Thermal and Non thermal food processing technology

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    Thermal and Non-Thermal Technique in Food Technology

    Non-thermal technique Thermal technique

    1. High Hydrostatic Pressure (HHP)

    2. Pulsed Electric Field (PEF)

    3. Ultrasound

    4. Pulsed Light (PL)

    5. Irradiation

    6. Electron Beam

    7.

    Oscillating Magnetic Field (OMF)

    8. Ozone

    9. Gas, cold plasma

    1. Thermal processing

    2. Aseptic packaging

    3. Baking

    4. Frying

    5. Ohmic heating

    6. Microwave

    7.

    Radio frequency

    8. Infrared

    9. Drying

    10.Extrusion

    11.Chilling

    12.Freezing

    13.Freeze drying

    NON-THERMAL PROCESSING TECHNIQUE:

    Objectives: Render foods free ofpathogenic & spoilage organisms

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    Retain color, flavor

    Improve shelf life

    Improve texture

    Methods:

    Non-thermal Processing

    1. High Hydrostatic Pressure (HHP)

    2. Pulsed Electric Field (PEF)

    3. Ultrasound

    4. Pulsed Light (PL)

    5. Irradiation

    6. Electron Beam

    7. Oscillating Magnetic Field (OMF)

    8. Ozone

    9. Gas, plasma

    Mind map:

    High Pressure Processing:

    High pressure processing (HPP), or high hydrostatic pressure (HHP), or ultra high pressure (UHP)

    processing, subjects liquid or solid foods, with or without packaging, to pressures between 40 and

    1000 MPa ( 1-20 min).

    Pasteurization using 400 -600 MPa,

    -at room temperature for a few minutes

    Fresh-like quality attributes,

    -Pasteurized shelf stable high acid foods

    -Pasteurized low acid food products

    Non-thermal

    Processing

    Field

    PEF, PL, OMF,Irradiation,

    Ultrasound

    Mechanical Mixing,

    Emulsifying,

    GasOzone, CO2, Cold

    Plasma

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    What is high pressure? (Three African elephants (~5 tons each) standing on a 18 mm (dia.)

    disk)

    High pressure processing model:

    Hite (1899) reported treatment and prevention of souring of milk treated by HHP Hite (1914) reported

    results from studies, which were mainly growth or no growth (no kinetics) on non-spore forming

    Bacillus prodigiosus (now called as Serratia marcescens), and vegetative cells of Bacillus subtilis,

    yeasts, as well as pathogens Bacillus typhosus (Salmonella

    typhimurium), Bacillus diphtheriae, anthrax, tuberculosis,

    bubonic plague Cruess predicted in 1924 that HHP would be

    used to preserve fruit juices.

    High pressure as a sterilization process

    Combination of pressures (600-800 MPa) and

    temperatures (60-90C)

    -Vegetative cell inactivation

    -Bacterial spore inactivation

    -Minimal thermal degradation

    Foods with superior quality attributes

    Temperature profile:

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    Effects of High Pressure

    For orange juice processed at 483 MPa, 60 s, 7 log reduction of pathogens (E. coli, Salmonella) HHP

    treated OJ was very close to freshly squeezed For RTE meats, processed at 600 MPa, 3-4 log

    reduction of L. Monocytogenes HHP acts instantaneously and uniformly throughout a mass of food

    independent of size, shape and food composition.

    Rutgers HHP Facility

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    HHP Processed Current and Potential Products in the Market

    Apple cider,

    fruit smoothies,

    Ham,

    chicken,

    turkey,

    sausages

    Oysters,

    High Intensity Pulsed Electric Field (PEF) Processing

    Applications of high voltage pulses to foods placed between two electrodes.

    10 to 80 kV/cm

    10 to 10000 s

    Novel food preservation technology recognized for its ability to inactivate bacteria present in liquid

    food products at low temperatures.

