Table of Authorities...T–1 Table of Authorities (References are to pages.) CASES A Ab-Tech...

T–1

Table of Authorities

(References are to pages.)

CASES

A

Ab-Tech Constr., Inc. v. United States..................................... 15-32Adams v. Cape Indus. plc ....................................................... 15-82Air Cargo Shipping Servs. Antitrust Litig., In re ................ 2-14, 6-3Akzo Nobel Chems. Ltd and Akcros Chems. Ltd v.

Comm'n ...................................................2-20, 5-4, 6-6, 16-72Alice Corp. Pty. Ltd. v. CLS Bank Int’l ........................................ 8-4Allison Engine Co. v. U.S. ex rel. Sanders ............................... 15-30AM&S Europe Ltd v. Comm'n of the European

Communities................................................................ 5-4, 6-6Amar Singh v. Union of India ................................................. 12-29Ashland Mgmt. v. Janien ............................................................ 7-6Associated Provincial Picture Houses Ltd v.

Wednesbury Corp............................................................. 16-87Ass’n for Molecular Pathology v. Myriad Genetics....................... 8-5

B

Barnes v. J.C. Penney Co. ......................................................... 7-10Berg v. Mich. Attorney Grievance Comm’n

(In re Electronic Surveillance) .......................................... 15-21Bilski v. Kappos .......................................................................... 8-4Branzburg v. Hayes ................................................................. 15-22Brinegar v. United States ........................................................ 15-18British Airways Bd. v. Laker Airways Ltd. and Others ............. 15-82Bryan v. United States .......................................... 4-6, 15-71, 15-74

AUTHORITIES_Global Business Fraud and the Law.fm Monday, May 18, 2015 1:03 PM

T–2

GLOBAL BUSINESS FRAUD AND THE LAW

C

Carom v. Bre-X Minerals Ltd. ..................................................... 6-9Carroll v. United States ................................................. 15-7, 15-18Costello v. United States ........................................................ 15-22CPIL & Ors. v. Union of India & Ors. .................................... 12-23

D

Deng v. 278 Gramercy Park Grp. LLC..................................... 15-45Dixson v. United States ............................................................ 4-19Dow Chem. Co. and DuPont Dow Elastomers, LLC v.

Wen-Chyu ......................................................................... 7-11DPP v. Stonehouse ...................................................... 16-81, 16-83

E

EEOC v. Arabian Am. Oil Co. .................................................... 9-5E.I. DuPont de Nemours & Co. v. Christopher ........................... 7-7E.I. DuPont de Nemours and Co. v. Kolon Indus., Inc. ............. 7-11Electronic Surveillance, In re .................................................. 15-21EnBW Energie Baden-Württemberg AG v. Comm’n..................... 6-7Entek Corp. v. Sw. Pipe & Supply Co. ......................................... 8-7

F

First Capital Asset Mgmt. v. Satinwood, Inc. ............... 15-57, 15-58Fiswick v. United States.......................................................... 15-54Fresenius Med. v. United States of America ............................ 15-78Friedman v. United States............................................ 15-80, 15-81

G

Gall v. United States............................................................... 15-11Gebardi v. United States ...................................................... 9-7, 9-8Gonzales v. Raich ..................................................................... 15-6Grand Jury Proceedings, In re ........................................ 3-11, 15-81Grand Jury Subpoena, In re ...................................................... 2-18Gregory v. United States ......................................................... 15-52Gruss v. Zwirn ....................................................................... 15-82GVK Indus. Ltd. & Anr. v.

Income Tax Officer & Anr., In the Matter of .................... 12-34



T–3

H

Harrison v. United States ....................................................... 15-52Henry v. United States.............................................................. 15-7Hickman v. Taylor .................................................................. 15-81H.J., Inc. v. Nw. Bell Tel. Co. .................................................. 15-57Holland v. United States......................................................... 15-59Hui Chi-Ming v. The Queen................................................... 16-16Hurtado v. California.............................................................. 15-22

I

ICC Dev. (Int’l Ltd.) v. Arvee Enters. and Philips ...................... 8-10In re Air Cargo Shipping Servs. Antitrust Litig. ................. 2-14, 6-3In re Electronic Surveillance ................................................... 15-21In re Grand Jury Proceedings ......................................... 3-11, 15-81In re Grand Jury Subpoena ....................................................... 2-18In re John Doe Corp. .................................................................. 2-6In re Kellogg, Brown & Root, Inc. ........................................... 15-81In re Korean Air Lines Co. Ltd. Antitrust Litig............................ 6-9In re Maidstone Bldg. Provisions Ltd ...................................... 16-38In re Sarflax Ltd...................................................................... 16-38In re Sealed Case ...................................................................... 3-10In re Transpacific Passenger Air Transp. Antitrust Litig. ............. 6-3In re William C. Leitch Bros Ltd ............................................. 16-39In the Matter of GVK Indus. Ltd. & Anr. v.

Income Tax Officer & Anr. ............................................... 12-34INS v. Abudu ............................................................................ 9-10

J

Jackson v. Bellsouth Telecomms. ............................................ 15-58John Doe Corp., In re ................................................................. 2-6Johnson v. United States........................................................... 15-7

K

Karpova v. Snow ..................................................... 9-10, 9-13, 9-14Kellogg, Brown & Root, Inc., In re .......................................... 15-81Kendra Corp. v. Pot O’ Gold Money Leagues, Inc.................... 15-56Kiobel v. Royal Dutch Petroleum Co. .......................................... 9-5Korean Air Lines Co. Ltd. Antitrust Litig., In re.......................... 6-9


T–4


L

Landen v. United States .......................................................... 15-54Lane v. United States.............................................................. 15-60Lewis v. Eliades and Others .................................................... 15-82Lillicrap v. Walder ................................................................... 16-73Loughrin v. United States ....................................................... 15-53

M

Maidstone Bldg. Provisions Ltd., In re .................................... 16-38Manohar Lal Sharma v. Principal Secretary & Ors. ................. 12-23Mareva Compania Naviera S.A. v.

