Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the...

36
Understanding the Risks Created by Reduced Civil Affairs Capacity by Lieutenant Colonel Joseph J. Malizia, Jr. United States Army Strategy Research Project Under the Direction of: Mr. Anthony Lieto United States Army War College Class of 2017 DISTRIBUTION STATEMENT: A Approved for Public Release Distribution is Unlimited The views expressed herein are those of the author(s) and do not necessarily reflect the official policy or position of the Department of the Army, Department of Defense, or the U.S. Government. The U.S. Army War College is accredited by the Commission on Higher Education of the Middle States Association of Colleges and Schools, an institutional accrediting agency recognized by the U.S. Secretary of Education and the Council for Higher Education Accreditation.

Transcript of Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the...

Page 1: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

Understanding the Risks Created by Reduced Civil Affairs Capacity

by

Lieutenant Colonel Joseph J. Malizia, Jr. United States Army

Str

ate

gy

Re

se

arc

h P

roje

ct

Under the Direction of: Mr. Anthony Lieto

United States Army War College Class of 2017

DISTRIBUTION STATEMENT: A

Approved for Public Release Distribution is Unlimited

The views expressed herein are those of the author(s) and do not necessarily

reflect the official policy or position of the Department of the Army, Department of Defense, or the U.S. Government. The U.S. Army War College is accredited by

the Commission on Higher Education of the Middle States Association of Colleges and Schools, an institutional accrediting agency recognized by the U.S.

Secretary of Education and the Council for Higher Education Accreditation.

Page 2: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

REPORT DOCUMENTATION PAGE Form Approved--OMB No. 0704-0188

The public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and

maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including

suggestions for reducing the burden, to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (0704-0188), 1215 Jefferson Davis Highway, Suite

1204, Arlington, VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information

if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS.

1. REPORT DATE (DD-MM-YYYY)

01-04-2017

2. REPORT TYPE

STRATEGY RESEARCH PROJECT .33

3. DATES COVERED (From - To)

4. TITLE AND SUBTITLE

Understanding the Risks Created by Reduced Civil Affairs Capacity 5a. CONTRACT NUMBER

5b. GRANT NUMBER

5c. PROGRAM ELEMENT NUMBER

6. AUTHOR(S)

Lieutenant Colonel Joseph J. Malizia, Jr. United States Army

5d. PROJECT NUMBER

5e. TASK NUMBER

5f. WORK UNIT NUMBER

7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES)

Mr. Anthony Lieto

8. PERFORMING ORGANIZATION REPORT NUMBER

9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES)

U.S. Army War College, 122 Forbes Avenue, Carlisle, PA 17013

10. SPONSOR/MONITOR'S ACRONYM(S)

11. SPONSOR/MONITOR'S REPORT NUMBER(S)

12. DISTRIBUTION / AVAILABILITY STATEMENT Distribution A: Approved for Public Release. Distribution is Unlimited.

To the best of my knowledge this SRP accurately depicts USG and/or DoD policy & contains no classified

information or aggregation of information that poses an operations security risk. Author: ☒ PA: ☒

13. SUPPLEMENTARY NOTES

Word Count: 7209

14. ABSTRACT

The Army’s ill-advised decision to reduce its active component CA capacity had multiple negative impacts

on Joint Force readiness, creating gaps and seams in Theater Campaign Strategies and Integrated

Country Strategies at Geographic Combatant Commands and U.S diplomatic missions around the world.

Additionally, U.S. Forces Command no longer has sufficient capacity to deploy CA forces for early entry

operational requirements. Current mitigation strategy calls for increased reliance on reserve component

CA. However, given reserve component mobilization restrictions and the differences in accessions,

training, and employment, active and reserve component CA are not interchangeable. Reliance on

reserve component CA forces negatively impacts Joint Force readiness and increases the risk to mission

when compared to an active component CA unit. This paper reviews the strategic significance of CA in

bridging military success to enduring victory and argues that much of the predicament the Army finds itself

in with respect to CA capacity stems from a systemic lack of strategic leadership in key positions. Moving

forward, the Army must assign its active component CA General Officers to strategic positions in the CA

Commandant’s Office and on the Army Staff to leverage their experience and expertise as it pertains to CA

and Military Support to Governance. 15. SUBJECT TERMS

Readiness, 85th Civil Affairs Brigade, General Officer, Civil Affairs Commandant, USASOC, USACAPOC, FORSCOM, USARC, TAA 18-22, Inactivation

16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT

UU

18. NUMBER OF PAGES

36 19a. NAME OF RESPONSIBLE PERSON

a. REPORT

UU b. ABSTRACT

UU c. THIS PAGE

UU 19b. TELEPHONE NUMBER (w/ area code)

Standard Form 298 (Rev. 8/98), Prescribed by ANSI Std. Z39.18

Page 3: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

Understanding the Risks Created by Reduced Civil Affairs Capacity

(7209 words)

Abstract

The Army’s ill-advised decision to reduce its active component CA capacity had multiple

negative impacts on Joint Force readiness, creating gaps and seams in Theater

Campaign Strategies and Integrated Country Strategies at Geographic Combatant

Commands and U.S diplomatic missions around the world. Additionally, U.S. Forces

Command no longer has sufficient capacity to deploy CA forces for early entry

operational requirements. Current mitigation strategy calls for increased reliance on

reserve component CA. However, given reserve component mobilization restrictions

and the differences in accessions, training, and employment, active and reserve

component CA are not interchangeable. Reliance on reserve component CA forces

negatively impacts Joint Force readiness and increases the risk to mission when

compared to an active component CA unit. This paper reviews the strategic significance

of CA in bridging military success to enduring victory and argues that much of the

predicament the Army finds itself in with respect to CA capacity stems from a systemic

lack of strategic leadership in key positions. Moving forward, the Army must assign its

active component CA General Officers to strategic positions in the CA Commandant’s

Office and on the Army Staff to leverage their experience and expertise as it pertains to

CA and Military Support to Governance.

Page 4: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

Understanding the Risks Created by Reduced Civil Affairs Capacity

I have three priorities. #1…Readiness is #1, and there is no other #1. #2. Future Army. We will do what it takes to build an agile, adaptive Army of the future. We need to listen and learn – first from the Army itself…

—General Mark A. Milley1

Over the past ten years, the Army’s active component Civil Affairs (CA) force

structure experienced rapid growth followed by severe reductions. The most recent

development was the decision to cut the majority of active component CA forces not

assigned to the U.S. Army Special Operations Command (USASOC). This follows a

trend, not necessarily unique to CA, of rapidly growing the force in times of crisis,

followed by draconian cuts when resources are scarce. In the case of CA however,

slashing this capability puts both military and diplomatic strategies at risk by eliminating

a key strategic enabler that specializes in linking military operations to larger national

security objectives.

The 2015 Total Army Analysis (TAA) 18-22, which directed the inactivation of the

active component 85th Civil Affairs Brigade (CA BDE) Headquarters and four of its

subordinate battalions, was predicated on increased reliance on reserve component

CA. However, as currently assessed, trained, and employed, reserve component CA

cannot replicate the capabilities the active component force structure provides.

Furthermore, mobilization restrictions constrain reserve component support, negatively

impacting Joint Force readiness and increasing the risk to the mission.

