US District Court Civil Docket as of October 23, 2013 Retrieved from the court on January 13, 2014

United States District Court Northern District of Illinois - CM/ECF LIVE, Ver 5.1.1 (Chicago)

CIVIL DOCKET FOR CASE #: 1:12-cv-00772

Lauria v. BioSante Pharmaceuticals, Inc. et al Date Filed: 02/03/2012 Assigned to: Honorable Joan B. Gottschall Date Terminated: 10/23/2013 Cause: 15:78m(a) Securities Exchange Act Jury Demand: Defendant

Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff

Thomas Lauria represented by Amelia Susan Newton Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Email: newton@laskyrifkind.com ATTORNEY TO BE NOTICED

Heidi E. VonderHeide Ulmer & Berne, LLP 500 W. Madison St. Suite 3600 Chicago, IL 60661-4587 (312) 658-6512 Email: hvonderheide@ulmer.com TERMINATED: 09/26/2012

Leigh R. Lasky Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Email: lasky@laskyrifkind.com ATTORNEY TO BE NOTICED

Norman Rifkind Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Fax: (312) 634-0059

Email: rifkind@laskyrifkind.com ATTORNEY TO BE NOTICED

V.

Defendant

BioSante Pharmaceuticals, Inc. represented by David H. Kistenbroker Dechert LLP 77 West Wacker Suite 3200 Chicago, IL 60601 (312) 646-5800 Email: david.kistenbroker@dechert.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ashley John Burden Dechert LLP 77 West Wacker Suite 3200 Chicago, IL 60601 312-648-5800 Email: ashley.burden@dechert.com ATTORNEY TO BE NOTICED

Carl E. Volz Dechert LLP 77 West Wacker Suite 3200 Chicago, IL 60601 (312) 646-5800 Email: carl.volz@dechert.com ATTORNEY TO BE NOTICED

Defendant

Stephen M. Simes represented by David H. Kistenbroker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ashley John Burden (See above for address) ATTORNEY TO BE NOTICED

Carl E. Volz (See above for address) ATTORNEY TO BE NOTICED

Service List represented by Francis P. Mcconville Faruqi & Faruqi, Llp

369 Lexington Avenue 10th Floor New York, NY 10017 (212) 983-9330 Email: fmcconville@faruqilaw.com PRO HAC VICE ATTORNEY TO BE NOTICED

Nicholas Porritt Levi & Korsinsky Llp 1101 30th Street, Nw Suite 115 Washington, DC 20007 (202) 524-4293 Email: nporritt@zlk.com PRO HAC VICE ATTORNEY TO BE NOTICED

Thomas Gottschlich Levi & Korsinsky Llp 1101 30th Street, Nw Suite 115 Washington, DC 20007 (202) 524-4294 Email: tgottschlich@zlk.com PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Movant

Mark Dale represented by Amelia Susan Newton (See above for address) ATTORNEY TO BE NOTICED

Conrad B. Stephens Robbins Arroyo LLP 600 B Street Suite 1900 San Diego, CA 92101 (619) 525-3990 Fax: (619) 525-3991 Email: cstephens@robbinsarroyo.com PRO HAC VICE ATTORNEY TO BE NOTICED

Heidi E. VonderHeide (See above for address) TERMINATED: 09/26/2012

Leigh R. Lasky (See above for address) ATTORNEY TO BE NOTICED

Norman Rifkind (See above for address) ATTORNEY TO BE NOTICED

Movant

Jeffrey Rennell represented by Francis P. Mcconville (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey Michael Salas Salas Wang LLC 155 N. Wacker Drive Suite 4250 Chicago, IL 60606 (312) 803.4963 Email: jsalas@salaswang.com ATTORNEY TO BE NOTICED

Richard William Gonnello Faruqi & Faruqi, Llp 369 Lexington Avenue 10th Floor New York, NY 10017 (212) 893-9330 Email: rgonnello@faruqilaw.com PRO HAC VICE ATTORNEY TO BE NOTICED

Movant

Thomas Norgiel represented by Francis P. Mcconville (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Richard William Gonnello (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey Michael Salas (See above for address) ATTORNEY TO BE NOTICED

Movant

The BioSante Investor Group represented by Matthew Thomas Heffner

Susman Heffner & Hurst LLP 30 North LaSalle Street Suite 1210 Chicago, IL 60602 (312) 346-3466 Fax: 312-346-2829 Email: mheffner@shhllp.com ATTORNEY TO BE NOTICED

