Terry L Wooten Financial Disclosure Report for 2010

8/3/2019 Terry L Wooten Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPO RTFOR CALENDAR YEAR 2010

Report Required by the E thicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Per son Repor ting ( las t nam e, f ir s t , middle in i t ia l)Wooten , Ter ry L .

4. Ti t le (Art ic le 111 judges indicate ac t ive or senior s ta tus ;magistrate judges indicate full- or part- time)

2. Cour t o r Organiza tionU.S. Dist r ic t Court

5a. Report Type (check approp riate type)] N o m i n a t i o n , D a t e

Dist r ic t C ou r t Ju dge -Act i v e

7. Chambers or Of f ice AddressMcM il lan Fed era l Bu i ld in g401 W es t Evan s St ree tF lo ren ce , So u th Caro l in a 29 50

[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas is o f the in formation conta ined in th is Repor t and anymodif icat ions per taining thereto, i t i s , in my opinion, in com pliancewith appl icab le l aws and regu la t ions .

Reviewing Of f ice r Date

3. Date of Repor t05/9 /2011

6. Repor ting Per iod01/01/2010

to12/31/2010

I M P O R T A N T N O T E S : The instructions accompanying this form must be foilowe~ Co m p le te a l l p a r t s ,checking the NONE box for each part where you have no reportable information. Sign on last page.

I . P O S I T I O N S . t R e p o m n g i ~ d l , ia ~ a t o , ~ y ; s e e p p . 9 - 1 3 offiling instructions.)[] (No reportable posi t ions. )ONE

POSITION

2.

3.

4.5.

N A M E O F O R G A N I Z A T IO N / E N T IT Y

I I . A G R E E M E N T S . ~ R e p o r a ~ g i .d i ~ i ~ a l o ~ t y ; ~ p p . ~ 4 - ~ 6 of filing instructions.)[~ N O N E (No repor tab le agreem ents .)

DATE PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 of 7

Name of Per son Repor tingW o o t en , T er r y L .

Date of Repor t05/9/2011

III. N O N - I N V E S T M E N T I N C O M E . ( R e p o r ~ n g i n d i v ~ d u a l u n d s p o ~ e ~ see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income

~] (N o rep orta b le in co m e.)ONE non- inves tmentDATE SOURCE AND TYPE

2.3.4.

I N C O M E( y o u r s , n o t s p o u s e s )

B . S p o u s e s N o n - In v e$ tm e n t In c o m e - I fy o u w e r e m a r r i e d du ring a ny portion of the reporting year, complete th is section.(Dol lar amo un t not required except for honorar ia . )[--] N O N E (No r~epor tab le non- inves tment income . )

1 .20102.3.4.

D A T E SOURCE AND TYPEMorgan Stanley Dean Wit ter -salary~ et i red March 31 , 2010)

I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter tainment .(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[~ (No repor tab l e re imbursemen t s . )ONE

2.3.4.5.

S O U R C E DA TE S L O C A TIO N P U R P O S E I T E M S P A I D O R P R O V I D E D


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FINANCIAL DISCLOSURE REPORTP a g e 3 o f 7

N a m e o f P e r s o n R e p o r t in gW o o t en , T er r y L .

D a t e o f R e p o r t05/9/2011

V . G I F T S . a n c l u d e s t h o s e t o s p o u s e a n d d e p e n d e n t chi ldren; see pp . 2 8 - 3 1 of filing instructions.)[] N O N E ( N o reportab le gi f ts .)

S OU R CE DESCRIPTION "1 .2.3.4.5.

VALUE

V I . L I A B I L I T I E S . a n c l ~ d e s ~ o s e o I s p o n s e a n d dependent children; see p p . 3 2 - 3 3 of fillng instructions.)N O N E (No reportable liabilities.)

CREDITOR DESCRIPTION1 .2.3.

4.5.

