Update on ISO Cleanroom Standards 14644 Amp 14698

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    Conor Murray

    Chairman - Irish Cleanroom Society

    Head of Delegation for Ireland at ISO TC 209

    Update on ISO Cleanroom

    Standards – 14644 & 14698

    www.cleanrooms-ireland.ie

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    Conor Murray, an Engineer by profession is an independent

    Technical Expert on GMP Cleanrooms and Biosafety Labs

    Conor is a founder member and Chairman of the Irish

    Cleanroom Society, (ICS). Conor is a past Chairman of the

    ICCCS, (International Confederation of ContaminationControl Societies) and currently Chairman of the ICEB,

    (International Cleanroom Education Board)

    Conor is Head of Delegation for Ireland representing the

    NSAI at ISO TC 209 and is on WG 01 & WG 02

    Conor is Convener of Sub Group 13, (Cleanrooms) on the

    Health Care Standards Consultative (HCSC) committee

    Conor's particular areas of expertise include Green and

    Energy Efficient Modular Design, Lifecycle Sustainability,

    Process Integration, RABS and Fast Track Clean

    Build Construction

    Conor Murray Bio

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    Irish Cleanroom Society

    ISO 14644 & 14698 Overview

    ISO DIS 14644 -1 & -2:2011 – WG 01

    14698 -1 & -2:2003 – WG 02

    Presentation Content

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    Irish Cleanroom Society

    www.cleanrooms-ireland.ie

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    The Irish Cleanroom Society (ICS) is a not for profit

    membership subscription based organisation formed in

    1998 to represent cleanroom professionals in Ireland

    The ICS is affiliated to the International Confederation of

    Contamination Control Societies (ICCCS)

    The primary focus is to promote best practice knowledge

    and skills, understanding and harmonisation ofcleanroom and contamination control technology and

    standards among users and professionals in Life

    Sciences, Healthcare, Food, Microelectronics and

    Micromanufacturing

    Irish Cleanroom Society

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    ICS Objectives

    Promote the development of cleanroom and

    contamination control technologies throughout Ireland

    Heighten the awareness of cleanroom and contamination

    control technology among all users inc industry, educational,institutional establishments, government bodies & the public

     Assist in the standardisation and harmonisation of

    cleanroom and contamination control

    Organise seminars, exhibitions and peer to peer forum

    workshops for the dissemination of knowledge & experience

    gained in cleanroom and contamination control technology

    Represent Ireland on the international stage

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    ICS & Education

    Education and Training are at the core of ICS activities

    The ICS has been a major contributor to the CTCB-I

    (Cleanroom Testing and Certification Board -

    International) since its inauguration in 2002 and

    has provided nearly 20 Cleanroom Technology and

    Testing courses with over 200 candidates from Ireland

    and around the world Since 2005 the ICS has helped lead the ICEB initiative of

    the ICCCS to accredit, harmonise & licence cleanroom

    training courses across national cleanroom societies with

    the emphasis on certification through examination

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    ICS on the International Stage

    The ICS represents Ireland at international level on ISO

    TC 209 for cleanroom standarisation where Ireland is a

    voting member

    Conor Murray is Head of Delegation for Ireland & a

    subject matter expert on the TC & a number of WGs

    The ICS is an active member of the ICCCS, International

    Confederation of Contamination Control Societies

    ICS an active member of the International Cleanroom

    Education Board (ICEB)

    Ireland hosted the 21st biennial symposium in 2008

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    ICS Linkages in Ireland

    The National Standards Authority of Ireland are the

    Irish representative body in CEN and ISO Standards

    organisations

    Their Health Care Standards Consultative (HCSC)

    committee has established a subcommittee, SC 13

    concerning cleanrooms

    The Irish Cleanroom Society play a leading part in

    this. Conor Murray is Convener of SC 13 andrepresents Ireland at ISO TC 209 concerning

    Cleanrooms and associated controlled environments

    The ICS works closely with FAS on cleanroom training

    and up skilling

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    International Cleanroom Education Board (ICEB)

