US District Court Civil Docket as of January 6, 2016 Retrieved from the court on January 6, 2016

United States District Court Northern District of Illinois - CM/ECF LIVE, Ver 6.1.1 (Chicago)

CIVIL DOCKET FOR CASE #: 1:13-cv-07945

Lambert v. Tellabs, Inc. et al Assigned to: Honorable Ronald A. Guzman Cause: 15:78m(a) Securities Exchange Act

Date Filed: 11/05/2013 Date Terminated: 09/11/2015 Jury Demand: None Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff Kerry Lambert On Behalf of Himself and All Others Similarly Situated

represented by Katrina Carroll Lite DePalma Greenberg LLC 211 W. Wacker Drive Suite 500 Chicago, IL 60606 (312) 750-1591 Fax: 973-877-3845 Email: kcarroll@litedepalma.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Kyle Alan Shamberg Lite DePalma Greenberg, LLC 211 W. Wacker Drive Suite 500 Chicago, IL 60606 (312) 750-1592 Email: kshamberg@litedepalma.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Juan E Monteverde Faruqi & Faruqi, LLP 685 Third Avenue 26th Floor New York, NY 10017 (212) 983-9330 Fax: (212) 983-9331 Email: jmonteverde@faruqilaw.com PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Defendant Tellabs, Inc. represented by David F. Graham

Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: dgraham@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: jducayet@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 312 853 7000 Email: kathleen.carlson@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: mewalker@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: rniewoehner@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Bo Hedfors represented by David F. Graham (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Frank Ianna represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Michael E Lavin represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Stephanie Pace Marshall represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Vincent H. Tobkin represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Vincent D. Kelly represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Alex Mashinsky represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Gregory J. Rossmann represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Dennis F. Strigl represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Jan H. Suwinski represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Mikel H. Williams represented by David F. Graham

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James Wallace Ducayet (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen Louise Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Melanie Elizabeth Walker (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel B. Niewoehner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Marlin Equity Partners represented by John Michael Touhy

Baker & HostetlerLLP 191 North Wacker Drive Suite 3100 Chicago, IL 60606 (312) 416-6227 Email: jtouhy@bakerlaw.com LEAD ATTORNEY ATTORNEY TO BE NOTICED David Michael Friebus Baker & Hostetler LLP 191 NorthWacker Drive Suite 3100

Chicago, IL 60601-1901 312 416 6234 Email: dfriebus@bakerlaw.com ATTORNEY TO BE NOTICED Frank Joseph Lasalle Schulte Roth & Zabel Llp 919 Third Avenue New York, NY 10022 (212) 756-2228 Email: frank.lasalle@srz.com PRO HAC VICE ATTORNEY TO BE NOTICED Michael E Swartz Schulte, Roth & Zabel 919 Third Avenue New York, NY 10022 (212) 756-2000 Email: michael.swartz@srz.com ATTORNEY TO BE NOTICED William H Gussman , Jr. Schulte Roth & Zabel Llp 919 Third Avenue New York, NY 10022 (212) 756-2000 Email: bill.gussman@srz.com PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant Blackhawk Holding Vehicle, LLC represented by John Michael Touhy

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Michael Friebus (See above for address) ATTORNEY TO BE NOTICED Frank Joseph Lasalle (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Michael E Swartz (See above for address) ATTORNEY TO BE NOTICED

William H Gussman , Jr. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant Blackhawk Merger Sub Inc. represented by John Michael Touhy

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Michael Friebus (See above for address) ATTORNEY TO BE NOTICED Frank Joseph Lasalle (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED Michael E Swartz (See above for address) ATTORNEY TO BE NOTICED William H Gussman , Jr. (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Movant Robert Englehart represented by Dartesia Ayonna Pitts

Greene & Letts 55 W. Monroe Suite 600 Chicago, IL 60603 312- 346-1100 Fax: 312-346-4571 Email: DAPitts@greeneandletts.com LEAD ATTORNEY ATTORNEY TO BE NOTICED Amelia Susan Newton Zimmerman Law Offices, P.C. 77 W. Washington Suite 1220 Chicago, IL 60602 (312) 440-0020 Fax: (312) 440-4180 Email: amy@attorneyzim.com TERMINATED: 07/17/2014

Danielle S. Myers Robbins Geller Rudman & Dowd Llp 655 W Broadway Suite 1900 San Diego, CA 92101 (619) 231-1058 Email: dmyers@rgrdlaw.com TERMINATED: 07/17/2014 Martin Peter Greene Greene & Letts 55 West Monroe Suite 600 Chicago, IL 60603 (312) 346-1100 Email: mpgreene@greeneandletts.com ATTORNEY TO BE NOTICED Norman Rifkind Law Office of Norman Rifkind 100 E Huron Street #1306 Chicago, IL 60611 (847) 372-4747 Email: Norman@rifslaw.com TERMINATED: 07/17/2014

Movant Jorge Rodriguez represented by Dartesia Ayonna Pitts

(See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amelia Susan Newton (See above for address) TERMINATED: 07/17/2014 Danielle S. Myers (See above for address) TERMINATED: 07/17/2014 Martin Peter Greene (See above for address) ATTORNEY TO BE NOTICED Norman Rifkind (See above for address) TERMINATED: 07/17/2014

Movant The Judith Kane-Rodriguez 2012 Family Trust

represented by Dartesia Ayonna Pitts (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Amelia Susan Newton (See above for address) TERMINATED: 07/17/2014 Danielle S. Myers (See above for address) TERMINATED: 07/17/2014 Martin Peter Greene (See above for address) ATTORNEY TO BE NOTICED Norman Rifkind (See above for address) TERMINATED: 07/17/2014

