/01/2002 RECEIVED Stipulation and Proposed Order extending time to file amended consolidated class action complaint and extending tim for defendants to respond. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 11/04/2002)

11/14/2002 210 NOTICE OF (Request) MOTION AND MOTION before Judge Vaughn R. Walker by Plaintiff in 3:00-cv-04263 to dismiss party Deloitte & Touche LLp with Prejudice [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 11/19/2002)

11/14/2002 211 PROOF OF SERVICE by Plaintiff in 3:00-cv-04263 of motion to dismiss party Deloitte & Touche LLp with Prejudice [210-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 11/19/2002)

11/15/2002 208 STIPULATION and ORDER by Judge Vaughn R. Walker : extending time to file First Amended Consolidated Class Action COmplaint until 12/16/02 (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 11/18/2002)

11/15/2002 209 ORDER by Judge Vaughn R. Walker dismissing action with prejudice as to defendant Deloitte & Touche in 3:00-cv-04263. ( Date Entered: 11/18/02) (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 11/18/2002)

12/13/2002 RECEIVED Stipulation Further Extending Time to File Amended Consolidated Class Action Complaint and Proposed Order ( Plaintiff in 3:00-cv-04263, defendant in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 12/17/2002)

01/03/2003 212 LETTER dated 12/13/02 from Jordan L. Lurie re: Stipulation. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 01/07/2003)

01/03/2003 213 LETTER dated 12/17/02 from Robert E. Feyder re: response in 12/13/02. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 01/07/2003)

01/03/2003 214 STIPULATION and ORDER by Judge Vaughn R. Walker : extending time to file amended consolidated class action complaint and extending time for defendants to respond (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 01/07/2003)

02/10/2003 215 FIRST AMENDED CONSOLIDATED CLASS ACTION COMPLAINT; Jury Trial Demand. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 02/12/2003)

03/11/2003 216 NOTICE of change of address of Holzer Holzer and Cannon LLC. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 03/14/2003)

03/14/2003 217 STIPULATION Re: Briefing Schedule--hearing: 7/17/03 at 10:00 am. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 03/18/2003)

03/14/2003 Docket Modification (Administrative) to All motions will be heard by 10:00 7/17/03 ; [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 03/18/2003)

03/17/2003 RECEIVED Stipulation Re: Briefing Schedule and Proposed Order ( defendant Alan Anderson in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF)

(Entered: 03/21/2003)

03/18/2003 218 NOTICE by defendants' of Stipulation Re: Briefing Schedule 3:00-cv-04263. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 03/21/2003)

03/28/2003 219 STIPULATION and ORDER by Judge Vaughn R. Walker : motion dismiss will be heard by 10:00 7/17/03 ; (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 220 NOTICE OF MOTION AND MOTION before Judge Vaughn R. Walker by defendant Alan Anderson in 3:00-cv-04263 for joinder with Notice set for 7/17/03 at 10:00 am. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 221 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by Paul Bartlett , Andrew Busey, Fredric W. Harman, William Herman, Alexander Rosen, Jeanne Wohlers , Robert W. Shaw, Oak Investment Partn and Oak Vi Affiliats to dismiss first amended consildated class action complaint by defendant directors and Oak Investment Entities with Notice set for 7/17/03 at 2:00 pm. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 222 APPENDIX of unpublished authorities filed by defendant in 3:00-cv-04263 re motion to dismiss first amended consildated class action complaint by defendant directors and Oak Investment Entities [221-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 RECEIVED Proposed Order ( defendant in 3:00-cv-04263) re: motion to dismiss first amended consildated class action complaint by defendant directors and Oak Investment Entities [221-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 223 PROOF OF SERVICE by defendant in 3:00-cv-04263 of motion to dismiss first amended consildated class action complaint by defendant directors and Oak Investment Entities [221-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 224 NOTICE OF MOTION AND MOTION WITH MEMORANDUM OF POINTS AND AUTHORITIES before Judge Vaughn R. Walker by defendant in to dismiss plaintiff first amended consolidated class action complaint with Notice set for 7/17/03 at 2:00 pm. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 225 JOINDER by defendant in 3:00-cv-04263 re motion to dismiss first amended consildated class action complaint by defendant directors and Oak Investment Entities [221-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 226 REQUEST FOR JUDICIAL NOTICE by defendant in 3:00-cv-04263 motion to dismiss plaintiff first amended consolidated class action complaint [224-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 RECEIVED Proposed Order ( defendant in 3:00-cv-04263) re: motion to dismiss plaintiff first amended consolidated class action complaint [224-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