In February 2017, senior leaders in the Army recognized the error in the decision

to reduce active component CA capacity. The Army Force Modernization Proponent for

Civil Affairs categorized the decision as “High Risk” to a 1- 2-Star General Officer

Steering Committee on January 17, 2017.2 Shortly thereafter, Major General James B.

Page 5: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

2

Linder petitioned Lieutenant General Joseph Anderson, the Deputy Chief of Staff of the

Army G-3/5/7, to retain CA force structure:

It is the assessment of this headquarters that the risk incurred in Total Army Analysis 18-22 is detrimental to the total Civil Affairs force and the future capability needs of the Army. We recommend no further reduction of this force and that the Army immediately cancel the FY17 scheduled force structure reductions in order to retain the critical, high demand capability provided by the Office of the Secretary of Defense-directed active component general purpose force Civil Affairs units.3

One month later, Lieutenant General Anderson directed further inactivation be delayed

180 days to consider the request and “allow the TAA process to run its course.”4

Senior leader recognition of the consequences of the reduced active component

CA capacity is encouraging, but it is also overdue. Actions to retain the 85th CA BDE

should have been taken years before. The current situation points to one of the key

structural failures in the swift expansion and sudden reduction in CA capability, a lack of

institutionalized senior leadership positions within the CA community for active

component CA General Officers.

This paper reviews the strategic significance of CA in bridging military success to

enduring victory by first providing a brief historical overview of CA support to achieving

national strategic objectives during past and current conflicts. Next, it demonstrates how

the loss of active component CA capacity increases risk to the Joint Force and classifies

U.S. Forces Command’s (FORSCOM) plan to rely on reserve component CA as a high-

risk strategy. Finally, it argues that much of the predicament the Army finds itself in with

respect to CA capacity stems from a systemic lack of strategic leadership in key

positions. No matter what the future holds with respect to CA force structure, the

leadership component must be addressed to lead this essential and increasingly scarce

capability.

Page 6: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

3

A Historical Overview of Civil Affairs Support to Achieving National Strategic Objectives

Civil-military operations (CMO) secure the victory through activities designed to

“establish, maintain, influence or exploit relationships with indigenous populations” in

conflict affected and fragile states.5,6 Though critical to the conduct of shaping

operations, stabilization operations, and enabling civil authority, CA forces are strategic

multipliers in supporting all phases of Joint operations.7

CMO have been an integral part of military strategy for almost 200 years.

Historians attribute General Winfield Scott as leading the military’s first efforts to provide

governance in enemy territory in 1847 during the U.S.-Mexican War.8,9 In the early

twentieth century, CMO were the foundation of President William McKinley’s strategy in

the Philippines and were vital to successful reconstruction in Europe following both

World Wars.10

Recognizing the impact of CMO in achieving U.S. policy and military objectives,

the War Department began to formalize the specialty. In 1940, it published the first field

manual on military governance.11 Shortly thereafter, the Secretary of War authorized the

training of officers to conduct military governance activities.12 By 1955, the Army

established the Civil Affairs and Military Government Branch.13 Since then, CMO played

an important role in almost every major conflict to include Korea, Vietnam, Panama,

Grenada, Operations Desert Shield and Desert Storm, Bosnia, Kosovo, and the Global

War on Terror.14

In the contemporary era, there is an increased appreciation of the value of

engagement in the human domain and, as CA forces specialize in this arena, the

demand for CA forces remains high. CA supports the Army Operating Concept through

activities designed to Shape the Security Environment, Project National Power, conduct

Page 7: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

4

Wide Area Security, and conduct Special Operations, targeting America’s biggest

threats.15 Specifically, CA forces are training European partners to build partner capacity

and deter Russian aggression; they are engaged in the Pacific, operating by, with, and

through political and military allies to maintain U.S. access and limit Chinese influence

in the region; they conduct Joint Combined Exchange Training in South Korea and

Southwest Asia to strengthen our allies and partners against North Korea and Iran; and

they support counter-terrorism operations all over the world.

The Rapid Growth of Active Duty Civil Affairs

Active component CA experienced a massive transformation over the last

decade. In 2005, force structure was limited to one battalion supporting the U.S. Army

Special Operations Command (USASOC). In 2008, the Office of the Secretary of

Defense (OSD) directed the Army to increase its active component CA capacity to meet

increased operational demands on the Joint Force.16 By 2011, the force had grown to

two brigades providing support to both USASOC and FORSCOM, representing an

increase in personnel of approximately 500%.

The transformation was successful. Civil Affairs’ newest capability, the 85th CA

BDE remained constantly deployed, executing several named operations to include

JUNIPER SHIELD and ATLANTIC RESOLVE, providing annual support to exercises

such as PACIFIC PATHWAYS, and working alongside brigade combat teams as they

executed their Regionally Aligned Forces missions to build partner capacity. In fewer

than 5 years, the brigade provided direct support to Army, Air Force, and Special

Operations component commands and deployed forces on 5 continents and in over 70

countries in support of 5 CONPLANs, 25 named operations, and 51 exercises and

Combat Training Center rotations.17

Page 8: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

5

However, in the Army’s efforts to build units and rapidly field forces to impact the

current fight, very little emphasis was given to developing a strategic vision for a CA

branch that suddenly found itself much larger, more in demand, and more critical to

success on the 21st century battlefield today and in the future. While two active

component CA officers were promoted to the rank of Brigadier General during this

decade of titanic change, they were not charged with leading this transformed

capability. Instead, they were assigned to other strategic positions which provided only

tangential opportunities to impact the branch. As a result, the opportunity to optimize

this transformed capability and properly incorporate it into the Army Operating Concept

was lost.

A Service Decision Creates Risk across the Joint Force

In 2014, the Department of Defense (DoD) experienced a period of sequestration

and the Army had to make difficult decisions about its force structure. Despite OSD’s

2008 directive, FORSCOM chose to assume risk in its CA capacity and ordered the

inactivation of the 85th CA BDE. This decision was not based on a reduced demand

signal. Indeed, demand for CA had long been greater than the capacity of the CA force

to provide it. Since the activation of the 85th CA BDE, for example, active component CA

was unable to fill an average of 29 validated requirements per year.18

Nevertheless, ARSTRUC 18-22 directed the inactivation of the brigade

headquarters and four battalions. “Rather than preserve human engagement

capabilities that, dollar for dollar, do more to win the wars of today and the peace of the

future, the Army is divesting itself of a large number of CA forces.”19 Similarly, the U.S.

