Table of Inside: Contents · Seventeenth Annual Private Equity Forum Spin-offs 2016 Venture Capital...

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PLI Curriculum 2016: Corporate & Securities

Table of Contents Commercial 2

Compliance 3

Contracts 5

Corporate Finance 6

Corporate – General 7

Corporate Governance 11

Enforcement 12

Financial Products 14

Investment Fund Management

15

Mergers & Acquisitions 16

Political Law 17

PLI Publications 18

Inside:

2

General Applicability

Asset Based Financing Strategies 2016

Coping with U.S. Export Controls and Sanctions 2016

Leveraged Financing 2016

Secured Transactions 2016: What Lawyers Need to Know

About UCC Article 9

Introductory

Ethics in Banking and Financial Services 2016

Ethics for Financial Industry Lawyers 2016

Intermediate

Ethics in Banking and Financial Services 2016



Commercial

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3


Audit Committees and Financial Reporting 2016: Recent

Developments and Current Issues

Broker-Dealer Advisory Services 2016: Current Legal and

Compliance Issues Facing Dual Registrants

Cloud Computing 2016: Key Issues and Practical Guidance

Coping With U.S. Export Controls and Sanctions 2016

Corporate Compliance and Ethics Institute 2016

Corporate Political Activities 2016: Complying with Campaign

Finance, Lobbying and Ethics Laws

Cybersecurity 2016: Managing Cybersecurity Incidents

Enforcement 2016: Perspectives from Government Agencies

Financial Services Conflicts of Interest & Fiduciary Duties 2016:

Navigating the Emerging Regulatory Maze

Financial Services Industry Regulatory Compliance & Ethics

Forum 2016

The Foreign Corrupt Practices Act and International Anti-

Corruption Developments 2016

Hedge Fund Management 2016

Hot Topics for In-House Counsel 2016

Insider Trading Law 2016: Salman, Newman, and the Road

Ahead

Internal Investigations 2016

Marketplace Lending and Crowdfunding 2016

Pocket MBA Fall 2016: Finance for Lawyers and Other

Professionals

Pocket MBA Summer 2016: Finance for Lawyers and Other

Professionals

Private Fund Regulatory Developments and Compliance

Challenges 2016

Private Placements and Hybrid Securities Offerings 2016

The SEC Speaks in 2016

Social Media 2016: Addressing Corporate Risks

Understanding the Securities Laws 2016

White Collar Crime 2016: Prosecutors and Regulators Speak

48th Annual Institute on Securities Regulation

Introductory

Antitrust Counseling & Compliance 2016

Antitrust Institute 2016: Developments & Hot Topics

Understanding Financial Products 2016


(continued)
















Forum 2016






Ahead




Professionals


Professionals


Challenges 2016







Introductory





(continued)



Compliance General Applicability


Audit Committees and Financial Reporting 2016:

Recent Developments and Current Issues




Coping with U.S. Export Controls and Sanctions 2016






Financial Services Industry Regulatory Compliance &

Ethics Forum 2016

The Foreign Corrupt Practices Act and International

Anti-Corruption Developments 2016



Insider Trading Law 2016: Salman, Newman, and the

Road Ahead



Pocket MBA Fall 2016: Finance for Lawyers

and Other Professionals

Pocket MBA Summer 2016: Finance for Lawyers



Challenges 2016






Introductory





(continued)




















































































































4
















Forum 2016






Ahead




Professionals


Professionals


Challenges 2016







Introductory





(continued)
















Forum 2016






Ahead




Professionals


Professionals


Challenges 2016







Introductory





(continued)



Compliance (continued)

Intermediate Antitrust Counseling & Compliance 2016 Antitrust Institute 2016: Developments & Hot Topics

Broker/Dealer Regulation and Enforcement 2016

Environmental Regulation 2016: Hot Topics, Regulatory

Developments, and Practical Guidance for Corporate Compliance

Fourteenth Annual Director’s Institute of Corporate Governance

Preparing for Shareholder Activism: What You Need

to Be Doing Now 2016

Securities Filings 2016: Practical Guidance in a

Changing Environment

Advanced Advanced Compliance and Ethics Workshop 2016

Corporate Governance – A Master Class 2016

One-Hour Briefings Accounting Materiality: In Fraud or in Fair Weather Anti-Corruption Regimes and Enforcement in Asia Pacific

Anti-Money Laundering: Fundamentals of U.S. Law

and Compliance

Basics of Export Controls 2015

Compliance and Ethics Program Assessments

Compliance Inspections and Examinations

(The SEC Speaks in 2016: Workshop E)

Conflict Minerals – Preparing for Your Filing and the Future

Corporation Finance (The SEC Speaks in 2016: Workshop A)

Emerging Risk Management and Litigation Issues for Health

Care Organizations: What Keeps Us Up at Night?