Date Filed # Docket Text

11/05/2013 1 COMPLAINT CLASS ACTION COMPLAINT FOR BREACH OF FIDUCIARY DUTY AND VIOLATION OF SECTIONS 14(e) AND 20(a) OF THE SECURITIES EXCHANGE ACT OF 1934 filed by KERRY LAMBERT; Filing fee $ 400, receipt number 0752-8901042. (Attachments: # 1 Exhibit Certification of Plaintiff)(Carroll, Katrina) (Entered: 11/05/2013)

11/05/2013 2 CIVIL Cover Sheet (Carroll, Katrina) (Entered: 11/05/2013)

11/05/2013 3 ATTORNEY Appearance for Plaintiff KERRY LAMBERT by Katrina Carroll (Carroll, Katrina) (Entered: 11/05/2013)

11/05/2013 CASE ASSIGNED to the Honorable Ronald A. Guzman. Designated as Magistrate Judge the Honorable Daniel G. Martin. (daj, ) (Entered: 11/05/2013)

11/05/2013 4 MOTION by Plaintiff KERRY LAMBERT for discovery (Emergency Motion to Partially Lift the PSLRA Discovery Stay in Order to Conduct Limited Expedited Discovery) (Attachments: # 1 Memorandum of Law in Support of Motion)(Carroll, Katrina) (Entered: 11/05/2013)

11/05/2013 5 NOTICE of Motion by Katrina Carroll for presentment of motion for discovery 4 before Honorable Daniel G. Martin on 11/12/2013 at 10:00 AM. (Carroll, Katrina) (Entered: 11/05/2013)

11/06/2013 SUMMONS Issued as to Defendant Tellabs, Inc. (pg, ) (Entered: 11/06/2013)

11/06/2013 6 MINUTE entry before Honorable Daniel G. Martin:MOTION by Plaintiff KERRY LAMBERT for discovery (Emergency Motion to Partially Lift the PSLRA

Discovery Stay in Order to Conduct Limited Expedited Discovery) 4 is stricken as improperly filed. This matter is not referred to Magistrate Judge Martin. Counsel shall re-notice the motion before the district court.Mailed notice (lxs, ) (Entered: 11/06/2013)

11/06/2013 SUMMONS Issued as to Defendants Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Marlin Equity Partners, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Vincent H. Tobkin, Mikel H. Williams. (jp, ) (Entered: 11/06/2013)

11/06/2013 7 NOTICE of Motion by Katrina Carroll for presentment of motion for discovery 4 before Honorable Ronald A. Guzman on 11/12/2013 at 09:30 AM. (Carroll, Katrina) (Entered: 11/06/2013)

11/08/2013 8 MINUTE entry before Honorable Ronald A. Guzman: Notice of motion set for 11/12/2013 is stricken. Motion by Plaintiff KERRY LAMBERT for discovery (Emergency Motion to Partially Lift the PSLRA Discovery Stay in Order to Conduct Limited Expedited Discovery 4 is being referred to Magistrate Judge Martin. Mailed notice (cjg, ) (Entered: 11/08/2013)

11/08/2013 9 EXECUTIVE COMMITTEE ORDER: Case referred to the Honorable Daniel G. Martin for ruling on Plaintiff's Emergency Motion to Partially Lift the PSLRA Discovery Stay in Order to Conduct Limited Expedited Discovery 4 . Signed by Executive Committee on 11/8/2013.(mr, ) (Entered: 11/12/2013)

11/12/2013 10 MOTION by Plaintiff Kerry Lambert to withdraw motion for discovery 4 (Agreed Motion for Withdrawal of Plaintiff's Emergency Motion to Partially Lift the PSLRA Discovery Stay in Order to Conduct Limited Expedited Discovery) (Carroll, Katrina) (Entered: 11/12/2013)

11/12/2013 11 NOTICE of Motion by Katrina Carroll for presentment of motion to withdraw,, motion for relief, 10 before Honorable Daniel G. Martin on 11/19/2013 at 10:00 AM. (Carroll, Katrina) (Entered: 11/12/2013)

11/13/2013 12 MINUTE entry before Honorable Daniel G. Martin:Plaintiff's Agreed Motion for Withdrawal of Plaintiff's Emergency Motion to Partially Lift the PSLRA Discovery Stay in Order to Conduct Limited Expedited Discovery 10 is granted. No appearance required on the agreed motion on 11/19/2013. Plaintiff's Emergency Motion to Partially Lift the PSLRA Discovery Stay in Order to Conduct Limited Expedited Discovery 4 is withdrawn without prejudice to Plaintiff renewing the motion in the event a subsequent dispute arises between the parties. All matters relating to the referral of this action having been concluded, the referral is closed and the case is returned to the assigned district judge.Mailed notice (lxs, ) (Entered: 11/13/2013)

11/14/2013 13 WAIVER OF SERVICE returned executed by Kerry Lambert. Tellabs, Inc. waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 14 WAIVER OF SERVICE returned executed by Kerry Lambert. Vincent H. Tobkin waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 15 WAIVER OF SERVICE returned executed by Kerry Lambert. Bo Hedfors waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 16 WAIVER OF SERVICE returned executed by Kerry Lambert. Frank Ianna waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 17 WAIVER OF SERVICE returned executed by Kerry Lambert. Vincent D. Kelly waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 18 WAIVER OF SERVICE returned executed by Kerry Lambert. Michael E Lavin waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 19 WAIVER OF SERVICE returned executed by Kerry Lambert. Stephanie Pace Marshall waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 20 WAIVER OF SERVICE returned executed by Kerry Lambert. Alex Mashinsky waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 21 WAIVER OF SERVICE returned executed by Kerry Lambert. Gregory J. Rossmann waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 22 WAIVER OF SERVICE returned executed by Kerry Lambert. Dennis F. Strigl waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 23 WAIVER OF SERVICE returned executed by Kerry Lambert. Jan H. Suwinski waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/14/2013 24 WAIVER OF SERVICE returned executed by Kerry Lambert. Mikel H. Williams waiver sent on 11/11/2013, answer due 1/10/2014. (Carroll, Katrina) (Entered: 11/14/2013)

