The electron-phonon coupling in ABINIT · MotivationEPC introductionA bit of theoryTransportABINIT...

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Motivation EPC introduction A bit of theory Transport ABINIT The electron-phonon coupling in ABINIT Matthieu J. Verstraete University of Liège, Belgium May 2014 M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 1/43

Transcript of The electron-phonon coupling in ABINIT · MotivationEPC introductionA bit of theoryTransportABINIT...

Page 1: The electron-phonon coupling in ABINIT · MotivationEPC introductionA bit of theoryTransportABINIT The electron-phonon coupling in ABINIT Matthieu J. Verstraete University of Liège,

Motivation EPC introduction A bit of theory Transport ABINIT

The electron-phonon coupling in ABINIT

Matthieu J. VerstraeteUniversity of Liège, Belgium

May 2014

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 1/43

Page 2: The electron-phonon coupling in ABINIT · MotivationEPC introductionA bit of theoryTransportABINIT The electron-phonon coupling in ABINIT Matthieu J. Verstraete University of Liège,

Motivation EPC introduction A bit of theory Transport ABINIT

Outline

1 Motivation

2 EPC introduction

3 A bit of theory

4 Transport

5 ABINIT

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 2/43

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Motivation EPC introduction A bit of theory Transport ABINIT

Impact of phonons I

Electrical resistivityHeat transportSuperconductivityThermoelectricityel-ph is 1 contribution+ anharm, impurities,isotope...

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 3/43

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Impact of phonons II

Inelastic/relaxation mechanism:

IRESR (w/ SO interaction)X Ray widths −→Raman

Reznik, Adv Cond Matt, 523549 (2010)

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Raman linewidth

Wang et al. PRB 74 134305 (2006)

M. Lazzeri and F.Mauri, PRL 90, 036401 (2003)

Linewidth contribution from el-ph processes

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Motivation EPC introduction A bit of theory Transport ABINIT

Outline

1 Motivation

2 EPC introduction

3 A bit of theory

4 Transport

5 ABINIT

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 6/43

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Bare phonons

Rigid motion of ions (no screening)Completely unrealistic phonon frequencies (usu. too hard)

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Screened phonons

Screening of ion motion by electrons (SC DFT / DFPT)Very realistic phonon frequencies (max 10% error)

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 8/43

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Independent electrons...

Perfect crystal and indep. e− → no resistivityElectron-ion interaction is periodic:Renormalized e− energiesbut still ideal “quasi-particles”KS states are in this category

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... & things that perturb them

In real system, perturbationsadd to Hamiltonian H = H0 +H1

give finite lifetimes for indep. part. eigenstatesinteraction→ only full MB Ψ has∞ lifetime

Perturbations = Coulomb, photons, defects, impacts...... and phononsIn many cases (± high T) phonons dominate

1 What is the system (and the “external” perturbation)?2 Are the particles independent?

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Bare electrons

Self consistent screening of static el chargeDecent BS within DFT treatment of Coulomb interaction

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Perturbed electrons

Finite lifetime for KS statesEP coupling constants usually quite good

NB: Phonon eigenstates are Bloch-like→Figure shows localized phonon wavepacket

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Energy scales

Ion vibrations have low energy (0-20 max few 100 meV)∼ photons in IRElectronic excitations:

Metals: ' 0 eV: gold κT = 318 W/mKSemiconductors (> Egap ' O(1) eV)→ no EPC with low ωe.g. diamond κT = 1000-2000 W/mK

Need strong coupling and large e− DOS

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Temperature

According to preceding energy scale:Low T: only FS electrons contributeABINIT: = neglect ω wrt electronic energiesHigh T: more phonon ω → insulators have EPC tooT Debye freq→ classical Boltzmann stat.Hypothesis: phonons remain harmonic and∞ lifetime

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FS effects

Phonon q connects k, k’ ∈ FSNesting: many k-k’ give same qAnd energy/frequency dependencyHuge change in electron screeningKohn anomaly in e− bands (PRL 2 393 (1959))

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Superconductivity

Effective e− e− interaction w/ phonons can be attractive→ superconducting instability at low TNew “mixed” quasiparticles have no resistance from EPC

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 16/43

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Motivation EPC introduction A bit of theory Transport ABINIT

