The Ethics Of Compliance
-
Upload
mitchell-manning -
Category
Business
-
view
2.561 -
download
0
description
Transcript of The Ethics Of Compliance
![Page 1: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/1.jpg)
The Ethics of Compliance:Current Good Manufacturing Practices (cGMPs) and the
Food and Drug Administration (FDA)
![Page 2: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/2.jpg)
Learning Objectives• Learn the seven values of cGMP compliance for the
21st century • Learn the two keys and four steps to successful
cGMP inspections• Review the five levels of leadership for cGMP
compliance• Learn to mindread the FDA Readiness team• Learn to mindread the FDA Investigators• Learn the top 10 things not to do during an FDA
Investigation• Learn the five keys for converting organizational
values to cGMP ethics
![Page 3: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/3.jpg)
• The “Forrest Gump” Of SlideShare • Willing To Share His Opinions, And Experience• Enjoying Watching From the Sidelines• Gifted at Using Your Watch To Tell You The Time
Presenter Disclosureor, Truth In Presenting
Mitch Manning is
![Page 4: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/4.jpg)
Ethics DrivenConsumer Protection
The Seven Values of cGMPs for the 21st Century
CommunicationEducation
HarmonizationInnovation
DeterminationReputation
Documentation
![Page 5: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/5.jpg)
Ethics DrivenConsumer Protection
The Seven Values of cGMPs for the 21st Century
CommunicationEducation
HarmonizationInnovation
DeterminationReputation
Documentation
![Page 6: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/6.jpg)
Why Concern Ourselves With Values and Ethics?
• Attitude• Expectations• Approach• Deployment• Results• Compliance• Progress• Work/Life Balance
![Page 7: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/7.jpg)
Clear, Concise and Correct
Quality Values and Ethics
• Guide people, procedures, and programs• Provide the context for ethical behavior• Are the grounding point for cGMP values• Help clarify and separate right from wrong• Shelter people in challenging times• Motivate and inspire people in all situations
![Page 8: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/8.jpg)
Two Keys to CGMP Compliance
Attitude – First PriorityAptitude – Second Priority
Four Steps to Successful cGMP Inspections
WhatWhyHow
Execution
![Page 9: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/9.jpg)
A Borrowed Process Model forEthical Behavior
Added by Mitchell W. Manning, February 2, 2005
![Page 10: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/10.jpg)
Organizing for cGMP Compliance:
Four Cultural Elements of cGMP Compliance
LanguageTechnologyInstitutions
Art
![Page 11: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/11.jpg)
Eight Guiding Principlesfor Designing Ethics Into cGMP
Compliance
1. Quality values must be freely chosen from alternatives.
2. Quality values must be consistent with the purpose of the systems based program, and the sponsoring organization.
3. Quality values must be clear, concise and correct.
4. Quality values must be actionable.
![Page 12: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/12.jpg)