Int’l Bulkcarriers S.A. ........................................................ 12-9Mayo Collaborative Servs. v. Prometheus Labs., Inc.................... 8-5McDonald v. United States ....................................................... 15-7Microsoft Corp. v. AT&T Corp. .................................................. 9-5Mikes v. Straus ............................................................ 15-31, 15-32Mistretta v. United States ......................................................... 15-9Mobarik Ali Ahmed v. State of Bombay A.I.R. ........................ 12-34Monique Da Silva Moore v. Publicis Groupe & MSL Grp.......... 2-15Morris v. State Bank of India .................................................. 16-38Morrison v. Nat’l Austl. Bank Ltd. .............................................. 9-6

N

Nat’l Day Laborer Organizing Network v. U.S. Immigration & Customs Enforcement Agency ........... 2-15

Nat’l Grid Electricity Transmission PLC v. ABB Ltd.................... 6-7New York v. Karen M. Wilson ................................................. 15-62NHL v. Pepsi-Cola Can. Ltd. ............................................. 8-9, 8-10

P

Pac. Can Co. v. Hewes .............................................................. 4-15Patel Eng’g v. Union of India................................................... 12-38Pfleiderer AG v. Bundeskartellamt ....................................... 6-6, 6-7Physicians Interactive v. Lathian Sys. ......................................... 7-6Pinkerton v. United States ........................................................ 4-17Pom Wonderful LLC v. Coca-Cola Co. ........................................ 8-2Primary Care Investors, Seven v. PHP Health Care Corp. ....... 15-58



T–5

R

R v. Anwoir and Others .......................................................... 16-30R v. Asher Sivan & Ors. .......................................................... 16-79R v. Baxter .............................................................................. 16-83R v. Cox and Hodges............................................................... 16-38R v. Dermot, Jeremy Dimsey .................................................. 16-37R v. F. Howe & Son (Eng’rs) Ltd .............................................. 16-63R v. Frederick Jones Sinfield.................................................... 16-79R v. Friskies Petcare U.K. Ltd. ................................................. 16-17R v. Ghosh.............................................................................. 16-38R v. Goodyear ......................................................................... 16-80R v. Governor of Pentonville Prison, ex parte Osman.............. 16-81R v. Grantham........................................................................ 16-39R v. Johnson ........................................................................... 16-62R v. Mackey ............................................................................ 16-39R v. P...................................................................................... 16-79R v. Plunkett (Daniel) and Plunkett (James) ............................ 16-65R v. Saik ................................................................................. 16-30R v. St Regis Paper Co Ltd....................................................... 16-35R v. Sellafield Ltd, and R v.

Network Rail Infrastructure Ltd ............................ 16-54, 16-63R v. Serious Fraud Office, ex parte Maxwell (Kevin) ................ 16-67R v. Smith (W.D.).................................................................... 16-38R v. S. Water Servs. Ltd ........................................................... 16-54Ratzlaf v. United States............................................................... 4-6Regan v. Wald ........................................................................... 9-10Ridgeway v. The Queen .......................................................... 15-16Rita v. United States ............................................................... 15-11Rubin v. Garvin .......................................................................... 9-9

S

Salinas v. Texas....................................................................... 15-13Sansone v. United States ........................................................ 15-59Sarflax Ltd., In re.................................................................... 16-38Sealed Case, In re ..................................................................... 3-10SEC v. Constantin .................................................................. 15-45SEC v. HealthSouth Corp. ...................................................... 15-24SEC v. Monsanto Co. ................................................................. 1-8SEC v. Sharef ............................................................................ 5-11SEC v. Siemens AG Aktiengesellschaft........................................ 1-8SEC v. Straub............................................................................ 5-11Sec’y of State for Trade v. Markus ........................................... 16-84Skilling v. United States ......................................................... 15-52


T–6


Societe Nationale Industrielle Aerospatiale v. U.S. District Court for the Southern District of Iowa......... 2-14

Spies v. United States ............................................................. 15-59Squirrell Ltd. v. Nat’l Westminster Bank plc ........................... 16-31Standard Oil Co. v. United States ............................................. 4-15Starbev GP Ltd v. Interbrew Cent. European Holding BV ........ 16-73States v. Richard A. Odermatt ................................................ 15-62Steginsky v. Xcelera Inc. .............................................. 15-41, 15-42

T

Terry v. Ohio .......................................................................... 15-17Tesco Supermarkets Ltd v. Nattrass ........................................ 16-36Texas v. Crystal Dawn Calkins ............................................... 15-62Transpacific Passenger Air Transp. Antitrust Litig., In re ............ 6-3Turner v. Cook........................................................................ 15-57

U

United States v. Abodeely ....................................................... 15-59United States v. Aguilar ..............................................4-8, 4-9, 4-14United States v. Al Kassar........................................................... 9-9United States v. Alcatel-Lucent, France, S.A. .............................. 4-8United States v. Alexandria West ............................................ 15-63United States v. Aleynikov.......................................................... 7-8United States v. Ali..................................................................... 9-6United States v. Ali Amirnazmi ................................................ 9-10United States v. All Funds on Deposit in

United Bank of Switzerland ............................................... 9-11United States v. Alston ................................................ 15-52, 15-68United States v. Anthony A. James ......................................... 15-63United States v. Armstrong..................................................... 15-60United States v. Arnold .......................................................... 15-21United States v. Aubin ............................................................ 15-53United States v. Ayewoh ......................................................... 15-53United States v. Banki ............................9-9, 9-11, 9-12, 9-13, 9-14United States v. Baystate Ambulance & Hosp. Rental Serv...... 15-74United States v. Bodmer ............................................................. 9-7United States v. Booker............................................................. 15-9United States v. Borrasi .......................................................... 15-74United States v. Brewster .......................................................... 4-19United States v. Bruno............................................................ 15-57United States v. Capener ............................................................ 7-4United States v. Carson ....................................................... 4-8, 4-9



