Thumb and Finger Sucking Habits: From Freud to Linus

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Thumb and Finger Sucking Habits: From Freud to Linus Douglas S. Ramsay, DMD, PhD, MSD University of Washington Departments of Orthodontics, Pediatric Dentistry, Oral Health Sciences, and Psychology Seattle, Washington, USA UW Orthodontic Mini-Residency RAMSAY

Transcript of Thumb and Finger Sucking Habits: From Freud to Linus

Page 1: Thumb and Finger Sucking Habits: From Freud to Linus

Thumb and Finger Sucking Habits:!From Freud to Linus

Douglas S. Ramsay, DMD, PhD, MSD

University of Washington!

"

Departments of Orthodontics, Pediatric Dentistry, "Oral Health Sciences, and Psychology"

"Seattle, Washington, USA!

UW Orthodontic Mini-Residency!

RAMSAY

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Thumb and Finger Sucking Habits

• A common and typically harmless behavior of infancy and childhood

• 23-46% of children between 1-4 years

• ~ 19% after 5 years of age have habit

• ~ 5% over 5 years have a chronic habitRAMSAY

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There are reports that thumb sucking habits are uncommon in certain groups (e.g., Inuit Eskimos). [Levine, 1998]

Wolf & Lozoff (1989) report that children who fall asleep with parents present are less likely to have a sucking habit or an object of attachment.

Thumb sucking as a transitional comforting behavior. [Winnicott, 1953]

• RAMSAY

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Many adverse effects have been reported to be related to a thumb sucking habit • Dentoalveolar change is the major oral consequence:

- Proclined Maxillary Anterior Teeth- Retroclined Mandibular Anterior Teeth- Anterior Open Bite

• Other reported oral effects with little evidence:- Posterior Crossbite - Narrow High-Arched Palate- Angle Class II Malocclusion

- TMD symptoms - Atypical Root ResorptionRAMSAY

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Many adverse effects have been suggested to be related to a thumb sucking habit

Dentoalveolar changes can occur in the primary dentition from a thumb sucking habit. However, if the habit stops before the eruption of the permanent incisors, the dentoalveolar effects observed in the primary dentition are not seen in the mixed dentition. RA

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Many adverse effects have been suggested to be related to a thumb sucking habit "The habits of sucking the thumb, lip, or tongue, so frequently formed by young children, while rarely causing displacement of the deciduous teeth, will if persisted in during the eruption of the permanent incisors, cause marked malocclusion.  Fortunately the habit of thumb-sucking is usually broken before any marked evil effects result ...."

Treatment of Malocclusion of the Teeth. Edward H. Angle,  7th edition,  1907, pp. 104 -106.RA

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Many adverse effects have been suggested to be related to a thumb sucking habit

• Reported psychological consequences:- Parents may criticize, ridicule, or punish- Decreased peer acceptance- Mother’s rate 11-16 year olds as more moody,

depressed, and high strung if they were persistent thumb suckers as children.

• Other reported miscellaneous associations:- Alopecia - Increased risk of accidental poisoning

- Thumb deformation*- Thumb irritation- Mucosal Trauma

*[Reid & Price, 1984]

RAMSAY

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Historical Controversy over the Nature and Treatment of Thumb Sucking

“I believe that the association of the manifestation into which we have gained insight through psychoanalytic investigation justifies us in claiming thumb sucking as a sexual activity.”

- Freud (1918)

Freud also noted that thumb sucking habits sometimes were associated with habits involving a rubbing contact with sensitive parts of the body. RAMSAY

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Historical Controversy over the Nature and Treatment of Thumb Sucking

At an ADA meeting, Pearson (AJO, 1948) warned that forcibly stopping the habit could have undesirable effects (e.g., “sexual frigidity” in later years).

Korner & Knight (Angle Orthod, 1955) warned that use of dental appliances to stop the habit could cause new symptoms which included: night terrors, day wetting, sleep disturbances, refusal to eat solid foods, and belligerent irritability.