False Claims Act: 2015 Year in Review

FDA-Regulated Entities: Compliance and Enforcement Strategies

Global Advertising Law: Year in Review

Home Court Advantage: Recent Developments and Strategies

for Litigants Concerning the SEC’s Increasing Use of

Administrative Proceedings

How to Conduct a Global Human Resources or Labor

Compliance Audit – Including Cross-Border

Employment Due Diligence

Iran and Implementation Day: What It Means for U.S. Sanctions

New FCC TCPA Ruling – Significant Compliance

Challenges for Companies

“Spoofing”: What Is It, How Do Regulators Detect It, and Recent

Regulatory Enforcement Actions

Transparency of Beneficial Ownership: The New Persons with

Significant Control (PSC) Regime – What You Need to Know













































































































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5


OFCCP & Government Contractors 2016: Effective Approaches to

Compliance and Audits

Introductory

Drafting and Negotiating Corporate Agreements 2016

Fundamental Concepts in Drafting Contracts: What Most

Attorneys Fail to Consider 2015

Intermediate



Select Concepts in Drafting Contracts 2015:

Analyzing Ambiguities and Contract Boilerplate

One-Hour Briefings

Binding Electronic Signatures: Leveraging Technology in

High-Risk Online Transactions



Contracts












6



How to Prepare an Initial Public Offering 2016

How to Read Financial Statements 2016



Mergers & Acquisitions 2016: Trends and Developments

Pocket MBA Fall 2016: Finance for Lawyers


Pocket MBA Summer 2016: Finance for Lawyers




About UCC Article 9

Securities Offerings 2016: A Public Offering: How It Is Done

Seventeenth Annual Private Equity Forum

Spin-offs 2016

Venture Capital 2016: Nuts and Bolts

Introductory

Acquiring or Selling the Privately Held Company 2016


Basics of Mutual Funds and Other Registered Investment

Companies 2016

Doing Deals 2016: The Art of M&A Transactional Practice


One-Hour Briefings

Accessing the U.S. Capital Markets: What Foreign Private

Issuers Need to Know

FAST Act Securities Law Provisions

Financings in Close Proximity to Acquisitions

SEC’s New Concept Release on Modernizing Regulation S-K

SEC’s Regulation Crowdfunding: Path to Financing or a Tangled

Web of Red Tape?



Corporate Finance































7




Banking Law Institute 2016




Delaware Law Developments 2016: What All Business

Lawyers Need to Know

Doing Business in and with Emerging Markets 2016

Fashion and Retail Law 2016: Trends and Developments

Fifteenth Annual Institute on Securities Regulation in Europe:

Practical Implications of U.S. Law on EU Practice



Hedge and Private Fund Enforcement &

Regulatory Developments 2016


Hot Issues in Executive Compensation 2016


Hot Topics in Mergers & Acquisitions 2016


Intermediary Businesses, Consumer Technologies,

and Online Platforms 2016: Law & Regulation




Pocket MBA Fall 2016: Finance for Lawyers and

Other Professionals

Pocket MBA Summer 2016: Finance for Lawyers and

Other Professionals

Private Fund Regulatory Developments and

Compliance Challenges 2016



Securities Arbitration 2016

Securities Litigation 2016: From Investigation to Trial



Venture Capital 2016: Nuts and Bolts

The Volcker Rule 2016: What It Means for Financial

Institutions and Markets

(continued)



Corporate – General










































8

(continued)

