ULTRA-LOW POWER PHASE CHANGE MEMORY WITH CARBON … · Professors John Abelson, Joseph Lyding, and...

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ULTRA-LOW POWER PHASE CHANGE MEMORY WITH CARBON NANOTUBE INTERCONNECTS BY FENG XIONG THESIS Submitted in partial fulfillment of the requirements for the degree of Master of Science in Electrical and Computer Engineering in the Graduate College of the University of Illinois at Urbana-Champaign, 2010 Urbana, Illinois Adviser: Assistant Professor Eric Pop

Transcript of ULTRA-LOW POWER PHASE CHANGE MEMORY WITH CARBON … · Professors John Abelson, Joseph Lyding, and...

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ULTRA-LOW POWER PHASE CHANGE MEMORY WITH CARBON NANOTUBE INTERCONNECTS

BY

FENG XIONG

THESIS

Submitted in partial fulfillment of the requirements for the degree of Master of Science in Electrical and Computer Engineering

in the Graduate College of the University of Illinois at Urbana-Champaign, 2010

Urbana, Illinois

Adviser:

Assistant Professor Eric Pop

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ABSTRACT

Phase change memory (PCM) is a promising candidate for the next-generation non-

volatile data storage, though its high programming current has been a major concern. By

utilizing carbon nanotubes (CNTs) as interconnects to induce phase change in ultra small

regions of Ge2Sb2Te5 (GST), we are able to lower the programming current to less than

10 μA, almost two orders of magnitude less than state-of-the-art PCM devices. Normal

memory operations of the nanotube-PCM device are demonstrated using pulse

measurements with exceptionally low current and power consumption. Electrical

characterizations show that the switching voltage in nanotube-PCM devices is highly

scalable.

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To my parents, for always believing in me.

To my wife Fan, for her love and support.

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ACKNOWLEDGMENTS

I would like to first express my sincere gratitude to my adviser, Professor Eric Pop,

for his helpful guidance and encouragement, and for the opportunity to pursue my

graduate degree in his research group at the University of Illinois. I would like to thank

Professors John Abelson, Joseph Lyding, and Moonsub Shim for their insightful

discussions. I would like to acknowledge valuable discussions with my research group

and collaborators: Albert Liao, David Estrada, Myung-Ho Bae, Zhun-Yong Ong, Kristof

Darmawikarta, Thierry Tsafack, Joshua Wood, Vincent Dorgan, and Austin Lyons. For

their help in collecting and analyzing data, I would like to acknowledge undergraduate

students Shreya Prakash, Sumit Dutta, Jen-Chieh Liu, and Sean McGinnis. For their

technical support and training in the clean room, I would like to thank the staffs of the

Micro and Nanotechnology Laboratory and Materials Research Laboratory, particularly

Edmond Chow, Bharat Sankaran and Scott MacLaren. Finally, I would like to thank all

of my family and friends for their loving support. This work was supported in part by the

Defense Advanced Research Projects Agency Young Faculty Award (DARPA YFA),

Office of Naval Research (ONR) and Materials Structures and Device Focus Center

(MSD).

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TABLE OF CONTENTS

CHAPTER 1: INTRODUCTION ....................................................................................... 1

1.1 Overview ................................................................................................................................ 1

1.2 Phase Change Memory .......................................................................................................... 1

1.3 Carbon Nanotube ................................................................................................................... 2

1.4 Figures ................................................................................................................................... 3

1.5 References .............................................................................................................................. 4

CHAPTER 2: EXPERIMENTAL PROCEDURES ........................................................... 6

2.1 Device Fabrication ................................................................................................................. 6

2.2 Measurement and Characterization ........................................................................................ 9

2.3 Figures ................................................................................................................................. 10

2.4 References ............................................................................................................................ 12

CHAPTER 3: CHALCOGENIDE PHASE CHANGE INDUCED BY CARBON NANOTUBE HEATERS ................................................................................ 13

3.1 GST Deposition ................................................................................................................... 13

3.2 Electrical and AFM Characterization .................................................................................. 13

3.3 Finite Element Modeling ..................................................................................................... 15

3.4 Figures and Table ................................................................................................................. 17

3.5 References ............................................................................................................................ 25

CHAPTER 4: PHASE CHANGE MEMORY WITH CARBON NANOTUBE INTERCONNECTS ................................................................. 27

4.1 Device Schematics ............................................................................................................... 27

4.2 DC Measurements and AFM Characterization .................................................................... 27

4.3 Pulse Measurements ............................................................................................................. 28

4.4 Device Scaling ..................................................................................................................... 29

4.5 Finite Element Modeling ..................................................................................................... 30

4.6 Figures ................................................................................................................................. 32

4.7 References ............................................................................................................................ 41

CHAPTER 5: CONCLUSION ......................................................................................... 43

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CHAPTER 1: INTRODUCTION

1.1 Overview

The ability to store information has been vital for the continuation of human

civilization. In the past century, we have witnessed the development of new techniques

(electronic memory, optical data storage etc.) to store enormous amounts of data, which

were unimaginable a few decades ago when cassette and floppy disks were used widely.

Yet, the insatiable demand for high-density, low-power, high speed and robust data

storage has led people to explore new non-volatile memory technologies. Non-volatile

memory can retain stored data after power-off, unlike volatile memory like DRAM and

SRAM where data is lost after shutdown. Phase change memory (PCM) is considered one

of the most promising candidates for next-generation non-volatile data storage [1-3].

Phase change memory has shown many interesting features such as low power

consumption, high packing density, fast access time, large dynamic range and high

endurance [4-6].

In this work, we proposed and fabricated a novel PCM device which utilizes carbon

nanotubes (CNTs) as nanoscale interconnects to induce reversible switching in extremely

small PCM bits. This lowers the programming current to the range of 1-10 µA, two

orders of magnitude less than current state-of-the-art PCM devices (0.1 ~ 0.5 mA).

1.2 Phase Change Memory

A phase change material usually has two or more crystalline states which exhibit

vastly different properties like electrical resistivity and optical reflectivity. The

amorphous state shows high electrical resistivity and low optical reflectivity; while the

crystalline state, where atoms are arranged in an orderly fashion, has low electrical

resistivity and high optical reflectivity (Fig. 1.1). Even though the concept of phase

change memory was suggested as early as the 1960s by Ovshinsky [7], it is the recent

discovery of fast crystallizing materials like chalcogenide based Ge2Sb2Te5 (GST) [8] or

Ag- and In-doped Sb2Te [9] that has triggered a renewed interest in this technology. GST

has a less than 10 ns crystallization time which is much faster than the phase change

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materials that were used earlier such as Te48As30Si12Ge10, which required 10 µs or more

to crystallize.

GST based phase change random access memory works by switching the material

between its amorphous (data ‘1’) and crystalline (data ‘0’) states through Joule heating.

The change in electrical resistivity could be as large as 104 (Fig. 1.2), allowing stored

information to be easily retrieved. Both amorphous and crystalline states are stable at

room temperature for more than 10 years (3 x 108 s). The SET action is achieved by

heating the highly resistive amorphous GST above its crystallization temperature (~150

ºC) but below its melting point (~650 ºC), therefore accelerating the crystallization

process to times on the order of 10 ns. That is, the timescale of crystallization changes by

more than 16 orders of magnitude on just a few hundred Kelvin increase of temperature.