11/15/2013 25 ATTORNEY Appearance for Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams by David F. Graham (Graham, David) (Entered: 11/15/2013)

11/15/2013 26 ATTORNEY Appearance for Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams by Rachel B. Niewoehner (Niewoehner, Rachel) (Entered: 11/15/2013)

11/15/2013 27 ATTORNEY Appearance for Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams by Melanie Elizabeth Walker (Walker, Melanie) (Entered: 11/15/2013)

11/15/2013 28 ATTORNEY Appearance for Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams by Kathleen Louise Carlson (Carlson, Kathleen) (Entered: 11/15/2013)

11/15/2013 29 ATTORNEY Appearance for Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams by James Wallace Ducayet (Ducayet, James) (Entered: 11/15/2013)

11/15/2013 30 MOTION by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams for order Agreed Motion For Entry Of Agreed Confidentiality Order (Ducayet, James) (Entered: 11/15/2013)

11/15/2013 31 NOTICE of Motion by James Wallace Ducayet for presentment of motion for order, 30 before Honorable Ronald A. Guzman on 11/21/2013 at 09:30 AM. (Ducayet, James) (Entered: 11/15/2013)

11/15/2013 32 MINUTE entry before Honorable Ronald A. Guzman:The Court orders the parties to appear for an initial status hearing. All parties shall refer to and comply with Judge Guzman's requirements for the initial appearance as outlined in Judge Guzman's case management procedures, which can be found at: www.ilnd.uscourts.gov. Status hearing set for 1/10/2014 at 09:30 AM.Mailed notice (cjg, ) (Entered: 11/15/2013)

11/18/2013 33 MINUTE entry before Honorable Ronald A. Guzman: The parties have filed a motion for entry of an agreed confidentiality order 30 , which is set for November 21, 2013 at 9:30 a.m. The parties shall file a brief memorandum no later than 7 days from the date of entry of this order detailing the difference between the "confidential" and "highly confidential" designations and the need for both. The motion is entered and continued pending the Court's consideration of the supplemental memorandum. Notice of motion hearing set for 11/21/2013 is stricken. Mailed notice (cjg, ) (Entered: 11/18/2013)

11/20/2013 34 WAIVER OF SERVICE returned executed by Kerry Lambert. Marlin Equity Partners waiver sent on 11/14/2013, answer due 1/13/2014. (Carroll, Katrina) (Entered: 11/20/2013)

11/20/2013 35 WAIVER OF SERVICE returned executed by Kerry Lambert. Blackhawk Holding Vehicle, LLC waiver sent on 11/14/2013, answer due 1/13/2014. (Carroll, Katrina) (Entered: 11/20/2013)

11/20/2013 36 WAIVER OF SERVICE returned executed by Kerry Lambert. Blackhawk Merger Sub Inc. waiver sent on 11/14/2013, answer due 1/13/2014. (Carroll, Katrina) (Entered: 11/20/2013)

11/20/2013 37 MOTION TO DISMISS FOR FAILURE TO STATE A CLAIM (Ducayet, James) (Entered: 11/20/2013)

11/20/2013 38 MEMORANDUM by Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams in support of Motion to Dismiss for Failure to State a Claim 37 (Attachments: # 1 Exhibit A)(Ducayet, James) (Entered: 11/20/2013)

11/20/2013 39 NOTICE of Motion by James Wallace Ducayet for presentment of Motion to Dismiss for Failure to State a Claim 37 before Honorable Ronald A. Guzman on 11/26/2013 at 09:30 AM. (Ducayet, James) (Entered: 11/20/2013)

11/21/2013 40 ATTORNEY Appearance for Defendants Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Marlin Equity Partners by John Michael Touhy (Touhy, John) (Entered: 11/21/2013)

11/21/2013 41 ATTORNEY Appearance for Defendants Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Marlin Equity Partners by David Michael Friebus (Friebus, David) (Entered: 11/21/2013)

11/21/2013 42 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-8959452. Michael E. Swartz (Friebus, David) (Entered: 11/21/2013)

11/21/2013 43 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-8959485. William H. Gussman, Jr. (Friebus, David) (Entered: 11/21/2013)

11/21/2013 44 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-8959501. Frank J. LaSalle (Friebus, David) (Entered: 11/21/2013)

11/21/2013 45 Disclosure Statement by Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Marlin Equity Partners (Friebus, David) (Entered: 11/21/2013)

11/21/2013 46 MOTION by Defendants Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Marlin Equity Partners to join Tellabs Defendants' Motion to Dismiss (Friebus, David) (Entered: 11/21/2013)

11/21/2013 47 NOTICE of Motion by David Michael Friebus for presentment of motion to join 46 before Honorable Ronald A. Guzman on 11/26/2013 at 09:30 AM. (Friebus, David) (Entered: 11/21/2013)

11/25/2013 48 MINUTE entry before the Honorable Ronald A. Guzman:Notices of motion hearings set for 11/26/2013 are stricken. Motion by Defendants Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Marlin Equity Partners to join Tellabs Defendants' Motion to Dismiss 46 is granted. Set deadlines as to Motion by Defendants to dismiss 37 : Responses due by 12/20/2013. Replies due by 1/15/2014. Ruling by mail. Mailed notice (cjg, ) (Entered: 11/25/2013)

11/25/2013 49 MINUTE entry before the Honorable Ronald A. Guzman: Agreed Motion For Entry Of Agreed Confidentiality Order 30 is withdrawn. Defendants' motion to dismiss 37 is withdrawn without prejudice. Application for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-8959452. Michael E. Swartz 42 is granted. Application for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-8959485. William H. Gussman, Jr. 43 is granted. Application for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-8959501. Frank J. LaSalle 44 is granted. Mailed notice (cjg, ) (Entered: 11/25/2013)

