Theresa L Springmann Financial Disclosure Report for 2010

8/3/2019 Theresa L Springmann Financial Disclosure Report for 2010

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A O 1 0Rev. 1/2011 FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 2010Report Required by the Ethicsin Government Act of 1978(5 U .S.C. app. ,~ ,~ 101-111)

I . P e r s o n R e p o r t i n g ( l a s t n a m e , f i r s t, m i d d l e i n i ti a l )Springmann, Theresa L.

4 . T i t l e ( A r t i c l e I I I ju d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)Act ive

7. Chambers or O f f i c e A d d r e s sU.S. Cour thouse1300 So uth Harris ion StreetFor t Wayne , IN 46802

2. Cour t o r O r g a n i z a t io nNorthern District of Indiana

3 . Date of R e p o r t05/05/201 I

5a. Report Type (check appropriate type)] N o m i n a t i o n , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f th e I n f o r m a t i o n c o n t a in e d i n t h i s R e p o r t a n d a n ym o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , i t is , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

R e v i e w i n g O f f i c e r D a t e

6 . R e p o r t i n g P e r i o d01/01/2010

to12/31/2010

I M POR TA N T N OTES : Th e ins t r u ct io ns a cco m p a ny ing th i s f o r m m u s t b e f o l lo w e t~ C o m p le t e a l l p a r t s ,checking the NONE box for each pa rt where you have no reportable in format ion . S ign on las t page .

I . P O S I T I O N S . t R e p o m . g individua l only; seepp. 9-13 of f i l ing ins truct ions .)D (No reporta ble posi t ions . )ONE

POSITION1 . Personal R epresentative Estate 12.3.4.5.

N A M E O F O R G A N I Z A T IO N / E N T I TY

I I . A G R E E M E N T S . m e p o r a n g ind iv idua l only; s eepp . 14-16 o f f i l ing ins t ruc t ion&)[~] N O N E (No reportable agreements.)

D A T E _ PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 12

N a m e o f P e r so n R e p o r t i n gSpringmann, Theresa L.

D a t e o f R e p o r t0 5 1 0 5 1 2 0 1 1

I II . N O N - IN V E S T M E N T I N C O M E . tnepor~ng ln~ivUuol andsp .... : s e e p ~ 1 7 - U o f , l in g l n s , r u c , l o n ~A. Filers Non-Inve stmen t Income

~] NONE non-investment income.)~VoeportableDATE SOURCE AND TYPE

2.

3.

4.

INCOME( you r s , n o t sp ouse s )

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f you were ma rried during any port ion of the report ing year, complete this sec t ion~(Dollar amount not required except for honoraria.)D N O N E ( N o r e p o r t a b l e n o n - i n v e s t m e n t i n c o m e . )

D A T E SOURCE AND TYPEI . 2010 A d a p te k Systems2.

3.

4.

I V . R E I M B U R S E M E N T S -transportation, Iodglng, food, entertainment.(Includes those to spouse and depen dent children; see pp. 25-2 7 of filing instructions.)

N O N E (No reportable reimbursements.)SOURCE D A T E S LOCATION

1.

2.3.4.5.

PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 2

Name of Person ReportingS p r in g man n , Th e r e s a L .

D a t e o f R e p o r t05/05/201 l

V . G I F T S . a n e lu d ~ , h o s e ,o s p o , ~ e a n d d e p e n d o n , children; see plx 2 8 - 3 1 of filing instructions~)N O N E ( N o reporta ble gif ts .)

SOURCE DF.SCRIPTIONI.2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n cl u d es t h o s e o l s p o n s e a n d d ~ , e n ~ e n t children; see p p . 3 2 - 3 3 of fillng instructions.)D (No reporta ble liabilit ies.)ONE

CREDITOR DESCRIPTIONI. C hase m aster C ard C red it c ard2.3.4.5.

VALUECODEJ


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N a m e o f P e r s o n R e p o r t in gSpringmann, Theresa L.