See also, Skinazi, J Clin Orthod (2000) [e.g., “erogenous,” “fetishism” and “... need to release pent-up energy”]RAMSAY

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Historical Controversy over the Nature and Treatment of Thumb Sucking

“Inductive reasoning and teleology are no firmer bases for claims by many psychologists that dire personality defects may result from attempts to break finger habits, even during the time it is normal to expect such habits. Claims of frustration, psychic trauma, habit transference, behavior problems, or at the very least, maladjustment, are frequent in the literature. ….. Our study has not borne out claims of psychological disturbances as a result of placing interceptive appliances. Not a single case of habit transference has been documented, as yet.”

[Graber, T.M., J Dent Child, 1958]RAMSAY

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Is there a relationship between thumb-sucking and psychopathology?

[Friman et al., J Pediatric Psychol, 1994]

Child Behavior Checklist and the Eyberg Child Behavior Inventory were given to 3 groups of kids (ages 4-14).

Healthy ControlsPsych Referrals Thumb Suck (N=57)

Hi Scores > Lo Scores ?

RAMSAY

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Is there a relationship between thumb-sucking and psychopathology?

[Friman et al., J Pediatric Psychol, 1994]

Child Behavior Checklist and the Eyberg Child Behavior Inventory were given to 3 groups of kids (ages 4-14).

Healthy ControlsPsych Referrals Thumb Suck (N=57)

Hi Scores > Lo Scores = Lo ScoresIncluding, “no elevation in the CBCL sex problems subscale for thumb-sucking children.”

“ ... results provide little support for the theoretically derived notion that thumb-sucking is necessarily a symptom of psychopathology.”RAMSAY

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Historical Controversy over the Nature and Treatment of Thumb Sucking

There are NO convincing data to support the idea that children with thumb sucking habits have any associated symptoms of psychopathology (see Friman, et al., 1994) or that treating the habit will lead to symptom substitution. YET, …….

“Simply removing the symptom by aversive therapies or other suggested interventions will not deal satisfactorily with what may be causing the need to suck non-nutritively. We merely may be substituting symptoms if we do not pay serious attention to those underlying anxieties.” Shelov (1995)RA

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When to Treat and Why This decision is made on an individual basis after evaluating the ratio of potential risks to benefits. Here are general recommendations.

- Rarely treat before age 5- Don’t treat infrequent habit w/out adverse sequelae- Postpone treatment if life stress or major loss- Malocclusion in mixed or permanent dentition- Alopecia (concurrent habit)- Thumb / finger deformity- If child requests treatment- Despite reassurance is wnl, parents insist.RA

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Contemporary Treatment Recommendations

1) Initially ignore the sucking behavior.

2) Treat initially with a less invasive behavioral approach.

3)  If behavioral approach is ineffective, consider intraoral crib therapy.

Social Validity?RAMSAY

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Social Validity

“Social validity refers to the acceptability of an intervention to the persons most closely connected to it and its results. Experience has shown that not all effective interventions are accepted, despite their effectiveness.”

(Baer, 1986)RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

??

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

????

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

??????

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

1?

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

????

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

9?????

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

11

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

????

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

910????

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

11

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

1???

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

91010???

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

11

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

13??

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

910108??

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

1 1

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

1 311?

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

91010 8 0?

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

1 1

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

1 31111

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

91010 8 0 0

RAMSAY

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Thumb Sucking and Dental Appliances

No Treatment Control Group (10)

Experimental Condition (N) Continues Stops

1 1

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, he assessed whether the habit was still present or had stopped.

