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TEXT AND DATA MINING IN PUBLIC RESEARCH
Julien Roche – University of Lille, ADBU
LIBER 2017 – Patras, Greece
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1. Why does TDM matter?
2. Why isn’t it used more widely in public research?
3. How do we change this?
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Study aims
Assess economic impact of TDM on public research in France via:
• Case studies (France, UK, Europe)
• Analysis of the relevance of a copyright exception for TDM –French context
• A final report for decision makers and lobbying
3
http://adbu.fr/etude-tdm/
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6-fold return€6 contribution to EU economy for each €1 directly generated by research universities (source: Biggar Economics)
20% per annumEstimated rate of return to public investment in science and innovation (source: Frontier Economics)
€16 billion Value of R&D performed within French universities and
public research bodies (source: Eurostat)
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2.4 millionScientific articles per annum
ZeroNumber of researchers who can keep up
2.5 quintillion bytesData produced each day
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Any automated analytical technique aiming to analyse text and data in digital form in order to generate
information such as patterns, trends and correlations.
European Commission. Proposal for a Directive of the European Parliament and of the Council on copyright in the Digital Single Market
=> TDM is machine reading, i.e. just another way to read
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What is TDM?
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BASE CAMP
Where are we now, and how did we get here?
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…countries, in which academic researchers must acquire the express consent of rights holders to
conduct lawful datamining, exhibit a significantly lower share of data mining
research output relative to total research output
Handke, Guilbault and Vallbe IS EUROPE FALLING BEHIND IN DATA MINING? (2015)
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What is the problem?
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The European ecosystem for engaging in text and data mining remains
highly problematic… The end result: Europe is being leapfrogged by rising
interest in other regions, notably Asia.
Filippov, S. & Hofheinz, P. Text and Data Mining for Research and Innovation(2016)
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What is the result?
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Legislative options
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2014 2017-2018
Industry self-regulation
Mandatory exceptions to copyright
Non-commercial research only
Commercial research, beneficiaries restricted
1 2 3 4
Commercial research purpose, beneficiaries unrestricted
Loi pour une République Numérique (Loi LEMAIRE)N° 2016-1321 - 7 October 2016
1.5?
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Restriction France
No lawful access
Not scientific literature
-
Not public research
Commercial purpose
Conservation not bydesignated body
Using a TDM exception
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• The copyright directive (20011/29/EC) < revision in preparation -> end
of 2017 / beginning of 2018 ;
• Bringing French and European frameworks into line ;
• A MOU – best practices, waiting for the new EC copyright directive ;
• A French decree, when the European framework is set.
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The French context – Update, July 2017
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• In December 2016, the FutureTDM project released a policy
framework document outlining the needs for a successful
implementation of TDM.
• Their work identifies a series of barriers that need to be
overcome opposed to high-level principles that should be
followed to address them.
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Barriers to TDM < FutureTDM
Source: http://openminted.eu/future-tdms-policy-recommendations/
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• The barriers that need to be overcome are as follows:
• Uncertainty: this category includes uncertainties as to how, why and if TDM can be
carried out, as well as the lack of awareness of different aspects of TDM.
• Fragmentation: this refers to the fragmentation in the TDM landscape, which prevents
TDM from being carried out across e.g. national borders, scientific domains, companies
or fields of expertise.
• Restrictiveness: the last category refers to direct limitations to the ability to carry out
TDM, in the form of restrictive laws, lack of expertise, limited (financial) resources, etc.
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Barriers to TDM < FutureTDM
Source: http://www.futuretdm.eu/wp-content/uploads/D5.1-Policy-Framework.pdf
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• The high-level principles identified to overcome the barriers are:
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The future of TDM < FutureTDM
• Awareness and Clarity: Information and clear
actions are crucial for a flourishing TDM
environment in Europe.
• TDM without Boundaries: boundaries should be
broken down to reduce fragmentation in the TDM
landscape.
• Equitable Access: access to TDM tools,
technologies and sources should take into
account the need of both users and providers.
Source: http://openminted.eu/future-tdms-policy-recommendations/
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Copyright exception(Base Camp)
Camp 1: Legal clarity
EU Directive
Camp 2: Access to content
Camp 3: Technical infrastructure
Camp 4: Skills and support
Summit: Researchers embrace TDM
The long road to TDM
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1.ACHIEVING LEGAL CLARITY
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The exception has made a massive difference...
