Tena Campbell Financial Disclosure Report for 2009
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Transcript of Tena Campbell Financial Disclosure Report for 2009
8/3/2019 Tena Campbell Financial Disclosure Report for 2009
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[ . ,40 to I
FINANCIAL DISCLOSURE REPORT R~po,.,,n Go vernmentRe’l ......byActtheo[ IEthics978Rev . e l2010 FOR CALENDAR YEAR 2009 ( .~ t~s.c’ art, ) ’~" tale.tel)
I. Person Re porting (last norm:, fizst, middle i~itial) 2. Ctqlrl or Organiza t ion 3. D~ze of Report
Campbell, ~¢na M. District olU~h 05/I(V20IO
I 4. Tille (A~icle Ill judges indicate active or senior s~azu~; 5~. Reporl T~pe tcheck appropriate ~ype.~ 6. I tcpo~in[ Per iodmagistrate judges indicale Jknl[- or p~rt-Zmm)
~ Nominal~on, Date 0bq) li2009
7. L’ha~bers or Office Address 8. On the basi~ of the inlo~ma¢i.n contained in this Re’port and
Onited States District Cou~ with applicable laws at,d regulations.
235 Frank E. Moss Courthouse
350 South Main Street[ Re~4~sing Offict.r
Salt Lake City. UT 84101 Date
L$1POR TANT N OTES: The in .~tructious ut’compu~o’ing thi.~ form mu~t be f i , /hm’ed. C,m,ple te , /I parts .
checking the NONE box for each purr where ) ,ou have no re portabh, informati¢m. Sign on htst page.
1 . P O S I T I O N S . ~ ¢ , , , , , , ~ individual on,F; see pp. 9-13 of fillnA, i ...... . 7ions.)
NONE (:Vo reportable pvsitions.)
POSITION ~OF ORGANIZATION/IiNTITY
I.
~ N O N E (No rc/)ortab[e agreemorls.)i i .; r
J )ATE P A R T IE S A N D T E R M S
I.
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¯[ Na m e of Person Reporting I Date of Report¯ F IN A N C IA L D I S C LO S U R E R E P O R T[ I Can,pbell, Ten. M.
Pag e 2 of 22~
0 s . ’ ~ 0 , ~ o ~ 0
1 1 I . N O N - I N V E S T M E N T I N C O b l E . (~¢l,o,,i,gi,~i,’i~,,~,ond~pou,,;.,~pp. Ii-J~[~l*,gl ...... ",i,,,,~.~
A. Flier’s Non-investmen~ Income
NONE (No reportable n(m-investme~t income.)
DAT~ SOURCE AND TYPE IN~ME
{yOU[S. noI spouse’S)
1.
2.
3.
4.
B. Spotlse’s Non-|nveslmen! Income - l /~ ,ou .’ere married during any port ion of the report ing j’ear. ¢omplele Ibis sec lion.
. ~ NONE (No reportable m~n-investment income.)
D A T E ~OURCE AND TYPE
[. 200~ Parso.s Behle & Latimer ka~ Firm Wages
2. 2009 Ha~er Collins Book Royahxes
3. 2009 Rental Income Coronado Propc~y inherited fiom ]who died m A pril o1"2009
IV. REIMBU RSEM ENTS
N O N E (NO
~UR(’I~ I )A’ I ’E~ [ .OCATION P UR P O SE IT E M S P A ID OR P R O VI D ED
1 .
3.
4.
5
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FIN AN CIAL DISCLOSU RE REP ORT N .... r v . . . .. . o p o r , i o g
[
. ., ~ o r U ~ p o .
Page 3 o f 22 Campbell, Tcna M. 05110:’2010
V. G! FTS. rt,ct,,aes a,,,se to wo ......a d e p e n d e n t c h i t a r e n ; s e e P t ’ .
~ NONE (No reportable
SO U R C E D E SC R I PT I O N VAI.UE
I.
4
5.
~ N O N E (No reportable liabilities.)