Navy cut Maritime Civil Affairs entirely from its force structure.20 As the United States

Marine Corp maintains a very limited active component CA capability (194 active duty

Page 9: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

6

personnel), the inactivation of this Army brigade signifies an enormous reduction in the

Joint Force capability.21

Thus, a service decision is impacting Joint Force capacity and capability and the

impact should be viewed through a Joint lens.22 Senator John McCain warned about the

general risks associated with Services cutting Joint Force capabilities when he

addressed the Senate Armed Services Committee on November 5, 2015. He stated,

“There are serious questions about how to properly prioritize new and unconventional

missions. We cannot afford for these vital functions to be orphaned within Services that

will undercut and underfund them in favor of parochial priorities.”23

The impact to the Joint Force remains significant. The decreased active

component CA capability created gaps and seams in both Theater Campaign Strategies

and Integrated Country Strategies at the Geographic Combatant Commands and U.S.

diplomatic missions around the world. In an era where the DoD placed increased

emphasis on conflict prevention, the Army eliminated one of the Combatant

Commanders’ and U.S. Ambassadors’ key strategic enablers.24

Understanding the Capability Gaps between Active and Reserve Component Civil Affairs

FORSCOM’s risk mitigation strategy is to increase reliance on reserve

component CA and therefore, a frank assessment of the qualifications of this force must

be considered. When comparing active and reserve component CA, it is clear that each

component provides different and distinct capabilities, which are rooted in how they

access, train, and employ their CA Soldiers.25

Page 10: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

7

Accessions

DA PAM 600-3 recognizes CA’s role in engagement and the human domain as

“the differentiating factor that separates CA forces from all other military organizations”

and subsequently, it requires that CA officers possess “unique attributes.” 26 CA officers

must be mature professionals, able to act independently with little or no supervision.

They must be skilled in diplomacy, persuasion, negotiation, and international relations.27

Towards that end, CA recruiting efforts target candidates with those qualities.

CA candidates in the active component must first have attained the rank of

promotable first lieutenant or promotable specialist. This requirement increases the

likelihood that candidates have reached appropriate levels of maturity and responsibility

(attained through various military and life experiences) to effectively operate

independently in austere environments, understand the political dynamics and risk

associated with conducting civil affairs operations (CAO), and competently

communicate with U.S. Ambassadors and senior military officers.

Designated candidates advance to the Civil Affairs Assessment and Selection

(CAAS) course. CAAS utilizes a rigorous, analytical process to evaluate a CA

candidate’s mental, physical, and psychological make-up and objectively determine if

they have the unique attributes and competencies to perform as a CA operator. Current

selection rates demonstrate the difficulty in meeting the standards outlined in DA PAM

600-3. Only 68% of active component officers are selected while less than half of the

noncommissioned officers and promotable specialists are selected (47%).28 Those

selected continue on to CA training. Those not selected must return to their previous

MOS or pursue other opportunities outside of CA.

Page 11: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

8

In the reserve component, the accessions process is more subjective and lacks

systematic, institutionalized processes to ensure CA candidates have the unique

attributes outlined in DA PAM 600-3. There is no minimum rank required for assignment

to an operational CA unit. Candidates do not attend CAAS. Instead, unit commanders

recruit CA candidates and are empowered to autonomously decide if a candidate meets

the requirements outlined in the DA PAM.29

Training

Another major distinction between active and reserve component CA is the

different training standards at the Civil Affairs Qualification Course (CAQC). Officers in

the active component must complete 43 weeks of resident CA and language training

before they are MOS qualified and assigned to an operational unit.30

In the reserve component, CA candidates are assigned to operational units prior

to MOS qualification.31 They must complete 29 days of resident CA training, but the bulk

of their education is achieved through distance learning and they are not required to

conduct foreign language training.32 Candidates have up to two years to complete MOS

qualification.33

Between October 2016 and March 2017, MOS qualification rates for CA captains

assigned to the U.S. Army Civil Affairs and Psychological Operations Command

(Airborne) (USACAPOC (A)), the reserve component CA headquarters, fluctuated

between 36% and 43%.34 Remarkably, the lack of MOS qualification does not always

preclude a reserve component CA officer from deploying to perform CAO. According to

a 2017 After Action Review on the transition between Charlie Company, 82nd Civil

Affairs Battalion (CA BN) and Charlie Company, 415th CA BN for Operation Atlantic

Resolve, the reserve component team leader deployed to Hungary without completing

Page 12: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

9

CAQC. The report states, this team “had significant issues…creating post mission

products…conducting civil engagement, force protection, and understanding their

environment while in Hungary.”35

As it pertains to training at the unit level, active component CA Soldiers regularly

conduct individual and collective training in support of pending operational

requirements. Funding and time are in ample supply and do not typically constrain unit

training readiness.

Within USACAPOC (A), fiscal constraints inhibit collective training. According to

Christopher Holshek, senior civil-military advisor to the International Peace Security

Institute and Alliance for Peacebuilding and retired U.S. Army Reserve Civil Affairs

officer, “Funding for reserve component CA…has dwindled to individual readiness-

related training. As a result, there is little left for reserve CA rotations at combat training

centers and in overseas engagement operations.”36 Consequently, weekend drill and

annual training primarily focus on completing Soldier readiness requirements (medical,

dental, legal, etc.) and individual training, to the detriment of collective training.37

Tactical Employment

Differences in foreign language and medical proficiencies result in distinct unit

capabilities which affect the tactical employment of CA units. In the active component,

the requirement for foreign language proficiency provides units with advanced

communication skills, minimizing the need for interpreter support. Additionally, each

active duty CA team has a medic with advanced medical training to include paramedic

certifications. Many medics complete the Special Operations Forces Combat Medicine

course. These advanced medical qualifications provide active duty CA teams with

greater freedom of maneuver, allowing them to operate independently in austere, semi-

Page 13: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

10

permissive environments without having to rely on medical treatment facilities (MTFs)

for advanced medical care.

Foreign language capability is not required in reserve component CA and teams

must rely on the availability of interpreters to conduct tactical operations. Furthermore,

reserve component CA units provide reduced medical capacity and capability. In the

reserve component, there is only one medic per CA Company. This medic typically

does not have advanced medical training or qualifications and therefore the tactical CA

teams are limited in both the scope of their operations and the distance in which they

can operate from MTFs.

Operational Limitations Incurred from Increased Reliance on Reserve Component CA

Due to increased reliance on reserve component CA, Geographic Combatant

Commanders and U.S. Ambassadors suffer limitations on operational flexibility and

agility. According to a report published by Mr. Dale Walsh, CA Management Analyst in

the CA Proponent’s office:

U.S. Army Reserve (USAR) CA forces are constrained by mobilization authorities and policies that, at present, limit timely responsiveness and restrict ability to conduct persistent engagement, steady state shaping operations, disaster relief, foreign humanitarian assistance, foreign consequence management, and Theater Security Cooperation (TSC) activities in support of the Geographic Combatant Commander.38

Active component CA does not suffer these constraints and the 85th CA BDE

frequently surged to support rapidly emerging, persistent engagement, Theater Security

Cooperation (TSC) requirements in support of GCCs and U.S. Ambassadors in the

Pacific, Southwest Asia, Europe, and Africa. However, the reduction of active

component capability limits FORSCOM’s options and USACAPOC (A) will struggle to

meet these requirements. The issue comes back to funding. Reserve component units

Page 14: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

11

must fund TSC operations with readiness dollars.39 Thus, rotational support for TSC

using USAR capabilities comes at the expense of readiness and is therefore

“problematic in the long term.”40

Perhaps the biggest gap created by the reduction in active component capability

is that FORSCOM no longer has sufficient CA force structure to provide timely (and

thereby effective) response to early entry operations, humanitarian crisis, and other

contingency operations. Commanders require CA assets immediately to conduct

assessments of the human and physical infrastructure, identify and prioritize responses,

and facilitate interorganizational cooperation and unity of effort with U.S. agencies, the

host nation government and military, and other nongovernmental and international

organizations. Active component CA units demonstrated this responsiveness when they

put boots on the ground in Haiti within twenty-four hours of the earthquake of 2010.41

Similarly, in 2014, the 82nd CA BN provided immediate response to unique FORSCOM

training and Soldier readiness requirements prior to its unit deployment to Liberia

following the outbreak of the Ebola virus.42

With the decision to inactivate the 85th CA BDE, FORSCOM is jettisoning the

bulk of the Joint Force’s immediate response capability.43 There no longer is an easy

button. FORSCOM’s remaining active component capability, the 83rd CA BN, might be

able to provide limited support, but it remains highly employed fulfilling validated

operational requirements inherited from the 85th CA BDE, to include one company

apportioned to the Global Response Force. The only other active component CA

capability resides in USASOC. FORSCOM cannot task them.

