UNIVERSITY OF LOUISVILLEThe FY 2012-13 sources and uses of spendable revenue in each of the...

UNIVERSITY OF LOUISVILLE

FOUNDATION, INC.

2012-2013 BUDGET

TABLE OF CONTENTS

UofL Foundation, Inc. Budget Overview ............................................................................. 1

UofL Foundation, Inc. Historical Trends ............................................................................ 6

I. FUNDRAISING, FOUNDATION BUSINESS OPERATIONS AND OTHER

UNRESTRICTED FUNDS

Fundraising, Foundation Business Operations and

Other Unrestricted Funds Narrative ..................................................................................... 7

Summary of Proposed Income and Expenditures .............................................................. 14

Expenditure Budget Comparison ...................................................................................... 15


Other Unrestricted Funds Budget Detail by Unit ............................................................... 17


Other Unrestricted Funds Five-Year Budget Analysis ....................................................... 19


Other Unrestricted Funds Five-Year Budget Analysis Graph ............................................ 20


Other Unrestricted Discretionary Funds Historical Analysis by Unit ................................ 20

TABLE OF CONTENTS (cont)

II. RESTRICTED ENDOWMENT FUNDS

Restricted Endowment Funds Narrative ............................................................................. 21

Restricted Endowment Funds Budget Summary by Unit .................................................. 25

Restricted Endowment Funds Budget Detail by Unit ........................................................ 26

Restricted Endowment Funds Historical Analysis by Unit ................................................ 47

III. GIFT FUNDS

Gift Funds Narrative ......................................................................................................... 48

Gift Funds Budget Summary by Unit ............................................................................... 49

Gift Funds Budget Detail .................................................................................................. 50

Gift Funds Historic Analysis by Unit ............................................................................... 68

IV. SUPPORTING MATERIALS

Policy on the Management of Endowment and Similar Funds ........................................ 69


FOUNDATION, INC.

2012-2013 BUDGET

Since its founding in 1798, the story of the University of Louisville has been one of progress. Paving the way as the first city-owned public university, the University of Louisville has never ceased to be a leader among higher education institutions. While the success of UofL is derived from the excel-lence of its scholars and their expertise, it is the support of the University of Louisville Foundation, Inc., that excites that margin of excellence.

James R. Ramsey President, University of Louisville President, University of Louisville Foundation, Inc

UOFL FOUNDATION, INC.

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2012-2013 BUDGET

Budget Overview

As the University of Louisville continues to grow and progress toward its goal of becoming a

premier metropolitan research institution, it is critical that supplementary funding sources are

identified for vital ongoing activities such as undergraduate education, research, academic sup-

port, community service, and fundraising. The University of Louisville Foundation, Inc. is a

key resource in providing such additional resources to help the University reach its goals. For

FY 2012-13, the President is requesting the University’s Foundation to provide approximately

$141.8 million in operating funds to various UofL programs. In total, the FY 2012-13 budget is

$141.8 million, a $12.4 million increase from the FY 2011-12 budget.

While the national economy has improved slightly, return rates on investments remain relative-

ly low. In fact, the number of “under water” endowments (see pg 23) nearly tripled in number

from FY 2011-12 to FY 2012-13. In order to mitigate the decrease in the FY 2012-13 endow-

ment spending policy for the “under water” endowments, the Foundation, in accordance with

the Uniform Prudent Management of Institutional Funds Act (UPMIFA), has approved limited

and pro-rated spending policies for a portion of the 242 endowments that are “under water.”

The University of Louisville Foundation, Inc. is a not-for-profit 501(c)(3) corporation that is

legally separate from the University of Louisville. It acts, among other things, as a fundraising

organization to supplement the resources that are available to the University in support of the

University’s programs and, pursuant to Kentucky Revised Statute 42.540, acts as a “nonprofit

fiduciary holding funds for the benefit of the University of Louisville.” All gifts to the Universi-

ty, whether restricted or unrestricted, are solicited, received, managed, and invested under the


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2012-2013 BUDGET

aegis of the Foundation. A Board of Directors governs the Foundation and sets overall policy

for Foundation fundraising, business operations, management and use of funds.

The Board is empowered to:

Solicit and accept gifts and bequests for the University,

Monitor and invest funds,

Hire and fire investment managers,

Support fundraising and special projects, and

Provide enhancement funding for the University from unrestricted funds.

Three Main Roles of the UofL Foundation Board:

1. Fundraising to help the University of Louisville reach its strategic goals,

2. Management of investors to optimize returns on investments,

3. Oversight of spending by colleges, schools, and divisions to ensure funds are being

spent within set guidelines.

Overall, the Foundation’s revenue is derived primarily from philanthropic gifts, private grants

and bequests, and investment earnings. Foundation resources are categorized in three general

classes: Fund-raising, Foundation Business Operations, and Other Unrestricted Funds; Restrict-

ed Endowment Funds; and Gift Funds. Each of these fund categories is addressed in a separate

section of this document.

Fund-raising, Foundation Business Operations, and Other Unrestricted Funds are a dis-

tinct category of funds, which is essentially unrestricted in use and purpose, and for which the

University’s President recommends annual budgets. The President routinely includes provisions

for projected fundraising expenses and other advancement activities, academic program en-

hancement, margin of excellence initiatives, and the Foundation’s administrative expenses. The

President prepares and submits his budget recommendation to the Foundation Board of Direc-

tors for approval prior to the start of each fiscal year.


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2012-2013 BUDGET

The fundraising efforts of the University’s Office of Advancement are supported by the Foun-

dation. The proposed FY 2012-13 Foundation budget includes the operating budget for the

University’s development and fundraising activities. These operations receive 1.50% of the

two highest market values in a three-year moving average of endowment market values record-

ed December 31 of each year.

Also included in the FY 2012-13 Foundation budget are Presidential Advancement Initiatives.

These funds support and complement critical development and fundraising activities for the

University. These operations receive 0.48% of the two highest market values in a three-year

moving average of endowment market values recorded December 31 of each year. Specifics

of these funding approaches are addressed in the “Fund-raising, Business Operations, and Oth-

er Unrestricted Funds” section of this document.

Restricted Endowment Funds are assets that donors have either permanently or temporarily

restricted as to purpose or use. Earnings from these funds are budgeted to programs or schools

as recommended by the University’s Vice Presidents and Deans in accordance with the donor

restrictions and board approval.

Two-Year Highest Moving Average Market Value

To help mitigate the adverse impact of continuing financial market fluctuations, in FY 2010-11

the Foundation Board of Directors approved a spending policy applied to an average of the two

highest market values of the past three years as of December 31 each year. This calculation

methodology was approved for the FY 2011-12 and FY 2012-13 budgets as well.

The table below shows the increase in spending policy the units received as a result of this ap-

proved calculation methodology change:

3-yr Moving Avg

2 of 3-yr Moving Avg

(two highest yrs)

Additional Spending Policy

Provided by 2 Yr Moving Avg

FY 2010-11 41,723,261$ 45,422,220$ 3,698,959$

FY 2011-12 45,293,942$ 48,263,965$ 2,970,023$

FY 2012-13 48,099,892$ 48,779,371$ 679,479$

TOTAL 135,117,095$ 142,465,556$ 7,348,461$

Total Spending Policy


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2012-2013 BUDGET

From FY 2010-11 through FY 2012-13 this change has provided units with a cumulative $7.3

million in additional spending policy allocation.

Below is a graphical illustration representing the amount of additional spending policy alloca-

tion that was provided using the two year highest moving average versus the three year moving

average:

Gift Funds are resources that donors have contributed for one-time use and may be either unre-

stricted or designated for a specific use. These funds are budgeted to programs or schools based

on the donors’ specifications and upon recommendations of the University’s Vice-Presidents

and Deans.

For FY 2012-13, the proposed total operating budget for the University of Louisville Founda-

tion, Inc. is projected at $141,835,700. Funding composition from the three sources is shown

on the following page in tabular form.

38,000,000

40,000,000

42,000,000

44,000,000

46,000,000

48,000,000

50,000,000

FY 2010-11 FY 2011-12 FY 2012-13

Dolla

rs

Fiscal Year

Total Spending Policy 2 Year vs 3 Year Moving Average

3 Yr Moving Avg Additional Spending Provided by 2 Yr Moving Avg

Amount * Percent

Fund-raising, Foundation Business Operations, and Other Unrestricted Funds 15,042,000$ 10.61%

Restricted Endowment Funds 82,294,400$ 58.02%

Gift Funds 44,499,300$ 31.37%

Total 141,835,700$ 100.00%

* Amounts rounded to nearest 100

UofL Foundation, Inc.

2012-13 Budget

Category


5

2012-2013 BUDGET

This graphical illustration of the Foundation Operating Budget composition shows that Restrict-

ed Endowment Funds comprise 58.02% of the total Foundation budget.

Expenditures for each of the three categories by function are summarized below:

0

10,000,000

20,000,000

30,000,000

40,000,000

50,000,000

60,000,000

70,000,000

80,000,000

90,000,000

10.61%

58.02%

31.37%

Bud

get

DOLLAR VALUE OF FUNDS BY CATEGORY

Gift FundsFund-raising, Foundation Business Operations, and Other Unrestricted Funds

Restricted Endowment Funds

Salaries and Wages Fringe Current

Faculty Staff Other Benefits Expense Scholarships Total *

Fund-raising,

Foundation Business

Operations, and Other

Unrestricted Funds 0 7,942,925 0 2,084,547 5,014,546 0 15,042,000

Restricted

Endowment Funds 7,040,694 2,382,934 2,016,808 2,645,383 62,125,082 6,083,530 82,294,400

Gift Funds 7,019,105 3,082,565 1,114,672 2,608,564 27,861,074 2,813,328 44,499,300

TOTAL* 14,059,799 13,408,424 3,131,480 7,338,494 95,000,702 8,896,858 141,835,700

* Amounts rounded to the nearest 100


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2012-2013 BUDGET

The FY 2012-13 sources and uses of spendable revenue in each of the Foundation’s three pri-

mary categories are addressed more fully in the separate sections that follow. A five-year trend

of the Foundation’s budget is shown in the following table and graph:

2008-09 2009-10 2010-11 2011-12 2012-13

17,058,125 15,615,692 16,311,692 14,811,400 15,042,018

Restricted Endowment Funds 71,311,500 63,803,900 64,720,300 74,104,300 82,294,431

Gift Funds 31,975,900 38,887,300 31,555,900 40,506,800 44,499,308

TOTAL BUDGET 120,345,525 118,306,892 112,587,892 129,422,500 141,835,757

Historical Budget Trends

Fund-Raising, Foundation

Business Operations, and Other

Unrestricted Funds

0

20,000,000

40,000,000

60,000,000

80,000,000

100,000,000

120,000,000

140,000,000

160,000,000

2008-09 2009-10 2010-11 2011-12 2012-13

Do

llars

Fiscal Year

Five-Year Budget Analysis

Gift Funds


Fund-Raising, Foundation Business Operations, and Other Unrestricted Funds


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2012-2013 BUDGET

Fund-raising, Business Operations,

and Other Unrestricted Funds

Background

This portion of the UofL Foundation Budget is used by the President to support three specific

initiatives: University fundraising, business operations of the Foundation, and other activities

such as academic program enhancement and other margin of excellence initiatives. The Office

of the President is responsible for developing the proposed budgets for these activities in con-

cert with the respective colleges, schools, and divisions. This composite budget is now recom-

mended to the Foundation Board of Directors for approval.

Revenue

The sources of funds for this portion of the UofL Foundation budget consist of three items: un-

restricted endowment earnings, interest earnings on short-term investments, and 1.98% of the

market value of the total endowment (calculated on both restricted and unrestricted endow-

ments). The following graph depicts these sources of revenue:

6.5% 6.9%

86.6%

0

2,000,000

4,000,000

6,000,000

8,000,000

10,000,000

12,000,000

14,000,000

Unrestricted EndowmentEarnings

Short-Term Investments 1.98 Percent from TotalEndowment Earnings

SOURCES OF REVENUE


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2012-2013 BUDGET

The largest source of funds in this category is a 1.98% calculation of the two highest market

values in a three-year moving average of the total endowment market value. These funds are

calculated using the total endowment spending policy – both restricted and unrestricted – and

are earmarked for the University’s fundraising operations and Presidential Advancement Initia-

tives. The following chart details these earmarks.

The second largest source of funds is interest earnings on the Foundation’s short-term invest-

ments. This source is projected to provide $1,037,600 for FY 2012-13. Six investment pro-

grams make up this category, which accounts for approximately 6.9% of the Business Opera-

tions and Unrestricted revenue budget. These earnings are determined by the Controller’s Of-

fice at the end of the previous calendar year and then forwarded to the Office of Budget and Fi-

nancial Planning for inclusion in the Foundation’s revenue budget. The short-term investment

income source is comprised of the following programs:

Earmark Spending Policy % Spending Policy Amount*

University Advancement

Operations 1.50% $9,868,400

Presidential Advancement

Initiatives 0.48% $3,157,900

Total 1.98% $13,026,300* Rounded to the nearest 100

Program

Number Program Name

Estimated

Earnings Income*

X8018a Lou Com Dev Bnk CD 400

X8018b Lou Com Dev Bnk CD 400

X8019 NAM Fixed Income 837,300

X8020 FDN Cash Consolidation 23,800

X8067 LMCDC Thomas Prop Mortgage 131,900

X8068 ULAA Bond Guarantee Fee 43,800

Total 1,037,600$

* Rounded to the nearest 100

Short-term Investments


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2012-2013 BUDGET

Earnings on short-term investments decreased approximately 13.9% from FY 2011-12. The

earnings on short-term investments generally follow the overall financial market and short-term

interest rates’ performance.

The third source of funds is from earnings on unrestricted endowments. These earnings are esti-

mated to be $978,100 for FY 2012-13. There are currently eleven unrestricted endowments

designated for basic, but unspecified, institutional support, detailed as follows:

Expenditures

Driven by the projected revenues described on the previous pages, the recommended expendi-

ture budget was developed by President James R. Ramsey for the Foundation Board of Direc-

tors’ consideration. The FY 2012-13 recommended expenditure budget consists of many on-

going programs funded on a year-to-year basis. Expenditures in the unrestricted budget cover a

wide spectrum of programs that positively impact the University community as well as the en-

tire Louisville metropolitan area. The following depicts these expenditures graphically:

Program

Number Endowment Name

Calculated

Earnings

2012-13**

E0001 Belle Thomas Pirtle Memorial Fund 7,500

E0106 Marion S. D. Belknap Estate 18,100

E0130 Fred C. Koster Estate Fund 16,800

E0596 C.R. Gardiner Fund 97,700

E0599 Mary M. Stevenson Fund 37,500

E0616 Ford Foundation Basic Salary Grant 151,100

E0622 General Endowment Fund 412,500

E0647 President's Reserve Fund 204,600

E1585 KY Seed Fund 2,800

E7805 Sue F. McGowan Endowment Fund (A & B) * 21,000

E7825 O.H. Irvine Fund * 8,500

TOTAL 978,100$

* Endow ments held outside the University estimated July 1 balance

**Rounded to the nearest 100

Unrestricted Endowment Budgets


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2012-2013 BUDGET

Fundraising

A plan to budget the University’s fundraising operations on a 1.98 % percentage of the total en-

dowment’s market value was developed several years ago and continues today. For FY 2012-

13, this percentage calculation of the two highest market values in a three-year moving average

of endowment market values recorded on December 31 of each year is approximately $13 mil-

lion. This represents an increase of 3.1% from FY 2011-12.

Development operations focus on:

Increasing endowment growth,

Increasing philanthropic support to the schools and colleges,

Providing staffing for University and Presidential fundraising priorities.

Charting Our Course

University Advancement’s major fundraising activities are currently focused on the “Charting

Our Course” campaign, the largest fundraising campaign in the University of Louisville’s histo-

ry. This bold fundraising campaign originally sought to raise $750 million in private support

by July 2013. However, in response to the ongoing success of the campaign, at its July 2011

meeting, the University’s Board of Trustees approved increasing the campaign goal to $1 bil-

Academic Programs1.7%

Unrestricted/ Unallocated Reserve

0.5%

Public Information/ Community Relations

1.5%

Advancement Operations and

Initiatives89.3%

Foundation Administration

4.9%

Misc. FoundationExpenses

1.5%

Student Service Programs

1.8%

BUSINESS OPERATIONS AND DISCRETIONARY EXPENDITURES


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2012-2013 BUDGET

Charting Our Course

Despite a series of budget cuts and shrinking state sup-

port, President James R. Ramsey has led the University to

become one of the country’s premier metropolitan re-

search institutions and a driving force behind our local

and state economies. To finish the journey set forth by

the Kentucky General Assembly and increase the Univer-

sity’s level of positive economic influence, UofL has

launched a $1 billion capital campaign — Charting Our

Course. Funds generated by the campaign will ensure the

University remains a catalyst for economic growth, the

families of Kentucky have access to quality higher educa-

tion, the University continues to attract the highest-

quality faculty, and the University researchers have the

necessary resources to translate new knowledge into real-

world situations. The campaign is set to run through July

2014. “There is much to do to reach our goals,” said

President Ramsey. “We are, and will continue to be, chal-

lenged by tightening budgets and decreasing state support

— a fact that makes this campaign that much more ur-

gent.”

lion, and extending the campaign to July 2014. The “Charting Our Course” campaign is fo-

cused on four strategic goals; Academic Support, Student Scholarships and Programs; Fund for

UofL; Excellence in Faculty Teaching and Research; and Athletic Prominence. Through May

2012, nearly $623 million has been raised.


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2012-2013 BUDGET

The “Charting Our Course” campaign is extremely important to the market value distribution of

endowments. The large growth in the endowment base due to this campaign allows for a higher

spending policy.

Below is an overview of the projected use of Advancement funds in FY 2012-13. This repre-

sents the total amount of funding for Advancement Operations for the upcoming year and re-

flects a 3% increase from FY 2011-12.

U1087 Advancement Services 122,000

U0008 Advancement Stadium Suite 175,000

U1088 Advancement Technology 80,000

U0025 Alumni Clubs 50,000

U1131 Alumni Services - Fdn 686,907

U1089 Annual Fund 134,670

U0028 Belknap Development 90,000

U1101 Cardinal Station Operations 198,539

U1106 Development Arts & Sciences 7,500

U1107 Development Business 6,000

U1108 Development Community Relations 7,500

U1109 Development Corp & Fdtn Relations 6,000

U1110 Development Education 5,000

U1111 Development Kent School 5,000

U1112 Development Law 6,000

U1113 Development Libraries 5,000

U1114 Development Music 5,000

U1115 Development Planned Giving 30,000

U1116 Development Speed School 7,500

U1090 Donor Relations 40,000

U1091 Government Relations 75,000

U1121 Health & Science Center-Development Almni & Donor Relations 15,000

U1117 Health & Science Center-Development CII 5,000

U1118 Health & Science Center-Development Clinical Medicine 1 13,500

U1120 Health & Science Center-Development Dentistry 6,000

U1123 Health & Science Center-Development JGB Cancer Center 10,000

U1124 Health & Science Center-Development Medical Education 35,000

U1125 Health & Science Center-Development Nursing 5,000

U1092 Health Sciences Development 75,000

U0137 Library Fundraising 20,000

U0016 Outreach Events 100,000

U1122 Principle Gifts 7,500

U1105 Regional Initiatives 85,000

U0045 VP Advancement Administration 7,748,807

9,868,423

Current Advancement Operations

Total Advancement Expenses


14

2012-2013 BUDGET

Foundation Business Operations

Each year, a portion of this budget is set aside to cover the business operations of the Founda-

tion. This year, $409,850 is allocated to fund University employees conducting business for the

Foundation. In addition to this amount, $45,300 is allocated to cover the Foundation’s external

audit expenses. The Foundation will continue to utilize BKD, LLP as its external audit firm.

This budget also includes $52,000 for general and casualty insurance for Foundation property,

and $75,000 for Foundation legal expenses. Finally, $205,260 is earmarked for the mainte-

nance and operation expenses for Foundation-owned buildings. These facilities include Amelia

Place, Humana Gym, Kidney Dialysis Building, and Annsley House.

Other Unrestricted Funds

In addition to supporting the Office for University Advancement and other fundraising initia-

tives, this budget recommendation also includes funds to support educational activities such as

academic program enhancement and other margin of excellence initiatives.

To promote the University of Louisville and its programs, several important Public Information

and Community Relations initiatives are funded through the unrestricted budget again this year.

The largest component of this section of the budget is the Presidential Advancement Initiatives.

These funds are utilized to coordinate all entertainment and promotional activities by the Office

of the President throughout the year.

The Foundation will continue to supplement and enhance the University’s student recruiting

efforts by funding $25,000 for the Accolade Program in FY 2012-13.

Various other instructional and academic programs are supported through the unrestricted budg-

et. For example, the Foundation will again support the University faculty by funding the facul-

ty excellence awards for distinguished faculty for their academic service at UofL. Also, funds

are once again allocated for foreign travel for selected faculty interested in studying abroad in


15

2012-2013 BUDGET

their field of expertise.

A summary of the proposed revenue and expenditures for FY 2012-13 is shown below, fol-

lowed by various charts that provide detailed budget information, including expenditures com-

parisons over a period of time.

2012-13

2011-12 Proposed Change

Budget Budget Amount Percent

I. REVENUE

Unrestricted Endowment Earnings 968,600 978,100 9,500 1.0%

Earnings on Short-Term Investments 1,204,600 1,037,600 (167,000) -13.9%

1.98% Distribution from Endowment Earnings 12,638,220 13,026,318 388,098 3.1%

TOTAL INCOME 14,811,420 15,042,018 230,598 1.6%

II. EXPENDITURES

Advancement Activities 9,574,400 9,868,423 294,023 3.1%

Foundation Business Operations 796,338 787,410 (8,928) -1.1%

Reserve Funds 75,732 32,745 (42,987) -56.8%

Other Unrestricted Funds 4,364,950 4,353,440 (11,510) -0.3%

TOTAL EXPENDITURES 14,811,420 15,042,018 230,598 1.6%

Fund-raising, Business Operations, and Other Unrestricted Funds

Summary of Proposed Income and Expenditures


16

2012-2013 BUDGET

2012-13



I. EXPENDITURES

A. FUND-RAISING

U1087 Advancement Services 122,000 122,000 0 0.0%

U0008 Advancement Stadium Suite 250,000 175,000 (75,000) -30.0%

U1088 Advancement Technology 80,000 80,000 0 0.0%

U0025 Alumni Clubs 50,000 50,000 0 0.0%

U1131 Alumni Services - Fdn 686,907 686,907 0 0.0%

U1089 Annual Fund 134,670 134,670 0 0.0%

U0028 Belknap Development 90,000 90,000 0 0.0%

U1101 Cardinal Station Operations 198,539 198,539 0 0.0%

U1106 Development-Arts & Sciences 7,500 7,500 0 0.0%

U1107 Development-Business 6,000 6,000 0 0.0%

U1108 Development-Community Relations 7,500 7,500 0 0.0%

U1109 Development-Corp & Fdtn Relations 6,000 6,000 0 0.0%

U1110 Development-Education 5,000 5,000 0 0.0%

U1111 Development-Kent School 5,000 5,000 0 0.0%

U1112 Development-Law 6,000 6,000 0 0.0%

U1113 Development-Libraries 5,000 5,000 0 0.0%

U1114 Development-Music 5,000 5,000 0 0.0%

U1115 Development-Planned Giving 30,000 30,000 0 0.0%

U1116 Development-Speed School 7,500 7,500 0 0.0%

U1090 Donor Relations 70,000 40,000 (30,000) -42.9%

U1091 Government Relations 75,000 75,000 0 0.0%

U1121 Health & Science Center Development-Alumni & Donor Relations 15,000 15,000 0 0.0%

U1117 Health & Science Center Development-CII 5,000 5,000 0 0.0%

U1118 Health & Science Center Development-Clinical Medicine 1 7,500 13,500 6,000 80.0%

U1119 Health & Science Center Development-Clinical Medicine 2 6,000 0 (6,000) -100.0%

U1120 Health & Science Center Development-Dentistry 6,000 6,000 0 0.0%

U1123 Health & Science Center Development-JGB Cancer Center 10,000 10,000 0 0.0%

U1124 Health & Science Center Development-Medical Education 5,000 35,000 30,000 600.0%

U1125 Health & Science Center Development-Nursing 5,000 5,000 0 0.0%

U1092 Health Sciences Development 75,000 75,000 0 0.0%

U0137 Library Fundraising 20,000 20,000 0 0.0%

U0016 Outreach Events 100,000 100,000 0 0.0%

U1122 Principle Gifts 7,500 7,500 0 0.0%

U1105 Regional Initiatives 85,000 85,000 0 0.0%

U0004 State of Affairs Program 10,000 0 (10,000) -100.0%

U0012 University Communications 125,000 0 (125,000) -100.0%

U0045 VP Advancement Administration 7,244,784 7,748,807 504,023 7.0%

SUBTOTAL 9,574,400 9,868,423 294,023 3.1%


Expenditure Budget Comparison


17

2012-2013 BUDGET

2012-13



B. FOUNDATION BUSINESS OPERATIONS

U0010 Foundation Administration 330,347 305,490 (24,857) -7.5%

U1137 Foundation Administration 88,431 104,360 15,929 18.0%

U1084 Foundation Buildings M&O 155,460 155,460 0 0.0%

U0015 Legal Fees & Expense 75,000 75,000 0 0.0%

U0011 Foundation Insurance 52,000 52,000 0 0.0%

U0013 Amelia Place and Annsley House M&O 49,800 49,800 0 0.0%

U1083 Foundation Audit 45,300 45,300 0 0.0%

SUBTOTAL 796,338 787,410 (8,928) -1.1%

C. RESERVE FUNDS

U0164 Reserve Fund 75,732 32,745 (42,987) -56.8%

SUBTOTAL 75,732 32,745 (42,987) -56.8%

D. OTHER UNRESTRICTED FUNDS

Multiple Presidential Advancement Initiatives 3,063,820 3,157,895 94,075 3.1%

U0137 Library Fund-raising 408,313 408,313 0 0.0%

U1140 McConnell Archives 200,000 200,000 0 0.0%

U1128 LGBT Program 120,617 145,032 24,415 20.2%

U1139 Marching Band 100,000 100,000 0 0.0%

U0180 PJC Stadium – KFEC Arena Suites 100,000 100,000 0 0.0%

U0038 Community Memberships/GLI 45,000 45,000 0 0.0%

U0017 Board of Trustees/Overseers/Foundation Board Expense 30,000 30,000 0 0.0%

U0020 Presidential Events / Community Functions 27,000 27,000 0 0.0%

U0050 Foreign Travel for Faculty 25,000 25,000 0 0.0%

U0019 Student Recruitment 25,000 25,000 0 0.0%

U1135 Provost Foundation 15,100 15,100 0 0.0%

U0054 Faculty Exchange/Foreign Graduate Students 15,000 15,000 0 0.0%

U0056 VP/Dean Contingency 15,000 15,000 0 0.0%

U0014 Metro United Way 13,100 13,100 0 0.0%

U0044 Provost Contingency 12,000 12,000 0 0.0%

U0003 Community Sponsorships 10,000 10,000 0 0.0%

U0022 Faculty Excellence Awards 10,000 10,000 0 0.0%

U0032 Kentucky Author Forum 130,000 0 (130,000) -100.0%

SUBTOTAL 4,364,950 4,353,440 (11,510) -0.3%

TOTAL BUDGET* 14,811,400 15,042,000 230,600 1.6%

* Rounded to the nearest 100

Expenditure Budget Comparison



18

2012-2013 BUDGET


Staff Other Benefits Expense Total

University President

U0013 Amelia Place M&O 49,800 49,800

U0017 BOT/BOO/Affiliated Corps 30,000 30,000

U0020 Community Events 27,000 27,000

U0038 Community Memberships/GLI 45,000 45,000

U0003 Community Partnerships 10,000 10,000

U1137 Foundation Administration/OOP 80,761 23,599 104,360

U0015 Legal Fees & Expense 75,000 75,000

U0014 Metro United Way 13,100 13,100

U0044 Provost Contingency 12,000 12,000

U0164 Reserve Fund 32,745 32,745

U0180 Stadium-Arena Suites 100,000 100,000

President Total 92,761 23,599 382,645 499,005

University Provost

U0022 Faculty Excellence Awards 10,000 10,000

U0054 Faculty Exchange 10,516 2,997 1,487 15,000

U0050 Foreign Travel For Faculty 25,000 25,000

U0019 General Student Recruitment 25,000 25,000

U1128 LGBT Program 109,624 34,986 422 145,032

U1139 Marching Band 71,651 21,051 7,298 100,000

U1140 McConnell Center Archives 108,150 26,963 64,887 200,000

U1135 Provost Foundation 15,100 15,100

U0056 VP/Dean Contingency 15,000 15,000

Provost Total 299,941 85,997 164,194 550,132

Vice President for Business Affairs

U1084 Foundation Buildings M&O 155,460 155,460

U0011 Foundation Insurance 52,000 52,000

Business Affairs Total 207,460 207,460

Vice President for Finance

U0010 Foundation Administration 218,445 49,022 38,023 305,490

U1083 Foundation Audit 45,300 45,300

Finance Total 218,445 49,022 83,323 350,790


Budget Detail (by Responsible Unit)