C R E D IT O R D E SC R IPT IO N VAkU~ COD~
I.
2
3.
4.
5.
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FINANCIAL DISCLOSURE REPORT n’ ....P .... Reporting ] D ar t . o f Repor t
Pag e 4 of 22 Campbell, Tena M.
I
05,’10 2010
N O N E ( W o r~Tor t abl e i ~zcome , a .~s t : t .~ , or t r~msac t i o , . s . )
cxcmpi from prior disclosure Codc I di~ , real Code 2 Method buy. scll. ~ mm’dd,’~y ~’odc 2 Codc I(A-Ill ormt) II-Pl Code3 rcdcmpl ion) (J-[’} (A-Ill
I. Sun I , i t~ Annuity Norse O T H n~ 12.’10,’0~
O
~ RBC Money Market E Int. ."Div. J T 1 2 : ’ 3 1 q 1 9
3 Morgan Stanley CD G Intercs t M T
4. G E C D G lmerest M T B uy 06/I 1/09 I.
5. Silver ton CD E Interes t K T B uy 02/03;09 K
6 Sunta tst CD E Interes t K T B ny 03,’ 13’09 K
7. Snn~us t F l,~crc~ M T B uy ~ 03/16,09 L
8. W as hington Mut C D E Interes t K T B uy 06.’11/09 K
9. An~crican Funds Bond Fund of America A D is tribu t ion J T Sold 07/13;09 J~part)
I0 Eaton va~ce Income I~nd Of America A i Dsslrlbuuon j T Sold 07/I 3,"09
I 1. Pimco tolal te~t~ A Dis~ib,tion J T Sold 7/I 3;¢)9 J
~patt}
12. American Funds Sh~l/tem~ Bond Fund A Dis tribu t ion J T Sold 07," ( 3:)9 J
(part)
I 3 Pin~’o total return A Dis tribu t ion J -I Sold I."l g ’0q [
14 , American ffmds Short Term Bond Fund (" Dist,bution J T Sold [ I I:~8,09
(part)
15. Davis NV Venture A Int. iDiv. J T 01/15.09
16. Pimco Total Return A lnt/Div. J T 04il4 09 .I
1 7 . P i m c o Total return A Int/Div. J T 07/22/09 J
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F IN A N C I A L D I S C LO S U R E R E P O R T
NONE (No reportable income, assets, or transactions.)
{including trust ~sscls) ] rcpooin~ portend t~l rcpo~ng pcrtod
J [I) (2} (11 IZ) (1/ (2} (3) (4)
Place "(X)" zficr each ~s~et :Amount Type [e ~. Value Vah~e I’)~e (e g . Dale Val ue G a i n dc~h v of
exempt from prior disclosureC~dc I div, . ~cnL Code 2 Mc~h~,d buy sell. mm’dd’)~ Ct, dc 2 Code I buycr , ’scl lcr
( A - H ) ~ r ) [J-P) U~,dc 3 ~<dcmpt~:) ¯ [J P) (A.I[~
Eaton Vancc income. Fund Of America A h ’ , t . " D i ’ * . J T 1 2 0 7 0 9 J
2 1 .
2 3 .
24 .
2 5 ¸
3 2 .
33 ¸
3 4 .
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F IN A N C I A L D I S C LO S U R E R E P O R T N .... t ~ ’ . . . .. .,po.i.~
Pag e 6 of 22 c . , . , ,b e . . ’ r e , , ~ , ~ . o y q . . , ’ z o ~ o
VII. INVESTMEN TS and TRUSTS - i ......... t,,~, tran,action, ncludes 1 1 . . . . . of w ........ dependent children: ,ecpp. 34-~0 of filin.~, in.wructionx.)
~ N O N E (No reportable income, assets, or transactions.)
.~. ~ - ~ ..... ~7 .......................