Page 15: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

12

FORSCOM can task USACAPOC (A), however mobilization restrictions and

logistical limitations severely constrain its ability to provide a timely response to short

notice operational requirements.44 To illustrate the point, a USACAPOC (A) company

tasked to respond to a humanitarian crisis requires 30-45 days to mobilize after

approval by the Secretary of Defense. This delayed response negatively impacts relief

efforts as CA forces are critical in the early phases. General Joseph Dunford, the

Chairman of the Joint Chiefs of Staff, summarized the issue saying, “any contingency

that requires responses on a timeline faster than that designated for reserve component

mobilization will face risk from the lengthened timelines.”45

The reserve component can provide immediate response for domestic national

emergencies, threats involving weapons of mass destruction, and terrorist attacks.46

However, authority to mobilize for other early entry requirements is restricted by Title 10

of the U.S. Code, section 12301(d) which prohibits Service secretaries from ordering

USAR service members from deploying without the service member’s consent.47 Thus,

deploying units must be comprised of individual volunteers. A FORSCOM strategy that

relies on volunteerism clearly increases the risk to mission. Furthermore, these

volunteers are sourced from units throughout USACAPOC (A) and never conducted

collective training. This increases the risk to mission in permissive environments. In

semi-permissive and hostile environments, it increases the risk to the force.

In certain instances, mobilization restrictions prevent USACAPOC (A) units from

sourcing requirements, altogether. In October 2016, when Hurricane Matthew

threatened the island of Hispaniola in the Caribbean, USSOUTHCOM submitted a

request for forces (RFF), asking for a brigade-level, Civil Military Operations Center to

Page 16: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

13

run a Humanitarian Assistance Coordination Center in Haiti. The Joint Chiefs of Staff

validated the request and tasked FORSCOM to source the requirement. The 85th CA

BDE, due to inactivation, was not available so FORSCOM’s only option was to task

USACAPOC (A).48 However, the RFF contained a 72 hour Prepare to Deploy Order

(PTDO) requirement and USAR forces cannot mobilize on the basis of a PTDO.49 Thus,

FORSCOM was incapable of sourcing the requirement and we have a fundamental

example of how the lack of agility created in FORSCOM negatively affected Joint Force

readiness.

Besides the aforementioned mobilization issues, there are other concerns about

increased reliance on USAR CA forces. A 2009 study by the RAND Arroyo Center

discovered that the Army’s reliance on reserve CA personnel to serve as strategic

planners constrained the Army and Joint Force’s ability to conduct strategic planning, as

reserve component CA planners were not always available or arrived late into the

planning process. This condition prevented CA from establishing critical working and

personal relationships with others from agencies central to stability planning.50

To be clear, reserve component CA provides a critical capability at a truly

extraordinary return on investment and, in some ways, provides an advantage over

active component CA. For example, while reserve CA accessions are less proscriptive,

the process enables the reserve component to leverage officers and NCOs with real

world experience in civil administration, banking, rule of law, and emergency services,

all of which provide unique value to the Joint Force.

However, given the mobilization restrictions and the differences in accessions,

training, and employment, "active and reserve component CA are not

Page 17: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

14

interchangeable.”51 Reliance on reserve component CA forces negatively impacts Joint

Force readiness and increases the risk to mission when compared to an active

component CA unit. This requires supported commanders to allocate more resources

to mitigate the constraints, limit the scope of their operations, or accept more risk.

Towards a Unified Civil Affairs Branch

The decision to inactivate the 85th CA BDE created an intolerable level of risk

which Major General Linder articulated to the Army. However, it also provided an

opportunity for the CA branch to incorporate the lessons learned, remove unnecessary

risk factors, and make holistic improvements to the force. One approach is for the Civil

Affairs Commandant to lead the branch to rectify the inconsistencies between the active

and reserve components. It is in this area where the Commandant must be a powerful

advocate for increased funding for RC training and MOS Qualification. Additionally, the

Commandant could lead the components to redesign force structure and capabilities,

aligning them more closely so that planners at GCCs and U.S. Embassies understand

the capability available.

If standardization of capabilities is impractical or impossible, then the branch

must codify the differences. It must do this first, by acknowledging that the variations in

accessions and training between active and reserve component CA candidates result in

different outputs and require the establishment of a new MOS. Second, it should

rename its force structure to reflect that a CA team/company/battalion in the Regular

Army provides a different capability than one in the USAR. This will enable GCCs and

their components to accurately plan for and request the capability they require.

Page 18: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

15

Leveraging the Strategic Leader Competencies of a Civil Affairs General Officer

Implementing these recommendations would be a monumental change in how

CA is organized and must be led by a CA General Officer, a strategic leader with

sufficient rank and influence to lead the effort and overcome the political, military, and

organizational obstacles to change. Only a General Officer could best steward the

branch, negotiate sensitive issues, build consensus among key stakeholders, and

provide strategic communications to the Joint Force, FORSCOM, USASOC, and the

U.S. Army Reserve Command (USARC).52

The Civil Affairs Commandant: Building the Future Army

The branch also needs a General Officer in the commandant’s position to define

the role of CA in the future operational environment. The character of war is ever-

changing and strategic planning guidance predicts that future threats will be increasingly

transregional, multi-domain, and multifunctional. The 39th Chief of Staff of the Army,

General Mark A. Milley, spoke at length about this at a recent AUSA convention stating,

There’s no doubt in my mind that the combination of geopolitical, societal, natural, economic and technological change is rapidly converging in time and space and will likely result in the most significant and profound change in the character of war we have ever witnessed throughout all recorded history and whatever overmatch we enjoyed militarily for the last 70 years is closing quickly and the United States will be, in fact we already are, challenged in every domain of warfare.53

Given General Milley’s vision, CA must transform and it requires a General

Officer to lead the force modernization effort. The branch must analyze the future

environment and threats; identify gaps and seams across the current doctrine,

organization, training, materiel, leadership and education, personnel, and facilities, and

policy (DOTMLPF-P) construct; and implement meaningful and sustainable solutions

that are interoperable with the Joint Force and interagency partners. A General Officer

Page 19: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

16

is vital to providing the vision while simultaneously using his position and influence to

obtain resources in a resource constrained environment.