Petr Knoth, Open University, UK
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…the definition of commercial and non-commercial research
is creating uncertaintyPetr Knoth, Open University, UK
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What needs to happen?• Communicate legal provisions for TDM with
certainty and clarity • Clarify the exception’s scope where public
researchers collaborate with commercial partners• Monitor the interaction of the copyright
exception with digital rights management (DRM), licensing and other relevant legal regimes
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2.SECURING ACCESS
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I scaled down my TDM research, and had to exclude two publishers… I couldn’t do
what I set out to do
Chris Hartgerink, Tilburg University, Netherlands
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I had to ask too many publishers for the right to
download … it takes a lot of time and … the publishers’ servers frequently block us.
Mathieu Andro, INRA, France
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What is the problem with access?
• Technical protection measures (TPMs)• Crawler traps• Restricted access to application
programming interfaces (APIs)
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• Incorporate TDM clauses into model licence agreements
• Educate researchers on their rights• Maintain dialogue with publishers• Improve access through better
infrastructure…
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What needs to happen?
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3. INFRASTRUCTURE & TOOLS
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Image: National Geographic
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…Every time you have a new project or data source… you hit issues about
how the documents are structured, oddities of formatting, and so on.
Mark Greenwood, GATE, UK
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The TDM Landscape
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Source: OpenMinTED
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• Invest in TDM infrastructure
• Make TDM accessible to non-specialists
• Streamline access
• Open standards and harmonised data
formats
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What needs to happen?
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4.SKILLS & SUPPORT
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…We have algorithms to answer questions, but we do not have algorithms to ask
questions
François Rioult, GREYC Laboratory, Université de Caen, France
• François Rioult
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What is the role of the librarian?
Photo: REUTERS
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The library needs to be able to say: ‘If you’ve got a question
about TDM, come to us’
Danny Kingsley, Head of Scholarly Communications, University of
Cambridge, UK
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Library support for TDM
• Advocacy
• Copyright advice
• Access to legal expertise
• Skills development and training
• Advice on data sources and tools
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Small steps, big progress
Ex. “WillO” tool of the university of Lille https://decadoc.typeform.com/to/W2ZZMV
=> a tool for French researchers to know their rights andtheir obligations when they want to put their publications in OpenAccess, in the legal framework of the French law
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5.EMBRACING TDM
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"Because it's there“
Edmund Percival Hillary
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Why?
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There are so many obstructions in the way of doing this research, and doing it well. It is just too hard and so people do other
things
Ross Mounce, University of Cambridge, UK
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• Endorsement by senior research leaders
• Funding and incentives linked to TDM
• Alignment with moves to open science
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What needs to happen?
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1. Why does TDM matter?
2. Why isn’t it used more widely in public research?
3. How do we change this?
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Why does TDM matter?Public research is valuable
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TDM makes research more efficient
TDM is worth investing in
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1. Why does TDM matter?
2. Why isn’t it used more widely in public research?
3. How do we change this?
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Copyright exception(Base Camp)
Camp 1: Legal clarity
EU Directive
Camp 2: Access to content
Camp 3: Technical infrastructure
Camp 4: Skills and support
Summit: Researchers embrace TDM
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1. Why does TDM matter?
2. Why isn’t it used more widely in public research?
3. How do we change this?
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Libraries
• Monitor researchers’ experience
• Develop case studies and guidance
• Involve the national libraries
• Invest in TDM support
• Incorporate TDM clauses into licence agreements researchers’ experiences
Making TDM a reality
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Full case studies from the TDM report
http://adbu.fr/competplug/uploads/2016/12/Annex-1-Full-case-studies-Final-11-Dec-16.pdf
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Legislators
• Provide certainty
• Enable public/private partnerships
• Monitor interaction with other legislation (e.g. DRM)
Institutions/research leaders
• Endorse TDM
• Invest in library services
• Explore knowledge exchange opportunities
Research funders
• Invest in infrastructure
• Forum to improve access
• Link TDM to Open Science
Publishers & providers
• Cloud services for TDM
• Streamline access
• Open, harmonised standards
Making TDM a reality
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J. Roche – R. Johnson
Thank you
https://adbu.fr
www.research-consulting.com
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http://adbu.fr/etude-tdm/Full report available at::