    Yeast cells visualized under PEF

    by Optical Camera (Howard Zhang,

    OSU)

    Clams,

    other shell fish

    Hummus,

    Guacamole,

    Salsa,

    wet salads

    Meat joints

    Breakfast items (eggs)

    Pot roasts/stewsPot

    High quality fruit/vegetables

    High quality soups

    RTD Teas/coffee Dairy desserts/smoothiesdesserts

    Cheese/cream /sauces

    Low acid pastas

    Liquid flavors/herbs

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    Examples of PEF Processed

    Apple juice

    Orange juice

    Milk Beaten eggs

    Green pea soup

    Brine solution

    Electromagnetic Radiation

    PEF processed products

    Phosphate buffer

    Milk

    Saline solution

    Yogurt

    Deionizedwater

    Sodium alginate

    Orange juice

    Potato dextrose agar

    Apple juice

    Simulated milk ultrafiltrate

    Pea soup

    High Intensity Pulsed Light Processing

    Intense, short duration, broad-spectrum light is exposed to a food or package

    Very effective on product surfaces

    Marginally effective at penetrating to depths in foods

    Reduces the need for chemical disinfectants and preservatives

    Sucrose and xanthan solution

    Liquid egg

    Cranberry juice

    Dry spices

    Wheat flour Rice wine

    Rice pudding

    Apple cider

    Cheese sauce

    Beef burgers

    Horchata

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    Food Applications of Pulsed Light FDA

    ( approved Pulsed Light Technology for food)

    Use of high intensity PL as am irradiation processing method

    Safe use of a source of high intensity light to control microorganisms on the surface offoods.

    Irradiation source: Xenon flash lamps 200-1100 nm wavelength

    Pulse durations no longer than 2 ms

    Total cumulative treatment not to exceed 12 J/cm2

    Pulsed Light Processing

    Treatment of packaged products by pulsed light minimizes risk of further recontamination.

    Many plastics can be used to efficiently transmit light to the product. Ex.: polyethylene,

    polypropylene, nylon

    Radiation vs. Irradiation

    Radiation: Mode of heat transfer in vacuum, Non-Ionizing Radiation: RF, microwaves, IR

    Ionizing Radiation: X-rays, gamma rays, and energy from radioactive isotopes.

    Irradiation: Ionizing radiation

    Radiation Nature of rays Typical energy in

    MeV (1 eV = 10-19 J)

    Penetration

    x rays Man made photons 0.01-10 20-150

    rays Photons from

    pisotopes

    0.1several 30-100

    rays Electrons from

    isotopes

    0.01- 1 0.1-0.5

    Cathode rays Electrons from

    accelerators

    0.10 110 0.1015

    Protons Protons from

    accelerators

    MeV range 0.003

    Neutrons Neutrons from

    fission or isotopes

    MeV range 10

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    rays He nuclei from

    isotopes

    1-10 0.005

    Ref: Physical Principles of Food Preservation, 2nd ed., M. Karel and D.B. Lund, Chapter 11

    Ionizing Radiation

    The energy is at such high levels that electrons leave their orbits forming ions

    The ions cause destruction of microorganisms, insects and other pests

    Radiation Source:

    Cobalt-60

    Cesium-137

    Linear acceleration Electron beam technology uses electricity. Beam penetrates 2-3 cm. Good for thin

    products. Gamma rays from radioactive material penetrate more deeply .

    Current Food Products Processed by Ionizing Radiation

    Potatoes,

    Spices,

    Dry vegetable seasoning,

    Ground beef,

    pork,

    poultry,

    Some fruits and

    vegetables

    More than 150 food irradiation facilities in 40 countries Food irradiation is one of the most

    extensively and thoroughly studied methods of food preservationThakur and Singh (1994)

    Labeling Requirements

    Irradiated foods are required to have either treatedwith irradiation or treated by

    irradiationdisplayed prominently on the label.

    Radura must be displayed.

    Ingredients (e.g. spices) are not required to have any labeling.

    Restaurant foods do not require labeling

    Consumer Acceptance

    The greatest disadvantage of food irradiation is its nameevokes unpleasant associations of

    radioactivity, nuclear threats, high technology, genetic mutation, and cancer

    Ozone Processing

    Ozone (O3)

    A gas - triatomic form of oxygen.

    Most powerful oxidizing agent available for conventional water treatment highly reactive. Unstable - must be generated onsite and used.

    Slightly solublein water, but more so than oxygen.

    Effect on Meat

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    Ozone treatment: up to 97% reduction of E. coli

    Sensory Evaluation (after cooked): No significant Difference

    Appearance (color and texture): No Significant Difference

    High-Intensity Oscillating Magnetic Field (OMF) Processing

    Superconducting coils

    Coils which produces DC fields

    Coils energized by the discharge of energy stored in a capacitor.