D a t e o f R e p o r l05 /05 /2011

VII. INVESTMENTS and TRUSTS -i .... ~va~ue~transacti~n~(~nc~udexth~se~fsp~useanddependentchi~dren~eepp.34-6~f~inginstructi~ns~)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(including t~st assets)

P l a c e " ( X ) " a f te r e a c h a s s e te x e m p t f ro m p r i o r d is c l o s u r e

I n c o m e d u r in g G r o s s v a l u e a t en dr e p or t in g p ~ r io d o f r e po rt i n g p er i o d

(D (2) (t) (2) (I ) (2) (3) (4) ( s )A m o u n t T y p e ( e .g . , V al ue V alu e T y p ~ (e .g ., Date V a lu e Gain Iden t i ty o fC o d e I d i v ., r e n t , C od e 2 M e t h o d b u y , s e l l , m m / d d / y y C o d e 2 C o d e I b u y e r / s e l l e r( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m pt i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 . IR A #1

2. - Riversource Li fe Ins. Fixed account A Dividend K T

3. - Riversource VP Div Bond C3 A Interest K T4. -R i ve r so u r c e VP C a sh Mgm t C 3 A Interest K T

5. I R A # 26. - Riversource Li fe Ins . F ixed acco un t A Dividend J T7. - Riversource Li fe Ins . F ixed acco un t8. - Riversource Li fe Ins . F ixed acco un t9. - Riversource Li fe Ins . F ixed acco un t

1 0 . - Riversource Li fe Ins . F ixed acco un t1 I . - Riversource Li fe Ins . F ixed acco un t1 2 . - Riversource Li fe Ins . F ixed acco un t1 3 . - Riversource Li fe Ins . F ixed acco un t1 4 . - Riversource Li fe Ins . F ixed acco un t1 5 . - Riversource VP Div Bond C3 A Interest

Redeem ed 01/04/I 0 J(paa )Redeem ed 02/01/ I0 J(part)R ed eem ed 03/01 /1 0 J(part)Redeem ed 0 4 / 0 1 / 1 0 J(part)R ed eem ed 04 /30 /10 J(par0Redeem ed 10/01110 J(part)Redeem ed 11/01110 J(part)Redeem ed 12/01/10 J(part)

T1 6 . - Riversource VP Div Bond C31 7 . - Riversource VP Div Bond C3

Redeemed 01/04/10(part)

Redeem ed 02/01/10(pan)

JJ

t . Income Gain Codes:(See Co l um ns BI and D4 )

2. Value Cod ~ISee Co l um ns C I and D3)

3 . V alue Met hod C odest See Co l um n C2 )

A =$1.0(0 or lessF = $ 5 0 .0 O I - $ 1 (0 . 00 0J =SI 5.(00 ot lessN -$250.001 - $5(O.0(0P 3 =$25.000.(01 - $50.000.000Q=AppraisalU =l:~ok Value

B -$ 1 , ( 01 - $ 2 .5(0G =$100.(01 - $1.(00,(00K =$15.(01 - $50.000O - $5 (0 . (01 - $1 . (00 . (00R Cost (Real Estate O~ly)

C = $2, 501 - $5 , 000I I I = $ 1 . 0 0 0 . ( 0 1 - $ 5 . 0 0 0 . 0 0 0L =$50.(01 - $1(0.(00PI =$1,(00.001 - $5.(00,0(0P4 =Mo re than $50.000.000S =AssessmentW =Esl i mated

D =$5 . ( 01 - $15 , 000112 =More than $5. (00. (00M =$1( 0. 0OI - $250. 000P2 =$5.000.(01 - $25.000.000T =Cash Market

E =$15 . ( 01 - $50. 000


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N a m e o f P e r son R e p o r t i n gSpr ingmann, Theres a L .

D a t e o f R e p o r t05 /05 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c . .. .. . , t , e. t r a n s a c t i o n s (Includes those of sp ...... d dependent children; see ptx 3 4 - 6 0 of jVllng instructlons~)---] N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s I n c o m e d u r in g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

I (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t ! A m ou n t T y pe (e .g ..e x e m p t f r o m p r i o r d is c l o s u r e i C ode I d i v . , r e n t ,, A - H ) o r i n t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o dO) (2)V a l u e V a l u e

C o d e 2 M e tho d( J - P ) C o d e 3

( Q - W )

(i)T y p e ( e . g . ,buy, se l l ,r e d e m p t i o n )

T r a n s a c t io n s d u r i n g r e p o r t in g p e r i o d(2) (3) (4) (5 )

