The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011 Applying...
-
Upload
gerald-turner -
Category
Documents
-
view
215 -
download
1
Transcript of The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011 Applying...
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Applying Multi-Criteria Decision Analysis to a Conflict between Reindeer Herding,
Nature, and Forest Management
Experiences from the Upper Lapland Case
Jyri MustajokiTampere University of Technology
Mika Marttunen & Heli SaarikoskiFinnish Environmental Institute
The 21th International Conference on MCDM – Jyväskylä, FinlandJune 14, 2011
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Outline of the presentation
Background of the Upper Lapland conflict Implementation of the Multi-Criteria Decision Analysis
process Special characteristics of the case
How did we dealt with these? Pros and cons of our approach
Conclusion and lessons learned
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Conflict in Finnish Upper Lapland
Main conflict between reindeer herding and forest management on state-owned forests Adverse impacts of forestry to old-growth forests Legal right for free grazing with certain restrictions
Conflict also concerns other issues Old-growth forests valuable wilderness areas Effects of forestry to tourism Effects of forestry to cultural values
Situation has been sensitive for decades Many legal proceedings initiated by reindeer owners
In spite of various research studies and conflict resolution attempts, solution has not been found until recently
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Multi-Criteria Decision Analysis (MCDA) process Implemented with multi-attribute value tree (MAVT) method
and decision analysis interviews (DAIs) Carried out in collaboration with
Sustainable multiple use of forests in northern Lapland project of Finnish Forest Research Institute (FFRI)
Mainly responsible for the impact assessment Initiated and partly funded by the Ministry of Forestry and
Agriculture High level endorsement Already a steering group with representatives from almost all the
different stakeholder groups Conflict over consensus project of Finnish Environmental
Institute (FEI) Mainly responsible for carrying out the decision analysis process
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Main objectives of MCDA
Evaluation and comparison of the effects of different forest management alternatives in
a common framework
Evaluation of the importance of the objectives
Illustration of the different views of the stakeholders
Supporting the stakeholders’ learning
Enhancing value-focused thinking
Increasing the overall
under-standing of the problem
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Value tree
Constructed in expert group meetings Modified and accepted by the steering group
Stakeholders’ preferences in DAIs
Local gross income effects
Forest sector
Reindeer herding
Tourism
Employment
Forest sector
Reindeer herding
Tourism
Sámi reindeer herding cultureVitality
Control of grazing areas
Recreational use of nature
Outdoor activities
Wilderness experience
Hunting and berry picking
Biodiversity Biodiversity
Mutual understanding Consensus
Alt. 1: 300 000 m3
Alt. 2: 150 000 m3
Alt. 3: 115 000 m3
Alt. 4: 80 000 m3
Alt. 5: 30 000 m3
AlternativesSubcriteriaCriteria
Overall goal
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Multi-attribute value tree method
Additive value function
where n is the number of attributes wi [0, 1] the overall weight of attribute i xi the consequence of alternative x with respect to
attribute i vi(xi) its score on 0–1 scale
Evaluation of the alternatives Natural scale for employment (work years) and local
income (€) Constructed -5 – 5 scale for other criteria
Alternatives based on the amount of logging and the areas reserved for loggings
n
iiii xvwxv
1
)()(
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
15 personal decision analysis interviews(2–4 hours each)
Description of the objectives and phases of the interview
Review of the background material
Description of the MCDA approach
Decision analysis interview
Review of the value tree and definition of
attribute-wise values of the alternatives
Weighting of criteria and sub-criteria (and
reasoning for weighting)
Analysis of the results, sensitivity analysis and
possible changes in evaluation
Feedback
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Interviewed stakeholder groups
Reindeer herding•Reindeer Herding Co-operative of Hammastunturi•Reindeer Herders' Association
Sámi culture•Sámi Parliament•Sámi Council
Local Economy•Municipality of Inari (two representatives in a joint interview)
Forest sector•Finnish Forest and Park Service (Metsähallitus)•Forestry Experts’ Association•Upper Lapland Forestry Society
Nature conservation and local nature use
•Association of the friends of Inari nature•Nature Services of the Finnish Forest and Park Service•Association of the Finnish Cross-Country Skiing•Local Hunters' Association of Inari
Authorities•Forestry Centre of Lapland•Employment and Economic Development Centre of Lapland•Lapland Regional Environment Centre
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Results – Weights of the interviewees
Results analyzed collaboratively at the steering group meeting
0.0
0.2
0.4
0.6
0.8
1.0Consensus
Diversity
Use of nature
Reindeer herding
Employment
Local income
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Results – Overall values for the alternatives
Each bar represents the overall value of one stakeholder for this alternative
0
0.2
0.4
0.6
0.8
1
Alt. 1 Alt. 2 Alt. 3 Alt. 4 Alt. 5
ConsensusDiversityUse of natureReindeer herdingEmploymentLocal income
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Challenges for applying MCDA
MCDA not applied earlier to conflicts between reindeer herding and forest management Special characteristics of the case should be considered
The conflict has been going on for decades Considerable distrust towards a yet new approach
MCDA carried out at closing stages of the FFRI project Not tightly integrated in the process What are the effects and limitations of this?