T–7

United States v. Carubia ......................................................... 15-21United States v. Case................................................................ 7-15United States v. Castle .................................................9-7, 9-8, 9-9United States v. Chestman ......................................................... 9-9United States v. Chung......................7-6, 7-7, 7-9, 7-13, 7-14, 7-15United States v. Cianci ........................................................... 15-57United States v. Connolly ....................................................... 15-58United States v. Darden.......................................................... 15-56United States v. Delano .......................................................... 15-58United States v. Delroy Sand .................................................. 15-62United States v. Diego ............................................................ 15-31United States v. Dongfan Chung ....................................... 7-8, 7-15United States v. Donnat ......................................................... 15-53United States v. Dorotich ............................................ 15-54, 15-69United States v. Ehsan..................................................... 9-11, 9-12United States v. Esquenazi..........................................4-8, 4-9, 4-10United States v. Franklin ........................................................ 15-64United States v. Frederickson.................................................. 15-21United States v. Gansman ........................................... 15-42, 15-43United States v. Gary L. Merritt ............................................. 15-63United States v. Gole ........................................ 15-52, 15-68, 15-69United States v. Gordon ......................................................... 15-44United States v. Gray.............................................................. 15-57United States v. Hailong ............................................................. 7-4United States v. Hall............................................................... 15-16United States v. Hanjuan Jin ............................................. 7-7, 7-13United States v. High Performance Ropes of

America, Inc., et al........................................................... 15-64United States v. Hill ................................................................... 9-6United States v. Homa Int’l Trading Corp. ................................ 9-11United States v. Howley.............................................................. 7-8United States v. Hsu........................................7-9, 7-10, 7-14, 9-12United States v. Huang ............................................................... 7-3United States v. Jacqueline D. Jones ....................................... 15-62United States v. Javino................................................................ 9-5United States v. Jin ..................................................................... 7-4United States v. Jones ............................................................. 15-69United States v. Kay ............................................................ 1-8, 4-6United States v. Keltner .......................................................... 15-57United States v. Kenrick ......................................................... 15-53United States v. Kimberly Hill ................................................ 15-63United States v. Klein ............................................................. 15-69United States v. Kolon Indus., Inc. .............................7-3, 7-7, 7-11United States v. Lange ..................................................... 7-8, 15-31United States v. Lanier ............................................................... 9-9


T–8


United States v. Larracuente ................................................... 15-66United States v. Lee ................................................................ 15-56United States v. Lefkowitz ...................................................... 15-17United States v. Lewis ............................................................ 15-53United States v. Li ...................................................................... 7-4United States v. Liew .................................................................. 7-4United States v. Liu ....................................................7-3, 7-4, 7-11United States v. Mackey ......................................................... 15-60United States v. Matthews.......................................................... 9-9United States v. McCoy .......................................................... 15-52United States v. Millstone Enters............................................ 15-21United States v. Morales......................................................... 15-56United States v. Moran........................................................... 15-60United States v. Mounkes ....................................................... 15-59United States v. Nash ....................................... 15-54, 15-69, 15-74United States v. Natale ........................................................... 15-68United States v. Nosal ................................................................ 7-6United States v. NYNEX Corp. ................................................. 4-15United States v. O’Hagan ....................................................... 15-42United States v. Omer ............................................................ 15-52United States v. Pacesetter Corp. of Am.................................. 15-63United States v. Parise ............................................................ 15-56United States v. Park .............................................................. 15-80United States v. Pipkins.......................................................... 15-56United States v. Polanco ......................................................... 15-57United States v. Pomponio (Pomponio I) ................................. 15-59United States v. Rajaratnam .................. 15-20, 15-41, 15-42, 15-43United States v. Reyes .............................................................. 9-10United States v. Richards........................................................ 15-52United States v. Richardson......................................... 15-57, 15-58United States v. Rickard ......................................................... 15-53United States v. Roberts.............................................................. 7-9United States v. Robertson...................................................... 15-57United States v. Rodgers ......................................................... 15-46United States v. Rodriguez ...................................................... 15-57United States v. Ronald John Kambic...................................... 15-62United States v. Santos ............................................................... 9-9United States v. Schiff ............................................................ 15-44United States v. Scrushy ......................................................... 15-24United States v. Starks............................................................ 15-71United States v. Steele ............................................................ 15-54United States v. Steinberg ....................................................... 15-43United States v. Stringer .............................................. 15-12, 15-24United States v. Suibin Zhang ............................................. 7-6, 7-8United States v. Syncor Taiwan, Inc. ......................................... 4-16



T–9

United States v. Tannenbaum ..................................................... 9-9United States v. Thompson .................................................... 15-59United States v. Tocco ............................................................ 15-56United States v. Torres................................................. 15-57, 15-58United States v. Turkette ........................................................ 15-57United States v. U.S. Dist. Court............................................ 15-22United States v. Vernon .......................................................... 15-71United States v. Vilar .................................................................. 9-5United States v. Waldroop....................................................... 15-53United States v. Ware.............................................................. 15-44United States v. Webster ......................................................... 15-21United States v. Wells ............................................................. 15-53United States v. Williams ......................................................... 7-15United States v. Workman ...................................................... 15-17United States v. Yakou......................................................... 9-6, 9-8United States v. Yang .................................................................. 7-3United States v. Yousef ............................................................... 9-5United States v. Zhang ............................................................... 7-5United States ex rel. Bledsoe v. Cmty. Health Sys., Inc. .......... 15-33United States ex rel. Clausen v. Lab. Corp. of Am., Inc........... 15-33U.S. ex rel. Doe v. Staples, Inc. ............................................... 15-29U.S. ex rel. Green v. Serv. Contract Educ. &

Training Trust Fund ......................................................... 15-29United States ex rel. Grubbs v. Kanneganti ............................. 15-33United States ex rel. Kraxberger v. Kansas City Power

and Light Co.................................................................... 15-29United States ex rel. Noah Nathan v.

Takeda Pharm. N. Am., Inc. ............................................ 15-33U.S. ex rel. Repko v. Guthrie Clinic, P.C. ................................ 15-29United States ex rel. Thompson v.