Movant

Shaked Investor Group represented by Peter Scott Lubin DiTommaso Lubin, P.C. 17W 220 22nd Street, Suite 410 Oakbrook Terrace, IL 60181 (630) 333-0000 Email: psl@ditommasolaw.com ATTORNEY TO BE NOTICED

Vincent Louis DiTommaso DiTommaso Lubin, P.C. 17W 220 22nd Street, Suite 410 Oakbrook Terrace, IL 60181 (630) 333-0000 Email: vdt@ditommasolaw.com ATTORNEY TO BE NOTICED

Date Filed # Docket Text

02/03/2012 1 COMPLAINT Class Action Complaint for Violation of Federal Securities Laws filed by Thomas Lauria; Filing fee $ 350, receipt number 0752-6803626.(Rifkind, Norman) (Entered: 02/03/2012)

02/03/2012

02/03/2012

02/03/2012

02/03/2012

2 CIVIL Cover Sheet (Rifkind, Norman) (Entered: 02/03/2012)

CASE ASSIGNED to the Honorable Joan B. Gottschall. Designated as Magistrate Judge the Honorable Jeffrey T. Gilbert. (nsf, ) (Entered: 02/03/2012)

3 ATTORNEY Appearance for Plaintiff Thomas Lauria by Norman Rifkind (Rifkind, Norman) (Entered: 02/03/2012)

4 ATTORNEY Appearance for Plaintiff Thomas Lauria by Leigh R. Lasky (Lasky, Leigh) (Entered: 02/03/2012)

5 ATTORNEY Appearance for Plaintiff Thomas Lauria by Amelia Susan Newton (Newton, Amelia) (Entered: 02/03/2012)

SUMMONS Issued as to Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes (jh, ) (Entered: 02/03/2012)

02/03/2012

02/03/2012

02/09/2012 6 MINUTE entry before Honorable Joan B. Gottschall: Status hearing set for 4/3/2012 at 09:30 AM. Plaintiff is directed to advise the defendant of the status hearing forthwith. Parties are directed to discuss settlement of case, consent to proceed before

the Magistrate Judge and a proposed discovery plan. See Judge Gottschall's civil case management information about pretrial case management procedures. This information is located on the website: http//www.ilnd.uscourts.gov . Mailed notices (gcy, ) (Entered: 02/10/2012)

03/08/2012

04/03/2012

04/06/2012

04/06/2012

04/06/2012

7 SUMMONS Returned Executed by Thomas Lauria as to BioSante Pharmaceuticals, Inc. on 2/14/2012, answer due 3/6/2012. (Rifkind, Norman) (Entered: 03/08/2012)

8 MINUTE entry before Honorable Joan B. Gottschall: Status hearing held on 4/3/2012, Status hearing set for 6/5/2012 at 09:30 AM. Mailed notice (rj, ) (Entered: 04/03/2012)

9 ATTORNEY Appearance for Movant Mark Dale by Leigh R. Lasky (Lasky, Leigh) (Entered: 04/06/2012)

10 ATTORNEY Appearance for Movant Mark Dale by Norman Rifkind (Rifkind, Norman) (Entered: 04/06/2012)

11 ATTORNEY Appearance for Movant Mark Dale by Amelia Susan Newton (Newton, Amelia) (Entered: 04/06/2012)

04/06/2012 12 MOTION by Movant Mark DaleFor Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel (Attachments: # 1 Exhibit A through E)(Rifkind, Norman) (Entered: 04/06/2012)

04/06/2012 13 NOTICE of Motion by Norman Rifkind for presentment of motion for miscellaneous relief 12 before Honorable Joan B. Gottschall on 4/11/2012 at 09:30 AM. (Rifkind, Norman) (Entered: 04/06/2012)

04/06/2012 14 MEMORANDUM by Mark Dale in support of motion for miscellaneous relief 12 Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel (Rifkind, Norman) (Entered: 04/06/2012)

04/06/2012 15 MOTION by Defendant BioSante Pharmaceuticals, Inc. to consolidate cases , Appoint Lead Plaintiff and Approve His Selection of Counsel (DiTommaso, Vincent) (Entered: 04/06/2012)

04/06/2012 16 MEMORANDUM by BioSante Pharmaceuticals, Inc. in support of motion to consolidate cases 15 , Appoint Lead Plaintiff and Approve His Selection of Counsel (Attachments: # 1 Declaration Declaration of Nicholas I. Porritt)(DiTommaso, Vincent) (Entered: 04/06/2012)

