United States District Court Central District Of...

US District Court Civil Docket as of 04/10/2009 Retrieved from the court on Friday, July 31, 2009

United States District Court Central District Of California (Western Division - Los Angeles)

CIVIL DOCKET FOR CASE #: 2:01-cv-09024-SVW-VBK

David Osher v. Genesisintermedia, et al Assigned to: Judge Stephen V. Wilson Referred to: Magistrate Judge Victor B. Kenton Demand: $0 Member case: 2:01-cv-09509-SVW-Mc Cause: 15:78m(a) Securities Exchange Act

Date Filed: 10/18/2001 Date Terminated: 07/24/2007 Jury Demand: Both Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Plaintiff David Osher on behalf of himself and all others similarly situated

represented by Brian Barry Brian Barry Law Offices 1801 Avenue of the Stars Ste 307 Los Angeles , CA 90067 310-788-0831 Fax: 310-788-0841 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Darren J Robbins Coughlin Stoia Geller Rudman and Robbins LLP 655 West Broadway Suite 1900 San Diego , CA 92101 619-231-1058 Fax: 619-231-7423 Email: [email protected] TERMINATED: 01/16/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED Helen J Hodges Milberg Weiss Bershad Hynes & Lerach 401 B Street, Ste 1700 San Diego , CA 92101-4297 619-231-1058 TERMINATED: 01/16/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M Press Kirby McInerney 830 3rd Ave, 10th Fl New York , NY 10022 212-317-6600 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Jeffrey H Squire Kirby McInerney 885 3rd Avenue Suite 3040 New York , NY 10022 212-308 5858 Fax: 212 486 0462 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph J Tabacco , Jr Berman DeValerio 425 California Street Suite 2100 San Francisco , CA 94104-2205 415-433-3200 Fax: 415-433-6382 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen H Langan Kathleen H Langan Law Offices 501 Esplanade, Apt 329 Redondo Beach , CA 90277 323-697-0934 TERMINATED: 08/22/2006 LEAD ATTORNEY Marc A Topaz Schiffrin Barroway Topaz and Kessler 280 King of Prussia Road Radnor , PA 19087 610-667-7706 LEAD ATTORNEY ATTORNEY TO BE NOTICED Michael G Lange Berman DeValerio Pease Tabacco Burt & Pucillo 1 Liberty Sq 8th Fl

Boston , MA 02109 617-542-8300 Fax: 617-542-1194 TERMINATED: 08/22/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED Nicole Lavallee Berman DeValerio 425 California Street Suite 2100 San Francisco , CA 94104-2205 415-433-3200 Fax: 415-433-6382 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Paul J Geller Coughlin Stoia Geller Rudman and Robbins LLP 120 E Palmetto Park Road Ste 500 Boca Raton , FL 33432 561-750-3000 Fax: 561-750-3364 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Peter A Pease Berman DeValerio Pease Tabacco Burt & Pucillo 1 Liberty Sq 8th Fl Boston , MA 02109 617-542-8300 LEAD ATTORNEY Richard A Kirby Dyer Ellis & Joseph 600 New Hampshire Ave NW, Ste 1100 Washington , DC 20037 202-944-3000 LEAD ATTORNEY ATTORNEY TO BE NOTICED Stuart L Berman Schiffrin Barroway Topaz and Kessler 280 King of Prussia Road Radnor , PA 19087

610-667-7706 Email: [email protected] TERMINATED: 10/02/2007 LEAD ATTORNEY Todd A Seaver Berman DeValerio Pease Tabacco Burt & Pucillo 1 Liberty Sq 8th Fl Boston , MA 02109 617-542-8300 LEAD ATTORNEY ATTORNEY TO BE NOTICED William S Lerach Coughlin Stoia Geller Rudman and Robbins 655 West Broadway, Suite 1900 San Diego , CA 92101 619-231-1058 TERMINATED: 01/16/2002 LEAD ATTORNEY ATTORNEY TO BE NOTICED James C Magid Berman DeValerio 425 California Street Suite 2100 San Francisco , CA 94104 415-433-3200 Fax: 415-433-6382 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Horizon Int LLC represented by Kathleen H Langan (See above for address) TERMINATED: 08/22/2006 LEAD ATTORNEY Nicole Lavallee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ira M Press (See above for address) ATTORNEY TO BE NOTICED

James C Magid (See above for address) ATTORNEY TO BE NOTICED Jeffrey H Squire (See above for address) ATTORNEY TO BE NOTICED Joseph J Tabacco , Jr (See above for address) ATTORNEY TO BE NOTICED Peter A Pease (See above for address) ATTORNEY TO BE NOTICED

Plaintiff

Amish Desai represented by James C Magid (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph J Tabacco , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Kathleen H Langan (See above for address) TERMINATED: 08/22/2006 LEAD ATTORNEY Nicole Lavallee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ira M Press (See above for address) ATTORNEY TO BE NOTICED Jeffrey H Squire (See above for address) ATTORNEY TO BE NOTICED Peter A Pease (See above for address) ATTORNEY TO BE NOTICED

V.

Consol Plaintiff

Ben H Nordemann TERMINATED: 07/24/2007

Consol Plaintiff

ELizabeth Lamb represented by Ira M Press (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James C Magid (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph J Tabacco , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Nicole Lavallee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A Pease (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

Therese Long represented by Ira M Press (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James C Magid (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph J Tabacco , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Nicole Lavallee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A Pease (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consol Plaintiff

Christopher Long represented by Ira M Press (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James C Magid (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joseph J Tabacco , Jr (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Nicole Lavallee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter A Pease (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

V.

Defendant

Genesisintermedia Inc TERMINATED: 03/27/2007

represented by Guillermo Cabrera Cooley Godward Kronish 4401 Eastgate Mall San Diego , CA 92121-1909 858-550-6000 Email: [email protected] TERMINATED: 03/27/2007 LEAD ATTORNEY

ATTORNEY TO BE NOTICED

Defendant

Ramy El-Batrawi TERMINATED: 05/04/2007

represented by Craig Varnen Irell and Manella LLP 1800 Avenue of the Stars Suite 900 Los Angeles , CA 90067-4276 310-277-1010 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Douglas E Jacobson TERMINATED: 08/01/2006

represented by Bonita D Moore Bird Marella Boxer Wolpert Nessim Drooks & Linchenberg PC 1875 Century Park East 23rd Floor Los Angeles , CA 90067-2561 310-201-2100 Fax: 310-201-2110 Email: [email protected] TERMINATED: 10/19/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED Brian T Glennon Latham & Watkins 355 South Grand Avenue Los Angeles , CA 90071-1560 213-485-1234 Fax: 213-891-8763 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED David J Schindler Latham and Watkins LLP 355 South Grand Avenue Ste 100 Los Angeles , CA 90071 213-485-1234 Fax: 213-891-8763 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED William J Meeske Latham & Watkins 633 West 5th Street, Suite 4000

Los Angeles , CA 90071-2007 213-891-8108 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Courtney Smith TERMINATED: 07/09/2007

represented by Courtney Smith 1158 26th Street, #785 Santa Monica, CA 90403 PRO SE Bert H Deixler Proskauer Rose 2049 Century Park E, Ste 3200 Los Angeles , CA 90067-3206 310-557-2900 TERMINATED: 03/30/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert H Horn Proskauer Rose 2049 Century Park E, Ste 3200 Los Angeles , CA 90067-3206 310-557-2900 Email: [email protected] TERMINATED: 04/27/2006 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Nomura Securities International Inc TERMINATED: 06/06/2007

represented by Amianna Stovall Dreier 499 Park Avenue New York , NY 10022 212-328-6100 TERMINATED: 04/30/2009 LEAD ATTORNEY Cary J Economou Stroock and Stroock and Lavan LLP 2029 Century Park East 18th Fl Los Angeles , CA 90067-3086 310-556-5800 Fax: 310-556-5959 Email: [email protected] LEAD ATTORNEY

ATTORNEY TO BE NOTICED Greg A Danilow Weil Gotshal and Manges 767 Fifth Avenue New York , NY 10153 212-310-8181 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joanna R Varon Weil Gotshal and Manges 767 Fifth Avenue New York , NY 10153 212-310-8497 LEAD ATTORNEY ATTORNEY TO BE NOTICED Joshua Amsel Weil Gotshal and Manges 767 Fifth Avenue New York , NY 10153 212-310-8211 LEAD ATTORNEY ATTORNEY TO BE NOTICED Seth Goodchild Weil Gotshal and Manges 767 Fifth Avenue New York , NY 10153 212-310-8211 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Orbitex Global

Defendant

Rafi Khan TERMINATED: 02/24/2004

Defendant

Ultimate Holdings Ltd

Defendant

Adnan Khashoggi

Defendant

Deutsche Bank Securities Limited represented by Catheryn A O'Rourke Davis Polk and Wardwell 450 Lexington Ave New York , NY 10017 212-450-4017 LEAD ATTORNEY ATTORNEY TO BE NOTICED Christine Murtha Davis Polk and Wardwell 450 Lexington Avenue New York , NY 10017 212-450-4939 LEAD ATTORNEY ATTORNEY TO BE NOTICED David Toscano Davis Polk and Wardwell 450 Lexington Avenue New York , NY 10017 212-450-4978 LEAD ATTORNEY ATTORNEY TO BE NOTICED James H R Windels Davis Polk and Wardwell 450 Lexington Avenue New York , NY 10017 212-450-4978 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert W Denton Lurie Zepeda Schmalz & Hogan 9107 Wilshire Boulevard Suite 800 Beverly Hills , CA 90210-5533 310-274-8700 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven L Hogan Lurie Zepeda Schmalz and Hogan 9107 Wilshire Boulevard, Suite 800 Beverly Hills , CA 90210-5533 310-274-8700 Email: [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Deutsche Bank Securities Inc represented by Catheryn A O'Rourke (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christine Murtha (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Toscano (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED James H R Windels (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert W Denton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven L Hogan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Deutsche Bank AG represented by Catheryn A O'Rourke (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Christine Murtha (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED David Toscano (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED James H R Windels (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert W Denton (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven L Hogan (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Wayne Breedon represented by Jeffrey A Simes Goodwin Procter 599 Lexington Avenue New York , NY 10022 212-813-8800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Richard M Strassberg Goodwin Procter 599 Lexington Ave New York , NY 10022 212-813-8800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Roman E Darmer , II Howrey 550 South Hope Street, Suite 1100 Los Angeles , CA 90071-2627 213-892-1800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED William L Seldeen Howrey 2020 Main Street Suite 1000 Irvine , CA 92614

949-721-6900 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Yvonne M Cristovici Goodwin Procter 599 Lexington Avenue New York , NY 10022 212-813-8800 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Deutsche Bank Canada

Defendant

Nomura Canada Inc TERMINATED: 06/06/2007

represented by Cary J Economou (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Daniel Bryden Sprenger & Lang PLLC 310 Fourth Avenue S Suite 600 Minneapolis , MN 55403 612-486-1819 Fax: 612-871-9270 Email: [email protected] TERMINATED: 04/17/2006 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Michael J Dell Kramer Levin Naftalis and Frankel 1177 Avenue of the Americas New York , NY 10022 212-715-9129 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

Scott Reed TERMINATED: 06/06/2007

represented by Cary J Economou (See above for address) LEAD ATTORNEY

ATTORNEY TO BE NOTICED Daniel Bryden (See above for address) TERMINATED: 04/17/2006 LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED Michael J Dell (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant

RBF International Inc

Defendant

RBF International Inc

Defendant

Kenneth P D'Angelo

Defendant

Native Nations Securities Inc

Defendant

Richard Evangelista

Defendant

James Smith

Defendant

MJK Clearing Inc

Date Filed # Docket Text

10/18/2001 1 COMPLAINT filed Summons(es) issued referred to Discovery James W. McMahon (jag) (Entered: 10/23/2001)

10/18/2001 2 CERTIFICATION OF INTERESTED PARTIES filed by plaintiff David Osher (jag)

(Entered: 10/23/2001)

10/23/2001 NOTICE OF FILING FEE DUE On Pro Hac Vice Application mailed to attorney Paul J Geller for plaintiff David Osher, Marc A Topaz for plaintiff David Osher (jag) (Entered: 10/23/2001)

10/24/2001 3 New Case ORDER by Judge Stephen V. Wilson. This case has been assigned to the calendar of Judge Stephen V. Wilson. Cnsl should also be guided by the following special requirements: (twdb) (Entered: 10/25/2001)

11/09/2001 4 APPLICATION AND ORDER of Non-Resident Attorney to Appear in a Specific Case filed for plaintiff David Osher by Stuart L Berman. Designating Helen J Hodges as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) (twdb) (Entered: 11/09/2001)

11/09/2001 LODGED APPLICATION of Non-Resident Atty Stuart L Berman to appear in a specific case submitted by plaintiff David Osher (FWD TO CRD) (ir) (Entered: 11/09/2001)

12/05/2001 5 NOTICE OF CHANGE Of Address filed by atty Helen J Hodges for plaintiff David Osher, Stuart L Berman for plaintiff David Osher, Paul J Geller for plaintiff David Osher, Marc A Topaz for plaintiff David Osher, Darren J Robbins for plaintiff David Osher, William S Lerach for plaintiff David Osher. 401 B. Street, Ste 1700, San Diego, CA 92101. (twdb) (Entered: 12/10/2001)

12/17/2001 6 NOTICE OF MOTION AND MOTION by defendant Genesisintermedia & Ferris, Baker Watts Inc for order for appointment of lead PLFS and cnsl , to consolidate cases ; Motion hearing set for 1:30 1/14/02 Lodged propsd ord (twdb) (Entered: 12/18/2001)

12/17/2001 7 MEMORANDUM of PA IN SUPPORT by defendant Genesisintermedia of motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (twdb) (Entered: 12/18/2001)

12/17/2001 8 DECLARATION of Jill Levine by defendant Genesisintermedia in suppt of motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (twdb) (Entered: 12/18/2001)

12/17/2001 10 NOTICE by plaintiff of related case(s) CV 01-9057 LGB (PJWx)& Other related groups. (kc) (Entered: 12/20/2001)

12/19/2001 9 APPLICATION AND ORDER of Non-Resident Attorney Ira M Press to Appear in a Specific Case filed for plaintiff David Osher by Ira M Press. Designating Jill Levine as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) SND (yc) (Entered: 12/20/2001)

12/20/2001 11 STIPULATION and ORDER re response to cmp by Judge Stephen V. Wilson. 1) Plf shall consolidated cmp within 60 days of the appointment of lead plf and lead cnsl. 2) Dfts shall file & srv their responsive pldg within 45 days after svc of consolidated cmp. 3) Plf shall have 45 days to file opp papers in the event that dfts move to dism the consolidated cmp. (twdb) (Entered: 12/21/2001)

12/20/2001 12 AMENDMENT by plaintiff David Osher to ntc of mot of Genesisintermedia Investors Horizon Int'l LLC and Ferris, Baker Watts Inc for appointment of lead plfs and cnsl and for consolidation of related actns [6-1], [6-2] (twdb) (Entered: 12/21/2001)

12/28/2001 13 MEMORANDUM of PA by plaintiff David Oshern in opp of motion for order for appointment of lead PLFS and cnsl [6-1], of motion to consolidate cases [6-2] (yc) (Entered: 01/02/2002)

01/02/2002 14 APPLICATION AND ORDER of Non-Resident Attorney Ferris, Baker Watts Inc to Appear in a Specific Case filed for plaintiff David Osher by Richard Allen Kirby. Designating Jill Levine as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) P SND (yc) (Entered: 01/03/2002)

01/07/2002 15 Jnt ntc of amd by plaintiff David Osher to motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (yc) (Entered: 01/08/2002)

01/11/2002 16 NOTICE OF MOTION AND MOTION by plaintiff David Osher to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach ; motion hearing set for 1:30 2/11/02 Lodged prop order (yc) (Entered: 01/14/2002)

01/11/2002 17 DECLARATION of Jonathan E Behar by plaintiff David Osher re in suppt of motion to withdraw as cnsl of record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] (yc) (Entered: 01/14/2002)

01/11/2002 18 MEMORANDUM OF PA by plaintiff David Osher in support of motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] (yc) (Entered: 01/14/2002)