Introductory


Basics of Accounting for Lawyers 2016: What Every Practicing

Lawyer Needs to Know


Ethics for Corporate Lawyers 2016

Ethics for In-House Corporate Counsel 2016

Fashion and Retail Law 2016: Trends and Developments

Fundamental Concepts in Drafting Contracts: What Most

Attorneys Fail to Consider 2015



About UCC Article 9


Writing for Transactional Lawyers 2016

Intermediate

Annual Disclosure Documents 2016


Fourteenth Annual Director’s Institute of Corporate Governance

Ethics for Corporate Lawyers 2016

Ethics for In-House Corporate Counsel 2016

Preparing for Shareholder Activism: What You Need

to Be Doing Now 2016

Select Concepts in Drafting Contracts 2015:

Analyzing Ambiguities and Contract Boilerplate

Advanced

Advanced Compliance and Ethics Workshop 2016

Advanced Venture Capital 2016

CMBS and the Real Estate Lawyer 2016 – Lender and Borrower

Issues in the Capital Market


One-Hour Briefings

ABCs of ETFs

Accounting Materiality: In Fraud or in Fair Weather

Addressing the TLAC, the Long-Term Debt Requirement, and the

Clean Holding Company Requirements

Anti-Money Laundering: Fundamentals of U.S. Law

and Compliance

(continued)






































9




(continued)

One-Hour Briefings

August 2015 Amendments to the DGCL: Critical Changes

Concerning Forum Selection and Fee Shifting

Bylaws in Delaware

Banking Agencies Propose Net Stable Funding Ratio:

Mechanistic Approach to Liquidity Continues

Basics of Export Controls 2015

Basics of Federal Natural Gas Law

Blockchain Technology and Smart Contracts: Driving

Widespread Change in Business, Government and the Law

Bringing the Delaware Advantage to Alternative Dispute

Resolution: An Overview of the New Delaware

Rapid Arbitration Act

Canadian Securities Law Developments:

Making Sense of Extending Offerings into Canada

CFIUS Annual Report: 147 Reviews. 24 Chinese.

Compliance and Ethics Program Assessments

Compliance Inspections and Examinations

(The SEC Speaks in 2016: Workshop E)

Conflict Minerals – Preparing for Your Filing and the Future

Corporation Finance (The SEC Speaks in 2016: Workshop A)

Cyber Securities Litigation: When Data Breaches

Become Fraud Suits

Delaware’s Benefit Corporation Statute: What You Need to

Know About the Corporate Governance Structure

DOL Update: Compliance with the Fiduciary Rule, Other DOL

Initiatives, and Recent DOL Enforcement Activities

DOL’s Fiduciary Advice: Final Regulations

Drafting Dispute Resolution Clauses: Tips, Considerations

and Pitfalls to Avoid

Emotional Intelligence, the Law, and Professionalism:

A Practical Introduction

European Court of Justice Strikes Down Safe Harbor:

What It Means for Transatlantic Businesses

FAST Act Securities Law Provisions

Federal Elections: Federal Campaign Finance Issues

Financial Institutions: Current Regulatory and Enforcement

Hot Topics

Financial Projections in M&A Transactions

Financially Distressed Companies and Introduction to

Bankruptcy Law

Financings in Close Proximity to Acquisitions

Fundamentals of Controlled Companies

(continued)











































10

(One-Hour Briefings continued)

Home Court Advantage: Recent Developments and Strategies

for Litigants Concerning the SEC’s Increasing Use of

Administrative Proceedings

International Series: Cultural Competencies – Doing Deals in

Asia

International Series: Cultural Competencies –

Doing Deals in Latin America

Lateral Partner Movement Today: What Candidates

Should Be Considering

Leadership for Lawyers

M&A Default Rule Roulette: Winning the Bet with the

Law You Pick

Memorable and Persuasive: Winning Demonstratives at Trial

Motor Vehicle Regulations: The New Normal

New G20/OECD Corporate Governance Principles

Nuts and Bolts of Poison Pills

Overcoming the Challenges for Women Lawyers

Provider Networks Take Center Stage:

Emerging Trends and Oversight

Regulation S, Category 3 Electronic Settlement System:

One Year On

Robo-Advisers and Digital Advice: The Emerging

Regulatory Framework

SEC Enforcement of Trading in Pre-IPO Securities

SEC’s New Concept Release on Modernizing Regulation S-K

SEC’s New Cooperation Regime:

Deferred Prosecution Agreements

SEC’s Pay Ratio Rule: What Companies Need to Do to Prepare

SEC’s Regulation Crowdfunding: Path to Financing or a Tangled

Web of Red Tape?