1 31111

Counseling by Dentist (11)Palatal Arch (11)Palatal Arch & Counseling by Dentist (11)Palatal Crib with Spurs (11)

Palatal Crib with Spurs & Counseling (11)

91010 8 0 0

3 years later, 2 of 22 crib-treated patients were sucking (9%)RAMSAY

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Thumb Sucking and Dental Appliances

Palatal Crib with Spurs - 3 months (17)

Experimental Condition (N) Continues %

?%?%

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, 36 children assigned to ineffective treatment conditions were still sucking and so they were assigned to treatment with a crib with spurs for either 3 or 6 months duration. Patients were contacted 3 years later for follow-up.

9%Palatal Crib with Spurs - 6 months (19)Palatal Crib with Spurs - 10 months (22)

? / 17? / 192 / 22RA

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Thumb Sucking and Dental Appliances

Palatal Crib with Spurs - 3 months (17)

Experimental Condition (N) Continues %

?%16%

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, 36 children assigned to ineffective treatment conditions were still sucking and so they were assigned to treatment with a crib with spurs for either 3 or 6 months duration. Patients were contacted 3 years later for follow-up.

9%Palatal Crib with Spurs - 6 months (19)Palatal Crib with Spurs - 10 months (22)

? / 173 / 192 / 22RA

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Thumb Sucking and Dental Appliances

Palatal Crib with Spurs - 3 months (17)

Experimental Condition (N) Continues %

34%16%

Haryett (1967, 1970 AJO) studied 65 children (> ~5 yrs old) who had a thumb sucking habit. After 10 months of treatment, 36 children assigned to ineffective treatment conditions were still sucking and so they were assigned to treatment with a crib with spurs for either 3 or 6 months duration. Patients were contacted 3 years later for follow-up.

9%Palatal Crib with Spurs - 6 months (19)Palatal Crib with Spurs - 10 months (22)

6 / 173 / 192 / 22RA

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Thumb Sucking and Dental Appliances

No Treatment Control Group (8)

Experimental Condition (N) Continues Stops

010

Haryett (1967, 1970 AJO) investigated crib therapy with spurs versus without spurs to treat thumb sucking. Following 10 months of treatment, he waited 6 weeks and assessed whether the habit was still present or had stopped.

820 9

81271

Palatal Crib with Spurs (11)Palatal Crib with Spurs & Counseling (10)Palatal Crib with NO Spurs (27)Palatal Crib with NO Spurs & Counseling (10)RA

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Thumb Sucking and Dental AppliancesHaryett (1967, 1970 AJO) investigated crib therapy to treat thumb sucking. Side-effect data were collected during both studies.

- Mothers report kids have significantly greater restlessness and sleep disturbances with spurs than without spurs.

- Upset (8/22 = 36%; 14/56 = 25%)- Speech difficulty (13/22 = 59%; 37/56 = 66%) - Eating difficulty (e.g., peanut butter, apples, corn)(9/22 = 41%; 28/56 = 50%)

- Soreness from crib (20/55 = 36%, Exp #2 only)- Broken Appliance (3/55 = 5%, Exp #2 only)RA

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Thumb habit and anterior open biteRAMSAY

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Crib with spursRAMSAY

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Anterior open bite starts to closeRAMSAY

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Anterior open bite continues to closeRAMSAY

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Anterior open bite is closed with cribRAMSAY

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Crib designs with and without spurs

RAMSAY

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Haskell & Mink, Pediatric Dentistry, 13(2), 83-85, 1991

RAMSAY

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Haskell & Mink, Pediatric Dentistry, 13(2), 83-85, 1991

RAMSAY

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“The idea came from the equine industry, where a bit with copper rollers is used to distract irritable horses.” (Haskell & Mink, 1991)

RAMSAY

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Bluegrass appliance designs

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Retrospective Data on Bluegrass Appliance30 patients (age 4:10 to 20:11) who completed Bluegrass treatment had records reviewed.

Recommend trying “easier and less expensive” behavioral treatment before placing a dental appliance.