Columbia/HCA Health Care Corp. .................................. 15-32U.S. ex rel. Unite Here v. Cintas Corp. ................................... 15-29Upjohn Co. v. United States .............................2-18, 2-19, 3-9, 5-7,

...................................................................... 5-12, 5-14, 15-81

V

Village of Hoffman Estates v. Flipside, Hoffman Estates, Inc. .......................................... 9-11

W

Wal-Mart Stores, Inc. v. Ind. Elec. Workers Pension Trust Fund IBEW ............................................................... 2-20


T–10


Waucaush v. United States...................................................... 15-57Whitfield v. United States....................................................... 15-54William C. Leitch Bros Ltd, In re ............................................ 16-39Wong Sun v. United States ....................................................... 15-7



T–11

UNITED STATES

Federal Statutes by Name

Affordable Care Act ................................................................ 15-62Antitrust Criminal Penalty Enhancement and

Reform Act of 2004 (ACPERA)...................................... 6-4, 6-8Anti-Kickback Statute................. 15-32, 15-70, 15-72, 15-74, 15-75Arms Export Control Act (AECA) ...............................7-14, 9-8, 9-9Bank Secrecy Act of 1970 ....................................................... 15-35Consolidated Omnibus Budget Reconciliation Act

(COBRA) ......................................................................... 15-63Consumer Product Safety Act ................................................... 15-4Dodd-Frank Wall Street Reform and Consumer

Protection Act .................................................. 3-2, 3-11, 15-30Economic Espionage Act (EEA)

generally .......................................7-1, 7-2, 7-5, 7-6, 7-7, 7-9,............................................7-11, 7-14, 7-15, 15-66

§ 1831 ............................................................................ 7-12§ 1832 ............................................................................ 7-13§ 1836(a) ........................................................................ 7-10ch. 7 ................................................................................. 8-6

Employee Retirement Income Security Act (ERISA) ................ 15-61§ 501 ............................................................................ 15-62pt. 7 ............................................................................. 15-62

Fair Debt Collection Practices Act ............................................ 15-4Fair Labor Standards Act (FLSA)

generally ................................................. 15-61, 15-64, 15-65§ 16(a) .......................................................................... 15-63

False Claims Act (FCA).................... 3-12, 15-4, 15-5, 15-23, 15-25,........................................... 15-26, 15-27, 15-28, 15-29, 15-30,........................................... 15-31, 15-32, 15-33, 15-34, 15-35,....................................................... 15-53, 15-75, 15-82, 15-83

False Claims Amendments Act of 1986 .................................. 15-25Family Medical and Leave Act ................................................ 15-61Federal Civil Penalties Inflation Adjustment Act (FCPIAA) ..... 15-82Federal Food, Drug, and Cosmetic Act (FDCA) ................ 15-4, 15-5Federal Speedy Trial Act............................................................ 15-8Foreign Corrupt Practices Act (FCPA) ............1-2, 1-3, 1-4, 1-5, 1-6,

..................................................1-7, 1-8, 1-9, 1-10, 1-11, 1-12,

........................................ 1-13, 1-14, 1-15, 1-25, 2-4, 3-5, 3-6,

....................................... 3-20, 4-2, 4-3, 4-4, 4-5, 4-6, 4-7, 4-8,

............................................4-10, 4-11, 4-12, 4-13, 4-14, 4-15,


T–12


...........................................4-16, 4-17, 4-22, 5-1, 5-2, 5-3, 5-4,

.......................................5-5, 5-6, 5-10, 5-11, 5-12, 5-13, 5-14,

............................................5-16, 5-17, 5-18, 5-19, 5-21, 5-22,

.........................................................5-23, 5-24, 9-7, 9-8, 11-9,

................................................ 11-10, 12-25, 15-4, 15-5, 15-85Fraud Enforcement and Recovery Act of 2009

(FERA) ...................................................... 15-24, 15-30, 15-31,.................................................................. 15-32, 15-33, 15-34

Health Care and Education Reconciliation Act of 2010........... 15-30International Anti-Bribery and Fair Competition Act of 1998 ..... 4-5International Emergency Economic Powers Act (IEEPA)...... 9-2, 9-5,

................................................................................... 9-6, 9-10International Emergency Economic Powers Enhancement Act

§ 2 .................................................................................... 9-5International Organizations Immunities Act ............................ 4-10International Traffic in Arms Regulations (ITAR) .............. 7-14, 9-6Labor-Management Reporting and Disclosure Act .................. 15-61Lanham Act.....................................................8-2, 8-9, 8-20, 15-67Leahy-Smith America Invents Act .............................................. 8-3Major Events Management Act................................................. 8-11Mann Act ............................................................................ 9-7, 9-8Maryland Wiretapping and Electronic Surveillance Act ........... 15-16Medicare and Medicaid Patient and Program

Protection Act of 1987§ 14(a) .......................................................................... 15-73

Merchandise Marks Act............................................................ 8-111986 Money Laundering Control Act ..................................... 15-351994 Money Laundering Act .................................................. 15-35Occupational Safety and Health Act ....................................... 15-61Patent Law Treaties Implementation Act of 2012........................ 8-3Patient Protection and Affordable Care Act (ACA)

generally................................................. 15-29, 15-30, 15-32§ 6402(a) ...................................................................... 15-75

Pennsylvania Anti-Wiretap or Breach of Privacy Act of July 16, 1957 .............................................................. 15-16

Private Security Litigation Reform Act ...................................... 5-18Public Health Service Act ....................................................... 15-73Racketeer Influenced Corrupt Organizations (RICO) Act ....... 15-51,

............................................................................. 15-54, 15-55Sarbanes-Oxley Act of 2002

generally................................2-12, 3-11, 5-3, 5-4, 5-10, 5-18§ 404 ..................................................................... 3-20, 3-21

Securities Act of 1933§ 17 .............................................................................. 15-45§ 17(a) .......................................................................... 15-45



T–13

§ 17(a)(2) ...................................................................... 15-45§ 17(a)(3) ...................................................................... 15-45

Securities and Exchange Act of 1934generally .............................................................. 5-10, 15-42§ 10 .............................................................................. 15-45§ 10(b) .......................................................................... 15-41§ 10A ........................................................... 3-10, 3-11, 3-16§ 13(b)(2)(A) ................................................................... 5-17§ 13(b)(2)(B)(i)–(iv).......................................................... 5-18§ 13(b)(6) ........................................................................ 5-19§ 21C(a) ......................................................................... 4-17§ 30A(c)(2)(A) ................................................................. 4-12§ 30A(c)(2)(B) ................................................................. 4-12§ 30A(f)(1)(A).................................................................... 4-8§ 30A(f)(1)(B) .................................................................. 4-10§ 30A(f)(2)(A).................................................................. 4-11§ 30A(f)(3)(B) .................................................................. 4-14

