FUND SUBSCRIPTION | KYC | FATCA-CRS

Central Onboarding Hub

A Better Investor Experience

Current Problem The Solution

Investors own their profile…

Investment A Investment B

Manual paper solution

Poor visibility of

what is stored where

Repetitive requests for

documents and data

Excessive hours collating

documents data for fund close

Last minute rush to

closing deadline

Sharing sensitive data and

documents by email

Fund Composition

Investor Experience

Faster Easier Done once

Fund Managers

and Administrators

Can trust our work

▪ Fund Subscription

▪ KYC

▪ FATCA-CRS

One-and-done secure and private ‘passport’ for:

…and control investments to which the

information is shared

Onboarded from

previous funds

Invested

in other

managers

on TIDR

Brand new investors

80%

8%

12%

Fund

SubscriptionSteps

Invite

omplete

onnect

eport

Fund Subscription - Simplicity for Investors

We help your investors subscribe and your fund to launch more quickly, easily and accessibly.

▪ One and done: Universal Subscription

Questionnaire service offers a securities law

questionnaire developed with input from over

35 global legal firms.

▪ No more confusion: Investors complete only

the questions that are relevant for their

investment.

▪ Shrink your Subscription booklet: To only a

few pages.

▪ Lower Legal Fees: Costs reduce from faster

fund launches and less legal time spent

chasing your investors.

▪ Faster closings: Our dedicated Fund Closing

team helps your investors and works with your

counsel to your deadline.

Our Experience 2019

Fund Closes: 100+ | Fund Sizes: $100m ~ $3.5Bn | Investor Profiles 25,313

KYC

Steps

A One-and-Done ‘Passport’

▪ Intuitive and trusted: Know Your Customer

service allows investors to create and complete

a profile once and then share it with their

investments.

▪ Pre-populated information makes investors’

lives easier.

▪ Internationally compliant: KYC profile adopts

the highest international standards across all

principal fund jurisdictions.

▪ Digital document verification – no need to

send paper copies for signing.

▪ Investor owns their information and controls

exactly who can see it which helps managers

to be GDPR compliant.

Our Experience 2019

Investors from 78 countries | Pension Plans: 747 | Universities: 158

reate Profile

pload vidence vidence

anctions creenin

Profile eview

Profile pproved and hared

lassif

e ister

Investi ate

eport Reports Submitted: 5,166 | Jurisdictions Reported: 26 | US States: 47

FATCA-CRS

Steps

A Complete and Trusted solution

Our Experience 2019

▪ Experienced FATCA-CRS service ensures

fund managers are compliant by reporting only

necessary investors to their relevant tax

authority.

▪ End-to-End Service developed with KPMG

provides automated report submission

functionality to the relevant jurisdiction.

▪ Data is reused from Subscription and KYC

services to prepare the FATCA return, so

minimising requests to investors.

▪ Live dashboard shows clear submission

across all fund vehicles and their investors.

Simple Fixed Pricing

Fund Manager

or Administrator

Pricing Matrix

Subscription

KYC Review &

Ongoing

Monitoring

KYC

ApprovalMLRO

Investor

Managed

KYC

FATCA-

CRS

KPMG

FATCA

Assurance

Small Clients~ 50 Investors

£250 one-off £17 £4 £5,000 p/a

£15

£17 £2

Medium Clients~ 200 Investors

£250 one-off £15 £3 £6,000 p/a £15 £2

Large Clients200+ Investors

£250 one-off £12 £2 £7,500 p/a £12 £2

Our costs are per profile per month, subject to a cap that is cost neutral or better for legacy records.

▪ Create and connect profiles for free

▪ Save time and cost

▪ Control your information

▪ Reduce risk

▪ Win new business

▪ Control compliance costs

The Trusted Onboarding Solution

Screening

Live

Knowledgeable

Support

HNW

Individuals

Family

Offices

Trusts &

Companies

Sovereign

Wealth

Funds

Investors

Assurance

Regulator

Oversight

Administrators

FIR

EW

AL

L

API

Legal Firms

Fund

Managers

Trust & Company

Service ProvidersReliance

COMPLETE SOLUTION

Review Approval Responsibility