04/06/2012

04/06/2012

04/06/2012

17 ATTORNEY Appearance for Defendant BioSante Pharmaceuticals, Inc. by Vincent Louis DiTommaso (DiTommaso, Vincent) (Entered: 04/06/2012)

18 ATTORNEY Appearance for Defendant BioSante Pharmaceuticals, Inc. by Peter Scott Lubin (Lubin, Peter) (Entered: 04/06/2012)

19 NOTICE of Motion by Vincent Louis DiTommaso for presentment of motion to consolidate cases 15 before Honorable Joan B. Gottschall on 4/11/2012 at 09:30 AM. (DiTommaso, Vincent) (Entered: 04/06/2012)

04/06/2012

20 ATTORNEY Appearance for Movants Thomas Norgiel, Jeffrey Rennell by Jeffrey Michael Salas (Salas, Jeffrey) (Entered: 04/06/2012)

04/06/2012 21 MOTION by Movants Thomas Norgiel, Jeffrey Rennell to consolidate cases , MOTION by Movants Thomas Norgiel, Jeffrey Rennell to appoint counsel (Salas, Jeffrey) (Entered: 04/06/2012)

04/06/2012 22 MOTION by Movants Thomas Norgiel, Jeffrey RennellMemorandum in Support of Movants' Motion to Consolidate, Appoint Lead Plaintiffs, and Approve Lead Counsel (Attachments: # 1 Declaration Declaration of Jeffrey M. Salas, # 2 Exhibit Ex. A, # 3 Exhibit Ex. B, # 4 Exhibit Ex. C, # 5 Exhibit Ex. D, # 6 Exhibit Ex. E, # 7 Exhibit Ex. F, # 8 Exhibit Ex. G)(Salas, Jeffrey) (Entered: 04/06/2012)

04/06/2012 23 NOTICE of Motion by Jeffrey Michael Salas for presentment of motion to consolidate cases, motion to appoint counsel 21 , motion for miscellaneous relief, 22 before Honorable Joan B. Gottschall on 4/11/2012 at 09:30 AM. (Salas, Jeffrey) (Entered: 04/06/2012)

04/06/2012 24 MOTION by Plaintiff The BioSante Investor Group to consolidate cases and for appointment of Lead Plaintiff and Lead Counsel (Heffner, Matthew) (Entered: 04/06/2012)

04/06/2012 25 MEMORANDUM by Plaintiff The BioSante Investor Group to consolidate cases Memorandum in Support (Attachments: # 1 Exhibit Certifications, # 2 Exhibit Loss Chart, # 3 Exhibit Declarations, # 4 Exhibit Press Release, # 5 Exhibit BP Resume, # 6 Exhibit KSF Resume, # 7 Exhibit SHH Resume)(Heffner, Matthew) Text modified by Clerk's office). (Entered: 04/06/2012)

04/06/2012

26 NOTICE of Motion by Matthew Thomas Heffner for presentment of motion to consolidate cases 15 before Honorable Joan B. Gottschall on 4/11/2012 at 09:30 AM. (Heffner, Matthew) (Entered: 04/06/2012)

04/09/2012

04/09/2012

04/09/2012

27 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7028447. (Gonnello, Richard) (Entered: 04/09/2012)

28 ATTORNEY Appearance for Movant The BioSante Investor Group by Vincent Louis DiTommaso Corrected Attorney Appearance (DiTommaso, Vincent) (Entered: 04/09/2012)

29 ATTORNEY Appearance for Movant The BioSante Investor Group by Peter Scott Lubin Corrected Attorney Appearance (Lubin, Peter) (Entered: 04/09/2012)

04/09/2012 30 MOTION by Movant The BioSante Investor Group to consolidate cases , Appoint Lead Plaintiff and Approve Counsel Selection (DiTommaso, Vincent) (Entered: 04/09/2012)

04/09/2012 31 MEMORANDUM by The BioSante Investor Group in support of motion to consolidate cases 30 Corrected Memorandum of Law in Support of Motion of BioSante Investor Group for Consolidation of the Related Actions, Appointment as Lead Plaintiff and Approval of Its Selection of Counsel (Attachments: # 1 Declaration Declaration of Nicholas Porritt)(DiTommaso, Vincent) (Entered: 04/09/2012)

04/09/2012

32 NOTICE of Motion by Vincent Louis DiTommaso for presentment of motion to consolidate cases 30 before Honorable Joan B. Gottschall on 4/11/2012 at 09:30 AM. (DiTommaso, Vincent) (Entered: 04/09/2012)