    Coil-Capacitor System for OMF Generation

    Examples of

    Foods

    Preserved with OMF Milk (with Streptococcus thermophilus)

    Yogurt or Curd (with Saccharomyces)

    Orange juice (with Saccharomyces)

    Brown N Serve rolls dough (with bacterial spores)

    Power Ultrasound Processing

    Ultrasound processing: principle

    Energy generated from waves of 20,000 or more

    vibrations per second

    -high frequency or diagnostic ( 2-10 MHz)

    -low frequency or power (20-100 kHz)

    Lyses and inactivates cells

    -Intracelullar cavitation

    Variables to control:

    -Temperature

    -Amplitude of the ultrasonic wave

    -Time of treatment

    -Cycles

    Modes of sonication

    Sonication(US)

    -Ultrasound

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    Thermo-sonication (TS)

    -Ultrasound plus heat

    Mano-thermo -sonication (MTS)

    -Ultrasound plus heat and pressure

    Ultrasound treatment of milk

    Cavitation:

    1. High-speed microjets of liquid, 400 km/h2. High spot temperature, 5000C

    3. High pressure, several hundreds of atmospheres.

    Shock waves produced by cavitation have been shown sufficient to

    cleave polymers by mechanical breakage of the chains

    Ultrasound Application in Food Processing

    Mechanical Effects Chemical/Biochemical Effects

    Crystallization of fats, sugars, etc.sugarsetc

    Microbial inactivation Effluent treatment

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    Degassing

    Destruction of foams

    Extraction of flavorings

    Filtration and drying

    Freezingg

    Mixing and homogenization

    Precipitation of airborne powder

    Tenderization of meat

    Modification of growth

    of living cells

    Alteration of enzyme

    activity

    Oxidation

    Sterilization of equipment

    Plasma Processing

    Temp. 20-60 C

    Partially ionized or activatedgas (ppm)

    Non-chemical low temperature decontamination of heat sensitive surfaces (plastics, vegetables,

    fruits, meat)

    Cold plasma

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    Concluding Remarks

    Non-thermal food processing is still an evolving field

    Some non-thermal processes seem to have better potential than others

    Equipment cost (though coming down) still is a major limiting step

    Process documentation, verification procedures need to be worked out for

    government approval to assure safety (adequate processing)

    Thermal processing

    Thermal Processing is the application of heat treatment for the production of consumer safe and shelf

    stable ready to consume food products in sealed containers

    Definition:Thermal Processing is the application of sufficient heat treatment to cause destruction of

    all pathogenic microorganisms and inactivate or destroy those

    microorganisms and enzymes that deteriorate the food under ordinary conditions of storage

    and distribution

    Primary objective:

    Destroy the most heat resistant pathogenic spore -forming organism ---- Clostridium

    botulinum

    Secondary objective:

    Destroy vegetative and spore-forming microorganisms that cause spoilage. Spoilage spore-

    formers are usually more heat resistant than pathogenic spore formers.

    Thermal Death Time:

    It is the shortest time necessary to kill a given number of organisms at a specified temperature. By

    this method, the temperature is kept constant and the time necessary to kill all cells is determined.

    Thermal death point:It is the lowest temperature necessary to kill a given number of organisms in a fixed time, usually 10

    minutes.

    D value:

    This is the decimal reduction time, or the time required to destroy 90% of the organisms.

    The destruction of vegetative bacteria by heat is logarithmic and follows a first order reaction.

    Z value

    This is refers to the temperature change (C) which results in a tenfold (1 log) decrease or increase in

    the D value. The z value provides information on the relative resistance of an organism to different

    destructive temperatures and can be used to determine the equivalent D values at different

    temperatures.Fvalue / Farenheit value:

    F-value is the time in minutes required to destroy the spores / vegetative cells of a particular

    organisms at 121C. F Value represents, a measure of the ability of the heat process to reduce the

    number of spores or vegetative cells of a given organisms in a container.

    The 12D concept

    the widely accepted minimum lethality for a heat process applied to low acid canned foods is that it

    should produce 12 decimal reductions in the number of surviving Cl. botulinum spores at 121C. This

    is known as the 12D concept or botulinum cook or commercially sterile. If D121 of Cl. botulinum

    is 0.21 minutes

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    Aseptic Packaging

    Aseptic packaging can be defined as the filling of a

    commercially sterile product into a sterile container under aseptic

    conditions and hermetically sealing the containers so that infection is

    prevented. This results in a product, which is shelf-stable at ambient

    conditions.