19

2012-2013 BUDGET


Staff Other Benefits Expense Total


Budget Detail (by Responsible Unit)

Vice President for University Advancement

U1087 Advancement Services 122,000 122,000

U0008 Advancement Stadium Suite 175,000 175,000

U1088 Advancement Technology 80,000 80,000

U0025 Alumni Clubs 50,000 50,000

U1131 Alumni Services - Fdn 519,107 132,058 35,742 686,907

U1089 Annual Fund 134,670 134,670

U0028 Belknap Development. 90,000 90,000

U1101 Cardinal Station Operations 198,539 198,539

U1106 Development - Arts & Sciences 7,500 7,500

U1107 Development - Business 6,000 6,000

U1108 Development - Community Relations 7,500 7,500

U1109 Development - Corp. & Fdtn. Relations 6,000 6,000

U1110 Development - Education 5,000 5,000

U1111 Development - Kent School 5,000 5,000

U1112 Development - Law 6,000 6,000

U1113 Development - Libraries 5,000 5,000

U1114 Development - Music 5,000 5,000

U1115 Development - Planned Giving 30,000 30,000

U1116 Development - Speed School 7,500 7,500

U1090 Donor Relations 40,000 40,000

U1091 Government Relations 75,000 75,000

U1092 Health Sciences Center (HSC) Development 75,000 75,000

U1121 HSC Development - Alumni & Donor Relations 15,000 15,000

U1117 HSC Development - CII 5,000 5,000

U1118 HSC Development - Clinical Medicine 1 13,500 13,500

U1119 HSC Development - Clinical Medicine 2

U1120 HSC Development - Dentistry 6,000 6,000

U1123 HSC Development - JGB Cancer Center 10,000 10,000

U1124 HSC Development - Medical Education 35,000 35,000

U1125 HSC Development - Nursing 5,000 5,000

U0137 Library Fund-raising 338,000 54,198 36,115 428,313

U0016 Outreach Events 100,000 100,000

U1122 Principal Gifts 7,500 7,500

U1105 Regional Initiatives 85,000 85,000

U0004 State of Affairs Program

U0012 University Communications

U0045 VP Advancement Administration 5,856,512 1,604,193 288,102 7,748,807

University Advancement Total 6,713,619 1,790,449 1,772,668 10,276,736

Presidential Advancement Initiatives 618,159 135,480 2,404,256 3,157,895

7,942,925 2,084,547 5,014,546 15,042,018

TOTAL FUND-RAISING, BUSINESS OPERATIONS,

AND OTHER UNRESTRICTED FUNDS


20

2012-2013 BUDGET

2008-09 2009-10 2010-11 2011-12 2012-13

Program Enhancement

University Advancement 10,126,100 9,777,400 10,278,300 9,982,713 10,276,736

Presidential Advancement Initiatives 3,118,825 3,003,092 3,822,092 3,063,800 3,157,895

Student Services 25,000 25,000 25,000 245,617 270,032

Academic Programs 50,000 50,000 50,000 250,000 250,000

Public Information/ Community Relations 474,200 474,200 225,100 225,100 95,100

SUBTOTAL 13,794,125 13,329,692 14,400,492 13,767,230 14,049,763

Foundation Administration 571,800 628,760 628,760 746,538 737,610

General Operations

Other Operational Support 439,700 439,000 124,800 149,800 149,800

VP/Deans Contingency Funds 52,100 52,100 42,100 42,100 42,100

Board of Trustees/Directors 30,000 30,000 30,000 30,000 30,000

SUBTOTAL 521,800 521,100 196,900 221,900 221,900

Budgeted Reserves 2,170,400 1,136,140 1,085,540 75,732 32,745

Total Budget 17,058,125 15,615,692 16,311,692 14,811,400 15,042,018


FOUNDATION, INC.

UNRESTRICTED DISCRETIONARY FUNDS

FIVE-YEAR BUDGET ANALYSIS


21

2012-2013 BUDGET

2008-09 2009-10 2010-11 2011-12 2012-13

Vice President for University Advancement 10,126,100 9,777,400 10,278,300 9,982,713 10,276,736

Presidential Advancement Initiatives 3,118,825 3,003,092 3,822,092 3,063,800 3,157,895

University Provost 117,100 117,100 90,000 510,617 550,132

University President 3,139,500 2,145,000 1,567,540 671,163 499,005

Vice President for Finance 338,300 345,600 346,300 375,647 350,790

Vice President for Business Affairs 208,300 207,500 207,460 207,460 207,460

Vice President for External Affairs 0 10,000 0 0 0

Executive Vice President for Research 10,000 10,000 0 0 0

17,058,125 15,615,692 16,311,692 14,811,400 15,042,018

2012-13 Unrestricted Discretionary Funds

Historic Analysis

0

2,000,000

4,000,000

6,000,000

8,000,000

10,000,000

12,000,000

14,000,000

16,000,000

18,000,000

2008-09 2009-10 2010-11 2011-12 2012-13

10,126,100 9,777,40010,278,300 9,982,713 10,276,736

549,200549,200

300,100 720,717 615,132571,800

628,760628,760 746,538 737,610

521,800521,100 196,900 221,900 221,900

2,170,400

1,136,140 1,085,540 75,732 32,745

3,118,825

3,003,0923,822,092

3,063,800 3,157,895

Do

llars

Unrestricted Funds Five-Year Budget Analysis 2008-09 through 2012-13

Advancement Other Program Enhancements

Foundation Administratioin General Operations

Budgeted Reserves Presidential Advancement Initiatives


22

2012-2013 BUDGET


Background

Endowment Funds can be either true or quasi-endowments. True endowments are funds do-

nated to the University with the stipulation that the gift’s principal cannot be spent but must

be held inviolate and invested for the purpose of producing income. The income may then be

allocated to program expenditures or reinvested with the principal. Quasi-endowment funds

function like true endowments but are established by approval of a governing board. For pur-

poses of this budget document, both of these funds will be termed “endowment.”

Restricted Endowment Funds held by the Foundation participate in the combined endowment

pool where all funds are co-mingled and invested through external money managers. Begin-

ning July 1, 1997, a policy instituted stipulates that a gift, either restricted or unrestricted,

must be at least $10,000 to be classified as an endowment and participate in the combined en-

dowment pool.

In addition, a small number of donors have placed their endowment principal with a specific

third party money manager. This group of programs is termed the “University of Louisville

Trust.” All or part of this income comes to the Foundation as an annual distribution. The

earnings from these funds are included within this proposed budget. The Foundation, howev-

er, has no management control over the principal of these funds.

Revenue

Restricted Endowment budgets are based on a University of Louisville Foundation approved

annual spending policy of 5.5%. Prior to FY 2010-11, the spending policy was calculated


23

2012-2013 BUDGET

using the most recent three-year market value average as of December 31 each year. However,

to help mitigate the adverse impact of continuing financial market fluctuations, the Foundation

Board of Directors in both FY 2010-11 and FY 2011-12 approved a spending policy of 5.5%

applied to an average of the two highest market values of the past three years as of December

31 each year. The Board once again approved this calculation methodology for the FY 2012-13

budget. This provided approximately $679,000 in additional spending policy to the units for

FY 2012-13. See page 3 for the additional spending policy amounts that were given to the units

in FY 2010-11 and FY 2011-12.

In addition, for FY 2012-13, the Board also approved a new guideline to ensure that endowment

spending will not decline from their FY 2011-12 budgeted level. The guideline prescribes that

an endowment experiencing a spending policy funding decrease from FY 2011-12 to FY 2012-

13 and whose carry-over from FY 2011-12 is not sufficient to cover the dollar decrease in

spending policy shall receive additional funding from the UofL Foundation to equal their FY

2011-12 budget. State funded endowments (i.e. “Bucks for Brains”) were not eligible to re-

ceive the supplemental funding. Based on unit estimated carry-over amounts, the Foundation

will need to provide an additional $150,000 to the various endowment spending amounts to

bring their respective budgets up to the FY 2011-12 amounts.

Unexpended funds carried over from prior years may be used for one-time, non-recurring ex-

penditures or may be reinvested. While all endowment funds are carefully monitored for adher-

ence to financial policy, Vice Presidents and Deans are required to submit stewardship reports

to ensure that the endowment earnings are used to meet the donors’ intended purposes.

Overall, the FY 2012-13 spending policy for “above water” endowments decreased by an aver-

age of 10.1% over the previous fiscal year. The decrease is due to diminished investment return

rates and a significant increase in the number of “under water” endowments.


24

2012-2013 BUDGET

“Under water” Endowments

Endowments are considered “under water” when the present market value of a particular en-

dowment is below its historic dollar value, or “book value.” The Uniform Prudent Management

of Institutional Funds Act (UPMIFA), as adopted by the Commonwealth of Kentucky, allows

withdrawing money from “under water” endowments under certain conditions and with re-

strictions. This provision was first allowed in the FY 2011-12 budget and is approved again for

the FY2012-13 budget. The UofL Foundation Board approved a plan that grants a pro-rated

spending policy for “under water” endowments.

Approximately 18.5% of all FY 2012-13 endowments held by the University of Louisville

Foundation are “under water.” This is an increase of 261.2% from FY 2011-12, with an addi-

tional 175 endowments going “under water.” The policy allowing spending on “under water”

endowments cumulatively added $1.9 million in spending policy authority to the units.

Carry-over Funds

Endowments are permitted to carry over unspent funds from the prior fiscal year into the new

fiscal year. The Dean’s and Vice-Presidents work with their staff and the Office of Budget and

Financial Planning to make a reasonable estimate of carry-over funding. Approximately $46.7

million in carry-over funding is budgeted for FY 2012-13.

Expenditures

As state general appropriations support continues to erode, units are increasingly relying on en-

dowments to meet their programmatic needs. The FY 2012-13 budget is comprised of 1,308

restricted endowments totaling $82.3 million. This is an increase of approximately $8.2 million

over last fiscal year.

Projected expenditure budgets from endowments are “program budgeted” each year. Deans and

Vice Presidents are responsible for preparing line item budgets for each endowment within their

college, school, or division. In turn, the Office of Budget and Financial Planning coordinates


25

2012-2013 BUDGET

the budgeting process and ensures the recommended budgets are realistic, financially sound,

and adhere to policy. For example, the Foundation’s budget policy requires that no more than

80% of calculated earnings be budgeted for continuing annual requirements including salaries,

wages, and fringe benefits, subject to certain exceptions. A copy of the policy is included in the

“Support Materials” section of this document. Finally, the Foundation Board of Directors re-

ceives the proposed budget from the University President, reviews it, and takes action at its

June meeting.

The following schedules show the recommended FY 2012-13 budgets for the various endow-

ment and quasi-endowment accounts. The University Controller’s Office prepared the estimate

of expendable dollars based on the Board-approved spending policy. The Vice Presidents and

Deans of UofL’s various colleges, schools, and unit divisions prepared the operating budget

recommendation using this information. The Office of Budget and Financial Planning coordi-

nated the process and then carefully reviewed the budgets to ensure that they conform to en-

dowment policies and any restrictions imposed by the donor.


27

2012-2013 BUDGET

Responsible Unit Faculty Staff Other

Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

College of Arts & Sciences 778,953 185,854 273,830 294,519 5,508,698 725,339 7,767,193

College of Business 824,504 16,084 43,600 178,946 5,766,227 237,315 7,066,676

School of Dentistry 47,259 9,016 790,417 24,970 871,662

College of Education and Human Development 74,525 16,080 4,226 14,091 1,738,503 172,116 2,019,541

School of Interdisciplinary and Graduate Studies 1,181 1,181

Kent School of Social Work 59,228 12,764 39,833 51,917 163,742

Brandeis School of Law 376,675 29,026 56,000 91,315 2,241,622 366,625 3,161,263

University Libraries 147,593 9,075 39,221 1,000,392 1,196,281

School of Medicine 3,930,071 1,189,169 632,804 1,313,007 32,856,220 1,888,022 41,809,293

School of Music 65,354 190,603 71,571 667,432 338,536 1,333,496

School of Nursing 74,625 11,670 18,743 139,574 41,241 285,853

School of Public Health & Information Sciences 5,695 2,687 8,382

J. B. Speed School of Engineering 600,734 652,237 802,492 509,296 6,753,087 736,465 10,054,311

Student Financial Aid 1,329,587 1,135,614 2,465,201

University President 763,195 763,195

University Provost 61,173 273,739 13,253 92,894 1,519,623 329,930 2,290,612

Executive Vice President for Research and Innovation 27,582 27,582

Vice President for Business Affairs 256,438 256,438

Vice President for Finance 0

Vice President for Student Affairs 51,790 32,753 84,543

Vice President for University Advancement 662,847 662,847

Hospital 5,139 5,139

Total University Endowments 7,040,694 2,382,934 2,016,808 2,645,383 62,125,082 6,083,530 82,294,431

2012-2013 Restricted Endowment Funds

Budget Summary

(By Responsible Units)

Salaries and Wages


28

2012-2013 BUDGET

2012-2013 Restricted Endowment Funds Budget Detail

(by Responsible Unit)

Number Endowment Name Faculty Staff Other

Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

COLLEGE OF ARTS AND SCIENCES

E0022 LIONS CLUB PRIZE FD 3,767 1,031 4,798

E0033 HUMPHREY FELLOWSHIP 2,478 34,624 37,102

E0034 MARTIN, BOYD AWARD 6 625 631

E0035 THOMAS SCHOLARSHIP 61 8,251 8,312

E0036 BEECHMONT AWARD 4,953 1,975 6,928

E0050 F. ZORN SCHOLARSHIP 1,848 1,848

E0062 YEAGER SCHOLARSHIP 2,700 399 3,099

E0073 LEBRE, V PRIZE 2,050 487 2,537

E0076 HITE, ALLEN R FUND 10,000 66,000 13,743 624,155 120,000 833,898

E0082 LOVELL AWARD FUND 1,200 804 2,004

E0084 DALE, W PARATT JR ME 7,002 7,002

E0085 HUGHES, ERNEST FUND 2,622 2,622

E0087 BENNETT SCHOLARSHIP 51 646 697

E0095 WINTHROP ALLEN FUND 1,921 1,921

E0105 HUMANITIES PROSFESSORSHIP 60,000 12,620 108,680 181,300

E0110 WALLACE, TOM CHAIR 6,200 37,500 14,002 426,603 484,305

E0113 KESSELMAN AWARD 814 2,280 3,094

E0114 BROOKOVER, MARY AWD 574 302 876

E0120 PETTY C SCHOLARSHIP 8,665 3,558 12,223

E0123 O'SULLIVAN, J ASSIST 12,000 3,147 7,267 11,866 34,280

E0154 MOD LANGUAGE ENDOW 8,719 1,495 10,214

E0164 HERDERSHOT SCHOL 9,800 26,902 36,702

E0170 CLAY, W M FISH COLLE 5,348 1,787 7,135

E0175 MODERN LANGUAGES FUND 59,366 53,407 112,773

E0182 KLOTTER VISIT LECTUR 945 945

E0184 FRITSCH, K SCHOLARSP 1,713 1,667 3,380

E0190 MORTON,TB PROF 97,852 5,500 23,311 224,538 12,000 363,201

E0194 HUGO TAUSTINE SCHLR 1,460 1,745 3,205

E0214 BROWN FDN BIOLOGY 1,000 74 71,598 72,672

E0216 PSYCHOLOGY MEM FUND 15,642 15,642

E0225 BAKER, J&E ASTONOMY 15,270 15,270

E0248 BICKEL, ROBERT J FUN 43,777 26,495 70,272

E0249 GLASER, DONALD J FUN 500 39 3,701 4,240

E0251 ROSEMAN WILMA S FUND 178 22,303 22,481

E0255 OVERSEERS HONORS PGM 49,492 49,492

E0268 HADLEY MA SCHOLAR 2,047 7,514 9,561

E0270 OLORUNSOLA SCHOLARS 3,932 3,932

E0272 SHEEHAN LECTURE FUND 1,744 1,744

E0282 BARBER RICHARD ENDOW 500 39 6,182 6,721

E0294 CRAIK MB SCHP FUND 78 15,747 15,825

E0298 KLOTTER JOHN C ENDOW 5,696 5,696

E0303 LEWIS EDUCATION FUND 4,403 10,428 14,831

E0321 FINE ARTS EXHIBIT FD 8,413 8,413

E0323 WATSON FUND-ENGLISH 72,224 21,538 1,000 21,346 122,254 238,362

E0324 TERRIL KEN MEM FUND 409 5,979 6,388

E0340 FINK MARY JO FUND 13,806 5,769 19,575

E0352 ANTHR STDT TRAVEL FD 2,091 2,091

E0355 NAAMANI LECTURE FUND 10,130 10,130

E0365 BONNIE ACAD DEV ENDW 5,521 1,109 5,000 1,249 23,979 36,858

E0371 PARDUE LEONARD G FND 1,641 1,102 2,743

E0373 PAYTON DON FUND 5,700 12,860 18,560

E0378 MASS AID FUND 20 1,071 1,091

E0385 GOLDSTEIN, JOEL MEM 9,736 9,736

E0387 DE MARZO-FARLEY AWD 6,866 4,966 11,832

E0391 MINX AUERBACH LEC FD 12,891 12,891

E0398 LEWIS FUND/LAT AMER 2,042 10,230 12,272

E0402 BOLUS END SCHOLAR FU 2,084 1,000 3,084

E0404 B PLATTUS AWARD 18,325 3,214 21,539

E0415 AXTON READING FUND 49,007 49,007

E0435 SPI-IN CAROLINA FUND 2,478 2,478


29

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0439 FURNISH/CONWEL AWARD 7,600 7,600

E0443 WITTREICH LECTURE 5,317 5,317

E0446 RIEDLEY ENDOWED SCH 9 18,353 18,362

E0447 SMITH ENDOW SCHOLAR 3,513 17,981 21,494

E0456 GRADY NUTT AWARD 2,800 779 3,579

E0478 MADDOX PRIZE 1,017 1,017

E0483 TACHAU ENDOWMENT 3,414 3,893 7,307

E0499 PORTUGAL PROGRAM 42,953 15,263 20,008 78,224

E0500 BULLITT FUND 500 539 1,039

E0502 YOCOM SCHOLARSHIP 446 1,478 1,924

E0504 BLOCH C L MD FUND 19,604 19,604

E0509 BULLITT SCHOLARSHIP 4,605 4,007 8,612

E0511 HARDIN GRAD FELLOW 17,581 17,581

E0522 LUTZ F V FUND 2,224 2,224

E0544 NICHOLS FELLOW-STATE 16,200 3,227 19,427

E0550 HARDIN FELLOWSHIP 33,559 33,559

E0557 MORGAN FRED BEQUEST 66,000 16,892 16,308 21,336 137,140 40,000 297,676

E0587 1961 A & S CLASS GIF 1,567 1,567

E0598 MORRIS BELKNAP BEQUE 33,412 33,412

E0610 HORNER BIRD SANCTUAR 44,539 44,539

E0631 HAMILTON SCH/HIST 4,695 2,566 7,261

E0633 HALY, BRENNAN LECTUR 691 691

E0645 ARTS & SCIENCES ENDW 24,080 8,685 58,677 91,442

E0653 ESKIND GIFT SOCIOLOG 13,859 13,859

E0662 NORTON GIFT FINE ART 22,214 22,214

E0698 QFE-B&W VIST SCHOLAR 146,720 146,720

E0700 QFE-ARTS & SCIENCES 103,007 103,007

E0713 HUMANITIES ENDOW 10,685 4,481 15,166

E0734 QFE-W OATES AWARD 17,200 3,150 20,350

E0745 QFE-B&W URBAN AFF FD 12,582 2,686 5,526 20,794

E0775 QFE-L. BARKER AWARD 1,448 1,448

E0794 QFE-COL BUS&PUB.ADM 8,169 8,169

E0796 QFE-KADEN SCHOLARSHP 10,000 4,755 14,755

E0799 QFE-CHAIR COMMUNCATN 17,437 3,985 28,906 50,328

E0802 ROUSE, ERIN L AWARD 1,228 1,225 2,453

E0813 CTR EXCELL FINE ARTS 9,736 9,736

E0814 BENNETT-SCHWARTZ AWD 8,784 2,569 11,353

E0841 NCPI SCHOLARSHIP ACT 767 767

E0847 BULLITT, WM MEM 1,370 1,370

E0885 LOUISE P WEILLER END 9,000 704 4,717 14,421

E0905 NAY, MARY S SCHOLAR 1,095 6,724 7,819

E0933 GEN SYS SCIENCE FDN 16,926 16,926

E0944 DRISKELL WRITE FUND 4,726 4,726

E1007 BULLITT SCH - A&S 1,640 4,086 5,726

E1011 RHETORIC CHAIR-A&S 48,746 20,000 12,755 192,017 273,518

E1028 SCHMID INTERIOR ARCH 12,105 12,105

E1030 LESCH MAINTENANCE EN 17,612 17,612

E1034 W M BULLITT-SCH AST 2,505 4,228 6,733

E1238 BLOCH RESEARCH- RCTF 12,222 957 8,070 21,249

E1251 WOODCOCK SOCIETY 1,269 1,269

E1261 CRESSMAN SCHOLARS 53,000 30,842 83,842

E1282 DOLAN FAM SCHOLAR 9,500 1,901 11,401

E1293 PALMER MEM SCHOLAR 5,680 985 6,665

E1294 RICHARDS MEM ENDOW 9,938 9,938

E1298 CRESSMAN FELLOW-RCTF 37,946 37,946

E1416 ETSCORN SCHOLARS FD 46,074 46,074

E1417 SCHMIDLAPP JACOB 2,565 554 21,519 24,638

E1428 OVERSEERS SCHOLARS 20,735 2,000 9,940 4,470 9,991 47,136

E1429 KHC PROFESSORSHIP 28,628 28,628

E1439 R DAVIS ENDOW FUND 1,410 1,454 2,864

E1450 MARSH MEM SCHOLAR 7,682 1,589 9,271

E1451 DILLON J. JR PHYSICS 53,995 15,409 69,404

E1467 GRAWEMEYER ADMIN. WORLD ORDER 11,625 939 22,436 35,000

E1468 GRAWEMEYER ADMIN. PSYCHOLOGY 35,000 35,000

E1495 DILLON PHYSICS RCTF 18,000 3,260 82,752 104,012

E1504 HISTORY DEPT TRAVEL 4,376 4,376

E1516 ESSLEBURN SCHOLARS 1,774 1,231 3,005


30

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1517 LYONS BROWN FDN 2,742 2,742

E1525 ANDRE LORDE CHR 42,371 12,902 52,192 107,465

E1531 A&S PFSHP-STATE 454,826 454,826

E1533 SPATOLA FELLOWSHIP 22,000 3,338 25,338

E1543 L PEDIGO SCHOLAR 4,605 2,457 7,062

E1560 SPATOLA FELLOW-STATE 49,723 49,723

E1561 PAN AFRICAN CH-STATE 33,509 10,476 181,897 225,882

E1562 NL BULLITT FUND 1,453 1,453

E1571 CHRISTIAN SCHOLARSHP 3,200 4,474 7,674

E1579 SUTHERLND CHAIR-GIFT 35,000 25,304 60,304

E1599 SUTHRLND CHR-STATE 72,192 72,192

E1600 SCHMDLP PROF-STA 12,000 12,000

E1604 JUDIAC STUDY CHAIR 64,539 64,539

E1606 P WEBER CHAIR 24,688 24,688

E1608 LECTURE IN PHOTO 1,398 1,398

E1625 WEBER MENTOR FND 5,325 2,156 7,481

E1630 JCR CHAIR-STATE 77,951 77,951

E1636 YATER ENDOWMENT 5,164 5,164

E1643 BUSH -DVS-GIFT 17,750 9,199 51,340 78,289

E1644 BUSH-DVS-STATE 57,530 57,530

E1652 CNTR ASIAN DEMOCRACY 106,194 16,359 242,981 365,534

E1663 CTR ASIAN DEMOC - ST 87,038 64,000 3,000 46,965 201,003

E1674 WEBER MENTOR FELLOW 2,444 2,444

E1678 LUCY FREIBERT COLLOQ 1,384 1,384

E1691 REAL ESTATE CNTR FND 3,842 3,842

E1709 FISCHER SENIOR ART PROJECT FUND 2,040 2,040

E1715 CHEMISTRY ENDOWED CHAIR - STATE 66,132 66,132

E1730 CHEMISTRY CHAIR - BLOCH - STATE 79,321 79,321

E1740 FRED W BORNHAUSER ENDOWMENT 19,261 19,261

E1747 DARIO A COVI SCHOLARSHIP FUND 1,959 1,391 3,350

E1758 ROGGENKAMP SCHOLARSHIP FUND 7,850 5,611 13,461

E1759 LANG ENDOWED FUND - ASIAN STUDIES 19,061 5,301 24,551 48,913

E1770 F I GANS SCHOLARSHIP 12,804 10,743 23,547

E1775 LILIALYCE AKERS SCHL 24,000 6,294 12,702 42,996

E1780 EASTERN CEMETERY REC 4,092 4,092

E1803 B BULLITT CHRISTIAN 1,000 1,270 2,270

E1804 N IASIGI BULLITT END 1,000 1,270 2,270

E1805 W M BULLITT MEM AWRD 88 500 588

E1806 W M BULLITT AWD MATH 8 580 588

E1810 MCSWEENY DIVERSITY 93 5,200 5,293

E1811 MCSWEENY FELLOWSHIP MATCH-ST 40,600 6,610 294,040 341,250

E1817 LANG-ASIA STUDIES-ST 30,594 30,594

E1824 WEBER ENDOW CHR-ST 14,440 14,440

E1853 HEATH SCHOLARSHIP 867 768 1,635

E1859 LANG SUPPORT FUND 2,592 2,592

E1868 HELTON ENDOWED SCHOLARSHIP 2,733 2,733

E1871 E LEAKE MEMORIAL SCHOLARSHIP 3,103 3,103

E7807 CARL C. CORNETT ENTOMOLOGICA 12,968 12,968

E7835 GERALDINE HAMLET ENDOWMENT 76,136 76,136

SUBTOTAL 778,953 185,854 273,830 294,519 5,508,698 725,339 7,767,193

COLLEGE OF BUSINESS

E0047 NATL CREDIT MGMT SCH 3,410 2,472 5,882

E0048 S. ZORN SCHOLARSHIP 3,456 1,834 5,290

E0160 LABOR MGT SCHOLAR 16,084 10,224 91,071 117,379

E0161 QFE-CTR ENTREPRENEUR 255,553 52,533 347,514 655,600

E0183 STRICKLER W AWARD 4,000 2,167 6,167

E0234 STRICKLER, WM MEM FD 6,871 4,955 11,826

E0250 LYNN, C S& MILAH SCH 3,458 2,459 5,917

E0362 LYNN INTERNAT'L FUND 49,895 49,895

E0380 BURNS DR J OFFUTT FD 19,995 2,984 22,979

E0397 BOWLING JC SCH FUND 18,148 11,014 29,162

E0420 COBB FAMILY FUND 34,200 6,809 299,918 340,927

E0424 ENTREPRENEURSHIP CHA 44,510 8,883 21,650 75,043

E0428 DISC ENTREPRENEUSHIP 95,854 95,854

E0437 FISCHER ENTREPRENEUR 90,957 90,957


31

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0442 BURKS SCHOLARSHIP 517 1,683 2,200