01/14/2002 19 NEW CASE ORDER by Judge Stephen V. Wilson; This case has been assigned to the cal of Judge Stephen V Wilson. The crt fully adheres to rule 1 of the FRCP which requires that the rules be construed to secure the jst speedy and inexpensive determination of every actn. (yc) (Entered: 01/15/2002)

01/14/2002 20 MINUTES: by Judge Stephen V. Wilson; Crt and cnsl conf. The crt declines to ruel on either of the abv ref motions and informs cnsl that an order shall be forthcoming. CR: Lena Villegas (yc) (Entered: 01/17/2002)

01/16/2002 21 ORDER by Judge Stephen V. Wilson granting motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] attorney Helen J Hodges for David Osher, attorney Darren J Robbins for David Osher, attorney William S Lerach for David Osher, Plf will cont to be represented by lead cnsl to be appt by the crt. (yc) (Entered: 01/18/2002)

01/23/2002 22 APPLICATION AND ORDER of Non-Resident Attorney Michael G Lange to Appear in a Specific Case filed for plaintiff David Osher by Michael G Lange. Designating Brian Barry as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) (yc) (Entered: 01/25/2002)

01/23/2002 23 APPLICATION AND ORDER of Non-Resident Attorney Todd A Seaver to Appear in a Specific Case filed for plaintiff David Osher by Todd A Seaver. Designating Brian Barry as local counsel. Approved by Judge Stephen V. Wilson . (Fee pd) (yc) (Entered: 01/25/2002)

01/25/2002 24 NOTICE by plaintiff David Osher of entry of order granting wd as cnsl of record. (yc) (Entered: 01/28/2002)

02/05/2002 25 ORDER by Judge Stephen V. Wilson denying motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1], denying motion for

order for appointment of lead PLFS and cnsl [6-1], denying motion to consolidate cases [6-2] (ENTER 2/07/02) (yc) (Entered: 02/07/2002)

02/11/2002 26 MINUTES: that the motion to withdraw as cnsl fo record the law firm of Milberg Weiss Bershad Hynes & Lerach [16-1] is taken under submission by Judge Stephen V. Wilson CR: Lena Villegas (yc) (Entered: 02/15/2002)

02/21/2002 27 Advanced ntc of wd by plaintiff David Osher from Amd motion for order for appointment of lead PLFS and cnsl [6-1], motion to consolidate cases [6-2] (yc) (Entered: 02/26/2002)

03/04/2002 28 DECLARATION of Amish Desai by plaintiff David Osher, in further suppt of his appl for appointment of lead PLFS and cnsl [6-1] (yc) (Entered: 03/05/2002)

03/04/2002 29 Supplemental memo by plaintiff David Osher, in suppt of appl for order for appointment of lead PLFS and cnsl [6-1] (yc) (Entered: 03/05/2002)

03/04/2002 30 PROOF OF SERVICE by plaintiff David Osher on 3/4/02 of suppl memo in suppt of appt lead cnsl. (yc) (Entered: 03/05/2002)

03/04/2002 31 RESPONSE by plaintiff David Osher to questionnaire in crt order of 2/5/02 [25-1] (yc) (Entered: 03/05/2002)

03/11/2002 32 MINUTES before Judge Stephen V. Wilson: HRG re Plf's motion for order for appointment of lead PLFS and cnsl [6-1], and for consolidate cases [6-2]. Mtr called. No appearance by dft's cnsl. Crt hears plf's arguments. Crt DENIES plf's motion for appointment of lead plf's cnsl & for consol of related cases. CR: Lena Villegas (jp) (Entered: 03/18/2002)

04/30/2002 33 Suppl submission of prop lead PLFS regarding negotiation of atty fees [6-1], (yc) (Entered: 05/03/2002)

05/01/2002 34 ORDER by Judge Stephen V. Wilson vacating minutes [32-1] Case consolidated 2:01-cv-9024 with member cases 2:01-cv-9057, 2:01-cv-9210, 2:01-cv-9215, 2:01-cv-9348, 2:01-cv-9501, 2:01-cv-9831, 2:01-cv-9875, 2:01-cv-9995, 2:01-cv-11158 , The crt vacates the 3/11/02 m.o. The crt will closely monitor the performance of lead cnsl and reserves the right to substitute other cnsl shld the crt find their performance deficient, The following actns are hereby consolidated for all purposed into one actn. This order shall apply to the consolidated actn and to each case that is subsequently fld in this crt or transferred to this crt that relates to the same subject matter as the consolidated actns. The low numbered case, CV01-9024 is hereby designated the MASTER FILE. The name and numbers of the Master file will always appear above the name and number of original file, shld the pleading not appl to all actn. When a pleading is intended to apply to all actns the words All actions shall be inserted in the caption. Then a pleading is intended to apply to fewer than all actns the relevant individual actns shall be listed below the consolidated case caption and the relevant case number below the master file case number. The Clerk will mark the file in the remaining case so that no further docs are filed in them. The mark will refer the lower numbered file. The crt findss that finds that the proposed co-laead plfs Horizon International LLC and Amish Desai have the largest financial interest in the relief sought in this and satisfy the typicality and adequacy requirements of rule 23 FRCP. The crt finds these two the most adequate plfs w/in the meaning of 78u4(a)(3)(iii)(I) and that this presumption has not been rebutted. The crt approves the law firms of Kirby McInerney & Squire and

Berman DeValerio Pease Tabacco Burt & Pucillo as co lead cnsl. (yc) Modified on 05/07/2002 (Entered: 05/07/2002)

07/02/2002 35 CERTIFIECATED OF SERVICE by plaintiff David Osher on 7/2/02 of consolidated A/cmp. (yc) (Entered: 07/03/2002)

07/02/2002 36 CONSOLIDATED AMENDED COMPLAINT [1-1] by plaintiff David Osher; jury demand. Summons not issued (yc) (Entered: 07/03/2002)

08/08/2002 37 STIPULATION and ORDER by Judge Stephen V. Wilson; Dfts GenesisIntermedia, Ramy El-Batrawi, and Douglas Jacobson shall have 60 days from the date of this order to resp to plf consolidated cmp; Plf shall have 45 days to file and serve opp papers in the event that dfts move to dism the consolidated cmp; Rply papers shall be fld and served 15 days and a hrging shall be sched on a date at least 10 days after service of dfts rply. (yc) (Entered: 08/08/2002)

08/09/2002 38 ATTORNEY SUBSTITUTION: terminating atty Frank J Johnson, Jr(Sheppard, Mullin et al) by defendant Douglas E Jacobson in 2:01-cv-09024 and substituting attorney William J Meeske (Latham & Watkins) by Judge Stephen V. Wilson (yc) (Entered: 08/09/2002)

08/09/2002 39 AMENDED SUBSTITUTION OF ATTY by defendant Douglas E Jacobson in 2:01-cv-09024 to [38-1] (yc) (Entered: 08/12/2002)

08/16/2002 40 NOTICE OF MOTION AND MOTION by defendant Orbitex Management Inc to dismiss consolidated amended class actn as against OMI ; motion hearing set for 1:30 10/28/02 (yc) (Entered: 08/21/2002)

08/16/2002 41 NOTICE OF MOTION AND MOTION by defendant Courtney Smith to dismiss the consolidated amended class actn cmp ; motion hearing set for 1:30 10/28/02 (yc) (Entered: 08/21/2002)

08/16/2002 42 MEMORANDUM of PA by defendant Courtney Smith in support of motion to dismiss the consolidated amended class actn cmp [41-1] (yc) (Entered: 08/21/2002)

08/16/2002 43 Request to take judicial [40-1] ntc. (yc) (Entered: 08/21/2002)

08/16/2002 44 MEMORANDUM of PA in support of motion to dismiss consolidated amended class actn [40-1] (yc) (Entered: 08/21/2002)

08/16/2002 45 DECLARATION of Richard A. Grossman in suppt of Orbitex management Inc motion to dismiss consolidated amended class actn [40-1] (yc) (Entered: 08/21/2002)

08/21/2002 46 ORDER DENIED re dft Courtney Smith re stip and supporting decl extending time to file resp pleading and order thereon (yc) (Entered: 08/22/2002)

08/29/2002 47 STIPULATION & ORDER by Judge Stephen V. Wilson; Based upon the foregoing stip between plfs & Orbitex Mgt, Inc, it is hereby Ordered that Orbitex Management, Inc shall be & hereby is dismissed from this actn w/out prej, & w/out costs; It is fur Ordered that the statute of limitations as to Orbitex Management, Inc shall be tolled for the pendency of this actn (nhac) (Entered: 08/29/2002)

09/09/2002 49 NOTICE by plaintiff David Osher of entry of order. (yc) (Entered: 09/19/2002)

09/12/2002 48 REQUEST filed by defendant Genesisintermedia to be removed from service list (yc)

(Entered: 09/12/2002)

09/24/2002 50 STIPULATION and ORDER by Judge Stephen V. Wilson. THEREFORE, IT IS HRERBY STIPULATED AND AGREED PENDING APPROVAL BY THE CRT, that the briefing schedule for the motion to dism the consolidated amd class actn cmp as to Courtney Smith be amd as follows, if the matter is not settled before hand: Plf shll file and serve their opp to dft Courtney Smith's motion to dism by 10/30/02; Dft Courtney Smith shall file and serve his rply to the opp to the motion to dism by 11/14/02, and the hrging on motion to dismiss the consolidated amended actn cmp [41-1] 1:30 11/25/02 (yc) (Entered: 09/25/2002)

09/24/2002 51 DECLARATION of Ira M Press by plaintiffs in suppt of stip & propsd ord amd brief sched & hrg date on the mot to dism the consol amd class actn cmp as to dft Courtney Smith; ldg ord (rrey) (Entered: 09/25/2002)

10/08/2002 52 DECLARATION of Guillermo Cabrera by defendant Genesisintermedia in suppt of stip and pro order regarding resp to cmp in light of settlement (yc) (Entered: 10/10/2002)

10/10/2002 53 STIPULATION and ORDER by Judge Stephen V. Wilson that Defendants GenesisIntermedia, Ramy El-Batrawi and Douglas Jacobson shall have forty-five days from the date of this order to respond t plaintiffs consolidated complaint; Plaintiffs shall have forty-five days to file and serve opposition papers in the event that defendants move to dism the consolidated complaint; Rply papers shall be filed and served fifteen days and a hrging shall be shced on the date at least ten days after service of defendants rply and a time that is convenient to the crt. (yc) (Entered: 10/15/2002)

10/30/2002 54 OPPOSITION by Lead Plfs Horizon International LLC & Amish Desai to Dft Courtney Smith's motion to dismiss the consolidated amended class actn cmp for violation of the Federal Securities Laws [41-1] (nhac) (Entered: 10/31/2002)

10/30/2002 55 CERTIFICATE OF SERVICE on 10/30/02 by lead plfs Horizon International & Amish Desai of Opposition to Dft Courtney Smith's Motion to Dismiss the Consolidated Amended Class Action Complaint for Violation of the Federal Securities Laws (nhac) (Entered: 10/31/2002)

10/30/2002 56 PROOF OF SERVICE on 10/30/02 by plf Osher David of Opposition to Dft Courtney Smith's Motion to Dismiss the Consolidated Amended Class Action Complaint for Violation of the Federal Securities Laws (nhac) (Entered: 10/31/2002)

11/14/2002 57 REPLY by defendant Courtney Smith in support of motion to dismiss the consolidated amended class actn cmp [41-1] (yc) (Entered: 11/15/2002)

11/20/2002 58 AFFIDAVIT OF SERVICE executed upon Rafi Khan; Service by on 10/23/02 via by delivering them into the hand of the person to be servd.by serving summons/complaint to Rubina Khan a person of suitable age and discretion residing at the place of service, co-occupant. (yc) (Entered: 11/22/2002)

11/25/2002 59 MINUTES: that the motion to dismiss the consolidated amended class actn cmp [41-1] is under submission ; status conference set for 1:30 3/3/03 by Judge Stephen V. Wilson CR: N/A (yc) (Entered: 11/27/2002)

01/13/2003 60 PROOF OF SERVICE by plaintiff David Osher on 1/10/03 of order re preliminarily

approving partial settlement, etc (yc) (Entered: 01/14/2003)

01/17/2003 61 Submission in support of entry of order of preliminary approval, filed by plaintiffs. (yc) (Entered: 01/21/2003)

01/17/2003 62 DECLARATION of Michael Jorgenson by plaintiff David Osher, in support of plaintiff's submission in supprot of entry of order of preliminary approval. (yc) (Entered: 01/21/2003)

01/17/2003 63 CERTIFICATED OF SERVICE by plaintiff David Osher on 1/17/03 of submission in support of entry of order of preliminary approval. etc (yc) (Entered: 01/21/2003)

01/27/2003 64 MINUTES: The Court questions counsel re the status of settlement and the case. The Court continues the status conference to 10:00 1/28/03 by Judge Stephen V. Wilson CR: Lena Villegas (rl) (Entered: 01/31/2003)

01/28/2003 65 MINUTES: ; status conference held ; The court hears form attorney regarding the settlement. The court decides not to approve the settlement. Defendant to notice the class by Judge Stephen V. Wilson CR: Lena Villegas (yc) (Entered: 02/04/2003)

02/20/2003 66 CERTIFICATE OF SERVICE by plaintiff David Osher on 2/20/03 of Stipulation and proposed order cancelling March 3,2003 Status conference. (yc) (Entered: 02/21/2003)

02/20/2003 67 DECLARATION of Nicole Lavallee by plaintiff David Osher in support of stipulation and proposed order cancelling march 3,2003 status conference. (yc) (Entered: 02/21/2003)

02/25/2003 68 STIPULATION and ORDER by Judge Stephen V. Wilson that the Court cancel the 3/3/03 status conference and remove the status conference from the Court's calendar; A new status conference is set for 4/28/03 at 1:30 pm (nhac) (Entered: 02/26/2003)

03/12/2003 69 NOTICE of entry of order cancelling 3/3/03 status conference by plaintiff (el) (Entered: 03/13/2003)

04/24/2003 70 NOTICE OF MOTION AND MOTION by plaintiff David Osher to transfer case to the District of Minnesota for convenience ; motion hearing set for 1:30 5/19/03 (yc) (Entered: 04/25/2003)

04/24/2003 71 MEMORANDUM IN SUPPORT by plaintiff David Osher in support of motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 04/25/2003)

04/24/2003 72 PROOF OF SERVICE by plaintiff David Osher on 4/23/03 of Notice of moiton, etc (yc) (Entered: 04/25/2003)

04/24/2003 73 DECLARATION of Joseph J Tabacco JR by plaintiff David Osher in support motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 04/25/2003)

04/28/2003 74 MINUTES: by Judge Stephen V. Wilson; ; status conference held . The court is informed that plaintiff filed a motion to transfer the action to Minnesota. The motion is set for hearing on 5/19/03 at 1:30pm CR: Lena Villegas (yc) (Entered: 04/30/2003)

05/02/2003 75 CERTIFICATE OF SERVICE by plaintiff David Osher of Notice of motion to contine briefing schedule and hearing date on motion to transfer. (yc) (Entered: 05/05/2003)

05/02/2003 79 NOTICE OF MOTION AND MOTION by plaintiff David Osher to continue brief schedule and hearing date on motion to transfer ; motion hearing set for 1:30 6/9/03 (yc) (Entered: 05/09/2003)

05/02/2003 80 MEMORANDUM of points and authorities by plaintiff David Osher in support of motion to continue brief schedule and hearing date on motion to transfer [79-1] (yc) (Entered: 05/09/2003)

05/06/2003 76 DECLARATION of Guillermo Cabrera by defendant Genesisintermedia in support of Stipulation and (proposed) order continuing plaintiffs motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/07/2003)

05/06/2003 77 PROOF OF SERVICE by plaintiff David Osher on 5/5/03 of Stipulation and order on motio continue briefing, etc (yc) (Entered: 05/07/2003)

05/06/2003 PLACED IN FILE - NOT USED declaration of Guillermo Cabrera in support of stip and prop order continuing plaintiffs' motion for transfer from 5/19/03 to 6/9/03 (el) (Entered: 05/08/2003)

05/06/2003 PLACED IN FILE - NOT USED Stipulation and proposed order on motion to continue briefing schedule and hearing date on motion to transfer (el) (Entered: 05/08/2003)