04/09/2012 33 ATTORNEY Appearance for Plaintiff Thomas Lauria by Heidi E. VonderHeide

(VonderHeide, Heidi) (Entered: 04/09/2012)

04/09/2012

04/09/2012

04/09/2012

04/10/2012

04/10/2012

04/10/2012

04/10/2012

04/11/2012

04/18/2012

34 ATTORNEY Appearance for Movant Mark Dale by Heidi E. VonderHeide (VonderHeide, Heidi) (Entered: 04/09/2012)

35 ATTORNEY Appearance for Movant The BioSante Investor Group by Matthew Thomas Heffner (Heffner, Matthew) (Entered: 04/09/2012)

36 CERTIFICATE of Service by Movant The BioSante Investor Group regarding attorney appearance 35 (Heffner, Matthew) (Entered: 04/09/2012)

37 ATTORNEY Appearance for Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes by David H. Kistenbroker (Kistenbroker, David) (Entered: 04/10/2012)

38 ATTORNEY Appearance for Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes by Ashley John Burden (Burden, Ashley) (Entered: 04/10/2012)

39 ATTORNEY Appearance for Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes by Carl E. Volz (Volz, Carl) (Entered: 04/10/2012)

40 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by BioSante Pharmaceuticals, Inc. (Kistenbroker, David) (Entered: 04/10/2012)

41 MINUTE entry before Honorable Joan B. Gottschall: Motion hearing held on 4/11/2012. The Motions to appoint lead counsel and for approval of lead plaintiffs' selections 12 , 15 , 21 , 22 , 24 and 30 are entered. The parties are directed to file simultaneous responses to the motions by 4/20/2012; and simultaneous replies to be filed by 4/27/2012. Ruling will be by mail. The parties' oral motion to file a 20-page limit on their briefs, not including exhibits, is granted. The Motions to consolidate cases 15 , 21 , 22 , 24 , 30 are granted in part. The Court finds that the cases are related and are now before this Court. Mailed notice by judge's staff. (srb,) (Entered: 04/12/2012)

42 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7061220. (Stephens, Conrad) (Entered: 04/18/2012)

04/20/2012 43 RESPONSE by Movant Mark Dale to motion to consolidate cases, motion to appoint counsel 21 , motion for miscellaneous relief, 22 , memorandum in support of motion, 16 , memorandum in support of motion, 31 MARK DALE'S RESPONSE TO COMPETING LEAD PLAINTIFF MOVANTS (Rifkind, Norman) (Entered: 04/20/2012)

04/20/2012 44 MEMORANDUM by The BioSante Investor Group in Opposition to motion to consolidate cases, motion to appoint counsel 21 , motion for miscellaneous relief 12 (DiTommaso, Vincent) (Entered: 04/20/2012)

04/20/2012 45 MEMORANDUM by The BioSante Investor Group in Opposition to motion to consolidate cases, motion to appoint counsel 21 , motion for miscellaneous relief 12 (Heffner, Matthew) (Entered: 04/20/2012)

04/20/2012 46 RESPONSE by Thomas Norgiel, Jeffrey Rennellin Opposition to MOTION by Movant Mark DaleFor Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Counsel 12 MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE MOTION OF THOMAS NORGIEL AND JEFFREY RENNELL FOR

APPOINTMENT AS LEAD PLAINTIFF AND IN OPPOSITION TO ALL OTHER COMPETING MOTIONS (Attachments: # 1 Declaration, # 2 Exhibit Ex. A, # 3 Exhibit Ex. B)(Salas, Jeffrey) (Entered: 04/20/2012)

04/27/2012

47 REPLY by Movant The BioSante Investor Group to Consolidate Related Actions, to be Appointed Lead Plaintiff and Approve Proposed Lead Plaintiff's Choice ofLead Counsel (Heffner, Matthew) (Entered: 04/27/2012)

04/27/2012 48 REPLY by Movant The BioSante Investor Group , Reply Brief in Further Support of the Motion of the BioSante Investor Group for Appointment as Lead Plaintiff and Approval of Its Counsel (DiTommaso, Vincent) (Entered: 04/27/2012)

04/27/2012 49 REPLY by Movants Thomas Norgiel, Jeffrey Rennell REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THE MOTION OF THOMAS NORGIEL AND JEFFREY RENNELL FOR APPOINTMENT AS LEAD PLAINTIFFS (Attachments: # 1 Declaration, # 2 Exhibit Ex. A, # 3 Exhibit Ex. B, # 4 Exhibit Ex. C, # 5 Exhibit Ex. D, # 6 Exhibit Ex. E)(Salas, Jeffrey) (Entered: 04/27/2012)