D a t e Value Gain I d e n t i t y o fmm/dd/yy C ode 2 C od e I bu yer/seller

( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

1 8 . - R iversource VP Div Bond C 31 9 . - R iver ,s ource VP Div Bond C 320 . - R iversource VP Div Bond C 321 . - R iversource VP Div Bond C 322 . - R iversource VP Div Bond C 323 . - R iversource VP Div Bond C 324 . -R iversource VP Cash Mgmt C3 A Interest

Redeem ed 03/01/10 J(part)Redeem ed 04/01/ I0 J(part)Redeem ed 04/30/10 J

(part)Redeem ed I 0 / 0 1 / I 0 J(part)Redeem ed 11/01/10 J(part)Redeem ed 12/01/10 J(part)

25 . -R iversource VP Cash Mgmt C326 . -R iversource VP Cash Mgmt C3

27 . -Riversource VPCash Mgmt C328 . -R iversource VP Cash Mgmt C329 . -Riversource VPCash Mgmt C330 . -R iversource VP Cash Mgm! C331 . -R iversource VP Cash Mgmt C332 . -R iversource VP Cash Mgmt C333 . Annui ty - Riversource Fixed Annui ty A Dividend K

Redeem ed 01/04/10 J(part)Redeem ed 02/01/10 J(part)Redeem ed 03/01/10 J(pan)Redeem ed 04/01/10 J(part)Redeem ed 04/30/10 J(part)Redeem ed 10/01/10 J(part)Redeem ed 11/01/10 J(pan)Redeem ed 12/01/10 J(part)

34. IRA # 3

I. Income Gain Codes: A =$1.000 or less B =$1,001 - $2,500 C =$2,501 - $5 ,000 D ~$5.001 - $15.000(See Columns B I and D4 ) F = $ 5 0 , 0 0 1 - $ 1 0 0 . 0 0 ~ G =$ 100.001 - $1.000.000 1 1 1 = $ 1 .0 0 0. 09 1 - $ 5 .0 0 0. 00 0 1 1 2 = M o re t h a n $ 5 . 00 0 . 13 0 0

2. Value Codes 1 =$15.000 or Ics~ K =$15.001. $50.000 L =$50.0~1 - $100.000 M =$100.001 - $250.000(See Co l um ns C I and D3) N =$250.001 - $500.000 O =$500.001 - $1 ,000.000 P I =$ 1.0 00 .0 01 - $ 5,0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $2 5,0 00 .0 00

P3 =$25.000.001 - $50.0~0,000 P 4 = M o ~ - c t h a n $ 5 0 . 0 0 0 .0 0 03. Value Method C od, :s Q = Appraisal R =Cost (Real Eslalc Only) S =Asscssmenl T = ~sh Markc l(See Colur~n C2| U B ~ k V a lu e V =Othcr W =E stiraaled

E = $ 1 5 . 0 0 1 - $ 5 0 . 0 0 0


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FINANCIAL DISCLOSURE REPOR TPage 6 o f 12

N a m e o f P e r s o n R e p o r t i n gSpringmann, Theresa L.

D a t e o f R e p o r ~05 /05 /2011

V I I. INV ESTM ENTS an d T R U S T S - i . . . . e , value, transactions (Include~ those of spouse and dependent children; s e e p p . 3 4 - 6 0 of fil ing instruction~)---] NONE income , a sse t s , or t ransac t ions . )N o reportable

A. B. C.Desc r ip t ion of Assets Inc o me d ur ing G ro ss v a lu e a t end( inc lu d ing tru st asset~ ) repo rting p~ rio d of repor t ing per iod

[ (I) (2) (I) (2)Place "(X)" after each asset J A m o u n t T y p ~ (e .g ., V a lu e V alu e

e x e mp t f r o m p r i o r d i sc l o s u r e I Code I d iv ., ren t , C od e 2 M e t h odor in t . ) ( J - P ) C o d e 3A - H ) ( Q - W )

35 . -Riversource Li fe Ins . f ixed acc oun t A Int . /Div. K T3 6 . -Riversource VP Div Bond C 3 D Dividend L T

37 . IRA #438 . - Riversource Li fe Ins . F ixed acco un t A Dividend J T39 . - Riversource VP Div Bond C3 A Interest K T40 . -Riversource VP C ash Mgmt C3 A Interest .1 T41 . Chase Bank accoun t A Interest K T