    Aseptic packaging technology is fundamentally different from

    that of conventional food processing by canning. In canning, the

    process begins with treating the food prior to filling. Initial operations

    inactivate enzymes so that these will not degrade the product during

    processing. The package is cleaned, and the product is introduced into

    the package, usually hot. Generally, air that can cause oxidative

    damage is removed from the interior. The package is hermetically

    sealed and then subjected to heating. The package must be able to

    withstand heat up to about 100C for high acid products and up to127C for low acid products, which must receive added heat to

    destroy heat-resistant microbial spores. Packages containing low-acid

    (above pH 4.5) food must withstand pressure as well. Although conventional canning renders food

    products commercially sterile, the nutritional contents and the organoleptic properties of the food

    generally suffer in the processing. Moreover, tinplate containers are heavy in weight, prone to rusting

    and are of high cost.

    Aseptic ProcessingMethodology

    Aseptic processing comprises the following:

    Sterilisation of the products before filling

    Sterilisation of packaging materials or containers and closures before filling Sterilisation of aseptic installations before operation (UHT unit, lines for products, sterile air and

    gases, filler and relevant machine zones) Conventional Process Flow Aseptic Process Flow

    Maintaining sterility in this total system during operation; sterilization of all media entering the

    system, like air, gases, sterile water

    Production of hermetic packages

    Retort pouches:

    Retort pouches which are containers made either of laminates of synthetic materials or laminates of

    aluminium foil with synthetic materials, are of growing importance in thermal food preservation.

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    Thermo-stabilized laminated food pouches, have a seal layer which is usually PP (polypropylene) or

    PP-PE (polyethylene) polymer, and the outside layers are usually made of polyester or nylon. From

    certain laminated films, for instance, polyester / polyethylene (PETP/PE) or polyamide/polyethylene

    (PA/PE), relatively rigid containers can be made. The advantage of the retortable pouches/laminated

    containers is their good thermal conductivity which can considerably reduce the required heat

    treatment time and hence is beneficial for the sensory product quality.

    Canning:

    Various steps involved in the canning process are

    1. Selection and preparation of raw materials

    2. Blanching

    3. Filling of cans

    4. Exhausting/vacuumization

    5. Sealing of the container/closure

    6. Processing/sterilization/retorting

    7. Chilling

    8. Washing of cans9. External lacquering

    10. Labeling

    11. Storage/maturity

    UHT PROCESSING

    Definition:UHT milk can be defined as a product obtained by heating food material (especially milk)

    in a continuous flow to a temperature in excess of 125C for not less than two seconds and

    immediately packaging in sterile packages under aseptic conditions. In India, UHTmilk is generally

    processed at 140oC for 2 seconds.

    Direct Heating Plant: There are two types of direct heating plants

    (a) Injection type(b) Infusion type.

    Injection type:Processing is through steam-into-milk arrangement. Steam injector is the heart of this

    plant. Preheated milk at 80-90 C enters the injector nozzles from one side. Steam at slightly higher

    pressure enters the injector from the other side. As the steam mixes with milk, steam condenses and

    the product is rapidly heated. Rapid condensation of steam prevents entry of air in holding tube. Air in

    holding tubes results in improper heating. Backpressure is maintained on the discharge side.

    Backpressure ensures that product does not boil in holding tube. Boiling may result in fouling and

    improper heating of milk. Several designs of injector are available.

    Infusion type:In this system, milk is heated by milk-into steam arrangement. The processing unit

    consists of a chamber filled with pressurized steam. Milk enters the chamber from the top. There are

    two alternative arrangements for distribution of milk. In the first type, milk flows to a hemispherical

    bowl with loose circular disc closing the top. When the bowl is full, milk overflows and falls in

    droplets through the steam environment. In an alternative arrangement, milk flows through a series of

    parallel and horizontal distribution tubes. These tubes have slits along the bottom and milk flows like

    a thin film through the chamber. As milk reaches the bottom of the chamber, it is heated to desired

    temperature. This system is particularly suitable for thicker liquids and for liquids suspended with

    smaller chunks.

    Indirect Type Heating System:There are three types of indirect heating systems:

    (a) Plate heat exchangers

    (b) Tubular heat exchanger

    (c) Scraped surface heat exchanger.