    Part of International Confederation of Contamination

    Control Societies (ICCCS)

    Set up in 2007

    ICS playing a significant leadership role internationally

    CTCB-I initiative set up with S2C2 in 2001

    CTCB-I now includes Scandinavian Countries (R3) of

    Norway, Sweden and Denmark & The Netherlands

    (VCCN)

    Capturing interest from the US, Baltic, Far East, South

     Africa, Egypt

    ICS Initiatives - Education

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    5 ICEB accredited courses

    Cleanroom Testing – CTCB-I (‘03 250)

     Advanced Cleanroom Technology - CTCBi

    (‘05 100)

     Airborne Particle Counting – CTCB-I (‘08 20) Introduction to Cleanrooms - SSE (‘09 50)

    Cleanroom Cleaning - FLO (‘09 40)

    ICS Initiatives - Education

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    ICS & International Associations

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    Participation in Working Groups in TC 209 on

    cleanroom standards

    WG 01 - revision of ISO 14644 - 1 & 2 Classification by

    total airborne particles

    WG 02 - revision of ISO 14698 – Biocontamination

    (Irish Biocontamination Mirror Group)

    WG 03 - revision on ISO 1464 - 3 Metrology

    ICS Initiatives - ISO TC 209

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    ICS & ISO TC 209

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    ISO 14644 & 14698

    - Overview

    ISO 14644 & 14698 Standards

    ISO Document Title

    ISO-14644-1 Classi fi cat ion o f A ir Clean liness - 1999

    ISO-14644-2 Testing for Cont inued Compl iance to -1 - 1999

    ISO-14644-3 Tes t Met ho ds & Met ro lo gy - 2005

    ISO-14644-4 Des ign, Construc tion & Star t Up

    ISO-14644-5 Clean ro om Op er at io ns

    ISO-14644-6 Terminology - 2007

    ISO-14644-7 Sep ar at ive En clos ur es

    ISO-14644-8 Classif ication of Airborne Molecular Contaminat ion - 2007

    ISO-14698-1 Biocontaminat ion: General Pr inciples - 2003

    ISO-14698-2 Biocontaminat ion: Eval ’n & Interpretat ion of Data - 2003

    Status

    WG01

    WG01

    WG03

    2001

    2004

    SG06

    2004

    WG08

    WG02

    WG02

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    ISO 14644 & 14698 Standards

    ISO Document Title

    ISO-14644-1 Classi fi cat ion o f A ir Clean liness - 1999

    ISO-14644-2 Testing for Cont inued Compl iance to -1 - 1999

    ISO-14644-3 Tes t Met ho ds & Met ro lo gy - 2005

    ISO-14644-4 Des ign, Construc tion & Star t Up

    ISO-14644-5 Clean ro om Op er at io ns

    ISO-14644-6 Terminology - 2007

    ISO-14644-7 Sep ar at ive En clos ur es

    ISO-14644-8 Classif ication of Airborne Molecular Contaminat ion - 2007

    ISO-14698-1 Biocontaminat ion: General Pr inciples - 2003

    ISO-14698-2 Biocontaminat ion: Eval ’n & Interpretat ion of Data - 2003

    Status

    WG01

    WG01

    WG03

    2001

    2004

    SG06

    2004

    WG08

    WG02

    WG022 new standards under development to cover2 new standards under development to cover

    SCP via WG9 &SCP via WG9 & --9 and SCC via WG8 &9 and SCC via WG8 & --1010

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    ISO 14644 TD Proposal

    Deals with the role of an ISO 14644 Technical

    Document as an Overview, Introduction,

    Explanation and Context in dealing withupdates and changes to ISO 14644 & ISO

    14698 re airborne and surface cleanliness

    classification by total particles, viable, chemical

    and nano particles

     Approved in Milan 2011- to be presented to ISO

    TC 209 in Zurich, September 2012

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    ISO 14644 Issues

    Historical development and focus on Airborne

    Particles

    New standards deal with surfaces, chemicals

    and nanoparticles

    Need backward compatibility

    Where to put the history, context, perspective,

    objectives, usage & application notes

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    Existing definition of cleanroom relates to

    airborne particles ie total particle

    concentration in air 

    New definition needs to address the

    concept of a controlled environment where

    the control could be total particles, viables or

    chemicals in air and/or on a surface

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    ISO 14644 Issues

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    ISO 14664/ 14698 Structure

    Total

    Particles

    Viable

    Biocontamination  Chemical

    Nano-

    particles

     ACC

    SCC

     Airborne

    Surface

     ACP

    SCP

     ACN ?