[42. E s t a t e 1 B I n t e r e s t L T

43 . - C ha se Ba nk a cco u n t

44 . -Cen t ier Bank accoun ts45 . -Ci tizens Financial accounts46 . -Fi fth Third accounts47 . -First Financial accounts48 . -Cathol i c F ores ters (annui ty ) (nocon tro l )49 . -Catholic Fores ters (annui ty)(no control)50 . T. Rowe Pr i ce Summi t Cash Reserve A Interest K T5 1 . T. Rowe Pr i ce Summi t Cash Reserve A Interest

Transac t ions dur ing repor t ing per iod

(I) (2) (3) (4)Type (e.g., Date V a lu e Gainbuy, se l l , m m / d d / y y C o d e 2 C o d e 1

r edem p t i on ) ( J - P ) ( A - H )

Redeemed 12/14/10 J

Redeemed 03/10/10 JDistributed 03/10/10 J

Sold 05/04/10 K(part)

( 5 )I d e n t i t y ~ f

buyer/seller( i f p r i v a t e

t r a n s a c t i o n )

I. Income Gain Codes: A =$1,000 o r less B =$1,001 - $2 ,500 C =$2.501 - $5 ,0~ 0 D =$5.001 . $15.000(Sce Columns B 1 and 1)4 ) F =$50.001 - $ I 0O.000 G =$ 100.001 - $1.0~ 0,000 I I I =$ 1 .000,001 - $5.000.000 II 2 = M ore than $5.0~0.000

2. Value C~les J =$ 15.000 o r less K = $15 ,001 - $ 50 .0~ L =$50. 0~1 - $100. 0( ~ M =$10~.001 - $250.0~0{See Co l um ns C I and D3) N =$250.001 - $500.000 O -$ 50 0.0 01 - $ 1.0 00 .0 00 P I = $1 .0 00 ,0 01 - $ 5.00 0,0 00 P2 =$5 ,0 00 ,00 1 - $2 5,00 0.0 0~P3 =$25,000.001 - $50.0~0.000 P4 =Mo re than $50.009.0003. V alue Mc t hod C odes Q =A ppraisal R =C ost {Real Estate Only) S =A ssessment T =Cash Markc~

(See Co l um n C2 ) U =Book Va lue V =O~her W =Est i malc d

E =$15,0~1 - $50.000


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 1 2

Name of P e r s o n R e p o r t i n gSpr ingmann, Theres a L .

Date of Report05/05/201 I

V I I. IN V E S T M E N T S a nd T R U S T S - i nc om e , v a l u e , ~ o ~ o ~ o ~ a n c l u d ~ t h o s e of spouse and dependent children; see pp~ 3 4 - 6 0 of f i l ing ins t ruct ion&)N O N E (No reportable income, assets, or transactions.)

A. B D.D e s c r i p t i o n o f A s s e t S Income during Transactions during reporting period(including trust assets) r e p o r t i n g p e r i o d

(i) (2)I /unount T y p e ( e . g . ,Co d e I d i v . , r e n t ,(A-H) o r i n t . )

P l a c e " ( X ) " a f t e r e a c h a s s e texempt from prior disclosure

Gross value at endo f r e p o r t i n g p e r i o d(i) (2)Valu e Valu e

C o d e 2 M e tho d( J -P) C o d e 3

(I ) (2) (3) (4) ( 5 )T y p e ( e . g ., D a t e Value Gain I d e n t i t y o fbuy, sell , r n m ! d d / y y Code 2 C o de I bu yer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

5 2 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 06/28/10(part)53 . T . Ro w e P r i c e Su m m i t C a sh Re se rve A Interest S o l d 07 /23 /10( p a r t )5 4 . T . Rowe Pr ice Summit Cash Rese rve A I n t e r e s t S o l d !07/26/10