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    Plate heat exchanger: This resembles plate heat exchanger of HTST plants. Several rectangular

    stainless steel plates with corrugations are arranged in sequence. These plates are then mechanically

    tightened to hold together. Corrugations on the plates induce turbulence and therefore result in high

    heat transfer. High temperature processing generates high internal pressure. The gaskets are therefore

    made of heat resistant materials such as medium nitrile rubber or resin cured butyl rubber. A major

    advantage of this plant is therefore simple design and comparatively less cost. If deposit formation is

    more, plates can be removed and manually cleaned.

    Tubular heat exchanger:There are two types of tubular heat exchangers (a) concentric tube, (b)

    shell and tube type. Concentric tube type heat exchangers comprise two or three stainless steel tube

    lengths put one inside another. Spacer is placed in each inner tube space to maintain them concentric.

    Several such multiple tubes are bound together and placed into an outer cylindrical housing. Two tube

    heat exchangers are used for simple cooling and heating. In triple tube heat exchanger, available heat

    transfer area is doubled. It is generally used in final cooling section. It is also suitable for processing

    of thick liquids, which generally reduces heat transfer rate. Product flows through the middle annular

    space. Heating or cooling medium passes through inner tube and outer annular space. In shell and

    tube type heat exchangers, 5-7 straight lengths of smaller tubes (10-15 mm internal diameter) areassembled in an outer tube. The smaller tubes are connected to large outer tube at both ends by a

    manifold. Product passes through the smaller tubes. Heating or cooling medium passes through the

    space around them in a counter current flow. Tubular heat exchangers are mechanically very strong

    and can withstand even very high internal pressure generated during homogenization (200- 300 bar).

    Therefore the need for acquiring an aseptic homogenizer to be placed after heating section is totally

    eliminated. Instead, the high pressure reciprocating pump of an ordinary homogenizer can be placed

    before the sterile section. The homogenizing valve can be put at any point on the downstream side

    (even after final heating section). The problem of product contamination arises from the

    homogenization pump and not the valve. Therefore, with tubular heat exchangers, the product can be

    homogenized before sterilization, after sterilization or on both the occasions. Fat rich products likecream require homogenization after final heating to prevent re-association of fat globules due to high

    temperature processing after homogenization.

    Scraped Surface Heat Exchanger (SSWE): It is a very specialized type of heat exchanger. It

    consists of a jacketed cylinder. A shaft passes along the axis of the cylinder. The shaft is supported by

    bearings at both ends of the cylinder. The shaft also carries several scrapper blades. As shaft rotates,

    scrapper blades provide turbulence and physically remove the product from the surface of the wall.

    The colder product subsequently replaces the heated product and the cycle continues. SSHE is used

    only for heating very thick liquids. SSHE units are very expensive and have poor energy conversion

    efficiency. The cost of processing is therefore very high.

    Extrusion

    Adiabatic Isothermal Polytropic

    ExtrudersSingle

    screw

    extruders

    Intermeshed Non

    intermeshined

    Counter rotating

    Self-wiping Partially

    self-wiping

    Intermeshed non

    Intermeshed

    Co-rotating

    Twin

    screw

    extruders

    Continuous screw extruders

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    Extrusion is the process by which a block/billet of

    metal is reduced in cross section by forcing it to flow

    through a die orifice under high pressure.

    In general, extrusion is used to produce cylindrical

    bars or hollow tubes or for the starting stock for drawn

    rod, cold extrusion or forged products.

    Most metals are hot extruded due to large amount of

    forces required in extrusion. Complex shape can be

    extruded from the more readily extrudable metals such as aluminium. The products obtained are alsocalled extrusion.

    The reaction of the extrusion billet with the container and die results in high compressive stresses

    which are effective in reducing cracking of materials during primary breakdown from the ingot.

    This helps to increase the utilisation of extrusion in the working of metals that are difficult to form

    like stainless steels, nickel-based alloys, and other high-temperature materials.

    Similar to forging, lower ram force and a fine grained recrystallised structure are possible in hot

    extrusion.

    However, better surface finish and higher strengths (strain hardened metals) are provided by cold

    extrusion.

    Hot extrusionHot extrusion is done at fairly high temperatures, approximately 50 to 75 % of the melting point of the

    metal. The pressures can range from 35-700 MPa (5076 - 101,525 psi).

    The most commonly used extrusion process is the hot direct process. The cross-sectional shape of

    the extrusion is defined by the shape of the die.

    Due to the high temperatures and pressures and its detrimental effect on the die life as well as other

    components, good lubrication is necessary. Oil and graphite work at lower temperatures, whereas at

    higher temperatures glass powder is used.