05/07/2003 78 NOTICE OF DISCREPANCY AND ORDER by Judge Stephen V. Wilson ordering Motion to continue submitted by plaintiff David Osher received on 5/2/03 to be fld and processed; fld date to be the date the doc was stamped "received but not fld" w/the Clerk (rl) (Entered: 05/08/2003)

05/08/2003 81 STIPULATION and ORDER by Judge Stephen V. Wilson granting motion to continue brief schedule and hearing date on motion to transfer [79-1], resetting hearing on motion to transfer case to the District of Minnesota for convenience [70-1] 1:30 6/9/03; Defendants' opposition papers are due to be filed with the court 5/20/04 and plaintiffs' reply papers will be due 6/2/03 (shb) (Entered: 05/12/2003)

05/14/2003 88 NOTICE by plaintiff David Osher of entry of order. (yc) (Entered: 05/22/2003)

05/20/2003 82 Joinder in opposition by defendant Ramy El-Batrawi to motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003)

05/20/2003 83 PROOF OF SERVICE by defendant Genesisintermedia on 5/20/03 of oppositon to motion to transfer action. (yc) (Entered: 05/21/2003)

05/20/2003 84 DECLARATION of Guillerrmo Cabrera by defendant Genesisintermedia in support of opposition to plaintiff's motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003)

05/20/2003 85 OPPOSITION by defendant Genesisintermedia to motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003)

05/20/2003 86 Joinder by defendant Courtney Smith to motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 05/21/2003)

05/21/2003 87 NOTICE OF DISCREPANCY AND ORDER by Judge Stephen V. Wilson ordering Notice of entry order submitted received on 5/14/03 to be fld and processed; fld date to be the date the doc was stamped "received but not fld" w/the Clerk (yc) (Entered:

05/22/2003)

06/02/2003 89 REPLY by plaintiff David Osher, memorandum in support of motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 06/03/2003)

06/02/2003 90 DECLARATION of Peter A Pease by plaintiff David Osher re in further support of motion to transfer case to the District of Minnesota for convenience [70-1] (yc) (Entered: 06/03/2003)

06/02/2003 91 CERTIFICATE OF SERVICE by plaintiff David Osher on 6/2/03 of reply memorandum in support of motion to transfer. (yc) (Entered: 06/03/2003)

06/09/2003 92 MINUTES: Granting motion to transfer case to the District of Minnesota for convenience [70-1]. Order to issue by Judge Stephen V. Wilson CR: N/A (rl) (Entered: 06/11/2003)

06/12/2003 93 ORDER by Judge Stephen V. Wilson; Accordingly, the Court GRANTS plaintiffs' motion to transfer venue of this case to the United States District Court for the District of Minnesota (St. Paul) [70-1]; This case is Hereby terminated, and all pending motions are hereby moot; If the Minnesota district court finds that this is not in a better position than this Court to adjudicate this action, or that there are other reasons that this case should be litigated in the Central District of California, this Court will accept transfer of the lawsuit back to this Court; This case transfered to the Minnesota District Court ; Mailed certified docket and the order transferring case to the Minnesota District Court (MD JS6) (nhac) Modified on 06/17/2003 (Entered: 06/13/2003)

06/16/2003 94 NOTICE by plaintiff David Osher or entry of order. (yc) (Entered: 06/18/2003)

06/18/2003 95 NOTICE by plaintiff David Osher of entry of order granting transfer. (yc) (Entered: 06/19/2003)

09/30/2003 96 MINUTES: by Judge Stephen V. Wilson; Pursuant to the attached court order dated 5/1/02, case #CV01-95010-GHK (VBKx) was inadvertently consoldated with CV01-9024 SVW(MCx); The court orders that the consolidation reference in case #CV01-9501-GHK VBKx) be removed and that the correct consolidation reference be entered as to case #CV01-9509-SVW (Mcx), Jean Reardon vs Genesisintermedia CR: NA (yc) (Entered: 10/02/2003)

10/08/2003 SECOND CONSOLIDATED COMPLAINT related to: Amended Consolidated Complaint 36 ,filed by Plaintiffs David Osher (dw, ) (Entered: 03/13/2006)

11/17/2003 ORDER Consolidating Cases (Magistrate Judge Arthur J Boylan 11/17/03 that case numbers CV03-3471, CV03-5506, 03-5507, 03-5508, 03-5509, 03-5510, 03-5511, 03-5512, 03-5513, 03-5514 are CONSOLIDATED as provided in the Order Consolidating Actions Deisgnating Lead Plaintiff and Lead Counsel issued 5/1/02 in the Central District of California. All filings shall be made under the case caption in re GenesisIntermedia Inc Securities Litigation File No. 03-3471 (Document No. 118 on District of Minnesota docket)(dw, ) (Entered: 03/13/2006)

11/18/2003 RETURN OF SERVICE OF AMENDED SUMMONS AND SECOND CONSOLIDATED AMENDED CLASS ACTION COMPLAINT executed upon defendant Kenneth D' Angelo on 10/23/03 (Document No. 120 on District of Minnesota docket- CV03-3471) (dw, ) (Entered: 03/20/2006)

11/20/2003 RETURN OF SERVICE OF AMENDED SUMMONS AND SECOND CONSOLIDATED AMENDED CLASS ACTION COMPLAINT executed upon defendant RBF International (by serving Kenneth D' ANgelo authorized to receive service) on 11/11/03 (Document No. 121 on District of Minnesota docket- CV03-3471) (dw, ) (Entered: 03/20/2006)

12/15/2003 ANSWER to Second Consolidated Amended Class Action Complaint filed by Defendant Nomura Securities International Inc.(dw, ) Modified on 4/4/2006 (dw, ). (This is Document No. 124 on District of Minnesota docket, Case No. 0:03-cv-03471 RHK-AJB) (Entered: 04/04/2006)

12/15/2003 ANSWER to Second Consolidated Amended Class Action Complaint filed by Defendants Nomura Canada Inc, Scott Reed. (This is Document No. 125 on District of Minnesota docket, Case 0:03-cv-03471 RHK-AJB)(dw, ) (Entered: 04/04/2006)

12/16/2003 ANSWER to Second Consolidated Amended Class Action Complaint filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (This is Document No. 126 on District of Minnesota docket, Case 0:03-cv-03471 RHK-AJB)(dw, ) (Entered: 04/04/2006)

01/12/2004 RETURN OF SERVICE OF SUMMONS AND COMPLAINT Executed upon defendant Ultimate Holdings Ltd served on 11/8/2003, answer due 11/28/2003. by serving Colette Johnston Original Summons not returned. (This is document no. 130 on District of Minnesota docket No. 03-cv-03471 RHK AJB (dw, ) Modified on 4/7/2006 (dw, ). (Entered: 04/07/2006)

01/15/2004 ANSWER to Second Consolidated Class Action Complaint filed by Defendant Wayne Breedon. (This appears as Document No. 134 on District of Minnesota docket 0:03-cv-03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

01/20/2004 DEFAULT ENTERED as to Defendants Rafi Khan, Ultimate Holdings Ltd, RBF International Inc, Kenneth P D'Angelo (This appears as Document No. 139 on District of Minnesota docket 0:03-cv-03471 RHK AJB) (dw, ) (Entered: 04/11/2006)

02/24/2004 NOTICE of Voluntary Dismissal filed by Plaintiffs Horizon Int LLC, Amish Desai. as to Rafi Khan of Defendant. Dismissal without prejudice. (This appears as Document No. 147 on District of Minnesota docket 0:03-cv-03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

04/20/2005 AMENDED COMPLAINT against Defendants Genesisintermedia Inc, Ramy El-Batrawi, Douglas E Jacobson, Nomura Securities International Inc, Ultimate Holdings Ltd, Adnan Khashoggi, Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, Wayne Breedon, Nomura Canada Inc, Scott Reed, RBF International Inc, Kenneth P D'Angelo, Courtney Smith amending Consolidated Complaint,filed by Plaintiff Amish Desai (This appears as Document No. 259 on District of Minnesota docket 0:03-cv-03471 RHK AJB) (dw, ) (Entered: 04/11/2006)

05/04/2005 ANSWER to Third Consolidated Amended Class Action filed by Defendant Wayne Breedon. (This appears as Document No. 264 on District of Minnesota docket 0:03-cv-03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

05/06/2005 ANSWER to Amended Complaint filed by Defendant Nomura Securities International Inc.(This appears as Document No. 266 on District of Minnesota docket 0:03-cv-

03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

05/06/2005 ANSWER to Amended Complaint filed by Defendant Nomura Canada Inc. (This appears as Document No. 267 on District of Minnesota docket 0:03-cv-03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

05/06/2005 CERTIFICATE OF SERVICE filed by Defendant Nomura Canada Inc, re Answer to Complaint,(This appears as Document No. 268 on District of Minnesota docket 0:03-cv-03471 RHK AJB) (dw, ) (Entered: 04/11/2006)

05/06/2005 CERTIFICATE OF SERVICE filed by Defendant Nomura Securities International Inc, re Answer to Complaint. (This appears as Document No. 269 on District of Minnesota docket 0:03-cv-03471 RHK AJB) (dw, ) (Entered: 04/11/2006)

05/06/2005 ANSWER to Amended Complaint Third Consolidated Amended Class Action Complaint filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc. (This appears as Document No. 270 on District of Minnesota docket 0:03-cv-03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

05/06/2005 CERTIFICATE OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, re Answer to Complaint,, (This appears as Document No. 271 on District of Minnesota docket 0:03-cv-03471 RHK AJB)(dw, ) (Entered: 04/11/2006)

03/02/2006 427 NOTICE OF TRANSFER/Remand and Reopening of Case. This action has been transferred back, to this court from the District of Minnesota, case number 03-CV-3471 RHK AJB. The case has been reopened and assigned to Judge Stephen V. Wilson and Magistrate Judge James W McMahon. (REOPENED, MD-JS5) (dw, ) (Entered: 03/13/2006)

03/02/2006 428 ORDER by Judge Richard H. Kyle transferring action to US District Court, for the Central District of California pursuant ot 28 USC Section 1404(a).(dw, ) (Entered: 03/13/2006)

03/02/2006 429 NOTICE of Receipt of Case Transferred In (dw, ) (Entered: 03/13/2006)

03/02/2006 430 NOTICE TO PARTIES OF ADR PILOT PROGRAM filed.(dw, ) (Entered: 03/15/2006)

03/02/2006 NOTICE of Pro Hac Vice Application and Filing Fee Due mailed to Amy Busa (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Ira M Press (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Jeffrey H Squire (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Paul J Geller (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Michelle S Grant (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Heather

J Klaas (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Applicaiton and Filing Fee Due mailed to attorney Brian E Palmer (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Ira M Press (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Jessica N Servais (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Daniel C Hedlund (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due mailed to attorney Brian L Williams (dw, ) (Entered: 04/13/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Samuel D. Heins mailed (dw, ) (Entered: 04/14/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Peter A Pease mailed (dw, ) (Entered: 04/14/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Nicole Lavallee mailed (dw, ) (Entered: 04/14/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Michael W Stocker mailed (dw, ) (Entered: 04/14/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Julie-Na A Richmond mailed (dw, ) (Entered: 04/14/2006)

03/02/2006 NOTICE OF Pro Hac Vice Application and Filing Fee Due for Attorney Joseph J Tabacco Jr mailed (dw, ) (Entered: 04/14/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE for attorney Bryan LK Crawford mailed (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Todd A Seaver (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Richard A Kirby (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Michael G Lange (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Marc A Topaz (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Benjamin Allee (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Laura Laux Higgins (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Ian R Rooney (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney David E Runck (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Michael E Keyes (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Jenna B Kiziah (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney James HR Windels (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Ian R Rooney (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Heidi A. O Fisher (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Erin J Minkler (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney David B Toscano (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Christine A Murtha (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Catheryn O'Rourke (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Courtney Smith (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Roger J Magnuson (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney David A Toscano (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Eirn J Minkler (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE mailed to Attorney Michael J Russano (dw, ) (Entered: 04/17/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Brenda Hanquist (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Jeffrey A Simes (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Richard Strassberg (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Teresa J Kimker (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Yvonne Cristovici (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Courtney M Rogers Reid (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Jonathan M Wagner (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Daniel C Bryden (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Lauren Freeman-Bosworth (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Madge S Thorsen (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Michael J Dell (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Patricia E Ronan (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Amianna Stovall (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Gregg A Danilow (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Joshua S Amsel (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Marc S Dreier (dw, ) (Entered: 04/18/2006)

03/02/2006 NOTICE OF PRO HAC VICE APPLICATION AND FILING FEE DUE Mailed to Seth Goodchild (dw, ) (Entered: 04/18/2006)

03/15/2006 431 NOTICE OF REASSIGNMENT OF CASE due to Unavailability of Judicial Officer filed. The previously asssigned Magistrate Judge is no longer available. Pursuant to directive of the Chief Magistrate Judge and in accordance with the rules of this Court, the case has been returned to the Clerk for reassignment. This case has been reassigned to Magistrate Judge Victor B. Kenton for any discovery matters that may be referred. Case number will now read C V01-9024 SVW (VBKx). (rn, ) (Entered: 03/15/2006)

03/23/2006 ** For document control numbers 97 through 426 see USDC District of Minnesota Civil docket sheet case number 0:03-cv-3471 RHK-AJB.(lm, ) (Entered: 03/23/2006)

03/29/2006 432 APPLICATION of Non-Resident Attorney to Appear In A Specific Case re Jeffrey H Squire to Appear Pro Hac Vice. FEE PAID. filed by Plaintiffs David Osher, Amish Desai. Lodged Proposed Order. (dw, ) (Entered: 03/30/2006)

03/29/2006 FAX number for Attorney Kathleen Langan is 310-788-0841. (dw, ) (Entered: 05/03/2006)

03/31/2006 433 ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Jeffrey H Squire to Appear Pro Hac Vice. FEE PAID. 432 (dw, ) (Entered: 04/03/2006)

03/31/2006 436 Mail Returned addressed to Paul J. Geller (yl, ) (Entered: 04/07/2006)

03/31/2006 437 Mail Returned addressed to Paul Geller re 427 Notice of Transfer Back/Remand and Reopening Case (CV-56), Notice of Transfer Back/Remand and Reopening Case (CV-56) (yl, ) (Entered: 04/07/2006)

04/03/2006 434 NEW CASE ORDER. This case has been assigned to the calendar of Judge Stephen V. Wilson. The Court fully adheres to Rule 1 of the Federal Rules of Civil Procedure which requires that the Rules be construed to secure the just, speedy and inexpensive determination of every action. (See order for details) (cs) (entered 4/4/06) (Entered: 04/04/2006)

04/04/2006 435 NOTICE OF CLERICAL ERROR: Due to clerical error: Entered into the ADR Program in Error (dw, ) (Entered: 04/06/2006)

04/07/2006 438 APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Joshua S Amsel to appear pro hac vice; and to Designate Cary J Brunner as local counsel filed by Defendant Nomura Securities International Inc. FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006)

04/07/2006 439 APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Seth Goodchild to Appear Pro Hac Vice filed by Defendant Nomura Securities International Inc. FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006)

04/07/2006 440 APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Joanna R Varon to Appear Pro Hac Vice filed by Defendant Nomura Securities International Inc.FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006)

04/07/2006 441 APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Greg A Danilow to Appear Pro Hac Vice filed by Defendant Nomura Securities International Inc. FEE PAID Lodged Proposed Order. (dw, ) (Entered: 04/11/2006)

04/07/2006 FAX number for Attorney Joshua Amsel, Greg A Danilow, Seth Goodchild, Joanna R Varon is 212-310-8007. (dw, ) (Entered: 04/11/2006)

04/11/2006 442 ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED re APPLICATION for attorney Seth Goodchild to Appear Pro Hac Vice 439 (dw, ) (Entered: 04/12/2006)

04/11/2006 443 ORDER on Application of Non-Resident Attorney to Appear in a Specific Case by Judge Stephen V. Wilson: GRANTED re APPLICATION for attorney Joanna R Varon to Appear Pro Hac Vice 440 (dw, ) (Entered: 04/12/2006)

04/11/2006 444 ORDER on Application of Non-Resident Attorney to Appear in a Specific Case by Judge Stephen V. Wilson: GRANTED APPLICATION for attorney Joshua S Amsel to Appear Pro Hac Vice 438 (dw, ) (Entered: 04/12/2006)