Sentencing Reform Act of 1984 ................................................ 15-9Stark Act ................................................................................ 15-75Trading with the Enemy Act (TWEA).......................................... 9-2Travel Act ........................................................................ 4-22, 5-10Uniform Trade Secrets Act.......................................................... 7-6

§ 1 ............................................................................. 8-2, 8-6§ 2 ........................................................................... 7-10, 8-6§ 3 .................................................................................. 7-10

USA PATRIOT Act of 2001 ............................................. 5-5, 15-35Virginia Uniform Trade Secrets Act ................................... 7-6, 7-11

United States Code

TITLE 5

app. § 3.6 ....................... 15-25

TITLE 15

§ 78dd-1 et seq. ..................1-6§ 78dd-1–3 ..................4-2, 4-4§ 78dd-1(a) .........................1-7§ 78dd-1(a)(1)–(2) ...............1-8§ 78dd-1(a)(2)(A) ................1-8§ 78dd-1(a)(2)(B) .................1-8§ 78dd-1(a)(3) .....................1-8§ 78dd-1(b) .........................1-7§ 78dd-1(c)(2) ...................4-12

§ 78dd-1(f)(1)(A)................. 4-8§ 78dd-1(f)(1)(B) ............... 4-10§ 78dd-1(f)(2)(A)............... 4-11§ 78dd-1(f)(3)(B) ............... 4-14§ 78dd-2(c)(2) ................... 4-12§ 78dd-2(g) ......................... 1-8§ 78dd-2(h)(2)(A)................ 4-8§ 78dd-2(h)(2)(B) .............. 4-10§ 78dd-2(h)(3)(A).............. 4-11§ 78dd-2(h)(4)(B) .............. 4-14§ 78dd-3(c)(2) ................... 4-12§ 78dd-3(f)(2)(A)................. 4-8§ 78dd-3(f)(2)(B) ............... 4-10§ 78dd-3(f)(3)(A)............... 4-11


T–14


§ 78dd-3(f)(4)(B) ...............4-14§ 78ff..........................4-2, 4-4,

.....................15-41, 15-43§ 78j(b) ........................... 15-41§ 78m..........................4-2, 4-4§ 78m(b)(2)(A) ..................5-17§ 78m(b)(2)(B)(i)–(iv).........5-18§ 78m(b)(6).......................5-19§ 78u-3(a) .........................4-17§ 1051 et seq. ................. 15-67

TITLE 16

§ 1343 ............................ 15-52

TITLE 17

§ 102 ..................................8-3§ 106 ..................................8-3§ 506 .............................. 15-65§ 1204 .................15-65, 15-66

TITLE 18

§ 2.............................4-17, 9-6§ 24 .....................15-68, 15-69§ 24(a) .................15-23, 15-50§ 201 ................................4-18§ 201(a)(1) ........................4-18§ 201(b) ............................4-19§ 201(c) ............................4-19§ 208 ................................4-21§ 208(a) ............................4-21§ 208(b)(1)–(4) ..................4-21§ 209 ................................4-21§ 209(b)–(h) ......................4-21§ 216 ................................4-21§ 287 .............................. 15-50§ 371 ........................4-17, 9-6,

..........15-39, 15-50, 15-54§ 497 ...................15-65, 15-66§ 644 .............................. 15-50§ 664 .............................. 15-62§ 666 .....................4-22, 15-50§ 669(a) .......................... 15-50§ 924(a)(1)(A) .....................4-6§ 951 ................................7-14

§ 1001...... 15-45, 15-47, 15-50§ 1001(a)............. 15-46, 15-47§ 1001(b)........................ 15-46§ 1001(c)(1).................... 15-46§ 1001(c)(2).................... 15-46§ 1027............................ 15-50§ 1030............................ 15-51§ 1035................. 15-67, 15-68§ 1035(a)........................ 15-50§ 1341...... 15-50, 15-52, 15-69§ 1343................. 15-50, 15-69§ 1344................. 15-53, 15-69§ 1347............................ 15-68§ 1347(2) ....................... 15-69§ 1347(a)........................ 15-50§ 1349............................ 15-50§ 1365............................ 15-69§ 1501–1518 .................. 15-47§ 1505............................ 15-49§ 1510............................ 15-49§ 1510(a)........................ 15-48§ 1510(b)........................ 15-49§ 1510(b)(1) ................... 15-49§ 1510(b)(3) ................... 15-49§ 1510(d)........................ 15-49§ 1510(d)(1) ................... 15-49§ 1512(a)............. 15-48, 15-49§ 1512(b)............. 15-48, 15-49§ 1512(c) ........................ 15-49§ 1512(c)(1).................... 15-48§ 1512(c)(2).................... 15-48§ 1512(d)............. 15-48, 15-49§ 1512(e) ........................ 15-48§ 1512(h) ....................... 15-49§ 1512(k) ....................... 15-49§ 1514A ......................... 15-51§ 1514A(a) ..................... 15-51§ 1514A(b) ..................... 15-51§ 1514A(c) ..................... 15-51§ 1516............................ 15-50§ 1517............................ 15-50§ 1518............................ 15-50§ 1518(a)........................ 15-50§ 1519............................ 15-50§ 1831.............................. 7-11



T–15

§ 1831(a) .................7-11, 7-12§ 1831(b) ..........................7-11§ 1831–1839 ......................7-1§ 1832 ........7-11, 15-65, 15-66§ 1832(a) .................7-11, 7-13§ 1832(b) ..........................7-11§ 1835 ................................7-9§ 1837 ..............................7-12§ 1839(3) ............................7-6§ 1839(3)(A) .......................7-6§ 1952 ..............................4-22§ 1954 ............................ 15-50§ 1956 ......15-36, 15-38, 15-39§ 1956(a) .............15-35, 15-36§ 1956(a)(1) .........15-36, 15-38§ 1956(a)(1)(A)(i) ............ 15-37§ 1956(a)(1)(A)(ii) ........... 15-37§ 1956(a)(1)(B)(i)

.....................15-37, 15-38§ 1956(a)(1)(B)(ii)