12/06/2013 50 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing set for 1/10/2014 is stricken and reset to 12/20/2013 at 09:30 AM. for parties to report on status of settlement. Mailed notice (cjg, ) (Entered: 12/06/2013)

12/18/2013 51 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-9035917. (Monteverde, Juan) (Entered: 12/18/2013)

12/19/2013 52 MINUTE entry before the Honorable Ronald A. Guzman: Application for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752-9035917. (Monteverde, Juan) 51 is granted. Mailed notice (cjg, ) (Entered: 12/19/2013)

12/20/2013 53 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing held on 12/20/2013. Report to be filed by 1/15/2014. Status hearing set for 1/17/2014 at 09:30 AM.Mailed notice (cjg, ) (Entered: 12/20/2013)

01/08/2014 54 MOTION by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams to stay Obligation To Answer Or Otherwise Plead (Attachments: # 1 Exhibit A)(Ducayet, James) (Entered: 01/08/2014)

01/08/2014 55 NOTICE of Motion by James Wallace Ducayet for presentment of motion to stay, 54 before Honorable Ronald A. Guzman on 1/17/2014 at 09:30 AM. (Ducayet, James) (Entered: 01/08/2014)

01/10/2014 56 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 1/17/2014 is stricken. Motion by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams to stay Obligation To Answer Or Otherwise Plead 54 is granted. Mailed notice (cjg, ) (Entered: 01/12/2014)

01/15/2014 57 STATUS Report (Joint Status Report) by Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Bo Hedfors, Frank Ianna, Vincent D. Kelly, Kerry Lambert, Michael E Lavin, Marlin Equity Partners, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams (Ducayet, James) (Entered: 01/15/2014)

01/17/2014 58 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing held on 1/17/2014. Written status report to be filed at least 2 days prior to next status hearing. Status hearing set for 3/19/2014 at 09:30 AM. Mailed notice (cjg, ) (Entered: 01/17/2014)

01/28/2014 59 MOTION by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams for protective order (Agreed) (Ducayet, James) (Entered: 01/28/2014)

01/28/2014 60 NOTICE of Motion by James Wallace Ducayet for presentment of motion for protective order, 59 before Honorable Ronald A. Guzman on 1/30/2014 at 09:30 AM. (Ducayet, James) (Entered: 01/28/2014)

01/29/2014 61 Proposed Agreed Confidentiality Order by Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J.

Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams (Ducayet, James) (Entered: 01/29/2014)

01/29/2014 62 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 1/30/2014 is stricken. Motion by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams for protective order (Agreed) 59 is granted. Mailed notice (cjg, ) (Entered: 01/29/2014)

01/29/2014 63 Agreed Confidentiality Order signed by the Honorable Ronald A. Guzman on 1/29/2014. Mailed notice (cjg, ) (Entered: 01/29/2014)

03/17/2014 64 STATUS Report (JOINT STATUS REPORT) by Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Marlin Equity Partners, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams (Ducayet, James) (Entered: 03/17/2014)

03/19/2014 65 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing held on 3/19/2014. Status hearing set for 4/18/2014 at 09:30 AM. Mailed notice (cjg, ) (Entered: 03/19/2014)

03/21/2014 66 MEMORANDUM by Kerry Lambert Memorandum of Law in Support of Motion for Preliminary Approval, Approval of Form and Method of Notice and for Entry of an Order Setting a Settlement Hearing Date and Other Dates (Carroll, Katrina) (Entered: 03/21/2014)

03/21/2014 67 SETTLEMENT Agreement (Carroll, Katrina) (Entered: 03/21/2014)

03/24/2014 68 MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to reassign case , MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to consolidate cases , MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to stay , MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family TrustAppointment of Lead Plaintiff and Lead Counsel by Plaintiffs Robert Englehart, Jorge Rodriguez and the Judith Kane-Rodriguez 2012 Family Trust (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Rifkind, Norman) (Entered: 03/24/2014)

03/24/2014 69 MEMORANDUM by Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust in support of motion to reassign case,,, motion to consolidate cases,,, motion to stay,,, motion for miscellaneous relief,, 68 Memorandum of Law in Support of the Motion to Reassign, Consolidate and Stay Proceedings Pending Appointment of Lead Plaintiff and Lead Counsel by Plaintiffs Robert Englehart, Jorge Rodriguez, and the Judith Kane-Rodriguez 2012 Family Trust (Rifkind, Norman) (Entered: 03/24/2014)

03/24/2014 70 DECLARATION of Norman Rifkind regarding motion to reassign case,,, motion to consolidate cases,,, motion to stay,,, motion for miscellaneous relief,, 68 Declaration of Norman Rifkind in Support of the Motion to Reassign, Consolidate and Stay Proceedings Pending Appointment of Lead Plaintiff and Lead Counsel by Plaintiffs

Robert Englehart, Jorge Rodriguez, and the Judith Kane-Rodriguez 2012 Family Trust (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Rifkind, Norman) (Entered: 03/24/2014)

03/24/2014 71 NOTICE of Motion by Norman Rifkind for presentment of motion to reassign case,,, motion to consolidate cases,,, motion to stay,,, motion for miscellaneous relief,, 68 before Honorable Ronald A. Guzman on 4/1/2014 at 09:30 AM. (Rifkind, Norman) (Entered: 03/24/2014)

03/24/2014 72 ATTORNEY Appearance for Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust by Norman Rifkind (Rifkind, Norman) (Entered: 03/24/2014)

03/24/2014 73 ATTORNEY Appearance for Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust by Amelia Susan Newton (Newton, Amelia) (Entered: 03/24/2014)