VALUECODE


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FINANCIAL DISCLOSURE REPOR TPage 4 of 7 Ia m e o f P e r s o n R e p o r t in gWooten, T e r r y L . D a t e o f R e p o r t05/9/2011

V I I . I N V E S T M E N T S a n d T R U S T S -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

1 . Janu s Mu tu a l F u nd D Divid en d K T2. Jan us W o rld wid e Fun d C Divid en d J T3. Palmetto Cit izens FCU B Interest L T4. W a c h o v i a B a n k A Interest M T5. Nat io n a l Ban k o f SC A Interest L T6. So uth Caro l in a Fed era l Cred i t Un io n B Interest L T7. First Ci t izens Bank A Interest L T8. Morgan S tan l ey Liq u id Asse t F u nd-mon ey A Interest K Tm a r k e t9. M o rg an Stan ley Glo ba l Div id en d Gro w th S N o n e J TEC B

1 0 . Morgan S tan l ey Am er i can Oppor tu n i t i es F D N o n e J T1 1 . F ede ra t ed Eq u i ty I nc B A Divid en d J T

1 2 . MSIF Inc Equi ty Growth A Divid en d J T1 3 . MSIF Inc Internat ional Equi ty A Divid en d J T1 4 . Mo rg an Stan ley Sto ck Fun d A Divid en d J T1 5 . Lo n leaf Par tn ers Fun d A Divid en d J T1 6 . Roy ce S pec i a l Eq u i ty F u nd A Divid en d J T1 7 . Mo rg an Stan ley St rateg i s t Fun d A Divid en d J T

Bu y 10/21/10(ad d l )

2. Value Codes J = $ 15 ,000 o r le ss K = $15,001 - $ 50,000(Se e Co hm m s CI a n d D3 ) N =$250700! - $~00,000 O=$500,001 - $1,000,~00

P3 =$ 25~000.001 -$50,000,0003 . V alu e Meth od C odes Q =Ap p ra i s a l R -Cost (Rea! Estate Only)(Se e Co lum n C2 ) U = B ook V alu e V =Othe r

C = $ 2 . 5 0 1 - $ 5 , 0 0 0 D = $ 5 .0 0 1 - $ 1 5 ,0 0 0 E = $ 1 5 ,0 0 1 - $ 5 0 .0 0 0H I = $ 1 0 0 0 , 0 0 1 - $ 5 . 0 0 0 .0 0 0 [12 =More than $5,000,000 .......L = $ 5 0 .0 0 1 - $1 0 0 .0 0 0 M = $ 10 0 .0 0 1 - $2 5 0 .0 0 0P I = $ 1 ,0 0 0 .0 0 1 ~ $ 5 ,0 0 0 ,0 0 0 P2 =$5,000i00i- $25~000,000 ......P 4 = M o r e t h an $ 5 0 ,0 0 0 ,0 0 0S = A s s es s men t T =Ca s h M a rke tW = E s t imated


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FINANCIAL DISCLOSURE REPOR TPage 5 of 7

N a m e o f P e r s o n R e p o r t in gWooten, T e r r y L .

D a t e o f R e p o r t05/9/2011

V I I . I N V E S T M E N T S a n d TRU S T S -- income, value, transact ions ( Includes those of spouse and dependent chi ldren; see pp. 34-60 of f! l lng instruct ions.)[] NONE i ncome, a sse t s , or t ransac t ions .)N o reportable

A. B. C. : . .... :D.Description of Assets Inco me during Gross value at end ..... " . . . . Trarisactions duringieporting period(including trust assets)

Place ?~)" af ter each assetexempt from prior disclosure

A m o u n t T y p e ( e . g . ,C o d e 1 d i v . , r e n t ,( A - H ) o r i n t . )Va l u e Va l u e T y p e ( e . g . , D a t e Va l u e Gain I d e n t i t y o fC ode 2 M ethod : : :b ~ y , s e l l , = :~ m !dd/y y ~ e 2 C ode I = b~yer/seller

( J - P ] Code 3 redemption) ( J ~ . P ) . : ( A - H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

