TAKE THIS Brokers allegedly used by Soh and Quah26
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Oct 3, 2013 $2.70 Oct 3, 2013 $2.02 Oct 3, 2013 $1.51 CONTROLLED ACCOUNTS’ TRADING VOLUME BLUMONT ASIASONS LIONGOLD ‘False market’ for Jan 2 to Oct 3, 2013 (two charges) ‘False price’ for Oct 2 to Oct 3, 2013 ‘False market’ for Aug 1, 2012 to Oct 3, 2013 (two charges) ‘False price’ for August to September 2013 ‘False market’ for Aug 1, 2012 to Oct 3, 2013 (two charges) ‘False price’ for September 2013 ‘False price’ for Oct 1 to Oct 3, 2013 60% 88% 90% Charges Charges Charges Brokers allegedly used by Soh and Quah LOCAL BROKERAGES Saxo PRIVATE BANKS AND FOREIGN INSTITUTIONS Royal Bank of Canada Credit Industriel et Commercial Societe Generale Goldman Sachs Credit Suisse Julius Baer UBS Interactive Brokers JP Morgan Coutts OCBC Securities • Aaron Ong Guan Heng • Angelia Poon Mei Choo • Jack Ng Kit Kiat DBS Vickers • Chong Yaw Uei • Fred Yong Fook Leong UOB Kay Hian • Chua Lea Ha • Alice Ang Cheau Hoon Phillip Securities • Husein @ Tjoa Sang Hi • Joe Tiong Sing Fatt DMG (now RHB) • Gabriel Gan Tze Wee • Alex Chew Keng Chiow • Lau Chee Heong • Chew Yong Liang Jordon AmFraser (now KGI Fraser) • Wong Xue Yu • Wilson Kam Cirong Maybank Kim Eng • Ong Kah Chye • Lincoln Lee Lim Kern Lim & Tan • Lee Chee Wee Andy • See Khing Lim CIMB • Iris Yu May San • Lim Mui Yin Jenny • Tan Liang Hwee TRADE INSTRUCTIONS TO Infiniti Asset Management • Steve Phuah • Devin Kuek • Quah Su Yin Alethia Asset Management • Adeline Cheng • Tan Ai Bee Stamford Management • William Chan Poh Wah Algo Capital Algo Capital Group • Ken Tai Financial intermediaries and others Brokers Quah Su-Ling John Soh Former Ipco International interim chief executive Goh Hin Calm (above), one of three people implicated in the penny stock crash, pleaded guilty on March 20 to two of six charges of abetment in manipulating the stocks of Blumont Group, Asiasons Capital and LionGold Corp. 1 0.5 1.5 0 2 2.5 3 $ Asiasons Blumont Jan 2, 2013 $0.315 Sept 2, 2013 $0.975 Aug 1, 2012 $0.56 Aug 1, 2012 Sept 1 Oct 1 Nov 1 Dec 1 Jan 1, 2013 Feb 1 March 1 April 1 May 1 June 1 July 1 Aug 1 Sept 1 Oct 1 Nov 1 Aug 1, 2012 $1.265 Aug 1, 2013 $1.095 LionGold Source: ATTORNEY-GENERAL’S CHAMBERS PHOTOS: LIANHE ZAOBAO, ST FILE STRAITS TIMES GRAPHICS
Transcript of TAKE THIS Brokers allegedly used by Soh and Quah26
Oct 3,2013$2.70
Oct 3,2013$2.02
Oct 3,2013$1.51
CONTROLLED ACCOUNTS’ TRADING VOLUMEBLUMONT ASIASONS LIONGOLD
‘False market’ for Jan 2 toOct 3, 2013 (two charges)
‘False price’ forOct 2 to Oct 3, 2013
‘False market’ for Aug 1, 2012to Oct 3, 2013 (two charges)
‘False price’ for Augustto September 2013
‘False market’ for Aug 1, 2012to Oct 3, 2013 (two charges)
‘False price’ for September 2013
‘False price’ for Oct 1 to Oct 3, 2013
60% 88% 90%
Charges ChargesCharges
Brokers allegedlyused bySoh and Quah
Brokers allegedlyused bySoh and Quah
LOCAL BROKERAGES
Saxo
PRIVATE BANKS AND FOREIGN INSTITUTIONS
Royal Bank of Canada
Credit Industriel et Commercial
Societe Generale
Goldman Sachs
Credit Suisse
Julius Baer
UBS
Interactive Brokers
JP Morgan
Coutts
OCBC Securities• Aaron Ong Guan Heng• Angelia Poon Mei Choo• Jack Ng Kit Kiat
DBS Vickers• Chong Yaw Uei• Fred Yong Fook Leong
UOB Kay Hian• Chua Lea Ha• Alice Ang Cheau Hoon
Phillip Securities• Husein @ Tjoa Sang Hi• Joe Tiong Sing Fatt
DMG (now RHB)• Gabriel Gan Tze Wee• Alex Chew Keng Chiow• Lau Chee Heong• Chew Yong Liang Jordon
AmFraser (now KGI Fraser)• Wong Xue Yu• Wilson Kam Cirong
Maybank Kim Eng• Ong Kah Chye• Lincoln Lee Lim Kern
Lim & Tan• Lee Chee Wee Andy• See Khing Lim
CIMB• Iris Yu May San• Lim Mui Yin Jenny• Tan Liang Hwee
TRADE INSTRUCTIONS TO
In�niti Asset Management• Steve Phuah• Devin Kuek• Quah Su Yin
Alethia Asset Management• Adeline Cheng• Tan Ai Bee
Stamford Management• William Chan Poh Wah
Algo CapitalAlgo Capital Group• Ken Tai
Financial intermediariesand others
Brokers
Quah Su-LingJohn Soh
Former Ipco International interim chief executiveGoh Hin Calm (above), one of three people implicated in the penny stock crash, pleaded guilty on March 20 to two of six charges of abetment in manipulating the stocks of Blumont Group, Asiasons Capital and LionGold Corp.
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0.5
1.5
0
2
2.5
3$
Asiasons
BlumontJan 2, 2013$0.315
Sept 2,2013$0.975
Aug 1, 2012$0.56
Aug 1,2012
Sept 1 Oct 1 Nov 1 Dec 1 Jan 1,2013
Feb 1 March 1 April 1 May 1 June 1 July 1 Aug 1 Sept 1 Oct 1 Nov 1
Aug 1, 2012$1.265
Aug 1, 2013$1.095
LionGold
Source: ATTORNEY-GENERAL’S CHAMBERS PHOTOS: LIANHE ZAOBAO, ST FILE STRAITS TIMES GRAPHICS