04/01/2014 74 MINUTE entry before the Honorable Ronald A. Guzman: Motion hearing held. Despite indicating in open court that it was granting the motion to reassign case number 14 C 1990, the Court has concluded, upon review of the proposed preliminary approval order and the complaints in the relevant actions, that additional briefing on certain issues is necessary prior to ruling on the motion. Specifically, the Court directs the parties and counsel for Englehart to each file a position paper no later than April 18, 2014 addressing the following issues: (1) whether the claims in the Lambert and Englehart actions are brought directly or derivatively and the specific legal basis for each claim, with citations to authority; (2) the extent to which Federal Rule of Civil Procedure 23, including the opt out provision, impacts the Lambert and Englehart actions; and (3) the effect, if any, of the Private Securities Litigation Reform Act on the Lambert and Englehart actions. Motion to reassign 68 is entered and continued. Status hearing set for 4/18/2014 is stricken. Mailed notice (cjg, ) (Entered: 04/02/2014)

04/17/2014 75 ATTORNEY Appearance for Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust by Danielle S. Myers (Myers, Danielle) (Entered: 04/17/2014)

04/18/2014 76 RESPONSE by Plaintiff Kerry Lambert to terminate hearings, motion hearing,,,,,,,, 74 (Position in Response to the April 2, 2014 Court Order) (Carroll, Katrina) (Entered: 04/18/2014)

04/18/2014 77 RESPONSE by Defendants Blackhawk Holding Vehicle, LLC, Blackhawk Merger Sub Inc., Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Marlin Equity Partners, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams to terminate hearings, motion hearing,,,,,,,, 74 (Defendants Joint Response To The Courts April 2, 2014 Order) (Graham, David) (Entered: 04/18/2014)

04/18/2014 78 RESPONSE by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to terminate hearings, motion hearing,,,,,,,, 74 (Plaintiffs Robert Englehart, Jorge Rodriguez, and the Judith Kane-Rodriguez 2012 Family Trust's Position Paper in Response to the Court's April 1, 2014 Order) (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11

Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N)(Myers, Danielle) (Entered: 04/18/2014)

04/25/2014 79 ORDER signed by the Honorable Ronald A. Guzman on 4/25/2014: For the reasons stated below, the Court denies the Englehart plaintiffs' motion to reassign and consolidate that case and stay this case 68 . Plaintiffs' counsel is directed to provide the notice required under the PSLRA, 15 U.S.C. § § 78u-4(a) (3)(A)(i), within twenty days of the date of this order. Mailed notice (cjg, ) (Entered: 04/25/2014)

05/08/2014 80 MOTION by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams to clarify a Portion of the Courts April 25, 2014 Order, or, in the Alternative to Reconsider the Portion of the Courts Order Denying the Englehart Plaintiffs Motion for Reassignment (Attachments: # 1 Exhibit A)(Graham, David) (Entered: 05/08/2014)

05/08/2014 81 NOTICE of Motion by David F. Graham for presentment of motion to clarify, 80 before Honorable Ronald A. Guzman on 5/13/2014 at 09:30 AM. (Graham, David) (Entered: 05/08/2014)

05/12/2014 82 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 5/13/2014 is stricken and no appearance is necessary. Motion by Defendants Bo Hedfors, Frank Ianna, Vincent D. Kelly, Michael E Lavin, Stephanie Pace Marshall, Alex Mashinsky, Gregory J. Rossmann, Dennis F. Strigl, Jan H. Suwinski, Tellabs, Inc., Vincent H. Tobkin, Mikel H. Williams to clarify a Portion of the Courts April 25, 2014 Order, or, in the Alternative to Reconsider the Portion of the Courts Order Denying the Englehart Plaintiffs' Motion for Reassignment 80 is denied. Mailed notice (cjg, ) (Entered: 05/12/2014)

07/14/2014 83 MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust for leave to file motion for appointment of Robert Englehart, Jorge Rodriguez, and The Judith Kane-Rodriguez 2012 Trust as Lead Plaintiff's and APproval of Lead Plaintiff'' Selection of Lead Counsel (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Greene, Martin) (Entered: 07/14/2014)

07/14/2014 84 MEMORANDUM by Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust in support of motion for leave to file, 83 (Greene, Martin) (Entered: 07/14/2014)

07/14/2014 85 NOTICE of Motion by Martin Peter Greene for presentment of motion for leave to file, 83 before Honorable Ronald A. Guzman on 7/22/2014 at 09:30 AM. (Greene, Martin) (Entered: 07/14/2014)

07/14/2014 86 MOTION by Plaintiff Kerry Lambert for attorney representation (Motion for Appointment as Lead Plaintiff and Approval of Lead Counsel) (Carroll, Katrina) (Entered: 07/14/2014)

07/14/2014 87 MEMORANDUM by Kerry Lambert in support of motion for attorney representation 86 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Carroll, Katrina) (Entered: 07/14/2014)

07/14/2014 88 NOTICE of Motion by Katrina Carroll for presentment of motion for attorney representation 86 before Honorable Ronald A. Guzman on 7/24/2014 at 09:30 AM. (Carroll, Katrina) (Entered: 07/14/2014)

07/16/2014 89 MINUTE entry before the Honorable Ronald A. Guzman: Notices of motion hearings set for 7/22/2014 and 7/24/2014 are stricken and no appearance is necessary. Set deadlines as to motion by Plaintiff Kerry Lambert for Appointment as Lead Plaintiff and Approval of Lead Counsel 86 and motion by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust for leave to file motion for appointment of Robert Englehart, Jorge Rodriguez, and The Judith Kane-Rodriguez 2012 Trust as Lead Plaintiff's and approval of Lead Plaintiff' Selection of Lead Counsel 83 : Responses due by 7/30/2014. Replies due by 8/13/2014. Ruling by mail. Mailed notice (cjg, ) (Entered: 07/16/2014)

07/17/2014 90 MOTION by counsel for Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to withdraw as attorney Motion for Leave to Withdraw as Counsel (Rifkind, Norman) (Entered: 07/17/2014)

07/17/2014 91 NOTICE of Motion by Norman Rifkind for presentment of motion to withdraw as attorney 90 before Honorable Ronald A. Guzman on 7/22/2014 at 09:30 AM. (Rifkind, Norman) (Entered: 07/17/2014)