This remarkable crystallization kinetics of GST and its large contrast between the

amorphous and crystalline states are the key properties in its applications in non-volatile

memories. The RESET action is typically done by applying short but larger amplitude

current pulse to the device, thereby locally melting the GST. Then the fast falling edge of

the pulse quenches the GST and captures it in the disordered amorphous state.

However, one of the main drawbacks associated with PCM technology is its high

programming current (> 0.5 mA) and power [6, 10-11]. This limitation is inherent in the

layout of current PCM devices where heat must be transferred to a significant volume of

the phase change material as shown in Fig 1.3. In this work, we provide a novel method

to build ultra low power non-volatile memory, by using carbon nanotubes (CNTs) as

nano-sized interconnects to reversibly induce phase change in an extremely small volume

of GST, which significantly lowers the programming current and power.

1.3 Carbon Nanotube

Carbon nanotubes are 1-dimensional (1D) cylindrical arrangements of carbon atoms.

CNTs belong to the carbon allotrope family (Fig. 1.4) which also includes fullerene (0D),

graphene (2D), graphite (3D) and diamond (3D). Ever since their discovery, CNTs have

attracted immense interest from researchers due to their excellent electrical and thermal

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properties. With diameter ranging from 1 to 5 nm, CNTs are the smallest controllable

electrodes known to man.

1.4 Figures

Figure 1.1: GST can be switched reversibly between its amorphous and crystalline

phases, where it shows large contrast for electrical conductivity [12].

Figure 1.2: The temperature dependence of the electrical resistivity of GST [5].

Several orders of magnitude change in resistivity is observed when GST is switched from

amorphous to crystalline phase.

AmorphousCrystalline

0 100 200 300 40010

2

103

104

105

106

107

108

Temperature (oC)

Res

istiv

ity (

cm

)

Amorphous (a)

Cubic (fcc)

Hexagonal(hcp)

(a)

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Figure 1.3: Typical schematics of conventional PCM device [13].

Figure 1.4: Carbon allotrope family. (Image courtesy of Prof. Yihong Wu.)

1.5 References

[1] M. Wuttig and N. Yamada, "Phase-change materials for rewriteable data storage," Nature

Materials, vol. 6, pp. 824-832, 2007.

Cu

TiN

GST

TiN

Cu

SiO2

(Heater)

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[2] H. F. Hamann et al., "Ultra-high-density phase-change storage and memory," Nature

Materials, vol. 5, pp. 383-387, May 2006.

[3] S. Raoux et al., "Phase-change random access memory: A scalable technology," IBM J.

Res. & Dev., vol. 52, pp. 465-479, 2008.

[4] A. L. Lacaita, "Phase-change memory: State-of-art, challenges, and perspectives," Solid-

state Electronics, vol. 50, pp. 24-31, 2006.

[5] M. Lankhorst et al., "Low-cost and nanoscale non-volatile memory concept for future

silicon chips," Nature Materials, vol. 4, pp. 347-352, 2005.

[6] Y. C. Chen et al., "Ultra-thin phase-change bridge memory device using GeSb," IEDM

Technical Digest, 2006.

[7] S. R. Ovshinsky, "Reversible electrical switching phenomena in disorder structures,"

Phys. Rev. Lett., vol. 21, pp. 1450-1453, 1968.

[8] N. Yamada et al., "Rapid-phase transitions of GeTe-Sb2Te3 pseudobinary amorphous

thin-films for an optical disk memory," Journal of Applied Physics, vol. 69, pp. 2849-

2856, Mar. 1991.

[9] R. Kojima and N. Yamada, "Acceleration of crystallization speed by Sn addition to Ge-

Sb-Te phase-change recording material," Japanese Journal of Applied Physics Part 1-

Regular Papers Short Notes & Review Papers, vol. 40, pp. 5930-5937, Oct. 2001.

[10] S. L. Cho et al., "Highly scalable on-axis confined cell structure for high density PRAM

beyond 256MB," Symposium on VLSI Technology Digest, 2005.

[11] S. J. Ahn et al., "Highly reliable 50nm contact cell technology for 256Mb PRAM,"

Symposium on VLSI Technology Digest, 2005.

[12] A. V. Kolobov et al., "Understanding the phase-change mechanism of rewritable optical

media," Nature Materials, vol. 3, pp. 703-708, Oct. 2004.

[13] I. R. Chen and E. Pop, "Compact Thermal Model for Vertical Nanowire Phase-Change

Memory Cells," IEEE Transactions on Electron Devices, vol. 56, pp. 1523-1528, Jul.

2009.

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CHAPTER 2: EXPERIMENTAL PROCEDURES

2.1 Device Fabrication

To build the nanotube-PCM device, we first need to fabricate the carbon nanotube

field effect transistor (CNTFET) device. The CNTFET device is very similar the typical

MOSFET device. The differences between the two being that, first, in CNTFET the gate

(which controls the vertical electric field in the FET) is in the bottom and second, the

channel in CNTFET is the carbon nanotube instead of the doped silicon as in

conventional MOSFET.

Due to their similarity, the fabrication process of CNTFETs uses extensively the

well-known technologies in the semiconductor industry. We start with a 4-inch highly

doped silicon wafer. After degreasing the wafer, the gate dielectric layer is grown using

dry oxidation. This silicon dioxide layer will serve as the back gate for the CNTFET

device. The thickness of the oxide layer typically ranges from 70 to 100 nm. If the oxide

layer was too thick, it would trap injected charge during operations, which would lead to

hysteresis in the ID-VG sweep as shown by Estrada et al. [1]. However, too thin a

dielectric layer can result in oxide breakdown during normal operations which would lead

to large leakage currents. Thus, the optimal thickness was found to be 70 to 100 nm as a

compromise between the two aforementioned effects. We used dry oxidation in this work

as it produces better oxide quality compared to wet or steam oxidations despite its slow

rate.

The next step is to deposit alignment markers (to be used in the photolithography

steps) on the wafer. The alignment marks were defined using a photoresist mask, which

was designed using AutoCAD. Plasma etching (CHF3) together with wet etching in

buffered oxide etchant (BOE) was used to etch away the exposed oxide to the silicon

substrate.

After that, 2 Å of Fe catalyst was deposited on the oxide to assist the carbon

nanotube growth using chemical vapor deposition (CVD). More details on CVD growth

of CNT will be discussed later. The positions and size (3x3 µm) of the catalyst windows

were defined photo-lithographically using another mask which would allow us to control

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the starting position from which the carbon nanotube grows. The iron catalyst was

deposited using a CHA electron beam evaporator. The processed 4-inch wafer was

typically cut to 1 cm x 1 cm small pieces using diamond cutter so that they can be fit into

the nanotube furnace for growth.