Eight Guiding Principlesfor Designing Ethics Into cGMP
Compliance
5. Quality values must enhance performance.
6. Quality values must be attractive and pride-giving.
7. Quality values must be capable of being communicated.
8. Quality values must be prominently displayed.
![Page 13: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/13.jpg)
Personality, Procedure & Power
Five Levels of Leadership for cGMP Compliance
GestaltWisdom
PersuasionSeduction
Force
![Page 14: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/14.jpg)
Who Is On Your Team?1. Shared Goals and Values2. Sense of Control and Accountability
Free Agent
Dead Weight
Partner
Loyalist
2
1 High
High
![Page 15: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/15.jpg)
How To Mind Read The FDA Readiness Team:
Team Building On Personality Strengths
• Dominance• Influence
• Conscientiousness• Steadiness
![Page 16: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/16.jpg)
Appreciate Human Diversity
Know the team’s personalities
Personality Strengths Stressors Goals Fears
Dominance Initiative Loss of control Control Being taken advantage of
Influence Enthusiasm Loss of approval
Approval Being rejected or disliked
Steadiness Follow-through Loss of predictability
Stability Being asked to change
Conscientiousness Thoroughness Loss of personal privacy
Quality Being criticized for poor quality
![Page 17: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/17.jpg)
How To Mind Read The Investigator(s):
Five Areas of Predictability
Purpose of the “Visit”Team Composition
Years of FDA ServiceWalk-Through Behaviors
Requests
![Page 18: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/18.jpg)
Why cGMP Inspections Fail:The Top Ten Things Not To Do
LieCheatSteal
UnderestimateOver PromiseUnder DeliverProcrastinateLook Down
WhineAvoid
![Page 19: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/19.jpg)
Converting Organizational Values to cGMP Compliance Ethics:
Five Keys
IlluminateCommunicate
MotivateEducate
Administrate
![Page 20: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/20.jpg)
Quality Idealsof America’s Most Admired Companies
• Innovation• Employee talent• Use of corporate assets• Social responsibility• Quality of management• Financial soundness• Long-term investment value• Quality of products and services
Source: Fortune, magazine
![Page 21: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/21.jpg)
Dominant Global Values
• Fast• Cheap• Perfect• Personalized• Unique
![Page 22: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/22.jpg)
When In Rome…
The following remain our guiding principles:
. Risk-based orientation
. Science-based policies and standards
. Integrated quality systems orientation
. International cooperation
. Strong public health protectionSource: Final Report – Pharmaceutical cGMPs for the 21st Century, September 2004.Our findings have put the Agency on a path to restructure its oversight of pharmaceutical quality regulation, thereby developing the
product quality regulatory system of the future. The following remain our guiding principles:
Website: http://www.fda.gov/cder/gmp/gmp2004/CGMP%20report%20final04.pdf
![Page 23: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/23.jpg)
cGMP Quality Systems
Quality System’s Sub-systems
Design ControlsDesign Controls
MaterialMaterialControlsControls Records,Records,
Documents, &Documents, &Change ControlsChange Controls
Equipment & Equipment & Facility ControlsFacility Controls
Production & Production & Process ControlsProcess Controls
Corrective &Corrective &PreventivePreventive
ActionsActions
ManagementManagement
![Page 24: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/24.jpg)
Opportunities for Designing Ethics Into FDA Regulated Systems Based Programs
• Enabling Technology Development and Innovation
• Patient and Consumer Protection• Protecting the Homeland – Counter terrorism• Using Risk-Based Management Practices• Empowering Consumers for Better Health• Improving FDA’s Business Practices
Source: Food and Drug Administration Progress and Priorities 2004, September 2004
![Page 25: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/25.jpg)
Back Ground Information
www.fda.gov
http://www.fda.gov/oc/crawford/default.htm
http://www.fda.gov/oc/initiatives/reports/priorities2004.html
http://www.fda.gov/oc/crawford/speeches.html
http://www.fda.gov/opacom/hpview.html
![Page 26: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/26.jpg)
Learning Objectives• Learn the seven values of cGMP compliance for the
21st century • Learn the two keys and four steps to successful
cGMP inspections• Review the five levels of leadership for cGMP
compliance• Learn to mindread the FDA Readiness team• Learn to mindread the FDA Investigators• Learn the top 10 things not to do during an FDA
Investigation• Learn the five keys for converting organizational
values to cGMP ethics
![Page 27: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/27.jpg)
Designing Ethics Into cGMP Compliance to be the Frontline for Consumer Protection
Conclusion• Know what you want.• Know when you have to have it.• Know what you are willing to pay.
Parting AdviceDo the right thing.Do your very best.
Do good for others.
![Page 28: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/28.jpg)
Questions?
![Page 29: The Ethics Of Compliance](https://reader036.fdocuments.us/reader036/viewer/2022081412/540553c68d7f729b768b4c65/html5/thumbnails/29.jpg)
You Make The Call
• National Device Expert on Warning Letters• National Drug Expert on 483s• National Drug Expert on Validation• Recall Coordinator on Recalls• Investigator on PADE Investigations