E0444 FERGUSON TRAVEL FUND 35,406 7,036 42,442

E0455 THORNTON SCHOLARSHIP 102,184 14,950 117,134

E0457 RECHTER FAM SCHOLAR 149,104 35,026 184,130

E0470 NARDELLI SCHOLARSHIP 2,918 8,848 11,766

E0473 STONE FAM SCHOLAR 2,536 2,320 4,856

E0474 SHINE M INC SCHOLAR 1,157 758 1,915

E0481 MAYER, WF FUND 3,532 1,902 5,434

E0485 CRAF, JR FELLOWSHIP 2,745 2,011 4,756

E0486 STAMM SCHOLAR-ECON 3,486 1,919 5,405

E0488 FIFTH THIRD RES FUND 51,494 51,494

E0503 MORRIS E FUND 1,011 621 1,632

E0508 NICHOLS RESEARCH AWA 8,135 637 8,772

E0514 JOHNSON B & C CHAIR 52,201 52,201

E0528 BROWN-FOREMAN CHA-ST 49,412 9,861 22,287 81,560

E0530 FISCHER CHAIR-STATE 162,119 162,119

E0539 LODI ENDOW CHAIR-UPS 146,086 29,360 217,401 392,847

E0556 JOHNSON CHAIR-MATCH 170,305 170,305

E0624 BUECHEL,MINA FUND 20,000 3,299 743,385 766,684

E0637 BUS SCH 25TH ANNIVER 10,000 1,624 925,695 937,319

E0670 QFE-CHAIR SCH OF BUS 47,016 9,832 100,612 157,460

E0674 QFE-BUS/ACCTG DEPT 83,580 23,028 106,608

E0687 KLEIN LB BEQUEST 113,377 113,377

E0691 QFE--SCHOOL BUSINESS 68,223 68,223

E0702 QFE-CHAIR MARKETING 98,806 1,600 21,583 443,795 565,784

E0705 HUMANA SCHOLAR ACCTG 6,322 3,113 9,435

E0708 BK ONE ENTREPRENEUR 11,791 2,514 61,775 76,080

E0737 QFE-V-HART MBA SCHOL 7,245 4,049 11,294

E0741 QFE-KURFEES AWARD 3,717 1,991 5,708

E0746 QFE-HEUSER SCH BUS 19,509 16,869 36,378

E0797 QFE-LABOR/MGMT CTR 13,262 13,262

E0812 QFE-CET 24,213 24,213

E0840 DEPT MGMT ENDOW FUND 18,307 18,307

E0846 MILLS, RALPH FND FND 46,892 46,892

E0850 MGMT SCHP-COMMUNITY 4,531 2,742 7,273

E0887 BOWLING INTL PROGRAM 7,149 7,149

E0894 GARDNER FAMILY SCH 7,086 3,826 10,912

E0897 SHAMPAIN SCH-BPA 6,849 3,697 10,546

E0908 BRYANT SCHOLARSHIP 15,067 4,802 19,869

E0910 CRAF SOCIETY ENDOW 1,600 124 15,161 16,885

E0915 CBPA ENDOWMENT FUND 87,066 87,066

E0934 DRUMMOND SCHOLAR 2,952 2,170 5,122

E1037 J H HILLIARD FUND 51 6,537 6,588

E1248 HILLIARD J H RCTF 34,662 6,590 41,252

E1407 RECHTER FAM SCH II 29,219 16,610 45,829

E1413 SPICKER M JR FUND 3,998 2,010 6,008

E1426 W M STRICKLER CHAIR 41,501 8,851 9,290 59,642

E1455 GRIEF SCHOLARSHIP 2,801 2,730 5,531

E1458 OLLIE GREEN AWARD 3,640 1,398 5,038

E1480 WIMSETT SCHLRSHP 3,539 1,906 5,445

E1483 VOLLMER FUND 13,731 13,731

E1500 ROM JOHNSON SCHOLAR 9,583 7,217 16,800

E1507 50TH ANNIV SCHOLARS 2,870 1,966 4,836

E1522 STRICKLER,F STATE 38,501 8,210 10,680 57,391

E1523 MIRANDA SCHOLARSHIP 1,071 659 1,730

E1540 EWAB SCHOLARSHIP 5,826 3,663 9,489

E1555 GLASS SCHOLAR FUND 3,662 2,308 5,970

E1613 MCBRIDE SCHOLARSHIP 5,902 2,292 8,194

E1647 HORN FRAN FND-GIFT 29,006 29,006

E1651 HORN FRANCHSNG-STATE 35,113 35,113

E1711 AEGON ACTUARIAL SCHOLARSHIP 413 58 471

E1718 BRACKER-CLOUSE SCHOLARSHIP 617 853 1,470

E1736 BB&T DISTINGUISHED PROFESSOR 10,001 732 4,968 15,701

E1738 WATKINS, LOWRY JR FINANCE SCP 2,228 2,193 4,421

E1746 FORCHT CENTER ENTREPRENEURSHIP 212,551 212,551

E1754 AEGON ACTUARIAL SCIENCE 20,644 20,644


32

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1766 WATKINS L JR LECTURE 3,862 3,862

E1778 C DENNY SCHOLARSHIP 3,530 6,057 9,587

E1830 BB&T FREE ENTERPR-ST 12,392 904 44 13,340

E1862 LENIHAN SCHOLARSHIP 1,022 1,022

E1874 CURTIN FAMILY FUND 454 454

E1876 PNC PROFESSORSHIP IN FINANCE 25,000 12,000 2,966 408,470 448,436

E1877 HARRY S FRAZIER COB FUND 41,432 41,432

SUBTOTAL 824,504 16,084 43,600 178,946 5,766,227 237,315 7,066,676

SCHOOL OF DENTISTRY

E0119 HENDERSON,RL MEM 29,925 29,925

E0145 STERN STD ASSIST FD 5,746 5,746

E0326 BLACKERBY FD-DENTAL 63,821 63,821

E0335 SKAGGS JAMES E FDN 14,425 14,425

E0366 O&M SURG DEVEL FUND 68,873 68,873

E0388 MCGUINN SCHP FUND 329 3,249 3,578

E0448 BROADBENT SCHOLAR 217 3,116 3,333

E0487 WOODWAD SCHOLARSHIP 157 703 860

E0501 DELTA DENTAL PROF 23,062 4,466 93,715 121,243

E0553 DELTA DENT PROF-STA 23,062 4,466 98,663 126,191

E0589 CENTURY CLUB FUND 10,835 10,835

E0742 AFE-SCHOOL DENTISTRY 34,821 34,821

E0768 HUMANA SCHOLARS DTL 1,185 808 1,993

E0935 DORMAN F LOAN FUND 82,518 82,518

E0938 SIMULATED PATIENT ED 26,822 26,822

E0939 MYERS R E SCHOLAR 237 3,262 3,499

E1015 DOUGLAS T A MEM SCH 459 3,124 3,583

E1052 MATTINGLY JOHN CAROL 2,744 1,957 4,701

E1281 FINDLEY SCHOLAR 312 1,906 2,218

E1329 ELLIOT-PEDS DENTIST 3,885 3,885

E1418 PEMBER JT FUND 937 937

E1514 ORTHO FACULT ENDOW 98,480 98,480

E1538 HUFF SCHOLAR FUND 462 6,349 6,811

E1544 DENT HYG ENDOW 16,274 16,274

E1548 K SEIBERT ENDWMNT 5,870 5,870

E1587 MILLER DENTAL PATH 4,716 4,716

E1588 GREENE BIRTH DEFECTS 13,684 13,684

E1665 WILSON FN-TCHNG EXCL 4,518 4,518

E1677 WOOD CURRENS FACULTY 1,135 84 3 1,222

E1681 FREEMAN ENDOW SCHOLA 1,140 1,140

E1682 MICK SIMULATION FUND 2,566 2,566

E1685 WARD SCHOLARSHIP 39 496 535

E1798 LITTLE LEC-DENTISTRY 7,136 7,136

E1821 EDWARDS CHR ORAL SRG 4,173 4,173

E1831 MCGUINN/HINMAN EXPER 537 537

E7816 LITTLE LECTURES - DENTAL 0

E7824 DR KETTIG FUND 0

E7826 BURGESS SCHOLARSHIP 0

E7843 EDWARD & MARY SMITH SCHOLARSHP 0

E9253 NORTON HEALTH STATE 90,193 90,193

SUBTOTAL 47,259 0 0 9,016 790,417 24,970 871,662

COLLEGE OF EDUCATION AND HUMAN DEVELOPMENT

E0061 SCHULMAN SCHOLARSHIP 16,000 61,019 77,019

E0089 HOMBERGER MEMORIAL 24,494 24,494

E0115 OPPENHEIMER END HMEC 600 1,756 2,356

E0134 RAUCH BEQ PLANETARIM 115,115 115,115

E0229 MORRIS SCHOLARSHIP 3,000 9,430 12,430

E0290 ROWNTREE CHAIR IN ED 33,400 2,617 129,452 165,469

E0379 ERMA, MARIE TRUST 2,000 7,713 9,713

E0400 ATKINS-HUSK SCH FUND 9,000 13,121 22,121

E0429 BROECKER SCHOLARSHIP 700 1,077 1,777

E0476 ASHLAND INC CHAIR-ED 17,475 4,226 3,015 152,854 177,570

E0533 CTR-CHILDHOOD-ST 23,650 2,498 132,282 158,430

E0551 SAMUELS FELLOWSHIP 70,000 15,062 85,062

E0612 FORD FOUNDATION FUND 707,431 707,431


33

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0664 GTE MATH & SCI SCHOL 600 2,451 3,051

E0671 QFE-OFFUTT TEACH RES 209,555 209,555

E0693 HUMANA SCHOLARS EDUC 7,900 21,557 29,457

E0710 LAFFERTY, M BEQUEST 24,004 24,004

E0738 QFE-SCHOOL OF EDUC 27,060 27,060

E0787 HUMANA SCHOLARS FUND 2,000 396 2,396

E0893 SAMUELS FAM SCH FUND 40,000 17,223 57,223

E0918 NTSTRAND MEM SCHOLAR 1,750 2,042 3,792

E1016 POWERS DEVELOP FUND 11,000 1,450 12,450

E1041 YOUNG LOVE FUND 1,200 875 2,075

E1045 KELLY WM SCHOLARSHIP 7,000 4,635 11,635

E1258 FLORENCE T G SCHOLAR 1,000 669 1,669

E1268 SIMPSON ENDOW FUND 1,000 4,336 5,336

E1466 GRAWEMEYER ADMIN. EDUCATION 16,080 5,961 12,959 35,000

E1502 MOLFESE-SUM RESEARCH 14,105 5,021 19,126

E1572 BRAKMEIER SCHLRSHP 1,000 1,172 2,172

E1611 CEHD ENDOWMENT 9,367 9,367

E1680 CLASS ACT FED CU SCH 1,000 425 1,425

E1684 SPAD SCHOLARSHIP 1,699 311 2,010

E1703 BOUSE TRAUTWEIN SCHO 1,376 375 1,751

E7828 ANNA BELLE SCHULMAN SCHOLARSHIP 0

SUBTOTAL 74,525 16,080 4,226 14,091 1,738,503 172,116 2,019,541

SCHOOL OF INTERDISCIPLINARY AND GRADUATE STUDIES

E0793 QFE-GRADUATE SCHOOL 1,181 1,181

SUBTOTAL 0 0 0 0 1,181 0 1,181

KENT SCHOOL OF SOCIAL WORK

E0014 FRANK, ANNE FUND 3,705 3,705

E0064 STRENG, IDA FUND 948 948

E0179 FORUM ON THE FAMILY 14,334 14,334

E0601 AINSLIE, MAUDE BQ 14,459 14,459

E1498 ROBT SILVA SCHOLAR 61 21,605 21,666

E1541 G HUECKER SCHOLAR 1,968 1,968

E1631 BHE CHR OSW-GIFT 40,092 8,602 3,826 52,520

E1676 CAMP EDWARDS SCHLR 1,550 252 1,802

E1744 ESTATE OF RUTH MALCOLM 2,750 10,559 13,309

E1762 LAROCCA CHR SOC WORK 861 179 10,590 11,630

E1776 M MARTIN SCHOLARSHIP 363 2,633 2,996

E1834 L CARR SCHOLARSHIP 96 441 537

E1632 BHE CHR-STATE 11,338 2,396 13,734

E1825 LAROCCA CHR ONC ST 6,937 1,587 1,610 10,134

SUBTOTAL 59,228 0 0 12,764 39,833 51,917 163,742

BRANDEIS SCHOOL OF LAW

E0008 HANDMAKER, H G FUND 17,465 17,465

E0010 SELLIGMAN JOSEPH FND 1,897 1,897

E0020 FLEXNER SCHOLARSHIP 39,367 17,297 56,664

E0055 MANN, C SHOLARSHIP 85,611 45,872 131,483

E0057 ADAMS PROFSHP LAW 85,048 85,048

E0067 BRANDEIS SCHOLARSHIP 6,255 803 7,058

E0075 LEWIS SCHOLARSHIP 5,722 3,922 9,644

E0080 WASHER, BEN BOOK FND 3,325 3,325

E0086 GRAUMAN SCHOLARSHIP 11,669 9,103 20,772

E0091 EVANS, ROBERT G FUND 3,110 3,110

E0100 FLEXNER, BERNARD FND 54,751 8,306 168,854 231,911

E0111 HUFFAKER SCHOLARSHIP 1,162 917 2,079

E0117 GREENBAUM, SL AWARD 24,162 2,628 26,790

E0125 ZOLLINGER SCHOL/LAW 1,692 294 1,986

E0127 VOLZ, MM SCHOL 14,971 13,924 28,895

E0135 MEREDITH BOOK AWARD 2,231 248 2,479

E0139 LEWIS SCHOLARSHIP FD 5,493 2,966 8,459

E0157 SIMON SCHOLARSHIP 15,832 3,514 19,346

E0185 H.E. HARTER, CHAIR, COMMERCIAL LAW 53,501 6,992 13,656 4,546 78,695

E0186 POST SCHOLARSHIP 6,659 2,105 8,764

E0196 SEIMDMAN, L SCHOL 7,027 2,121 9,148


34

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0197 MILLER & CHEVALIER 17,178 6,317 23,495

E0198 QFE-BICKHAM SCHOLRSP 30,732 15,722 46,454

E0201 A D T & S MEM SCHOL 5,529 1,089 6,618

E0206 PROF RESPONS LAW AWD 11,922 2,921 14,843

E0208 FRANKLIN, L SPEAK FD 9,791 9,791

E0219 O'DONNELL, H B FUND 14,048 5,805 19,853

E0224 OEXMANN LAW FUND 1,872 2,250 4,122

E0226 PERRY, E ENDOW SCHOL 41,299 41,299

E0236 MOSS,GEORGE AWARD 3,835 1,039 4,874

E0239 FELLOW, W T & C LAW 10,000 783 10,633 21,416

E0243 O. S&W FACULTY AWARD 3,759 3,759

E0244 MIDDLETON, EG FAC AW 4,000 315 809 5,124

E0245 B, T&H FACULTY AWARD 10,000 783 14,012 24,795

E0252 FERRERI FAMILY ENDOW 4,000 315 5,835 10,150

E0254 LEWIS B FACULTY AWD 4,000 315 5,946 10,261

E0258 BALLANTINE FACUL AWD 12,701 12,701

E0266 WADE&OWEN SCHOLAR FD 9,909 8,324 18,233

E0273 PETRILLI PROFESSORSH 56,000 12,297 65,562 133,859

E0279 ALLEN CM FACULTY FEL 11,980 11,980

E0280 BOISSEAU D T SCHOLR 38,811 12,449 51,260

E0300 JUDGE STUMBO SCH FD 7,320 4,075 11,395

E0307 DAVIDSON TEACH FELLO 16,686 1,308 42,534 60,528

E0308 GREENEBAUM PUBSVC PG 22,034 6,597 28,631

E0313 GREEN DOLL MC D FUND 4,000 315 2,390 6,705

E0317 KELLEY LAW SCH ENDOW 87,374 13,620 100,994

E0325 OLDFATHER ANN B FUND 8,000 626 7,351 15,977

E0343 TRAUTWEIN LAW ENDOW 13,551 6,505 20,056

E0345 GORDON JF MEM 4,211 2,553 6,764

E0346 FRANKLIN & HANCE FD 11,791 11,791

E0376 SMST&K LAW SCHP FUND 11,128 4,038 15,166

E0410 SORENSON SCHOLARSHIP 138,792 59,345 198,137

E0434 STALLINGS CHAIR-LAW 39,834 9,332 5,161 54,327

E0494 H E FRICK SCHOLARSHI 5,890 6,894 12,784

E0498 FAHEY J MEM SCHOLAR 7,366 6,357 13,723

E0520 BULLITT W M LAW FUND 819 659 1,478

E0529 STALLINGS CHAIR-STAT 39,834 9,332 8,140 57,306

E0536 BOEHL CH HEALTH ST 27,803 5,633 27,805 61,241

E0537 BOEHL CH LAW -STATE 69,427 15,375 93,711 178,513

E0562 FIELDS, WH MEM 1,862 1,862

E0577 LAW ALUMNI ENDOWMENT 57,003 57,003

E0588 JUDGE MILLER GIFT 9,205 9,205

E0607 BRANDEIS LAW SCHOOL 28,337 15,591 43,928

E0625 JAYES, RC MEM FUND 5,115 1,365 6,480

E0628 HIGHBAUGH LAW FUND 2,344 884 3,228

E0669 QFE LAW SCHOOL 238,741 238,741

E0716 QFE-LAW SCHOLARSHIPS 20,929 4,176 25,105

E0717 QFE-MINORITY SCHOLAR 4,677 893 5,570

E0748 THOMAS, ROGER FDN 4,123 3,215 7,338

E0753 QFE-LAW SCHOOL LIB 7,715 7,715

E0755 QFE-JUDGE ALLEN SCH 7,019 2,878 9,897

E0774 QFE-STITES & H SCHOL 16,189 4,736 20,925

E0801 MAJOR, DALE R SCHOL 14,078 7,856 21,934

E0805 MERRITT, JAMES R FND 48,192 48,192

E0818 PETRILLI SCHOLARSHIP 10,318 1,865 12,183

E0879 LAW ALUMNI FDN ENDOW 19,657 19,657

E0882 WYATT TARRANT & COMB 8,000 626 7,163 15,789

E0903 BURNETT FUND 6,944 6,944

E0906 BERRY FUND-LAW 8,975 4,219 13,194

E0930 FISCHER J SCHOL 13,664 4,671 18,335

E1013 INTELLECT PROP CHAIR 22,839 5,401 195,142 223,382

E1018 SCHMID H M SCHOLAR 38,858 12,704 51,562

E1257 HODGE J LAW FUND 6,218 6,218

E1286 BARLOW SKILLS FUND 167 167

E1327 BURNETT D L SCHOLAR 6,327 1,697 8,024

E1424 PEERS OS SCHOLAR 15,716 3,036 18,752

E1443 REYNOLDS SCHOLARSHIP 11,889 2,281 14,170


35

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1485 LAW SBF FUND 4,661 4,661

E1508 RR MILLER SCHOLARS 18,197 6,004 24,201

E1547 ELLEN EWING INTNSHP 2,773 2,773

E1580 MOOT COURT FUND 3,400 3,400

E1589 SMITH SCHOLARSHIP FN 6,881 5,831 12,712

E1633 WM BULLITT SCHOLAR 3,798 5,973 9,771

E1649 L WILSON PROF SKILLS 1,837 1,837

E1650 MEDFORD LEE SCHLRSHP 3,948 867 4,815

E1666 J STOPHER MEM SCHLRS 4,592 1,274 5,866

E1675 PEDEN MEMORIAL FUND 18,804 18,804

E1692 W M BULLITT LECTURES 1,250 1,250

E1717 MCANULTY SCHOLARSHIP ENDOWMENT 5,658 3,800 9,458

E1720 OUSLEY ENDOWED SCHOLARSHIP 5,616 1,488 7,104

E1764 NORVIE LAY MOOT CRT 10,459 10,459

E1784 BULLITT MEM AWARD 663 582 1,245

E1796 HELFAT ENDOWMENT 2,587 2,587

E1799 LITTLE LECTURE - LAW 17,100 17,100

E1845 THACKER SCHOLARSHIP 1,208 1,818 3,026

E1848 WM M BULLITT CHAIR 17,885 17,885

E1869 PEARL ORTIZ MACK SCHOLARSHIP 143 1,245 1,388

E7812 WYATT DIST SPKRS FD 0

E7813 WYATT FAC DEVEL AWD 0

E7820 H. F. BOEHL CHAIRITABLE TRUST 0

E7821 BOEHL TRUST-ENTREPRENEURSHIP 0

SUBTOTAL 376,675 29,026 56,000 91,315 2,241,622 366,625 3,161,263

UNIVERSITY LIBRARIES

E0003 RAY OPHTHALMIC LIB 370 370

E0004 YOUNG, ERNEST W 3,771 3,771

E0005 WILHELM FUND FOR LIB 939 939

E0006 KAIN GIFT LIBRARY 10,347 10,347

E0007 BINGHAM LIBRARY FUND 12,073 12,073

E0072 JOYES, M MEM 352 352

E0092 RYAN MEMORIAL FUND 622 622

E0104 BINGHAM BOOK FUND 1,993 1,993

E0129 LEVINE, DR BOOK FUND 5,493 5,493

E0136 UNIVERSITY LIBRARY 36,804 36,804

E0148 EKSTROM BOOK COLL 9,367 9,367

E0158 BINGHAM SUS LIB ENDW 23,715 23,715

E0162 OPPENHEIMER ENDOW 7,507 7,507

E0173 FRIENDS ENDOWMENT 8,250 2,815 33,036 44,101

E0232 CHARLES BUDDEKE III BUSINESS LIBRARY 2,134 2,134

E0274 FINE ARTS LIB ENDOW 132,112 132,112

E0281 ACQUIS FREIBERT FUND 1,911 1,911

E0291 WOODCOCK SOCIETY FD 5,231 5,231

E0309 KARL ANNE S BOOK FD 4,075 4,075

E0312 SEGAL MEM THEATER FD 1,939 1,939

E0353 GERARD MARY FANT FD 3,324 3,324

E0384 VICK,HELEN HARDY FN 2,902 2,902

E0467 CRADY, JESSIE B FND 9,897 9,897

E0512 BULLITT BOOK FUND 2,163 2,163

E0543 COMMUNICATION CH-STA 64,067 14,852 9,858 88,777

E0558 GREENE GIFT RARE BKS 6,615 6,615

E0571 BRANDEIS LIBRARY FD 14,158 14,158

E0572 BALLARD LIBRARY FD 1,718 1,718

E0590 RAILROAD BOOK FUND 555 555

E0591 CONSERVATION BOOK FD 948 948

E0594 MED LIBRARY ENDOW 11,209 3,541 11,333 26,083

E0604 RARE BOOK ENDOWMENT 2,409 2,409

E0635 RENNERT BEQ MUS LIB 3,420 3,420

E0638 PODOLL,DR E MEM LIB 3,134 3,134

E0644 UNIVERSITY LIBRARY 149,565 149,565

E0649 KERSEY, LAURA LIB 60,754 60,754

E0650 DUNBAR, W LIBRARY 2,148 2,148

E0657 PHOTOGRAPHIC ARCHIVE 9,075 3,161 40,643 52,879

E0672 QFE-LIBRARY ACQUIS 38,588 38,588


36

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0690 QFE-E D AXTON SR FD 3,041 3,041