(including trust assets] . ~ re~oning period of reporting period
Pl.~e"(XY’af tcreachassc t Amount Type(cg., ~; Value Value T>~c(e.g. Dal~ ~ Value ~ Gain ]dcmHyof
cxempl from prior disclosure . Cvdc I ~ div., rcr;k ] Cod,: 2 Mclhod buy. ~cll. mm:ddiyy ~ Code 2 [ Code I bu~c¢,’sellcr(4-11) :
or let J ~ { . I - P ) Code3 redempt ion)
35.
36
37
38
39. ,,
42 .
43 .
44 .
~5
47
49
50
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F I N A N C I A L DISCLOSU RE R E P O R T Name of Person Rep~rling Da{e of Rew~r!
Page 7 of 22
N O N E (No reportable income, assets, or transactions.)
...... ~. -- - ~. " ~. ~ o
[including
Place "(X)" after each asscl i.amo,,., Type le g. Value Vaitlc T) ~¢ I c g . Date i Value [ (lai:l Identity of
cxempl fr~m prior disclosure ; Code I d iv , ren t. (’ode 2 Method buy. ~11. /ll~ll,’d~’y), Code 2 Ctldc I bu)ct,"scller
52.
53
5 6 .
57.
5 8 .
59
6 O
6 1 .
62¸
6 3 .
64¸
6 7 .
6~
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F I N A N C I A L DI S C LO S U R E R E P O R T
[ ~ ~ v ~ a ~ , . ~ . ~ . . . . . . . .Page 8 of 22 ca mpbell, Tena M, 05"10’2010
V I I. I N V E S T M E N T S a n d T R U S T S - i ........ ~ .......... ,io.~ a.a.d~ ,~o~, ,,y,v .......
N O N E (No reportable ittcome, osscts, or transactiott.~.)
lincludi~g t~.~t assets) reposing periled of reposing period
(1~ ~ - ~ 2 ) (I) t2)- lit
Place "(X)" after cact~ asset Amounl T)pe Ic g . Value Value ] T)~e (e.g., I d c t ~ : i : y
cxemp~ l?om pri~r disclosure Crude I : div.. rent. Code 2 MethodI
buy. sell. n*m’dd"y) Code 2 Ct,dc I bu~tr aclIcr
69.
70.
7 1 .
72 .
7 3 .
7 4 .
7 5 .
7 6 .
7 8 .
7 9 .
8 1 ) .
8 1 .
8 3 .
8 5 .
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F IN A N C I A L D I S C LO S U R E R E P O R T
Pag e 9 of 22
V I I . I N V E S T M E N T S a n d T R U S T S --
N O N E (No r~Tmrtable income, assets, ~)r transactions.)
(inclu ding t~st assets) reposing pcrit,d uf rcpurl~ng period
P[ac~ "(X)"Code I div., lcn l. Code 2 Method
~buy. ~cll. mmdt[’)~ C ode 2 " C ode Iro m prior
g6 .
87.
89.
~90.
91.
93.
94 .
95.
96
97
99
1Ol.
102.
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F I N A N C I A L DI S C L O S U R E R E P O R T n ..... .......
[age 10 of 22 C ~ , , ~ p b e 1 1 , " r e , ,~ M .
V I I . I N V E S T M E N T S a n d T R U S T S .. i .......... t . , , t .......ionx (Inch, des tho~e of sp ...... d depen dent chi ldren; . ,e epp . 34-60 of f i l ing i . . . . .. . t ions .)
~ N O N E (N o reportable income, assets, or transactions.)
X7 - ~ c. D .period
Place "[X~" alter each asset [ A m o u n ~ :: Type ( c ~ , Value Value T>p¢ {cg. , Date Value GainCode I ] di~., I’cnl, Code 2 Method buy. ~11. rant’d,[ ) ) ’ Uod¢ 2 Code I [ bu)cr scllct
~’ (A-II) ~ ~rm~) L I - P I C~,dc3 redempt ion) ~ ’ ~ - 1 [ ~: : (J P~
[ 04.
105.
106.
107.
I
109 .
III.
112 .
11 3
114 .
~1 6 .
II2.