.....................15-37, 15-38§ 1956(a)(2) ................... 15-36,

.....................15-37, 15-38§ 1956(a)(3) .........15-36, 15-38§ 1956(a)(3)(B)................ 15-38§ 1956(a)(3)(C) ............... 15-38§ 1956(b) ........................ 15-38§ 1956(c)(1) .................... 15-36§ 1956(c)(3) .................... 15-37§ 1956(c)(4) .................... 15-37§ 1956(c)(4)(B) ................ 15-39§ 1956(f) ......................... 15-39§ 1956(h).............15-39, 15-54§ 1957 .................15-36, 15-39§ 1957(d) ........................ 15-39§ 1957(f)(1)..................... 15-39§ 1961 ......15-36, 15-39, 15-55§ 1961(3) ........................ 15-56§ 1961(4) ........................ 15-56§ 1961(5) ........................ 15-57§ 1961–1968 ..................15-55§ 1962(c) .............15-55, 15-56§ 1964(c) ........................ 15-55§ 2319 ............................ 15-65§ 2320 .................15-65, 15-66

§ 2516................. 15-20, 15-21§ 2518............................ 15-20§ 2518(3) ....................... 15-20§ 3161.............................. 15-8§ 3282(a).......................... 4-17§ 3292.............................. 4-18§ 3486............................ 15-23§ 3486(a)(1)(B) ............... 15-24§ 3486(a)(6).................... 15-24§ 3575(e) ........................ 15-57§ 5316............................ 15-37

TITLE 21

§ 331.............................. 15-50

TITLE 22

§ 288................................ 4-10

TITLE 26

§ 6050I .......................... 15-37§ 7201................. 15-58, 15-60§ 7202............................ 15-58§ 7203............................ 15-58

TITLE 28

§ 2462.............................. 4-18

TITLE 29

§ 113.............................. 15-62§ 201–19 ........................ 15-63§ 207(a)(1)...................... 15-63§ 216(a).......................... 15-63§ 1111............................ 15-50§ 1131............................ 15-50§ 1141............................ 15-50§ 1145............................ 15-50ch. 18............................. 15-61

TITLE 31

§ 3729(a)............. 15-26, 15-82§ 3729(a)(1).................... 15-25§ 3729(a)(1)(A) ............... 15-25


T–16


§ 3729(a)(1)(B).....15-25, 15-32§ 3729(a)(1)(C) ............... 15-31§ 3729(a)(1)(G) .............. 15-25,

.....................15-31, 15-32§ 3729(a)(2) ................... 15-25,

.....................15-34, 15-82§ 3729(a)(7) .................... 15-25§ 3729(b)(1) .................... 15-30§ 3729(b)(4) .................... 15-32§ 3729–3733 .......15-25, 15-82§ 3730 ............................ 15-31§ 3730(b)(1) .................... 15-28§ 3730(b)(2) .................... 15-27§ 3730(b)(5) .................... 15-28§ 3730(c)(2)(A)................ 15-27§ 3730(c)(2)(B) ................ 15-27§ 3730(d) ........................ 15-27§ 3730(d)(1) .................... 15-27§ 3730(d)(3) ......... 15-27, 15-28§ 3730(d)(4) .................... 15-27§ 3730(e)(3) .................... 15-28§ 3730(e)(4)(A) ............... 15-28§ 3731(b) ........................ 15-33§ 3733 ............................ 15-24§ 3733(a)(1) .........15-24, 15-33§ 3733(i)(2)–(3) ............... 15-24§ 3733(l)(8)..................... 15-24§ 5313 ............................ 15-37

TITLE 35

§ 271 ..................................8-3

TITLE 41

§ 51–58 .......................... 15-70

TITLE 42

§ 1128A(i)(6)(A).............. 15-73§ 1320a-7(b)(1) ............... 15-80§ 1320a-7(b)(1)–(3) ......... 15-80§ 1320a-7a(i)(6)(A) ......... 15-73§ 1320a-7b ..........15-50, 15-70§ 1320a-7b(3) ................. 15-72

§ 1320a-7b(a)(3) ............. 15-50§ 1320a-7b(b) ................ 15-32,

.................... 15-50, 15-70§ 1320a-7b(g) ................. 15-32§ 1320a-7b(h)................. 15-74§ 1320a-7c(a)(4) ............. 15-25§ 1320a-7k(d)................. 15-75§ 1395j et seq................. 15-72§ 1395mm ..................... 15-73§ 1395w-23(a)(4) ............ 15-73§ 1395w-101 et seq. ....... 15-73§ 1395w-104(e)(6) .......... 15-73§ 1395w-114(a)(3) .......... 15-73§ 1395w-114a ................ 15-73§ 1395w-114a(g)............. 15-73§ 1395x(u)...................... 15-72§ 1396d(l)(2)(B) .............. 15-74§ 1853(a)(4).................... 15-73§ 1860D-3(e)(6).............. 15-73§ 1860D-4(e)(6).............. 15-73§ 1860D-14(a)(3)............ 15-73§ 1860D-14A ................. 15-73§ 1860D-14A(g) ............. 15-73§ 1860D-14A(g)(1) ......... 15-73§ 1860D-14A(g)(2) ......... 15-73§ 1861(u) ....................... 15-72§ 1876............................ 15-73§ 1905(l)(2)(B) ................ 15-73§ 1905(l)(2)(B)(i) ............. 15-73§ 1905(l)(2)(B)(ii) ............ 15-73

TITLE 50

§ 1701 et seq...................... 9-2§ 1701(a)............................ 9-2§ 1702(a)(1)........................ 9-6§ 1702(a)(1)(A) ................... 9-2§ 1702(a)(1)(B) ................... 9-2§ 1705................................ 9-5§ 1705(a)............................ 9-5§ 1705(b).......................... 9-14§ 1705(c) ............ 9-5, 9-6, 9-14app. § 1 et seq. ................... 9-2



T–17

INTERNATIONAL MATERIALS

Australia

Acts

Australian Crime Commission Act 2002 (Cth) ......................... 14-6Australian Securities and Investment Commission Act 2001

(Cth)generally ................................................................ 14-3, 14-4§ 49 ................................................................................ 14-6§ 50 ................................................................................ 14-6