E0703 QFE-MED SCH LIBRARY 5,767 5,767

E0719 QFE-MUSIC LIBRARY 713 713

E0743 GALLOWAY, L LIB FUND 6,441 6,441

E0777 QFE-LIBRARY-A&S 8,294 8,294

E0778 QFE-LIBRARY-BUSINESS 2,605 2,605

E0779 QFE-LIBRARY-DENTAL 1,238 1,238

E0816 LIBRARY ASSOCIATES 26,754 26,754

E0820 BRAMSON, SJ MEM FND 14,618 14,618

E0822 KOSTER READING ROOM 10,701 10,701

E0835 ESKIND FUND LIBRARY 6,496 6,496

E0857 WEISERT LIBRARY FUND 10,850 10,850

E0891 E J SCHNEIDER FUND 64,067 14,852 36,529 115,448

E0937 BARBOUR LIB FUND 7,895 7,895

E0941 LIB MINORITY INTERN 5,468 5,468

E0943 EKSTROM W F BEQUEST 29,353 29,353

E1020 HERZ LIBRARY ENDOW 11,490 11,490

E1024 MUIR-HOGENAUER END 21,763 21,763

E1262 CRESSMAN ART LIBRARY 9,274 9,274

E1287 TURNER E LIB COLLECT 2,536 2,536

E1438 CHRISTIAN MEM BK-PHO 1,750 1,750

E1474 GRAWEMEYER ALLOCATION FOR EKSTROM LIBRARY 60,000 60,000

E1488 N I BULLITT MEM 2,077 2,077

E1545 LIBRARY ENDOWMENT 2,081 2,081

E1574 GRAWEMEYER - ALLOCATION FOR MUSIC LIBRARY 20,000 20,000

E1655 A KITTOWER LIBR FND 295 295

E1695 MCWHORTER MEMORIAL 1,864 1,864

E1722 MARGARET FORD BOOK FUND 1,793 1,793

E1767 WATKINS L JR BOOK 809 809

E1782 ADOLPH-MOSER BOOK FD 587 587

E1790 LEAKE MEMORIAL FUND 679 679

E1793 HANNELORE B RADER BOOK FUND 2,092 2,092

E1844 BROOKS LIBRARY FUND 1,554 1,554

E7810 ALTSHELER MEMORIAL 5 5

E7837 ROWNTREE LECTURESHIP - MED LIB 25,057 25,057

SUBTOTAL 147,593 9,075 0 39,221 1,000,392 0 1,196,281

SCHOOL OF MEDICINE

E0009 STEIN,DR J FUND 19,143 19,143

E0011 HAGAN MEMORIAL FUND 16,887 16,887

E0013 UHDE, GEORGE I FUND 43,405 43,405

E0015 MCCULLOUGH,JAMES C 15,314 15,314

E0016 HOMBERGER LIBRARY FD 112,171 67,000 51,360 145,790 376,321

E0017 BROEKER EDUCATION FD 54,346 80,655 35,785 252,219 423,005

E0018 SPAFFORD ACKERLY SCHOLARS 7,869 7,869

E0028 TULEY,HENRY E PRIZE 1 2,032 2,033

E0030 SIMPSON SCHOLARSHIP 382 30,904 31,286

E0037 PALMER, E R 189 5,209 5,398

E0040 HUMANA SCHOLARS 769 1,528 2,297

E0042 THRELKEL SCHOLARSHIP 410 192 602

E0045 NEWBERG SCHOLARSHIP 7,676 2,410 10,086

E0051 MOREN SCHOLARSHIP 3 1,845 1,848

E0052 WILLIAMS SCHOLARSHIP 3 1,845 1,848

E0053 FORD SCHOLARSHIP-MED 1 790 791

E0056 MCCULLOUGH SCHOLARS 5,493 12,018 17,511

E0060 MUSS, DR ISRAEL MEM 581 581

E0065 MILLER, A.J. LECTURE 119,783 19,278 55,342 194,403

E0066 GREEN PRIZE FUND 3,810 978 4,788

E0074 LATHAN PRIZE FUND 9,863 618 10,481

E0077 WERSHAW EDUC-RES FD 28,728 28,728

E0078 BARKLEY RESEARCH FD 32,215 4,643 36,858

E0079 PFINGST, ADOLPH FD 94,863 94,863

E0083 SMITH, RUBY JANE FDN 10,397 6,282 16,679

E0088 CURRAN POPE, DR CURR 2,156 308 2,464

E0093 PATTERSON FUND 2 4,127 4,129

E0094 ELMORE, DR FUND 2 2,574 2,576


37

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0098 HUMANA 3 61,791 61,794

E0107 MARTIN, DR MEM FUND 3,683 1,205 4,888

E0112 COOKE, V V CHAIR 81,332 8,444 19,528 101,335 210,639

E0118 WILLAMS, M PRIZE 17,641 17,641

E0121 O'CONNOR, P FUND 4,190 4,190

E0122 PEDIGO, GW SCHOL 61,545 61,545

E0124 CLIFTON, D E MEM FND 48,202 48,202

E0128 TROVER, BARTON C MEM 11,513 11,513

E0131 MED CLASS '77 CHAIR 12,031 12,031

E0132 TROVER, RUTH MEM 12,713 12,713

E0138 FINK, IRA STUDENT FD 15,855 15,855

E0140 KIMSEY-TAYLOR, LS FD 7,107 7,107

E0143 COLE, ARCH SEMINAR 3,919 2,008 5,927

E0146 PRITCHETT SCHOLARSHI 3 7,834 7,837

E0149 CALDWELL SCHOLARSHIP 5,062 5,062

E0151 BRADY,DR JOHN A MEM 1,000 74 12,457 13,531

E0152 BAXTER, D E CHR OB/G 127,847 20,451 140,203 288,501

E0155 TOWERY, BT MEM FUND 15,588 15,588

E0159 BEARD CHAIR HEMTOLGY 108,273 22,560 51,531 182,364

E0163 GORDON, SS AWARD FND 4,771 1,476 6,247

E0165 MOORE,WR CHAIR FAM 6,403 1,319 42,328 50,050

E0168 SMITH, DR S MED SCHO 3 2,681 2,684

E0169 KASH MEM SCHOL-ANTMY 27,506 27,506

E0171 BROOKOVER, C SCH FD 127 2,571 2,698

E0177 P.P. JOYES, CHAIR, BIOCHEMICAL RESEARCH 27,109 96,294 41,519 247,925 412,847

E0178 HUMANA SCHOLAR SRMED 31,165 19,678 50,843

E0180 RATTERMAN, DR B SCH 9,026 7,395 16,421

E0189 FALLIS, PHIL MED SCH 25,535 66,325 91,860

E0191 A.B. DUGGAN, CHAIR, ONCOLOGY RESEARCH 21,553 17,342 18,000 12,633 27,328 96,856

E0192 K.A. FISCHER, CHAIR, ORTHOPEDIC SURGERY 38,934 6,399 35,027 80,360

E0195 LITCHFIELD, HF&R 1,853 113,220 115,073

E0199 WADE/OWEN SCHOLARSHP 3,161 11,131 14,292

E0200 CLEVELAND, PB AWARD 1 394 395

E0205 MILES, JEFFREY SCHOL 216 9,314 9,530

E0209 HUANG, KC SCHOL 16,500 2,504 255,088 274,092

E0212 SARCHET MED SCHOLSHP 2,460 204,093 206,553

E0217 MARSHIND, ORA FUND 21,357 50,502 71,859

E0218 CLIFTON, DEWEY MEM F 6,153 6,153

E0220 KAUFMANN FUND 8,785 6,535 73,731 89,051

E0223 TROUTMAN, WB MEM FUN 64,616 26,998 175,190 266,804

E0227 ALLEN,DR I SCHOLARSP 2,195 32,460 34,655

E0235 GHEENS SCHOLAR 138,185 138,185

E0237 GILBERT PATRICK F D 314,225 314,225

E0238 LONGMUIR, C R FUND 3,100 3,100

E0240 HUMANA MEDICAL IMPROVEMENT FUND 536,856 536,856

E0259 FINE B MEM LECTURSHP 20,532 20,532

E0262 AARON SCHOLARSHIP FD 190 3,361 3,551

E0264 RUBLE WG AWARD 1 1,070 1,071

E0276 ASSOC PATH/RIEHM SCH 3 1,554 1,557

E0277 DOLL,GLADYS FUND 25,866 25,866

E0286 STAMBAUGH HUM LECTUR 45,511 45,511

E0287 ZIEGLER, A BEQUEST 50,307 10,320 72,928 133,555

E0297 SUTCLIFFE JOAN M FND 40,501 40,501

E0314 ROENN KF VON CHAIR 54,005 8,539 104,680 167,224

E0318 LEIGHT DR L SCHP FD 2 3,624 3,626

E0319 GROSS FAMILY LEC FD 145,781 145,781

E0322 WEAKLEY CHAIR-ONCOLO 85,324 15,465 71,648 172,437

E0327 ALPHA NU AWARD FUND 23,207 3,199 26,406

E0329 ICE JOHN MEM LECTSHP 104,861 104,861

E0337 SMITH NANCY M FUND 127,742 127,742

E0339 BARNERJEE LILY RES F 81,368 81,368

E0341 KOLB CHAIR-OUT PSYCH 76,599 13,775 229,232 319,606

E0342 MOORE JE MED SCH FND 6,581 12,270 18,851

E0344 KLEINERT/KUTZPROFES 425,877 425,877

E0347 WORLEY SCHOLARSHIPS 3 7,471 7,474

E0356 FERGUSON EC ENDOW FD 98,387 98,387


38

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0357 FERGUSON MEM RES FD 17,121 2,557 18,307 37,985

E0358 COLLINS SCHOLARSHIP 486,494 76,192 562,686

E0360 WEINER ENDOWED FUND 7,674 1,293 147,783 156,750

E0363 DUGAN/VANCE MEM FUND 13,301 5,948 211,923 231,172

E0369 MARTINEZ S A ENDOW 8,977 8,977

E0377 GARRETSON RES FUND 22,128 30,000 16,008 313,694 381,830

E0383 WATERMAN/ABRAMS AWD 15,393 15,393

E0390 KIMSEY, LF & KH LECT 127,987 127,987

E0395 GOEBEL MEM SCHOLAR 7,972 1,430 9,402

E0396 DR E PODOLL LECTURE 3,832 3,832

E0403 JEWISH HOSP ENDOW 42,973 6,561 90,579 140,113

E0405 BLOCH LECTURESHIP 16,530 16,530

E0413 PETERSDORF CHAIR 332,273 332,273

E0417 CHILDREN'S HOSP FUND 323,710 323,710

E0418 NORTON HOSPITAL FUND 256,712 256,712

E0422 SOLOMON/STROEHLEIN 20,111 20,111

E0425 ORTNER SCHOLARSHIP 58,445 58,445

E0430 KONG-OO GOH SCHOLAR 2 8,774 8,776

E0431 STODGHILL FDN CHAIR 46,577 8,399 295,619 350,595

E0433 QUAIFE FUND-FAM PRAC 6,150 2,453 4,748 13,351

E0436 BUMGARDNER PROFESSOR 25,750 4,914 45,810 76,474

E0440 BARNSTABLE-BROWN FUN 23,460 5,793 33,868 63,121

E0441 WEAKLEY CHAIR-ANESTH 56,302 8,273 318,299 382,874

E0453 JEWISH MASTER FUND 115,479 21,399 179,023 315,901

E0468 CHAIR, BROWN CANCER CENTER 40,210 6,522 21,325 68,057

E0475 MEDICAL ALUM SCHOLAR 1,208 9,183 10,391

E0480 KEENEY CHAIR-OPHTHAL 51,832 4,841 12,845 40,135 109,653

E0482 GRIDER, P MEM SCHOLA 13,665 13,665

E0484 GIBSON CHAIR-MED 58,742 58,742

E0490 J & R SCHWAB CHAIR 41,381 41,381

E0505 GRAVES SCHOLARSHIP 9 621 630

E0506 BROWN-CANCER BIOLOGY 27,294 5,288 97,727 130,309

E0507 BROWN-STRUCT BIOLOGY 16,000 6,332 128,373 150,705

E0517 STRAUSS AWARD 500 39 2,301 2,840

E0523 KEENEY CHAIR STATE 39,260 8,198 56,182 103,640

E0524 JEWISH HOSP CHAIR ST 49,425 6,812 24,206 80,443

E0526 PETERSDORF CHAIR-STA 313,827 313,827

E0531 WEAKLEY CHAIR-STATE 52,639 7,736 329,796 390,171

E0532 BARNSTABLE/BROWN CHA 20,565 1,666 59,463 81,694

E0534 BUMGARDNER CHAIR-STA 40,231 35,773 21,085 24,992 122,081

E0535 CHF/CHA-PEDIATRIC ST 260,177 260,177

E0538 BROWN FND CHAIR STAT 100,886 16,281 64,304 181,471

E0540 JEWISH FDN CHAIR-STA 19,880 88,016 35,976 47,083 116,445 307,400

E0541 NEURO SUR CHA-STATE 316,128 316,128

E0545 SPINE/HEAD CHAIR 25,007 4,920 66,159 96,086

E0546 MM EVANS FUNDS-ST 17,644 2,678 191,074 211,396

E0547 SPINE/HEAD CHAIR (2) 11,000 1,671 151,472 164,143

E0549 NORTON-BUCKS/BRAINS 45,873 8,823 677,895 732,591

E0554 BROWN-CANCER BIO STA 27,294 5,288 106,584 139,166

E0555 BROWN-STRUCT BIO STA 39,886 8,644 54,117 102,647

E0559 RUDD MC&MD FUND 34,017 10,239 10,381 54,637

E0563 BROWN,ALYNE FRANKLIN 16,091 8,309 24,400

E0564 LANG, CAROLYN FUND 46,506 46,506

E0565 CHILD PSYCHIATRIC RE 14,884 14,884

E0566 BALES RESEARCH FUND 478,580 478,580

E0570 KINSOLVING FUND 8,021 8,021

E0573 MOORE, DR J W FUND 184,950 184,950

E0576 NEWMARK, L BEQUEST 3,185 3,159 6,344

E0578 OSTERMAN PRIZE FUND 10,316 529 10,845

E0579 MEDICAL ALUMNI FUND 18,566 18,566

E0580 KENTUCKY COLONELS FD 1 4,926 4,927

E0581 GLASZEBROOK, JAMES R 67,522 67,522

E0584 GRISWOLD LECTURE 21,429 21,429

E0586 BARBOUR, H G PRIZE 8,280 8,280

E0593 THE CLASS OF '53 FUN 11,868 11,868

E0595 MEDICAL SCHOOL GENER 0


39

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0597 BARR,JOHN W ESTATE 15,532 15,532

E0602 LOUISVILLE MEDICAL F 1,283 1,283

E0605 SAMMIS FUND 97,895 97,895

E0606 EHRMANN, H FUND 32,062 32,062

E0619 MOORE CANCER FUND 8,150 8,150

E0620 WHEELER, MINNIE FUND 284,906 284,906

E0621 FORD FTDN GENERAL 183,403 500 56,289 68,439 308,631

E0632 MURPHY PLUMONARY RES 71,027 71,027

E0634 STARR,S PROFESSORAT 18,721 18,721

E0636 MAINS, JANKE MEM 792 792

E0639 CLYMER, J MED SCH FD 66,943 91,089 158,032

E0640 DULANEY, DR OCTAVUS 47,772 47,772

E0642 MILLER, DR F MEM SCH 2 27,879 27,881

E0643 KREPS ENDOWMENT FUND 3,792 7,361 11,153

E0648 CALHOON, T MEM FUND 36,556 36,556

E0652 CANCER RESEARCH FUND 66,610 66,610

E0654 ANDREWS END CH PED 170,689 26,377 138,810 335,876

E0656 SEGAL, T LECTURE FND 38,828 38,828

E0658 POMEROY RES ENDOW FD 23,792 8,925 11,702 44,419

E0661 TOWNES, DR MEM END F 1,598 1,598

E0665 WALD, H RESEARCH FND 36,229 36,229

E0673 QFE-SCHOOL MEDICINE 74,000 30,925 500 28,424 99,596 233,445

E0676 QFE-RES ANATOMY DEPT 27,896 27,896

E0689 ACKERLY MEM FUND 10,081 10,081

E0722 QFE-RES SCH OF MED 7,318 7,318

E0723 QFE-RES CANCER 1,975 1,975

E0725 QFE-RES MICROBIOLOGY 1,308 1,308

E0727 QFE-RES ANESTHESIA 3,219 3,219

E0730 POLK/BANERJEE CHAIR 63,247 11,981 269,355 344,583

E0732 QFE-CHAIR SURGERY 86,008 12,539 179,812 278,359

E0739 QFE-DEPT PEDIATRICS 14,103 14,103

E0740 QFE-OB/GYN 21,811 21,811

E0747 QFE-C. SMITH LECTSHP 40,412 40,412

E0750 QFE-RESEARCH PHARM 3,544 3,544

E0751 QFE-CHAIR GEN MED 1,876 1,876

E0752 QFE-PSYCHIATRY 1,123 1,123

E0754 QFE-DEPT ORTHOPEDICS 975 975

E0756 QFE-OTOLARYNGOLOGY 21,212 21,212

E0758 ANNA KREBS AL & ANNA 102,302 66,287 168,589

E0759 QFE-POLK SCHOLARSHIP 34,483 34,483

E0769 QFE-CHRISTOPHERSON 50,379 9,322 377,688 437,389

E0770 QFE-UROLOGY DEPT 23,367 3,465 23,313 50,145

E0771 QFE-ACKERLY CHAIR 100,000 15,858 1,750,252 1,866,110

E0776 QFE-CHAIR ORTHO SURG 635 635

E0789 HUMANA SCHOLARS MED 2 214 216

E0792 QFE-KEENEY CHAIR RES 4,364 4,364

E0795 QFE-CHAIR INTERNAL 3,844 3,844

E0803 ERVING, HENRY BEQUES 3,884 3,884

E0804 KNOEFEL, PETER K AWD 11,749 11,749

E0806 PRICE MEM ENDOW FUND 26,189 26,189

E0808 WILLIAMS, H TRAVEL 39,714 39,714

E0809 BROHM, DR ENDOW MEM 53,798 53,798

E0810 SURGICAL RESIDENT RE 34,878 34,878

E0815 QFE-PHYSIOLOGY 36,479 36,479

E0819 ROSENFELD, DR MEM FD 50,760 50,760

E0824 KELLER W K ENDOWMENT 23,006 5,459 46,443 74,908

E0826 KERR SCHOLARSHIP 22,000 3,338 149,827 154,744 329,909

E0827 BENEDICT, JC SCHOL 189,920 180,470 370,390

E0830 HORMONE REC LAB FUND 2,316 2,316

E0848 FRENCH, A MEM SCH F 14,194 14,194

E0858 LAPAILLE, C R GIFT 56,150 56,150

E0868 TG DAY CHAIR GYN-ONC 72,323 12,664 38,164 123,151

E0869 BAKER, LOIS M FUND 4,233 4,233

E0877 HAMILTON BEQ TO BCC 32,416 32,416

E0880 STEGE, MARTHA H ENDO 10,561 10,561

E0883 EVANS END CHAIR-OPHT 60,271 21,179 23,700 31,815 136,965


40

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0884 EVANS RESOURCE FUND 35,593 9,118 17,756 62,467

E0886 LIEBERMAN ENDOWMENT 85,833 85,833

E0888 KNOEFEL, P END FUND 81,723 69,183 300 43,615 1,057,895 1,252,716

E0889 PHARM & TOXICOL FUND 32,382 3,639 110,430 46,597 987,305 1,180,353

E0896 SHAMPAIN SCH-MED 1 3,500 3,501

E0900 WILSON ENDOWMENT FD 15,130 7,825 150,577 173,532

E0902 EVANS RESEARCH END 70,643 26,901 37,911 135,455

E0904 KY MED ASSOC ENDOW 3 1,692 1,695

E0909 BANERJEE ENDOWMENT 1 2,066 2,067

E0911 NEUROSURGERY CHAIR 108,580 108,580

E0917 JONES, JOHN H FUND 31,316 31,316

E0922 WJ WADDELL SEMINAR 22,689 22,689

E0923 SPINAL CHAIR MATCH 2 51,791 51,791

E0925 NELSON END FUND-MED 12,396 904 79,563 92,863

E0927 MED/MSPA ENDOW FUND 200,532 200,532

E0928 ROBERTS GIFT MED SCH 229,083 229,083

E0929 FILES FD PSYCHIATRY 46,723 46,723

E0946 SPINE&HEAD CHAIR 3 152,869 152,869

E1004 HEUSER HEAR CHAIR 149,889 149,889

E1008 CALDWELL CHARI-STATE 201,934 201,934

E1009 HEUSER CHAIR-STATE 150,002 150,002

E1031 PLLC EMER MED 66,195 66,195

E1032 BURNAM FUND 5,855 5,855

E1033 J G BROWN ENDOWED CH 17,836 4,879 5,515 23,987 52,217

E1035 CHAIR HEPATOLOGY-GIFT 10,021 2,330 132,059 144,410

E1036 CHAIR HEPATOLOGY STA 10,021 2,330 129,721 142,072

E1039 KAMDAR SCHOLAR-MED 2 1,423 1,425

E1246 LEBBY RESEARCH FUND 25,000 2,360 17,712 45,072

E1247 FRIES RESEARCH FUND 143,604 143,604

E1249 URB HEALTH CHAR RCTF 41,027 8,086 44,186 93,299

E1252 FDN HEALTHLY KY END 35,013 7,033 252,557 294,603

E1255 J BROWN CHAIR - RCTF 9,080 5,420 4,055 41,002 59,557

E1265 SPINE & HEAD CHAIR 4 48,100 20,244 9,327 77,671

E1280 JGB AF AMER 25,000 9,747 39,573 74,320

E1297 NEUROLOGY CHAIR KY 47,000 4,436 31,322 82,758

E1299 HSC OPPORTUNITY KY 24,400 4,514 46,748 75,662

E1300 BUMGARDNER L PROF 35,519 7,771 193,652 236,942

E1303 NELSON FUND 45,549 45,549

E1307 GHEENS-AGING RCTF 78,429 21,871 337,418 437,718

E1322 FISHER NS SCHOLAR 55 3,085 3,140

E1408 CALDWELL CHAIR 35,710 7,670 40,128 83,508

E1411 JGB HIGH POTENTIAL 66,886 66,886

E1412 HARBRECHT VAS SURG 92,205 92,205

E1422 STODGHILL SCHOLAR 24,312 330,268 354,580

E1423 GREEN LEUKEMIA ENDOW 37,435 37,435

E1432 DIABETES RESEARCH 6,703 2,095 2,755 37,217 48,770

E1433 UPF-PEDS RESEARCH 19,891 5,667 7,931 58,736 92,225

E1436 GARRISON OVARIAN CAN 17,220 17,220

E1440 PJG KIRK SCHOLARSHIP 7,195 7,564 14,759

E1442 DERMPATH FUND 75,740 75,740

E1447 UPF-PEDS RES STATE 31,461 7,580 12,216 11,654 62,911

E1453 HARTNESS SCHOLAR 2,492 8,285 10,777

E1454 GHEENS CHAIR AGE RES 56,578 7,804 174,589 238,971

E1476 SMISER SCHOLARSHIP 127,457 50,923 178,380

E1477 INST MOL CARD-GIFT 64,975 64,975

E1478 INST MOL - STATE 46,689 7,594 23,067 77,350

E1479 NEURO REHAB RE FD 42,368 42,368

E1481 K TSUEDA LECTURE 8,645 8,645

E1482 ROUNSAVALL END CHAIR 26,299 4,964 52,312 83,575

E1486 ORI ENDOWMENT 7,838 7,838

E1491 GARRETSON RCTF 16,305 4,291 150,488 171,084

E1492 MCFERRAN CHAIR RCTF 35,016 10,499 8,972 18,623 73,110

E1493 CORD/HEAD INJ RCTF 104,579 104,579

E1494 WILSON ENDOW RCFT 196,930 196,930

E1496 KOSIAR/NORTON RCTF 339,660 339,660

E1501 HENRY VOGT CHAIR 12,749 2,969 29,065 44,783


41

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1503 KOSAIR CHAIR PED HRT 310,135 310,135

E1505 PORTER CANCER PREV 12,880 12,880

E1509 ALLEGRA PULMN RESEAR 23,529 7,570 67,189 98,288

E1510 CII MED DIRECT-GIFT 47,982 8,416 52,565 108,963

E1511 CII MED DIRECT-STATE 55,741 9,777 45,533 111,051

E1512 CII SCI DIRECT-GIFT 39,828 6,592 18,058 64,478

E1513 CII SCI DIRECT-STATE 106,259 17,697 12,587 136,543

E1518 JGB CHAIR-BIOPHYSICS 29,824 6,071 23,511 59,406

E1519 JGB CHAIR-BIOPHYSICS-RCTF 25,250 5,124 22,437 52,811

E1520 HC POLK RESRCH ENDOW 200,923 200,923

E1521 FOUNDRS RESRCH CHAIR 258,029 258,029

E1526 B BROWN-ADV DIAB RES 3,857 1,463 13,881 19,201

E1527 KOSAIR PEDS HRT SURG 93,151 16,636 239,190 348,977

E1528 ROUNSAVALL CHR-STATE 27,410 4,841 64,038 96,289

E1529 UMA, PSC CHR-STATE 382,512 382,512

E1530 S&L GIBSON PRF-STATE 15,025 2,636 35,061 52,722

E1546 FND FOR HLTHY LVNG 6,003 6,003

E1553 HOENIG CHAIR 48,958 48,958

E1554 TOBACCO HARM CHAIR 15,697 2,696 93,832 112,225

E1563 OUTCOMES RESRH-UPF 318,836 318,836

E1564 SCHOEN/BROWN CHAIR 10,172 8,588 66,819 85,579

E1566 FRAZIER RESEARCH 84,798 84,798

E1567 HEUSER ONTOLOGY PROF 40,377 40,377

E1569 HAMILTON CHAIR-GIFT 11,398 16,500 5,240 86,069 119,207

E1570 HAMILTON CHAIR-STATE 23,450 5,246 23,304 52,000

E1573 HUMANA INTL PEDS 54,943 54,943

E1575 PEDS OUTCOMES-STATE 35,000 10,595 150,992 196,587

E1576 UL SMOKELESS-STATE 39,163 6,709 63,204 109,076

E1577 VOGT CHAIR-STATE 17,220 17,220

E1578 BROWN-FORMAN-GIFT 93,775 93,775

E1581 D JONES INTL PEDS-G 24,040 4,766 23,099 51,905

E1582 D JONES PEDS RES-ST 31,969 6,337 38,306

E1583 GHEENS CII RES-GIFT 76,022 76,022

E1584 GHEENS CII RES-STATE 123,407 123,407

E1586 NEUSTADT RHEUMATOLOG 4,491 4,491

E1590 KY LIONS RESEARCH 9,888 15,157 8,100 31,143 64,288

E1591 HARRIS/STODGH SCHLR 19 5,465 5,484

E1592 LE ENDOWED CHAIR 151,902 151,902

E1594 CHERRY CHAIR IN CTRL 11,797 2,562 14,851 29,210

E1595 BRWN-FORMN CANCER RE 84,534 84,534

E1596 HUMANA INTL PEDS-STA 9,408 9,408

E1597 KY HEALTHY LIVING-ST 0

E1601 FRAZIER FMLY RESH-ST 90,041 90,041

E1602 HEUSER PROF-STATE 11,388 2,158 19,702 33,248

E1603 FNDRS CHR CNCR-STATE 190,470 190,470

E1607 FW FISCHER SCHOLARS 19 6,077 6,096

E1610 SHAPIRA ENDOWMENT 9,881 9,881

E1616 ROSENSTEIN PEDS ONC 5,005 5,005

E1619 SP CRD/HD CHR# 7-STA 93,918 93,918

E1620 SC/HI RES-CHR # 6 66,122 66,122

E1621 CHERRY CHR-GIFT 7,447 1,576 22,473 31,496

E1622 CHERRY RESCH-STATE 4,970 4,970

E1626 HOENIG CHAIR-GIFT 41,802 41,802

E1627 LIONS RESRH-STATE 64,267 12,860 53,128 130,255

E1628 LE CHAIR-STATE 148,197 148,197

E1629 CHERRY CHR-STATE 16,367 16,367

E1637 HUMANA CLIN TRIAL-GI 49,640 49,640

E1638 HUMANA CLIN TRLS-STA 76,281 76,281

E1639 POLK END-STATE 133,557 133,557

E1645 BUSH-CTCRF-GIFT 96,445 96,445

E1646 BUSH-CTCR-STATE 28,575 28,575

E1648 KY LIONS EYE RESRCH 40,047 40,047

E1653 L&J GRAY ENDOW RESRC 4,149 4,149

E1656 LANE SCHOLARSHIP FND 175 2,793 2,968

E1658 H & H KURZ FUND - M 10,459 10,459

E1662 DR A SHORT RESIDENCY 4,008 4,008


42

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1664 R ROTH LECTURESHIP 5,233 5,233