[Greenleaf & Mink, Pediatric Dentistry, 25, 587-590, 2003]

- 93% patients (n=28) treated successfully- 76% patients treated in 36 weeks (9 months) or less with recommended length of treatment 4 months after habit has stopped. - 20% (n=6) had to have appliance re-inserted from breakage, improper placement, or distortion after placement. [Recommend using 0.036 gauge wire.]RA

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Bluegrass design (with roller) with spurs on a W-arch for expansion, with fixed-

removable design for in-office adjustment.

Kulkarni & Lau, Pediatric Dentistry, 32(1), 61-63, 2016

RAMSAY

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Intraoral Appliances for Thumb Sucking Habits

1) Crib should be kept in for ~10 months2) Adding spurs to the crib does not enhance

effectiveness for treatment of sucking habit (maybe for tongue position)

3) Bluegrass Appliance (little data)

Adverse effects include: upset, speech difficulty, eating difficulty, soreness, broken appliances. (Appliances are not 100% effective.)RA

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Behavioral Treatments for Thumb Sucking Habits

1)  Stopping goods things when sucking occurs (Baer in 1962 - cartoon stops; contingent reading)

2) Restraint for response prevention with fading

3) Aversive taste treatment with fading

4) Awareness Enhancement DeviceRAMSAY

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Sara is 3 years old. She hit the reader when reading stopped. Treatment did not generalize beyond nap time.

Knight & McKenzie, JABA, 1974, 7, 33-38

RAMSAY

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Rosie is 6 years old. “I know why you’re not reading ….” Treatment generalized to all settings.

Knight & McKenzie, JABA, 1974, 7, 33-38

RAMSAY

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Jennifer is 8 years old and sucks her finger while holding a soft blanket named “sucky.” When reading stops, she says “Read, I’m getting mad ….” Treatment generalized to all settings.

Knight & McKenzie, JABA, 1974, 7, 33-38

RAMSAY

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Restraint System for Response Prevention (with Fading and Rewards)

Use devices that limit access to thumb or fingers. Reward children for not removing the device. After consecutive non-sucking days, fade the devices away by using smaller ones. Habit occurs … start at beginning and repeat.

- Mitt (or boxing glove, sock)- Thumb-post (or T-Guard)- Ace bandage- Sleeping sack- Facemask

Fade with tongue blade, small bandaid, cotton gauzeRAMSAY

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Commercially Available Mitt

Thumbuddy’sQuit-Mit, Inc. RA

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RAMSAY

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Thumb habit and anterior open biteRAMSAY

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Mitten restraint for habit treats open biteRAMSAY

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Mitten restraint for habit closes open biteRAMSAY

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Custom-madeThumb-post

Watson &Allen, J Am Acad Adolesc Psychiatry, 32(4),

830-834, 1993 RAMSAY

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Commercially available

thumb-post

RAMSAY

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RAMSAY

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http://www.thumbguard.com/Thumbguard.html

RAMSAY

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RAMSAY

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Out of 225 digit sucking patients, Graber (1958) found that: 77% sucked the thumb only, 15% other fingers only, and 8% thumb and fingers.RA

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http://www.yourhandaid.com

Handaid for thumb or custom-order for fingers

RAMSAY

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Thumbusters - <http://stopthumbsucking.net/> RAMSAY

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<http://www.myspecialshirt.com/home.php>"

Clothing restraint:Levin, B. J. Journal of the Canadian Dental Association, 1958, 148-150.Al-Emran, J Clin Pediatr Dent, 2000, 24 (4), 261-3.

RAMSAY

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Adair, Pediatric Dentistry, 21(7), 451-453, 1999

RAMSAY

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Adair, Pediatric Dentistry, 21(7), 451-453, 1999

RAMSAY

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A 14 year-old female with cerebral palsy and a learning disability was successfully treated for finger sucking with 1-h / day for 12 months with fading. The boy had autism and other habits. (Taylor & Walker, 1997)

RAMSAY

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Taste Treatment for Thumb Sucking (with Fading and Rewards)

1) Apply tastant to fingernail at morning, bedtime, and contingent on sucking.