Competition and Consumer Act 2010 (Cth) ............................. 14-5Copyright Act 1968 (Cth) ....................................................... 14-18Corporations Act 2001 (Cth)

generally ..................................................... 14-3, 14-4, 14-20§ 81 ................................................................................ 14-9§ 101C ........................................................................... 14-8§ 182 .............................................................................. 14-9§ 183 .............................................................................. 14-9§ 184 .............................................................................. 14-9§ 206A ........................................................................... 14-9§ 206B............................................................................ 14-9§ 596 .............................................................................. 14-7§ 596(a) .......................................................................... 14-7§ 596(b) .......................................................................... 14-7§ 596(c) .......................................................................... 14-7§ 659B............................................................................ 14-5§ 670A ........................................................................... 14-8§ 728 .............................................................................. 14-8§ 911A ......................................................................... 14-10§ 953A ........................................................................... 14-8§ 1012G(3)(a) ................................................................. 14-8§ 1022A.......................................................................... 14-8§ 1041A.......................................................................... 14-8§ 1041B .......................................................................... 14-8§ 1041C ......................................................................... 14-8§ 1041E .......................................................................... 14-8§ 1043A.......................................................................... 14-9§ 1311(1) ........................................................................ 14-9§ 1330 ............................................................................ 14-6


T–18


Criminal Code Act 1995 (Cth)generally............................................................ 14-12, 14-18§ 12.3 ........................................................................... 14-13div 70 ........................................................................... 14-10div 400 ......................................................................... 14-11

Customs Act 1901 (Cth) ........................................................ 14-16Environment Protection Act 1970 (Vic)

§ 27(2) .......................................................................... 14-13§ 66B(1)........................................................................ 14-12

Environment Protection Act 1993 (SA)§ 126 ............................................................................ 14-12§ 129(3) ........................................................................ 14-13§ 82 .............................................................................. 14-14

Environment Protection Act 1997 (ACT)§ 151 ............................................................................ 14-14

Environment Protection and Biodiversity Conservation Act 1999 (Cth)

§ 18A(1A) ..................................................................... 14-12§ 20A(1A) ..................................................................... 14-12§ 196–196E .................................................................. 14-12§ 211–211E .................................................................. 14-12§ 229A–229C ............................................................... 14-12§ 254 ............................................................................ 14-12§ 254A ......................................................................... 14-12§ 493 ............................................................................ 14-12§ 494 ............................................................................ 14-12

Environmental Management and Pollution ControlAct 1994 (Tas)

§ 57(1) .......................................................................... 14-13§ 60(3) .......................................................................... 14-13

Environmental Offenses and Penalties Act 1996 (NT)§ 4–7 ............................................................................ 14-14

Environmental Planning and Assessment Act 1979 (NSW)..... 14-13Environmental Protection Act 1986 (WA)

§ 3A ............................................................................. 14-14§ 49–50C...................................................................... 14-14§ 74(1) .......................................................................... 14-12§ 92(4) .......................................................................... 14-14§ 118(1) ........................................................................ 14-13

Environmental Protection Act 1994 (QLD)§ 430 ............................................................................ 14-12§ 432 ............................................................................ 14-12§ 434 ............................................................................ 14-12§ 435 ............................................................................ 14-12§ 492(3) ........................................................................ 14-13§ 493 ............................................................................ 14-12



T–19

Fair Work Act 2009 (Cth) ....................................................... 14-15Foreign Proceedings (Excess of Jurisdiction) Act 1984 (Cth) .... 14-21Mutual Assistance in Criminal Matters Act 1987 (Cth)

§ 8 ................................................................................ 14-22Privacy Act 1988 (Cth) ........................................................... 14-19Proceeds of Crime Act 2002 (Cth) .................... 14-10, 14-12, 14-20Protection of the Environment Operations Act 1997 (NSW)

§ 203 ............................................................................ 14-14§ 211(1) ........................................................................ 14-14

Tax Administration Act 1953 (Cth) ........................................ 14-12Trade Marks Act 1995 (Cth) ................................................... 14-18

§ 145 ............................................................................ 14-19§ 148 ............................................................................ 14-19

Work Health and Safety Act 2011 (Cth).................................. 14-15

Brazil

Statutes and Decrees

Clean Companies Act............................................................. 10-23Law 2,848/1940—Law of Misdemeanors

(Lei das Contravenções Penais) .......................................... 10-5art. 9, item I ................................................................. 10-17art. 9, item II ................................................................ 10-17art. 121, para. 5 ............................................................ 10-15art. 121–127................................................................. 10-11art. 154 ............................................................. 10-12, 10-16art. 171 .......................................................................... 10-7art. 184 .......................................................................... 10-8art. 197–205................................................................... 10-8art. 288 ........................................................................ 10-15art. 317 .......................................................................... 10-7art. 333 .......................................................................... 10-6art. 334 .......................................................................... 10-8tit. V............................................................................. 10-24tit. VI ........................................................................... 10-24

Law 3,689/1941—Code of Criminal Procedureart. 76 .......................................................................... 10-11art. 77 .......................................................................... 10-11art. 78, item I ............................................................... 10-11art. 156 ........................................................................ 10-10art. 157 ........................................................................ 10-11art. 185 et seq. ............................................................. 10-11art. 196 ........................................................................ 10-11


T–20


art. 207 ........................................................................ 10-12art. 240 ........................................................................ 10-12art. 406–497................................................................. 10-10art. 780 ........................................................................ 10-17art. 780–86................................................................... 10-13art. 781 ........................................................................ 10-17art. 787–790................................................................. 10-17

Law 4,657/1942—Brazilian Civil Code (Lei de Introdução ao Código Civil Brasileiro) .................................................. 10-3

art. 12, para. 2.............................................................. 10-17Law 4,737/1965—Electoral Crimes (Crimes Eleitorais) .... 10-5, 10-6Law 5,689/1973—Code of Civil Procedure

art. 90 .......................................................................... 10-16art. 130 .......................................................................... 10-9art. 347, item II ............................................................ 10-12art. 406, item II ............................................................ 10-12

Law 6,061/2007...................................................................... 10-13Law 6,385/1976........................................................................ 10-4Law 6,683/1979...................................................................... 10-15Law 6,815/1980—Foreigners’ Statute...................................... 10-13Law 7,347/1985—Civil Class Action Law

art. 5, para. 6................................................................ 10-14Law 7,492/1986—Crimes against the National Financial System