06/01/2012 50 MINUTE entry before Honorable Joan B. Gottschall: Status hearing set for 6/05/2012 is stricken and reset to 7/24/2012 at 09:30 AM. Mailed notice (rj, ) (Entered: 06/01/2012)

06/01/2012

06/06/2012

06/06/2012

06/15/2012

06/15/2012

51 EXECUTIVE COMMITTEE ORDER: It appearing that, pursuant to the Executive Committee Order entered on May 18, 2012, the civil cases on the attached list have been selected for reassignment to form the initial calendar of the Honorable John Z. Lee, therefore IT IS HEREBY ORDERED That the attached list of 323 cases be reassigned to the Honorable John Z. Lee IT IS FURTHER ORDERED that this order shall become effective on Tuesday, June 5, 2012. Case reassigned to the Honorable John Z. Lee for all further proceedings. Signed by Executive Committee on 6/1/2012. Mailed Notice (lcw, ) (Entered: 06/05/2012)

52 NOTICE by Ashley John Burden of Change of Address (Burden, Ashley) (Entered: 06/06/2012)

53 NOTICE by David H. Kistenbroker of Change of Address (Kistenbroker, David) (Entered: 06/06/2012)

54 NOTICE by Carl E. Volz of Change of Address (Volz, Carl) (Entered: 06/06/2012)

55 MINUTE entry before Honorable John Z. Lee: This case having been reassigned to Judge Lee's calendar, the initial reassignment status hearing is set for June 25, 2012 at 1:00 p.m. Lead counsel is directed to appear at this status hearing. Parties shall prepare and file an Initial Reassignment Joint Status Report on or before Friday, June 15, 2012, and provide a courtesy copy to the Courtroom Deputy by 4:00 p.m. on that date. The requirements for an Initial Reassignment Joint Status Report can be found at Judge Lee's website. Plaintiff is to advise all other parties of the courts action herein.Mailed notice (slb, ) (Entered: 06/06/2012)

56 STATUS Report (Joint) by BioSante Pharmaceuticals, Inc., Stephen M. Simes (Burden, Ashley) (Entered: 06/15/2012)

57 MOTION by Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes to

I reassign case (Burden, Ashley) (Entered: 06/15/2012)

06/06/2012

06/06/2012

06/15/2012

58 NOTICE of Motion by Ashley John Burden for presentment of motion to reassign case 57 before Honorable John Z. Lee on 6/26/2012 at 09:15 AM. (Burden, Ashley) (Entered: 06/15/2012)

06/20/2012

59 SUPPLEMENT to motion to reassign case 57 (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Burden, Ashley) (Entered: 06/20/2012)

06/22/2012 60 MINUTE entry before Honorable John Z. Lee: The status hearing set for 6/25/12 at 1:00 p.m. is reset for 8/22/2012 at 09:15 a.m.Mailed notice (ca, ) (Entered: 06/22/2012)

06/25/2012

06/28/2012

61 MINUTE entry before Honorable John Z. Lee: Defendants' motion to reassign case 57 set for hearing on 6/26/12 at 9:15 a.m. is reset for 7/10/2012 at 9:15 a.m. No appearance is required on 6/26/12. Mailed notice (ca, ) (Entered: 06/25/2012)

62 EXECUTIVE COMMITTEE ORDER: It appearing that an Order of the Executive Committee was entered on June 4, 2012 reassigning cases from the judges of this Court to form the initial calendar of the Honorable John Lee, and It further appearing that Judge Lee has recused himself from presiding over 12 CV 772, Lauria v. Biosante Pharmaceuticals, Inc. et al., previously pending before the Hon. Joan B. Gottschall, therefore. Following the procedures approved by the Court for the creation of an initial calendar for a district judge, 12 CV 772, Lauria v. Biosante Pharmaceuticals, Inc. et al., is hereby reassigned to Judge Gottschall who may identify a case requiring like judicial effort for disposition to be reassigned to Judge Lee as a replacement for 12 CV 772. Case reassigned to the Honorable Joan B. Gottschall for all further proceedings. Signed by Executive Committee on 06/28/12. (ef, ) (Entered: 06/28/2012)