Top 10 Tips to Building and Maintaining a Successful

Legal Career

Transparency of Beneficial Ownership: The New Persons with

Significant Control (PSC) Regime – What You Need to Know

U.S. Companies Trading on the London Stock Exchange and

the Impact of EU Regulations Requiring Mandatory

Electronic Settlement

Your Voice: What You Say and How You Say It Influence Your

Success and Your Career

When Good Intentions Go Awry: An Introduction to Behavioral

Ethics in a Legal Context

Working Capital Adjustments – Eliminating the Guesswork
















































11

General Applicability 48th Annual Institute on Securities Regulation Audit Committees and Financial Reporting 2016:

Recent Developments and Current Issues Delaware Law Developments 2016: What All Business Lawyers

Need to Know Fifteenth Annual Institute on Securities Regulation in Europe:

Practical Implications of U.S. Law on EU Practice Financial Services Conflicts of Interest & Fiduciary Duties 2016:

Navigating the Emerging Regulatory Maze The Foreign Corrupt Practices Act and International

Anti-Corruption Developments 2016 Hot Issues in Executive Compensation 2016 How to Prepare an Initial Public Offering 2016 Internal Investigations 2016 Mergers & Acquisitions 2016: Trends and Developments The SEC Speaks in 2016 Securities Offerings 2016: A Public Offering: How It Is Done Spin-offs 2016 Introductory Doing Deals 2016: The Art of M&A Transactional Practice Intermediate Annual Disclosure Documents 2016 Fourteenth Annual Director’s Institute of Corporate Governance Preparing for Shareholder Activism: What You Need to Be

Doing Now 2016 Advanced Corporate Governance – A Master Class 2016 One-Hour Briefings August 2015 Amendments to the DGCL: Critical Changes

Concerning Forum Selection and Fee Shifting Bylaws in Delaware

Compliance and Ethics Program Assessments Corporation Finance (The SEC Speaks in 2016: Workshop A) Delaware’s Benefit Corporation Statute: What You Need to

Know About the Corporate Governance Structure New G20/OECD Corporate Governance Principles Nuts and Bolts of Poison Pills SEC’s New Concept Release on Modernizing Regulation S-K SEC’s Pay Ratio Rule: What Companies Need to Do to Prepare



Corporate Governance




































12


Enforcement



Banking Law Institute 2016








Financial Services Industry Regulatory Compliance &

Ethics Forum 2016

The Foreign Corrupt Practices Act and International

Anti-Corruption Developments 2016

Fundamentals of Broker-Dealer Regulation 2016

Fundamentals of Investment Adviser Regulation 2016

Fundamentals of Swaps & Other Derivatives 2016

Hedge and Private Fund Enforcement & Regulatory

Developments 2016


Insider Trading Law 2016: Salman, Newman,

and the Road Ahead



Challenges 2016



The Volcker Rule 2016: What It Means for Financial Institutions

and Markets

Introductory


Intermediate


(continued)
































13

(continued)