1 1 8
I}9
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F I N AN CI AL DI S CL O S U R E R EP O R T n ..... f P . . . .. . r e p o ~ , ~ . ~
Pag e 1 1 o f 22 c a ., p b c l l. T o , a M . 0 5 , ’ 1 0 . ’ 2 0 1 0
VI I. INVESTM ENTS and TRUSTS .. i ......... ~ . . . . . . . . . . , i o , ~ ~t.ct,,aes those o[ ~p ........ a , . p ¢ . a ~ t children; ~ ¢ ¢ p p . 3 4 - 6 0 ,,f]iling i . . . . . . . t i o n s . )
~ N O N E (No r~Tortable income, assets, or transacti~)ns.)
A. B t’. D ----~
Description or’Assets Incom e du ring G ross ~aluc at cad Transactions during
(including ~t~t assets} repoaing period t , f ~cporHng pcr.~d
Place "{X?’ a~cr each asset ’, Amount T~T c ( c .~ , Value Value T)pe (e g. Date ~ Value Gain Identity of
exempt frr~m prior disclosure Code 1 d~v.. rent. Code 2 [ Mc~ h o d buy, sell. rnm’dd’yy C~de 2 Code I ht~)’cr’scllcr(A-It) ~r inl.) t J-P)
~(’ode 3 tcdcmpt~on~ ( J P) i&.JI )
12 0
121.
122 .
12 3
124.
125.
126.
127.
128.
12 9
130.
131.
132
133
35.
136.
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151 .
152.
153.
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F I N AN CI Al ., DI S CL O S U R E R EP O R T N . .. . o f P . . .. .
P age 13 of 22 Campbell,~.,
~ (No reportable income, assets, or transactions.)ON E
Description of Asse~s~
Income dtffing iros~ value al o~ d ] ransacoo~ during rcp~mg pc r m d
(including In,st asset:,) ~ ~pofling period of rcponm~ period
~ (I) (2) II) ~ 2 )
Place ’I(X)" allot each asset I ~ A n l o u z l t T~Te {e g . Valu e Value Type leg.
cxcmplf rompr lor disc losure [ Code I div.rcnl, C ede2 Method buy, sdl, nm’dd ’vy C*~ de 2 ~ Code I bu>er,’scller
; CA-Ill or ml ) (J-PI (~de 3 cdempt en~ l J-P) : L.X-I1) l~fprwa~e
: 154.
155.
i15 6
1 5 7 .
1 5 9 .
16 0
~61.
162.
16 3
165.
1 6 6
167 .
168.
169.
170.
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F I N A N C I A L DI S C L O S U R E R E P O R T N . .. . . t r . . . . . . R ~ p o , - , i . ~
P age 14 of 22 c ~ . , p ~ , ~ , , T o , , . ~ 1 . 0 ~ . , ~ ’ ~ o ~ 0
VII. INV ESTM ENT S an d TRU STS - i. ,- ....... ~ , , . ~ . , ~ , . , i o . , ~ . ~ . , . ~ , ~ o . - .
~ (No reportabh" income, assets, or transactions.)ON E
A It. : C’." ........ D
D escription of Assets Incom e during G ross ~alu¢ ~t cnd Transa¢ Utms during rcO¢~rlmg pet k~d
[includh~g [n~s[ assc~l reporting period of reporting period
l ’hce "(X)" after each ~ssc~ :Amount Type ~c.g, Vulu¢ Value
exempt from prior disclosure Code I di~. rent. C~dc 2 Method buy. ~ell. mm.dd.’ )~,
1 7 1
172.
17 3
174.
175.
I
177.
178.
129.
I ~4.
185.
18 6
187.