03/28/2003 227 PROOF OF SERVICE by defendant in 3:00-cv-04263 of order received [0-0],

request [226-1], join/joinder [225-1], motion to dismiss plaintiff first amended consolidated class action complaint [224-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/01/2003)

04/02/2003 228 NOTICE by defendant Alan Anderson in 3:00-cv-04263 [219-2] order [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/04/2003)

05/23/2003 229 MEMORANDUM filed by Quintus Defendants' in opposition to motion to dismiss plaintiff first amended consolidated class action complaint [224-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 05/27/2003)

05/23/2003 230 MEMORANDUM by defendant in 3:00-cv-04263 in opposition to motion to dismiss first amended consildated class action complaint by defendant directors and Oak Investment Entities [221-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 05/27/2003)

05/23/2003 231 DECLARATION by Leigh Parker on behalf of defendant Quintus Corporation in 3:00-cv-04263 re opposition memorandum [230-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 05/27/2003)

05/23/2003 232 PROOF OF SERVICE of declaration [231-1], opposition memorandum [229-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 06/03/2003)

06/11/2003 RECEIVED Stipulation and Proposed Order to Continue hearing Date on Defendants' Motions to Dismiss filed by Defendants (Class). [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 06/12/2003)

06/19/2003 233 STIPULATION and ORDER by Judge Vaughn R. Walker : motion to dismiss will be heard by 2:00 9/4/03 ; (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 06/23/2003)

07/21/2003 RECEIVED Stipulation to Continue Hearing Date on Defendant's Motions' to Dismiss and Proposed Order ( defendant in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 07/23/2003)

07/28/2003 234 STIPULATION and ORDER by Judge Vaughn R. Walker : All motions will be heard by 2:00 10/23/03 ; (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 07/30/2003)

08/01/2003 235 NOTICE by defendant in 3:00-cv-04263 [234-2] order [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 08/05/2003)

09/29/2003 236 ORDER by Judge Vaughn R. Walker terminating motion (Doc #210) as an administrative matter( Date Entered: 10/1/03) (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/01/2003)

10/03/2003 237 REPLY by defendant Susan Salvesen in 3:00-cv-04263 re motion to dismiss plaintiff first amended consolidated class action complaint [224-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/08/2003)

10/03/2003 238 PROOF OF SERVICE by defendant in 3:00-cv-04263 of reply [237-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/08/2003)

10/03/2003 239 NOTICE of Joinder by defendant Alan Anderson in 3:00-cv-04263 [237-1] reply brief in support of motions to dismiss first amended complaint. [3:00-cv-04263]

(hdj, COURT STAFF) (Entered: 10/08/2003)

10/03/2003 240 REPLY by defendants' re motion to dismiss plaintiff first amended consolidated class action complaint [224-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/09/2003)

10/03/2003 241 Supplemental APPENDIX filed by defendants' re motion to dismiss first amended consildated class action complaint by defendants' [221-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/09/2003)

10/03/2003 242 PROOF OF SERVICE by defendant in 3:00-cv-04263 of documents [241-1] [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/09/2003)

10/10/2003 243 MAIL returned from Post Office for Peter D. Bull. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/15/2003)

10/16/2003 RECEIVED Stipulation Continuing Hearing Date and Proposed Order ( defendant in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/20/2003)

10/22/2003 244 STIPULATION and ORDER by Judge Vaughn R. Walker : Motion to Dismiss First Amended Consolidated Class Action Complaint motions will be heard by 2:00 1/8/04 ; (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 10/24/2003)

12/17/2003 RECEIVED Stipulation Continuing Hearing Dates and Proposed Order ( defendant in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 12/19/2003)

12/24/2003 245 STIPULATION and ORDER by Judge Vaughn R. Walker : All motions will be heard by 2:00 3/4/04 ; (cc: all counsel) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 12/30/2003)

01/09/2004 246 NOTICE by defendant in 3:00-cv-04263 [245-2] of entry of order. [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 01/13/2004)