The carbon nanotubes in our study were grown using chemical vapor deposition

method, as mentioned earlier. CVD is one of the most promising methods to produce

large scale of single-walled CNT. CVD growth was originally used to grow high purity,

high quality thin films in the conventional semiconductor industry. During CVD growth,

one or more gaseous precursors of the desired material is flowed into the chamber

(typically at elevated temperature) where the gas molecules would diffuse onto the

substrate and react to form the desired material on top of the substrate. CVD method was

firstly introduced for carbon nanotube growth in 1993 by Jose-Yacaman et al. [2]. One of

the main advantages of using CVD growth for CNT is that the nanotube can be grown

directly on the wafer, with no need for substrate transfer after the growth. This is

especially desirable for single walled carbon nanotubes, as they are susceptible to

mechanically and chemically induced defects from transfer processes due to their small

dimensions. Nowadays, people have successfully used CVD growth to demonstrate

aligned carbon nanotube arrays on quartz [3], centimeter long carbon nanotubes [4] and

vertically aligned carbon nanotubes [5].

All carbon nanotube devices used in this work were grown using CVD method using

our in-house CVD chamber, which is shown in Fig. 2.1. There are five essential

parameters for CVD growth of nanotubes: gas flow rate, growth time, pressure,

temperature and catalyst. These parameters will be discussed in detail to reveal their

effect on nanotube growth.

Gas flow rate has the most significant impact on CVD nanotube growth. Our CVD

chamber is equipped with four types of precursor gases, namely: methane (CH4), ethylene

(C2H4), hydrogen (H2) and argon (Ar). Each of these gases is connected to a mass flow

controller which sets and monitors the flow rate of that particular precursor. Argon gas,

being a chemically inert gas, is mainly used to create an inert environment in the chamber

to prevent the device from oxidizing at the high temperature during operations. Methane

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and ethylene are the only gases that contain the carbon element and are thus called carbon

feedstock gases. At high enough temperatures, with the presence of hydrogen gas, the C-

H bond in those carbon feedstock gases would dissociate to free up the carbon atoms for

CNT growth. Ethylene gas typically results in very high nanotube densities during

growth as each of the ethylene molecules contains two carbon atoms. However, if the

flow rate of ethylene is set too high, carbon soot could be deposited during the growth,

which is undesirable. Thus, in this study, a mixture of methane, ethylene and hydrogen

was used as precursor for CVD growth of nanotubes, with typical flow rates for methane

in the range of 500 to 700 standard cubic centimeter per minute (SCCM), 12 to 16 SCCM

for ethylene and 300 to 500 SCCM for hydrogen gas.

Coupled with the gas flow rate, the growth time is an essential parameter to help

control the length of carbon nanotube from CVD growth. In our recipe, the nanotube

growth time is typically controlled to be between 15 to 20 minutes. The general rule of

thumb is that increasing the growth time will result in longer carbon nanotubes. However,

if the substrate was kept at high temperature for too long, some carbon nanotube would

be burnt up which would result in a decrease in the overall density of the device. Longer

nanotube length could also be achieved by decreasing the gas flow rates, but this would

typically result in a decrease in the overall nanotube density too.

Pressure in the chamber has a significant impact on the densities of the nanotube

grown, too. With lower pressure, we will have lower nanotube density. Though in this

study, the pressure was fixed at 760 Torr and the density of the film was primarily

controlled through varying the gas flow rate and growth time.

Temperature has some impact on controlling the diameter of the carbon nanotubes

grown. This is done by changing the size of the nanoparticles which mildly affects the

diameter of the carbon nanotube that grows from it. Generally, lower temperature will

typically result in larger diameter nanotubes. Moreover, if the temperature during the

growth was set too low, the overall quality of the CNTs would decrease. The nanotubes

in our work were grown at 900 ˚C, which typically resulted in single wall carbon

nanotube with diameter ranging from 1 to 5 nm.

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As mentioned earlier, the catalyst used in this work is 2 Å of Fe which was deposited

via electron beam evaporation. The evaporated metal (Fe) was converted into

nanoparticles by annealing at 900 ˚C for more than half an hour under Ar flow, as the

elevated temperature induces nano-sized bead formation. The smaller the catalytic

nanoparticle, the smaller the diameter of the CVD grown nanotube.

After carbon nanotube growth, the last step in fabricating the CNTFET is to define

the source and drain contact for the device via photolithography. Our choice of metals for

the contacts is Ti/Pd/Au with a thickness profile of 0.5/20/20 nm respectively. The thin

titanium layer is used here as an adhesion layer since palladium is known not to stick well

to the silicon dioxide substrate. Palladium is a popular choice for contacts with nanotubes

because of their work function match with CNTS which results in ohmic contact and the

fact that Pd sticks well with CNT. Gold is used mainly for the ease of probing to perform

electrical measurements on CNTFETs later on.

A schematic of the as-fabricated CNTFET is shown in Fig. 2.2. An SEM of the

finished device is also illustrated in Fig. 2.3 [6].

2.2 Measurement and Characterization

After fabricating the CNTFET devices, the next step is to perform some basic

electrical and SEM/AFM measurements to characterize the length, diameter and chirality

of the CNTs in each device. Since in one 1 cm x 1cm as-fabricated device, we have a 40

x 40 (1600 devices) array of CNTFETs, we need to first map out that each device is

connected by carbon nanotubes and if it has metallic and semi-conducting behavior.

All electrical measurements were done using the Keithley 4200 Semiconductor

Characterization System. Typically, three-terminal measurements were employed to

characterize the CNTFETs using two electrical probes (for source and drain) and the

substrate chuck (for the bottom gate). The first electrical test is usually a IDVG sweep,

where the drain voltage is fixed at 50 mV when we sweep the gate voltage from -20 V to

20 V and measure the channel current. This is to ascertain if the nanotube connection in

this device is metallic or semi-conducting. A typical IDVG sweep for a metallic and a

semi-conducting nanotube is plotted in Fig 2.4 [6]. In this study, we typically consider a

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CNT device with an ON/OFF ratio greater than 10 to be semi-conducting. The next test is

to perform an IDVD sweep to estimate the number of connections in this device. The

gated bias is usually at -15 V to turn on the semi-conducting nanotubes.

2.3 Figures

Figure 2.1: The Atomate carbon nanotube chemical vapor deposition furnace used to

grow carbon nanotube in this study.

Figure 2.2: The schematic of the back-gated CNTFET that is used in this work.

SiO2

p+ Si

VDS

IDVS = 0

VGSTi/Pd

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Figure 2.3: Top-view scanning electron microscope (SEM) image of a typical

CNTFET device used in this work [6].

Figure 2.4: Typical IDVG sweep of carbon nanotubes with metallic and semi-

conducting behaviors [6].

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2.4 References

[1] D. Estrada et al., "Reduction of hysteresis for carbon nanotube mobility

measurements using pulsed characterization," Nanotechnology, vol. 21, pp. 702-

706, Feb. 2010.

[2] M. Jose-Yacaman et al., "Catalytic growth of carbon microtubules with fullerene

structure" Applied Physics Letters, vol. 62, pp. 657-659, Feb. 1993.

[3] C. Kocabas et al., "Guided growth of large-scale, horizontally aligned arrays of

single-walled carbon nanotubes and their use in thin-film transistors," Small, vol.

1, pp. 1110-1116, Nov. 2005.

[4] L. X. Zheng et al., "Ultralong single-wall carbon nanotubes," Nature Materials,

vol. 3, pp. 673-676, Oct. 2004.

[5] W. Z. Li et al., "Large-scale synthesis of aligned carbon nanotubes," Science, vol.

274, pp. 1701-1703, Dec. 1996.

[6] A. Liao et al., "Avalanche-induced current enhancement in semiconducting

carbon nanotubes," Physical Review Letters, vol. 101, pp. 804-806, Dec. 2008.