2) After 7 days of no sucking, stop morning application (fading).

3) After 7 more days, stop bedtime application.

4) Provide rewards for not sucking.

5) Habit occurs re-start regimen from the beginning. RAMSAY

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Taste Treatment for Thumb SuckingKozlowski, J.T. A non-invasive method for ending thumb- and fingersucking habits. J Clin Ortho, 2007.

He reviews treatment alternatives for habit cessation, discusses side-effects and costs. If Malava Stop is chosen, he gives them the bottle as a gift. At one month follow-up”almost every patient will have discontinued the habit ..”RA

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Data from Friman et al., (1986) demonstrate an aversive tastant used in the treatment of thumb-sucking.

Friman & Libowitz (1990) treated 22 children (ages 4-11) using the aversive tastant protocol. At 1-year follow-up, 20/21 patients no longer had a sucking habit and 1 patient was missing.RAMSAY

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Stricker, J.M., et al., JABA, 34, 77-80,

2001

Awareness Enhancement Device (AED) is used in the treatment of thumb-sucking.

RAMSAY

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Stricker, J.M., et al., Education and Treatment of Children, 26(1), 22-29, 2003The volume of the AED had to be increased (i.e., Prime)RA

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PI: Joseph A. HimleCompany: Hamztec, LLCNIH (NIMH): 1R41MH077362Year: 2007 - 2008

RAMSAY

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“When the patient keeps the digit inside the mouth, the alarm starts from the reminder to remind the child, and when the child takes the thumb out of mouth, the alarm stops automatically due to the flexible nature of contact heads” (p. 296)

[Krishnappa et al., (2016) J. Indian Soc. Pedodontics and Preventive Dentistry.]

Electronic Habit Reminder for Thumb Sucking

RAMSAY

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Treating Thumb Sucking and Concurrent Habit

If you treat a sucking habit, will interest in a concurrent attachment object decrease? [see data from Haryett et al., (1967) and from Friman et al., (1990)].

What happens to thumb sucking if you prevent the concurrent habit? [See Friman, 1988].RA

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Thumb Sucking and Concurrent Habits

Stop Thumb

Continue Thumb

Concurrent Stops Concurrent Continues

10 0

2 19

Haryett (1967, AJO) observed that 31 of 65 children with a thumb sucking habit also had a concurrent habit (e.g., hair, blanket). He found that treating the sucking habit with a crib caused the concurrent habit to cease.

RAMSAY

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Friman, 1990American Journal of

Diseases of Children.

Vol. 144, (12)pp. 1316-18

Concurrent Habits - What Would Linus Do With His Blanket If His Thumb-sucking Were Treated?

RAMSAY

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"In the third (and final) withdrawal session Sue, after having sucked her thumb for an extended period of time, angrily told her parents not to leave the doll on her bed because it made her suck her thumb."

Friman, J. Behav. Ther. & Exp. Psychiat, 19(4), 301-304, 1988

Treatment = Preventing Doll Holding

RAMSAY

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Treating Thumb Sucking and Concurrent Habit

5-year old treated with thumbpost for sucking habit to stop concurrent trichotillomania (Allen et al., 1992)

3-year old treated with aversive tastant for sucking habit to stop concurrent trichotillomania (Knell & Moore, 1982)

RAMSAY

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Friman & Hove.Apparent covariation between child habit disorders: Effects of successful treatment for thumbsucking on untargeted chronic hair pulling.JABA, 20(4)421-4251987RA

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What about Pacifiers?

FYI: There is a reported increase in otitis media (AOM) with pacifier use but not with thumb sucking. The reason for this association is unclear.

Nelson, R.M. A comprehensive review of evidence and current recommendations related to pacifier usage. Journal of Pediatric Nursing, 2012, 27, pp. 690-699.RAMSAY

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Is there an association between thumb sucking and risk of developing allergies?