1 8 . Mo rg an Stan ley Div id en d Gro wth Secur i t i e s A Divid en d J19 . Morgan S tan ley Amer ican Oppor tun i t ies A Divid en d J

TT

20 . V a n K a m p e n A g g r e s s iv e G r o w t h F u n d A Divid en d J21 . D o d g e & C o x S t o c k F u n d A Divid en d J T22 . Ban k o f A mer i c a -c hec k i n g A Interest J T

23 . B a n k o f A m e r ic a A Interest J T24. S t a t e C r e d i t U n i o n B I n t e r e s t L T

25 . B B & T C Interest M T26 . Caro l in a F i rs t - checkin g B Interest2 7 . C a r o l i n a F i r s t A Interest Redeemed 10/20/10 L A

: i. i~m~ Gain COd{S: A ~$ii000 or less B = $ 1 , 0 0 1 - $ 2 . 5 0 0( S e e C o l u m n s B 1 a n d D 4 ) F = $ 5 0 ~ 0 0 1 - $ 1 0 0 ~ 0 0 0 G = $ I 0 0 . 0 0 1 - $ 1 , 0 0 0 .0 0 0

2 . V a l u e C o d e s J = $ 1 5 . 0 0 0 o r l e s s K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0(See C o l u m n s C 1 a n d D3) N =$ 25 0 ,0 0 1 - $ 50 0 .0 0 0 O = $ 50 0 ,0 0 1 - $ I,0 0 0 .0 0 0

P3 = $ 2 5 , 0 0 0 . 0 0 1 - $ 5 0 .0 0 0 ,0 0 03 . V a l u e M e th o d C o d e s Q = A p p r a is a l R = C o s t ( R e a l E s ta te O n l y )( S e e C o l u m n C 2 ) U = B o o k V a lu e V = O t h er

C = $ 2 , 5 0 1 - $ 5 i 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0H I = $ 1 0 0 0 0 0 1 r $ 5 0 0 0 0 0 0 H 2 = M 0 r e t h a n $ 5 , 0 0 0 .0 0 0 . . ..L = $ 5 0 ; 0 0 1 - $ 1 0 0 , 0 0 0 M = $ 1 0 0 0 0 1 - $ 2 5 0 ~ 0 0 0PI =$i {)DO ~i~$5 000 000 P 2 = $ 5 0 0 0 ,0 0 1 ~ $ 2 5 ; 0 0 0 ,0 0 0P4 =More than $50 000~000S - - A s s e s s m e nt T : = C a s h M a r k e tW = E s t i m a te d


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FINANCIAL DISCLOSURE REPORTP a g e 6 o f 7

N a m e o f P e r s o n R e p o r t in gW o o t en , T er r y L .

D a t e o f R e p o r t05/9/2011

V I II . A D D I T IO N A L IN F O R M A T I O N O R E X P L A N A T I O N S . (lndicatepartofrepor~)


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FINANCIAL DISCLOSURE REPORTP a g e 7 o f 7Name of Per son Repor ting

W o o t en , T er r y L .Date of Repor t

05/9/2011

IX. CERTIFICATION.I c e r t i fy t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o ~ v l e d g e a n d b e l i e f, a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .I f u r t h e r c e r ti f y t h a t e a rn e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nco mp l i a n ce w i th t h e p ro v i s io n s o f 5 U . S . C . a p p . 5 0 1 e t . se q . , 5 U . S . C . 735 3 , a n d J ud i c i a l C o n fe re n ce r e g u la t i o n s .

Signature s/Terry L. Wooten

N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . ap p . 1 04 )

C om m i tt e e on F i na nc i a l D is c l o s u r eA dm ini s tr a t ive O f f ice of the Un i ted Sta te s Cou r t sSu i t e 2 -301O ne C o l u m b u s C i rc l e , N .E .W a s h i ng t on , D . C . 2 05 4 4

Terry L Wooten Financial Disclosure Report for 2010

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