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CHAPTER 3: CHALCOGENIDE PHASE CHANGE INDUCED BY

CARBON NANOTUBE HEATERS

3.1 GST Deposition

We first performed some proof-of-concept experiments to ascertain that carbon

nanotubes can withstand the GST deposition process and are capable of reliably inducing

phase change in GST.

After fabricating the CNT device (Fig. 2.2), we sputter a 10 nm thin film of a-GST

on top of the entire device, as illustrated in Fig. 3.1a. We found that GST sputtering is

compatible with CNT devices, with conformal deposition and little apparent damage to

the CNT. Atomic force microscope (AFM) measurements confirm that surface roughness

was minimally increased from ~0.3 nm (bare SiO2) to ~0.5 nm (after GST deposition).

Moreover, electrical measurements of the CNT before and immediately after GST

sputtering (Fig. 3.1b) indicate only ~20% change in CNT resistance, suggesting little

damage to the nanotube from the sputtering process.

GST thin film deposition is done in high vacuum using ATC 2000 custom four gun

co-sputtering system (AJA International), with a deposition rate at 0.4 Å/s. Deposition at

this rate ensures that there is only minimal damage to the CNT from the sputtering

process. The sputtering target Ge2Sb2Te5 was purchased from ACI Alloys Inc.. Thin film

thickness is characterized with X-ray reflectivity measurement using Philips Xpert Pro

XRD system on control samples. By probing diffraction intensities at glancing angles of

incidence, we are able to confirm the GST thin film thickness is 10.0 nm ± 0.4 nm (Fig.

3.2).

3.2 Electrical and AFM Characterization

After GST sputtering we performed several compliance-limited DC current sweeps,

while monitoring the voltage across the device, as shown in Fig. 3.3a. It is important to

note that although the thin GST film spans between the two electrodes, its amorphous

resistivity is very high (~100 Ω cm) [1], and the current is entirely carried by the CNT

during the initial sweep (labeled #1). Subsequent sweeps to higher currents (labeled #2 –

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#6) lead to increasing conductivity with voltage snapback behavior, which we attribute to

a gradual transition from amorphous to crystalline phase in the GST surrounding the

CNT. The switching current (~ 25 µA) is much less than conventional PCM devices,

though our switching voltage is also higher due to high contact resistance. At higher

currents the temperature of the CNT increases significantly, and a low-resistance

crystalline GST “sleeve” begins to form around the CNT. Once the phase transition

occurs, the crystalline state of the GST is preserved as seen from hysteresis loops in Fig.

3.3a, with each succeeding forward sweep following the previous backward sweep (e.g.

black and magenta arrows between sweeps #2 and #3). Sweeps labeled #1 – #6 were

made by gradually increasing the upper current limit in 20 μA increments. Consequently,

the resistance of the CNT-GST structure is reduced by more than an order of magnitude,

as an increasing volume of GST surrounding the CNT gradually heats up and crystallizes,

introducing a parallel current flow path. Once the current reached ~160 μA (sweep #7)

we found the GST was irreversibly damaged, but the measured I-V returned along the

original path (#1), indicating the CNT itself was still conducting, unchanged, and

undamaged. The last point highlights the resilience of CNTs even under the most extreme

conditions, and their durability as nano-scale GST heaters.

The AFM images in Figs. 3.3b–3.3e were taken after sweeps #1, 3, 6 and 7

respectively, showing the progression of the GST surface as the structure is pushed to

higher currents. As the GST begins to crystallize, nucleation points form along the length

of the heated CNT, consistent with observations in GST nanowires. These nucleation

centers eventually lead to GST volume changes, possible void formation (likely due to

thermal expansion mismatch) and delamination from the CNT as the height profile

increases up to ~7 nm. The region of nucleation follows the well-known Joule heating

temperature profile of a CNT on SiO2 [2-3]. In fact, Fig. 3.3c reveals that phase and

volume changes in GST occur initially near the middle of the CNT, where the

temperature is highest. This leads to an indirect “visualization” of the thermal healing

length (LH ~ 0.25 μm) along the CNT, i.e. the length scale over which heat sinking from

the metal contacts remains effective. At distances >LH away from the contacts, the heat

sinking from the CNT is limited by the SiO2 substrate. Eventually the entire GST around

the CNT heats up and crystallizes (Fig. 3.3d), leading to the large measured increase in

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15

conductance. The GST breakdown electrically observed at ~160 μA appears as a physical

“bubbling” and delamination of the thin film (Fig. 3.3e).

3.3 Finite Element Modeling

To better understand the heating and crystallization in this test structure, we

implemented a 3-dimensional (3-D) finite element (FE) model[4] that self-consistently

takes into account the electrical, thermal and Joule heating interactions. The simulated

structure shown in Fig. 3.4 mimics that of the experimental devices (Fig. 3.4a). In the

electrical model, the Poisson and continuity equations are solved to obtain the voltage

and current distribution in the device. Simulation parameters are similar to Ref. [5]. The

electrical resistivity and thermal conductivity of GST are parameterized as a function of

their crystalline state and the temperature using known experimental results, as shown in

Fig. 3.5. In addition, the electrical [1] and thermal conductivity [6-7] of GST (σGST and

kGST) are parameterized as a function of phase and temperature, as shown in the SOM.

The transition temperatures are taken as those well-known for GST, i.e. 150 ºC for the

amorphous to fcc transition (~1000× σGST increase), and 350 oC for the fcc to hcp

transition (additional ~10× σGST increase).

The electrical conductivity and Joule heating of the CNT are calculated following

Ref. [8], including the temperature- and position-dependent carrier mean free paths. On

all external boundaries, electrical insulation boundary conditions apply, except across the

electrodes where a constant current flow is applied. The heat diffusion equation is used to

obtain the 3-D temperature and phase distribution in the device. In other words, when the

GST reaches a phase transition temperature, it is switched to the corresponding phase,

which is then preserved upon return to room temperature.

Adiabatic thermal boundary conditions are used on all exterior boundaries

(convective air cooling and radiation loss are insignificant) except for the bottom

boundary of the SiO2/Si interface, where a constant temperature 300 K is assumed. At

interior boundaries, thermal boundary resistance (TBR, Rth) is used to model the heat

fluxes and temperature gradients at the interfaces [9]. The TBR is included by adding a

thin thermally resistive layer with thickness dth and thermal conductivity kth such that Rth

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16

= dth/kth. The Pd/CNT boundary is assumed to have Rth,c = 1.2 × 107 K/W, and a thermal

boundary conductance g = 0.17 W/K/m per CNT length is applied at the CNT/SiO2

boundary [8, 10]. All other interior boundaries have Rth = 2.5 × 10-8 m2K/W per unit area,

and all TBR is assumed to be temperature independent [5, 11]. Electrical contact

resistance is included on interior boundaries between GST/electrodes (~ 150 kΩ) and

between CNT/electrodes (~50 kΩ). Table 3.1 summarizes the thermal and electrical

properties used for the finite element simulation.