“The hygiene hypothesis suggests that childhood exposure to microbial organisms reduces the risk of developing allergic diseases. The effects of thumb-sucking and nail-biting habits are likely to increase microbial exposure, but their effect on allergic diseases are unknown. … Children who sucked their thumbs or bit their nails between ages 5 and 11 years were less likely to have atopic sensitization at age 13. This reduced risk persisted until adulthood. There was no association with asthma or hay fever.” (Lynch et al., 2016)

Lynch, S. J., Sears, M. R., & Hancox, R. J. (2016). Thumb-sucking, nail-biting, and atopic sensitization, asthma, and hay fever. Pediatrics, e20160443.See also Shin, H. H., Lynch, S. J., Gray, A. R., Sears, M. R., & Hancox, R. J. (2017). How much atopy is attributable to common childhood environmental exposures? A population-based birth cohort study followed to adulthood. International Journal of Epidemiology.

[Although this is a modifiable risk factor, altering it may not be desirable!]RAMSAY

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What about Pacifiers?

FYI: There is a reported increase in otitis media (AOM) with pacifier use but not with thumb sucking. The reason for this association is unclear.

Nelson, R.M. A comprehensive review of evidence and current recommendations related to pacifier usage. Journal of Pediatric Nursing, 2012, 27, pp. 690-699.RAMSAY

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What about Pacifiers - AOM? An experiment was conducted where parents of children <18 months of age were advised to limit pacifier use versus a control group of parents without counseling on pacifier use.

Niemela, et al., Pacifier as a risk factor for acute otitis media: A randomized, controlled trial of parental counseling. Pediatrics, 2000, 106, pp. 483-488.

age as often as it is wanted. They were encouraged, however, tolimit pacifier use to the moments of falling asleep once the childreaches the age of 6 months and to discontinue its use after the ageof 10 months (Table 1).

A similar afternoon session was also held for the nurses work-ing at the control clinics, but they were told about the possibleharmful effects of AOM and that the epidemiology of infectiousdiseases in small children would be monitored in the area. Theparents at the control clinics received no counseling on pacifieruse.

The nurses instructed the parents to register the occurrence ofAOM on a daily symptom sheet. During the follow-up period theparents of both the intervention and the control groups wrotedown their child’s infections on a daily symptom sheet, and if thechild was taken to a physician, the parents asked the physician towrite the diagnosis and the possible medication on the same sheet.The dates of possible changes in the habit of pacifier use were alsorecorded on the sheet. The symptom sheets were mailed to usmonthly by the parents. The monitoring was to last until the endof May 1997 (ie, from 3 to 6 months depending on the date thechild was recruited).

The follow-up was successful in 91% of the children. Fivefamilies moved away from the area and 45 families did not returnthe symptom sheets even when requested by phone. Monitoringdata covering at least 1 month were available for 484 children. Themean duration of monitoring was 4.6 months (range: 1–6 months).Information on the history of AOM episodes in the index childand in his/her siblings, the mode of day care, whether adenoid-ectomy or tympanostomy had been performed, the signs or symp-toms of allergy, and the sucking habits before the monitoringperiod was collected from the parents during the enrolment visitto the clinic (Table 2). The mode of day care was classified as careat home, at a family day care, or at a day care center for at least 4hours a day. The same information was collected again by mailafter the monitoring had been completed. The parents of thechildren in the intervention group were also asked by multiple-choice questions whether the intervention raised interest, anxiety,guilt, indignation, or some other feelings in them.

The sample size was calculated by assuming, based on ourearlier observations, that about 75% of all children use a pacifier atsome time, and that about one fifth stop using one at the age of 10months. Thus, about half of the children attending well-babyclinics would benefit from counseling of the parents on pacifieruse. Half of the children in the control group were expected todevelop AOM during the follow-up. Our aim was to reduce thisoccurrence by 25% by means of the intervention. A type I errorlevel of .05 and a power of 90% were chosen. With these assump-tions, the calculated sample size was 273 children in each group.To achieve this, a total of 14 well-baby clinics were chosen andrandomized.