E1668 NEUROLOGICAL REHAB 16,126 16,126

E1670 KSCHIRT CHAIR 9 15,933 15,933

E1673 PSCK MOVEMENT DISORD 24,287 24,287

E1688 BEN RIGOR FUND 4,716 4,716

E1689 SCHWARTZ&ASSOC SCLRS 1,517 884 2,401

E1690 PROF RADIATION ONCOL 3,609 3,609

E1697 DR B T YOUNG SCHLRSH 394 674 1,068

E1698 ARCHIBALD SCHOLARSHP 32 1,344 1,376

E1704 LUNG CANCR RES CHAIR 68,775 68,775

E1705 POLK ENDOWED CHAIR 65,028 65,028

E1706 CHENG FUND-LECTURESH 1,081 1,081

E1707 KURZ END OPHTHALMOLO 1,086 1,086

E1708 SCHOEN/BROWN CHR STA 39,924 39,924

E1710 DR THOMAS SHOWN SCHOLARSHIP FUND 467 3,273 3,740

E1712 PSCK MOVEMENT DISORDERS RES STATE 19,962 19,962

E1713 R F HAMMOND SPINAL RESEARCH 23,120 23,120

E1716 ROWNTREE CHAIR IN FAMILY PRACTICE 32,500 4,341 127,283 164,124

E1721 KSCHIRT CHAIR 10 17,434 17,434

E1723 LOMAN C. TROVER, JR. FUND 8,406 8,406

E1726 AUERBACH FAMILY ENDOWED CHAIR 11,170 3,280 35,375 49,825

E1729 GLADYS SESSLER RESEARCH AWARD 9,642 9,642

E1732 GARRETSON RES FUND - STATE 171,495 171,495

E1737 SOM CLASS OF 1967 SCHOLARSHIP FUND 54 1,418 1,472

E1742 WELLS MACULAR DEGEN. RESEARCH 795 795

E1743 JESSE H WRIGHT SCHOLARSHIP 7,930 7,930

E1748 EXCELLENCE IN TEACHING FUND 5,070 5,070

E1753 BERNARD WEISSKOPF LECTURE FUND 4,456 4,456

E1755 SUBLETT FUND IN ALLERGY&IMMUN 2,938 2,938

E1760 KELA LYONS FEE, MD ENDOWMENT 11,637 11,637

E1761 BRINKLEY ESTATE GIFT 136,279 136,279

E1769 KSCHIRT CHAIR #11 77,524 77,524

E1783 FRIENDS FOR MICHAEL END CHR-ST 67,368 67,368

E1787 PINKSTAFF LECTURE FU 3,463 3,463

E1792 THOM ZIMMERMAN LECTURESHIP 2,042 2,042

E1794 THOM ZIMMERMAN RESEARCH FUND 12,441 12,441

E1797 LITTLE LECTURES-MEDI 17,100 17,100

E1812 ZIMMERMAN RESEARCH FUND-STATE 12,354 4,634 6,804 23,792

E1815 HISTORY OF MEDICINE 13,273 13,273

E1818 POLK CHAIR SURGRY-ST 90,354 90,354

E1819 CHR TRANSLTNL RES-ST 16,331 3,061 61,682 81,074

E1820 PREVENTIV MED CHR-ST 61,188 61,188

E1823 FRAZIER ENDOW CHR-ST 45,891 45,891

E1826 HELMSEY CHR P R - ST 93,525 93,525

E1827 KOSAIR PED CAN RSRCH 60,584 60,584

E1828 KOSAIR PED CN RSH-ST 305,940 305,940

E1832 KSCHIRT CHAIR #12 13,416 13,416

E1836 HELMSLEY TRUST ENDOW 43,263 43,263

E1837 BRINKLEY CHAIR - ST 78,046 78,046

E1839 HSUEH SCHOLARSHIP 1,005 1,005

E1847 GARNER NEURO RSEARCH 1,654 1,654

E1854 CII - GHEENS REGENERATI MED-STATE 28,783 28,783

E1856 CLASS OF 85 SCHLRSHP 147 1,017 1,164

E1867 DR CHRISTINE L COOK ENDOWMENT 21,187 21,187

E1898 MEDICAL SCHOLARSHIPS-LOANS 62,368 82,791 145,159

E7800 PRICE TRUST FUND 55,992 71,836 23,577 151,405

E7801 JOHNSON SCHOLARSHIP 2,414 2,414

E7802 IVA W.HOMBERGER SCHOLARSHIP 180,000 180,000

E7804 DR ROBERT E. BRENNAN, TUW 115,444 115,444

E7806 MCMURTRY FELLOWSHIPS 0

E7808 M. D. SMOCK TRUST GERIATRC 65,000 65,000

E7809 W R MOORE CHARITABLE TRUST 19,300 19,300

E7811 GULLEDGE FUND 15,000 15,000

E7814 MEYER E R SCHOL FUND 19,543 19,543

E7819 MCDOWELL EVANS TRUST 710,836 710,836

E7830 MCFERRIN TRUST-NOT AN ASSET 0


43

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E7831 KCH/NH PED ONCOLOGY CHAIR 379,744 379,744

E7832 KCH/NH PED SLEEP DISORDERS 170,393 170,393

E7833 G D HAMLET PHARMA RESEARCH 103,137 103,137

E7838 ROWNTREE LECTURESHIP OCC MED 15,000 15,000

E7839 CM & MB BERNHARD CHR-COL SURG 5,749 5,749

E7840 PETER KLERNER KNOEFEL FUND 116,467 116,467

E7842 S FRANZMAN SCHOLARSHIP FUND 16,782 16,782

SUBTOTAL 3,930,071 1,189,169 632,804 1,313,007 32,856,220 1,888,022 41,809,293

SCHOOL OF MUSIC

E0024 REINECKE SCHOLARSHIP 1 3,755 3,756

E0029 HELLMAN SCHOLARSHIP 7,244 7,244

E0032 FLEXNER SCHOLARSHIP 25,092 25,092

E0038 SIGMA ALPHA IOTA AWD 192 192

E0039 ANDERSON,DWIGHT FND 5,728 5,728

E0046 BOSWELL, H MEM 1,141 720 1,861

E0070 NORTON SCHOLARSHIP 1 5,505 5,506

E0090 ROBERTS, FT MEM 1,650 2,936 4,586

E0116 PELTIER SCHOLARSHIP 539 539

E0207 RAPIER, LEON SCHOL 2,257 2,257

E0210 KEYES, NELSON SCHOL 1,348 3,439 4,787

E0211 CUBRANIC, MARY SCHOL 1 4,725 4,726

E0213 KOCH, L MUSIC 2,721 2,721

E0221 BOMHARD CHAIR MUSIC 45,000 8,039 7,936 60,975

E0269 DUNCAN, ABBY SCHOLAR 10,667 10,237 20,904

E0271 BAY/HICK SCHOLAR FD 1 3,586 3,587

E0275 SMITH MACAULEY SCHOL 10 17,779 17,789

E0285 HARRISON/HOUSTON FD 1 1,652 1,653

E0292 CLAY D NORTON SCH FD 9 14,623 14,632

E0306 DUNHAM IRENE L FUND 5,859 5,859

E0311 WEISBERG SCHOLARSHIP 10,000 1,624 185,539 197,163

E0332 COMSTOCK MARGARET FD 2,806 2,806

E0338 SCHULTZ PAULA ENDOW 1,383 1,383

E0348 MEANS TERSTEGGE FUND 6,000 3,031 4 18,195 27,230

E0367 DICKINSON MELVIN AWD 1 2,509 2,510

E0368 SMITH EMILE S FUND 12,283 12,283

E0370 NORMAN SCHOLARSHP FD 1 1,101 1,102

E0381 BOMHARD FELLOWSHIP 15,000 88,803 29,553 133,356

E0399 HERZ PROFESSOR-MUSIC 181,588 181,588

E0426 SCHWANN SCHOLARSHIP 4,531 4,531

E0452 COMSTOCK ART FUND 26,336 26,336

E0464 L BUMGARDNER FUND 13,674 13,674

E0479 MCCOMBS, JOAN FUND 5,520 5,520

E0519 CRUTCHER SCHOLARSHIP 758 758

E0567 WHITNEY, MARGARET G 1,796 1,796

E0568 OWEN,BENJAMIN MEM SC 1,434 1,434

E0611 DAVIDSON, MN FUND 2,993 2,993

E0630 HERZ, GERHARD FUND 22,485 4,211 26,696

E0646 MUSIC SCHOOL ENDOW 200 16 20,036 20,252

E0675 QFE-SCHOOL MUSIC 25,723 25,723

E0692 HUMANA SCHOLARS MUS 7 2,746 2,753

E0707 QFE-MUS SCH ORGAN 816 816

E0761 QFE-MUSIC SCHOLAR 1 2,134 2,135

E0811 BOMHARD, C SCHOLAR 1 939 940

E0821 SMITH, F MEM SCHOL 1,566 1,566

E0825 QFE-WEISBERG MUS SCH 3,345 3,345

E0834 MUSIC ENDOW SCH FUND 6,000 3,031 5 102,100 111,136

E0890 E M ALDRICH SCH FUND 53,400 18,520 71,920

E0892 BABB SCHOLARSHIP 786 3,737 4,523

E0898 KOCH PIANO SCHOLAR 380 1,370 1,750

E0899 KOCH VIOLIN SCHOLAR 1,381 1,381

E0936 NEW MUSIC FUND 3,288 3,288

E1017 LUVISI PIANO SCH 4,013 5,416 9,429

E1283 CLAUGUS SCHOLAR 5,276 5,276

E1285 KOERSELMAN SCH 1 4,411 4,412

E1295 GIGANTE MEM SCHOLAR 703 1,412 2,115


44

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1434 OWEN SCHOLARSHIP 3,228 3,228

E1452 SCHUPBACH MUSIC SCH 1,557 1,557

E1465 GRAWEMEYER ADMIN. MUSIC 5,154 1,419 28,427 35,000

E1506 PHIL BAILEY SCHOLARS 1,229 1,229

E1549 ROBY SCHLRSHP FND 835 835

E1552 JAZZ ARTIST CHAIR 19,893 19,893

E1659 MIESNER MUSIC ENDOW 1,745 1,745

E1693 MARCHING BAND ENDOWM 1,068 1,068

E1696 K C GRUEN SCHOLARSHP 488 4,109 4,597

E1702 M E HEAD SCHOLARSHIP 524 998 1,522

E1768 SCHNEIDER SCHOLARSHP 705 4,515 5,220

E1791 KEYES ENDOWED SCHOLARSHIP FUND 571 571

E1800 LITTLE LECTURE-MUSIC 7,197 7,197

E1829 VISITING JAZZ ART-ST 24,179 24,179

E1840 BIRD SCHOLARSHIP 7,431 7,431

E1846 FRAZIER TWIRLER FUND 1,294 15,000 16,294

E1851 SCHNEIDER PEDAGOGY 3,454 3,454

E7803 CORNEILLE OVERSTREET FUND MUSIC 9,125 9,125

E7822 MARGARET S. COMSTOCK TRUST 37,425 37,425

E7834 HAMLET MUSIC GEN FINANCIAL AID 26,400 6,338 32,738

E7836 DORIS BICKEL CHARITABLE FUND 0

E9256 MOHR SCHOLARSHIP FUND 152 8,723 8,875

SUBTOTAL 65,354 0 190,603 71,571 667,432 338,536 1,333,496

SCHOOL OF NURSING

E0233 MORGAN, HA & RB SCHO 2 4,638 4,640

E0247 VAN BEVER SCHOLR NUR 23,528 8,862 32,390

E0256 HIRSH LEWIS A MEME 11,670 8,085 41,881 61,636

E0260 SASSE EP SCHOLAR FD 1,500 3,850 5,350

E0334 CRADDOCK GRAD RES FD 14,316 2,800 17,116

E0374 FILIPINO AMER AWD FD 10,008 1,411 11,419

E0414 ARNOLD MEMORIAL SCH 2,400 2,400

E0496 POWERS END CHAIR 37,313 5,329 20,901 63,543

E0552 POWERS CHAIR-STATE 37,312 5,329 26,774 69,415

E0749 QFE-SCHOOL NURSING 1 9,456 9,457

E0772 HUMANA SCHOLARS NURS 3,299 3,299

E1005 LACEFIELD P K SCH 1,378 1,378

E1641 NORTON SCHOLAR FND 210 943 1,153

E1734 DEAN MARCIA J HERN FACULTY AWARDS 346 346

E1757 TRILOGY HEALTH SERVICES SCHOLARSHIP 107 1,478 1,585

E1866 CARRIE M RABALAIS SCHOLARSHIP 726 726

E7841 SHARON D & ROBERT O HARRIS FND 0

SUBTOTAL 74,625 11,670 0 18,743 139,574 41,241 285,853

SCHOOL OF PUBLIC HEALTH AND INFORMATION SCIENCES

E1558 SCHMID ENDOWMENT 2,495 2,687 5,182

E1598 SCHMID PUB HEALH-STA 3,200 3,200

SUBTOTAL 0 0 0 0 5,695 2,687 8,382

J.B. SPEED SCHOOL OF ENGINEERING

E0002 SPEED, JB MEMORIAL 64,254 15,132 101,023 180,409

E0019 ATHERTON SCHOLARSHIP 8,013 8,013

E0023 MONTFORT SCHOLAR 4,368 4,368

E0027 STRENG PRIZE FUND 3,820 3,820

E0044 MONOHAN SCHOLARSHIP 2,418 2,418

E0069 HAZELET & ERDAL SCHO 3,779 3,779

E0144 KURZ, HF & HLH 3,705 3,705

E0150 RICHARDS/GE MEM FUND 1,290 6,669 7,959

E0172 FIFE LAB EQUIP FUND 13,163 13,163

E0176 BARNHOUSE, JD SCHOL 1,664 1,664

E0181 FIFE, S T AWARD 1,745 1,745

E0187 E.W. CLARK, CHAIR, COMPUTER AIDED ENGINEERING 36,000 20,000 18,765 41,891 116,656

E0228 WILBURN-SHIPMAN SCHL 12,790 12,790

E0246 DEAN ERNST SCHOLAR 9,576 9,576

E0253 AUX LOU KY SOPE FUND 2,524 2,524

E0263 COONEY SCHOLAR SPEED 3,683 3,683


45

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0278 ZEON GRAD FELLOWSHIP 15,266 15,266

E0283 SCHNUR RC SR EQUIP 8,582 8,582

E0284 WILHELM A ENDOW EQP 7,152 7,152

E0296 FIFE, SAMUEL T PROF 7,725 2,441 1,061 11,227

E0315 VEECH COL J E FUND 34,045 34,045

E0336 HSING CHUANG AWARD 1,647 1,647

E0354 LUTZ MICROFAB LAB 27,274 27,274

E0372 LUTZ PAUL&FLO FUND 100,041 54,978 41,523 112,724 309,266

E0375 RANDOLPH C & M LAB 23,537 23,537

E0393 FUZZY SYS/INT CTL FD 1,348 1,348

E0394 HENDERSON ELEC FUND 20,330 20,330

E0401 THEOBALD SCHOLARSHIP 14,574 14,574

E0412 BROWN & WILLIAMSON 11,024 11,024

E0419 DUTHIE CHAIR-ENG 9,954 6,760 866 4,039 68,538 90,157

E0423 BOULTINGHOUSE, M FUN 15,315 15,315

E0450 MANN SCHOLARSHIP 5,673 5,673

E0459 COLGAT PALMOLIVE SCH 4,526 4,526

E0462 SAMTEC SCHOLARSHIP 3,613 3,613

E0465 BURTON SCHOLARSHIP 10,833 10,833

E0469 NEUHAUSER FUND 2,257 2,257

E0477 RUNNER, WT JR FUND 7,000 1,475 14,477 22,952

E0489 SPD ALUM COMPUTING 2 23,545 23,545

E0492 SHEN FELLOWSHIP 11,333 11,333

E0493 PULLIN FELLOWSHIP 22,000 4,642 9,423 36,065

E0510 CONN RL & HP FELLOW 11,000 2,323 3,413 6,375 23,111

E0515 GROSSCURTH SCHOLAR 330,000 69,630 531,477 242,913 1,174,020

E0525 DUTHIE CHAIR-STATE 9,954 6,760 866 4,039 54,102 75,721

E0548 GORDON-HOCKENSMITH 18,468 18,468

E0560 GONIGALE W J MC FND 5,840 12,000 5,596 30,415 53,851

E0574 SPEED SCHOOL ALUMNI 65,828 65,828

E0582 BRIGMAN AWARD FUND 207 207

E0626 BALDEZ, HELEN FUND 4,265 4,265

E0627 WILHELM, A R FUND 2,799 2,799

E0629 GE GIFT FUND 4,584 4,584

E0680 CHEN, AL SCHOLARSHIP 2,606 2,606

E0697 QFE-SPEED SCHOOL 19,014 19,014

E0711 QFE-ROHM & HAAS CAE 18,956 18,956

E0720 QFE-SPD ELEC ENGNR 1,149 1,149

E0736 FIFE, SAMUEL T FUND 1,926 1,926

E0800 VOGT CHAIR COMPT SCI 101,467 37,200 68,347 48,675 54,553 310,242

E0831 SCHOETTLER, F W FUND 5,251 5,251

E0839 SPEED SCHOLARS ENDOW 9,262 9,262

E0873 HEER, JE JR FAC FUND 176,385 176,385

E0912 SPD ALUM COMPUT FUND 35,150 35,150

E0919 R NEIMAN SCHOLAR 1,083 12,982 14,065

E0924 MATHER-FRANK FELLOWS 17,696 2,684 4,409 24,789

E0942 SCHELL J&E SCHOLAR 1,323 1,323

E1006 LUTZ INFRASTRUCTURE 5,000 1,231 285,212 291,443

E1010 RENEWABLE ENERGY CHAIR 79,001 27,816 561,017 667,834

E1012 NANOTECH/SURFACE ENG 67,488 100,020 29,436 194,134 391,078

E1014 BIOMECHANIC CHA RCTF 119,602 20,004 28,910 299,312 467,828

E1025 E-COMMERCE CHAIR-STA 45,714 20,004 14,693 80,299 160,710

E1038 MILLS J R SCHOLARSHP 1,128 1,128

E1040 KAMDAR SCHOLAR-SPD 1,430 1,430

E1237 CONN FELLOW - RCTF 11,000 2,323 17,534 3,885 34,742

E1239 LUTZ MISSION - RCTF 50,001 16,199 37,681 103,881

E1245 DAVIS D & M ENDOW 2,962 2,962

E1253 LG&E MINORITY FELLOW 12,000 3,859 15,859

E1259 LUTZ F MISSION FUND 50,882 19,842 32,669 103,393

E1260 RUNNER JR FUND - KY 15,001 3,167 2,146 20,314

E1263 LUTZ INFRAC-RCTF 17,330 4,573 206,154 228,057

E1264 BIOMEMS STATE 663,578 663,578

E1266 BIOMEMS CHAIR 11,663 3,956 564,508 580,127

E1301 BIOMED DEVICES CHAIR 31,512 13,357 535,479 580,348

E1302 BIOMED DEVICES KY 13,800 8,880 655,022 677,702

E1306 HUBBS FAMILY SCH 1,844 1,844


46

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E1321 BIO ENG CHAIR RCTF 65,859 154,316 36,879 60,438 640,678 958,170