( p a r t )5 5 . T . Rowe Pr ice Summit Cash Rese rve A I n t e r e s t S o l d 07 /27 /10( p a r t )5 6 . T . Rowe Pr ice Summit Cash Rese rve A I n t e r e s t S o l d 07 /28/10( p a r t )5 7 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 08/I0 /I0( p a r t )58. T. Rowe Price Summ it Cash Reserve A I n t e r e s t S o l d 08/25/10( p a r t )5 9 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 09/13/10( p a r t )60 . T . Rowe Pr ice Summit Cash Rese rve A I n t e r e s t S o l d 1 0 / 0 8 / 1 0( p a r t )61 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 10/11/10(pan)62 . T . Rowe Pr ice Summit Cash Rese rve A I n t e r e s t S o l d : 10/18/10( p a r t )63 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d I0/25/10( p a r t )64 . T. Rowe Price Summ it Cash Reserve A I n t e r e s t S o l d 10/26/10( p a r t )65 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 10/27/10( p a r t )66 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 11/04/10( p a r t )67 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 11/09/10

( p a r t )68 . T . Rowe Pri ce Summit Cash Reserve A I n t e r e s t S o l d 1 1 1 1 0 / 1 0( p a r t )

JJJJJJJJJ

JJJJJJJJ

I. Income Gain Cedes: A =$1.000 o r less B =$1,001 - $2 ,500 C =$2.501 - $5 ,000 D =$5.001 . $15.0D0(See Columns BI and D4) F =$50.001 * $100.000 G =$100.001 . $1 ,000.000 Il l =$1,000.001 - $5.000.000 112 =More Ihan $5.000.000

2. Value Cod c~ J =$15.0(~ or less K = $ 1 5 . 0 ~ 1 - $ 5 0 . 0 0 < ) L =150.001 - $100.000 M =$10~.001 - $250.00~{See Co l um r~ C I and D3) N =$250.001 - $500.0~O O =$500.001 - $1.000.000 P I = $ 1 . O O O . 0 O l - $ 5 . 0 ~ 3 . 0 ~ 0 P2 =$5.0~1.001 - $25.000.000

P3 =$25.000.001 - $50.000.~0 P4 =More than $50.000.0003. Valu e M etho d Co d es Q =A ppraisal R =Co st {Real Estate Only) S ~Asscssmen! T = ~h Markc~(See Co l um n C2 ) U =Book Va lue V =O~her W =Esl i mal c d

E =$15.001 - $50.000


8/12


N a m e of Person ReportingSpr ingmann, Theres a L .

Date of Report05 /05 /2011

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , ,, a .e , ~ a ~ a . i o ~ a n a . d ~ t h o s e o f ~ p o ~ s e a n d dependent children; s e e p p . 3 4 - 6 0 oyfiling instructions.)N O N E (No reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s T r a n s a c ti o n s d u r i n g r e p o r t in g p e r i o d( i n c l u d i n g t r u s t a s s e t s )

Place "(X)" after each assetexempt from prior disclosure

I n c o m e d u r in gr e p o r t i n g p e r i o d(I) (2)A m o u n t T y p e ( e . g .,C o d e I d iv . , r e n t ,( A - H ) or in t . )

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Valu e Value

C o d e 2 M e t h od( J -P) C o d e 3( Q - W )

( 1 )T y p e ( e . g .,buy, se l l ,r e d e m p t i o n )

(2) (3) (4) ( 5 )D a t e Value Gain I d e n t i t y o f

mm!dd/yy Code 2 C od e I bu yer/seller( J - P ) (A-H) ( i f p r i v a t e

t m n s a c t i o n )

69 . 7 0 .7 1.7 2.7 3.

1 7 4 .

7 5 .7 6.

! 77 .

7 8.7 9.80 .81 .82 .83 .84 .

85 .

T. Rowe P r i ce Summi t Cash ReserveT. Rowe P r i ce Summi t Cash ReserveT. Rowe P r i ce Summi t Cash ReserveT. Rowe Pr i ce Spec t rum Growth

A InterestA Interest

A InterestA Interest

Sold I 1/29/10(part)Bu y 07/28/I 0(add l )Bu y 10/25/10

(add l )Bu y 05 /04/10

J

T. Rowe Pr i ce Spec t rum Growth A Interest S o l d 10/25 /10 JT. Rowe Pr i ce New Era Fund N o n e Bu y 05 /04/10 JT. Rowe Pr i ce New Era Fund N o n e S o l d 10/25 /10 JT. R o w e P rice M ed ia & Teleco m u nic atio ns N o ne Bu y 05 /04/10 JT. Rowe Pr i ce Media &Telecommu nicat ions f undT. Rowe P r i ce Emerging Markets S tockMutualT. Rowe P r i ce Emerging Markets S tockT. Rowe Pr i ce New Income Fund

N o n e

A Int . /Div.A DividendA Int . /Div.