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F IN A N C I A L D IS C L O S U R E R E P O R T 1~ ......’P .....por,,,,,~ ’1 "’" °’"~1Iage 1 5 of 22 c ~ , , , p ~ , e , , T e , a r ~ l . 0 . * ’ ~ 0 ’ 2 0 ~ 0
N O N E (No repor table income, asse t s , or t ransac t ions . )
A. - ...... ~ --~ .............. C
[iacluding ImSl ~msets} ~ reposing period of rcpomng period
Place "(XI" al~er each as~:t Amo u n t ( T) ~¢ ( e . g .. Value Value T) pc ( c ~ , D a ~ c Value
excmp~ from prior discloaurcCode I [ div.. rent. Code 2 Meth~,d buy, sell. [a~m.d&)2. Uodc 2 Cude I : bu)er ,sc ller
~ (A’II) / orinl.’ O-P’
~:;~(, .;
redemption) U’P) [A-ID (ilpr,, ale
191 .
192.
193
194.
1 9 6 .
197
1 9 8 .
199 .
201
2 0 2 .
2 O 3 .
2 0 4 .
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F I N A N C I A L D I S C L O S U R E R E P O R T ~ .... r~. ..... .~,or,~.~Page 1 6 of~2 C a m p b d l . T e n a 5 1 . 0 5 . I 0 . 2 0 1 0
~ (,Vo reportable income, ossets, or transautions.)O N E
Dcscnption of Asset~ ’ t~com e during G ross ~a[ue at end Transact ior.~ du~mg re . rung period
{including trust a~scts) rcpt~rt~ng pc~od of ~cpo~ing period
(1~ (21 ~.1) (2~ (I) - (2) (3) (4)
Place "(X)" a l~cr cach ~se t .Amount Type (e.g., Value Va~uc ~?p~" (cg.. D~tc ~ Value G~n , Id¢~t t~ olCodc ] d~v. toni. Code 2 Method bu),, s¢~l. mm, ’d ~ y y (~odc 2 C~dc I [ buyer ~cllerro m pr ior di sc losure
205.
206.
2 0 7 .
208.
209.
210.
211.
212.
213.
214 ,
:215.
216.
217.
219.
2 2 0 .
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I
Page 1 7 of 22 C ~ n t O b e . . r ~ . ~ ~ 1 . [ ]oS’~t,’2o~ o
VI I . INVE STMENTS and TRUSTS - i ......... . t . ~ , , . . . . . . . i , , . ~ a . , . t . u~ , ~ , , ~ o ~ , ~ . .. .. .. ~,,~ .....~ . ~ . ~ : ~ . ~ . ~ . ~ o , w . i. ~ ~ . . . . . . . , i , , . ~ . ~
N O N E (No reportable income, assets, or transactions.)
a. -- ......... 1~. - (: r) ~
(including t~st as~t~) reposing period of [eponina period ~
Place "(X)" a~er each asse t Amoun~ T~e le g , Valu¢ Value T)pc I c g.. Dale Value : Gain [dcnlf l) of
exempt I}om prior disclosure Code I div., rent. Code 2 Method hay, ~dl, mm.d~£’~> (’ode 2 Code I bu)cr,’scller
222.
22 3
2 2 3
2 2 6
227
228
23O
231.
2 3 2
23 4
235
2 3 6 ,
2 3 7
238
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F I N A N C I A L DI S C L O SU R E R E P O R T
Page 18 of 22 Campbell , Tena
~ N O N E (No reportable income,, assets, or transactions.)
Description of AssclsI;
h:tumc durmu
exempt Iro~l prior disclosure Cudc I Ol~ . rcrll, Code 2 Mcthod buy, ~cll . mm, d~’yy [ Uodc 2[ Code I :: buycr’scllcr
239.
2 4 1 ) .
2 4 1 .
2 4 2 .
2 4 3
244.
2 4 5 .
2 4 6 .
247.
2 4 8 .
2 4 9 .
2 5 O .
2 5 1 .
252.
2 5 3 .
2 5 4 .
2 5 5 .
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F IN A N C I A L D I S C LO S U R E R E P O R T ~ .... f ~ . . . . . R,po,,~.