03/02/2004 RECEIVED Stipulation Continuing Hearing Date and Proposed Order Theron ( defendant in 3:00-cv-04263) [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 03/04/2004)

03/05/2004 247 MINUTES: ( C/R Rosita Flores) ( Hearing Date: 3/5/04) Case Management Conference set for 11:00 4/16/04 ; [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 03/10/2004)

04/16/2004 248 MINUTES: ( C/R Leo Mankiewicz) ( Hearing Date: 4/16/04) Motion to Dismiss will be heard by 2:00 5/6/04 ; [3:00-cv-04263] (hdj, COURT STAFF) (Entered: 04/19/2004)

08/20/2004 249 ORDER by Judge Vaughn R. Walker terminating case due to settlement without prejudice to any party seeking to reopen these actions and restoring them, or any of them, to the active docket when and if action by this court becomes appropriate. ( Date Entered: 8/30/04) (cc: all counsel) [3:00-cv-04263] (db, COURT STAFF) (Entered: 08/30/2004)

11/05/2004 250 NOTICE of change of firm name and address by Plaintiff Lawrence Tan in 3:00-cv-04263 [3:00-cv-04263] (db, COURT STAFF) (Entered: 11/09/2004)

11/24/2004 251 NOTICE of change of Firm Name and Counsel for Lead Counsel for the Class [3:00-cv-04263] (db, COURT STAFF) (Entered: 12/02/2004)

10/28/2005 252 JOINT MOTION before Judge Vaughn R. Walker by Plaintiff in 3:00-cv-04263, defendants in 3:00-cv-04263 to restore the litigation to the Court's active docket pursuant to the Court's 8/20/04 Order , approve the parties' stipulation to add Quintus Corporation as a named defendant solely for the purpose of consummating the settlement of the action , and enter an order granting preliminary approval of the settlement order [3:00-cv-04263] (mcl, COURT STAFF) (Entered: 10/28/2005)

10/28/2005 RECEIVED Proposed Order ( Plaintiff in 3:00-cv-04263, defendant in 3:00-cv-04263) re: motion to restore the litigation to the Court's active docket pursuant to the Court's 8/20/04 Order [252-1], re: motion approve the parties' stipulation to add Quintus Corporation as a named defendant solely for the purpose of consummating the settlement of the action [252-2], re: motion enter an order granting preliminary approval of the settlement order [252-3] [3:00-cv-04263] (mcl, COURT STAFF) (Entered: 10/28/2005)

10/28/2005 253 PROOF OF SERVICE by Plaintiff in 3:00-cv-04263, defendants in 3:00-cv-04263 of order received [0-0], motion to restore the litigation to the Court's active docket pursuant to the Court's 8/20/04 Order [252-1], motion approve the parties' stipulation to add Quintus Corporation as a named defendant solely for the purpose of consummating the settlement of the action [252-2], motion enter an order granting preliminary approval of the settlement order [252-3] [3:00-cv-04263] (mcl, COURT STAFF) (Entered: 10/28/2005)

02/07/2006 254 ORDER GRANTING IN PART [252] Parties' Joint Application. The clerk is directed to restore this and all related cases to the court's active docket and to add Quintus Corporation as a defendant for purposes of consummating settlement. Preliminary approval of class settlement is TEMPORARILY DENIED. Further briefing requested as set forth in order. Signed by Chief Judge Vaughn R Walker on 2/07/06. (vrwlc1, COURT STAFF) (Filed on 2/7/2006) (Entered: 02/07/2006)

03/01/2006 255 Brief in RESPONSE to re 254 Order, by Fred Werner, Lawrence Tan. (gsa, COURT STAFF) (Filed on 3/1/2006) (Entered: 03/02/2006)

03/01/2006 256 Declaration of Jordan L. Lurie in Support of [255] Response ( Non Motion ) filed byFred Werner, Lawrence Tan. (Related document(s)[255]) (gsa, COURT STAFF) (Filed on 3/1/2006) (Entered: 03/02/2006)

03/01/2006 257 Declaration of Jane D. Nettesheim in Support of [255] Response ( Non Motion ) filed byFred Werner, Lawrence Tan. (Related document(s)[255]) (gsa, COURT STAFF) (Filed on 3/1/2006) (Entered: 03/02/2006)