JJJ

Sold 09 /27 /10

T Bu y 10/08/10T Bu y : 11/10/10( add l )T Bu y 06/28/I 0

J

JJJ

T. Rowe Pr i ce New Income FundT . Rowe Pr i ce New Income FundT . Rowe Pr i ce New Income FundT . Row e Pr i ce Re t i remen t Fund

A Int . /Div.A ln t . /Div.A Int./Div.A Dividend

JJJJ

T Bu y 08/25 /10(add l )T Bu y I0/ I 1 /10(add l )T Bu y I I1 /10/10(add l )T Bu y 11/29/10

JJJ

JT. Ro we Pr i ce U S Treasury In te rmedia te AFund Dividend Bu y 05/04/10 J

1. Inco me G ain C o des: A =$1,00~ or less B =$1,001 - $2 ,500 C -$2,501 - $5,000 D =$5.001 - $15,000(See Columns B I and D4) F =$50.001 - $1 00.000 G = $ 1 0 0 . 0 0 1 - $ 1 , 0 0 0 . 0 0 0 I I I = $ 1 . ( 3 0 0 . 0 0 1 - $ 5 . 0 0 0 , 0 0 0 1 1 2 = M o r e th a n $ 5 . 0 0 0 . 0 0 0

2. Value Codes J =$15.000 ~ less K =$15.001 - $50,000 L =$50.001 - $100.000 M =$100.001 -( Sc c Co lu m n s CI a nd D 3) N = $ 25 0. 00 1 - $ 5 0 0 .0 00 O = $ 5 0 0 . 0 0 1 - $ I , 0 0 0 . 0 0 0 P I = $ 1. 0 00 . 00 1 - $ 5 .0 0 0. 0 00 P 2 : $ 5 .0 0 0. 0 01 - $ 2 5 .0 0 0. 0 00

P 3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 . ( X ~ . 0 0 0 P 4 = M o r e t h a n $ 5 0 . 0 0 0 . 0 0 03. V alue Met hod C odes Q =Appraisal R =Cost (Real Estate Only) S = A s s c s s m ~ . m t T ~ as h M ar k e t(See Co l um n C2 ) U =Book V alue V =Olhcr W =Est imated

E =$L5,001- $50,000


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N a m e o f P e r s o n R e p o r t i n gSpringmann, Theresa L.

D a t e o f R e p o r l05 /05 /201 I

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

A. B D.Description o f Assets Income during Transactions during reporting period(including trust assets) r e p o r t i n g p e r i o d

(I) (2)P l a c e " I X ) " a f t e r e a c h a s s e t ! A m o u n t T y p e ( e . g . ,exempt from prior disclosure i C o d e I d i v . , r e n t ,i A - H ) o r i n t . )

Gross value at endo f r e p o r t i n g p e r i o d(I) (2)

Valu e Valu eC o d e 2 M e t h o d

( J - P ) Code 3

(I ) (2) (3) (4) (5 )T y p e ( e . g ., D a t e Value Gain Idenli ty ofbuy, sell , m~ dd / yy Code 2 Co d e I buyer/seller

r e d e m p t i o n ) ( J - P ) (A-H) ( i f p r i v a t et r a n s a c t i o n )

86 . T. Ro we Pr i ce US Treasury In termedia te A Dividend JFund87 . T. Ro we Pr i ce US Tresury In termedia te A Dividend JFund88 . T. Ro we Pr i ce US Treasury In termedia te A Dividend J

Fund89 . USAA Prec i ous Meta ls & Minera l Fund A Dividend J90 . AT& T prfrd A Interest J91 . A T & T p r f rd A lnterest92 . A m e r i c a n E l e c t rc i P o w e r c o m m o n A Dividend J93 . A p p l e C o m m o n ~ None J94 . A p p l e c o m m o n N o n e95 . A p p l e c o m m o n Non e96 . A T & T c o m m o n A Dividend J97 . A T & T c o m m o n A Dividend98 . A v a l o n B a y c o m m o n A Dividend J99 . B a n k o f A m e r i c a c o m m o nI A Dividend J1 0 0 . B roadc om m A Dividend J1 0 1 . Coming commonI A Dividend J1 0 2 . Cree commonI None J