General Milley also believes that future wars will be fought in mega-cities. He

states that the world is “rapidly urbanizing” and envisions a future operating

environment where over 80 percent of the world’s population will reside in urban

areas.54 Said Milley,

In the future, I can say with very high degrees of confidence, the American Army is probably going to be fighting in urban areas. We need to man, organize, train, and equip the force for operations in urban areas, highly dense urban areas, and that’s a different construct. We’re not organized like that right now.55

As experts on engagement and the human domain, CA will play a critical role in this

operating environment. The branch must analyze mission command, communication,

training, equipment and force structure. It must leverage new technology and examine

ways to adjust to the increased speed and lethality of the future battlefield.

Additionally, the general complexity of the Civil Affairs Branch demands the

position of CA Commandant be held by a General Officer. The Commandant oversees

the training, education, and production of qualified Soldiers for active duty units in

FORSCOM and USASOC and for USACAPOC (A) in the reserve component. Across

these three commands, there are different requirements, different standards, and each

command operationally employs its CA forces in distinctly different ways. Moreover,

these commands possess separate authorities and funding sources which make

interoperability challenging. A development for one command does not necessarily

mean that capability can be employed by the other commands. Furthermore, each

command has its own equities, advancing and protecting its own interests as it pertains

to personnel, funding, power, and prestige. This unhealthy dynamic requires a General

Page 20: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

17

Officer to provide a unifying vision and strategic direction to the force; an experienced

strategic leader to oversee the development of all significant civil affairs initiatives with a

mind towards equitably synthesizing the benefits towards FORSCOM, USASOC, and

USACAPOC (A); and a General Officer who can communicate on a more level playing

field with the commanders of FORSCOM, USASOC, and USACAPOC (A).

Almost every other branch in the Army recognizes that the Commandant position

requires a General Officer. Of the 20 basic branches in the Army, 15 of them have

either a Major General leading a Center of Excellence or a Brigadier General as its

commandant (some have both). Those branches without general officer representation

are Adjutant General, Finance, Cyber, Psychological Operations (PSYOP), and CA.

Astoundingly, PSYOP and CA are the only two warfighting branches in the Operations

Division (previously known as Combat Arms and Maneuver, Fire, and Effects) without a

general officer in command of its school house. Yet, the responsibilities bestowed upon

the CA Commandant are no less critical to Army readiness than those of the Armor or

Field Artillery Commandants. The inequity is plainly depicted in Figure 1.

Page 21: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

18

Figure 1. TRADOC Organizational Chart56

The Army has already approved the creation of a General Officer billet in the Civil

Affairs Commandant’s Office. The 2009 Report to Congress on Civil Affairs recognized

the challenges associated with civil affairs force structure and proponency and

proposed the Army “may choose to reintegrate and organize [Civil Affairs] under a

single active component headquarters and create a 1- to 2-star active duty General

Officer position to oversee and advocate for all Army CA forces.”57 Following that,

Decision Point 153 of the Army Campaign Plan directed the Army G-3/5/7 to identify an

active duty General Officer billet for a CA Commandant.58 To date, that task is not

complete and the position of CA Commandant remains an O6 position.

Page 22: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

19

HQDA G-3/5/7: Balancing Joint Force Readiness with Risk Mitigation Strategies

The Army has a history of misusing or underutilizing its CA capability. In 1989,

only a few hours prior to executing Operation Just Cause, Army officials canceled plans

to deploy CA forces in support of stability and reconstruction efforts following the

invasion of Panama. It only took a few days before the Commander-In-Chief of the

United States Southern Command (USSOUTHCOM), General Max Thurman, realized

he required those CA forces to deploy forward.59

The following year, despite the backing of the OSD, Army officials strongly

opposed the use of CA forces to plan and facilitate civil military operations following

Operation Desert Storm. U.S. Central Command (CENTCOM) failed to develop a plan

despite President George H.W. Bush explicitly stating that “restoring Kuwait’s legitimate

government” was one of the four goals of the operation.60 At the time, the Commander-

In-Chief of CENTCOM prioritized the planning of major combat operations and officials

on the CENTCOM staff, at Special Operations Command (SOCOM), and at HQDA

would not tell “a regional commander – and especially not a strong-willed leader like

General Norman Schwarzkopf – ‘how to suck eggs.’”61 Eventually senior leaders within

the OSD convinced the Chairman of the Joint Chiefs of Staff to approve a Civil Affairs

Task Force.62

Little changed in the next decade. Prior to the 2003 invasion of Iraq, military

officials failed to develop a suitable plan for stabilization and reconstruction operations

following the fall of Baghdad. Secretary of Defense Donald Rumsfeld focused on the

invasion and “talk of any post-invasion strategy was a waste of time.”63 Thus, DoD was

unprepared to conduct Stabilization Operations and Enable Civil Authority. As a result,

Page 23: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

20

military operations continued in Iraq for over a decade, costing the nation the lives of

over 4,000 servicemen and women, $2 trillion, and political will.64,65

During all three operations, the Army lacked a G-9 on its staff to inform the best

military advice and range of options presented to senior decision-makers in

Washington. This lack of strategic advice from senior Civil Affairs officers had a

detrimental impact on our nation’s ability to conduct warfighting operations.

In 2017, the Army staff still does not have a G-9. Indeed, the last time defense

officials created a Civil Affairs Division was in 1943 where “It quickly became an

important staff division with authority to supervise all military government activities

within the War Department” and in “coordinating civil affairs with other agencies.”66

While the Civil Affairs Division disbanded decades ago, the current need for this

expertise has reemerged.

In the CSA’s Initial Message to the Army, General Milley clearly states, “We need

to listen and learn – first from the Army itself…”67 Yet, in 2017, the responsibility to

inform strategic decision-makers on CA and Military Support to Governance (MSG) fell

on the shoulders of three lieutenant colonels. The Army still has not created a single

billet on the Army staff for an active duty CA General Officer. Additionally, there are no

Colonel positions, further exacerbating the situation. Clearly, this is insufficient. The

CSA and the Secretary of the Army require a CA General Officer on the Army Staff to

properly advise senior leaders on policy, plans, programming, budget, and force

structure as it relates to CA and MSG, ensuring future Army decisions do not assume

excessive risk as was the case when the Army cut the 85th CA BDE. It will also ensure

Page 24: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

21

CA is better integrated into the Army Operating Concept and the Army is better

prepared to fight in the future operating environment.

In that regard, General Milley’s Megacity Theory provides the perfect opportunity

for the Army Staff to leverage CA knowledge and expertise. More than any other

branch, CA is uniquely postured to operate in this environment. As noted in a brief from

FORSCOM, CA “is the only military force organized and trained expressly to engage the

civil component of the operational environment.”68 Thus, the Army would do well to

select a CA General Officer to lead the transformation effort in preparation for the future

operating environment.

Unfortunately, current force structure does not support this. “Unlike most

branches, access to Army leadership is lacking for civil affairs,” says Major General

Hugh Van Roosen, a CA officer in the U.S. Army Reserves and the Army Deputy G1.69

Other Army branches do not face this challenge. Indeed, CA is the only basic branch

with a primary staff position at the Army Service Component Commands (ASCC), but

not represented on the Army Staff or the Secretariat. Figure 2 shows this inequity.