E1323 GROSSCURTH II 4,305 654 48,738 27,287 80,984

E1326 NEIMAN/ALUM CHE END 8,452 8,452

E1409 MECH ENG ALUM FUND 1,850 1,850

E1414 IIE CHAPTER SCHOLAR 1,533 1,533

E1415 MURRAY T M ENDOW 13,599 13,599

E1420 CECS LAB ENDOWMENT 2,877 2,877

E1421 SCHWARZWALDER FELLOW 22,000 4,642 8,295 34,937

E1431 COWAN FELLOWSHIP 22,000 4,642 8,058 34,700

E1435 BIO-ENG CHAIR LUTZ 3,992 3,992

E1449 WINNIA SCHOLARSHIP 51,832 51,832

E1497 KURZ BUILDING FUND 5,957 5,957

E1515 SPEED-PRF-ENGRG-STAT 41,800 11,148 387,471 440,419

E1551 J & P STURGEON FUND 1,653 1,653

E1556 SUN SCHOLAR FUND 2,350 2,350

E1557 M. COWAN PHD - STATE 42,004 7,941 2,276 52,221

E1623 KOHNHORST-GIFT 11,474 11,474

E1624 KOHNHORST-STATE 2,500 1,034 26,069 29,603

E1687 JOHN/MARIA HUSON FND 5,381 5,381

E1694 C&I ENGINEERING SCHL 4,078 4,078

E1699 SPD - L & J JENKINS 2,898 2,898

E1701 SPD SPRINGSTUBE SCHO 772 772

E1727 SPD - ED DAVIS MEMORIAL SCHOLARSHIP 295 295

E1728 SPD - E.ON US FOUNDATION MINORITY SCHOLARSHIP FUND 18,374 18,374

E1739 FORTWENGLER FAMILY SCHOLARSHIP 1,557 1,557

E1751 GORDON P CALDWELL SCHO FUND 5,793 5,793

E1752 RAYMOND & ROSEMARY K GRAHAM SCHOLARSHIP 740 740

E1756 SPD - ROLANDO "CHIP" CHENG JR SCHOLARSHIP 1,972 1,972

E1789 SPD-SANDERS FUND 911 911

E1795 SPD-STEVEN V BILYEU SCHOLARSHIP 704 704

E1801 SPD-CONN CTR DIR-ST 5,567 5,567

E1802 SPD-GRAD FELLW-STATE 24,515 24,515

E1808 SPD-B HART MINORITY 1,220 1,220

E1816 BORNSTEIN SCHOLARSHP 536 536

E1841 EON CHAIR R&S ENERGY 63,070 19,591 33,358 116,019

E1857 SPD HENDERSON SERVIC 607 607

E1865 SPD-BIOENGINEERING CHAIR DISCR 726 726

SUBTOTAL 600,734 652,237 802,492 509,296 6,753,087 736,465 10,054,311

STUDENT FINANCIAL AID


E0025 SELLIGMAN SCHOLARSHI 1 1,038 1,039

E0026 SPEED SCHOLARSHIP 100,000 12,808 112,808


E0043 WESSINGER, HARRY FND 300 4,688 4,988

E0049 G. ZORN SCHOLARSHIP 200 1,834 2,034

E0054 FORD SCHOLARSHIP 801 801

E0068 GE COLLEGE BOWL 1,500 4,273 5,773

E0071 THOMPSON SCHOLARSHIP 200 2,834 3,034

E0096 BRECHER SCHOLARSHIP 2,200 2,322 4,522

E0097 SMITH, MILTON H FUND 10,000 19,842 29,842

E0099 HATTIE B. SPEED FUND 1 926 927

E0101 OVERSTREET, CA FUND 81 250 331

E0108 HUMANA SCHOLAR EXCEL 50,000 50,589 100,589

E0137 KOSTER PRES SCHOL 7,000 8,652 15,652

E0153 DOUGLAS SCHOLARSHIP 73,000 66,051 139,051

E0156 KILGORE SCHOLARSHIP 100,000 121,005 221,005

E0166 KHSA-WEST SCHOL FD 400 3,221 3,621

E0215 FORD/EEOC SCHOLARSP 28,000 27,196 55,196

E0222 SLUGGER, LOUIS SCHOL 2,000 2,221 4,221

E0230 PRICE, G & L SCHOL 1 1,463 1,464

E0231 ZONTA CLUB 2,250 5,291 7,541

E0261 COURTAULDS COAT SCHL 2,000 3,722 5,722

E0265 FISCHER FAMILY FUND 30,000 14,135 44,135

E0267 GETMAN O&C SCHOLAR 3,000 4,297 7,297

E0288 LEXINGTON AREA ALUMN 18,495 14,968 33,463


47

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

E0295 FIELDS ALUMNI SCH FD 5,136 5,136

E0299 NEW BEGINNING SCH FD 60,000 34,802 94,802

E0316 SHBYVL/FKT ALUM SCHP 13,518 2,975 16,493

E0320 KENT RA V-12 SCH FND 20,313 4,502 24,815

E0328 CADDY MEM-AAF SCHP 1 4,026 4,027

E0330 DAWSON ALICE S SCHP 115,000 41,571 156,571

E0331 DRUIEN PAULA&META AW 2,500 3,771 6,271

E0333 SO CAL ALUMNI SCHP 2,055 7,687 9,742

E0350 WALKER MORTON SCH FD 300 7,148 7,448

E0351 BAER SCHOLARSHIP FND 17,363 5,996 23,359

E0359 YARMUTH ENDOW FUND 10,000 7,663 17,663

E0438 CONLIFFE SCHOLARSHIP 6,000 7,666 13,666

E0445 LENNY LYLES SCHOLARS 6,000 2,424 8,424

E0454 LANDRUM SCHOLARSHIP 1,000 14,950 15,950

E0458 HARRISON CO/UOFL SCH 3,000 14,826 17,826

E0460 EAGLE STEEL SCHP 4,000 4,263 8,263

E0461 KOETTER FAMILY SCHP 3,000 3,568 6,568

E0463 NAT'L CITY-SO IN SCH 1 1,852 1,853

E0471 SHELBY INDS SCHOLAR 7,500 3,169 10,669

E0497 CARTER R & L SCHOLAR 9,000 16,417 25,417

E0561 NEW YORK AREA ALUMNI 23,915 7,378 31,293

E0569 MOORMAN, C H FUND 1,000 5,290 6,290

E0617 KOSMOS PORTLAND CEME 100,000 110,433 210,433

E0663 HARRIS, MAUD B SCHOL 3,000 2,365 5,365


E0744 QFE-B&W MERIT AWARDS 1,000 9,473 10,473

E0762 QFE-SCHOLARSHIPS 2,000 519 2,519

E0785 HUMANA SCHOLARS A&S 1,000 852 1,852

E0786 HUMANA SCHOLARS BPA 1 1,293 1,294

E0832 KING, ML SCHOL FUND 70,000 65,889 135,889


E0836 CHICAGO ALUMNI CLUB 2,622 2,053 4,675

E0842 HOUSTON ALUMNI SCHLR 13,537 1,100 14,637

E0874 DALLAS-FT WORTH ALUM 10,481 815 11,296

E0913 S INDY-A&S SCHOLAR 4,000 19,507 23,507

E0914 SOU INDY SCHOLAR-7CO 9,000 35,116 44,116

E0931 BLUE COATS OF LOUIS 150,000 11,653 161,653

E1001 GR ST LOUIS ALUMNI 6,005 849 6,854

E1002 ALLEN E F SCHOLAR 1 834 835

E1043 ZIMMERMAN SCHOLARSHP 1,000 2,099 3,099

E1044 MUELLER R SCHOLARSHP 7,422 4,263 11,685

E1284 CRUM SCHOLARSHIP 4,000 3,923 7,923

E1288 OPPENHEIMER FUND 4,000 10,878 14,878

E1328 SWITZERLAND CO SCH 400 804 1,204

E1410 WOMENS CLUB SCHOLAR 5,000 6,085 11,085

E1539 R WILLIAMS SCHOLAR 936 10,483 11,419

E1542 JANSING HALLMARK SCH 2,000 5,860 7,860

E1559 N JORDAN SCHOLAR 3,500 9,143 12,643

E1654 R C ALUM CLB SCHOLSP 1,557 299 1,856

E1660 AAAC SCHOLARSHIP 1,302 237 1,539

E1683 TERESA BUTT MEMORIAL 1,500 2,125 3,625

E1772 PORTER FELLOWSHIPS 2,000 17,160 19,160

E1773 TANNER FAM SCHLRSHP 3,000 9,804 12,804

E1779 LYNN SCHOLARSHIP 6,000 16,376 22,376

E1781 H K VAUGHN SCHOLARSH 300 1,687 1,987

E1849 LAKE CUMBERLAND ENDOWED SCHLSH 44 368 412

E1850 TAMPA BAY SCHOLARSHP 100 748 848

E1855 DANE SCHOLARSHIP 49 734 783

E1863 ARIZONA ALUMNI CLUB ENDOWMENT 35 349 384

E1872 ROBERTS MEMORIAL SCHOLARSHIP 200 1,822 2,022

E1879 HENRY P & JUDITH R FORD SCHOLARSHIP 304 304

E1899 GENERAL SCHOLARSHIPS-LOANS 28,000 39,201 67,201

E7823 BARTH TRUST 8,000 8,000

SUBTOTAL 0 0 0 0 1,329,587 1,135,614 2,465,201


48

2012-2013 BUDGET


Fringe

Benefits

Current

Expense

Scholarships

& Fellowships Total

Salaries and Wages

OFFICE OF THE PRESIDENT

E0667 QFE ENDOW-VENTURE FD 763,195 763195

SUBTOTAL 0 0 0 0 763,195 0 763,195

OFFICE OF THE PROVOST

E0041 BROWN, MAVIN HAMILTO 21,139 3,707 24,846

E0142 ROBERSON FLORENCE RD 4,694 4,694

E0257 MCCONNELL POL LEADER 32,449 102,552 30,199 158,331 250,000 573,531

E0361 QFE-SISTER CITIES 4,168 4,168

E0427 MCCONNELL CHAIR 63,644 12,398 10,739 86,781

E0527 MCCONNELL CHAIR-STAT 62,843 12,243 8,603 83,689

E0701 QFE-FACULTY DEVELOP 3,159 3,159

E0718 QFE-ACADEMIC & CE 842 842

E0817 BRODSCHI, G SCHOLAR 6,724 1,781 141 8,646

E1459 GRAWEMEYER AWARD IN MUSIC 140,000 140,000

E1460 GRAWEMEYER AWARD IN EDUCATION 140,000 140,000

E1461 GRAWEMEYER AWARD IN WORLD ORDER 140,000 140,000

E1462 GRAWEMEYER AWARD IN PSYCHOLOGY 140,000 140,000

E1463 GRAWEMEYER AWARD IN RELIGION 140,000 140,000

E1464 GRAWEMEYER / KYANA METRO AWARD 6,500 6,500

E1469 GRAWEMEYER ADMIN. PRESBYTERIAN ADMIN. 3,000 1,383 53,617 58,000

E1470 GRAWEMEYER AWARDS BANQUET 12,000 5,523 34,477 52,000

E1475 CIVIC LDRSHP 44,700 16,530 64,614 125,844

E1532 CIVIC LDRSHP/EDUC FN 7,000 13,253 12,837 51,185 84,275

E1612 SHUMACHER SCHOLAR 594 594

E1614 JONES SCHOLARS-GIFT 60,000 66,767 126,767

E1615 JONES SCHLRS - STATE 92,163 92,163

E1634 CIVICS RESEAR & EDUC 52,531 52,531

E1635 CIVICS RESEAR & EDUC 5,000 5,000

E1669 GRAWEMEYER - PR FUNDING - UOFL & LPTS 20,000 20,000

E1774 GRAWEMEYER YEAR-END FUNDS 176,582 176,582

SUBTOTAL 61,173 273,739 13,253 92,894 1,519,623 329,930 2,290,612

EXECUTIVE VICE PRESIDENT FOR RESEARCH AND INNOVATION

E0721 QFE-RESEARCH 27,582 27,582

SUBTOTAL 0 0 0 0 27,582 0 27,582

VICE PRESIDENT FOR BUSINESS AFFAIRS

E0364 QFE-FAC & STAFF CTR 256,438 256,438

SUBTOTAL 0 0 0 0 256,438 0 256,438

VICE PRESIDENT FOR STUDENT AFFAIRS

E0382 COVINGTON JANICE SCH 1,254 1,269 2,523

E0392 SOPER, JL MEM FUND 16,503 2,965 19,468

E0767 ADAMS, H MEM SCH FND 3,548 11,520 15,068

E0838 FM STRICKLER ENDOWED 20,226 7,611 27,837

E0878 TORCHBEARER ENDOWMNT 2,939 2,790 5,729

E1042 DORZBACK WMSON BRGMN 4,622 672 5,294

E1749 GEORGE J HOWE ENDOWMENT 855 919 1,774

E1750 RBAA ENDOWMENT 1,843 1,925 3,768

E1858 BORNWASSER STDNT EMR 3,082 3,082

SUBTOTAL 0 0 0 0 51,790 32,753 84,543

VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT

E0203 QFE-W WYATT SR AWARD 536,209 536,209

E0798 QFE-WUOL FM RADIO 11,621 11,621

E0901 ALUM ASSOC SUPPORT 115,017 115,017

SUBTOTAL 0 0 0 0 662,847 0 662,847

HOSPITAL

E1679 MEAD STROKE NUR FELL 5,139 5139

SUBTOTAL 0 0 0 0 5,139 0 5,139

Total University Endowments 7,040,694 2,382,934 2,016,808 2,645,383 62,125,082 6,083,530 82,294,431


49

2012-2013 BUDGET

2008-09 2009-10 2010-11 2011-12 2012-13

College of Arts & Sciences 5,962,296 5,959,556 6,296,711 7,713,309 7,767,193

College of Business 4,914,071 2,511,017 2,365,849 2,946,693 7,066,676


College of Education & Human Development 1,409,516 1,652,068 1,487,856 1,569,783 2,019,541

School of Interdisciplinary and Graduate Studies 556 122 132 1,046 1,181


Brandeis School of Law 3,318,907 3,087,985 2,895,337 3,050,050 3,161,263

University Libraries 1,217,895 1,101,725 1,181,313 1,355,045 1,196,281

School of Medicine 35,708,353 33,575,734 37,001,267 37,678,946 41,809,293

School of Music 843,058 799,572 792,580 1,320,604 1,333,496

School of Nursing 277,384 238,816 230,347 247,229 285,853

School of Public Health & Information Sciences 5,309 6,056 7,317 5,593 8,382

J. B. Speed School of Engineering 11,162,234 8,242,126 4,802,815 10,061,785 10,054,311

Student Financial Aid1 0 0 2,273,541 2,307,690 2,465,201

University President 329,600 785,155 564,753 763,195 763,195

University Provost 4,523,953 4,347,556 2,901,728 2,855,939 2,290,612

Executive Vice President for Research and Innovation 17,055 20,809 23,172 25,386 27,582


Vice President for Finance 0 0 0 0 0

Vice President for Student Affairs 27,911 64,317 71,826 75,742 84,543

Vice President for University Advancement 676,238 699,552 761,436 808,679 662,847

Hospital 0 0 0 0 5,139

71,311,484 63,803,921 64,720,328 74,104,301 82,294,431

2012-13 Restricted Endowment Budgets

Historic Analysis

Total Endowments

1 In previous years, endow ments under the responsibility of Student Financial Aid w ere listed among other units in this section.


48

2012-2013 BUDGET

Gift Funds

Background

Donations to the University are classified as “current gifts” when the contribution is under

$10,000 or the donor’s intent is to spend the corpus of the gift. Gift programs are established

when the University receives monetary donations that are unrestricted as to their use and pur-

pose. However, donors typically designate the college, school, or division where the funds are

to be expended. Budgeted gifts total approximately $44.5 million for FY 2012-13, which repre-

sents new gifts and accumulated cash balances set aside by Deans and Vice Presidents for spe-

cific purposes.

Revenue

The operating budget for gift programs is budgeted using cash on hand as the standard. That is,

the University units are not permitted to budget pledges or estimates of gift revenue before they

are received. Gift donations are received year round and are normally deposited to the account

in the month they are received. Once the funds are received, the revenue is booked in an appro-

priate gift account within the college, school or division. The budgets shown in this document

are developed from the funds available based on cash on hand.

Expenditures

Unlike the general fund budget, which is developed using revenue and expenditure projections,

the budget for unrestricted gift accounts is based on the actual cash balances as of the end of the

fiscal year. Based on these cash balances, the respective Vice President or Dean is responsible

for establishing the gift program’s proposed expenditure budget. These funds are customarily

budgeted for one-time expenditures but can be held for future use. Thus, any balance remaining

at the end of the fiscal year carries over to the next fiscal year.


49

2012-2013 BUDGET

Faculty Staff Other

Scholarships &

Fellowships Total

College of Arts & Sciences 97,219 114,752 37,925 74,116 1,102,831 158,384 1,585,227

College of Business 49,900 18,020 8,649 1,944,443 1,066,815 3,087,827

School of Dentistry 20,015 11,989 7,007 320,544 8,400 367,955

College of Education & Human Development 24,278 70,688 6,400 27,235 882,444 103,201 1,114,246

School of Interdisciplinary and Graduate Studies 925 19,500 20,425


Brandeis School of Law 75,049 23,409 59,700 63,100 221,258

University Libraries 14,000 3,616 329,700 347,316

School of Medicine 6,637,987 2,626,750 965,597 2,375,711 21,239,365 91,213 33,936,623

School of Music 9,834 3,603 354,692 21,013 389,142

School of Nursing 164,872 43,555 2,000 40,588 126,239 31,461 408,715

School of Public Health 14,155 29,182 43,337

J. B. Speed School of Engineering 15,000 74,666 61,250 30,925 657,290 83,717 922,848

University President 0

Office of the Provost 27,500 2,008 490,174 1,101,154 1,620,836

Exec. Vice President for Heatlh Affairs 44,000 10,589 29,520 84,109

Exec. Vice President for Research and Innovation 150 150

Vice President for Business Affairs 8,317 8,317

Vice President for Community Engagement 41,140 41,140

Vice President for Finance 0

Vice President for Human Resources 1,146 1,146

Vice President for Information Technology 0

Vice President for Student Affairs 87,400 87,400

Vice President for University Advancement 112,379 112,379

Grand Total 7,019,105 3,082,565 1,114,672 2,608,564 27,861,074 2,813,328 44,499,308

FY 2012-13

Gift Funds Budget Summary

(by Responsible Unit)