04/11/2006 445 ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by

Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Greg A Danilow to Appear Pro Hac Vice 441 (dw, ) (Entered: 04/14/2006)

04/13/2006 446 PROOF OF SERVICE of Orders on Application of Non-Resident Attorney to Appear in A Specific Case for Greg A Danilow, Seth Goodchild, Joanna R Varon and Joshua S Amsel filed by Defendant Nomura Securities International Inc, re Order 445 , Order 442 , Order 443 , Order 444 , was served on 4/7/06. (dw, ) (Entered: 04/14/2006)

04/14/2006 450 Plaintiffs' REQUEST for trial setting conference filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (shb, ) (Entered: 04/20/2006)

04/17/2006 447 APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Michael J Dell to Appear Pro Hac Vice filed by Defendants Nomura Canada Inc, Scott Reed. Lodged Proposed Order. (dw, ) (Entered: 04/18/2006)

04/17/2006 FAX number for Attorney Michael J Dell is 212-715-8000. (dw, ) (Entered: 04/18/2006)

04/17/2006 448 ORDER on Application of Non-Resident Attorney to Appear in A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Michael J Dell to Appear Pro Hac Vice 447 (dw, ) (Entered: 04/18/2006)

04/17/2006 451 Mail Returned addressed to Marc A. Topz re 433 Order (bp, ) (Entered: 04/21/2006)

04/17/2006 452 Mail Returned addressed to Paul J. Geller re 434 Order, (bp, ) (Entered: 04/21/2006)

04/17/2006 453 Mail Returned addressed to Stuart L. Berman re 433 Order (bp, ) (Entered: 04/21/2006)

04/17/2006 454 Mail Returned addressed to Stuart L. Berman re 433 Order (bp, ) (Entered: 04/21/2006)

04/17/2006 455 Mail Returned addressed to Marc A. Topaz re 433 Order (bp, ) (Entered: 04/21/2006)

04/18/2006 456 Mail Returned addressed to Paul J. Geller re 433 Order on Application of Non-Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 04/25/2006)

04/18/2006 457 Mail Returned addressed to Marc A. Topaz re 430 Notice to Parties of Adr Pilot Program (ADR-8) (pcl, ) (Entered: 04/25/2006)

04/18/2006 458 Mail Returned addressed to Stuart L. Berman re 427 Notice of Transfer. (pcl, ) (Entered: 04/25/2006)

04/18/2006 459 Mail Returned addressed to Stuart L. Berman re 430 Notice to Parties of Adr Pilot Program (ADR-8). (pcl, ) (Entered: 04/25/2006)

04/18/2006 460 Mail Returned addressed to Marc A. Topaz re 427 Notice of Transfer. (pcl, ) (Entered: 04/25/2006)

04/20/2006 449 ORDER RE: STATUS CONFERENCE by Judge Stephen V. Wilson: IT IS HEREBY ORDERED that a Status Conference be set for Monday, May 1, 2006 at 1:30 p.m. before the Honorable Stephen V. Wilson. The attorneys attending this conference MUST be those who are in charge of the conduct of the trial. Attendance is mandatory. This Court views this status conference as critical to its case management responsibilities. Counsel are required to approach it with the same seriousness. (See

document for details.)(pc, ) Modified on 4/20/2006 (pc, ). (Entered: 04/20/2006)

04/20/2006 461 PROOF OF SERVICE of Order on Application of Non-Resident Attorney to Appear in A Specific Case for Michael J Dell filed by Defendant Nomura Securities International Inc, re Order 448 , was served on 4/17/06. (dw, ) (Entered: 04/27/2006)

04/24/2006 470 NOTICE of Entry of Order Re Status Conference filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (dw, ) (Entered: 05/03/2006)

04/26/2006 472 Mail Returned addressed to Marc A Topaz re 448 Order; Not Deliverable As Addressed; Unable to Forward (dw, ) (Entered: 05/05/2006)

04/26/2006 473 Mail Returned addressed to Stuart L Berman re 448 Order; Not Deliverable as Addressed. Unable to Forward (dw, ) (Entered: 05/05/2006)

04/26/2006 474 Mail Returned addressed to Paul J Geller re 445 Order; Fowarding Order Expired (dw, ) (Entered: 05/05/2006)

04/26/2006 475 Mail Returned addressed to Stuart L Berman re 443 Order; Not Deliverable as Addressed; Unable to Forward (dw, ) (Entered: 05/05/2006)

04/26/2006 476 Mail Returned addressed to Marc A Topaz re 445 Order; Not Deliverable as Addressed; Unable to Forward (dw, ) (Entered: 05/05/2006)







04/27/2006 462 Letter from Robert H. Horn, Attorney at Law - Proskauer Rose LLP- requesting to update the court's records to reflect that he no longer represents Mr. Smith. (lm, ) (Entered: 04/27/2006)

04/27/2006 464 APPLICATION of Non-Resident Attorney to Appear In A Specific Case by attorney James H R Windels to Appear Pro Hac Vice. and to designate Steven L Hogan and Robert W. Denton as Local Counsel. FEE PAID. filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. Lodged Proposed Order. (dw, ) (Entered: 05/02/2006)

04/27/2006 FAX number for Attorney Robert W Denton, Steven L Hogan is 310-274-2798. (dw, ) (Entered: 05/02/2006)

04/27/2006 465 NOTICE of Appearance By Defendants Deutsche Bank Securities Ltd., Deutsche

Bank Securities Inc and Deutsche Bank AG filed by attorney Steven L Hogan on behalf of Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG (dw, ) (Entered: 05/02/2006)

04/27/2006 483 Mail Returned addressed to Stuart L Berman re 449 Order; Not deliverable as Addressed; Unable to Forward (dw, ) (Entered: 05/05/2006)

04/27/2006 484 Mail Returned addressed to Marc A Topaz re 449 Order; Not deliverable as Addressed; Unable to Forward (dw, ) (Entered: 05/05/2006)

04/28/2006 467 APPLICATION of Non-Resident Attorney to Appear In A Specific Case re attorney Yvonne M Cristovici to Appear Pro Hac Vice and to Designate Roman E Darmer as Local Counsel. FEE PAID. filed by Defendant Wayne Breedon. Lodged Proposed Order. (dw, ) (Entered: 05/03/2006)

04/28/2006 FAX number for Attorney Yvonne M Cristovici is 212-355-3333. (dw, ) (Entered: 05/03/2006)

04/28/2006 FAX number for Attorney Roman E Darmer, II is 213-892-2300. (dw, ) (Entered: 05/03/2006)

04/28/2006 468 APPLICATION of Non-Resident Attorney to Appear in a Specific Case for attorney Richard M Strassberg to Appear Pro Hac Vice. FEE PAID. filed by Defendant Wayne Breedon. Lodged Proposed Order. (dw, ) (Entered: 05/03/2006)

04/28/2006 FAX number for Attorney Richard M Strassberg is 212-355-3333. (dw, ) (Entered: 05/03/2006)

04/28/2006 469 APPLICATION of Non-Resident Attorney to Appear In A Specific Case re attorney Jeffrey A Simes to Appear Pro Hac Vice. FEE PAID. filed by Defendant Wayne Breedon. Lodged Proposed Order. (dw, ) (Entered: 05/03/2006)

04/28/2006 FAX number for Attorney Jeffrey A Simes is 212-355-3333. (dw, ) (Entered: 05/03/2006)

05/01/2006 463 MINUTES OF IN CHAMBERS re CONTINUED STATUS CONFERENCE held before Judge Stephen V. Wilson : The Court, upon its own motion, continues the status conference from May 1, 2006 to May 8, 2006 at 1:30 p.m.Court Reporter: Not Reported. (pc, ) (Entered: 05/01/2006)

05/02/2006 466 ORDER On Application of Non-Resident Attorney to Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney James H R Windels to Appear Pro Hac Vice and to desiganate Steven L Hogan and Robert W Denton as Local Counsel for Defendant Davis Polk & Wardwell. FEE PAID. 464 (dw, ) (Entered: 05/03/2006)

05/02/2006 490 Mail Returned addressed to Paul J Geller re 444 Order on Application of non-resident Attorney (klg, ) Modified on 5/12/2006 (klg, ). (Entered: 05/12/2006)

05/02/2006 491 Mail Returned addressed to Paul J Geller re 448 Order on Applicatio of non-resident attorney. (klg, ) (Entered: 05/12/2006)

05/02/2006 493 AMENDED Proof of Service filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. Amendment to Notice of Appearance, 465 (klg, ) (Entered: 05/12/2006)

05/03/2006 471 Letter from Daniel C. Bryden, Attorney with Kelly & Berens PA, requesting removal of firm from service list for the following reason: firm doesn't represent Defendants Nomura Canada and Scott Reed. Correct defendants counsel for these parties is: Cary J Brunner, of Stroock & Stroock & Lavan LLP (dw, ) (Entered: 05/04/2006)

05/04/2006 489 Mail Returned addressed to Paul J Geller re: Status Conference 449 (klg, ) (Entered: 05/12/2006)

05/04/2006 492 NOTICE of entry of order continuing status conference filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (klg, ) (Entered: 05/12/2006)

05/08/2006 485 ORDER on Application of Non-Resident Attorney to Appear in a Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Richard M Strassberg to Appear Pro Hac Vice. FEE PAID. 468 , (dw, ) (Entered: 05/09/2006)

05/08/2006 486 ORDER on Application of Non-Resident Attorney To Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Jeffrey A Simes to Appear Pro Hac Vice. FEE PAID. 469 (dw, ) (Entered: 05/09/2006)

05/08/2006 487 ORDER on Application of Non-Resident Attorney to Appear In A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Yvonne M Cristovici to Appear Pro Hac Vice. FEE PAID. 467 (dw, ) (Entered: 05/09/2006)

05/08/2006 488 MINUTES OF Status Conference held before Judge Stephen V. Wilson : The Court orders briefing, and sets the following schdule: Opening Brief - May 22, 2006; Response Brief - June 1, 2006; Reply Brief - June 6, 2006; Hearing set for June 19, 2006 at 1:30 p.m.Court Reporter: Deborah Gackle. (shb, ) (Entered: 05/11/2006)

05/12/2006 494 Mail Returned addressed to Paul Geller re 443 Order; Forwarding order expired (dw, ) (Entered: 05/22/2006)

05/17/2006 495 Mail Returned addressed to Marc A Topaz re 463 Civil Minutes; Fowarding Order expired (dw, ) (Entered: 05/23/2006)

05/18/2006 496 Mail Returned addressed to Stuart L Berman re 463 Civil Minutes; Forwarding Time Exp (dw, ) (Entered: 05/25/2006)

05/18/2006 497 Mail Returned addressed to Paul J Geller re 466 Order; Forwarding Order Expired (dw, ) (Entered: 05/25/2006)

05/19/2006 498 Mail Returned addressed to Marc A Topaz re 466 Order; Not Deliverable as Addressed Unable to Forward (dw, ) (Entered: 05/25/2006)




05/25/2006 502 EX PARTE APPLICATION to File Plaintiffs' Opening Brief and Documents in Support of Request to File Renewed Motion for Class Certification Under Seal filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (dw, ) (Entered:

05/30/2006)

05/25/2006 503 DECLARATION of Nicole Lavallee in Support of Plaintiffs' Ex Parte Application to File Plaintiffs' Opening Brief and Documents in Support of Request to File Renewed Motion for Class Certification Under Seal re EX PARTE APPLICATION to Seal 502 filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (dw, ) (Entered: 05/30/2006)

05/25/2006 504 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, re EX PARTE APPLICATION to Seal 502 , Declaration (Motion related), Declaration (Motion related) 503 , was served on 5/24/06. (dw, ) (Entered: 05/30/2006)

05/25/2006 525 DECLARATION of Nicole Lavallee in support of EX PARTE APPLICATION to File Plaintiffs' Opening Brief and Documents in Support of Request to File Renewed Motion for Class Certification Under Seal 502 filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (shb, ) (Entered: 06/15/2006)

06/01/2006 505 DEFENDANT WAYNE BREEDON'S NOTICE OF JOINDER in the Deutsche Bank Defendants' Response to Plaintiffs' Request to File a Renewed Motion for Class Certification re EX PARTE APPLICATION to Seal 502 filed by Defendant Wayne Breedon. (dw, ) (Entered: 06/05/2006)

06/01/2006 512 JOINDER RESPONSE to Plaintiffs' Request to File Renewed Motion for Class Certification filed by Defendant Ramy El-Batrawi (dw, ) (Entered: 06/08/2006)

06/01/2006 513 DECLARATION of Craig Varnen in Support of the Genesis Defendants' Joinder Response to Plaintiffs' Request to File Renewed Motion for Class Certification re Response (non-motion) 512 filed by Defendant Ramy El-Batrawi. (dw, ) (Entered: 06/08/2006)

06/01/2006 514 MEMORANDUM of Nomura Securities International Inc Nomura Canada Inc and Scott Reed in Opposition to Plaintiffs' Memorandum in Support of Request to File Renewed Motion for Class Certification filed by Defendants Nomura Securities International Inc, Nomura Canada Inc, Scott Reed. (dw, ) (Entered: 06/08/2006)

06/01/2006 515 Mail Returned addressed to Paul J Geller re 463 Civil Minutes; Return to Sender Not at this address (dw, ) (Entered: 06/08/2006)

06/01/2006 517 DEUTSCHE BANK DEFENDANTS' RESPONSE to Plaintiffs' Request for Permission to File a Renewed Motion for Class Certification filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (dw, ) (Entered: 06/09/2006)

06/01/2006 518 DECLARATION of James H R Windels in Support of the Deutsche Bank Defendants' Response to Plaintiffs' Request for Permission to File A Renewed Motion for Class Certification re Response to Motion 517 filed by Defendants Deutsche Bank Securities Inc, Deutsche Bank AG. (dw, ) (Entered: 06/09/2006)

06/01/2006 519 PROOF OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, re Response to Motion 517 , Declaration (non-motion), Declaration (non-motion) 518 , was served on 6/1/06. (dw, ) (Entered: 06/09/2006)

06/05/2006 522 NOTICE OF ERRATA Re Memorandum of Nomura Securities International Inc Nomura Canada Inc and Scott Reed in Opposition to Plaintiff's Memorandum in Support of Request to File Renewed Motion for Class Certification filed by Defendants Nomura Securities International Inc, Nomura Canada Inc, Scott Reed. correcting Memorandum of Points and Authorities in Opposition (non-motion) 514 (dw, ) (Entered: 06/13/2006)

06/05/2006 523 CORRECTED MEMORANDUM of Nomura Securities International Inc Nomura Canada Inc and Scott Reed in Opposition to Plaintiffs' Memorandum in Support of Request to File Renewed Motion for Class Certification filed by Defendants Nomura Securities International Inc, Nomura Canada Inc, Scott Reed. (dw, ) (Entered: 06/14/2006)

06/06/2006 506 ORDER Granting Plaintiffs' Ex Parte Application to File Opening Brief and Documents in Support of Request to File Renewed Motion for Class Certification Under Seal by Judge Stephen V. Wilson: GRANTED. re EX PARTE APPLICATION to Seal 502 (dw, ) (Entered: 06/07/2006)

06/06/2006 507 EX PARTE APPLICATION to File Plaintiffs' Reply Memorandum in Further Support of Plaintiffs' Request to File Renewed Motion for Class Certification Under Seal filed by Plaintiff Amish Desai. Lodged Reply Memorandum and Declaration of Nicole Lavallee in Support of Plaintiff's Ex Parte Application to File Reply Memorandum and Declaration of Nicole Lavalle and Proposed Order. (dw, ) (Entered: 06/07/2006)

06/06/2006 508 DECLARATION of Nicole Lavallee in Support of Plaintiffs' Ex Parte Application to File Reply Memorandum in Further Support of Plaintiffs' Request to File Renewed Motion for Class Certification Under Seal 507 filed by Plaintiffs Horizon Int LLC. (dw, ) (Entered: 06/07/2006)

06/06/2006 509 CERTIFICATE OF SERVICE filed by Plaintiff Amish Desai, re EX PARTE APPLICATION to Seal 507 , Declaration (Motion related), Declaration (Motion related) 508 , was served on 6/6/06. (dw, ) (Entered: 06/07/2006)