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Large differences in the estimated effects of alternatives Initial effects estimated with expert evaluation
Some interviewees strongly contested these On some criteria/alternatives almost opposite views
No time to collect new research information
Stakeholders allowed to change initial estimates to their own estimates
+ We could collect views about the estimates Analysed jointly to gain deeper understanding of these
differences
− Gave stakeholders a venue for manipulation Some stakeholders tended to give high estimates to their
favourite alternatives
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Example about the estimates – Sámi reindeer herding culture
Variation due to many factors affecting reindeer herding: Logging refuse Snow conditions Amount of lichen
→ additional feeding Amount of reindeer
Location of grazing grounds Forest roads Centralization of reindeer
husbandry Etc.
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Use of mutual understanding as a criterion
Mutual understanding explicitly considered as a criterion Often implicitly studied by comparing weights of stakeholders
+ Evaluation of how much the stakeholders actually appreciate reaching consensus Important aspect of the decision making situation Views about alternatives’ ability to improve mutual
understanding
− Quite a vague criterion Especially on this criterion stakeholders tended to give high
estimates to their favourite alternatives E.g. versatile employment structure would probably have
been a better criterion name Essentially the same idea, but narrower scope for interpretation
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Mutual understanding
Generally quite highly or moderately weighted Some stakeholders gave only little weight
Results indicate a desire for seeking solution “Mutual understanding should be truly mutual”
”The main issue is the rights of the Sámi people, not the reconciliation of
different sources of livelihood”
”Mutual understanding is extremely important for the development of the area”
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Time span of the alternatives
Logging takes place little by little Effects of logging can only be seen after years or decades A long enough time span needed to estimate the effects
Long-term logging plans are made on a strategic level In long term, logging is affected by various external factors
Economic situation, structural changes, etc. Not reasonable to specify exactly which forest stands are to
be logged Difficult to estimate plans very specifically
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
30-year time span selected for the model
+ Long-term effects of the logging included in the model− Plans are made on a strategic level
Effects of the alternatives on certain forest stands unknown Makes estimation of the effects very difficult on some criteria
May reduce the credibility of the whole process
− Caused confusion for some stakeholders Forest grows continuously
Current situation is not the same as after doing nothing for 30 years
What is the zero point?• Current situation or • Situation after carrying out current strategy for 30 years or • Situation after 30 years of doing nothing
On some attributes difficult to consider the effects that far
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Suitability of DAI approach to meet different objectives
0% 20% 40% 60% 80% 100%
Identification and structuring of the central issues of the Upper Lapland case
Collection of the effect information and views about the alternatives and discussion of them
Describing the preferences of different stakeholder groups.
Increasing understanding of the views of different stakeholders
Increasing understanding of the alternatives and their effects
Comparing and combining incommensurable effects
Finding an agreement that is acceptable for all the different parties
Very well Well Quite well Not well nor poorly Poorly
Based on the questionnaire for the steering group members
The 21th International Conference on MCDM – Jyväskylä, Finland, June 14, 2011
Conclusions and lessons learned
MCDA with DAIs is an applicable approach for the case Especially suitable for
identification and structuring of the central issues describing the preferences of the stakeholders
Not very suitable for finding an agreement Tight integration of MCDA to the planning process
especially important Characteristics of the problem better adapted in the
model We implemented MCDA as a separate process
Inability to fully respond to the issues characteristic to the case
Ambiguity of the alternatives in strategic planning is problematic Estimation of some effects difficult without knowing the exact
locations of the actions