Salaries and Wages

Fringe

Benefits

Current

Expenses


50

2012-2013 BUDGET

2012-2013 Gift Funds Budget Detail

College of Arts and Sciences

G0005 Wave Gift For Sculpt 2,383 2,383

G0008 Trebor Foundation 982 982

G0009 City Of Lou Spi 18,644 18,644

G0039 Police Administration Scholars 659 659

G0047 Ky Peace Off Scholarship 225 225

G0056 Ceramics Scholarship Fund 243 243

G0104 Political Science Scholars 723 723

G0174 Gifts Equipment Fa 4,314 4,314

G0182 Gift For Portugal 683 683

G0219 Fine Arts Scholarship Fund 879 879

G0240 Monroe, Burt Memorial Fund 5,167 5,167

G0266 Watson Prof & Conf 2,061 2,061

G0283 Philosophy Scholarships 1,070 1,070

G0315 Migration & Mortal 3,474 3,474

G0316 Spatial Data Scholars 5,200 5,200

G0317 CSX Lg River Fund 36,346 36,346

G0323 Etscorn Honors Program 1,117 1,117

G0328 Turkish Mortality 1,000 79 1,079

G0335 Lbst Admin/Operating 17,511 6,041 76,165 99,717

G0337 Lbst A&S Dean Discretionary 380 380

G0364 Hale Gifts 701 701

G0372 Physics Scholarship 712 712

G0389 Gifts-Math Department 62,951 62,951

G0391 Gifts For History 7,319 7,319

G0398 Gifts To Justice 916 916

G0405 Gifts-Humanities 4,263 4,263

G0406 Fund for UofL - Arts & Science 48,822 16,595 147,262 212,679

G0407 Gifts-Political Science 21,735 21,735

G0408 Gifts-Chemistry 35,051 8,487 43,538

G0409 Gifts-Fine Arts 26,321 26,321

G0410 Gifts-Biology 202 202

G0411 Gifts-Modern Languages 28,047 28,047

G0441 Gifts-Philosophy 17,024 17,024

G0442 Gifts-English 5,531 5,531

G0443 Gifts-Physics 37,186 37,186

G0444 Gifts-A&S 13,137 13,137

G0465 Gifts-So Police Institute 2,636 2,636

G0491 Gifts-Theatre Arts 5,677 5,677

G0492 Gifts-Int Design Equipment 565 565

G0496 Gifts-ICD 2,728 2,728

G0497 Gifts-Geography 2,000 157 15,972 18,129

G0500 Gifts-Italian Studies 670 670

G0507 Gifts-Communications 8,610 8,610

G0509 Gifts-Carcinogenesis 3,027 3,027

G0513 Gifts-Sociology 10,710 10,710

G0514 Gifts-Anthropology 5,202 5,202

G0517 Gifts-Pan-African 849 849

G0545 Gifts-A&S Scholars 14,018 14,018

G0552 Gifts-W D Pearson 1,224 1,224

G0591 Gifts-Psychology Department 29,892 29,892

G0596 Gifts-Women'S/Gender Studies 3,012 3,012

G0642 Usi Reserve Account 53,347 53,347

G0711 S.E. Neff Award 3,499 3,499

G0752 J Admin J Klt Award 119 119

G0759 Judaic Studies 8,818 8,818

G0793 Co2 Fixation Lab 262 262

G0812 Tewksbury Reserve 380 380

Program

Number Gift Name Faculty Staff Other

Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


51

2012-2013 BUDGET

G0817 Brooks Memorial Fund 173 173

G0841 Gifts-Relig Study 778 778

G0844 Acquisitions Fund 637 637

G0847 Honors Program Gifts 3,159 3,159

G0860 Archaeology Lab Fund 2,835 2,835

G0876 Portugal Programs 293 293

G0952 Humanities Resource 162 162

G0954 Creative Writing Matl 2,555 2,555

G0960 Af Amer Theatre 4,536 4,536

G0974 Gifts-Imd3 10,301 10,301

G0981 Axton Grad Assistant 10,525 3,117 13,642

G1075 Army ROTC Scholarship 494 494

G1088 Williams D E Lecture 13,905 13,905

G1106 Thuita D E Scholarship 3,900 3,900

G1148 Gifts For University Writing C 783 783

G1150 Dr. Perlin Research Lab 13,513 13,513

G1153 Hershberg Award 2,154 2,154

G1158 Master Of Urban Planning Schol 1,500 1,500

G1163 20 Century Lit Conf 2,000 2,000

G1171 MATH COMMON ROOM FUND 1,364 1,364

G1196 Welch Rosella Gift 1,924 1,924

G1308 CGSA LECTURE SERIES 10,514 10,514

G1388 Writing Center Res Project 697 697

G1424 Molfese Gift-Psych 10,800 10,800

G1453 Gifts For Glass 46,497 46,497

G1468 David Smith Memorial Fund 836 836

G1483 Gifts For Ceramics 649 649

G1499 Joseph Wittreich Lecture Gifts 4,408 4,408

G1559 Power Creative Designer Fund 48,963 16,064 65,027

G1563 Amber Heuerman Research Fund 8,889 8,889

G1643 The Matthews Scholarship 500 500

G1650 Studio Center Fund 44,449 44,449

G1670 Cressman Ctr For Visual Arts 514 514

G1671 Frederick G. Heath 6,934 6,934

G1676 Andrew Chamblin Memorial Fund 883 883

G1727 Gifts-Saturday Academy 920 920

G1735 International Service Learning 3,555 3,555

G1737 A&S Centennial Fund 23,219 9,642 17,545 50,406

G1738 Life Of Mind Speaker Series 1,550 1,550

G1739 Hope For The Future-A&S 3,668 5,000 8,668

G1740 The Citizen College-A&S 450 450

G1741 Bldg. Tomorrow-Facil. & Tech 2,508 2,508

G1745 Anne Braden Institute-Gifts 25,200 6,719 31,919

G1749 Gifts-Honors summer Program 2,652 2,652

G1760 Gifts-CCHS 588 588

G1793 Metabolomics Symposiut-Fan 3,126 3,126

G1809 Gifts-Sr Graduating Class 2007 428 428

G1879 Donald Olson Scholarship Fund 378 378

G1880 A&S Bioinformatics Research 86,805 86,805

G1881 A&S GEMS 3,672 3,672

G1907 Research-Carolyn Mervis 14,430 14,430

G1933 Lilialyce Akers Scholarship 1,040 1,040

G1947 Centennial Fund, Construction 3,600 3,600

G1957 Minority Psychology Scholarshi 1,265 1,265

G1979 A&S Alumni Council Scholarship 145 145

G2051 Adopted Alumni 12,000 3,147 15,147

G2057 Conservation Study Awards 1,245 1,245

G2065 K. McKnight Scholarship Fund 7,971 7,971

G2069 Real Estate Center 11,205 877 12,082

G2092 Gifts-IDOP Events 3,278 3,278

G2096 James Drautman Mem Gifts 200 200

G2104 A&S B. & M. Kipfer Scholarship 14,500 14,500

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


52

2012-2013 BUDGET

G2116 A&S Phi Beta Kappa 755 755

G2129 Graduate Students in Theatre 14,400 3,191 17,591

G2137 Mentoring Program Gifts 4,250 4,250

G2178 Master of FA Bridge Space Fd 3,200 3,200

G2179 Justus Bier Gifts 6,000 6,000

G2186 Gifts-A&S Arts and Culture 10,510 10,510

G2228 Friedlander Gift Fund 4,115 4,115

G2268 LALS Gifts 500 500

G2279 Virginia B Seely Scholarship 19,966 19,966

G2289 Communication Book Award 125 125

G2298 Gifts to CGIS 2,500 2,500

G2303 Call Me Mister Gift Fund 29,000 29,000

G2304 A&S Black Student Symposm 3,000 3,000

G2307 Helton Geographic Info Sci Lab 88,000 88,000

SUBTOTAL 97,219 114,752 37,925 74,116 1,102,831 158,384 1,585,227

College of Business

G0062 GE Appl Bus Grp Scholars 1,447 1,447

G0100 Churchill Downs Scholars 8,147 8,147

G0109 Grief Scholarship 500 500

G0124 Kpmg Peat Marwick Sc 974 974

G0132 Grow Our Own Scholars Program 600 600

G0235 Brown, John E Scholars 6,198 6,198

G0262 COB Scholarships 12,025 12,025

G0284 Equine Scholarships 1,449 1,449

G0286 Bennett, Wm H Scholars 3,993 3,993

G0304 Nasdac Bus Plan Comp 995 995

G0326 Burns, J Scholars 1,500 1,500

G0348 Thomas Industries 14,218 14,218

G0360 Chancey Fellows 14,422 14,422

G0400 Fund for UofL-Business 18,020 4,844 648,676 30,000 701,540

G0427 Gifts-Computer Discretionary 8,764 8,764

G0466 Gift-Corp Affiliate 3,714 3,714

G0484 Gifts-Mgmt Friends 1,409 1,409

G0553 Gifts-James McCabe 112 112

G0597 Gifts-Donor Brick Program 4,719 4,719

G0618 Gifts-Labor Management 31,640 31,640

G0624 Jewish Hospital Faculty Award 22,535 22,535

G0626 Gifts-Management 12,772 12,772

G0636 Gifts-Accountancy 158,652 158,652

G0655 Comwelth Inds. Bus. Plan.Compt 22,288 22,288

G0656 COB Deans Discretionary Fund 9,180 9,180

G0701 National City Fellowshp 2,399 2,399

G0734 FINANCE GIFTS 6,446 6,446

G0788 Bus Advisory Gift 2,000 2,000

G0808 Drummond Exec Ctr Fund 12,974 12,974

G0810 Nelson Reserve 12,668 12,668

G0819 Bohanon Gift 5,453 5,453

G0835 Ulmer Career Ctr Gift Fund 1,302 1,302

G0969 Misc Gifts-COB 40,208 40,208

G1049 Rotary Leadership Fellows 8,898 2,500 11,398

G1056 COB - Gifts - Marketing 5,553 5,553

G1072 Mead Prize Economics 2,503 2,503

G1101 Crowe, Chizek & Co 1,000 1,000

G1107 COB Tech Fund 23,031 23,031

G1116 Integrated MBA Prog 31,484 31,484

G1154 Winebrenner Capital Partners 500 500

G1160 Gifts To Family Business Ctr 23,190 23,190

G1173 GIFTS/ECONOMICS 102 102

G1180 Mcbride Scholars Fund 1,220 1,220

G1222 COB Gifts In Kind 100 100

G1352 Wehby Scholarship 7,061 7,061

G1433 EIP Alumni Scholarship 952 952

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


53

2012-2013 BUDGET

G1465 Bracker-Clouse IMBA Scholars 501 501

G1486 PNC Scholar 5,241 5,241

G1547 CIS General Scholarships 2,582 2,582

G1566 Chilton Medley 250 250

G1568 Sterne Agee & Leach Scholars 2,611 2,611

G1570 Ulmer Career Management Center 1,005 1,005

G1631 Lindell, Tl Memorial Fund 125 125

G1662 Alumni Council Future Ldr Schp 554 554

G1664 Downtown Business School 151,585 151,585

G1667 Institute of Internal Auditors 500 500

G1679 Class Of 2007 Gifts 120 120

G1680 Class Of 2006 Gifts 210 210

G1688 Rives Travel Fund 7,250 7,250

G1690 Louisville Sales Club Scholars 250 250

G1736 Marshall, Buck Scholarship 881 881

G1769 Corporate Partners, Ulmer Ctr 41,224 41,224

G1776 Jones Student Intl Travel Fund 928,801 928,801

G1811 Mountjoy & Bressler, LLP 250 250

G1820 Brown-Forman IT Project 4,024 4,024

G1864 Jones Gift For Entrpreneurship 33,287 33,287

G1886 Caicedo-Selinger, Dennis&Jauna 42,150 42,150

G1890 Cardinal Challenge 26,576 26,576

G1906 Robinson Executive Center 4,956 4,956

G1928 Vaughn Stevens Scholarship 5,500 5,500

G1946 Bloomberg Terminal Account 500 500

G1976 Ulmer, Helen Scholarship 1,000 1,000

G1978 Ballard Morton New Venture Com 6,705 6,705

G1993 Rogers, Dr Judy Scholarship 6,000 6,000

G2040 BOA Faculty Research Fund 30,000 2,351 31,149 63,500

G2041 Pay It Forward Student Fund 3,450 3,450

G2101 BKD LLP Scholarship 3,000 3,000

G2119 Charles G Koch Foundation 5,000 364 4,617 9,981

G2128 Bucks for Bricks Gifts 301,820 301,820

G2132 Drummond-CPS Cont Edu 1,904 1,904

G2140 Srini-InfoSec Program 200 200

G2173 Jerry/Karen Borowick Scholarsh 2,500 2,500

G2176 Wm Meyer, Sr. Acct Scholarship 2,000 2,000

G2194 Carol & Bill Lomicka Schlrship 5,375 5,375

G2236 COB Plaza Gift Account 121,122 121,122

G2245 Capital Access Corp Ky Schrshp 3,000 3,000

G2259 Rives International Travel 2,500 2,500

G2273 Lou Bus Alliance Scholarship 2,500 2,500

G2274 KDF Scholarship Fund 5,000 5,000

G2308 Veterans Business Startup Fund 14,900 1,090 34,010 50,000

SUBTOTAL 49,900 18,020 0 8,649 1,944,443 1,066,815 3,087,827

School of Dentistry

G0048 Dental Alumni Scholars 2,000 2,000

G0247 Colgate Palmolive Scholars 2,000 2,000

G0321 Legacy Fund For Dental Hygiene 5,500 1,000 6,500

G0414 Gifts-Dental 6,514 6,514

G0415 Fund for UofL-Dental 11,989 1,204 61,807 75,000

G0554 Gifts-Ortho-Ped-Geri 10,000 10,000

G0557 Gifts-Diagnosis 1,000 1,000

G0558 Gifts-Peri-Endo-Hyg 5,000 5,000

G0560 Gifts-Surg & Hospital 562 562

G0562 Dental School Dean's Fund 60,000 60,000

G0669 Gifts-Z Khan 659 659

G0680 Lggifts 288 288

G0850 Greenwall Gifts 3,714 3,714

G0864 Gifts-Dental Research 10,000 10,000

G0883 Orthodontic Clinic 2,000 2,000

G0910 Dental Class Of 91 500 500

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


54

2012-2013 BUDGET

G0919 Andrus K Fund 1,000 1,000

G0928 Hinman Mentors 6,500 6,500

G0971 Gifts-Endodontics 25,000 25,000

G1071 Sunshine Scholarship-Dental 900 900

G1094 Kosair Research Fellows 20,015 5,803 25,818

G1381 Gifts/Dental Clinic Renovation 100,000 100,000

G1528 Gifts-Smile Kentucky 10,000 10,000

G1577 Richard Miller Path Endowment 1,000 1,000

G1836 Orthodontic Resident Gift Fund 10,000 10,000

G1921 Dentistry Minority Scholarship 1,000 1,000

G2201 Gifts-OHR 1,000 1,000

SUBTOTAL 20,015 11,989 0 7,007 320,544 8,400 367,955

College of Education and Human Development

G0021 Hedlman, John Fund 1,201 1,201

G0079 Scottish Rite Fellow 9,808 9,808

G0214 Gifts For School-Education 5,900 5,900

G0218 HPER Scholarship-Women 240 240

G0257 Minority Teacher Scholarship 1,250 1,250

G0358 D N Stokes Scholars 656 656

G0404 Gifts-Rauch Planetarium 20,000 20,000

G0437 Gifts-HSS 1,010 1,010

G0447 Gifts-School Of Education 16,645 16,645

G0589 EMCE/EDSD Summer 6,400 502 6,902

G0598 Fund for UofL-Education 40,000 40,000

G0647 Kier-Perform Assessment 137 137

G0714 Ctr For Environment Education 103 103

G0849 Psychophysiology Lab 875 875

G0872 Little Cardinals 100 100

G0881 Lusk Scholars 431 431

G0973 Gifts-Peds-CEC-KATC 43,997 43,997

G1083 Losey Scholarship 3,700 3,700

G1089 Gifts-Early Child Education 6,181 6,181

G1092 Gifts-Special Education 4,186 4,186

G1093 Gifts-Math/Science 11,375 890 12,265

G1170 Jack c. Morgan 163 163

G1210 Technology Teaching 546 546

G1211 gifts---ecpy 1,682 1,682

G1212 GIFTS--EDTL 3,226 3,226

G1213 GIFTS---EARLY CHILDHOOD 195 195

G1214 GIFTS---ELFH 1,461 1,461

G1370 SPAD Program 31,500 31,500

G1372 SPAD Scholarships 6,425 6,425

G1402 Ed. Grad. Assistant Supp. Fund 10,720 10,720

G1470 JESPAR Gift Account 1,398 1,398

G1550 Minority Teacher Recruit Prg 15,000 15,000

G1590 Economic Education Scholarship 5,774 5,774

G1609 Hands On-Minds On Sci Camp 509 509

G1623 Legacy Teacher Scholarship 200 200

G1641 CEHD Building Renovations 790 790

G1682 Education Alumni Scholarship 200 200

G1746 Principal Leadership Institute 12,903 37,097 15,361 65,361

G1800 Jemmetta Beaver Memorial Schol 205 205

G1839 Economic Education 10,000 10,000

G1895 E. T Scholar House 626 626

G1927 Jim Herbert Memorial Sch Fund 300 300

G1970 Fern Creek HS Alumni Schsp 4,355 4,355

G1987 GSH&RP Planetarium Membrship 11,000 11,000

G2019 Exerc. Phys. Grad. Travel Fund 2,105 2,105

G2021 Show Development 3,500 3,500

G2037 Early Learning Campus 7,500 7,500

G2038 Signature Partship Initiative 400,000 400,000

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


55

2012-2013 BUDGET

G2072 Louisville Writing Proj. Gifts 2,645 2,645

G2075 Nystrand Ctr. Gifts 6,500 6,500

G2079 Women Investing in Education 14,250 14,250

G2080 Paul A Winter Doct Fellowship 11,967 11,967

G2081 Stone Family Educ Scholarship 1,400 1,400

G2123 Susan L Memorial Scholarship 400 400

G2191 Mathematics Evaluation Fund 57,758 57,758

G2193 SPI Shawnee H.S. Support 50,000 50,000

G2240 Ayako Phillips Scholarshp Fund 2,000 2,000

G2278 Roberts Family Scholarship 6,000 6,000

G2281 Ogle Foundation-Portable Dome 33,591 10,482 155,927 200,000

G2306 Stringfield Doct. Stud. Travel 1,000 1,000

SUBTOTAL 24,278 70,688 6,400 27,235 882,444 103,201 1,114,246

School of Interdisciplinary and Graduate Studies

G0058 Lucas, Robert H Fund 19,500 19,500

G0399 Gifts-SIGS 925 925

SUBTOTAL 925 19,500 20,425

Kent School of Social Work

G0037 Davis, Martha Scholars 25,000 25,000

G0362 I M Lipetz Scholars 4,600 4,600

G0373 Kent-Dean Discretionary 3,172 3,172

G0401 Gifts-Kent Alumni 3,096 1,108 27,349 31,553

G0506 Gifts-Family Therapy 757 757

G0587 Gifts-Family Res Center 7,024 7,024

G1001 Kent School Building Fund 831 831

G1059 Kent Masters Scholarship Fund 500 500

G1061 Kent Doctoral Program 1,000 1,000

G1062 Kent Faculty Research Fund 6,316 6,316

G1066 Kent International Studies Prg 1,847 1,847

G1368 HELEN CLOUD AUSTIN SCHOLARSHIP 200 200

G1564 Kent Practicum Education Fund 860 860

G1621 Nia Award 514 514

G1633 Kent School-Substance Abuse 130 130

G1683 S Frager Community Service Aw 100 500 600

G1692 KNT Development Discretionary 605 605

G1696 KNT Gerontology Fund 4,878 4,878

G1716 Tobacco Harm Reduction 658 658

G1788 Kent Alumni Memorial Fund 100 100

G1810 R. Huber Fund for LGBT Awarene 907 907

G1884 Kent Service Learning Projects 119 119

G1910 Kent Sch BSW Scholarship Funds 2,373 2,373

G2015 Jeannette Comer Noell Award 367 367

G2196 Fred Mitchell Scholarship Fund 2,500 2,500

G2215 Teenage Pregnancy/CHAMPS 1,500 1,500

SUBTOTAL 0 3,096 0 1,108 58,520 36,187 98,911

Brandeis School of Law

G0172 Perrone, Victor Scholars 2,000 2,000

G0241 KBA Workers Comp Scholars 20,000 20,000

G0416 Fund for UofL-Law 75,049 23,409 98,458

G0623 Law Sch Misc Gifts 5,000 5,000

G0756 Law,SBA Charity Auction 100 100

G1115 Heberle Scholarship 1,000 1,000

G1177 DEAN/LAW SCHOOL/L. ROTHSTEIN 100 100

G1366 Wyatt Tarrajt & Combs Reno Fun 10,000 10,000

G1708 Frank W. Burke Sr Clasroom Fu 1,000 1,000

G1721 IOLTA Public Service Fund 15,000 15,000

G1752 Law Central H.S. Partnership 6,000 6,000

G1833 Norb & Karen Paulin MT CT Fun 5,000 5,000

G1849 LBF And KBF Scholarship Fund 5,000 5,000

G1856 Rawling Rm 275 Renovation 2,000 2,000

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


56

2012-2013 BUDGET

G1882 Law Journal Annual Symposium 1,500 1,500

G1894 Law Shool Student Org Fund 2,000 2,000

G2013 BLSA Gift Funds 2,500 2,500

G2022 Moot Court Gift Funds 500 500

G2074 Andrew Young Memorial Fund 100 100

G2106 Helfat Gift 20,000 20,000

G2135 Legislative Rsch & Advocac 2,000 2,000

G2147 KLEO Scholarship Program 20,000 20,000

G2254 B. Stuckman Patent Moot Court 2,000 2,000

SUBTOTAL 0 75,049 0 23,409 59,700 63,100 221,258

University Libraries

G0142 Rare Book Program 14,414 14,414

G0376 Muir-Hogenauer Bks 13,766 13,766

G0421 Miscellaneous Gifts 1,139 1,139

G0424 Gifts-Music School Library 200 200

G0425 Misc Gifts - Library 18,182 18,182

G0426 Gifts-Library Association 11,407 11,407

G0429 Gifts-Korn Library 7,466 7,466

G0430 Gifts-HSC Library 49,879 49,879

G0431 Gifts-Photo Archives 1,473 1,473

G0432 Gifts-Bridwell Memorial 10,266 10,266

G0502 Gifts-Archives 4,000 1,992 7,164 13,156

G1385 Unrestricted/Misc. Gifts-Lib 10,000 1,624 108,868 120,492

G1440 Conner Fund For Kornhauser Lib 24,598 24,598

G1479 Kate Matthews Archives Fund 3,000 3,000

G1635 Ekstrom Library Renovation 9,727 9,727

G1730 Ralze W. Dorr Terrace 2,292 2,292

G1931 Mazzoli Papers Project 21,095 21,095

G1955 Audwin & Rae Helton Book Fund 214 214

G2084 Burroughs Bibliophiles Fund 760 760

G2109 The Weiss Family Reading Room 22,791 22,791

G2249 Kathryne Esselburn Gift Fund 1,000 1,000

SUBTOTAL 0 0 14,000 3,616 329,700 0 347,316

School of Medicine

G0055 Clinical Anatomy Award 1,701 1,701

G0069 Med-Gen. Scholarship 35,758 35,758

G0084 Rogers Mw Scholars Fund 350 350

G0151 Taustine Research 1,306 1,306

G0158 Restoration C Building 48,000 48,000

G0161 Gifts-Kleri-Building 516 516

G0164 Weber Sand Tray Gift 12,561 12,561

G0167 Moore JW Suite Poj 1,312 1,312

G0179 Gifts Beard Professorship 3,926 3,926

G0180 Wald, Herbert Memorial Fund 275 275

G0183 Vance Gift Allergy 6,587 6,587

G0185 Levy, Rs Research 934 934

G0204 Dowling, Eliza Gift 4,995 4,995

G0216 Visual Sch PhD Program 194 194

G0222 Tobin Memorial Fund 1,991 1,991

G0223 Jefferies, Mw Surg R 700 700

G0224 Surg Resid Educ Fund 6,987 6,987

G0242 Phi Chi Med Fraternity Fund 3,350 3,350

G0244 Spec Studies Anatlab 355 355

G0250 Glaxo Exchg Pgm-Russ 1,000 81 1,081

G0276 Sur Onc Res Fell Support 225 225

G0302 Bio Med Resch Bldg 2,965 2,965

G0319 Norton Ed Rsch Neurosurgery 129,487 26,146 155,633

G0320 Norton Resch-Neurosurgery 31,864 22,000 24,508 141,509 219,881

G0343 Un Ped Research Fund 59,673 1,320 16,754 629 78,376

G0354 Forensic Fellowship 48,804 15,228 64,032

G0377 Med Sch Age Rsch #1 4,000 4,000

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


57

2012-2013 BUDGET

G0387 Gifts Anesthesiology 10,444 10,444

G0388 Gifts-Anatomy Department 53,885 53,885

G0394 Gifts-Rad Oncology 38,698 38,698

G0396 Gifts-Ky Cancer Program 165,456 165,456

G0402 Gifts-Biochemistry 5,242 5,242

G0403 Fund for UofL-Medicine 200,000 35,898 21,102 257,000

G0412 Gifts-Dean-Medical 60,000 60,000

G0413 Gifts-Psychiatry 1,750 7,179 8,929

G0433 Gifts-Ophthalmology 4,311 4,311

G0449 Gifts-Family Practic3 121 121

G0453 Gifts-Health Awareness 5,590 5,590

G0458 Gifts-CEC 18,594 18,594

G0462 Gift-Biochem Faculty 2,355 2,355

G0468 Gifts-Diagnostic Radiology 3,034 3,034

G0481 Gift-Endocrinology 1,800 1,800

G0483 Gifts-Rheumatology 725 725

G0487 Gifts-Neurosurgery 78,038 78,038

G0498 Gifts-Pediatrics 43,437 43,437

G0501 Gifts-Special Projects 363,667 363,667

G0504 Gifts-Dermatology 345,274 56,794 124,187 37,342 563,597

G0511 Gifts-Nephrology 5,000 8,167 4,833 18,000

G0512 Gift-A. Ehrlich Memorial 8,200 8,200

G0523 Gifts-Internal Medicine 3,709 3,709

G0529 Gifts-Tumor Evaluation Lab 336 336

G0530 Gifts-Microbiology 22,000 3,338 25,338

G0532 Gifts-Med Education Fund 2,327 2,327

G0534 Gifts-Medicine-Miscellaneous 208 208

G0537 Gifts-Oncology 140 140

G0538 Gifts-Chief Med Research 600 600

G0539 Gifts-Surgery Faculty 56,724 56,724

G0540 Gifts-Surgery Research 39,430 39,430

G0541 Gifts-Cancer Research 86,594 86,594

G0564 Gifts-Fuller 501 501

G0565 Gifts-Anatomy Class 8,512 8,512

G0566 Gift-Wm H Long Award 2,400 2,400

G0567 Gifts-Family & Comm 1,000 1,000

G0571 Gifts-Feldhoff 29,259 29,259

G0572 Gifts-Gastroenterology 2,025 2,025

G0573 Gifts-Bone Marrow Ct 1,679 1,679

G0574 Gifts-Ped Hem/Onc 509 509

G0576 Gifts-Class Of 1944 3,825 3,825

G0600 Gifts Neuronal Reser 2,988 2,988

G0603 Gifts-Wittliff 1,725 1,725

G0606 Gift Schwab Award 467 467

G0607 Gift St. Clair Award 1,000 79 1,079

G0609 Gifts-Va Pain Clinic 300 300

G0625 Pharmtox Grad Program 6,621 6,621

G0631 HSC Resrch Bldg Gift 3,300 3,300

G0640 Distinguish Lecturer 191 191

G0644 Gifts-Ped Diabetes 1,180 1,180

G0651 Gifts - Neonatal 17,384 4,085 172,511 193,980

G0657 Macular Degeneration Resrch 245 245

G0658 Gifts Residents Educ 6,585 6,585

G0659 Ped Pulmonary Gifts 15,860 15,860

G0665 Emergency Medicine 7,609 7,609

G0673 Gifts/Leti. Kimsey 831 831

G0682 Ep Fellow Gift Account 11,275 120,294 22,772 154,341

G0695 Cardiology Research 25,068 141,846 42,397 67,070 276,381

G0707 Hurst Gift 2,608 2,608

G0723 Gifts-Dr. Wagner-Agy 491 491

G0724 Gifts-Dr. Yu 1,322 1,322

G0730 White Coat Ceremony 432 432

G0731 Pediatric Crit Care 11,404 11,404

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


58

2012-2013 BUDGET

G0732 Ped Surgery Res Program 526 526

G0738 Ped Crit Care Research 8,477 8,477

G0740 Leskawa Memorial Fund 375 375

G0744 Lions Research Funding 132 132

G0750 Consultation Dr Hein 14,418 14,418

G0770 Gifts-Hand Surgery 16,973 16,973

G0773 Miller Research 24,455 24,455

G0777 Martin Res Lab Gifts 3,059 3,059

G0778 Glee Yorke Gift Fund 266 266

G0785 Clinical Research 29,192 29,192

G0791 Gifts For Gi Education 20,000 20,000

G0828 Cell Therapeutics 1,941 1,941

G0829 Miller Research 100 100

G0831 Gyn Ovarian Research 1,010 1,010

G0837 Hear 420 420

G0843 Gifts For Hem/Onc Ed 261 261

G0859 Simulation Learn Lab 407,190 407,190

G0873 Wm Pierce Gifts 10,365 10,365

G0889 Bhatnagar A 1,677 1,677

G0893 Anesthesiology&Out 1,292 1,292

G0895 Mcclain Gifts 54,000 54,000

G0896 Neuro Surg Gifts 52,544 52,544

G0897 Dryden Gifts 1,150 1,150

G0905 Resident Education 1,962 1,962

G0909 Jewish-Gl 184,451 56,030 47,222 75,737 363,440

G0912 Edwards Hugh Research 8,000 8,000

G0933 Gall S A Educ Award 449 449

G0949 Pathology Gen Gifts 53,296 53,296

G0956 Plastic Surgery Alumni 3,411 3,411

G0961 Gifts-Ob/Gyn 82,085 19,129 101,214

G0972 Anesthesiology Clin Research 7,753 7,753

G0976 Gift-Post Doc Fellow 96,610 33,000 36,812 166,422

G0979 Michael Fund 5,000 5,000

G0985 Colorectal Surgery 225 225

G1008 Sleep Medicine Research 387 387

G1033 Paralyzed Vets America 6,079 6,079

G1048 Jacobs Res - Endocrinology 37,000 37,000

G1070 Ophthalmology Alumni-Gifts 3,154 3,154

G1074 Gifts - Olifactory Studies 50,249 50,249

G1084 Age Research Yr 2 100,000 100,000

G1090 Gifts-Sickle Cell 80,192 80,192

G1105 Elin Gifts 2,020 2,020

G1109 Ama Fdn Scholars 3,873 3,873

G1155 Allergy & Immunoloy Training 1,317 1,317

G1159 Pfizer-Stat Consult 555 555

G1161 Gifts Neonatal Ecmd 4,318 4,318

G1167 GIFTS-NMR RESEARCH 50,713 50,713

G1168 UofL/Norton Cancer 375 375

G1172 Oral Papillomavirus 41,449 41,449

G1179 JGB-Highest Potential 3,000 3,000

G1184 Gifts/Biomedical Engineering 1,550 1,550

G1185 Gifts-Behavioral Oncology Lab 1,919 13,434 8,470 16,358 40,181

G1200 KSCHIRT Rehab Sym 30,000 30,000

G1239 Can Ctr - Fellowship Program 133 133

G1240 Uofl Comprehen Headache Prog 1,471 1,471

G1307 K. Garrison Fdn For Cancer Res 1,500 1,500

G1358 Biothera Research 63,509 63,509

G1360 PHARMACOLOGY/UNRES GIFTS 16,372 16,372

G1361 Uofl Pediatric Neurology 33,241 33,241

G1364 Wendell Cherry Clin.Trials Res 62,142 62,142

G1375 Wings Gift Account 53,875 53,875

G1383 Dr. Gulgun Tezel Unrest. Gifts 2,945 2,945

G1384 CHRONIC DISEASE SELF MGR 4,500 4,500

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


59

2012-2013 BUDGET

G1390 Vonderhaar Healthy Families 680 680

G1392 General Neurology Research 964 964

G1408 JGBCC Memorial Research Fnd 114,560 114,560

G1409 Women's Cancer 4,249 4,249

G1411 Experimental Therapeutics Prog 245,915 245,915

G1413 Genetic Targets Program 1,693 1,693

G1414 Cancer Prevention & Control Pr 48,310 48,310

G1418 W W King Gifts 3,400 3,400

G1423 Star Donations 26,063 209,638 90,002 325,703

G1425 University Stroke Center 100 100

G1429 Bingham Child Guidance-Gift 300 300

G1430 Ped Ed Project Fund 71,662 71,662

G1432 Gifts-Inst Molecular Card 356 356

G1436 Movement Disorder Research 34,834 6,499 13,128 54,461

G1437 Graden Of Hope 39,933 39,933

G1442 Structual Biol 31,164 31,164

G1443 Moving Ahead 4,828 4,828

G1444 Program Enhancement Fund 231,648 231,648

G1452 Child Neurology Scholar 557 557

G1455 Healthy Steps 11,866 11,866

G1456 MS Program 4,488 4,488

G1457 MS Care Program 18,688 18,688

G1459 Brown Cancer Campaign Gyn-Onc 3,234 3,234

G1460 Hemophilia 385 385

G1462 Breast Cancer Research 88,238 88,238

G1464 Multiple Sclerosis Fellowship 20,204 20,204

G1472 Simoneaux Endocrine Tumor 2,631 2,631

G1473 Gifts-Ghim 6,257 6,257

G1477 Star Gifts - Medical Services 359 359

G1484 Street Cancer Research Fund 36,175 36,175

G1487 Natl City Bnk Canc Res Startup 13,681 13,681

G1488 Bb&T Cancer Ed & Prevention 26,638 26,638

G1489 Julep Ball 4,907 4,907

G1491 Reproductive Endocrinology Fun 59,160 59,160

G1502 Gifts-M J Resource Center 74,461 74,461

G1509 Joan Cralle Day Cancer Res Fun 71,561 71,561

G1511 Ovarian Cancer Screening Fund 7,783 2,548 7,553 17,884

G1514 C.I.I.-Kosair Ped Hrt Res Ctr 71,863 235,874 7,253 97,730 1,215,020 1,627,740

G1515 Harriett Porter Cance Ed Prev 48,172 16,315 64,487

G1527 Cancer Center-Brown Found 255,407 9,625 55,813 320,845

G1531 Irving Tasman Memorial Resfund 726 726

G1532 Sal Vicario Education Fund 4,118 4,118

G1534 Bill Guy Memorial Fund 395 395

G1537 Memory Disorders Research Fund 650 650

G1540 Aberson Family Cancer Res Fund 2,321 2,321

G1549 Gifts For Research Louisville 1,000 2,215 3,215

G1553 Mary & Frederick Hilton Fund 8,150 8,150

G1561 Neurology Fellowship 5,665 5,665

G1562 Gifts-Cerebrovascularneurosurg 1,557 1,557

G1574 UL Smokeless Tobacco Research 72,396 12,395 1,799,062 1,883,853

G1591 Summer Internship Program 70 5,442 3,706 9,218

G1594 Autism Center Garden 166 166

G1595 Pharm.& Tox. Unres. Gifts 1,610 1,610

G1600 KCP-KYAAAC Gifts 10,466 10,466

G1602 CHSE 1,570 1,570

G1607 Joseph S Chalfant Cancer Res F 67,320 67,320

G1611 Med/Dent Rural Minority Prog 500 500

G1613 Pediatric Neurology Recruitmen 3,613 3,613

G1618 Kosiewicz-Research 1,577 1,577

G1619 Cancer Ctr Campaign-Employee 5,776 5,776

G1625 Interventional Pulmonology 1,388 1,388

G1627 Gifts-Melanoma Research 64,977 64,977

G1630 Gifts-Genetic Counseling BBC 31,129 10,184 41,313

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


60

2012-2013 BUDGET

G1637 Republic Bank&Trust Cancer Res 19,379 19,379

G1638 KCPCRU Gifts 3,505 3,505

G1640 AM-Martin Gifts 40,000 40,000

G1660 Kay Bulitt Fund In Geriatrics 1,266 1,266

G1661 Epilepsy/Stroke Programs 927 927

G1675 Stroke Research Program 170 170

G1687 Frazier Polypharmacy Program 105,788 62,263 20,000 46,312 234,363

G1689 Camp Ss Star 4,562 4,562

G1698 Drive Cancer Out Gift Fund 1,250 1,250

G1699 Marshall Charitable Fdn-CTO 4,208 4,208

G1701 Skyscape Gift 802 802

G1705 ALS Research 395 395

G1706 Rodu Gift Program 750 750

G1709 Hepatology-Faculty Support 62,025 14,701 32,537 109,263

G1712 Neuro.Oncology Res Gift-Vitaz 2,862 2,862

G1713 Coleman Clin Improve Award 1,200 1,200

G1715 Barbara G Blair Fund 454 454

G1717 Dr. Kenneth Wilhelmus Gift 19,587 19,587

G1719 Peds Interdept Research Awards 19,661 19,661

G1720 Carriegodbeyfundforivfpatients 250 250

G1725 Peds Medical Education Gifts 223 223

G1743 Breast Cancer Patient Support 11,552 11,552

G1744 Kela's Crew For Clinical Trial 27,180 27,180

G1747 Class Of 1964 Scholarhip Fund 14,605 14,605

G1750 Pancreatic Cancer Research 830 830

G1751 Chinese-American Res Institute 50,333 50,333

G1754 Pediatric Neurology Support 28,136 28,136

G1763 Neurology Medical Education 2,601 2,601

G1765 Palliative Care 375 375

G1767 Trauma Public Awareness 150 150

G1778 Gi Fellowhip Training 15,000 3,777 498 19,275

G1779 Lung Cancer Research 37,420 37,420

G1787 Browning Melanoma Fund 10,166 10,166

G1796 Belize For Audiology 114 114

G1797 Tumor Cell Metabolism Meeting 2,920 2,920

G1808 Gifts For C.I.I. 4,719 4,719

G1813 Ramos Gift Account 16,719 16,719

G1815 Movement Disorders PSCK Gift 63,384 63,384

G1819 KB Bush Head & Neck Cancer Fnd 19,683 19,683

G1829 Medical Humanities Fund 4,263 4,263

G1830 Div Chief-Fellowship Education 88,084 88,084

G1834 Merck Frosst 61,494 61,494

G1837 MS Education 499 499

G1840 Anatomy Lab Renovations 379,424 379,424

G1841 Kosair Charities Pediatric Can 137,284 222,500 59,500 115,568 3,122,465 3,657,317

G1844 Let's Kick Cancer Gifts 51,514 51,514

G1845 Fall Golf Classic Gift Fund 2,570 2,570

G1854 Geriatrics Fellowship 438 438

G1855 Class of 58 Heritage Hall 4,000 4,000

G1867 Schwartz Insurance Group Schlr 500 500

G1872 Dr Richard Redinger Chair 1,000 1,000

G1877 Patient Support Services 18,409 18,409

G1878 COPD Pulm Rsch Ja Manning Mem 545 545

G1885 Shooting for the Cure 127 127

G1887 Cervical Cancer Research 1,399 1,399

G1889 Bone Marrow Donor Endeavors 17,346 17,346

G1892 Garretson Memorial for Sci Res 9,336 9,336

G1898 Dr. Thomas Shown Shclshp Fd 35,000 35,000

G1900 Head and Neck Cancer Rsch Fund 200 200

G1901 Prostate Cancer Rsch Fund 9,815 9,815

G1902 FHKY Mental Health Treatment 1,500 1,500

G1903 Movement D/O Education & Resea 177 177

G1911 Student Ldshp Activities Fund 6,000 6,000

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


61

2012-2013 BUDGET

G1913 Bequeathal Donations 2,851 2,851

G1918 Norton Gastroenterology Gift 48,722 13,331 53,731 115,784

G1924 Walking 2 Beat Uterine Cancer 4,882 4,882

G1929 Child Neurology Faculty Supprt 574,940 98,111 673,051

G1934 Gifts-Inernational Peds Mis 31,982 7,143 1,972 41,097

G1935 Research Sleep Fellow 41,519 41,519

G1936 H & D Wagner Conference Facill 71,381 71,381

G1941 Endocrinology&Diabete Research 1,500 1,500

G1942 Gheens Fdn-Cll Expansion 41,046 11,172 526 52,744

G1943 Horses and Hope 190,405 190,405

G1945 Hughes Scholarship Fund 5,000 5,000

G1949 Colon Cancer Research 616 616

G1956 Stroke Program 4,655 4,655

G1959 Coleman Prize Award 1,374 1,374

G1967 Klein Patient Support Fund 37,143 37,143

G1973 Norton Healthcare 17,659 143,394 51,079 103,768 315,900

G1975 Renal Cell Carcinoma Res Gift 1,156 1,156

G1977 Lab Renovation -Class 1968 15,250 15,250

G1982 Ky Spinal Cord Injury Res Ctr 52,595 52,595

G1983 Meghan's Mountain Gift Fund 3,900 3,900

G1984 Depression Center Gifts 2,053 2,053

G1986 Ethel Larosa Award 3,000 3,000

G1988 Metts Autism CenterFund 21,073 21,073

G1995 Ackerly, Keller, Landis Fund 12,942 12,942

G1996 Neonatal Division Chief Funds 10,781 10,781

G1998 Lymphoma Research Gift Acct 5,000 5,000

G2000 Gifts-Rad Translational Rsrch 5,955 5,955

G2001 Genito-Urinary Multidisciplina 7,175 7,175

G2002 Owensboro Cancer Rsh Prog 775 775

G2003 Vascular Surgery Development 24,612 24,612

G2004 Celebration of Hope 22,266 22,266

G2005 Autism Center Gifts 18,158 18,158

G2006 Friedland Alzheimer's Research 14,354 14,354

G2007 Gifts-Rad Residency Prog 1,000 1,000

G2018 CBD Center 2,345 2,345

G2027 SRSP Gifts 1,700 1,700

G2035 Alfred Bennett Jenson Fund 20,254 20,254

G2036 Interventional Fellowship 33,868 33,868

G2039 Digestive Health 55,794 12,279 17,177 85,250

G2042 DFGM Gifts for Clinical Sup 4,500 4,500

G2044 Nagaraj Chair 8,248 15,503 11,688 90,258 125,697

G2045 Fellowship Sponsored Account 164,349 36,591 200,940

G2046 Arnold P Gold Foundation 418 418

G2048 Educational Affairs RW 2,810 2,810

G2054 Star Scholarship Fund 989 989

G2060 Bates Lab 1,285 1,285

G2061 TMDPM Program 14,832 3,131 61,096 79,059

G2066 Zimmerman Memorial Fund 113 113

G2068 KY-IN Paralyzed Vets of Amer 2,000 2,000

G2070 FY10 Kosair Charities Forensic 659 659

G2073 FY10 Kosair Charities Fellowsh 8,926 8,926

G2076 Clinical Nephrology Gifts 8,000 8,000

G2077 Friedland Neuro Res Gift Fund 578 578

G2078 MS Patient Education Retreat 2,558 2,558

G2088 PSCK Matching Gift 150,000 150,000

G2090 Surgical Oncology Fellows 34,078 34,078

G2095 Stem Cell Research 5,000 5,000

G2099 CII Innovators Society 64,646 64,646

G2100 Psychiatry Autism Rsch Pgm 4,500 4,500

G2105 Natl Breast Cancer Fdn Fund 41,162 41,162

G2108 CL Cook MD-Resident Support 1,228 1,228

G2110 The Loyd Cancer Rsch Fund 2,560 2,560

G2111 Dr Theodore Segal Memorial Fnd 1,841 1,841

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


62

2012-2013 BUDGET

G2114 CII-Advanced Cell-based Patch 5,000 5,000

G2122 Roman-Honorarium 1,000 1,000

G2124 Alma Hunt Research Fund 82,523 16,088 22,253 57,883 178,747

G2125 Auerbach Fam End Chr-Psy-Onc 33,231 7,830 39,337 80,398

G2131 Enhancement Geriatric Prog 82,795 48,485 29,567 160,847

G2133 Grateful Patients 22,750 22,750

G2136 Audiology Professional Enrich 700 700

G2141 Unruh Foundation Research Fund 10,000 10,000

G2142 Helmsley Trust Gift 25,691 52,479 46,450 31,462 425,781 581,863

G2144 Infectious Diseases Gifts 200 200

G2145 Expansion of Low Vision Serv 60,000 16,940 160 77,100

G2148 Patient Navigator Gift Fund 500 500

G2156 Neuro/Neurosurgery Grand Round 5,188 5,188

G2157 Pediatric Cancer Research 83,452 83,452

G2158 Heart Failure/Trnsplnt Fellows 26,639 26,639

G2162 KY11 Kosair Chairties Forensic 143 143

G2163 FY11 Kosair Charities Fellowsh 18,668 18,668

G2164 Gift for Gear Up and PEPP 1,000 1,000

G2168 Staten Education Fund 5,655 5,655

G2170 Fellow Development 2,000 2,000

G2172 UofL Interventional Neurology 178 178

G2175 Elfriede Armour Research Gift 8,200 8,200

G2181 TEVA M/D Video Rounds 1,415 1,415

G2182 Rounsavall-Glaucoma Rsrch 36,872 36,872

G2183 Rosenberger Award 3,000 3,000

G2187 John Karibo Lectureship 12,492 12,492

G2189 Otology Education& Research 34,500 34,500

G2195 Rounsavall-Quantitative ED Stu 2,090 2,090

G2197 Gifts-Physiology & Biophysic 5,104 5,104

G2199 KDP Medical Director 75,000 75,000

G2200 Samuel D Weakley Cancer Resrch 323,016 323,016

G2203 Kosair Charities Pediatric Ctr-11 47,898 18,828 66,726

G2204 Evan Dunbar Neuroblastoma 100,000 100,000

G2205 Helen & Carl Helman Art Ther 5,204 5,204

G2206 Reed Harcourt Kemp Mem FD 4,030 4,030

G2207 Gifts Forensic Medicine 2,751 2,751

G2209 C-arm Xray Machine 50,800 50,800

G2212 JGBCC Brown Foundation 103,000 26,498 97,085 226,583

G2216 Hammer & Halperin Lectureship 2,000 2,000

G2218 Physical Medicine & Rehab Fund 250,000 250,000

G2223 Phy Med Rehab Clinic Gift JHHS 1,518,000 35,412 39,011 118,127 808,298 2,518,848