T Bu y 08/25 /10(add l )T Buy 10/I 1/10(add l )T Buy I 1/10/10

(add l )T Buy 11/10 /10

J

T Bu y 07/26/10 JSold 07/28/10 J

T Bu y 11/04/10 JBu y 07/23/10 J

T

Bu y 08/10/10(add l )Bu y 10/26/10(add l )Bu y 07 /28/10

J

JJ

TBuy 10/26 /10 J(add l )Bu y 10/08/10 JBu y 10/27/10 JBu y 07/27/10 JB u y 08/t0/I0 J

Bu y 09/13/10 J

I. Income Gain Codes: A =$1.000 or less B -$1,001 - $2.500 C -$ 2.501 - $ 5 ,000 D =$5.001 - $15.000(See Co l um ns BI and D4 ) F =$50.001 - $100,000 G =$100.001 - $1 .000.000 III =$1.000.001 - $5.000.000 112 =More than $5.000.000

2 . Va lue COd~ J = $15 .000 o r less K =SI 5 .001 - $50.000 L =$ 50 .0~1 - $ 100 .0~ M = $ 1 0 ~ . 0 0 1 - $ 2 5 0 .~(See Co l um ns C I and D3) N =$250.001 - $500.000 O =$500.001 - $1 .000.000 P I =$ 1.0 00 .0 01 - $ 5.0 00 .0 00 P 2 =$ 5.0 00 .0 01 - $ 25 .0 00 .0 0~

P3 =$25.000.001 - $50.000.000 P4 = M o re than $50.0~ ) .0003. V alue Mc l hod C odes Q =A ppraisal R ~C ost (Real Estate Only) S =A sscs sm cm T =Cash MarketISee Co l um n C2 ) U =Book V al ue V -O~her W Es t imated

E =$15.001 - $50.000


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N a m e o f Person Report ingSpr ingmann , Ther esa L .

D a t e o f R e p o r ~0 5 / 0 5 / 2 0 1 1

V I II . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . (Indlcate part of report)Re: Part I l l B. Emplo yment was inadvertently omitted from prior reports.

Re: Part VII . Individial assets in lines I though 40 were inadvertently o mitted in prior reports.IRA #1 w as fo rmer ly know n as " IRA wi th IDS/Amer ican Express -1IRA # 2 was f ormer ly known as " IRA wi th IDS/American Express"Annui ty - R iver source f ixed annu i ty was fo rmer ly known as "Annui ty w i th IDS/Amer ican Express " l"IRA #s 3 and 4 w ere fo rmerly know n as " IRA - Keou gh ro l l over wi th IDS/Amer ican Express -1


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FINANCIAL DISCLOSURE REPORTPage 12 of 12

Name o f Person Repor t ingSpr ingmann, Theres a L .

Date of Report05 /05 /2011

IX. CERTIFICATION.I c e r t i f y t ha t a ll i n f o rma t i on g iven abov e ( inc l ud ing in f o rma t i on pe r t a in ing t o m y s pou s e and m inor o r depend ent ch i l d ren , if any ) i s

ac cu ra t e , t r ue , and co mpl e t e t o t he bes t o f my k nowl ed ge and be l i e f , and t ha t any in f o rma t i on no t repo r t ed w as ~v i t hhe l d becaus e i t me t app l i c ab l e s t a tu t o ryprov i s i ons pe rmi t t ing no n- d i s c l o s u re .I f u r t he r c e r t if y t ha t ea rned income f rom o u t s i de empl oym ent and hono ra r ia and t he ac cep t ance o f g i f t s whi ch have been repo r t ed a re incom pl i ance wi t h t he prov i s ions o f 5 U . S . C . app . 501 e t . s eq. , 5 U . S . C . 7353 , and Jud i c i a l Co nf e rence regu l a t ions .

Signature : S/Theresa L. Springma nn

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L LY F A L S I F IE S O R F A L L S T O F I L E T H IS R E P O R T M A Y B E S U B J E C T T O C I V ILA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

C omm i tt ee on F i nanc i a l D i s c l o su reAd minist ra ti ve Of f i ce o f the Uni ted S ta tes Co ur t sSu i te 2-301O n e C o l u m b u s C i rc l e , N . E .Washington, D .C. 20544

Theresa L Springmann Financial Disclosure Report for 2010

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