07/17/2014 92 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 7/22/2014 is stricken and no appearance is necessary. Motion by Plaintiffs to withdraw as attorney Randall J. Baron, A. Rick Atwood, Jr., David T. Wissbroecker, Edward M. Gergosian and Danielle S. Myers of the law firm of Robbins Geller Rudman & Dowd LLP (Robbins Geller) and Norman Rifkind and Amelia S. Newton of the law firm of Lasky & Rifkind, Ltd. (Lasky & Rifkind) 90 is granted. Mailed notice (cjg, ) (Entered: 07/17/2014)

07/29/2014 93 MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to reset Briefing Schedule (Greene, Martin) (Entered: 07/29/2014)

07/29/2014 94 MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust for leave to appear as Local Counsel (Greene, Martin) (Entered: 07/29/2014)

07/29/2014 95 NOTICE of Motion by Martin Peter Greene for presentment of (Greene, Martin) (Entered: 07/29/2014)

07/30/2014 96 NOTICE of Motion by Martin Peter Greene for presentment of motion for leave to appear 94 , motion to reset 93 before Honorable Ronald A. Guzman on 8/5/2014 at 09:30 AM. (Greene, Martin) (Entered: 07/30/2014)

07/30/2014 97 ATTORNEY Appearance for Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust by Martin Peter Greene (Greene, Martin) (Entered: 07/30/2014)

07/31/2014 98 MINUTE entry before the Honorable Ronald A. Guzman: Motion by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to reset Briefing Schedule 93 is withdrawn. Mailed notice (cjg, ) (Entered: 07/31/2014)

07/31/2014 99 MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to reset briefing schedule for lead plaintiff motions (Greene, Martin) (Entered: 07/31/2014)

08/04/2014 100 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 8/5/2014 is stricken and no appearance is necessary. Motion by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust for leave to appear as Local Counsel (Greene, Martin P. and Pitts, Dartesia A.) 94 is granted. Motion by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to reset briefing schedule for lead plaintiff motions 99 is granted Reset deadlines as to motion for lead plaintiff motions 83 86 : Response due by 8/18/2014. Reply due by 9/2/2014. Ruling by mail. Mailed notice (cjg, ) (Entered: 08/04/2014)

09/03/2014 101 MOTION by Movants Robert Englehart, Jorge Rodriguez, The Judith Kane-Rodriguez 2012 Family Trust to withdraw MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL (Greene, Martin) (Entered: 09/03/2014)

09/03/2014 102 NOTICE of Motion by Martin Peter Greene for presentment of motion to withdraw 101 before Honorable Ronald A. Guzman on 9/9/2014 at 09:30 AM. (Greene, Martin) (Entered: 09/03/2014)

09/08/2014 103 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 9/9/2014 is stricken and no appearance is necessary. Motion by Movants to withdraw MOTION FOR APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD COUNSEL 83 101 is granted. Motion by Movants for leave to file motion for appointment of Robert Englehart, Jorge Rodriguez, and The Judith Kane-Rodriguez 2012 Trust as Lead Plaintiff's and Approval of Lead Plaintiff'' Selection of Lead Counsel 83 is withdrawn. Mailed notice (cjg, ) (Entered: 09/08/2014)

09/25/2014 104 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing set for 10/20/2014 at 09:30 AM. Mailed notice (cjg, ) (Entered: 09/25/2014)

10/20/2014 105 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing held on 10/20/2014. Status hearing set for 11/24/2014 at 09:30 AM. Mailed notice (cjg, ) (Entered: 10/20/2014)

11/20/2014 106 MEMORANDUM of Law by Kerry Lambert in Support of Renewed Motion for Preliminary Approval, Approval of Form and Method of Notice, and For Entry of an Order Setting a Settlement Hearing and Other Dates (Shamberg, Kyle) Modified on 11/21/2014 (ea, ). (Entered: 11/20/2014)

11/20/2014 107 DECLARATION of Juan E. Monteverde in Support of Renewed Motion for Preliminary Approval, Approval of Form and Method of Notice, and For Entry of an Order Setting a Settlement Hearing and Other Dates (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Shamberg, Kyle) (Entered: 11/20/2014)

11/21/2014 108 ATTORNEY Appearance for Plaintiff Kerry Lambert by Kyle Alan Shamberg (Shamberg, Kyle) (Entered: 11/21/2014)

11/21/2014 109 MOTION by Plaintiff Kerry Lambert for Preliminary Approval, Approval of Form and Method of Notice and For Entry of an Order Setting a Settlement Hearing and Other Dates (Shamberg, Kyle) (Entered: 11/21/2014)

11/21/2014 110 NOTICE of Motion by Kyle Alan Shamberg for presentment of motion for miscellaneous relief 109 before Honorable Ronald A. Guzman on 12/9/2014 at 09:30 AM. (Shamberg, Kyle) (Entered: 11/21/2014)

11/21/2014 111 MINUTE entry before the Honorable Ronald A. Guzman:Status hearing set for 11/24/2014 is stricken on Court's own motion. Motion hearing set for 12/9/2014 to stand. Mailed notice (cjg, ) (Entered: 11/21/2014)

12/09/2014 112 MINUTE entry before the Honorable Ronald A. Guzman: Motion hearing held on 12/9/2014 regarding motion by Plaintiff Kerry Lambert for Preliminary Approval, Approval of Form and Method of Notice and For Entry of an Order Setting a Settlement Hearing and Other Dates 109 . The parties shall file a brief no later than January 9, 2015 addressing: (1) why the case is not moot, thus depriving the Court of subject matter jurisdiction; (2) what benefit the proposed class members will receive that they otherwise would not by certifying a class at this stage of the litigation; and (3) any other issues the parties believe should be addressed based on the discussion in open court. Mailed notice (cjg, ) (Entered: 12/09/2014)