G2226 CII Roger M Prizant Gift 54,298 17,403 20,180 91,881

G2230 Larry Smith Lung Cancer Resear 15,052 15,052

G2235 Ryan Residency Training Prog 68,640 46,500 34,823 149,963

G2238 Medicinal Chemistry Program 50,000 50,000

G2241 Intdept Research Award Lovell 1,288 1,288

G2242 Intdept Research Award Wadia 1,076 1,076

G2246 Rangi J Lim, MD Memorial Fund 2,025 2,025

G2247 Peds-Rheum Research Gift 1,000 1,000

G2248 Debby Dahlem Fund for Cancer 4,510 4,510

G2251 FY12 Kosair Charities Fellowsh 84,623 18,497 103,120

G2252 FY12 Kosair Charities Forensic 4,105 211,250 64,967 280,322

G2253 FY12 Kosair Charities KCPCRU 67,616 11,856 24,257 78,266 181,995

G2256 Morton Gift for Comm Present 5,188 5,188

G2260 Hats For Hope 15,755 15,755

G2264 CII-V.V. Cooke Research Fund 10,000 10,000

G2266 FY12 Kosair Charities Autism 47,114 109,917 44,116 201,147

G2276 Rounsavall Fdn-Medicinal Chem 40,000 40,000

G2277 Research Jeff Petruska Lab 733 733

G2288 M. Krista Loyd Resource Cntr 225,816 225,816

G2292 CII-Gheens Regenerative Med 13,930 33,000 16,609 144,596 208,135

G2293 2012 Allocation Brown Foundati 1,919,823 353,071 92,000 582,289 5,043,986 7,991,169

G2299 Resident Education Fund 2,400 176 2,576

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


63

2012-2013 BUDGET

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries

G2301 CII-Seminar Series 2,500 2,500

G2313 Laughlin Fnd. Faculty Award 6,000 6,000

G2339 Helmsley Foundation Gift 75,000 143,518 58,705 277,223

G2341 CHF Support 50,506 8,940 59,446

G9058 Donations-Learn RSH 39,187 13,758 52,945

G9230 Gifts-Peds-Amb South 1,357 1,357

G9231 Gifts-Peds-Amb Dntn 12,856 12,856

SUBTOTAL 6,637,987 2,626,750 965,597 2,375,711 21,239,365 91,213 33,936,623

School of Music

G0125 Music Prep Scholarship 1,976 1,976

G0147 Herz Gift Fund 4,623 4,623

G0259 Jazz Scholarships 2,401 2,401

G0423 Fund for UofL-Music 28,412 28,412

G0542 Gifts-Music 245 245

G0546 Gift-Music Scholars 4,931 4,931

G0649 Gifts-Dance Academy 9,834 3,603 13,437

G0826 New Music Initiative 2,681 2,681

G1004 Grawemeyer Fellowship-Music 7,536 6 7,542

G1007 Gifts To Marching Band 95,664 95,664

G1144 Anthony D. Gigante Memorial Ja 100 100

G1169 The Piano Fund 5,553 5,553

G1471 Music Therapy General Gifts 326 326

G1478 Sanders Elem. Suzuki String 100 100

G1480 Chamber Music Chamber Notes 1,585 1,585

G1482 Music Voice Scholarships 450 450

G1497 Music-Keyboard General Fund 1,211 1,211

G1500 Early Music Ensemble 3,909 3,909

G1501 Gist Piano Improvement Fund 1,462 1,462

G1508 Suzuki Piano General Fund 20,033 20,033

G1510 Music Voice General Fund 6,133 6,133

G1518 Marching Band General Fund 25,479 25,479

G1519 Music - Jazz General Fund 11,421 11,421

G1520 Music History General Fund 1,757 1,757

G1523 Music - Bands General Fund 1,775 1,775

G1529 Music Education General Fund 826 826

G1533 Music Theory General Fund 100 100

G1578 Music Brass General Fund 1,604 1,604

G1579 Music Choral General Fund 4,291 4,291

G1580 Music Orchestral General Fund 405 405

G1581 Music Percussion General 160 160

G1583 Music Strings General Fund 413 413

G1593 NMT Clincal Experience Fund 4,855 4,855

G1648 Suzuki Pedagogy Position 55,653 55,653

G1691 Jazz Events 7,097 7,097

G1764 Instrumental Music Scholarship 285 285

G1814 Music Therapy Positions 8,663 8,663

G1866 Bickel Piano Memorial 1,610 1,610

G1869 Music Therapy Parkinson's 3,750 3,750

G1875 Marching Band Uniforms 33,706 33,706

G1909 Music-Griffith Edu Award 156 156

G2025 D LeBlanc Music CD Project 239 239

G2097 Piano Guest Artist Fund 2,532 2,532

G2107 Brenda Kee Piano Award 1,500 1,500

G2117 Take a Seat Campaign 1,875 1,875

G2126 Music Guitar Gifts 1,600 1,600

G2210 Abell Young Composers Comp 8,751 8,751

G2232 D. E. Graham Voice Scholarship 1,850 1,850

G2269 Music Strings Scholarship Fund 483 483

G2270 Music Piano Scholarship Fund 533 533

G2283 Afr Amer Heritage Music Gifts 3,000 3,000

SUBTOTAL 9,834 0 0 3,603 354,692 21,013 389,142


64

2012-2013 BUDGET

School of Nursing

G0075 Jr-Sr Nurs Scholarship 14,185 14,185

G0081 General Nursing Scholarship 2,731 2,731

G0351 Enroll Support Hospital 10,719 10,719

G0440 Gifts-Nursing Contingency 83,366 37,500 17,450 138,316

G0490 Fund for UofL-Nursing 2,998 302 77,969 81,269

G0743 Volunteer Caregivers 3,057 2,650 5,707

G0764 Gifts L & C/Nursing 11,206 11,206

G1393 LRC Donations 1,869 1,869

G1530 Ky Racing Hea & Welfare Prog 81,506 2,000 20,186 13,251 116,943

G1770 Ruth Cassidy Franklin Scholars 2,628 2,628

G1944 Dean Marcia J. Hern Faculty Aw 7,000 7,000

G1992 Rachel Erin Beam Memorial Sch 11,917 11,917

G2010 Hygenic Research Fund 4,225 4,225

SUBTOTAL 164,872 43,555 2,000 40,588 126,239 31,461 408,715

School of Public Health and Information Sciences

G0758 Research-Dr. Hornung 501 501

G0934 Fund for UofL-Public Health 13,655 10,000 23,655

G2049 Richard Clover Scholarship End 19,182 19,182

SUBTOTAL 0 0 0 0 14,155 29,182 43,337

J.B. Speed School of Engineering

G0133 Robt C Carl Scholarship Fund 12,000 12,000

G0157 Vogt Operat Gift Fund 8,066 8,066

G0160 Minority Eng Recruitment 500 39 15,021 15,560

G0385 Ee Maintenance-Gifts 2,000 2,000

G0390 Gifts-Chemical Engineering 2,000 2,000

G0392 Gifts-Civil Engineering 47,000 47,000

G0419 Fund for UofL-Engineering 235,000 235,000

G0420 Misc Gifts - ECE 6,000 6,000

G0422 Misc Gift - Dean 31,558 31,558

G0446 Gifts-CECS 6,000 6,000

G0479 Spd-Laboratory Gifts 2,000 2,000

G0488 Gifts-Ie Fund 22,000 22,000

G0493 Gifts-Mechanical Engineering 2,000 2,000

G0494 Gifts-Coop Industrial 8,200 8,200

G0515 Gifts-SPD Corp Affil 15,000 2,019 17,019

G0615 Gifts-Parola-Ce 531 531

G0630 Food Processing Program 300 24 25,676 26,000

G0716 Gifts-Mcrsnsor Dvlp 5,000 5,000

G0885 Mech Eng Scholars 6,784 6,784

G0921 SPD-Cee Renovation 1,897 1,897

G0925 Cohn SPD Alum Prof 32,166 12,000 12,150 56,316

G0986 Jewell Foundation Scholars 10,000 10,000

G0995 Crane Fd - Widows And Children 183 183

G1152 QK4 Scholar Civil Vocatio 1,000 1,000

G1165 Gifts0-ECE Renovation 290 290

G1400 SAE Mini Baja Gift 8,000 8,000

G1449 SPD-Inspire 6,137 6,137

G1493 Charles Cunningham Gift 5,000 5,000

G1513 Bio-Engineering Gifts 3,838 3,838

G1552 SPD - Cleanroom BRB 6,000 6,000

G1639 SPD Alumni Prof-Service 6,020 6,020

G1733 SPD-Kersey Renovation Gifts 179,285 179,285

G1818 Lewis Family Scholarship 6,250 6,250

G1832 John Huber Scholarship for SS 3,700 3,700

G1865 Spd-Eng. Without Borders 3,800 3,800

G1888 SPD-CMTA, Inc Scholarship 5,000 5,000

G1923 Spd-Engrg Fundaments Dept Gift 1,510 1,510

G2032 Spd-Conn Center Gift's 1,861 1,861

G2083 SPD B G Hart Fund/Diversity 450 450

G2089 SPD-CHE Engrg Scholarships 7,150 7,150

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


65

2012-2013 BUDGET

G2134 Earl R Gerhard Gift Fund 23,200 23,200

G2166 JB Speed School of Engineer 8,000 8,000

G2213 Spd-Brown-Forman Diversity Sch 3,500 3,500

G2214 Spd-Pat & Mickey Wilhelm Fund 8,500 8,500

G2258 A>B>F>M>GibbonsMemorial 3,600 3,600

G2332 SPD-GE Solar Decathion Gift 48,450 5,489 53,939

G2346 SPD-Brown Forman Gift Conn C 42,500 11,204 53,704

SUBTOTAL 15,000 74,666 61,250 30,925 657,290 83,717 922,848

Office of the Provost

G0015 Unrestricted Scholars 97,765 97,765

G0019 Nettleroth Scholars 25,106 25,106

G0024 Brown, Mavin Havilto 2,272 2,272

G0045 Hill Memorial Gifts 412 412

G0071 Alumni Assoc. Scholars 50,000 50,000

G0082 Fac Stf Schol Chlnge 9,297 9,297

G0090 Dallas/Ft Worth Alumni 360 360

G0092 Heartland Alumni Club 1,882 1,882

G0093 Houston Area Alumni 1,610 1,610

G0094 Mueller Ruby Scholarship fund 201 201

G0097 Philadelphia Alumni 11,625 11,625

G0098 South Florida Alumni 500 500

G0099 Tampa/St Petersburg 694 694

G0106 National Capital Alu 3,257 3,257

G0107 Atlanta Chap Ul Alumni 5,430 5,430

G0115 Gr St Louis Alumni 575 575

G0118 Bardstown Alumni Club 1,000 1,000

G0121 No Florida Reg Club 2,810 2,810

G0122 Bowling Green/Cen Ky 2,925 2,925

G0123 Paducah/Purchase 1,335 1,335

G0126 Lake Cumberland/Some 12,677 12,677

G0127 Montpelier Sister 4,170 4,170

G0212 Sf Bay Area Alumni 4,220 4,220

G0236 Minority Scholarships 1,158 1,158

G0273 Ariz Alum Club Scholars Fund 2,078 2,078

G0381 Quest For Excellence 234 234

G0475 Gifts-Wesley Found 2,500 2,500

G0476 Gifts-Women's Center 29,255 29,255

G0477 Gifts-Bb Hillel Fdn 786 786

G0499 Gifts-Intern'l Ctr 6,338 6,338

G0528 Gifts-Black Family 5,000 5,000

G0548 Gifts-Cultural Center 876 876

G0652 Gift-Academic Team 934 934

G0677 Inst Intnl Dev Gift 8,012 8,012

G0687 Int Sci Fair Scholars Fund 15,323 15,323

G0709 Class Of 1997 Scholars 122 122

G0718 Intl Ctr Prjt Account 3,528 3,528

G0733 Sheila A. East, CPA 1,000 1,000

G0754 Gifts Provost 23,759 23,759

G0800 Matthews Scholarship 2,955 2,955

G0807 Charlotte Alumni 1,305 1,305

G0898 Audit Service-Computer 6,584 6,584

G0904 Denver Alumni Club 900 900

G0927 African American Issues-Ct 138,144 138,144

G1076 Hallmark Scholars 591 591

G1147 Birmingham Area Alumni Club Sc 420 420

G1156 River City Area Alumni Club 842 842

G1164 Af Amer Alum Council 196 196

G1195 Sp Gifts-Womens Center 25,979 25,979

G1207 Muhammad Ali Institute 20,000 20,000

G1209 BANK ONE DIVERSITY 6,443 6,443

G1422 College 101 Gift 1,091 1,091

G1505 Financial Aid Gift Account 499 499

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


66

2012-2013 BUDGET

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries

G1554 McConnell Gift Account 2,489 2,489

G1558 Ramsey-Community Trust Bancorp 35,167 35,167

G1588 McConnell Center Gifts General 3,623 3,623

G1597 African Amer. Alumni Council 4,000 4,000

G1634 LGBT Gift Program 36,923 36,923

G1649 Diversity Gifts 7,950 7,950

G1802 Cardinal Covenant Gift Account 308,057 308,057

G1896 Kentucky Women's Book Festival 1,909 1,909

G1964 Cultural Center Building 705 705

G2028 McConnell Archivist 6,777 6,777

G2029 Tachau Gender Equity Award 150 150

G2034 Women 4 Women Student Group 829 829

G2055 LGBT Resources Gift 117 117

G2056 William S Butler Scholarship 2,265 2,265

G2091 Gifts-Black Diamond Choir 150 150

G2098 Jones Scholars Fund II 189,826 189,826

G2102 ** - Brown Fellows Adminstrative 27,500 2,008 15,287 44,795

G2103 Browns Fellows Scholarship 220,218 220,218

G2155 McConnell Chao Archives Gifts 24,744 24,744

G2169 Daniel Covington Scholarship 9,835 9,835

G2222 Green Fund Gift 978 978

G2231 Garden Commons Gift 128 128

G2233 Allen Blacketer Scholarship Fd 14,650 14,650

G2239 Edgar & Juanita Meyer Schlrshp 600 600

G2243 Strong Family Scholarship 1,777 1,777

G2244 Pifer Scholarship Gift Fund 1,600 1,600

G2280 Big Sandy Alumni Burchell Schp 2,100 2,100

G2295 Osher Reentry Scholarship 50,000 50,000

G2297 Calhoun Family Scholarship 500 500

G2300 Linda Ellis Williams Schsp 1,000 1,000

G2314 Center for Creative Studies 100,000 100,000

SUBTOTAL 0 0 27,500 2,008 490,174 1,101,154 1,620,836

Executive Vice President for Health Affairs

G1748 PEACC Program Gifts 14,600 14,600

G1917 EVPHA- Gifts 14,920 14,920

G2023 Campus Health Gifts 44,000 10,589 54,589

SUBTOTAL 0 44,000 0 10,589 29,520 0 84,109

Executive Vice President for Research and Innovation

G2261 KIESD Gift Program 150 150

SUBTOTAL 0 0 0 0 150 0 150

Vice President for Business Affairs

G0383 Gifts-Misc Unrestricted 4,182 4,182

G0454 Gift-Wallace Mathis 2,430 2,430

G0457 Gifts-Physical Plant 733 733

G1079 Gift-Cochran Fountain Maint 872 872

G1981 Gifts-Public Safety & Parking 100 100

SUBTOTAL 0 0 0 0 8,317 0 8,317

Vice President for Community Engagement

G1958 7 Habits Gifts 9,640 9,640

G2192 Promise Neighborhoods Gifts 25,000 25,000

G2262 Student Philanthropy Program 6,500 6,500

SUBTOTAL 0 0 0 0 41,140 0 41,140

Vice President for Human Resources

G1756 Gifts-Human Resources 1,146 1,146

SUBTOTAL 0 0 0 0 1,146 0 1,146


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2012-2013 BUDGET

NOTE: Gift program amounts less that $100 are not included in the above chart, nor are they included in the grand total. The total value of gift programs less than $100 is $3,923.

Vice President for Student Affairs

G0261 Mendelsohn Intramura 1,000 1,000

G0384 Torchbearers Gifts 100 100

G0445 Gifts-Student Affair 1,000 1,000

G0461 Gifts-Red Barn 1,000 1,000

G1157 International Service Learning 2,000 2,000

G1651 Comm Park-Phi Kappa Tau 70,000 70,000

G1665 Community Park-Beta Theta Pi 2,500 2,500

G1718 Comm Park-Tau Kappa Epsilon 1,000 1,000

G1783 Comm Park-Delta Upsilon 5,000 5,000

G1798 Gifts-AVP For Student Affairs 100 100

G1873 George J. Howe Fund 2,000 2,000

G1937 Tom Jackson, Jr Veterans Funds 100 100

G2026 Bridge Builder Leadership Fund 1,000 1,000

G2154 Student Emergency Fund 500 500

G2188 Gifts-ISLP India 100 100

SUBTOTAL 0 0 0 0 87,400 0 87,400

Vice President for University Advancement

G0450 Gifts-Alumni Serv Office 6,574 6,574

G0455 Gifts-WUOL 594 594

G0464 Gift-Nancy/Steve Bea 2,935 2,935

G0691 Development Unrestricted 62,361 62,361

G0930 Insurance Reserve 629 629

G1592 Les Shively Memorial Fund 200 200

G1914 SOAR Student Giving Program 485 485

G1980 Ekstrom Archives Project 32,666 32,666

G2067 University Special Initiatives 5,935 5,935

SUBTOTAL 0 0 0 0 112,379 0 112,379

Grand Total 7,019,105 3,082,565 1,114,672 2,608,564 27,861,074 2,813,328 44,499,308

Program


Fringe

Benefits

Current

Expenses

Scholarships &

Fellowships Total

Salaries


68

2012-2013 BUDGET

2008-09 2009-10 2010-11 2011-12 2012-13

College of Arts & Sciences 1,521,504 1,517,767 1,586,544 1,754,690 1,585,227

College of Business 1,578,890 1,578,447 1,571,072 809,993 3,087,827


College of Education & Human Development 469,886 623,193 464,786 904,522 1,114,246

School of Interdisciplinary and Graduate Studies 19,600 20,303 19,500 19,500 20,425


Brandeis School of Law 1,031,305 837,662 736,562 140,700 221,258

University Libraries 314,401 274,742 294,686 309,287 347,316

School of Medicine 22,499,299 28,269,790 21,698,339 32,877,176 33,936,623

School of Music 372,014 286,317 224,954 321,479 389,142

School of Nursing 744,794 474,827 276,434 326,092 408,715

School of Public Health 11,650 2,162,572 1,726,132 500 43,337

J. B. Speed School of Engineering 1,118,299 882,530 1,521,482 223,005 922,848

University President 9,065 9,065 0 15,126 0

Office of the Provost 812,848 1,014,427 465,245 1,506,862 1,620,836

Exec. Vice President for Heatlh Affairs 0 1,529 66,563 24,700 84,109

Exec. Vice President for Research and Innovation 0 0 0 0 150


Vice President for Community Engagement 0 0 0 31,174 41,140

Vice President for Finance 10,371 10,371 7,815 0 0

Vice President for Human Resources 0 35 0 280 1,146

Vice President for Information Technology 1,150 1,150 6,255 0 0

Vice President for Student Affairs 98,769 98,769 84,251 254,168 87,400

Vice President for University Advancement 859,900 311,500 430,740 393,448 112,379

Total Gifts 31,975,883 38,887,274 31,555,931 40,506,800 44,499,308

Gift Budgets

Historic Analysis


70

2012-2013 BUDGET

Policy on Management of

Endowment and Similar Funds

A. Background:

Because of cutbacks in state support for higher education and the likelihood of continuing

constraints on new appropriations, the University must use all of its financial resources ef-

fectively. The use of endowment funds, gift funds, and similar funds must be used to meet

the University's objectives consistent with donor designations. In the future, these funds

will play a larger part in the overall budget strategy of a college or school and cannot be

viewed as unallocated reserve funds. They must be carefully budgeted and wisely used to

carry out the University's mission of instruction, research, and service.

The following policy guidelines are intended to ensure the effective management of en-

dowment and similar funds and will enable accurate reporting to donors on how the funds

are expended.

B. Definitions:

For purposes of this policy the following definitions will apply:

1. Endowment funds are gift funds that are unrestricted or have been designated to specif-

ic programs by individual donors under the terms of a legal gift agreement. The princi-

pal of an endowment fund, or the face amount of the bequest, can not be expended. In-


71

2012-2013 BUDGET

stead, it is invested for the purpose of generating annual income which is budgeted each

year for use by the programs specified in the endowment instrument. The principal of

one endowment fund is also referred to as the "corpus" of the fund.

2. Quasi-endowment funds are funds that function as endowments except that the princi-

pal of the fund can be expended under certain limited conditions. Quasi-endowment

funds may be established by action of the University's Board of Trustees, the Board of

Directors of the University of Louisville Foundation, Inc., or by executive manage-

ment. The principal is invested and the annual earnings produced by the fund are spent

like endowment proceeds.

3. The term "similar funds,” for purposes of this policy, will refer to either quasi-

endowments or term endowments.

4. "Program budgeted," for purposes of this policy, is a term applied to the financial plan-

ning process in which program objectives are established, revenues are projected, and

proposed expenditures are reviewed and analyzed to produce an annual operating budg-

et for a specific activity.

C. Policy:

1. Vice presidents and deans will ensure that endowment and similar funds are used for

the purposes intended by the donors. In cases where the fund is unrestricted as to use

and purpose, funds will be expended as approved through the program budgeting pro-

cess.

2. Vice presidents and deans will prepare annual reports on major endowment funds,

briefly explaining how the funds were used by their college or school to meet program

objectives and donor designations. Deans will submit their reports to the University

Provost for central coordination and review. These will be forwarded to the President,

who will inform the donors as appropriate. Vice presidents will submit their reports di-

rectly to the President.


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2012-2013 BUDGET

3. Endowments and similar funds will be "program budgeted" each year for revenue and

expenditures. The Office of the VP for Finance will coordinate the budgeting process

and will ensure that the budgets are realistic and on a firm financial footing each fiscal

year. Units will actively participate in this process with the Office of the VP for Fi-

nance.

4. Once approved in the budget process, planned expenditures from endowment earnings

will be budgeted in the units' annual operating budgets. These funds must be used to

meet specific program objectives consistent with donor designations. Furthermore, all

budgets developed for these funds will be included in the University's overall budget,

submitted to the Board of Trustees. The Controller's Office will ensure that expenditure

budgets are not over-expended and that expenditures conform to the annual operating

budget.

5. The annual spending rate for endowment and similar funds is established by the Board

of Directors of the University of Louisville Foundation, Inc. Effective FY 2010-11, the

Foundation Board of Directors approved a spending policy of 5.5% applied to an aver-

age of the two highest market values of the past three years as of December 31 each

year. This rate will also be used as the basis for establishing the continuing annual re-

quirement (CAR) budget with the remaining funds used for one time, nonrecurring ex-

penditures. (See section 7.)

6. The principal of an endowment fund will not be expended for any reason. In certain

rare circumstances, the principal of a quasi-endowment fund may be used. However,

the unit requesting this must obtain the written approval of the President or his/her de-

signee.

7. Continuing annual requirements (CARs) including salaries, wages, and fringe benefits

may not be budgeted for more than eighty percent (80%) of the annual spending rate of

the fund, unless the President or his/her designee has specifically authorized an excep-

tion. The remaining twenty percent (20%) may be used for one-time, nonrecurring ex-

penditures that are programmatically justified. The eighty percent (80%) cap on CAR


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2012-2013 BUDGET

expenditures is intended to protect future budgets from fluctuations in interest rates and

unplanned growth of the CAR budget.

8. The following guidelines specifically refer to the establishment of positions funded

from endowments and similar funds:

a. If funds are earmarked for the establishment of a faculty position, i.e., an en-

dowed chair, units may not use the funds for other purposes without permission

from the President or his designee.

b. A faculty position funded from an endowment or similar fund will not be estab-

lished until there are sufficient annual earnings to provide the annualized salary

amount for the position plus an appropriate allowance for fringe benefits. Where

special circumstances warrant, the President or his designee may make excep-

tions to this on a case-by-case basis.

c. University units should plan for future cost increases when budgeting endow-

ment and similar funds. Annual salary adjustments, increases in the cost of

fringe benefits, and other non-salary cost increases normally will be absorbed by

the respective fund. When developing budgets, units will ensure that routine cost

increases can be accommodated in future years within the projected available

earnings of the fund. If this is not possible, units must request a budget supple-

ment to support these cost increases.

d. If the annual earnings of an endowment are not sufficient to provide for the full

funding of a faculty position (i.e., an endowed chair), they may be reinvested.

Deans wishing to do this must specify the amount to be reinvested on the En-

dowment Program Budget Worksheet submitted to the Office of the VP for Fi-

nance.

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