P age 19 of 22 Cait , pb~ll, Tcna 5~. 05,~10’2010
VI 1. I N VE STM E N TS an d T RUST S - ~ . .. .. .. . . , t .......... . , ~ o , ~ ¢ t , ~ , ~ , , , ~ o , , 0 / , ~ . . . .. .. ~ ~ . ~ . . ~ . . .. ~r,,,;
~ N O N E (~o reportable i~tcome, assets, or
~ - . ~ - ................ r~ ......... ~ ....... D
~ i~cludm g trus~ ~scts) rcporti~g periled oi reporting period
II) (2) 1 1 ) 1 2 ) 1 1 ) (2~ 13) (4) 1 51
Pl~t’e "(X~" allcr each ~sct ~ A n ~ o u n ~ T)~e (e.g, ~ ; t l t ~ e Value T~pc (c g, [)ate g~luc
............... ,[ (l~-~b)
25O
257.
258.
259.
260.
261.
262
263.
264
265.
26 6
2(~7.
26~
2 6 9 .
270.
271.
272.
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F I N A N C I A L DI S C L O S U R E R E P O R T n .... [P .....Reporting Dale of Report
Pag e 20 of 22 C a m p b e ll , T e n a M . 0 5 / 1 0 / 2 0 1 0
VII . INVES TM EN TS an d T RU STS - - i .. .. .. ... t . . . . . . . . . . . . ~ , , . ~ (t.~.t.a,~ ,ho~, o/sp ....... a depende.t children; s e e p p . 3 4 - 6 0 of filing i ....... ions.)
[~ ] NON E (No reportable income, assets, or transactions.)
..............................A. ~ .... C. D
Description of Assets Income during Gross , .,alue at end I Transactions during reporIlng p ,: t lt , d
(including tn~st assets) reporting period of reporting period
(I) i (2) (I) (2) ] II) (2) (3) i 14)
Place "(X)" after each asse t Amount Type (e g , Value Value Ty pe ( e ,g , Date \’aIue Gain Idcnhty of
exempt fi’om prior disclosure Code 1I di~,., rent, Code 2 Method i buy. sell, m l ’ ~ , ’ d ~ U y 3 , C ode 2 i C ode I
(Q-\V) ’ tr;m~acllon)
273.
274.
2 7 5 .
2 7 6 .
~ 2 7 7 .
:278.
279.
2 8 0 .
2 8 1 .
282.
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FINANCIA L DISCLOSURE REPORT ~ ..... f P . . . . . ~p,,,,in~
Page 21 o f 22 Campbe I , T e n a 5 1 . 0 5 , ’ 1 0 , ’ 2 1 ~ 1 0
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.
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FIN AN CIAL DISCLOSU RE REP ORT ~ ..... I-p .....Rep~rting [ Dale of I~epor! [
Iage 22 of 22 Campbell, Tcna 51. 05,’10f2010
I X . CER TI F I CATI O N .
I ccr!il’? that all infi~rmaliun given above (including information pertaiuing to my spouse and mino~ or dcpendenl children, if anyt isaccurate, lrue, and complele lu the best ~f my knowledge and belief, and thai any il~fl)rmation not reported was wilhheld because il met applicable slaluIory
provisions permitting non-disclosure.
I further eerlif,v that earned income from oolsidt’ emplo)~ne~t and honoraria and the ae¢cplancc of gilts v, hith have been ieporlcd are in
cumpllance with fhe provisions of 5 U.S.C. app. § 501 el. seq., 5 U.S.C. § 7353, and Judicial Cnnference regulations.
Signature
NOTE: ANY INDIVIDUAL WlIO KNOWINGI,¥ AND \Vll,FUI,I.Y FAI.SIFIES OR FAII,S TO FII,E Tills REPORT ~I.-~V RE SUBJECT’IO CIVil,
AND CRIMINAl, SANCTIONS (5 U.S.C. app. § 11)4)
F IL IN G I N S T R U ( ’ T IO N S
Mail signed original a n d 3 additional copies to:
(;Ollllllitlt2C OI1 Financial Disclosure
Adm mislrative Office of the United States CourtsSuite 2-301One Colun~bus Circle. N.E.
Washington, D.C. 2054~