01/09/2015 113 MEMORANDUM by Kerry Lambert Plaintiff Kerry Lambert's Supplemental Memorandum of Points and Authorities in Response to the Court's December 9, 2014 Order (Carroll, Katrina) (Entered: 01/09/2015)

02/13/2015 114 MINUTE entry before the Honorable Ronald A. Guzman: Status hearing set for 3/6/2015 at 09:30 AM.Mailed notice (cjg, ) (Entered: 02/13/2015)

03/05/2015 115 ORDER signed by the Honorable Ronald A. Guzman on 3/5/2015: Plaintiff's Motion for Preliminary Approval 109 is granted in part and denied in part. Mailed notice (cjg, ) (Entered: 03/05/2015)

03/06/2015 116 MINUTE entry before the Honorable Ronald A. Guzman:Status hearing set for 3/6/2015 is stricken. Mailed notice (cjg, ) (Entered: 03/06/2015)

03/25/2015 117 MINUTE entry before the Honorable Ronald A. Guzman: Motion by Plaintiff Kerry Lambert for Appointment as Lead Plaintiff and Approval of Lead Counsel 86 is denied as moot in light of document numbers 101 and 103. Mailed notice (cjg, ) (Entered: 03/25/2015)

04/14/2015 118 MOTION by Plaintiff Kerry Lambert for settlement Renewed Motion for Preliminary Approval of Form and Method of Notice and for Entry of an Order Setting a Settlement Hearing and Other Dates (Attachments: # 1 Text of Proposed Order Preliminary Approval Order)(Carroll, Katrina) (Entered: 04/14/2015)

04/14/2015 119 NOTICE of Motion by Katrina Carroll for presentment of motion for settlement, 118 before Honorable Ronald A. Guzman on 4/21/2015 at 09:30 AM. (Carroll, Katrina) (Entered: 04/14/2015)

04/20/2015 120 EXHIBIT by Plaintiff Kerry Lambert Corrected Exhibit 1A regarding MOTION by Plaintiff Kerry Lambert for settlement Renewed Motion for Preliminary Approval of Form and Method of Notice and for Entry of an Order Setting a Settlement Hearing and Other Dates 118 (Carroll, Katrina) (Entered: 04/20/2015)

04/20/2015 121 EXHIBIT by Plaintiff Kerry Lambert regarding MOTION by Plaintiff Kerry Lambert for settlement Renewed Motion for Preliminary Approval of Form and Method of Notice and for Entry of an Order Setting a Settlement Hearing and Other Dates 118 , exhibit, 120 (Carroll, Katrina) (Entered: 04/20/2015)

04/21/2015 122 MINUTE entry before the Honorable Ronald A. Guzman: Plaintiffs Renewed Motion for Preliminary Approval of Form and Method of Notice and for Entry of an Order Setting a Settlement Hearing and Other Dates 118 is taken under advisement. The Court will rule by mail. Mailed notice (cjg, ) (Entered: 04/21/2015)

04/22/2015 123 MINUTE entry before the Honorable Ronald A. Guzman: The Court is satisfied that Plaintiff's renewed motion for preliminary approval adequately addresses the notice deficiencies raised in the Court's March 5, 2015 Order 115 . Plaintiff's renewed motion for preliminary approval of form and method of notice and for entry of an order setting a settlement hearing and other dates 118 is therefore granted. Plaintiff is directed to consult with the courtroom deputy in selecting a date for the settlement hearing, and is to submit a proposed order to the Court's proposed order inbox in accordance with the instructions found on the Court's website. Mailed notice (cjg, ) (Entered: 04/22/2015)

05/05/2015 124 PRELIMINARY APPROVAL ORDER setting Settlement Hearing for 9/3/2015 at 09:30 AM. signed by the Honorable Ronald A. Guzman on 5/5/2015. Mailed notice (cjg, ) (Entered: 05/05/2015)

06/08/2015 125 CLASS Member Objection Form by Anthony Frank Taranto. (lf, ) (Entered: 06/10/2015)

06/08/2015 126 CLASS member objection form filed by Anthony Frank Taranto (duplicate of entry 125 (sj, ) (Entered: 06/10/2015)

06/16/2015 127 CLASS Member Objection Form by Carl Fabiszak (jc, ) (Entered: 06/18/2015)

06/29/2015 128 CLASS Member Objection Form (sj, ) (Entered: 06/30/2015)

07/06/2015 129 LETTER from NRAI Services, LLC dated 06/29/2015. (sr, ) (Entered: 07/08/2015)

07/14/2015 130 CLASS Member Opt-Out Form by Paula M. Lane (jc, ) (Entered: 07/15/2015)

07/14/2015 131 CLASS Member Opt-Out Form by Christian Miedler (jc, ) (Entered: 07/15/2015)

07/15/2015 132 CLASS member opt-out form by Rishi Mehta (sj, ) (Entered: 07/17/2015)

07/16/2015 133 CLASS member opt-out form by Jose Rechler (sj, ) (Entered: 07/17/2015)

07/16/2015 136 CLASS member objection form by Harold James Shutt (sj, ) (Entered: 07/20/2015)

07/17/2015 134 CLASS member opt-out form by Donna J Burrill (sj, ) (Entered: 07/20/2015)

07/17/2015 135 CLASS member opt-out form by Stuart R. Wilson (sj, ) (Entered: 07/20/2015)

07/23/2015 137 MOTION by Plaintiff Kerry Lambert for attorney fees Award of Attorneys' Fees, MOTION by Plaintiff Kerry Lambert for settlement Final Approval of Proposed Settlement (Carroll, Katrina) (Entered: 07/23/2015)

07/23/2015 138 MEMORANDUM by Kerry Lambert in support of motion for attorney fees, motion for settlement 137 Lead Plaintiff Kerry Lambert's Memorandum of Law in Support

of his Motion for Final Approval of Proposed Settlement and An Award of Attorneys' Fees (Carroll, Katrina) (Entered: 07/23/2015)