As our trial was an open cohort study, different children con-tributed different lengths of time to the trial. These times weresummed up as person-months at risk (PMR). The shortest periodaccepted was 1 month. Because age is an important confoundingvariable when evaluating the occurrence of AOM, we stratified thetime for which the children had had different sucking habits (ie,used a pacifier continuously, only when falling asleep, or not atall) into 3-month periods as PMR. The occurrence of AOM attackswas calculated per PMR according to pacifier use and according to

membership in the intervention or control group. The effect of theintervention on pacifier use was evaluated by calculating the timefor which children !6 months old used a pacifier continuously,only when falling asleep, or not at all during the monitoringperiod and the proportion differences were then calculated andtheir significance tested by Fisher’s exact test.

Linear regression modeling was used to evaluate which vari-ables had an effect on pacifier use. Here, the time of using apacifier (dependent variable) was summed by multiplying thetime for which the child was monitored by 0 if no pacifier was inuse, by 1/3 if a pacifier was used only when falling asleep, and by1 if a pacifier was used when awake as well. The explanatoryvariables entered were age, sex, intervention group, nursing, andmode of day care. Similar linear regression modeling was used toevaluate the effect of the intervention on the occurrence of AOM.To present the effect of the counseling on the occurrences/PMR ofAOM, these occurrences were expressed graphically and the areasunder the curve were calculated and compared between thegroups.

RESULTSOf the 484 children for whom monitoring data

covering at least 1 month were available, 272 wereenrolled at the intervention clinics and 212 at thecontrol clinics (Table 3). Their mean age at the begin-ning of the study was 8.1 months, and 251 (51.9%) ofthem were boys. Most of the children monitoredwere 7 to 18 months old (Table 4). Before the moni-toring, 31.6% of the children had already had attacksof AOM, and 79.0% of the intervention children and74.7% of the controls had been using a pacifier (Table2). There were no clinically significant differencesbetween the children in the intervention or controlclinics (Table 2).

At the end of the study, 68% of the children in theintervention group and 66.5% in the control groupwere still using a pacifier. However, after the inter-

TABLE 1. Aspects Presented at the Intervention Clinics inCounseling Parents About Pacifier Use*

The use of a pacifierincreases the incidence of acute otitis media2,3

increases the incidence of candidiasis of the mouth4,5

increases the incidence of caries6,7

increases the incidence of malocclusion9

Thus, pacifier usecan be free until the age of 6 monthsshould be limited to the moments when the child is falling

asleep after the age of 6 monthsshould be terminated after the age of 10 months

* This information was given both in a leaflet and in the discus-sions with the clinical nurse during the prescheduled visit to thewell-baby clinics.

TABLE 2. Background Information on the 484 Children En-rolled in the Intervention Study, by Group

Intervention (272)n (%)

Control (212)n (%)

Mean age at the beginningof monitoring

8.2 mo 8.1 mo(range: 1.8–20.8) (range: 1.3–23.7)

Sex (boys) 134 (49.3) 117 (55.2)Day care

At home 252 (93.0) 187 (93.0)Family day care 10 (3.7) 4 (2.0)Day care center 9 (3.3) 10 (5.0)

History of AOMNone 186 (68.6) 135 (68.2)1–2 62 (22.5) 55 (20.7)!2 24 (8.9) 22 (11.1)

Adenoidectomy performed 3 (1.1) 3 (1.5)Tympanostomy performed 4 (1.5) 5 (2.5)Number of siblings

None 132 (48.5) 100 (47.9)1–2 126 (46.4) 96 (44.6)!2 14 (5.1) 16 (7.5)

Pacifier useNone 54 (20.0) 51 (25.2)When falling asleep 98 (36.3) 59 (29.2)Continuously 118 (43.7) 92 (45.5)