06/28/2012 63 MINUTE entry before Honorable John Z. Lee: The motion hearing date of 7/10/12 at 9:15 a.m. and status hearing date of 8/22/12 at 9:15 a.m. are stricken. Mailed notice (ca, ) (Entered: 06/28/2012)

06/29/2012 64 MINUTE entry before Honorable Joan B. Gottschall: Status hearing set for 7/11/2012 at 09:30 AM. Mailed notice (rj, ) (Entered: 06/29/2012)

06/29/2012 65 NOTICE of Motion by David H. Kistenbroker for presentment of motion to reassign case 57 before Honorable Joan B. Gottschall on 7/11/2012 at 09:30 AM. (Kistenbroker, David) (Entered: 06/29/2012)

07/10/2012

07/10/2012

07/10/2012

07/10/2012

66 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7334361. (Porritt, Nicholas) (Entered: 07/10/2012)

67 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7334522. (Gottschlich, Thomas) (Entered: 07/10/2012)

68 Notice of Withdrawl of Motion to be Appointed Lead Plaintiff by The BioSante Investor Group (Heffner, Matthew) (Entered: 07/10/2012)

69 NOTICE by The BioSante Investor Group re other 68 and Certfiicate of Service (Heffner, Matthew) (Entered: 07/10/2012)

07/11/2012 70 Biosante Investor Group's (Michael O. Bopst, Guy L. Jacks, II, Patrick Lavoie, Quyng-Ly Pham, and George Pappalion) Amended Notice of Withdrawl of Motion to Be Appointed Lead Plaintiff by The BioSante Investor Group (Heffner, Matthew)

(Entered: 07/11/2012)

07/11/2012 71 NOTICE by The BioSante Investor Group re other, 70 and Certificate of Service re Biosante Investor Group's (Michael O. Bopst, Guy L. Jacks, II, Patrick Lavoie, Quyng-Ly Pham, and George Pappalion) Amended Notice of Withdral of Motion to be Appointed Lead Plaintiff (Heffner, Matthew) (Entered: 07/11/2012)

07/11/2012 73

MINUTE entry before Honorable Joan B. Gottschall: Motion hearing held. Motion by Richard W. Gonnello for leave to appear pro hac vice 27 is granted. Motion by Conrad B. Stephens for leave to appear pro hac vice 42 is granted. Motion by Nicholas Porritt for leave to appear pro hac vice 66 is granted. Motion by Thomas Gottschlich for leave to appear pro hac vice 67 is granted. Unopposed motion for reassignment of related derivative cases under Local Rule 40.4 57 is granted. It is hereby ordered that the cases of Weinstein v. Sullivan, et al., 12C3480 and Oliva, v. Sullivan, et al., 12C3986 are reassigned to Judge Gottschall's calendar as related to this action pursuant to Local Rule 40.4. The court will set a status hearing 14-21 days after ruling of motion for appointment of lead counsel. Mailed notices (gcy, ) (Entered: 07/16/2012)

07/12/2012

07/18/2012

07/18/2012

72 NOTICE by Shaked Investor Group of Party Name Change (DiTommaso, Vincent) (Entered: 07/12/2012)

74 MINUTE entry before Honorable Joan B. Gottschall: The pending motions for appointment of lead plaintiff and counsel 12 , 21 , 30 are taken under advisement. The court will rule upon considering the Shaked Investor Group's supplemental filing, which is due 8/10/2012. For purposes of clarifying the docket, the motion at ECF No. 15 was superseded by the motion filed at ECF No. 30, and the motion at ECF No. 24 was withdrawn by request of the movant (see ECF No. 68, 79). [For further detail see separate order(s).] Mailed notices (gcy, ) (Entered: 07/19/2012)

75 ORDER. Signed by the Honorable Joan B. Gottschall on 7/18/2012: Mailed notice(rj, ) (Entered: 07/20/2012)

07/23/2012 76 MINUTE entry before Honorable Joan B. Gottschall:Status hearing set for 7/24/2012 is stricken and reset to 7/25/2012 at 09:30 AM to coincide with the motion hearings in related cases 12-cv-3986 and 12-cv-3480.Mailed notice (dl, ) (Entered: 07/23/2012)

07/25/2012 77 MINUTE entry before Honorable Joan B. Gottschall:Status hearing held on 7/25/2012. Response to the Shaked Investor Group's supplemental filing is due by 8/17/2012; reply due by 8/24/2012.Mailed notice (clw, ) (Entered: 07/26/2012)