    SCN ?

     ACV

    SCV

    TotalParticles

    ViableBiocontamination

      ChemicalNano-

    particles

    14698-1

    14698-2

    14698-1

    14698-2Surface

     Airbo rne 14644-1

    14644-9

    14644-8

    14644-10

    14644-?

    14644-?

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    ISO Support Standards

    Standard

    14644-6 Terminology Terminology

    14644-7 Separative Devices Separative Devices

    Design, Construction &

    Startup

    14644-5 Operations Operations

    14644-4 Design, Construction & Startup

    Testing for Ongoing

    Compliance to 14644-1

    14644-3 Test Methods Supporting Test Methods

    14644-2Testing for Ongoing Compliance to

    14644-1

    Existing New

    14698-? Supporting ?

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    ISO DIS 14644 -1 & - 2

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    Apply good science and statistics

    Remove confusion and inconsistencies

    Simplify terms

    Use more precision

    Use a Table for Classification instead of the

    universal formula

    ISO DIS 14644 -1 & -2

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    DIS Vote May ‘11 – unanimous but > 200

    comments

    Differences over no of samples for confidence level

    and maximum area to determine classification

    Differences over method of selection of samplelocations, application of statistics – random selection

    Differences over treatment of 5 micron particles

    Differences over normative use of ISO 21501-4

    ISO DIS 14644 -1Copenhagen

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    DIS Vote May ‘11 – unanimous

    Decided to remove classification and keep to

    Periodic Testing & Monitoring

    Agreed that Classification and Periodic Testing are

     NOT the same – amount of testing

    Differences over inclusion of Differential Pressure

    ISO DIS 14644 -2

    Copenhagen

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    ISO 14698 -1 & -2:2003

    - Biocontamination WG 02

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    ISO 14698 -1 & -2: 2003

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    ISO 14698 not in line with ISO 14644

    No Tables of Classification

    Not up to date with Risk Assessment & Risk

    Management techniques (eg ICH Q9 QRM)

    No Check Lists of “Things to Consider”

    Not up to date with technology advances in

    Rapid Microbiological Methods (RMM) &

    Instantaneous Microbiological Detection (IMD)

    (eg ATP, Bioluminescence)

    ISO 14698 Issues

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    Cannot “Monitor a process into Control”

    Not enough clarity on differences, issues and

    guidance on Aseptic vs Non Sterile applications Not enough guidance on Airborne vs Surface

    biocontamination risks and control

    Overall seen as not easy to read & use

    ISO 14698 Issues

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    ISO/TC 209 N 187

    Reso lu t ions f rom ISO/TC 209 Meet ing 9-10 Nov ember 2007Résolut io ns de l ' ISO/TC 209 (19èm e  réun ion, 9 et 10 Novemb re 2007)

    Resolu t ion 1  IS O/TC 209 resolves that WG 2 commence s work on these two docum ents:

    a. Classification of airborne bioconta mination in cleanrooms, including metho ds ofmeasurem ent and their valida tion.

    b. Classification of surface bioc ontaminatio n in cleanrooms, including m ethods of

    measurem ent and their valida tion.

     At t he appr op ria t e ti me du rin g the de vel op men t o f these do cu men ts, t he po si ti on of IS O 14 698Parts 1 and 2 sh ould be considered, as well as a Risk Managem ent Standard.