Page 25: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

22

Figure 2. Correlation of ASCC and HQDA / Secretariat Staff Positions70

Short of creating its own staff section, CA must at least have General Officer

representation within the Army G-3/5/7. This Deputy Chief of Staff, G-3/5/7 oversees

Army strategy, plans, policy, and programs and provides strategic advice to the

Secretary and the Chief of Staff of the Army. His purview spans a broad range of

functions that cut across most Army activities. The role of the DA G-3/5/7 remains

Page 26: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

23

essential and of such great consequence, it has rightly earned the colloquial title of, “the

Center of the Universe.”71

In lieu of a General Officer, active duty CA presently has two lieutenant colonel

positions in the Army G-3/5/7. However, neither billet provides the officer with positional

power. The officers do not make critical decisions. They are lieutenant colonels in an

environment dominated by General Officers. As a result, they are unable to gain access

to and influence some of the Army’s most critical decisions that affect the readiness of

the force.72

For example, one of the most powerful forums is the General Officer Steering

Committee (GOSC). At the GOSC, general officers deliberate over critical strategic

issues that support U.S. policy, prioritize initiatives, provide strategic direction to the

force, and allocate resources. Another important meeting is the Deputy’s Management

Action Group (DMAG) where general officers make programming and budgetary

decisions in five-year increments. It is at the DMAG where meaningful decisions are

made about how the Army will implement strategic guidance from the National Security

Strategy, the Guidance for the Employment of the Force, the Unified Campaign Plans,

and other strategic guidance. Two other general officer engagements critical to CA

include the Chairman’s Joint Irregular Warfare Assessment and the Irregular Warfare

Executive Steering Committee, sponsored by the Assistant Secretary of Defense for

Special Operations and Low-Intensity Conflict. Since CA does not have a general officer

providing strategic leadership at HQDA, it lacks the ability to directly provide continuous

feedback to senior decision-makers.73

Page 27: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

24

MG Van Roosen believes there is a viable alternative to placing an active duty

General Officer on the Army Staff. "Secretary of the Army designation of the USASOC

Commander as the advocate for the branches of civil affairs, psychological operations

and special forces to the Army Staff would formalize this advisory role and facilitate a

seat at the table for matters pertaining to branch policy."74

General Daniel B. Allyn, Vice Chief of Staff of the Army (VCSA), is also

comfortable going to the USASOC Commander for strategic advice on issues related to

CA and MSG. He stated that not all subject matter experts need to be resident within

the Pentagon and that the use of VTCs is sufficient.75 However, the USASOC

commander only commands 15% of the total CA force. The majority of the CA force

resides in FORSCOM (7% active component and 74% in the reserve component); there

are also units assigned to U.S. Army Europe, and U.S. Army Pacific, which do not fall

under USASOC’s purview.76

Reliance on the use of proxies to articulate enterprise-level risk is inadequate. To

provide the best military advice about readiness and requirements, one must be

consistently immersed in HQDA affairs. One must work in the building, attend meetings,

and listen directly to senior leaders to ascertain their true intent. Conducting this from a

remote location leaves information gaps. Furthermore, the politics of decision-making at

the highest levels in the Army require the support of key influencers. This support is

achieved through demonstration of mutual trust, which is quickly gained through

interpersonal relationships. It cannot be earned through episodic engagements over

VTC.

Page 28: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

25

Additionally, proxies do not possess the knowledge required to effectively

communicate specialized issues, nor do they possess the passion or investment

required to doggedly pursue issues when political opposition becomes an obstacle.

Thus, a General Officer with a Special Forces background advocating for MSG will

never be as effective as a General Officer who spent his career in CA. Furthermore, the

advocate for CA must be assigned to HQDA and wear the Army unit patch. He cannot

simultaneously represent another organization (such as USASOC or USACAPOC (A))

as he will be challenged to balance the equities of his respective command with the

good of the entire CA force.

General Allyn’s approach towards receiving advice from remote sources works

well when the Army knows it needs advice. However, the Army makes countless

strategic decisions each year on programming, budget, force structure, operations and

many other areas. Additionally, CA capabilities are often misunderstood when

compared to more established branches which have multiple layers of representation on

the Army staff. Gaps emerge when the Army requires advice and does not realize that it

needs it. This causes the Army to make decisions with limited perspective and risks

mission success.

The Misutilization of Active Component Civil Affairs General Officers

Looking towards the future, the Army must employ its active duty CA general

officers in positions where they can best represent the branch as it supports the total

Army mission – all 11,400 CA Soldiers working across the active component, U.S. Army

Reserve, and the U.S. Army National Guard. Since 2011, the Army promoted two active

component CA officers to the rank of Brigadier General and ultimately assigned them to

USARC. This decision represents a misutilization of a strategic asset that enabled the

Page 29: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

26

mismanagement of CA force structure and negatively affected Army Readiness at the

tactical, operational, and strategic levels. While CA’s active duty General Officers were

working at USARC, the Army made the decision to reduce its active component CA

force structure, a decision that is now being reviewed due to the intolerable level of risk

incurred on the Joint Force. Given their experience, the Army would have maximized

their utility by placing them in strategic CA positions as the CA Commandant and on the

Army Staff.

There remain several other strategic positions which would maximize the utility of

a CA General Officer. A position on the Joint Staff or OSD would enable a CA General

Officer to manage CA capabilities across multiple Services. A position at SOCOM, the

Joint Proponent for CA, is also appropriate. However, given the recent mismanagement

of CA force structure and the resultant risk to the Joint Force, the immediate

requirements for CA General Officers are on the Army staff and as the Civil Affairs

Commandant. It is in these assignments that a strategic leader will best support Army

Readiness and build the Force of the Future, as per the CSA’s priorities.

Towards a Solution

Unfortunately, current force structure is inadequate. Presently, the commandant

is an O6 position and the two active component billets on the Army staff are coded for

lieutenant colonels. COL James C. Brown, former Civil Affairs Commandant and former

Commander of the 95th CA BDE, recognizes the problem stating, “the Army and the

Joint Force lack a position where a CA officer can provide Strategic direction, not just

guidance or advice.”77

Sequestration had a major impact on the size and structure of the DoD. As the

government tightened the purse strings, one important change relevant to this

Page 30: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

27

discussion is the 25 percent reduction in general and flag officer positions announced in

the National Defense Authorization Act (NDAA) for Fiscal Year 2017.78 However, this

policy was published during the Obama administration. The current President of the

United States made it clear that he believes the military is too small to accomplish its

mission, stating he would increase the size of the active duty Army by about 70,000

soldiers.79 Thus, it is reasonable to envision scenarios that would necessitate a change

in military policy to restore some or all of the General Officer positions in next year’s

NDAA.

Regardless, this proposal does not require the Army to increase the total number

of General Officer billets. Rather, it suggests that the Army could achieve this by

examining current billets and reprioritizing across the force. Currently, active component

CA has roughly 22% of the total CA force but only one General Officer while reserve

component CA has 16 General Officers.80

Conclusion

The lack of institutionalized senior leadership positions within the CA community

for active component CA General Officers has been detrimental to both the Army and

the CA branch. One of the clearest examples of this stems from the Army’s ill-advised

decision to reduce its active component CA capacity. This decision had multiple

negative impacts on Joint Force readiness, creating gaps and seams in Theater

Campaign Strategies and Integrated Country Strategies at GCCs and U.S diplomatic

missions around the world.

To mitigate the risk, FORSCOM increased its reliance on reserve component CA

forces. However, active and reserve component CA are not interchangeable.