Parental smokingMother smokes 49 (18.8) 30 (15.1)Father smokes 78 (29.5) 58 (29.9)

Atopic eczema 52 (19.1) 38 (18.1)History of wheezing 7 (2.8) 5 (2.7)Breastfed now 110 (41.7) 85 (42.1)Snores 33 (12.1) 28 (13.9)

484 PACIFIER AND ACUTE OTITIS MEDIA by guest on October 4, 2016Downloaded from

• 21% reduction in continuous pacifier use from 7-18 months of age in experimental group.• 29% reduction in AOM age in experimental group.• Both groups showed children who did NOT use a pacifier continuously had 33% fewer AOM episodes than children who did.

SIDS prevention suggests benefit from pacifier use for all sleep episodes up to 1 year of age (see, Hauck et al. Pediatrics, 2005). RA

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What about Pacifiers - SIDS? Dr. De-Kun Li, who led research on SIDS published in the British Medical Journal (2005), found an association between pacifier use and a reduction in SIDS. In an interview by David Biello (2005), Li felt that “‘The bulky handle sticks out … If you have the bulky handle, even if the baby wants to bury [its] face in soft bedding, [it] can’t.’ Plus, babies who sucked their thumb still benefited from pacifier use whereas, if sucking alone was responsible for the preventive mechanism, the thumb should have been enough.”

A meta-analysis by Hauck et al. (Pediatrics, 2005) concludes that “we recommend that pacifiers be offered to infants as a possible method to reduce risk of SIDS. The pacifier should be offered to the infant when being placed for all sleep episodes, including daytime naps and nighttime sleeps.” Also recommended use in infants up to 1 year of age and beginning after breastfeeding has been well-established in breastfed infants.

An RCT (Jenik et al., J. Pediatr., 2009) showed that pacifier use at 15 days of age did not change the prevalence of breastfeeding at 3 months of age.RA

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AAP Guidelines for Infant Sleep Safety and SIDS Risk Reduction (10/18/2011)

Always place your baby on his or her back for every sleep time.

Always use a firm sleep surface. Car seats and other sitting devices are not recommended for routine sleep.

The baby should sleep in the same room as the parents, but not in the same bed (room-sharing without bed-sharing).

Keep soft objects or loose bedding out of the crib. This includes pillows, blankets, and bumper pads.

Wedges and positioners should not be used.

Don’t smoke during pregnancy or after birth.

Breastfeeding is recommended.

Offer a pacifier at nap time and bedtime.

Avoid covering the infant’s head or overheating.

Do not use home monitors or commercial devices marketed to reduce the risk of SIDS.

Infants should receive all recommended vaccinations.

Pregnant woman should receive regular prenatal care.

Supervised, awake tummy time is recommended daily to facilitate development and minimize the occurrence of positional plagiocephaly (flat heads).

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“Interventions for the Cessation of Non-Nutritive Sucking Habits in Children” was published (2015) in the Cochrane Database of Systematic Reviews.

The authors’ concluded that “This review has highlighted the need for high quality trials evaluating interventions to stop non-nutritive sucking habits to be conducted ...” (p. 2). They recommended that “... although it is not possible to draw definitive conclusions from the data, in the case of a digit sucking habit, given that the use of aversive tasting substance requires no clinical input, is a non-invasive, low risk procedure, is cheap and can be carried out by parents in the home setting, it is likely to continue as first line of treatment despite little evidence to support it.” (p. 24)

[Borrie FRP et al., (2015) Cochrane Database of Systematic Reviews.]

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Concluding ThoughtsAn orthodontic practice-based research network is well-suited to investigate the treatment of digit-sucking habits. There are a variety of methods for treating this habit and many seem to work. Comparative Effectiveness Research is needed to determine how different methods compare on:

• Therapeutic Effectiveness • Patient Acceptance• Cost Effectiveness • Social Validity • Side-Effects • Quality of LifeRA

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