06/06/2006 510 CERTIFICATE OF SERVICE re Stipulation and Order Regarding the 12/22/03 Stipulated Protective Order filed by Plaintiffs Amish Desai, was served on 6/5/06. (dw, ) (Entered: 06/07/2006)

06/06/2006 542 SEALED DOCUMENT-MEMORANDUM in Support of Request to File Renewed Motion for Class Certification filed by plaintiffs David Osher, Horizon Int LLC, Amish Desai. (pcl, ) (Entered: 06/19/2006)

06/06/2006 543 SEALED DOCUMENT-DECLARATION of Nicole Lavallee in Support of Plaintiffs Request to File Renewed Motion for Class Certification filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (pcl, ) (Entered: 06/19/2006)

06/06/2006 544 SEALED DOCUMENT-CERTIFICATE OF SERVICE filed by plaintiffs David Osher, Horizon Int LLC, Amish Desai. (pcl, ) Modified on 6/19/2006 (pcl, ). (Entered: 06/19/2006)

06/07/2006 511 ORDER Granting Plaintiffs' Ex Parte Application to File Reply Memorandum in Further Support of Plaintiffs' Request to File Renewed Motion for Class Certification Under Seal by Judge Stephen V. Wilson: GRANTED. re EX PARTE APPLICATION to Seal 507 (dw, ) (Entered: 06/07/2006)

06/07/2006 526 Mail Returned addressed to Paul J Geller re 487 Order on Application of Non-Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 527 Mail Returned addressed to Stuart L Berman re 466 Order on Application on Non-Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 528 Mail Returned addressed to Paul J Geller re Civil Minutes 488 . (pcl, ) (Entered: 06/15/2006)

06/07/2006 529 Mail Returned addressed to Marc A Topaz re Civil Minutes 488 . (pcl, ) (Entered: 06/15/2006)

06/07/2006 530 Mail Returned addressed to Stuart L Berman re 485 Order on Application of Non-Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 531 Mail Returned addressed to Stuart L Berman re 488 Civil Minutes. (pcl, ) (Entered: 06/15/2006)

06/07/2006 532 Mail Returned addressed to Courtney Smith re 487 Order on Application of Non-Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 533 Mail Returned addressed to Courtney Smith re 463 MINUTES OF IN CHAMBERS. (pcl, ) (Entered: 06/15/2006)

06/07/2006 534 Mail Returned addressed to Courtney Smith re 486 ORDER on Application of Non-Resident Attorney To Appear In A Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 535 Mail Returned addressed to Marc A Topaz re 486 ORDER on Application of Non-Resident Attorney To Appear In A Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 536 Mail Returned addressed to Stuart L Berman re 486 ORDER on Application of Non-Resident Attorney To Appear In A Specific Case.(pcl, ) (Entered: 06/15/2006)

06/07/2006 537 Mail Returned addressed to Courtney Smith re 466 ORDER On Application of Non-Resident Attorney to Appear In A Specific Case.(pcl, ) (Entered: 06/15/2006)

06/07/2006 538 Mail Returned addressed to Marc A Topaz re 485 ORDER on Application of Non-Resident Attorney to Appear in a Specific Case.(pcl, ) (Entered: 06/15/2006)

06/07/2006 539 Mail Returned addressed to Courtney Smith re 485 ORDER on Application of Non-Resident Attorney to Appear in a Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 540 Mail Returned addressed to Marc A Topaz re 487 ORDER on Application of Non-Resident Attorney to Appear In A Specific Case. (pcl, ) (Entered: 06/15/2006)

06/07/2006 541 Mail Returned addressed to Stuart L Berman re 487 ORDER on Application of Non-Resident Attorney to Appear In A Specific Case.(pcl, ) (Entered: 06/15/2006)

06/07/2006 545 SEALED DOCUMENT-REPLY Memorandum in Further Support of Request to File Renewed Motion for Class Certification filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (pcl, ) (Entered: 06/19/2006)

06/07/2006 546 SEALED DOCUMENT-DECLARATION of Nicole Lavallee in Further Support of Request to File Renewed Motion for Class Certification filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (pcl, ) (Entered: 06/19/2006)

06/08/2006 516 STIPULATION AND ORDER Regarding Deadline to Respond to Complaint by Judge Stephen V. Wilson: Time for defendant Ramy El-Batrawi to answer or otherwise respond to the Complaint is extended until 7/3/06. (See document for further information) (dw, ) (Entered: 06/08/2006)

06/08/2006 521 NOTICE of Appearance of Additional Counsel of Record for Defendant Douglas E Jacobson filed by attorney Bonita D Moore, Brian T Glennon, David J Schindler on behalf of Defendant Douglas E Jacobson (dw, ) (Entered: 06/12/2006)

06/08/2006 FAX number for Attorney Brian T Glennon, Bonita D Moore, David J Schindler is 213-891-8763. (dw, ) (Entered: 06/12/2006)

06/09/2006 520 STIPULATION AND ORDER Regarding the 12/22/03 Stipulated Protective Order by Judge Victor B. Kenton: Court hereby GRANTS the proposed Order. (See document for further information)(dw, ) (Entered: 06/09/2006)

06/12/2006 547 NOTICE of Entry of Orders filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (dw, ) (Entered: 06/20/2006)

06/13/2006 524 STIPULATION AND ORDER Regarding Deadilne to Respond to Third Amended Complaint by Judge Stephen V. Wilson: IT IS SO ORDERED. The time for defendant Douglas E Jacobson to answer or otherwise respond to the Third Amended Complaint is extended until 7/3/06.(dw, ) (Entered: 06/14/2006)

06/15/2006 548 AMENDEDPROOF OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, re Response to Motion 517 , Declaration (non-motion), Declaration (non-motion) 518 , Notice of Appearance, 465 , was served on 6/14/06. (dw, ) (Entered: 06/22/2006)

06/19/2006 551 MINUTES OF Hearing held before Judge Stephen V. Wilson RE: REQUEST TO FILE RENEWED MOTION FOR CLASS CERTIFICATION 502 : The Court sets the following schedule: Filing of Motion for Class Certification July 10, 2006; Opposition August 2, 2006; Reply August 7, 2006; Hearing August 10, 2006 at 11:00 a.m.Court Reporter: Deborah Gackle. (pc, ) (Entered: 06/27/2006)

06/19/2006 558 Mail Returned addressed to Paul J Geller re 520 Stipulation and Order; Forwarding Order Expired (dw, ) (Entered: 06/30/2006)

06/21/2006 554 Mail Returned addressed to Stuart L Berman re 511 Order; Not deliverable as addressed; Unable to forward (dw, ) (Entered: 06/30/2006)

06/21/2006 555 Mail Returned addressed to Marc A Topaz re 516 Stipulation and Order, Order Extending Answer Due Deadline; Not deliverable as addressed; Unable to forward. (dw, ) (Entered: 06/30/2006)

06/21/2006 557 Mail Returned addressed to Marc A Topaz re 506 Order; Not deliverable as addressed. Unable to forward. (dw, ) (Entered: 06/30/2006)

06/22/2006 552 NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Stephen V. Wilson: ORDERING Change of Address submitted by Defendant Courtney Smith received on 6/22/06 to be filed and processed; filed date to be the date the document was stamped Received but not Filed with the Clerk.(dw, ) (Entered: 06/28/2006)

06/22/2006 553 NOTICE of Change of Address changing Address to 1158 26th Street #785 Santa

Monica CA 90403. Filed by Defendant Courtney Smith (dw, ) (Entered: 06/28/2006)

06/22/2006 559 NOTICE of Entry of Order filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (dw, ) (Entered: 07/03/2006)

06/23/2006 549 DEFENDANT GENESISINTERMEDIA INC'S ANSWER to Plaintiff's Third Consolidated Amended Complaint filed by Defendant Genesisintermedia Inc.(dw, ) (Entered: 06/26/2006)

06/23/2006 FAX number for Attorney Guillermo Cabrera is 858-550-6420. (dw, ) (Entered: 06/26/2006)

06/23/2006 550 DEFENDANT GENESISINTERMEDIA INC'S NOTICE of Interested Parties filed by Defendant Genesisintermedia Inc. (dw, ) (Entered: 06/26/2006)

06/23/2006 560 Mail Returned addressed to Stuart L Berman re 506 Order; Not Deliverble as Addressed. (dw, ) (Entered: 07/03/2006)

06/23/2006 561 Mail Returned addressed to Marc A Topaz re 520 Stipulation and Order; Not Deliverable as Addressed. Unable to Forward (dw, ) (Entered: 07/03/2006)

06/23/2006 562 Mail Returned addressed to Paul J Geller re 516 Stipulation and Order, Order Extending Answer Due Deadline; Forwarding Order Expired. (dw, ) (Entered: 07/03/2006)

06/23/2006 563 Mail Returned addressed to Paul J Geller re 506 Order; Forwarding Order Expired. (dw, ) (Entered: 07/03/2006)


06/23/2006 565 Mail Returned addressed to Stuart L Berman re 520 Stipulation and Order; Not Deliverable as Addressed. Unable to Forward. (dw, ) (Entered: 07/03/2006)

06/23/2006 566 Mail Returned addressed to Marc A Topaz re 511 Order; Not Deliverable as addressed. Unable to forward. (dw, ) (Entered: 07/03/2006)

06/26/2006 570 Mail Returned addressed to Courtney Smith re 520 Stipulation and Order; Return to Sender (dw, ) (Entered: 07/10/2006)

06/28/2006 569 Mail Returned addressed to Marc A Topaz re 524 Stipulation and Order; Not Deliverable as addressed; Unable to Forward (dw, ) (Entered: 07/07/2006)

06/30/2006 556 Mail Returned addressed to Stuart L Berman re 516 Stipulation and Order, Order Extending Answer Due Deadline; Not Deliverable as addressed. Unable to forward (dw, ) (Entered: 06/30/2006)

06/30/2006 567 DEFENDANT RAMY EL-BATRAWI'S NOTICE of Interested Parties filed by Defendant Ramy El-Batrawi. (dw, ) (Entered: 07/03/2006)

06/30/2006 568 DEFENDANT RAMY EL-BATRAWI'S ANSWER to Plaintiff's Third Consolidated Amended Complaint filed by Defendant Ramy El-Batrawi.(dw, ) (Entered: 07/03/2006)

07/03/2006 571 DEFENDANT DOUGLAS E JACOBSON'S NOTICE OF MOTION AND MOTION to Dismiss Plaintiff's Third Amended Consolidated Complaint; Memorandum of

Points and Authorities in Support Thereof filed by Defendant Douglas E Jacobson. Motion set for hearing on 7/31/2006 at 01:30 PM before Judge Stephen V. Wilson. Lodged Proposed Order. (dw, ) (Entered: 07/12/2006)

07/03/2006 572 PROOF OF SERVICE filed by Defendant` Douglas E Jacobson, re MOTION to Dismiss Plaintiff's Third Amended Consolidated Complaint 571 , was served on 7/3/06. (See document for additional document served) (dw, ) (Entered: 07/12/2006)

07/03/2006 573 Mail Returned addressed to Paul J Geller re 524 Stipulation and Order; Forwarding Order expired. (dw, ) (Entered: 07/12/2006)

07/03/2006 574 Mail Returned addressed to Stuart L. Berman re 524 Stipulation and Order; Not Deliverable as Addressed. (dw, ) (Entered: 07/12/2006)

07/07/2006 580 Mail Returned addressed to Courtney Smith, 41 East 11th STreet, 11th Floor, New York, NY 10003 (kks ) (Entered: 07/17/2006)

07/10/2006 576 NOTICE OF MOTION AND MOTION for Class Certification filed by Plaintiffs Amish Desai, Christopher and Therese Long and Elizabeth Lamb Motion set for hearing on 8/10/2006 at 11:00 AM before Judge Stephen V. Wilson. Lodged n. (dw, ) Modified on 7/12/2006 (dw, ). Modified on 9/14/2006 (ir, ). (Entered: 07/12/2006)

07/10/2006 577 DECLARATION of James C Magid In Support of Plaintiffs' MOTION For Class Certification 576 filed by Plaintiffs Amish Desai. (dw, ) (Entered: 07/12/2006)

07/10/2006 578 MEMORANDUM of Points and Authorities in Support of Plaintiffs' Motion for Class Certification 576 filed by Plaintiffs Amish Desai, et al (dw, ) (Entered: 07/12/2006)

07/11/2006 575 NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Stephen V. Wilson ORDERING Notice of Motion for Class Certification; Declaration of James C Magid; Memorandum of Points and Authorities; Proposed Order submitted by Plaintiffs David Osher, Horizon Int LLC, Amish Desai received on 7/10/06 to be filed and processed; filed date to be the date the document was stamped Received but not Filed with the Clerk.(dw, ) (Entered: 07/12/2006)

07/11/2006 582 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, re MOTION to Certify Class 576 , Declaration (Motion related) 577 , Memorandum in Support of Motion 578 , was served on 7/10/06. (dw, ) (Entered: 07/20/2006)

07/11/2006 583 Mail Returned addressed to Paul J Geller re 552 Notice of Document Discrepancies. Fowarding Order Expired (dw, ) (Entered: 07/20/2006)

07/11/2006 584 Mail Returned addressed to Paul J Geller re 551 Motion Hearing,, Link Motions to Minutes. Fowarding Order Expired (dw, ) (Entered: 07/20/2006)

07/13/2006 579 NOTICE of Interested Parties filed by Defendant Douglas E Jacobson. (dw, ) (Entered: 07/17/2006)

07/17/2006 592 DECLARATION of James C Magid In Support of Stipulation and [Proposed] Order Revising Briefing Schedule re MOTION to Certify Class 576 filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (dw, ) (Entered: 07/25/2006)

07/17/2006 593 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, re Declaration (non-motion) 592 , was served on 7/17/06. (dw, )

(Entered: 07/25/2006)

07/19/2006 581 STIPULATION AND ORDER by Judge Stephen V. Wilson: IT IS HEREBY ORDERED: 1) Plaintiff's shall have until 7/31/06 to serve their brief opposing Jacobson's Motion to Dismiss Plaintiff's Consolidated Complaint. 2) Jacobson shall have until 8/7/06 to serve his reply papers; and 3) a hearing for the Motion to Dismiss is scheduled for 8/14/06 at 1:30pm. re MOTION to Dismiss Plaintiff's Third Amended Consolidated Complaint 571 (dw, ) (Entered: 07/20/2006)

07/19/2006 585 APPLICATION of Non-Resident Attorney to Appear In A Specific Case for attorney Christine Murtha to Appear Pro Hac Vice. FEE PAID. filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. Lodged Proposed Order. (dw, ) (Entered: 07/21/2006)

07/19/2006 FAX number for Attorney Christine Murtha is 212-450-3939. (dw, ) (Entered: 07/21/2006)

07/19/2006 586 APPLICATION of Non-Resident Attorney to Appear in a Specific Case for attorney Catheryn A. O'Rourke to Appear Pro Hac Vice. FEE PAID. filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. Lodged Proposed Order. (dw, ) (Entered: 07/21/2006)

07/19/2006 587 APPLICATION of Non-Resident Attonrey to Appear in a Specific Case for attorney David Toscano to Appear Pro Hac Vice. FEE PAID. filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. Lodged Proposed Order. (dw, ) (Entered: 07/21/2006)

07/19/2006 FAX number for Attorney David Toscano is 212-450-3978. (dw, ) (Entered: 07/21/2006)

07/19/2006 FAX number for Attorney Catherine O'Rourke is 212-450-3017. (dw, ) (Entered: 07/21/2006)

07/19/2006 597 PROOF OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, re APPLICATION for attorney Christine Murtha to Appear Pro Hac Vice. FEE PAID. 585 , APPLICATION for attorney Catheryn A. O'Rourke to Appear Pro Hac Vice. FEE PAID. 586 , Order 595 , Order 596 , APPLICATION for attorney David Toscano to Appear Pro Hac Vice. FEE PAID. 587 , Order 594 , was served on 7/18/06. (dw, ) (Entered: 07/28/2006)

07/20/2006 588 Mail Returned addressed to Stuart L Berman re 551 Minute Order re Motion Hearing, (shb, ) (Entered: 07/24/2006)

07/20/2006 589 Mail Returned addressed to Marc A Topaz re 551 Minute Order re Motion Hearing, (shb, ) (Entered: 07/24/2006)

07/20/2006 590 Mail Returned addressed to Mark A Topaz re 552 Notice of Document Discrepancies - Granting, (shb, ) (Entered: 07/24/2006)