Furthermore, mobilization constraints limit the flexibility and responsiveness of reserve

Page 31: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

28

component CA. As such, FORSCOM no longer has sufficient capacity to deploy CA

forces in support of early entry operational requirements. These limitations negatively

impact Joint Force readiness and increase the risk to the Joint Force mission.

Recognizing the gravity of the situation, the Army suspended the inactivation of

the 85th CA BDE and is reviewing the decision to reduce active duty CA capacity.

However, the Army might have avoided the situation altogether had it assigned its

active component CA General Officers to strategic positions that leverage their

experience and expertise as it pertains to CA and MSG.

Moving forward, the Army must examine the total CA force and employ its active

component CA General Officers in positions that would preclude similar mistakes in the

future. These positions are as the CA Commandant and on the Army Staff.

The CA Commandant must be a General Officer. Decision Point 153 already

directed the creation of this position, but the task remains incomplete. This General

Officer is necessary to provide the vision, power, and influence to lead the branch and

to negotiate and build consensus among critical CA stakeholders across FORSCOM,

USARC, USASOC, USACAPOC (A). He must either rectify or codify the inconsistencies

between CA accessions, training, and employment; and he must lead force

modernization efforts to enable CA forces to fight and win in the future environment.

The Army also requires a CA General Officer on the Army Staff. The Army’s

history of misusing and underutilizing its CA capability demonstrates an urgent need for

a CA strategic advisor to inform key decisions on policy, plans, force structure,

programming, and budget as it relates to CA and MSG. This will enable the Army to

make more informed decisions as it relates to readiness and risk. It will also eliminate

Page 32: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

29

the inadequate practice of relying on proxies and will facilitate an approach that

emphasizes the primacy of the Army’s equities over the equities of its subordinate

commands.

Endnotes

1 Mark A. Milley, 39th Chief of Staff of the Army Initial Message to the Army (Washington, DC: U.S. Department of the Army, August 2015), https://www.army.mil/e2/rv5_downloads/leaders/csa/Initial_Message_39th_CSA.pdf (accessed March 1, 2017).

2 SRC-41 Civil Affairs, Active Component General Purpose Force, CA Force Modernization Directorate (Fort Bragg, NC: U.S. Department of the Army, January 17, 2017).

3 James B. Linder, Retention of Active Component Civil Affairs Force Structure (Fort Bragg, NC: U.S. Army John F. Kennedy Special Warfare Center and School, February 2, 2017).

4 Joseph Anderson, Delay Inactivation of Active Component Civil Affairs Force Structure (Washington, DC: Office of the Deputy Chief of Staff of the Army, G-3/5/7, March 21, 2017).

5 Kathleen H. Hicks and Christine E. Wormuth, The Future of U.S. Civil Affairs Forces (Washington, DC: Center for Strategic and International Studies, 2009), 1.

6 U.S. Joint Chiefs of Staff, Civil-Military Operations, Joint Publication 3-57 (Washington, DC: U.S. Department of Defense, 2013), ix.

7 U.S. Joint Chiefs of Staff, Joint Operations, Joint Publication 3-0 (Washington, DC: U.S. Department of Defense, 2017), V-8.

8 Hicks and Wormuth, The Future of U.S. Civil Affairs Forces, 2.

9 Gerald Dolinish, General Winfield Scott: His Development and Application of Political/Civil Military Concepts during the Mexican War (Carlisle Barracks, PA: U.S. Army War College, 2002), 13.

10 Hicks and Wormuth, The Future of U.S. Civil Affairs Forces, 2.

11 Ibid., 3.

12 Ibid.

13 Ibid., 5.

14 Ibid., 1.

Page 33: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

30

15 David G. Perkins, The U.S. Army Operating Concept: Win in a Complex World, TRADOC

Pamphlet 525-3-1 (Fort Eustis, VA: U.S. Army Training and Doctrine Command, 2014), 22–23.

16 Office of the Secretary of Defense, “Program Decision Memorandum III, Unclassified Excerpt,” memorandum, U.S. Department of Defense, Washington, DC, October 31, 2008, 64.

17 Brent Bartos, 85th Civil Affairs Brigade Capabilities Brief for MG Funk (Fort Hood, TX: U.S. Army Civil Affairs Brigade, December 1, 2016), 2, 10, 11.

18 Robert Douglas, USSOCOM J33 CA, "Unfilled CA Requirements,” e-mail message to author, November 15, 2016.

19 Thomas Ricks, “Strategic Misfire: The Army’s Planned Reduction of Civil Affairs Forces,” Foreign Policy, https://foreignpolicy.com/2016/05/12/strategic-misfire-the-armys-planned-reduction-of-civil-affairs-forces/ (accessed January 19, 2017).

20 Christopher Holshek, “Civil Affairs in an Era of Engagement,” AUSA, August 8, 2016, https://www.ausa.org/articles/civil-affairs-era-engagement (accessed January 19, 2017).

21 Marine Corps Civil-Military Operations School, USMC Civil Affairs Capabilities Brief (Camp Lejeune, NC: Marine Corps Civil-Military Operations School), 15, 17.

22 Bartos, 85th CA BDE Brief for MG Funk, 6.

23 John McCain, “Opening Statement by SASC Chairman John McCain at Hearing on Revisiting the Roles and Missions of the Armed Forces,” § Senate Armed Services Committee (2015), http://www.mccain.senate.gov/public/index.cfm/2015/11/opening-statement-by-sasc-chairman-john-mccain-at-hearing-on-revisiting-the-roles-missions-of-the-armed-forces (accessed January 19, 2017).

24 Perkins, Win in a Complex World, i.

25 Bartos, 85th CA BDE Brief for MG Funk, 6.

26 U.S. Department of the Army, Commissioned Officer Professional Development and Career Management, Department of the Army Pamphlet 600-3 (Washington, DC: U.S. Department of the Army, 2014), 196, https://www.army.mil/e2/c/downloads/376665.pdf (accessed January 19, 2017).

27 Ibid., 197.

28 Civil Affairs Proponent Office, “CAAS Selection Rates,” e-mail message to author, March 14, 2017.

29 U.S. Department of the Army, Commissioned Officer Professional Development and Career Management, DA PAM 600-3, 197.

30 3rd Battalion, 1st Special Warfare Training Group, AC/RC 38A Training Comparison (Fort Bragg, NC: Special Warfare Training Group, January 17, 2017).

31 U.S. Department of the Army, Commissioned Officer Professional Development and Career Management, DA PAM 600-3, 197.

Page 34: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

31

32 3rd Battalion, 1st Special Warfare Training Group, AC/RC 38A Training Comparison.

33 Civil Affairs Proponent Office, “MOS Qualification in USACAPOC (A),” e-mail message to author, March 13, 2017.

34 Ibid.

35 Pete Evans, After Action Review for Operation ATLANTIC RESOLVE (Fort Stewart, GA: 82nd Civil Affairs Battalion, March 1, 2017).

36 Holshek, “Civil Affairs in an Era of Engagement.”

37 LTC Bill Hanson, U.S. Army Reserve Civil Affairs Officer, interview by author, March 17, 2017.

38 Dale Walsh, Retention of Active Component Civil Affairs Force Structure (Washington, DC: Office of the Civil Affairs Commandant, January 23, 2017).