Outline

1 Motivation

2 EPC introduction

3 A bit of theory

4 Transport

5 ABINIT

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 17/43

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Eliashberg Theory

Coupling Hamiltonian (Frölich):

Hep =∑kq

< ~k + ~q|δV |~k > ~dqc†k+qck

Single phonon scattering (Migdal)Perturbed (electronic) potential δV from DFPT

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Eliashberg Theory II

Displacement operator:

~dq =∑

j

(~

2NMωqj)~uqj(aqj + a†−qj)

gkk matrix elements:

gqjk ′k =

~√2NMωqj

~uqj < ~k ′|δV |~k >

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Motivation EPC introduction A bit of theory Transport ABINIT

Eliashberg Theory III

Perturbation theory in Hep

Use spectral representations ofGreen’s functions for e, phe-p and e-e self-energies

Full phonon self-energy is not perturbationalBut pre-screened DFPT is ok

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Spectral function

Eliashberg spectral functions:

α2F (Ω) = NF∑kk ′j

|gqjk ′k |

2δ(Ω− ωqj)

k-point sums over Fermi SurfaceRelated to imaginary part of e− self-energy

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Spectral function II

Closely linked to phonon DOS F (Ω) =∑

qj δ(Ω− ωqj)

Savrasov2 PRB 54, 16487 (1996)

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EP quantities - Link to experiments starts here

Superconducting coupling strength

λ = 2∫

Ωα2F (Ω)

Phonon lifetime from scattering with e−:

γph~qm = 2πω~qm

∑~kii ′

|g~qm~k ′i ′~ki|2δ(ε~ki − εF )δ(ε ~k+qi ′ − εF )

and electron lifetime due to phonons:

γel~ki

= 2π∑~qmi ′|g~qm

i ′ ~k ′i~k|2 × [f~k ′i ′ + n~qm]δ(ε~ki − ε ~k+qi ′ + ω~qm)

+ [1− f ~k+qi ′ + n~qm]δ(ε~ki − ε ~k+qi ′ + ω~qm)

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Further approximations

Neglect band energy dependence in α2F : ω ε

Bands are not too narrow and DOS varies slowly→ Shouldn’t be true for localized bands or low D!!

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Motivation EPC introduction A bit of theory Transport ABINIT

Coulomb interactions

Most already in ωq and εnk (DFT is a good start)Remaining e-e repulsion in “Retarded coulomb parameter”:

µ∗ = NF

∫FS2

V ckk ′/(1 + log(ωel/ωD))

ωel Coulombic frequency ∼ 10eVApproximate: only need the change btw SC and N statesMcMillan formula for Tc (W. L. McMillan, Phys. Rev. 167, 331 (1968))

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 25/43

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Motivation EPC introduction A bit of theory Transport ABINIT

Outline

1 Motivation

2 EPC introduction

3 A bit of theory

4 Transport

5 ABINIT

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 26/43

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Motivation EPC introduction A bit of theory Transport ABINIT

Transport equations

“Classical” statistical mechanicsBoltzmann equations for flow of e− and phononsCoupled by precisely the e-ph matrix elements gkk ′

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Boltzmann equations

∂fk∂t

= − 2π~Nc

∑q

|gkk+q |2fk (1− fk+q)[ (Nq + 1) δ(εk − εk+q − ~ωq)

+ Nq δ(εk − εk+q + ~ωq)]

−(1− fk )fk+q[ (Nq + 1) δ(εk − εk+q + ~ωq)

+ Nq δ(εk − εk+q − ~ωq)]

∂Nq

∂t= − 4π

~Nc

∑k

|gkk+q |2fk (1− fk+q)[ Nq δ(εk − εk+q + ~ωq)

− (Nq + 1) δ(εk − εk+q − ~ωq)]

e.g. J.M. Ziman Electrons and Phonons Oxford U Press (1960)

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Steady state solutions

Relate κph, σe to coupling btw fluxes of ph and e−

Steady state transport under T or E gradient∂fk/∂t = diffusion termsLinearize Boltzmann eqs and simplify k dependency

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Transport spectral function:

Generalization by Allen:

α2in(out)F (ω) =

1N0 < v2

x >

∑ν

∑knk ′n′∈FS

|gqνk ′n′kn|vx (~k)vx (~k (′))δ(ω − ωqν)

α2tr F (ω) = α2

outF (ω)− α2inF (ω)

Average velocity < v2x >

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e- and ph- Resistivity

ρ(T ) =πΩcellkBTN0 < v2

x >

∫ ∞0

dωω

x2

sinh2xα2

tr F (ω)

w(T ) =6Ωcell

πkBN0 < v2x >

∫ ∞0

dωω

x2

sinh2x

×[α2

tr F (ω) +4x2

π2 α2outF (ω) +

2x2

π2 α2inF (ω)

]where x = ω/2kBT

Only lowest order approx. to full Boltzmann eq.Only electronic contribution to thermal resistance

→ no lattice thermal conductivity

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 31/43

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Motivation EPC introduction A bit of theory Transport ABINIT

Outline

1 Motivation

2 EPC introduction

3 A bit of theory

4 Transport

5 ABINIT

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 32/43

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Motivation EPC introduction A bit of theory Transport ABINIT

Workflow (NEW!)

1 run ABINIT GS + phonons with minimal k-grid2 run ABINIT for _GKK matrices on dense k-grid

_DDB files = E (2) and _GKK = < ~k ′|δV |~k >3 mrgddb pastes all E (2) into one file for ANADDB4 mrggkk pastes all < ~k ′|δV |~k > into one file

3 Natom perts grouped by qpoint, and complete!5 Run anaddb with telphon = 1 and additional file names

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Getting EP matrix elements

SCF phonon calculation yields n(1) and hence H(1)

Now do non-SCF, 1 step calculation of < ~k ′|H(1)|~k >Can use any k-grid we want→ converge EPC integrationNB: still need all perturbations for each ~q

→ use prepgkk 1 in SCF phonon run

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 34/43

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Symmetries

Symmetry operations complete E (2)

does not work for < ~k ′|δVqj |~k > (phase interference)

< ~k ′|δVqj |~k >< ~k |δVqj ′ |~k ′ > eliminates gauge→ need all 3×Natom perturbations!Q-points completed by symmetryk ′ = k + q so q-grid must be consistent with k-grid

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Motivation EPC introduction A bit of theory Transport ABINIT

Transport outputs

Electrical resistivity/conductivity (_RHO)Thermal conductivity (_WTH)Lorentz coefficient (_LOR)Transport α2Ftr (_A2F_TR)

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Motivation EPC introduction A bit of theory Transport ABINIT

Transport outputs

Electrical resistivity (_RHO)Spin polarized Fe (MJ Verstraete JPCM 25, 136001 (2013))

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Motivation EPC introduction A bit of theory Transport ABINIT

Electrical resistivity (_RHO)High pressure Fe in Earth’s core (Gomi et al. PEPI 224, 88 (2013))

M. J. Verstraete | The electron-phonon coupling in ABINIT May 2014 Lyon 38/43

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Conclusions

Widely useful quantitiesStrong links to experimentSmall cost beyond phonon calculationMany other processes involve EPCShould work in PAW as well (ASAP!)

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Collaborators

Lots of input along the wayBin Xu, Momar DiakhateMatteo GiantomassiJean-Paul Crocombette + the CEA boysXavier Gonze, Samuel Poncé, Yannick Gillet

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References:

General:

P.B. Allen and B. Mitrovic Theory of Superconducting Tc , Sol. StatePhys., 37 (Academic Press, New York, 1982)

J.M. Ziman Electrons and Phonons Oxford U Press (1960)

G. Grimvall The electron phonon interaction in metals (North-Holland,Amsterdam, 1981)

L. Hedin, S. Lundqvist Sol. Stat. Phys. 23 ed. Ehrenreich, Seitz,Turnbull (1969)

Implementation:

Savrasov2 PRB 54, 16487 (1996)

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Beyond Eliashberg: Issues

Strong couplingAnharmonic phononsStrong e-e correlation (→ beyond Migdal)High Tc superconductivity

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Beyond Eliashberg: Formalism

Gross / Van Leeuwen formalism:Quantum ionic Density matrixNo Born-Oppenheimer approx. in principleIn practice: no external fitting of µ∗

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