08/10/2012

78 Supplemental Filing of Shaked Investor Group in Response to Court's July 18, 2012 Order by Shaked Investor Group (DiTommaso, Vincent) (Entered: 08/10/2012)

08/17/2012

79 RESPONSE by Movants Thomas Norgiel, Jeffrey Rennell to other 78 (Salas, Jeffrey) (Entered: 08/17/2012)

09/06/2012

80 MINUTE entry before Honorable Joan B. Gottschall: On 7/18/2012, the court took the pending motions for appointment of lead plaintiff and counsel under advisement pending further briefing by the Shaked Investor Group. Having received notice that Shaked no longer wishes to act as a lead plaintiff, the court denies the Shaked Investor Groups motion for appointment 30 and Mark Dales motion for appointment 12 , and grants the motion of Norgiel and Rennell 21 . Norgiel and Rennell shall act as lead

plaintiffs, Faruqi & Faruqi, LLP shall act as lead counsel, and Salas Wang LLC shall act as liaison counsel for the class. Status hearing set for 9/25/2012 at 9:30 a.m. Mailed notices (gcy, ) (Entered: 09/07/2012)

09/14/2012 81 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7550909. (Mcconville, Francis) (Entered: 09/14/2012)

09/18/2012 82 MOTION by counsel for Plaintiff Thomas Lauria to withdraw as attorney (VonderHeide, Heidi) (Entered: 09/18/2012)

09/18/2012 83 NOTICE of Motion by Heidi E. VonderHeide for presentment of motion to withdraw as attorney 82 before Honorable Joan B. Gottschall on 9/26/2012 at 09:30 AM. (VonderHeide, Heidi) (Entered: 09/18/2012)

09/18/2012 84 MOTION by counsel for Movant Mark Dale to withdraw as attorney (VonderHeide, Heidi) (Entered: 09/18/2012)

09/18/2012 85 NOTICE of Motion by Heidi E. VonderHeide for presentment of motion to withdraw as attorney 84 before Honorable Joan B. Gottschall on 9/26/2012 at 09:30 AM. (VonderHeide, Heidi) (Entered: 09/18/2012)

09/24/2012 86 MINUTE entry before Honorable Joan B. Gottschall: Status hearing set for 9/25/2012 at 9:30AM is stricken. Parties' Stipulation and Order to be entered, shortly. Mailed notice (rj, ) (Entered: 09/24/2012)

09/26/2012 87 MINUTE entry before Honorable Joan B. Gottschall: Motion o Heidi Vonderheide for leave to withdraw as counsel for movant Mark Dale 84 is granted. Motion o Heidi Vonderheide for leave to withdraw as counsel for movant Thomas Lauria 82 is granted. Attorney Heidi E. VonderHeide terminated.Mailed notice (mjc, ) (Entered: 09/27/2012)

10/04/2012 88 MINUTE entry before Honorable Joan B. Gottschall: Enter Stipulation and Order. Plaintiffs' consolidated class action complaint due by 11/6/2012. Defendants' motion to dismiss due by 12/21/2012. Plaintiffs' opposition due by 2/4/2013. Defendants' reply in support due by 3/1/2013. Ruling by mail. Mailed notices (gcy, ) (Entered: 10/10/2012)

10/04/2012 89 STIPULATION and Order Entered by the Honorable Joan B. Gottschall on 10/4/2012:(gcy, ) (Entered: 10/10/2012)

11/06/2012 90 CONSOLIDATED CLASS ACTION COMPLAINT - not to be construed as an amended complaint. AMENDED complaint by Jeffrey Rennell, Thomas Norgiel against All Defendants (Salas, Jeffrey) (Entered: 11/06/2012)

12/17/2012 91 MOTION by Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes for leave to file excess pages (Kistenbroker, David) (Entered: 12/17/2012)

12/17/2012 92 NOTICE of Motion by David H. Kistenbroker for presentment of motion for leave to file excess pages 91 before Honorable Joan B. Gottschall on 12/19/2012 at 09:30 AM. (Kistenbroker, David) (Entered: 12/17/2012)

12/19/2012 93 MINUTE entry before Honorable Joan B. Gottschall: Agreed motion by Defendants BioSante Pharmaceuticals, Inc. and Stephen M. Simes for leave to file Defendants' memorandum in support of its motion to dismiss and Plaintiffs' opposition to

Defendants' motion to dismiss in excess of 25 pages 91 is granted. Mailed notice (rj, ) (Entered: 12/20/2012)