39 William I. Wold, Senior Readiness Mobilization Planner, G-3, USACAPOC (A), “USAR Mobilization Restrictions,” e-mail message to author, March 31, 2017.

40 William D. Hanson, Civil Affairs Staff Officer, G-3 Special Operations Division, “Reserve CA Mobilization,” e-mail message to author, February 16, 2017.

41 Robert Douglas, A United States Civil Affairs Response to the Pending Humanitarian Crisis Following the Collapse of the North Korean Regime (Fort Leavenworth, KS: U.S. Army Command and General Staff College, 2011), 54, http://www.dtic.mil/dtic/tr/fulltext/u2/a563265.pdf (accessed January 19, 2017).

42 Kyle L. Upshaw, Commander of Delta Company, 82nd Civil Affairs Battalion, “Active Component CA Support to Operation UNITED ASSISTANCE,” e-mail message to author, March 24, 2017.

43 Bartos, 85th CA BDE Brief for MG Funk, 6.

44 Wold, “USAR Mobilization Restrictions.”

45 Joseph Dunford, Jr., “Posture Statement of Joseph Dunford Jr., USMC 19th Chairman of the Joint Chiefs of Staff Before the 114th Congress Senate Armed Services Committee Budget Hearing,” § Senate Armed Services Committee (2016), 10, http://www.armed-services.senate.gov/imo/media/doc/Dunford_03-17-16%20.pdf (accessed January 19, 2017).

46 Peter Levine, Accessing the Reserve Components, Department of Defense Instruction 1235.12 (Washington, DC: Office of the Under Secretary of Defense for Personnel and Readiness, June 7, 2016), 28, http://www.dtic.mil/whs/directives/corres/pdf/123512p.pdf (accessed January 19, 2017).

47 Ibid.

48 Rachel Sullivan, S3, 85th Civil Affairs Brigade, telephone interview by author, February 24, 2017.

Page 35: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

32

49 Wold, “USAR Mobilization Restrictions.”

50 Thomas S. Szayna et al., Integrating Civil Agencies in Stability Operations (Santa Monica, CA: RAND Arroyo Center, 2009) 144-145.

51 Bartos, 85th CA BDE Brief for MG Funk, 6.

52 Stephen J Gerras, ed., Strategic Leadership Primer (Carlisle Barracks, PA: U.S. Army War College, 2010), 32–33.

53 Mark A. Milley, “AUSA 2016 - Dwight David Eisenhower Luncheon,” DVIDS, October 4, 2016, 1:03-1:04, https://www.dvidshub.net/video/485996/ausa-2016-dwight-david-eisenhower-luncheon (accessed January 19, 2017).

54 Michelle Tan, “Army Chief: Soldiers Must Be Ready to Fight in ‘Megacities,’” Defense News, October 5, 2016, http://www.defensenews.com/articles/army-chief-soldiers-must-be-ready-to-fight-in-megacities (accessed January 19, 2017).

55 Ibid.

56 U.S. Army Training and Doctrine Command, TRADOC Organizational Chart (Fort Eustis, VA: U.S. Army Training and Doctrine Command, November 17, 2016), http://www.tradoc.army.mil/SitewideContent_TRADOC/docs/TRADOCOrganizationChart.pdf (accessed January 19, 2017).

57 Office of the Assistant Secretary of Defense for Special Operations, Low Intensity Conflict & Interdependent Capabilities, 2009 Report to Congress on Civil Affairs (Washington, DC: U.S. Department of Defense, 2009), 17.

58 Dennis Cahill, Information Paper Summarizing Decision Point 153 (Fort Bragg, NC: U.S. Army John F. Kennedy Special Warfare Center and School, December 2, 2015).

59 Dennis Barlow, The Kuwait Task Force: Postconflict Planning and Interagency Coordination (Washington, DC: Center for Complex Operations, 2010), 3–4, http://www.nps.edu/Academics/AcademicGroups/GPPAG/Docs/PDF/Research%20and%20Publications/Case_4_TN_Kuwait_Task_Force.pdf (accessed January 19, 2017).

60 Ibid., 1.

61 Ibid., 5.

62 Ibid., 12.

63 Michael M. O’Brien, America’s Failure in Iraq: Intervention to Withdrawal 1991-2010 (Bloomington, IN: AuthorHouse, 2010), 372.

64 H. A. Goodman, “4,486 American Soldiers Have Died in Iraq. President Obama Is Continuing a Pointless and Deadly Quagmire,” Huffington Post, September 17, 2014, http://www.huffingtonpost.com/h-a-goodman/4486-american-soldiers-ha_b_5834592.html (accessed January 19, 2017).

Page 36: Understanding the Risks Created by Reduced Civil Affairs … · 2018-01-18 · Understanding the Risks Created by Reduced Civil Affairs Capacity (7209 words) Abstract The Army’s

33

65 “Iraq War Costs U.S. More than $2 Trillion: Study,” Reuters, March 14, 2013,

http://www.reuters.com/article/us-iraq-war-anniversary-idUSBRE92D0PG20130314 (accessed January 19, 2017).

66 Arnold G Fisch, Military Government in the Ryukyu Islands, 1945-1950 (Washington, DC: Center of Military History, U.S. Army, 1988), 12, http://www.history.army.mil/html/books/030/30-11-1/CMH_Pub_30-11-1.pdf (accessed January 12, 2017).

67 Milley, 39th Chief of Staff of the Army Initial Message to the Army.

68 FORSCOM Strategic Initiatives Division, 85th Civil Affairs Brigade Command and Control; Information Brief to the FORSCOM G-3/5/7 (Fort McPherson, GA: FORSCOM, May 22, 2011), 26.

69 Hugh Van Roosen, Army Deputy G1, “Civil Affairs Representation on the Army Staff,” e-mail message to author, February 1, 2017.

70 Dennis Cahill, Re-Establishing an Office for Civil Affairs on the Army Staff (Fort Bragg, NC: Special Operations Center of Excellence, January 4, 2017).

71 Todd Bzdafka, HQDA G-3/5/7 Staff Officer, "Reference Civil Affairs Manning on the Army Staff," telephone interview by author, March 19, 2017.

72 Ibid.

73 Ibid.

74 Van Roosen, “CA Representation on the Army Staff.”

75 Daniel B. Allyn, “Vice Chief of Staff of the Army at the U.S. Army War College” (2017).

76 Dale Walsh, Management Analyst, CA Proponent Office, “CA Total Force Structure,” e-mail message to author, March 24, 2017.

77 James Brown, “Civil Affairs Force Structure,” e-mail message to author, January 19, 2017.

78 John McCain and Jack Reed, National Defense Authorization Act for Fiscal Year 2017 Summary (Washington, DC: U.S. Senate Armed Services Committee, December 2016), 3, http://www.armed-services.senate.gov/imo/media/doc/FY17%20NDAA%20Bill%20Summary.pdf (accessed January 19, 2017).

79 Robert Burns, “We Have Your Breakdown of Trump’s and Clinton’s Military Policies,” Military Times, October 28, 2016, http://www.militarytimes.com/articles/weve-got-your-breakdown-of-trumps-and-clintons-military-policies (accessed January 19, 2017).

80 General Officer Management Office, “Civil Affairs General Officer Positions,” e-mail message to author, February 7, 2017.