    (All in fa vor)

    ISO TC 209Preliminary Work Items WG02

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    32

    ISO Standards are NOT industry specific -

    Bird’s Eye view from 25,000 feet

    Normative (Must do) & Informative (Should do) Based on good science with clear and

    independent guidance

    Short & concise, easy to read & use

    Check Lists, flow charts, suggested methods,

    options on best practice methods, choices,

    examples.

    ISO Standard Principles

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    Working Group is a team of international experts

    nominated by each member country

    Terms of reference set by TC 209

    Duration varies but typically 2 - 5 years

     Act as Subject Matter Experts (SMEs) in their

    field

    ISO Working Group Principles

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    Capture best science and international expertise

    “Get all the toys on the table” and play with them

    Everything on the table Open dialogue encouraged until the end

    Let “good science” prevail

    ISO Working Group Principles

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    Current measurement ‘technologies’ limited to

    orders of magnitude resolution, especially in low

    density populations

    Species recovered using these technologies

    limited due to incubation methodology (inc

    media, temperature, pH, aerobic/anerobic, etc.)

    “Environmental microbiologists recent research

    indicate that some species are inter-dependant

    & one species will not culture successfully

    without the presence of the other”

    ISO 14698 Challenges- Limitations of Quantitation

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    People are the greatest source of

    biocontamination

    Unpredictability and uncertainty of Humanbehaviour 

    “80% of the species found in the human upper

    respiratory tract cannot be recovered”

    ISO 14698 Challenges

    - Diversity of People

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    Below limit of resolution for current

    technologies

    i.e. 1 cfu recovered may be indicative of 1cfu

    or perhaps >10cfu, impossible to accurately

    and repeatably determine

    Risk of false positives high due to likelihood ofaccidental contamination during collection and

    incubation

    ISO 14698 Challenges- Issues in clean spaces

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    In some cases, all species are considered

    harmful

    In some cases there is ‘background counts’ ofcfu of species considered ‘normal and non-

    harmful’

    In some cases, some species are considered

    ‘objectionable’ and are not tolerated at all

    ISO 14698 Challenges

    - Process/ Application Specific

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    “In Grade A and B zones, the monitoring of the

    ≥ 5.0 μm particle concentration count takes on

    a particular significance as it is an important

    diagnostic tool for early detection of failure.”

    “... consecutive or regular counting of low

    levels (of ≥5.0 μm) is an indicator of a possible

    contamination event and should beinvestigated.”

    Particles ≥5.0 μm could be skin particles

    carrying biocontamination

     Aseptic Processing- 5μm Particles & EU GMPs

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    ISO 14698

    - Proposed New Structure

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    New ISO 14698 Flowchart

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    New ISO 14698 Flowchart

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    New ISO 14698 Flowchart

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    Risk Analysis/ Assessment

    Risk Management

    Establishing (Risk) Control

    Proposed New ISO 14698 -1

    - Establishing Control

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    Identify ‘typical, non-harmful’ species

    - typical in cleanroom

    - not harmful to product or

    application/customer 

    Identify ‘objectionable’ species

    - atypical in cleanroom

    - harmful to product and/or harmful to

    customer 

    ISO 14698- Establishing Control Step 1

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    For “normal, non-harmful”:

    - establish typical ‘background counts’, e.g.

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    For “Objectionable”:

    - establish acceptable incidence, including

    maximum number process will tolerate

    - anything above incidence rate or maximum

    triggers investigation

    ISO 14698- Establishing Control Step 3

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    Classify your process/cleanroom:

    “Normal, non-harmful”

    - species- by ‘background counts’

    - by acceptable incidence of ‘higher thannormal’ (maximum limit is defined)

    “Objectionable”

    - establish acceptable incidence, includingmaximum number process will tolerate perincidence

    ISO 14698

    - Establishing Control Step 4

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    ISO 14698- Airborne Classification

    Class *Airborne limit In

    Operationcfu/m

     ACVx 1

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    Next meeting – Zurich Sept 2012

    New Work Item Proposal (NWIP)

    Formal Vote required for approval

    ISO timetable of CD, DIS FDIS, & IS

    over 3 years

    ISO 14698- WG 02

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    Thank You for Your Attention