07/20/2006 591 Mail Returned addressed to Stuart L Berman re 552 Notice of Document Discrepancies - Granting, (shb, ) (Entered: 07/24/2006)

07/24/2006 602 RECEIPT OF REPORTERS TRANSCRIPT of proceedings for the following dates: 5/8/06. Court Reporter: Deborah Gackle (sm, ) (Entered: 08/04/2006)

07/24/2006 603 TRANSCRIPT filed for proceedings held on 5/8/06. Court Reporter: Deborah K Gackle. (sm, ) (Entered: 08/04/2006)

07/25/2006 594 ORDER on Application of Non-Resident Attorney to Appear in A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney David Toscano to Appear Pro Hac Vice. FEE PAID. 587 (dw, ) (Entered: 07/26/2006)

07/25/2006 595 ORDER on Application of Non-Resident Attorney to Appear in A Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Christine Murtha to Appear Pro Hac Vice. FEE PAID. 585 (dw, ) (Entered: 07/26/2006)

07/25/2006 596 ORDER on Application of Non-Resident Attorney to Appear in a Specific Case by Judge Stephen V. Wilson: GRANTED. re APPLICATION for attorney Catheryn A. O'Rourke to Appear Pro Hac Vice. FEE PAID. 586 (dw, ) (Entered: 07/26/2006)

07/25/2006 598 Mail Returned addressed to Stuart L Berman re Order 575 Notice of Document Discrepancies. Not deliverable as Addressed (dw, ) (Entered: 08/01/2006)

07/25/2006 599 Mail Returned addressed to Marc A Topaz re 575 Notice of Document Discrepancies - Granting; Not Deliverable as Addressed. (dw, ) (Entered: 08/01/2006)

07/25/2006 600 Mail Returned addressed to Paul J Geller re 575 Notice of Document Discrepancies. Forwarding Order Expired. (dw, ) (Entered: 08/01/2006)

08/01/2006 601 NOTICE of Dismissal Pursuant Rule 41(a) or (c) FRCivP filed by Plaintiffs Amish Desai, Therese and Christopher Long and Elizabeth Lamb as to Defendant Douglas E Jacobson. Dismissal without prejudice. (dw, ) (Entered: 08/02/2006)

08/01/2006 604 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, re Notice of Voluntary Dismissal 601 , was served on 8/1/06. (dw, ) (Entered: 08/10/2006)

08/02/2006 605 JOINDER in the Deutsche Bank Defendants and Nomura Defendants Opposition to Class Certification 576 filed by defendant Genesisintermedia Inc. (jp) (Entered: 08/16/2006)

08/02/2006 606 NOTICE OF JOINDER in the Deutsche Bank and Nomura Defendants Oppostions to Plaintiffs MOTION for Class Certification 576 filed by defendant Wayne Breedon. (jp) (Entered: 08/16/2006)

08/02/2006 607 MEMORANDUM in Opposition to Plaintiffs MOTION for Class Certification 576 filed by defendants Nomura Securities International Inc, Nomura Canada Inc, Scott Reed. (jp) (Entered: 08/16/2006)

08/02/2006 608 DECLARATION of SETH GOODCHILD in support of the Normura Defendants Opposition to Plaintiffs MOTION for Class Certification 576 filed by defendants Nomura Securities International Inc, Nomura Canada Inc, Scott Reed. (jp) (Entered: 08/16/2006)

08/02/2006 609 MEMORANDUM OF THE DEUTSCHE BANK DEFENDANTS in Opposition to Plaintiffs MOTION for Class Certification 576 filed by defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (jp) (Entered: 08/16/2006)

08/02/2006 610 DECLARATION of ROBERT W. DENTON in support of the Deutsche Bank

Defendants Opposition to Plaintiffs MOTION for Class Certification 576 filed by defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (jp) (Entered: 08/16/2006)

08/02/2006 611 PROOF OF SERVICE LIST BY U.S. MAIL AND ELECTRONIC TRANSMISSION of MEMORANDUM of the Deutsche Bank Defendants in Opposition to Plaintiffs MOTION for Class Certification 609 , Declaration of ROBERT W. DENTON in support of the Deutsche Bank Defendants Opposition to Plaintiffs MOTION for Class Certification 610 , was served on 8/2/2006 filed by defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (jp) (Entered: 08/16/2006)

08/03/2006 612 AMENDED PROOF OF SERVICE LIST BY U.S. MAIL AND ELECTRONIC TRANSMISSION of MEMORANDUM of the Deutsche Bank Defendants in Opposition to Plaintiffs MOTION for Class Certification 609 , Declaration of ROBERT W. DENTON in support of the Deutsche Bank Defendants Opposition to Plaintiffs MOTION for Class Certification 610 , was served on 8/2/2006 filed by defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (jp) (Entered: 08/16/2006)

08/07/2006 615 SEALED DOCUMENT - REPLY Memorandum of Points and Authorities in support of Plaintiffs Motion for Class Certification 576 . (ir, ) (Entered: 08/22/2006)

08/07/2006 616 SEALED DOCUMENT - DECLARATION of Jeffrey Squire in support of Plaintiffs Motion for Class Certification 576 (ir, ) (Entered: 08/22/2006)

08/07/2006 617 CERTIFICATE OF SERVICE filed by Plaintiffs regarding Reply 615 , Declaration 616 was served on 8/7/06. (ir, ) (Entered: 08/22/2006)

08/07/2006 618 PROOF OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, regarding Order Application of Non-Resident Attorney to appear in a specific case (Christine Murtha) 594 , Order Application of Non-Resident Attorney to appear in a specific case (David Toscano) 595 , Order Application of Non-Resident Attorney to appear in a specific case (Catheryn A O'Rourke 596 was served on 7/28/06. (ir, ) (Entered: 08/22/2006)

08/10/2006 614 MINUTES: Plaintiffs Motion for Class Certification 576 (filed 7/10/06) Hearing held. Court takes the motion under submission. Order to issue by Judge Stephen V. Wilson Court Reporter: Deborah Gackle. (ir, ) (Entered: 08/18/2006)

08/11/2006 620 MAIL RETURNED addressed to Stuart L Berman regarding Order 596 (ir, ) (Entered: 08/24/2006)

08/11/2006 621 MAIL RETURNED addressed to Stuart L Berman at Schiffrin and Barroway regarding Order 595 (ir, ) (Entered: 08/24/2006)

08/11/2006 622 MAIL RETURNED addressed to Stuart L Berman at Schiffrin and Barroway regarding Stipulation and Order 581 (ir, ) (Entered: 08/24/2006)

08/11/2006 623 MAIL RETURNED addressed to Stuart L Berman at Schiffrin and Barroway regarding Order 594 (ir, ) (Entered: 08/24/2006)

08/11/2006 624 MAIL RETURNED addressed to Marc A Topaz at Schiffrin and Barroway regarding Stipulation and Order 581 (ir, ) (Entered: 08/24/2006)

08/11/2006 625 MAIL RETURNED addressed to MarcA Topaz at Schiffrin and Barroway regarding Order 595 (ir, ) (Entered: 08/24/2006)

08/11/2006 626 MAIL RETURNED addressed to Marc A Topaz at Schiffrin and Barroway regarding Order 596 (ir, ) (Entered: 08/24/2006)

08/11/2006 627 MAIL RETURNED addressed to Marc A Topaz at Schiffrin and Barroway regarding Order 594 (ir, ) (Entered: 08/24/2006)

08/11/2006 628 MAIL RETURNED addressed to Paul J Geller and Cauley Geller and Bowman and Coates regarding Order 594 (ir, ) (Entered: 08/24/2006)

08/11/2006 629 MAIL RETURNED addressed to Paul J Geller at Cauley Geller Bowman and Coates regarding Order 595 (ir, ) (Entered: 08/24/2006)

08/11/2006 630 MAIL RETURNED addressed to Paul J Geller at Cauley Geller Bowman and Coates regarding Order 594 (ir, ) (Entered: 08/24/2006)

08/11/2006 631 MAIL RETURNED addressed to Paul J Geller at Cauley Geller Bowman and Coates regarding Stipulation and Order 581 (ir, ) (Entered: 08/24/2006)

08/16/2006 613 MAIL RETURNED addressed to Stuart L Berman at Schiffrin and Barroway regarding Notice of Voluntary Dismissal 601 (ir, ) (Entered: 08/17/2006)

08/21/2006 632 MAIL RETURNED addressed to Paul J Geller at Cauley Geller Bowman and Coates regarding Notice of Voluntary Dismissal 601 (ir, ) (Entered: 08/24/2006)

08/21/2006 633 MAIL RETURNED addressed to Marc A Topaz at Schiffrin and Barroway regarding Notice of Voluntary Dismissal 601 (ir, ) (Entered: 08/24/2006)

08/21/2006 634 MAIL RETURNED addressed to Courtney Smith regaring Minute Order 551 (ir, ) (Entered: 08/24/2006)

08/22/2006 619 NOTICE of Change of Attorney Information: Attorney Peter A Pease will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice. Filed by plaintiff David Osher (bb, ) (Entered: 08/23/2006)

08/22/2006 635 NOTICE of Change of Attorney Information: Attorney Kathleen H Langan will no longer receive service of documents from the Clerks Office for the reason indicated in the G-06 Notice.Kathleen H Langan is no longer attorney of record in this case for the reason indicated in the G-06 Notice.Filed by plaintiffs David Osher, Horizon Int LLC, Amish Desai (bb, ) (Entered: 08/24/2006)

08/22/2006 638 CERTIFICATE OF SERVICE filed by plaintiffs David Osher, Horizon Int LLC, Amish Desai, re Notice of Change of Attorney Information (G-06), (G-06) 635 , was served on 8/22/2006. (pj, ) (Entered: 08/30/2006)

08/29/2006 636 MAIL RETURNED addressed to Stuart L Berman of Schiffrin and Barroway regarding Minute Order 614 (ir, ) (Entered: 08/30/2006)

08/29/2006 637 MAIL RETURNED addressed to Marc A Topaz of Schiffrin and Barroway regarding Minute Order 614 (ir, ) (Entered: 08/30/2006)

09/07/2006 639 MAIL RETURNED addressed to Paul J Geller o Cauley Geller Bowman and Coates regarding Minute Order 614 (ir, ) (Entered: 09/08/2006)

09/15/2006 640 RECEIPT OF REPORTERS TRANSCRIPT of proceedings for the following dates: 8/10/06 Court Reporter: Deborah Gackle (dmap, ) (Entered: 09/27/2006)

09/15/2006 641 TRANSCRIPT filed for proceedings held on 8/10/06. Court Reporter: Deborah Gackle.. (dmap, ) (Entered: 09/27/2006)

10/03/2006 642 NOTICE of Change of Address by Guillermo Cabrera attorney for Defendant Genesisintermedia Inc, changing firm name to Cooley Godward Kronish LLP. Filed by defendant Genesisintermedia, Inc (bb, ) (Entered: 10/04/2006)

10/19/2006 643 NOTICE of Change of Attorney Information: Bonita D Moore is no longer attorney of record in this case for the reason indicated in the G-06 Notice. Filed by defendant Douglas E Jacobson (ak, ) (Entered: 10/23/2006)

12/07/2006 644 NOTICE OF NEW AUTHORITY RELEVANT TO PLAINTIFFS' PENDING MOITON FOR CLASS CERTIFICATION 576 filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (shb, ) (Entered: 12/08/2006)

12/12/2006 645 REQUEST to submit Statement of Recent Authority filed by Plaintiffs. (ir, ) (Entered: 01/11/2007)

12/12/2006 646 RESPONSE to Defendants Notice of New Authority Relevant to Plaintiffs pending Motion for Class Certification 576 filed by Plaintiffs. (ir, ) (Entered: 01/11/2007)

12/12/2006 647 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai of Response to Defendants Notice of New Authority relevant to Plaintiffs pending Motion for Class Certification 646 , Plaintiffs Request to submit Statement of Recent Authority 645 was served on 12/12/06. (ir, ) (Entered: 01/11/2007)

02/05/2007 648 REQUEST for Status Conference filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (ir, ) (Entered: 02/09/2007)

02/05/2007 649 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai Request for Status Conference 648 was served on 2/5/07. (ir, ) (Entered: 02/09/2007)

03/19/2007 650 MINUTES: STATUS CONFERENCE held. Court advises counsel that it is inclined to deny the motion for class certification 576 . Motion to dismiss the corporate defendants is granted. The matter is set for a trial as follows: Pretrial Conference set for 7/2/2007 03:00 PM. Jury Trial set for 7/24/2007 09:00 AM by Judge Stephen V. Wilson Court Reporter: Deborah Gackle. (ir, ) (Entered: 03/22/2007)

03/21/2007 651 CIVIL TRIAL PREPARATION ORDER by Judge Stephen V. Wilson: Pretrial Conference set for 7/2/07 at 3:30 PM. Jury Trial set for 7/24/07 at 09:00 AM. Action is set for trial before the Honorable Stephen V Wilson. Counsel preparing for trial before this Court shall comply with this Order. Non-compliance will be subject to sanctions (See document for further details)(ir, ) (Entered: 03/22/2007)

03/27/2007 652 STIPULATION AND ORDER by Judge Stephen V. Wilson : IT IS HEREBY ORDERED that Defendant FenesisIntermedia, Inc is dismissesd from the instant action without prejudice. Genesisintermedia Inc terminated.(shb, ) (Entered: 03/28/2007)

04/06/2007 654 NOTICE OF JOINDER IN MOTIONS TO EXCLUDE EXPERT TESTIMONY PREVIOUSLY FILED BY THE DEUTSCHE BANK DEFENDANTS filed by Defendants Nomura Securities International Inc, Nomura Canada Inc, Scott Reed. (et) (Entered: 04/25/2007)

04/12/2007 655 Mail Returned addressed to Stuart L. Berman re 650 MINUTES: STATUS CONFERENCE held. (et) (Entered: 05/02/2007)

04/12/2007 656 Mail Returned addressed to Stuart L. Berman re 651 CIVIL TRIAL PREPARATION ORDER by Judge Stephen V. Wilson. (et) (Entered: 05/02/2007)

04/12/2007 657 Mail Returned addressed to Stuart L. Berman re 651 CIVIL TRIAL PREPARATION ORDER by Judge Stephen V. Wilson. (et) (Entered: 05/02/2007)

04/18/2007 663 Mail Returned addressed to Paul J Geller re 650 Civil Minutes - General (mg, ) (Entered: 05/11/2007)

04/18/2007 664 Mail Returned addressed to Paul J Geller re 651 Civil Trial Preparation Order (mg, ) (Entered: 05/11/2007)

04/18/2007 665 Mail Returned addressed to Paul J Geller re 651 Civil Trial Preparation Order (mg, ) (Entered: 05/11/2007)

04/18/2007 666 Mail Returned addressed to Paul J Geller re 652 Stipulation and Order (mg, ) (Entered: 05/11/2007)

04/18/2007 667 Mail Returned addressed to Stuart L Berman re 652 Stipulation and Order (mg, ) (Entered: 05/11/2007)

04/20/2007 678 CERTIFICATE OF SERVICE filed by Plaintiffs; Stipulation and [Proposed] Order Extending Date to Disclose Expert Testimony; served on 4/20/07. (mg, ) (Entered: 05/18/2007)

04/24/2007 653 STIPULATION AND ORDER by Judge Stephen V. WilsonThe last day for the parties expert testimony (with the exception of evidence intended solely to contradict or rebut evidence presented within a partys initial disclosures) to be disclosed will be 4/30/07.(bg, ) (Entered: 04/25/2007)

04/26/2007 668 NOTICE OF ENTRY OF ORDER filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (mg, ) (Entered: 05/15/2007)

05/01/2007 675 SEALED DOCUMENT-SUPPLEMENTAL EXPERT REPORT of Jane D. Nettesheim - Part 1 of 3 (mg, ) (Entered: 05/18/2007)



05/02/2007 658 NOTICE OF DOCUMENT DISCREPANCIES AND ORDER by Judge Stephen V. Wilson ORDERING Certificate of Service; Rule 26 statement of Harris L. Devor and Expert Report of Robert W. Lowry submitted by Plaintiffs David Osher, Horizon Int LLC, Amish Desai received on 4/30/07 to be filed and processed; filed date to be the date the document was stamped Received but not Filed with the Clerk.(et) (Entered:

05/03/2007)

05/02/2007 659 SEALED DOCUMENT-RULE 26 STATEMENT HARRIS L. DEVOR. (et) (Entered: 05/03/2007)

05/02/2007 660 SEALED DOCUMENT-EXPERT REPORT OF ROBERT W. LOWRY. (et) (Entered: 05/03/2007)

05/02/2007 661 PROOF OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, re SEALED DOCUMENT-RULE 26 STATEMENT HARRIS L. DEVOR 659 , SEALED DOCUMENT-EXPERT REPORT OF ROBERT W. LOWRY 660 , was served on 4/30/07. (et) (Entered: 05/03/2007)

05/04/2007 662 STIPULATION AND ORDER by Judge Stephen V. Wilson :Defendant Ramy El-Batrawi is dismissed from this consolidated action without prejudice and without costs of any party. Notice of such dismissal is not required pursuant to Rule 23(e) but in the event any court certifies this case to proceed as a class action in connection with the Notice of Pendency, plaintiffs counsel is directed to includ in such notice the fact of this dismissal. Each party shall bear its own costs. (ir, ) (Entered: 05/07/2007)

05/15/2007 669 NOTICE OF MOTION of Goodwin Procter LLP and local counsel Howrey LLP to Withdraw as Attorney for Defendant Wayne Breedon; Motion set for hearing on 6/11/2007 at 01:30 PM before Judge Stephen V. Wilson. (mg, ) (Entered: 05/16/2007)

05/15/2007 670 MEMORANDUM OF POINTS AND AUTHORITIES in Support of MOTION of Goodwin Procter LLP and local counsel Howrey LLP to Withdraw as Attorney 669 filed by Defendant Wayne Breedon's attorneys. (mg, ) (Entered: 05/16/2007)

05/15/2007 671 DECLARATION of Richard M Strassberg in Support MOTION of Goodwin Procter LLP and local counsel Howrey LLP to Withdraw as Attorney 669 filed by Defendant Wayne Breedon. (mg, ) (Entered: 05/16/2007)

05/15/2007 672 PROOF OF SERVICE filed by Defendant Wayne Breedon, re MOTION of Goodwin Procter LLP and local counsel Howrey LLP to Withdraw as Attorney 669 , Memorandum in Support of Motion 670 , Declaration 671 ; served on 5/15/07. (mg, ) (Entered: 05/16/2007)

05/15/2007 673 REQUEST for Approval of Substitution of Wayne Breedon in pro se in place of attorneys Goodwin Procter LLP and Howrey LLP filed by Defendant Wayne Breedon. Lodged proposed order. (mg, ) (Entered: 05/16/2007)

05/16/2007 674 Mail Returned addressed to Stuart L Berman re 653 Stipulation and Order Extending Date to Disclose Expert Testimony (mg, ) (Entered: 05/17/2007)

05/24/2007 679 Mail Returned addressed to Stuart L Berman re Notice of Document Discrepancies 658 (mg, ) (Entered: 05/25/2007)

05/25/2007 680 MEMORANDUM OF POINTS AND AUTHORITIES in Response and Partial Opposition of MOTION of Goodwin Procter LLP and local counsel Howrey LLP to Withdraw as Attorney 669 filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (mg, ) (Entered: 05/29/2007)

05/25/2007 681 CERTIFICATE OF SERVICE filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, re MEMORANDUM of Points and Authorities in Response and Partial

Opposition to Motion 680 ; served on 5/25/07. (mg, ) (Entered: 05/29/2007)

05/31/2007 682 APPLICATION for order Shortening Time for Motion for Order Allowing Plaintiff to File Fourth Amended Consolidated Complaint Under Seal, to be heard 6/11/07 at 1:30 pm; filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. Lodged proposed order and motion documents. (mg, ) (Entered: 06/01/2007)

05/31/2007 683 DECLARATION of Nicole Lavallee in support APPLICATION for order Shortening Time for Motion for Order Allowing Plaintiff to File Fourth Amended Consolidated Complaint Under Seal 682 filed by Plaintiff Amish Desai. (mg, ) (Entered: 06/01/2007)

05/31/2007 687 CERTIFICATE OF SERVICE filed by Plaintiffs re MOTION to File Under Seal 684 Memorandum in Support of Motion to File Under Seal 685 , Declaration in support of Motion to File Under Seal 686 ; served on 5/31/07. (mg) (Entered: 06/04/2007)

06/01/2007 684 NOTICE OF MOTION AND MOTION for Order Allowing Plaintiff to File Fourth Amended Consolidated Complaint Under Seal filed by Plaintiff. Motion set for hearing on 6/25/2007 at 01:30 PM before Judge Stephen V. Wilson. (mg) (Entered: 06/04/2007)

06/01/2007 685 MEMORANDUM OF POINTS AND AUTHORITIES in Support of MOTION for Order Allowing Plaintiff to File Fourth Amended Consolidated Complaint Under Seal 684 ; filed by Plaintiffs (mg) (Entered: 06/04/2007)

06/01/2007 686 DECLARATION of Nicole Lavallee in support MOTION to for Order Allowing Plaintiff to File Fourth Amended Consolidated Complaint Under Seal 684 filed by Plaintiffs (mg) (Entered: 06/04/2007)

06/01/2007 688 ORDER by Judge Stephen V. Wilson: Having considered Application for an Order Shortening Time and the Declaration of Nicole Lavallee in support thereof, and finding good cause therefore, Plaintiff's Application for an Order Shortening Time for the Motion for an Order Allowing Plaintiff to File Fourth Amended Complaint 682 is GRANTED. (mg) (Entered: 06/04/2007)

06/04/2007 689 DECLARATION of James C Magid in support of Stipulation and proposed order rescheduling pretrial conference; filed by Plaintiffs (mg) (Entered: 06/05/2007)

06/04/2007 690 CERTIFICATE OF SERVICE filed by PlaintiffS re Stipulation and proposed order; Declaration 689 ; served on 6/4/07. (mg) (Entered: 06/05/2007)

06/05/2007 691 STIPULATION AND ORDER by Judge Stephen V. Wilson rescheduling Pretrial Conference to 7/9/2007 at 03:30 PM (mg) (Entered: 06/06/2007)

06/06/2007 692 STIPULATION AND ORDER by Judge Stephen V. Wilson: It Is Hereby Ordered that Defendants Nomura Securities International Inc, Nomura Canada Inc, and Scott Reed are dismissed from this consolidated action without prejudice and without costs to any party. Each party shall bear its own costs. (mg) (Entered: 06/07/2007)

06/07/2007 693 NOTICE of Entry of Order Rescheduling Pretrial Conference filed by Plaintiffs (mg) (Entered: 06/11/2007)

06/11/2007 694 MINUTES OF Motion Hearing held before Judge Stephen V. Wilson: MOTION of Goodwin Procter LLP and local counsel Howrey LLP to Withdraw as Counsel for

Wayne Breedon 669 (filed 05/15/07). Hearing held. The motion is DENIED. Court Reporter: Deborah Gackle. (jp) (Entered: 06/19/2007)

06/15/2007 696 NOTICE OF INTENT of Defendant Wayne Breedon not to further defend against Plaintiffs' claims; filed by Defendant Wayne Breedon. (mg) (Entered: 06/28/2007)

06/15/2007 697 DECLARATION of Richard M Strassberg in support of NOTICE OF INTENT of Defendant Wayne Breedon not to further defend against Plaintiffs' claims 696 ; filed by Defendant Wayne Breedon. (mg) (Entered: 06/28/2007)

06/18/2007 698 Witness List filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 06/28/2007)

06/18/2007 699 SEALED DOCUMENT-DEFENDANTS' MEMORANDUM of CONTENTIONS of FACT and LAW (mg) (Entered: 06/28/2007)

06/18/2007 700 SEALED DOCUMENT-PLAINTIFFS' MEMORANDUM of CONTENTIONS of FACT and LAW (mg) (Entered: 06/28/2007)

06/18/2007 701 Witness List filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai. (mg) (Entered: 06/28/2007)

06/18/2007 702 JOINT Exhibit List filed by Plaintiffs and Deutsche Bank (mg) (Entered: 06/28/2007)

06/22/2007 703 CERTIFICATE OF SERVICE of Stipulation and [proposed] order scheduling briefing and hearing on motions in limine, filed by Plaintiffs David Osher, Horizon Int LLC, Amish Desai, served on 6/22/07. (mg) (Entered: 06/28/2007)

06/26/2007 695 STIPULATION AND ORDER by Judge Stephen V. Wilson that plaintiffs may file a Fourth Amended Consolidated Complaint, under seal, which will among other substantive revisions, add Ben H. Nordemann, Elizabeth Lamb, Therese Long and Christopher Long, as plaintiffs. (mg) (Entered: 06/27/2007)

06/27/2007 746 SEALED DOCUMENT-FOURTH AMENDED CONSOLIDATED CLASS ACTION COMPLAINT for Violation of Federal Securities Laws. Demand for a Jury Trial. (mg) Modified on 7/10/2007 (mg, ). (Entered: 07/10/2007)

06/27/2007 747 CERTIFICATE OF SERVICE filed by Plaintiffs re Fourth Amended Complaint 746 ; served on 6/27/07. (mg) (Entered: 07/10/2007)

06/28/2007 704 ORDER by Judge Stephen V. Wilson that Plaintiffs Renewed Motion for Class certification 576 is DENIED. (ir) (Entered: 06/28/2007)

06/28/2007 705 Mail Returned addressed to Stuart L Berman re Order Shortening Time for Motion for Order Allowing Plaintiff to File Fourth Amended Consolidated Complaint Under Seal 688 (mg) (Entered: 06/29/2007)

06/28/2007 706 Mail Returned addressed to Stuart L Berman re Stipulation and Order 691 (mg) (Entered: 06/29/2007)



06/28/2007 709 NOTICE OF MOTION AND MOTION IN LIMINE #1 to Exclude Reference to Voluntary Dismissal of Other Defendants; filed by Plaintiffs Amish Desai.Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged Proposed Order.(mg) (Entered: 06/29/2007)

06/28/2007 710 NOTICE OF MOTION AND MOTION IN LIMINE #2 for an Order Excluding Any Reference to, or Evidence of, an Unapproved Proposed Settlement; filed by Plaintiffs Amish Desai.Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged proposed order.(mg) (Entered: 06/29/2007)

06/28/2007 711 DECLARATION of Nicole Lavallee in support of MOTION IN LIMINE #2 to Exclude Any Reference to, or Evidence of, an Unapproved Proposed Settlement 710 filed by Plaintiff Amish Desai. (mg) (Entered: 06/29/2007)

06/28/2007 712 NOTICE OF MOTION AND MOTION IN LIMINE #3 to Exclude Reference to Expert Fees filed by Plaintiffs Amish Desai.Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged proposed order.(mg) (Entered: 06/29/2007)

06/28/2007 713 NOTICE OF MOTION AND MOTION IN LIMINE #4 to Exclude Any Evidence Regarding Whether Geni Was a Speculative Stock; filed by Plaintiff Amish Desai.Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged Proposed Order.(mg) (Entered: 06/29/2007)

06/28/2007 714 NOTICE OF MOTION AND MOTION IN LIMINE #5 to Exclude Reference to Fact That SEC Has Not Sued Deutsche Bank; filed by Plaintiffs Amish Desai.Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged Proposed Order.(mg) (Entered: 06/29/2007)

06/28/2007 715 SEALED DOCUMENT-PLAINTIFFS' NOTICE OF MOTION AND MOTION IN LIMINE #6 to Admit Evidence of Defendants' Other Stock Manipulation Schemes. Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged Proposed Order.(mg) (Entered: 06/29/2007)

06/28/2007 716 SEALED DOCUMENT-DECLARATION of Nicole Lavallee in support of Plaintiffs' MOTION IN LIMINE #6 to Admit Evidence of Defendants' Other Stock Manipulation Schemes 715 . (mg) (Entered: 06/29/2007)

06/28/2007 717 NOTICE OF MOTION AND MOTION IN LIMINE #7 Requesting an Order to compel Defendants to make available for Plaintiffs' case in chief any live witnesses outside the subpoena power of the Court whom defendants intend to call for their case in chief; filed by Plaintiffs.Motion set for hearing on 7/16/2007 at 01:30 PM before Judge Stephen V. Wilson. Lodged proposed order.(mg) (Entered: 06/29/2007)

06/28/2007 718 CERTIFICATE OF SERVICE filed by Plaintiffs, re MOTION IN LIMINE #1 to Exclude Reference to Voluntary Dismissal of Other Defendants 709 ; MOTION IN LIMINE #2 to Exclude Any Reference to, or Evidence of, an Unapproved Proposed Settlement 710 ; Declaration 711 ; MOTION IN LIMINE #3 to Exclude Reference to Expert Fees 712 ; (See document for further details); served on 6/28/07. (mg) (Entered: 06/29/2007)

06/28/2007 719 SEALED DOCUMENT-FINAL PRETRIAL CONFERENCE ORDER(mg) (Entered: 07/05/2007)

06/28/2007 720 CERTIFICATE OF SERVICE filed by Plaintiffs re Final Pretrial Conference Order 719 ; served on 6/28/07. (mg) (Entered: 07/05/2007)

06/28/2007 721 NOTICE OF MOTION No. 1 to Exclude adverse inferences based on assertions of the fifth amendment; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 722 MEMORANDUM OF LAW in Support of MOTION No. 1 to Exclude adverse inferences based on assertions of the fifth amendment 721 filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) Modified on 7/5/2007 (mg, ). (Entered: 07/05/2007)

06/28/2007 723 NOTICE OF MOTION No. 2 to Exclude Kenneth D'Angelo's Plea Materials; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 724 MEMORANDUM OF LAW in Support of Motion to Exclude Kenneth D'Angelo's Plea Materials 723 filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 07/05/2007)

06/28/2007 725 NOTICE OF MOTION No. 3 to Preclude Certain Testimony by Mary D Jepperson; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 726 MEMORANDUM OF LAW in Support of MOTION No. 3 to Preclude Certain Testimony by Mary D Jepperson 725 ; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 07/05/2007)

06/28/2007 727 NOTICE OF MOTION No. 4 to Exclude NYSE Letter; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) Modified on 7/5/2007 (mg, ). (Entered: 07/05/2007)

06/28/2007 728 SEALED DOCUMENT-DEFENSE MOTION NO. 4 - MEMORANDUM OF LAW IN SUPPORT OF DEUTSCHE Bank's Motion to exclude NYSE Letter(mg) (Entered: 07/05/2007)

06/28/2007 729 NOTICE OF MOTION No. 5 to Exclude references to certain potential uses of funds received in connection with alleged manipulative trading activities; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 730 SEALED DOCUMENT-MEMORANDUM in Support of Deutsche Bank's MOTION to Exclude references to certain potential uses of funds received in connection with alleged manipulative trading activities (mg) (Entered: 07/05/2007)

06/28/2007 731 NOTICE OF MOTION No. 6 to Exclude reference to alleged manipulation of the price of other securities; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007

before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 732 MEMORANDUM OF LAW in Support of MOTION No. 6 to Exclude reference to alleged manipulation of the price of other securities 731 filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 07/05/2007)

06/28/2007 733 NOTICE OF MOTION No. 7 to Preclude certain arguments of plaintiffs regarding market efficiency; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) Modified on 7/5/2007 (mg, ). (Entered: 07/05/2007)

06/28/2007 734 MEMORANDUM OF LAW in Support of MOTION No. 7 to Preclude certain arguments of plaintiffs regarding market efficiency [733; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) Modified on 7/5/2007 (mg, ). (Entered: 07/05/2007)

06/28/2007 735 NOTICE OF MOTION No. 8 to Exclude certain arguments of plaintiffs regarding the legality of borrowing shares of Genesisintermedia.Inc; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 736 MEMORANDUM OF LAW in Support of MOTION No. 8 to Exclude certain arguments of plaintiffs regarding the legality of borrowing shares of Genesisintermedia.Inc 735 filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 07/05/2007)

06/28/2007 737 NOTICE OF MOTION No. 9 to Exclude Evidence of Profane and Derogatory References; filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG.Motion set for hearing on 7/16/2007 before Judge Stephen V. Wilson.(mg) (Entered: 07/05/2007)