03/01/2006 258 Declaration of Michael S. Etkin in Support of [255] Response ( Non Motion ) filed byFred Werner, Lawrence Tan. (Related document(s)[255]) (gsa, COURT STAFF) (Filed on 3/1/2006) (Entered: 03/02/2006)

03/01/2006 259 CERTIFICATE OF SERVICE by Fred Werner, Lawrence Tan re [257] Declaration in Support, [258] Declaration in Support, [255] Response ( Non Motion ), [256] Declaration in Support (gsa, COURT STAFF) (Filed on 3/1/2006) (Entered: 03/02/2006)

03/22/2006 260 CLERK'S NOTICE : YOU ARE NOTIFIED THAT the hearing on preliminary approval of settlement has been rescheduled to Thursday, May 25, 2006 at 2:00 p.m. Motion Hearing set for 5/25/2006 02:00 PM in Courtroom 6, 17th Floor, San Francisco. (cgd, COURT STAFF) (Filed on 3/22/2006) (Entered: 03/22/2006)

05/24/2006 261 ORDER CONTINUING hearing on preliminary settlement approval until such date and time as the parties may mutually arrange with court's deputy clerk, Ms Cora Delfin, 415-522-2039, and REQUESTING further briefing, as set forth more fully in order, to be filed on or before June 5, 2006. Signed by Chief Judge Vaughn R Walker on 5/24/06. (vrwlc1, COURT STAFF) (Filed on 5/24/2006) (Entered: 05/24/2006)

05/24/2006 262 Letter to Chief Judge Walker from Plaintiffs' Lead Counsel dated 5/17/2006 informing the Court of his inability to attend the hearing on preliminary settlement approval schedule for 5/25/2006 due to a death in his family. (gsa, COURT STAFF) (Filed on 5/24/2006) (Entered: 05/30/2006)

05/26/2006 263 NOTICE of Entry of Order by Fred Werner re 261 Order, (gsa, COURT STAFF) (Filed on 5/26/2006) (Entered: 06/01/2006)

06/05/2006 264 RESPONSE to Court's May 24, 2006 Order by Fred Werner. (Parker, Leigh) (Filed on 6/5/2006) (Entered: 06/05/2006)

06/05/2006 265 RESPONSE to Court's May 24, 2006 Order by Quintus Corporation. (Ting, Theodore) (Filed on 6/5/2006) (Entered: 06/05/2006)

06/06/2006 266 CERTIFICATE OF SERVICE by Quintus Corporation - Response to Court's May 24, 2006 Order (Ting, Theodore) (Filed on 6/6/2006) (Entered: 06/06/2006)

06/09/2006 Remark: The hearing on the Preliminary Settlement Approval has been set for 6/29/2006 at 10:00 AM. (cgd, COURT STAFF) (Filed on 6/9/2006) (Entered: 06/09/2006)

06/12/2006 267 RESPONSE to re 264 Response ( Non Motion ) to Court's May 24, 2006 Order (Supplemental) by Fred Werner. (Parker, Leigh) (Filed on 6/12/2006) (Entered: 06/12/2006)

06/29/2006 268 Minute Entry: Hearing on preliminary settlement approval held on 6/29/2006 before Chief Judge Vaughn R Walker. Motion for preliminary approval of settlement, plan of allocation and award of attorney fees and expenses GRANTED. Motion for class certification GRANTED. Written opinion to follow. Lead counsel shall submit forthwith a revised proposed form of notice which clearly notifies class members of (1) issues regarding recovery by in-and outs, (2) the method of calculating claims (as it appears that the method of calculation to be used differs from that set forth in the proposed form of notice originally submitted to the court, (3) amount of attorney fees and expenses to be requested. Lead counsel should also submit a proposed form of summary notice, revised as necessary to be consistent with foregoing modifications to the full form of notice to be sent to class members. Further, lead counsel shall submit a revised accounting of fees incurred by bankruptcy counsel. (Court Reporter Sahar McVickar.) (cgd, COURT STAFF) (Date Filed: 6/29/2006) (Entered: 06/30/2006)

07/07/2006 269 ORDER re [252] Motion for Miscellaneous Relief. Preliminary approval of

proposed settlement, plan of allocation and fees and expenses GRANTED. Class of individuals or entities who purchased Quintus common stock during the class period (subject to exclusions enumerated in parties' stipulation) CERTIFIED. Approval of the form of notice and summary notice to class members is deferred pending further submissions as described more fully in text of order. Signed by Chief Judge Vaughn R Walker on 7/7/2006. (vrwlc1, COURT STAFF) (Filed on 7/7/2006). (Entered: 07/07/2006)