12/28/2012

94 MOTION by Defendants Stephen M. Simes, BioSante Pharmaceuticals, Inc. to dismiss (Kistenbroker, David) (Entered: 12/28/2012)

12/28/2012 95 MEMORANDUM by BioSante Pharmaceuticals, Inc., Stephen M. Simes in support of motion to dismiss 94 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J)(Kistenbroker, David) (Entered: 12/28/2012)

01/10/2013 96 MINUTE entry before Honorable Joan B. Gottschall: Enter Stipulation and Order extending filing date of motion to disiss is 12/28/2012. [For further detail see separate order(s).] Mailed notices (gcy, ) (Entered: 01/14/2013)

01/10/2013

97 STIPULATION and Order Entered by the Honorable Joan B. Gottschall on 1/10/2013:(gcy, ) (Entered: 01/14/2013)

01/22/2013

98 NOTICE by Ashley John Burden of Change of Address (Burden, Ashley) (Entered: 01/22/2013)

02/08/2013 99 MINUTE entry before Honorable Joan B. Gottschall: Enter Stipulation and order. Plaintiffs' opposition to Defendants' motion to dismiss the consolidated class action complaint shall be due 2/18/2013. [For further detail see separate order(s). Mailed notices (gcy, ) (Entered: 02/12/2013)

02/08/2013 100 STIPULATION and ORDER Entered by the Honorable Joan B. Gottschall on 2/8/2013:(gcy, ) (Entered: 02/12/2013)

02/18/2013 101 MEMORANDUM by Thomas Norgiel, Jeffrey Rennell in Opposition to motion to dismiss 94 LEAD PLAINTIFFS OPPOSITION TO DEFENDANTS MOTION TO DISMISS THE CONSOLIDATED SECURITIES CLASS ACTION COMPLAINT (Salas, Jeffrey) (Entered: 02/18/2013)

02/19/2013 102 NOTICE by David H. Kistenbroker of Change of Address (Kistenbroker, David) (Entered: 02/19/2013)

02/19/2013 103 NOTICE by Carl E. Volz of Change of Address (Volz, Carl) (Entered: 02/19/2013)

03/11/2013

03/11/2013

104 MINUTE entry before Honorable Joan B. Gottschall: Enter Stipulation and Order. Defendants' reply in support of their motion to dismiss the consolidated class action complaint shall be due 3/15/2013. [For further detail see separate order(s).] Mailed notices (gcy, ) (Entered: 03/13/2013)

105 STIPULATION and Order Entered by the Honorable Joan B. Gottschall on 3/11/2013:(gcy, ) (Entered: 03/13/2013)

03/15/2013 106 REPLY by BioSante Pharmaceuticals, Inc., Stephen M. Simes to MOTION by Defendants Stephen M. Simes, BioSante Pharmaceuticals, Inc. to dismiss 94 (Kistenbroker, David) (Entered: 03/15/2013)

03/18/2013 107 CERTIFICATE of Service by Defendants BioSante Pharmaceuticals, Inc., Stephen M. Simes regarding reply to response to motion 106 (Burden, Ashley) (Entered: 03/18/2013)

04/01/2013 108 MINUTE entry before Honorable Joan B. Gottschall: Motion by Francis McConville for leave to appear pro hac vice 81 is granted. Mailed notices (gcy, ) (Entered: 04/01/2013)

09/11/2013 109 MINUTE entry before Honorable Joan B. Gottschall: Enter memorandum opinion and order. The defendants' motion to dismiss the consolidated class action complaint [Dkt. 94 ] is granted. The plaintiffs may file an amended complaint within 28 days of the date of this order. [For Further Details See Separate Order.] Mailed notice (meg, ) (Entered: 09/11/2013)

09/11/2013 110 MEMORANDUM Opinion and Order. Signed by the Honorable Joan B. Gottschall on 9/11/2013. Mailed notice(meg, ) (Entered: 09/11/2013)

10/23/2013 111 MINUTE entry before Honorable Joan B. Gottschall: The court's September 11, 2013, Order 110 granted the defendants' motion to dismiss the consolidated class action complaint. Plaintiffs were permitted to file an amended complaint within 28 days of the Order. Plaintiffs have not filed an amended complaint. Mail AO 450. Civil case terminated. Mailed notice (rj, ) (Entered: 10/23/2013)

10/23/2013 112 ENTERED JUDGMENT. Signed by the Honorable Joan B. Gottschall on 10/23/2013: Mailed notice(rj, ) (Entered: 10/23/2013)

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