Figure 3.6 displays typical current-voltage characteristics computed with this model

(line), compared to experimental data (circles) for a typical CNT/GST device with L ≈

3 μm, and d = 3.2 nm. The simulation performs current sweeps while monitoring the

voltage, as does the experimental data. No changes are noted in the simulated I-V

characteristics as the GST warms up beyond ~150 oC and changes into fcc crystalline

state. At I ≈ 30 µA the temperature in the GST surrounding the CNT heater reaches ~350

˚C, the transition temperature of GST from fcc to hcp state. As more GST switches to the

highly conductive hcp state, the resistance of the device begins to decrease significantly,

with a parallel current path being created in the GST. Hence, the voltage decreases even

as the current increases. Figures 3.7 and 3.8 show Y-Z plane cross-sections of

temperature and electrical conductivity in GST at the center of the CNT before and after

the voltage snapback seen in the simulated device I-V curve. At I = 35 µA the GST

directly above the CNT heater has partially switched to the highly conductive hcp state.

At I = 50 µA, a significant amount of GST near the CNT was transformed into the hcp

state. A parallel current path is now available in GST which causes the voltage snapback

that we observed.

In the backward sweep, the hcp state of GST is preserved upon return to room

temperature, and the I-V curve follows a lower resistance path. Thus, interestingly, the

simulations indicate that voltage snapback in this test structure is due to the fcc to hcp

transition of GST, not the amorphous to fcc transition. This occurs although the

resistance of GST decreases by three orders of magnitude in the fcc phase (from GΩ to

MΩ); the total resistance of the entire device is still dominated by the CNT (~0.1 MΩ).

Only a transition to the hcp state brings the GST “sleeve” surrounding the CNT into a

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resistance range comparable to that of the CNT, leading to a measurable change in the

electrical characteristics.

3.4 Figures and Table

Figure 3.1: (a) Schematic of CNT test structure with GST thin film sputtered on top.

(b) Measured current-voltage of a typical CNT (L ≈ 1.88 μm, d ≈ 3.3 nm) before and after

GST deposition. The inset displays the measured current vs. back-gate voltage, indicating

metallic behavior.

10 nm GST

41 nmTi/Pd 70 nm

SiO2 p+ Si

CNT

VDS

I

(a)

0 5 10 15 200

10

20

30

VDS

(V)

I (

A)

(b)

-10 0 100

0.1

0.2

VGS (V)

I (

A)

before GST

after GST

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Figure 3.2: X-ray reflectivity measurement of the sputtered GST thin film using

control samples. The control sample is fabricated by sputtering GST directly onto highly

doped Si substrate immediately after the removal of the native oxide layer by wet etching.

The measurement confirms the GST thin film thickness is 10 nm.

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Figure 3.3: Measured and imaged phase change of GST covering CNT heater. (a)

Consecutive current sweeps to progressively higher current. Each state is preserved when

the GST is returned to room temperature, i.e. I = 0 (no heating). (b) Topographic AFM

before any current is applied and (c-e) after sourcing the current to ~70, 130, and 160 μA

respectively. The latter correspond to current sweeps #3, 6 and 7 labeled in (a). As

current passes through the device, the CNT heats up and crystallizes the surrounding GST.

In (c), the color profile shows the qualitative Joule heating temperature rise of the CNT [8,

12]. The GST near the middle of the CNT is crystallized earliest, illustrating the role of

heat sinking at the CNT contacts (thermal healing length ~ 0.25 μm). At higher currents

the GST covering the entire CNT is crystallized as shown in (d).

0 5 10 15 200

50

100

150

200

Voltage (V)

Cur

rent

( A

)

(a)

12

3

45

6

7

(c)(b)

Thermal Healing Length1 μm

(e)(d)

T(x)

#3

#6 #7

start

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Figure 3.4: Device structure used in the 3-D simulation mimics the experimental test

structures.

(b)

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Figure 3.5: (a) Temperature dependence of GST electrical resistivity σGST(T). (b)

Temperature dependence of GST thermal conductivity kGST(T).

Table 3.1: Electrical and thermal properties used in the FE simulation.

k (W/m/K) C (J/m3/K) σ (S/m)

Pd 22 2.93 x 106 1 x 107

SiO2 1.4 1.72 x 106 1 x 10-16

GST kGST(T) 1.24 x 106 σGST(T)

CNT 3000 1.10 x 106 σCNT(T)

a

b

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Figure 3.6: Measured (symbols) and simulated (lines) I-V characteristics of a typical

metallic CNT covered by GST. The FE model predicts a sudden increase in overall

conductivity as the GST changes to hcp crystalline state.

0 5 10 15 200

10

20

30

40

50

60

VDS (V)

I (

A)

ExperimentModel

I=50 μA

I=35 μA

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Figure 3.7: (a) and (b) Cross-sectional temperature (top) and conductivity (bottom)

of GST at the middle of the CNT at I = 35 μA.

CNT

SiO2

-4

0

8

4

-8

0 10-10

600

500

400

300

Z (

nm

)

SiO2

0 10-10 0

0.04

0.08

0.12

I= 35 μA

-4

0

8

4

-8

Z (

nm

)

GST

GST

σ (106 S)

T (K)

Y (nm)

Y (nm)

(a)

(b)

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Figure 3.8: (a) and (b) Cross-sectional temperature (top) and conductivity (bottom)

of GST at the middle of the CNT at I = 50 μA. The simulations suggest that noticeable

voltage snapback only occurs when ~5-10 nm of GST near the CNT transitions to hcp

phase.

SiO2

0 10-10 0

0.04

0.08

0.12

Y (nm)

SiO2

0 10-10

600

500

400

300Y (nm)

GST

GST

I= 50 μA T (K)

σ (106 S)

(a)

(b)

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3.5 References

[1] M. Lankhorst et al., "Low-cost and nanoscale non-volatile memory concept for

future silicon chips," Nature Materials, vol. 4, pp. 347-352, 2005.

[2] E. Pop et al., "Negative differential conductance and hot phonons in suspended

nanotube molecular wires," Physical Review Letters, vol. 95, pp. 505-508, Oct.

2005.

[3] L. Shi et al., "Thermal probing of energy dissipation in current-carrying carbon

nanotubes," Journal of Applied Physics, vol. 105, pp. 518-523, May 2009.

[4] D. Yu et al., "Minimum voltage for threshold switching in nanoscale phase-

change memory," Nano Letters, vol. 8, pp. 3429-3433, Oct. 2008.

[5] I. R. Chen and E. Pop, "Compact thermal model for vertical nanowire phase-

change memory cells," IEEE Transactions on Electron Devices, vol. 56, pp.

1523-1528, Jul. 2009.

[6] H. K. Lyeo et al., "Thermal conductivity of phase-change material Ge2Sb2Te5,"

Applied Physics Letters, vol. 89, pp. 1904-1907, Oct. 2006.

[7] J. P. Reifenberg et al., "Thickness and stoichiometry dependence of the thermal

conductivity of GeSbTe films," Applied Physics Letters, vol. 91, pp. 904-907,

2007.

[8] E. Pop et al., "Electrical and thermal transport in metallic single-wall carbon

nanotubes on insulating substrates," Journal of Applied Physics, vol. 101, pp.

710-717, May 2007.

[9] J. P. Reifenberg et al., "The impact of thermal boundary resistance in phase-

change memory devices," IEEE Electron Device Letters, vol. 29, pp. 1112-1114,

2008.