07/21/2006 270 Letter from Plaintiffs' Lead Counsel to the Hon. Vaughn R. Walker. (Parker, Leigh) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/21/2006 271 Proposed Order Directing Notice of Pendency and Settlement of Class Action and Setting Hearing Date for Final Approval of Settlement; Exhibits Attached by Fred Werner. (Attachments: # 1 Exhibit A-1# 2 Exhibit A-2# 3 Exhibit A-3# 4 Exhibit B)(Parker, Leigh) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/21/2006 272 CERTIFICATE OF SERVICE by Fred Werner re 271 Proposed Order,, 270 Letter (Parker, Leigh) (Filed on 7/21/2006) (Entered: 07/21/2006)

07/25/2006 273 AMENDED ORDER DIRECTING NOTICE OF PENDENCY AND SETTLEMENT OF CLASS ACTION AND SETTING HEARING DATE FOR FINAL APPROVAL OF SETTLEMENT re 271. Signed by Chief Judge Vaughn R Walker on 7/25/2006. (cgd, COURT STAFF) (Filed on 7/25/2006) (Entered: 07/25/2006)

07/25/2006 Set/Reset Hearings: Hearing for Final Approval of Settlement set for 10/19/2006 02:00 PM in Courtroom 6, 17th Floor, San Francisco. (cgd, COURT STAFF) (Filed on 7/25/2006) (Entered: 07/25/2006)

11/28/2006 274 MEMORANDUM in Support of Final Approval of Class Action Settlement and Plan of Allocation filed byRoman Reznik. (Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

11/28/2006 275 MEMORANDUM in Support of Application for Award of Attorneys' Fees and Reimbursement of Expenses filed byRoman Reznik. (Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

11/28/2006 276 Declaration of Jordan L. Lurie in Support of of Final Approval of Settlment nd Application for an Award of Attorneys' Fees and Reimbursement of Expenses filed byRoman Reznik. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3, 4, 5)(Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

11/28/2006 277 Declaration of Michael Rosenbaum re: Mailing of Notice, Requests for Exclusion Received, and Notice Expenses Incurred to Date in Support of Final Approval of Settlement filed byRoman Reznik. (Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

11/28/2006 278 Proposed Order for Reimbursement of Attorneys' Fees and Expenses by Roman Reznik. (Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

11/28/2006 279 Proposed Order and Final Judgment by Roman Reznik. (Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

11/28/2006 280 CERTIFICATE OF SERVICE by Roman Reznik re 278 Proposed Order, 274

Memorandum in Support, 275 Memorandum in Support, 276 Declaration in Support,, 277 Declaration in Support, 279 Proposed Order (Parker, Leigh) (Filed on 11/28/2006) (Entered: 11/28/2006)

12/05/2006 281 ORDER granting final approval of the class settlement and plan of allocation and granting the application for award of attorney fees and reimbursement of expenses. Signed by Chief Judge Vaughn R Walker. (vrwlc1, COURT STAFF) (Filed on 12/5/2006) (Entered: 12/05/2006)

12/05/2006 282 Minute Entry: Hearing on the final approval of class action settlement held on 12/5/2006 before Chief Judge Vaughn R Walker, court to issue final ruling. (Court Reporter Debra Pas.) (cgd, COURT STAFF) (Date Filed: 12/5/2006) (Entered: 12/05/2006)

12/05/2006 283 ORDER FOR REIMBURSEMENT OF ATTORNEYS' FEES AND EXPENSES. Signed by Chief Judge Vaughn R Walker on 12/5/2006. (cgd, COURT STAFF) (Filed on 12/5/2006) (Entered: 12/05/2006)

12/05/2006 284 JUDGMENT. Signed by Chief Judge Vaughn R Walker on 12/5/2006. (cgd, COURT STAFF) (Filed on 12/5/2006) (Entered: 12/05/2006)

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U.S. District Court California Northern District (San Francisco) · 2007. 3. 9. · US District...

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Transcript of U.S. District Court California Northern District (San Francisco) · 2007. 3. 9. · US District...