06/28/2007 738 MEMORANDUM OF LAW in Support of MOTION No. 9 to Exclude Evidence of Profane and Derogatory References 737 filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 07/05/2007)

06/28/2007 739 SEALED DOCUMENT-DECLARATION of Catheryn A. O'Rourke in support of Deutsche Bank's MOTIONS IN LIMINE (mg) (Entered: 07/05/2007)

06/28/2007 740 CERTIFICATE OF SERVICE filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG, re Motion No. 1 721 ; Memorandum in Support of Motion, 722 ; MOTION No. 2 to Exclude Kenneth D'Angelo's Plea Materials 723 ; Memorandum in Support of Motion 724 ; (see document for further details); served on 6/28/07. (mg) (Entered: 07/05/2007)

07/02/2007 741 STIPULATION AND ORDER by Judge Stephen V. Wilson: The parties will file their Motions in Limine no later than 6/28/07, will file any opposition to a Motion in Limine no later than 7/12/07, and this Court will hold a hearing on the Motions in limine on 7/16/07 at 1:30 PM (mg) (Entered: 07/05/2007)

07/05/2007 742 JOINT SUBMISSION RE: I) PROPOSED JOINT JURY INSTRUCTIONS; Plaintiffs' jury instructions opposed by defendants; and defendants jury instructions opposed by plaintiff; and II) Competing verdict forms; filed by Plaintiffs (mg) (Entered:

07/09/2007)

07/05/2007 743 CERTIFICATE OF SERVICE filed by Plaintiffs re JOINT SUBMISSION RE: I) PROPOSED JOINT JURY INSTRUCTIONS; Plaintiffs' jury instructions opposed by defendants; and defendants jury instructions opposed by plaintiff; and II) Competing verdict forms 742 ; served on 7/5/07. (mg) (Entered: 07/09/2007)

07/09/2007 744 Mail Returned addressed to Stuart L Berman re Civil Minutes - General 694 (mg) (Entered: 07/10/2007)

07/09/2007 745 Mail Returned addressed to Stuart L Berman re Order Denying Plaintiffs' Renewed Motion for Class Certification 704 (mg) (Entered: 07/10/2007)

07/09/2007 749 MINUTES of Pretrial Conference held before Judge Stephen V. Wilson: It is confirmed that Defendant Courtney Smith is dismissed from the action, the parties will submit a stipulation and proposed order. The parties represent to the Court their willingness to submit offers of judgment. The Court grants the parties up to noon tomorrow to explore this possibility. Should an agreement be reached, the parties are instructed to contact the Court's clerk. Court Reporter: Maria Bustillos.(mg) (Entered: 07/12/2007)

07/10/2007 748 MINUTES (IN CHAMBERS) by Judge Stephen V. Wilson: On 7/10/07, the parties represented to the Court that they would submit offers of judgment within a few days. Based on this representation, the Court VACATES the hearing of 7/16/07 on the Motions in Limine 709 710 712 713 714 715 717 721 723 725 727 729 731 733 735 737 and VACATES the trial on 7/24/07. The Court Orders the parties to submit the offers of judgment by 7/16/07. (mg) (Entered: 07/11/2007)

07/13/2007 750 Mail Returned addressed to Stuart L Berman re Stipulation and Order, 695 (mg) (Entered: 07/16/2007)

07/16/2007 751 NOTICE of Offer of Judgment filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (mg) (Entered: 07/18/2007)

07/16/2007 752 CERTIFICATE OF SERVICE filed by Plaintiffs re Stipulation and [Proposed] Order re dismissal of plaintiff Ben H Nordemann; and Offer of Judgment 751 served on 7/16/07. (mg) (Entered: 07/18/2007)

07/18/2007 753 CERTIFICATE OF SERVICE filed by Plaintiffs; Stipulation and [proposed[ order re dismissal of Courtney D Smith; served on 7/11/07. (mg) (Entered: 07/19/2007)



07/24/2007 756 STIPULATION AND ORDER by Judge Stephen V. Wilson that Defendant Courtney D. Smith shall be dismissed from this consolidated action, without prejudice and without costs to any party. Each party shall bear its own costs. (mg) (Entered: 07/25/2007)

07/24/2007 757 STIPULATION AND ORDER by Judge Stephen V. Wilson: It Is Hereby Ordered: 1) Plaintiff Ben H Nordemann is dismissed from this consolidated action, without

prejudice and without costs to any party. (Made JS-6. Case Terminated.) (mg) (Entered: 07/25/2007)


07/31/2007 759 OFFER OF JUDGMENT: Deutsche Bank offers plaintiffs the following amount in full satisfaction of their alleged actual damages: Amish Desai: $297,353.60, Elizabeth Lamb: $1,200, Therese and Christopher Long: $3,037, this offer of judgment does not include attorneys' fees, costs beyond those awardable under 28 U.S.C.1920, or any pre-judgment interest by Judge Stephen V. Wilson,(bp) (Entered: 08/02/2007)



08/15/2007 762 SEALED DOCUMENT-PLAINTIFFS' APPLICATION Seeking Entry of Default Judgment Against Wayne Breedon, Kenneth D'Angelo, RBF International, Inc. and Ultimate Holdings, Ltd. Application set for hearing on 9/17/2007 at 01:30 PM before Judge Stephen V. Wilson. (mg) (Entered: 08/21/2007)

08/15/2007 763 PLAINTIFFS' NOTICE OF APPLICATION Seeking Entry of Default Judgment Against Wayne Breedon, Kenneth D'Angelo, RBF International, Inc. and Ultimate Holdings, Ltd. 762 filed by Plaintiffs (mg) (Entered: 08/21/2007)

08/15/2007 764 SEALED DOCUMENT-PLAINTIFFS' Notice of Motion, Motion, and Memorandum of Points and Authorities in Support of Motion Seeking Entry of Default Against Wayne Breedon; [Proposed Entry of Default]. Motion set for hearing on 9/17/2007 at 01:30 PM before Judge Stephen V. Wilson. (mg) (Entered: 08/21/2007)

08/15/2007 765 SEALED DOCUMENT-DECLARATION of Nicole Lavallee in Support of Plaintiffs' Motion Seeking Entry of Default Against Wayne Breedon and Plaintiffs' Application Seeking Entry of Default Judgment Against Wayne Breedon, Kenneth D'Angelo, RBF International, Inc., and Ultimate Holdings, Ltd. (mg) (Entered: 08/21/2007)

08/15/2007 766 SEALED DOCUMENT-DECLARATION of Steven Korostoff (mg) (Entered: 08/21/2007)

08/15/2007 767 SEALED DOCUMENT-PLAINTIFFS' LODGMENT OF Audio CD-Rom in Support of Plaintiffs' Motion Seeking Entry of Default Against Wayne Breedon and Plaintiffs' Application Seeking Entry of Default Judgment Against Wayne Breedon, Kenneth D'Angelo, RBF International, Inc., and Ultimate Holdings, Ltd (mg) Modified on 8/21/2007 (mg, ). (Entered: 08/21/2007)

08/15/2007 768 SEALED DOCUMENT-PLAINTIFFS' NOTICE OF LODGING Audio CD-Rom as Exhibit A to Declaration of Nicole Lavallee in Support of Plaintiffs' Motion Seeking Entry of Default Against Wayne Breedon and Plaintiffs' Application Seeking Entry of Default Judgment Against Wayne Breedon, Kenneth D'Angelo, RBF International, Inc., and Ultimate Holdings, Ltd (mg) (Entered: 08/21/2007)

08/15/2007 769 PROOF OF SERVICE filed by Plaintiffs re APPLICATION for Default Judgment 762 ; Notice Application Seeking Default Judgment 763 ; (see document for further

details); served on 8/14/07. (mg) (Entered: 08/21/2007)

08/31/2007 770 NOTICE OF DEFENDANT WAYNE BREEDON'S INTENT NOT TO DEFEND AGAINST PLAINTIFFS' MOTION SEEKING DEFAULTfiled by Defendant Wayne Breedon. (pc) (Entered: 09/06/2007)

09/06/2007 771 Mail Returned addressed to Stuart L Berman re Offer of Judgment 759 . Not Deliverable as Addressed-Unable to Forward. (ad) (Entered: 09/12/2007)

09/12/2007 772 MINUTES OF IN CHAMBERS ORDER held before Judge Stephen V. Wilson : Plaintiffs' application seeking entry of default judgment against Wayne Breedon, Kenneth D'Angelo, RBF International, and Ultimate Holdings. The motion listed above is taken under submission, Order to issue. The September 17, 2007 hearing is vacated.(bp) (Entered: 09/13/2007)

09/18/2007 774 NOTICE OF ENTRY OF ORDER filed by plaintiffs' (pc) (Entered: 09/24/2007)

09/19/2007 773 DEFAULT JUDGMENT Against Wayne Breedon, Kenneth D'Angelo, RBF International, Inc and Ultimate Holdings, Ltd by Judge Stephen V. Wilson: THIS COURT HEREBY ORDERERS: Judgment is entered against Breedon, D'Angelo, RBF and Ultimate, and for plaintiffs, in the full amount of each plaintiff's compensatory damages in connecion with his or her purchase and/or sale of the common share of GenesisIntermedia, Inc. Each plaintiff's compensatory damages are as follows: Amish Desai: $274,845.45; Theresa and Christopher Long: $2,676.46; Elizabeth Lam: $1,157.20. (See document for further details.) (pcl) (Entered: 09/21/2007)

09/26/2007 775 Mail Returned addressed to Stuart L. Berman (pc) (Entered: 09/28/2007)

10/02/2007 776 Mail Returned addressed to Stuart L. Berman (pc) (Entered: 10/02/2007)

10/02/2007 777 NOTICE of Change of Firm Name by Ira M Press, Jeffrey H Squire attorney for Plaintiff David Osher, changing firm name to Kirby McInerney LLP. Filed by plaintiff David Osher (bb) (Entered: 10/29/2007)

12/12/2007 778 JUDGMENT by Judge Stephen V. Wilson, in favor of Amish Desai against Deutsche Bank AG, Deutsche Bank Canada, Deutsche Bank Securities Inc, Deutsche Bank Securities Limited, in the amount of $297,353.60; and in favor of ELizabeth Lamb against Deutsche Bank AG, Deutsche Bank Canada, Deutsche Bank Securities Inc, Deutsche Bank Securities Limited; in the amount of $1,200.00, and in favor of Christopher Long against Deutsche Bank AG, Deutsche Bank Canada, Deutsche Bank Securities Inc, Deutsche Bank Securities Limited in the amount of $3037.00. This judgment does not include attorneys' fees, costs beyond those awardable under 28 USC Section 1920, or any pre-judgment interest. (See order for further details) (shb) (Entered: 12/14/2007)

12/27/2007 780 NOTICE OF APPLICATION to the Clerk to Tax Costs against Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG filed by Plaintiffs Amish Desai, ELizabeth Lamb, Christopher Long and Therese Long.Application set for hearing on 1/10/2008 at 10:00 AM before Clerk of Court. Lodged bill of cost. (shb) Modified on 1/4/2008 (shb, ). (Entered: 01/04/2008)

12/27/2007 781 PROOF OF SERVICE filed by Plaintiffs Amish Desai, ELizabeth Lamb, Therese Long, Christopher Long, re APPLICATION to the Clerk to Tax Costs against

Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG 780 served on 12/27/07. (shb) (Entered: 01/04/2008)

01/03/2008 779 OBJECTIONS TO BILL OF COSTS filed by Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG. (Denton, Robert) (Entered: 01/03/2008)

01/10/2008 782 BILL OF COSTS. Costs Taxed in amount of $ 72,139.13 in favor of Plaintiffs Amish Desai, Elizabeth Lamb and Therese and Christopher Long and against Deutsche Bank. RE: APPLICATION to the Clerk to Tax Costs against Defendants Deutsche Bank Securities Limited, Deutsche Bank Securities Inc, Deutsche Bank AG 780 (rb) (Entered: 01/10/2008)

01/11/2008 783 NOTICE OF APPEAL to the 9th CCA RE Judgment [778} Filed on: 12/12/07 Entered on: 12/24/07 and all interlocutory orders that gave rise to that judgment, including Order 704 filed on: 6/28/07; Entered on 6/28/07 filed by plaintiff Amish Desai, ELizabeth Lamb, Therese Long, Christopher Long. Appeal Fee BILLED. (Magid, James) Modified on 1/16/2008 (car, ). (Entered: 01/11/2008)

01/11/2008 784 REPRESENTATION STATEMENT re Appeal to 9th Circuit Court of Appeals 783 . (Magid, James) (Entered: 01/11/2008)

01/11/2008 785 REPRESENTATION STATEMENT re Appeal to 9th Circuit Court of Appeals 783 . (Magid, James) (Entered: 01/11/2008)

01/11/2008 786 Civil Appeals Docketing Statement received from plaintiff Amish Desai, ELizabeth Lamb, Therese Long, Christopher Long forwarded to 9th CCA. RE: Appeal to 9th Circuit Court of Appeals 783 (Attachments: # 1 Exhibit Judgment 12/12/07# 2 Exhibit Order Denying Class Cert 6/28/07)(Magid, James) (Entered: 01/11/2008)

01/11/2008 787 OF SERVICE filed by plaintiff Amish Desai, ELizabeth Lamb, Therese Long, Christopher Long, re Appeal to 9th Circuit Court of Appeals 783 , Representation Statement 785 , Appeals Docketing Statement (A-11a), Appeals Docketing Statement (A-11a) 786 served on 1/11/2008. (Magid, James) (Entered: 01/11/2008)

01/16/2008 788 NOTICE OF APPEAL NOTIFICATION form issued regarding Appeal to 9th Circuit Court of Appeals, 783 as to Plaintiffs Amish Desai, ELizabeth Lamb, Christopher Long. (car) (Entered: 01/16/2008)

01/16/2008 789 BILLING LETTER ISSUED as to Plaintiffs Amish Desai, Therese and Christopher Long, and Elizabeth Lamb in the amount of $455.00 re Appeal to 9th Circuit Court of Appeals, 783 (car) (Entered: 01/16/2008)

01/16/2008 Transmission of Notice of Appeal and Docket Sheet to US Court of Appeals re: Appeal to 9th Circuit Court of Appeals, 783 (car) (Entered: 01/16/2008)

02/04/2008 790 APPEAL FEE PAID: re Appeal to 9th Circuit Court of Appeals, 783 as to Plaintiffs Amish Desai, Elizabeth Lamb, Christopher Long; Receipt Number: 104032 in the amount of $455. (car) (Entered: 02/04/2008)

02/11/2008 791 TRANSCRIPT DESIGNATION AND ORDERING FORM For Dates: 06/19/06 08/10/06; Court Reporter: Deborah Gackle; Court of Appeals Case Number: 08-55081; Re: 783 (Magid, James) (Entered: 02/11/2008)

03/20/2008 792 TRANSCRIPT filed for proceedings held on 06/19/06 Court Reporter: Deborah K. Gackle. (ha) (Entered: 03/21/2008)

01/07/2009 793 NOTICE of Change of Address by James C Magid attorney for Plaintiff Amish Desai, changing firm name to Berman DeValerio. Filed by plaintiff Amish Desai (Magid, James) (Entered: 01/07/2009)

03/23/2009 794 RECORD ON APPEAL sent to Circuit Court res: Appeal number, 08-55081. Records consists of Fourteen (14) volumes, Three (3) bulky documents, docket numbers: 518, 608 AND 610 and Three (3) Reporter's Transcripts re Notice of Appeal to 9th Circuit Court of Appeals, 783 . (dmap) (Entered: 03/25/2009)

03/23/2009 795 APPEAL RECORD sealed documents sent to Circuit Court re: Appeal number, 08-55081. Thirty one (31) documents were sent with this transmittal. Document numbers: See document for details. Re: Notice of Appeal to 9th Circuit Court of Appeals, 783 . (dmap) (Entered: 03/25/2009)

04/10/2009 796 ORDER from 9th CCA filed re: Notice of Appeal to 9th Circuit Court of Appeals, 783 filed by Amish Desai, Therese Long, Christopher Long, ELizabeth Lamb, CCA # 08-55081. Plaintiffs-Appellants' motion requesting a continuance of oral argument is GRANTED. The Court will hear oral argument in the above-captioned matter on Thursday, May 7, 2009. Order received in this district on 4/10/09. (lr) (Entered: 04/14/2009)

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