[10] E. Pop, "The role of electrical and thermal contact resistance for Joule breakdown

of single-wall carbon nanotubes," Nanotechnology, vol. 19, pp. 202-207, Jul.

2008.

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[11] D. G. Cahill et al., "Nanoscale thermal transport," Journal of Applied Physics, vol.

93, pp. 793-818, Jan. 2003.

[12] L. Shi et al., "Thermal probing of energy dissipation in current-carrying carbon

nanotubes," Journal of Applied Physics, vol. 105, pp. 306-311, 2009.

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27

CHAPTER 4: PHASE CHANGE MEMORY WITH CARBON

NANOTUBE INTERCONNECTS

4.1 Device Schematics

After we have demonstrated CNTs’ capability to induce phase change in GST, we

want to optimize the device structure to build an energy efficient nanotube-PCM device.

We noticed from our CNT reliability study that when CNT underwent electrical

breakdown at ambient/inert environment under high bias, it typically leaves a nano-scale

gap with width varying from 10 to 300 nm in the carbon nanotube [1], as shown in the

AFM image in Fig. 4.1a. If we sputter ~10 nm of amorphous GST (a-GST) and fill the

CNT gap (Fig. 4.1a) with good coverage and minimal surface roughness, we would

essentially have a lateral GST device with CNT interconnects. The active GST bit is the

small volume of GST in the gap that is sandwiched by CNT interconnects, as shown in

Figs. 4.1b and 4.1d. As we only need to induce phase change in the active GST bit to

perform the memory write/erase action, we are able to significantly reduce the

programming current and power. Figure 4.1c shows the AFM image of typical as-

fabricated nanotube-PCM device.

4.2 DC Measurements and AFM Characterization

To demonstrate the memory switching behavior, we source current and measure the

voltage (I-V) characteristics of the nanotube-PCM devices. The I-V initially displayed

high resistance (20 ~ 80 MΩ) due to the amorphous phase of the as-sputtered GST. As

we gradually increase the current, the I-V curve showed voltage snapback behavior due to

threshold switching in GST, i.e. sudden switching of amorphous GST to the conductive

amorphous phase under high E-field. This is then followed by the amorphous to

crystalline phase change due to Joule heating. We observed that the snapback voltage Vsb

of the nanotube-PCM devices increases pseudo-linearly as the CNT gap size increases,

with Vsb ~ 3.5 V (Fig. 4.2a), ~ 9.0 V (Fig. 4.3a), ~19.8 V (Fig. 4.4a), and 28.4 V (Fig.

4.5a) for CNT gap size w ~ 35 nm (Fig. 4.2b), ~ 100 nm (Fig. 4.3b), ~ 210 nm (Fig. 4.4b),

and ~ 270 nm (Fig. 4.5b) respectively. This provides strong evidence to support the

popular claim that threshold switching in GST is electric field driven [2-5]. This

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28

threshold switching behavior is a critical property of phase-change materials, because

without this effect, it would require impractically high voltage to deliver enough power to

heat up the resistive amorphous GST to its crystallization temperature.

We notice that after amorphous to crystalline phase change, the ON state resistance

of the nanotube-PCM device is not as low as it would have been if all GST are switched

into crystalline phase. This suggests that only a small volume of the GST has been

switched into the conductive state. Since CNTs are much more conductive than

amorphous GST, current tries to flow preferentially along the nanotube, thus creating a

high E-field across the CNT gap and therefore locally inducing threshold switching and

phase change in the GST between the gap. This is supported by AFM measurements as

shown in Fig. 4.2c, 4.3c, 4.4c, 4.5c, where nucleation points are observed in the GST [6]

that filled the CNT gap. Subsequent I-V measurements in Fig. 4.2a, 4.3a, 4.4a and 4.5a

showed that GST crystalline state is stable under ambient environment. It should be noted

that since CNTs serve as interconnects in the nanotube-PCM device, both

semiconducting (to be always turned on by a gate bias) and metallic CNTs can be

employed to induce phase change. Besides single-wall CNTs, small diameter multi-wall

CNTs are frequently used in this study as they show similar device characteristics and are

sometimes more resilient to the (mild) damage induced in the GST sputtering process [6].

4.3 Pulse Measurements

The resistance-current (R-I) switching characteristics of the nanotube-PCM device

were studied by sending current pulses to the device and measuring its resistance after

each pulse. All electrical transport measurements were performed with a Keithley 4200

Semiconductor Characterization System (SCS) and a Keithley 3402 Dual-Channel

Pulse/Pattern Generator (PG). The resistance of nanotube-PCM device after applying the

SET and RESET voltage pulse is measured with 4200 SCS by applying a 2.0 V D.C. bias.

The SET and RESET current magnitudes were calculated from the applied voltage

amplitude and the device resistance. The rising and falling edge of both SET and RESET

voltage pulses are set at 2 ns. The duration and amplitude of the pulses were confirmed

using Agilent Infiniium 50004A oscilloscope. Figure 4.6 shows a typical waveform for a

RESET pulse.

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As shown in Fig. 4.7, starting from the resistive OFF state, 150 ns SET current

pulses with increasing amplitude are applied to the device D5. The device resistance

decreased by more than an order of magnitude when the SET current amplitude exceeds

1.0 μA. This suggests that the GST in the CNT gap is switched into the crystalline phase

and thus restores the current path. A large increase in resistance is observed when the 50

ns RESET current pulse exceeds 5.0 μA. The larger RESET current increases the

temperature of the GST bit to its melting point. The rapidly falling edge (~2 ns) then

quenches the molten GST and switches it back to the disordered amorphous phase [7].

The memory endurance test was performed on D5, which has a 10 nm oxide

encapsulation layer. The oxide layer, which acts as both a passivation to prevent

oxidation and a mechanical cap to prevent delamination, greatly improves the lifetime of

the device. In the endurance test, cycles of SET/RESET pulses were applied to the device

under ambient environment. The device resistance was measured after each pulse at low

DC bias (2V) and plotted in Fig. 4.8 (see more details in supplementary materials). No

cycling-induced failure was observed after 100 manually operated cycles.

4.4 Device Scaling

The resistances at the ON (Ron) and OFF (Roff) state of 105 nanotube-PCM devices

studied in this work are plotted in log scale against their respective switching voltage Vsb

in Fig. 4.9. The curve clearly showed two distinctive memory states, with almost two

orders of magnitude change in resistance between the states. During the fabrication, 60 of

these CNT devices were electrically broken down in air to create the gap, while the other

45 devices were broken down under Ar flow, which resulted in significantly smaller gap

(Fig. 4.10) due to the lack of oxygen [1]. Due to its device structure, Roff in the nanotube-

PCM devices are dominated by the resistance of the 10 nm amorphous GST thin film

between the metal contacts and thus are fairly constant. Ron, however, exhibits a strong

positive correlation with the switching voltage as illustrated by the black dotted line in

Fig. 4.9. This could be due to the fact that both Ron and Vsb are closely related to the CNT

gap size, where the active GST bit is deposited. As CNTs are much more conductive than

even crystalline GST, Ron should be dominated by the resistance of the crystalline GST

between the CNT interconnects and therefore should vary positively with CNT gap size.