Advanced

Advanced Swaps & Other Derivatives 2016


Global Capital Markets & the U.S. Securities Laws 2016

One-Hour Briefings

FIRREA: How the Government Is Using the Act to Investigate

and Prosecute Financial Institutions for Fraud

SEC Enforcement of Trading in Pre-IPO Securities

SEC’s New Cooperation Regime: Deferred Prosecution

Agreements





Enforcement











14






Developments 2016


How to Prepare an Initial Public Offering 2016


Securities Offerings 2016: A Public Offering: How It Is Done

Securities Products of Insurance Companies 2016


Introductory


Companies 2016

Securities Law and Practice 2016: How the SEC Works

Intermediate

New Developments in Securitization 2016

Advanced



One-Hour Briefings

ABCs of ETFs




Financial Products




















15



Investment Fund Management








Developments 2016



Challenges 2016

Securities Products of Insurance Companies 2016



Introductory


Companies 2016

ERISA Fiduciary Investment Basics 2015

Securities Law and Practice 2016: How the SEC Works

Intermediate


ERISA Plans in the Financial Markets 2016

New Developments in Securitization 2016



Advanced



Pension Plan Investments 2016: Current Perspectives

One-Hour Briefings Introduction to Investment Management Concepts



























16





Delaware Law Developments 2016: What All Business Lawyers

Need to Know



Hot Topics in Mergers & Acquisitions 2016

Mergers & Acquisitions 2016: Trends and Developments


Spin-offs 2016

Introductory


Doing Deals 2016: The Art of M&A Transactional Practice


Intermediate

Real Estate M&A and REIT Transactions 2016

One-Hour Briefings


M&A Default Rule Roulette: Winning the Bet with the Law

You Pick

Nuts and Bolts of Poison Pills

Working Capital Adjustments – Eliminating the Guesswork

Mergers & Acquisitions



















17


Government Contracts 2016

One-Hour Briefings

Basics of the Federal Election Campaign Act 2016

Federal Elections: Federal Campaign Finance Issues



Political Law




18



Publications

Accountants’ Liability

Anti-Money Laundering Deskbook: A Practical Guide to Law

and Compliance

Antitrust Law Answer Book 2015

Broker-Dealer Regulation, Second Edition

Consumer Financial Services Answer Book 2016

Corporate Compliance Answer Book 2016

Corporate Legal Departments, Fourth Edition

Corporate Political Activities Deskbook

Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era,

Second Edition

Covered Bonds Handbook


Derivatives Deskbook: Close-Out Netting, Risk Mitigation,

Litigation, Second Edition

Deskbook on Internal Investigations, Corporate Compliance

and White Collar Issues

Directors’ and Officers’ Liability, Second Edition

Doing Business Under the Foreign Corrupt Practices Act,

Second Edition

Exempt and Hybrid Securities Offerings, Second Edition

FDA Deskbook: A Compliance and Enforcement Guide

Financial Institutions Answer Book 2016:

Law, Governance, Compliance

Financial Product Fundamentals: Law, Business, Compliance,

Second Edition

Financial Services Regulation Deskbook

Financially Distressed Companies Answer Book 2016

Global Business Fraud and the Law: Preventing and Remedying

Fraud and Corruption

Health Care Mergers and Acquisitions Answer Book 2016

Hedge Fund Regulation, Second Edition

Import Practice Answer Book 2015

Initial Public Offerings: A Practical Guide to Going Public,

Second Edition

Insider Trading Law and Compliance Answer Book 2016

Insurance and Investment Management M&A Deskbook

International Corporate Practice: A Practitioner’s

Guide to Global Success

Investment Adviser Regulation: A Step-by-Step Guide to

Compliance and the Law, Third Edition

(continued)

Publications

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http://www.pli.edu/Content/Treatise/Anti_Money_Laundering_Deskbook_A_Practical/_/N-4lZ1z128x6?fromsearch=false&ID=224507

http://www.pli.edu/Content/Treatise/Anti_Money_Laundering_Deskbook_A_Practical/_/N-4lZ1z128x6?fromsearch=false&ID=224507

http://www.pli.edu/Content/Answerbook/Antitrust_Law_Answer_Book_2015/_/N-b8Z1z124kz?fromsearch=false&ID=225094

http://www.pli.edu/Content/Treatise/Broker_Dealer_Regulation/_/N-4lZ1z130bo?fromsearch=false&ID=130286

http://www.pli.edu/Content/Answerbook/Consumer_Financial_Services_Answer_Book_2016/_/N-b8Z1z117i5?ID=266722

http://www.pli.edu/Content/Answerbook/Corporate_Compliance_Answer_Book_2016/_/N-b8Z1z11d5a?ID=262332

http://www.pli.edu/Content/Treatise/Corporate_Legal_Departments/_/N-4lZ1z130xh?ID=131067

http://www.pli.edu/Content/Treatise/Corporate_Political_Activities_Deskbook/_/N-4lZ1z13igh?fromsearch=false&ID=40744

http://www.pli.edu/Content/Treatise/Corporate_Whistleblowing_in_the_Sarbanes/_/N-4lZ1z1329k?ID=131564

http://www.pli.edu/Content/Treatise/Corporate_Whistleblowing_in_the_Sarbanes/_/N-4lZ1z1329k?ID=131564

http://www.pli.edu/Content/Treatise/Covered_Bonds_Handbook/_/N-4lZ1z13i7w?fromsearch=false&ID=67331