07/23/2015 139 DECLARATION of Juan E. Monteverde regarding memorandum in support of motion, 138 , motion for attorney fees, motion for settlement 137 Declaration of Juan E. Monteverde in Support of Motion for Final Approval of Proposed Settlement and an Award of Attorneys' Fees and Expenses (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Errata G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P, # 17 Exhibit Q, # 18 Exhibit R, # 19 Exhibit S)(Carroll, Katrina) (Entered: 07/23/2015)

07/23/2015 140 NOTICE by Kerry Lambert re MOTION by Plaintiff Kerry Lambert for attorney fees Award of Attorneys' FeesMOTION by Plaintiff Kerry Lambert for settlement Final Approval of Proposed Settlement 137 (Carroll, Katrina) (Entered: 07/23/2015)

07/23/2015 141 MOTION by Plaintiff Kerry Lambert for leave to file excess pages Plaintiffs' Unopposed Motion to Exceed Page Limit (Carroll, Katrina) (Entered: 07/23/2015)

07/23/2015 142 NOTICE of Motion by Katrina Carroll for presentment of motion for leave to file excess pages 141 before Honorable Ronald A. Guzman on 7/30/2015 at 09:30 AM. (Carroll, Katrina) (Entered: 07/23/2015)

07/24/2015 143 CLASS member opt-out form by Norman L. Swenson. (sj, ) (Entered: 07/27/2015)

07/24/2015 144 CLASS member opt-out form. (sj, ) (Entered: 07/27/2015)

07/27/2015 145 MINUTE entry before the Honorable Ronald A. Guzman: Notice of motion hearing set for 7/30/2015 is stricken and no appearance is required. Unopposed motion by Plaintiff Kerry Lambert for leave to file memorandum of law in support of his motion for final approval of proposed settlement and an award of attorneys' fess in excess of 15 pages 141 is granted. Mailed notice (cjg, ) (Entered: 07/27/2015)

07/27/2015 146 MINUTE entry before the Honorable Ronald A. Guzman: Motion by Plaintiff Kerry Lambert for final approval of proposed settlement and award of attorney's fees 137 is entered and continued until the date of the final fairness hearing, 9/3/2015. Mailed notice (cjg, ) (Entered: 07/27/2015)

07/27/2015 147 CLASS member objection form by Stanley Eisenstein. (sj, ) (Entered: 07/29/2015)

07/27/2015 148 CLASS member opt-out form by Huy Nguyen. (sj, ) (Entered: 07/29/2015)

07/27/2015 149 CLASS member opt-out form Ray L Hughes Trust u/a DTD 12/1/1993 Eileen B. Hughes, Trustee. (sj, ) (Entered: 07/29/2015)

07/29/2015 150 CLASS member opt-out form by Nicholas T Wilke (sj, ) (Entered: 07/30/2015)

07/31/2015 151 CLASS member opt-out form by Barry Glicklich. (sj, ) (Entered: 08/04/2015)

08/03/2015 152 CLASS Member Opt-Out Form by Becky L. Ogata (jc, ) (Entered: 08/05/2015)

08/03/2015 153 CLASS Member Opt-Out Form by Huy Nguyen (jc, ) (Entered: 08/05/2015)

08/03/2015 154 CLASS Member Opt-Out Form by Leeanne Denise Tam (jc, ) (Entered: 08/05/2015)

08/04/2015 155 CLASS member opt-out form by Keven Mark Plante (sj, ) (Entered: 08/06/2015)

08/04/2015 156 CLASS member objection form by John E Don Carlos (sj, ) (Entered: 08/06/2015)

08/06/2015 157 CLASS member opt-out form by Jorge Cazares (sj, ) (Entered: 08/07/2015)

08/07/2015 158 CLASS member opt-out form by Lee W. Morris. (sj, ) (Entered: 08/11/2015)

08/07/2015 159 CLASS member opt-out form by Sun Hok Kong. (sj, ) (Entered: 08/11/2015)

08/12/2015 160 LETTER from Keven Mark Plante dated 07/27/2015. (Exhibits) (sr, ) (Entered: 08/14/2015)

08/18/2015 161 CLASS member opt-out form by Martin C. Burns, Alvin Burns, Christopher P. Clark, Ernest W. Hauser, Trang Nguyen and Jack Patrick McGowan. (sj, ) (Entered: 08/20/2015)

08/18/2015 162 CLASS member opt-out form. (sj, ) Duplicate filing of document number [161 ]. Modified on 1/6/2016 (sj, ). (Entered: 08/21/2015)

08/21/2015 166 CLASS member opt-out form by Angela Mui (sj, ) (Entered: 08/25/2015)

08/24/2015 163 DECLARATION of Kathleen L. Carlson (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Carlson, Kathleen) (Entered: 08/24/2015)

08/24/2015 164 AFFIDAVIT of Julie Swanson Regarding Mailing Of The Notice (Attachments: # 1 Exhibit A)(Carlson, Kathleen) (Entered: 08/24/2015)

08/24/2015 165 REPLY by Plaintiff Kerry Lambert to memorandum in support of motion, 138 , motion for attorney fees, motion for settlement 137 , notice of filing 140 , declaration,, 139 (Lead Plaintiff's Reply Memorandum of Law in Further Support of Motion for Final Approval of Proposed Settlement and an Award of Attorneys' Fees) (Carroll, Katrina) (Entered: 08/24/2015)

09/03/2015 167 MINUTE entry before the Honorable Ronald A. Guzman: Final Fairness hearing held on 9/3/2015. Order to issue. Mailed notice (cjg, ) (Entered: 09/03/2015)

09/11/2015 168 FINAL ORDER AND JUDGMENT signed by the Honorable Ronald A. Guzman on 9/11/2015. Civil case terminated. Mailed notice(cjg, ) (Entered: 09/11/2015)

01/06/2016 169 NOTICE of Correction regarding other 162 (sj, ) (Entered: 01/06/2016)

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