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The snapback behavior is due to the threshold switching phenomenon in a-GST, which is

widely believed to be E-field driven. Thus we see an almost linear relationship between

the threshold voltage Vsb and the CNT gap size w in Fig. 4.10. The critical E-field that

seems to trigger the threshold switching in our device is E = Vsb/w = 0.1 V/nm. This E-

field is an order of magnitude less than the breakdown field of SiO2 and should

conclusively prove that we are observing phase-change in GST, not oxide breakdown as

reported recently by Yao et al. [8]. The linear trend between the switching voltage and

CNT gap size shows that this is a highly scalable technology. Currently, our best

performance device has a CNT gap size of 30 nm and operates under 3V and 1 µA, with

2.6 µW and 500 fJ programming power and energy, which are much lower than

conventional PCM devices [9-12]. From the scaling trend in Fig. 4.10, we can safely

predict that with sub-5 nm CNT gap and optimized structure, the nanotube-PCM device

could operate at 0.5 V with sub-fJ energy consumption.

The SET current of the 105 devices are plotted in the histogram in Fig. 4.11. The

mean SET current for devices that were fabricated air and Ar are 1.95 µA and 1.99 µA,

respectively. This is a two-fold improvement over current state-of-the-art PCM devices.

Our nanotube-PCM is a much more energy efficient device because of the extremely

small volume of GST that is crystallized in the operation.

4.5 Finite Element Modeling

Using the same finite element modeling platform that we described earlier in section

IV, we are able to fit the experimental data fairly well using our model. The modeling

schematic for the nanotube-PCM device is consistent with the actual device structure and

is shown in Fig. 4.12.

We performed different sets of simulations each with different current flow. In each

simulation, a constant current pulse was applied for 100 ns. The current-voltage

characteristic of the model is compared to experimental data in Fig. 4.13. The blue circles

show the experimental results of current sweep of a 2.0 µm CNT (d = 2.5 nm) up to 3.5

µA. This voltage snapback behavior is caused by threshold switching in GST and

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followed by amorphous to crystalline phase change due to Joule heating. The FE model

correctly captures these characteristics, as illustrated in Fig. 4.13.

The temperature profile of GST in the CNT gap region before and after the threshold

switching is illustrated in Fig. 4.14a~c. When in its high resistive state, the current

passing through the nanotube-PCM device is on the order of 100 nA. At low voltage the

Joule heat generated is insufficient to reach GST’s crystallization temperature ~ 420 K

(Fig. 4.13a). After the amorphous GST in the CNT gap region switches into the pseudo-

conductive state under high E-field, the local current density in GST between the CNT

gap increases drastically. It is at this point that sufficient heat is generated to raise the

temperature to where the GST changes into its stable crystalline phase. The bulk GST

that is not exposed under high E-field still remains in the highly resistive amorphous

phase and therefore does not heat up significantly.

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4.6 Figures

Figure 4.1: Schematics of nanotube-PCM device. (a) A nano-scale gap is typically

created when CNT breaks down in air under high voltage stress. (b) Schematic of the

nanotube-PCM device by sputtering GST thin film on top of CNT. The nanotube-PCM

device is in its OFF state when GST that filled up the gap is in resistive amorphous phase.

(c) An AFM image of an as-fabricated nanotube-PCM device. (d) The nanotube-PCM

device is switched to ON state when GST in the gap is transformed into highly

conductive phase.

B

D

500 nm

C

A

CNT Gap

10nmGST

41 nmTi/Pd

70 nmSiO2 p+ Si

CNTPhase Change region

OFF state

ON state

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Figure 4.2: (a) I-V characteristics of the nanotube-PCM device D1 with diameter =

3.0 nm, length = 3.5 µm and gap size (after CNT breakdown) w = 35 nm. In sweep 1, D1

shows voltage snapback behavior at 1.0 μA, 3.5 V, indicating the GST near the gap

region is switched into the conductive state under high E-field. The crystalline phase is

preserved as evident in sweep 2. The insets show I-V of the CNT device when they broke

down under high bias. (b) and (c) are AFM images of D1 after CNT breakdown and after

DC current sweep, respectively. A GST “bubble” is formed in the gap region after DC

current sweep, indicating GST near the gap is switched into crystalline phase.

0 1 2 3 40

1

2

3

4

V (V)

I (

A)

1

2 D1

500 nm 500 nm

a

b c

Threshold switching voltage Vsb

0 10 200

10

20

30

V (V)

I (

A)

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Figure 4.3: (a) I-V characteristics of the nanotube-PCM device D2 with diameter =

2.5 nm, length = 3.8 µm and gap size (after CNT breakdown) w = 100 nm. In sweep 1,

D2 shows voltage snapback behavior at 0.9 μA, 9.0 V, indicating the GST near the gap

region is switched into the conductive state under high E-field. The crystalline phase is

preserved as evident in sweep 2. The insets show I-V of the CNT device when they broke

down under high bias. (b) and (c) are AFM images of D2 after CNT breakdown and after

DC current sweep, respectively. A GST “bubble” is formed in the gap region after DC

current sweep, indicating GST near the gap is switched into crystalline phase.

0 2 4 6 8 100

2

4

6

V (V)

I (

A)

1

2 D2

500 nm 500 nm

a

b c

0 5 10 150

10

20

V (V)

I (

A)

OFF state

ON state

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Figure 4.4: (a) I-V characteristics of the nanotube-PCM device D3 with diameter =

2.7 nm, length = 3.9 µm and gap size (after CNT breakdown) w = 210 nm. In sweep 1,

D3 shows voltage snapback behavior at 2.7 μA, 19.8 V, indicating the GST near the gap

region is switched into the conductive state under high E-field. The crystalline phase is

preserved, as evident in sweep 2. The insets show I-V of the CNT device when they broke

down under high bias. (b) and (c) are AFM images of D3 after CNT breakdown and after

DC current sweep, respectively. A GST “bubble” is formed in the gap region after DC

current sweep, indicating GST near the gap is switched into crystalline phase.

0 5 10 15 200

2

4

6

V (V)

I (

A)

0 20 400

10

20

30

V (V)

I (

A)

1

2

D3a

b c

500 nm 500 nm

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Figure 4.5: (a) I-V characteristics of the nanotube-PCM device D4 with diameter =

2.1 nm, length = 2.2 µm and gap size (after CNT breakdown) w = 270 nm. In sweep 1,

D4 shows voltage snapback behavior at 2.4 μA, 28.4 V, indicating the GST near the gap

region is switched into the conductive state under high E-field. The crystalline phase is

preserved as evident in sweep 2. The insets show I-V of the CNT device when they broke

down under high bias. (b) and (c) are AFM images of D4 after CNT breakdown and after

DC current sweep, respectively. A GST “bubble” is formed in the gap region after DC

current sweep, indicating GST near the gap is switched into crystalline phase.

0 10 20 300

2

4

6

V (V)

I (

A) 0 2 4 6

0

10

20

30

V (V)

I (

A)

1

2

D4

500 nm 500 nm

b c

a

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Figure 4.6: Typical RESET waveform.

Figure 4.7: R-I characteristics of a nanotube-PCM device D3 that has an oxide

encapsulation layer. The width of the crystallization and amorphization pulses are 150 ns

(20 ns falling edge) and 50 ns (2 ns falling edge), respectively.