http://www.pli.edu/Content/CourseHandbook/Cybersecurity_2016_Managing_Cybersecurity/_/N-4mZ1z114tp?fromsearch=false&ID=270085

http://www.pli.edu/Content/Treatise/Derivatives_Deskbook_Close_Out_Netting_Risk/_/N-4lZ1z12byg?fromsearch=false&ID=183020

http://www.pli.edu/Content/Treatise/Derivatives_Deskbook_Close_Out_Netting_Risk/_/N-4lZ1z12byg?fromsearch=false&ID=183020

http://www.pli.edu/Content/Treatise/Deskbook_on_Internal_Investigations_Corporate/_/N-4lZ1z13igt?fromsearch=false&ID=34568

http://www.pli.edu/Content/Treatise/Deskbook_on_Internal_Investigations_Corporate/_/N-4lZ1z13igt?fromsearch=false&ID=34568

http://www.pli.edu/Content/Treatise/Directors_and_Officers_Liability/_/N-4lZ1z13i5o?fromsearch=false&ID=25554

http://www.pli.edu/Content/Treatise/Doing_Business_Under_the_Foreign_Corrupt/_/N-4lZ1z12dlz?fromsearch=false&ID=182947

http://www.pli.edu/Content/Treatise/Doing_Business_Under_the_Foreign_Corrupt/_/N-4lZ1z12dlz?fromsearch=false&ID=182947

http://www.pli.edu/Content/Treatise/Exempt_and_Hybrid_Securities_Offerings/_/N-4lZ1z130d8?fromsearch=false&ID=145815

http://www.pli.edu/Content/Treatise/FDA_Deskbook_A_Compliance_and_Enforcement/_/N-4lZ1z10uqw?fromsearch=false&ID=280686

http://www.pli.edu/Content/Answerbook/Financial_Institutions_Answer_Book_2016_Law/_/N-b8Z1z10oqg?ID=289695

http://www.pli.edu/Content/Answerbook/Financial_Institutions_Answer_Book_2016_Law/_/N-b8Z1z10oqg?ID=289695

http://www.pli.edu/Content/Treatise/Financial_Product_Fundamentals_Law_Business/_/N-4lZ1z12nuv?fromsearch=false&ID=152652

http://www.pli.edu/Content/Treatise/Financial_Product_Fundamentals_Law_Business/_/N-4lZ1z12nuv?fromsearch=false&ID=152652

http://www.pli.edu/Content/Treatise/Financial_Services_Regulation_Deskbook/_/N-4lZ1z12nxv?fromsearch=false&ID=151920

http://www.pli.edu/Content/Answerbook/Financially_Distressed_Companies_Answer_Book/_/N-b8Z1z10p82?ID=288596

http://www.pli.edu/Content/Treatise/Global_Business_Fraud_and_the_Law_Preventing/_/N-4lZ1z11mj6?fromsearch=false&ID=257420

http://www.pli.edu/Content/Treatise/Global_Business_Fraud_and_the_Law_Preventing/_/N-4lZ1z11mj6?fromsearch=false&ID=257420

http://www.pli.edu/Content/Answerbook/Health_Care_Mergers_and_Acquisitions_Answer/_/N-b8Z1z10oqv?fromsearch=false&ID=289630

http://www.pli.edu/Content/Treatise/Hedge_Fund_Regulation_/_/N-4lZ1z12nwq?fromsearch=false&ID=158994

http://www.pli.edu/Content/Answerbook/Import_Practice_Answer_Book_2015/_/N-b8Z1z11sle?No=25&ID=254052

http://www.pli.edu/Content/Treatise/Initial_Public_Offerings_A_Practical_Guide/_/N-4lZ1z12nwi?fromsearch=false&ID=158941

http://www.pli.edu/Content/Treatise/Initial_Public_Offerings_A_Practical_Guide/_/N-4lZ1z12nwi?fromsearch=false&ID=158941

http://www.pli.edu/Content/Answerbook/Insider_Trading_Law_and_Compliance_Answer/_/N-b8Z1z117i4?fromsearch=false&ID=266723

http://www.pli.edu/Content/Treatise/Insurance_and_Investment_Management_MA_Deskbook/_/N-4lZ1z11xj2?fromsearch=false&ID=250283

http://www.pli.edu/Content/Treatise/International_Corporate_Practice_A_Practitioners/_/N-4lZ1z13ih1?ID=31521

http://www.pli.edu/Content/Treatise/International_Corporate_Practice_A_Practitioners/_/N-4lZ1z13ih1?ID=31521

http://www.pli.edu/Content/Treatise/Investment_Adviser_Regulation_A_Step_by_Step/_/N-4lZ1z130bn?fromsearch=false&ID=130783

http://www.pli.edu/Content/Treatise/Investment_Adviser_Regulation_A_Step_by_Step/_/N-4lZ1z130bn?fromsearch=false&ID=130783