0.1 1 101

10

100

I (A)

R (

M

)

OFF state

ON state

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Figure 4.8: Memory endurance test performed on D3. Cycling induced failure is not

observed after D3 was manually switched for 100 cycles. (Crystallization: 1.5 µA, 150 ns;

amorphization: 6.0 µA, 50 ns.)

Figure 4.9: Ron

and Roff

for 105 devices against their switching voltage Vsb

. 61 of

these devices had their CNT gap created in ambient environment (air), while the other 44

devices had CNT breakdown in Ar flow (solid symbols).

0 100 2001

10

100

Number of Switches

R (

M

)

AmorphousCrystalline

0 20 40 600.1

1

10

100

Vsb (V)

R (

M

)

OFF

ON

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Figure 4.10: The switching voltage of 30 devices plotted against their CNT gap size.

The black line is a linear fit, which suggests the nanotube-PCM device is highly scalable.

The error bar is the estimated error from tip radius in the AFM measurement.

Figure 4.11: Histograms of SET current of 105 nanotube-PCM devices.

0 100 200 3000

10

20

30

40

Vsb

(V

)

Gap Size (nm)

AirArFitting

0

5

10

15

20

25

1 2 3 4 5 More

Fre

qu

ency

SET Current (µA)

Air

Ar

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Figure 4.12: Schematics of the 3D FE model of the nanotube-PCM device from

COMSOL.

Figure 4.13: I-V characteristics (experimental data and model from COMSOL) of a

nanotube-PCM device. The modeling CNT with length = 2.0 µm, diameter = 2.5 nm and

gap size = 70 nm, is covered by 10 nm thick of amorphous GST. The snapback behavior

is observed when the localized E-field in the gap exceeds the threshold value – 0.1 V/nm.

Pd Pd

GST

CNT

SiO2

0 2 4 6 80

1

2

3

4

V (V)

I (

A)

DataModel

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Figure 4.14: (a-b) 3D temperature profile of the GST before and after it switches into

high conductive state. When the GST is still at its resistive amorphous state, the current

through the device is 150 nA which barely heats up the GST. When the GST inside the

CNT gap was switched into highly conductive state under E-field, there were much

higher current densities in the gap region. Due to Joule heating, the GST is heated to

around ~ 520 K and changes to crystalline phase. The GST outside the CNT gap region

remains at relatively low temperature and thus still in amorphous phase. (c) Cross-

sectional temperature profile of the GST in the center of the CNT gap.

4.7 References

[1] P. Qi et al., "Miniature organic transistors with carbon nanotubes as quasi-one-

dimensional electrodes," Journal of American Chemical Society, vol. 126, pp.

774-776, 2004.

[2] A. Redaelli et al., "Electronic switching effect and phase-change transition in

chalcogenide materials," IEEE Electron Device Letters, vol. 25, pp. 684-686,

2004.

[3] D. Adler et al., "Threshold switching in chalcogenide-glass thin-films," Journal of

Applied Physics, vol. 51, pp. 3289-3309, 1980.

[4] D. Emin, "Current-driven threshold switching of a small polaron semiconductor

to a metastable conductor," Physical Review B, vol. 74, pp. 736-742, Jul. 2006.

[5] D. Ielmini et al., "Parasitic reset in the programming transient of PCMs," IEEE

Electron Device Letters, vol. 26, pp. 799-801, Nov 2005.

b

0 10-10

0

10

x (nm)

z (n

m)

310

300

305

a

400

300

500

400

300

500c

SiO2

GST70 nm gap filled with GST

T (K) T (K) T (K)

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[6] F. Xiong et al., "Inducing chalcogenide phase change with ultra-narrow carbon

nanotube heaters," Applied Physics Letters, vol. 95, pp. 103-106, Dec. 2009.

[7] S.H. Lee et al., "Size-dependent surface-induced heterogeneous nucleation driven

phase-change in Ge2Sb2Te5 nanowires," Nano Letters, vol. 8, pp. 3303-3309,

2008.

[8] J. Yao et al., "Resistive switching in nanogap systems on SiO2 substrates," Small,

vol. 5, pp. 2910-2915, Dec. 2009.

[9] S. L. Cho et al., "Highly scalable on-axis confined cell structure for high density

PRAM beyond 256MB," Symposium on VLSI Technology Digest, 2005.

[10] I. V. Karpov and S. A. Kostylev, "SET to RESET programming in phase change

memories," IEEE Electron Device Letters, vol. 27, pp. 808-810, 2006.

[11] S.J. Ahn et al., "Highly reliable 50nm contact cell technology for 256Mb PRAM,"

Symposium on VLSI Technology Digest, 2005.

[12] Y. C. Chen et al., "Ultra-thin phase-change bridge memory device using GeSb,"

IEDM Technical Digest, 2006.

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CHAPTER 5: CONCLUSION

In summary, we have fabricated and demonstrated memory operation of a novel

ultra-low power phase change memory device that utilizes carbon nanotubes as

interconnects.

In our preliminary experiments, we have demonstrated that CNT heaters with sub 5-

nm diameters can reliably induce highly localized phase change in amorphous GST thin

film, with heating current in the order of ~25 µA. The current-voltage characteristics of

simple test devices show voltage snapback behavior, indicating GST switching from

highly resistive (amorphous) to highly conductive (hcp crystalline) states. Additional

AFM characterization and 3-D finite-element modeling confirm the morphological and

phase changes occurring.

We were able to successfully create nano-sized gaps in carbon nanotubes through

electrical breakdown under air or Ar flow. The key insight of our nanotube-PCM device

is that we only need to induce phase change in the small volume of GST between the

CNT gaps during memory operations. This significantly reduces the programming power

and current. The mean SET current in our device is 1.96 µA, almost two orders of

magnitude less than current state-of-the-art PCM devices. Our results showed a strong

linear relationship between the snapback voltage and the CNT gap size. This confirms

that the threshold switching phenomenon in a-GST is electric-field driven. We have also

performed memory endurance test on our nanotube-PCM device. Due to the limitation of

our experimental set-up (without a switching matrix), we were only able to perform the

cycling endurance test manually. No cycling induced failure is observed after 100 cycles.

To further improve the performance of our device and lower the programming

voltage and current, we are working to optimize the structure of the nanotube-PCM

device. As the snapback voltage is closely related to the CNT gap size, we aim to

consistently create sub 10-nm gaps in CNT. One way to achieve this is to use oxygen

plasma etching to create the CNT gap instead of the electrical breakdown. The idea is to

deposit PMMA over the CNT device and open a sub 10-nm gap in the PMMA by

electron beam lithography. This would allow us to etch away only the portion of the CNT

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44

that is exposed under the PMMA opening using oxygen plasma. This would give us more

control over the gap size and location of the gap through varying the etching parameters

(etching power, time etc), and lower the programming energy of our device to the sub-fJ

regime.

We are also developing a LabVIEW script that performs the memory cycling test

automatically. With this script and a high-speed switch matrix, we will be able to test the

actual endurance limit of our device and pushes it to more than 106 cycles.

The next logical step after building the energy efficient nanotube-PCM device would

be to design and fabricate a nanotube-PCM memory array. With recent advancement in

growth of aligned CNT arrays on quartz, the goal of building the memory array is

promising, though challenging.

We are also exploring the possibility of using 2D graphene as electrodes for PCM

devices, which make use of current planar processing technology. This opens new

opportunities for reconfigurable nano-electronics.