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(continued)

Publications

Life at the Center: Reflections on Fifty Years of

Securities Regulation

Maritime Law Answer Book 2016

Mergers, Acquisitions & Tender Offers: Law and Strategies –

Corporate, Securities, Taxation, Antitrust, Cross Border

Mutual Funds and Exchange Traded Funds Regulation,

Third Edition

Private Equity Funds: Formation and Operation

Proskauer on Privacy: A Guide to Privacy and Data Security Law

in the Information Age

Public Company Deskbook: Complying with Federal Governance

& Disclosure Requirements, Third Edition

SEC Compliance and Enforcement Answer Book 2016

Securities Investigations: Internal, Civil and Criminal,

Second Edition

Securities Law and Practice Deskbook, Sixth Edition

The Securities Law of Public Finance, Third Edition

Securities Litigation 2016: From Investigation to Trial

Social Media and the Law

Soderquist on Corporate Law and Practice, Fourth Edition

A Starter Guide to Doing Business in the United States

Technology Transactions: A Practical Guide to Drafting and

Negotiating Commercial Agreements

Variable Annuities and Variable Life Insurance Regulation,

Second Edition



Publications

http://www.pli.edu/Content/Treatise/Life_at_the_Center_Reflections_on_Fifty_Years/_/N-4lZ1z126dr?fromsearch=false&ID=231804

http://www.pli.edu/Content/Treatise/Life_at_the_Center_Reflections_on_Fifty_Years/_/N-4lZ1z126dr?fromsearch=false&ID=231804

http://www.pli.edu/Content/Answerbook/Maritime_Law_Answer_Book_2016/_/N-b8Z1z10qd5?ID=286837

http://www.pli.edu/Content/Treatise/Mergers_Acquisitions_Tender_Offers_Law_and/_/N-4lZ1z13ic8?ID=50082

http://www.pli.edu/Content/Treatise/Mergers_Acquisitions_Tender_Offers_Law_and/_/N-4lZ1z13ic8?ID=50082

http://www.pli.edu/Content/Treatise/Mutual_Funds_and_Exchange_Traded_Funds_Regulation/_/N-4lZ1z1306l?fromsearch=false&ID=130788

http://www.pli.edu/Content/Treatise/Mutual_Funds_and_Exchange_Traded_Funds_Regulation/_/N-4lZ1z1306l?fromsearch=false&ID=130788

http://www.pli.edu/Content/Treatise/Private_Equity_Funds_Formation_and_Operation/_/N-4lZ1z13icd?fromsearch=false&ID=49875

http://www.pli.edu/Content/Treatise/Proskauer_on_Privacy_A_Guide_to_Privacy_and/_/N-4lZ1z13igw?fromsearch=false&ID=33122

http://www.pli.edu/Content/Treatise/Proskauer_on_Privacy_A_Guide_to_Privacy_and/_/N-4lZ1z13igw?fromsearch=false&ID=33122

http://www.pli.edu/Content/Treatise/Public_Company_Deskbook_Complying_with_Federal/_/N-4lZ1z12688?fromsearch=false&ID=230039

http://www.pli.edu/Content/Treatise/Public_Company_Deskbook_Complying_with_Federal/_/N-4lZ1z12688?fromsearch=false&ID=230039

http://www.pli.edu/Content/Answerbook/SEC_Compliance_and_Enforcement_Answer_Book/_/N-b8Z1z10oqw?ID=289631

http://www.pli.edu/Content/Treatise/Securities_Investigations_Internal_Civil/_/N-4lZ1z13i6z?fromsearch=false&ID=101373

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Table of Inside: Contents · Seventeenth Annual Private Equity Forum Spin-offs 2016 Venture Capital...

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