(Crimes contra o Sistema Financeiro Nacional)generally......................................................................... 10-6art. 22 ............................................................................ 10-7

Law 7,716/1989—Discrimination and Prejudice Crimes (Crimes de Discriminação e Preconceito) ........................... 10-6

Law 8,137/1990—Crimes against the Tax System; Competitionand Consumer Relations (Crimes contra a Ordem Tributária, Econômica e contra as Relações de Consumo)

generally................................................................ 10-5, 10-6art. 1 .............................................................................. 10-8art. 2 .............................................................................. 10-8art. 4 ................................................................... 10-7, 10-15

Law 8,420/2015—Anticorruption Law.................................... 10-22Law 8,429/1992—Administrative Misconduct Law................. 10-22

art. 9 ............................................................................ 10-20art. 10 ............................................................... 10-20, 10-21art. 11 ............................................................... 10-20, 10-21

Law 8,666/1993—Bidding and Procurement Crimes(Crimes de Licitações)

generally................................................... 10-6, 10-15, 10-22art. 87, item III............................................................. 10-19art. 87, item IV............................................................. 10-19



T–21

art. 88 .......................................................................... 10-19art. 89–98....................................................................... 10-9

Law 8,906/1994—Statute on the Practice of Law and the Brazilian Bar Association (Estatuto da Advocacia e da Ordem dos Advogados do Brasil)

art. 7, item II ................................................................ 10-12Law 9,279/1996—Crimes against Intellectual Property

(Crimes Contra a Propriedade Industrial) ........................... 10-6art. 183–95..................................................................... 10-9

Law 9,296/1996........................................................... 10-11, 10-12Law 9,503/1997—Traffic Crimes (Crimes de Trânsito) .............. 10-6Law 9,605/1998—Environmental Crimes (Crimes contra o

Meio Ambiente)generally ................................................................ 10-6, 10-8art. 3 ............................................................................ 10-24art. 32 .......................................................................... 10-24

Law 9,613/1998—Money Laundering Crimes (Crimes de Lavagem de Dinheiro)

generally ................................................................ 10-4, 10-6art. 1 .............................................................................. 10-7art. 1, para. 5................................................................ 10-15art. 8, para. 2................................................................ 10-17art. 9 ............................................................................ 10-16

Law 9,782/1999........................................................................ 10-4Law 10,826/2003—Firearms Crimes (Crimes de Armas

de Fogo) ............................................................................. 10-6Law 11,343/2006—Drug and Narcotics Crimes

(Crimes de Drogas)............................................................. 10-6Law 12,529/2011...................................................................... 10-4

art. 86 .......................................................................... 10-15art. 87 .......................................................................... 10-15

Law 12,846/2013—Anticorruption Lawgenerally ................................................... 1-11, 10-21, 10-22art. 16 et seq. ............................................................... 10-14

Law 12,850/2014—Crimes by Criminal Organizations (Crimes de Organização Criminosa) ............. 10-6, 10-11, 10-12


T–22


China

Statutes

Zhonghua Renmin Gongheguo Xingzheng Chufa Fa ( 中华人民共和国行政处罚法 ) [Administrative Penalty Law of the P.R.C.]

art. 7 ................................................................... 13-5, 13-42art. 8 ............................................................................ 13-42art. 24 .......................................................................... 13-42art. 27 .......................................................................... 13-40art. 28 ............................................................................ 13-5art. 33 .......................................................................... 13-38art. 34 .......................................................................... 13-38art. 36 .......................................................................... 13-38art. 37 .......................................................................... 13-38

Zhonghua Renmin Gongheguo Xing Fa Xiuzheng An Qi ( 中华人民共和国刑法修正案七 ) [Amendment (VII) tothe Criminal Law of the P.R.C.]

art. 3 ................................................................. 13-22, 13-23Zhonghua Renmin Gongheguo Fanxiqian Fa

( 中华人民共和国反洗钱法 ) [Anti-Money Laundering Law of the P.R.C.] ..................................................................... 13-8

art. 9 .............................................................................. 13-9art. 10 .......................................................................... 13-10art. 11 .......................................................................... 13-10

Zhonghua Renmin Gongheguo Fanlongduan Fa ( 中华人民共和国反垄断法 ) [Anti-Monopoly Law of the P.R.C.]

art. 9 ............................................................................ 13-18art. 10 .......................................................................... 13-19art. 13 ............................................................... 13-13, 13-14art. 14 ............................................................... 13-13, 13-14art. 15 .......................................................................... 13-14art. 16 .......................................................................... 13-14art. 17 .......................................................................... 13-14art. 18 .......................................................................... 13-15art. 19 .......................................................................... 13-15art. 20 .......................................................................... 13-15art. 22 .......................................................................... 13-17art. 25 .......................................................................... 13-16art. 26 .......................................................................... 13-17art. 27 .......................................................................... 13-17art. 33–37..................................................................... 13-18art. 46 .......................................................................... 13-19art. 47 .......................................................................... 13-19



T–23

art. 48 .......................................................................... 13-19art. 50 .......................................................................... 13-20

Zhonghua Renmin Gongheguo Fanbuzhengdang Jingzheng Fa ( 中华人民共和国反不正当竞争法 ) [Anti-Unfair CompetitionLaw of the P.R.C.]

generally ................................................... 13-6, 13-13, 13-35art. 22 ............................................................................ 13-7

Zhonghua Renmin Gongheguo Minshi Susong Fa ( 中华人民共和国民事诉讼法 ) [Civil Procedure Law ofthe P.R.C.]

art. 55 .......................................................................... 13-25Zhonghua Renmin Gongheguo Hetong Fa

( 中华人民共和国合同法 ) [Contract Law of the P.R.C.]art. 52 .......................................................................... 13-10art. 54 .......................................................................... 13-10

Zhonghua Renmin Gongheguo Zhuzuoquan Fa ( 中华人民共和国著作权法 ) [Copyright Law of the P.R.C.]

generally ....................................................................... 13-35art. 48 .......................................................................... 13-37

Zhonghua Renmin Gongheguo Xing Fa( 中华人民共和国刑法 ) [Criminal Law of the P.R.C.]

generally ...............................13-6, 13-7, 13-36, 13-37, 13-39art. 6 ............................................................................ 13-40art. 7 ............................................................................ 13-40art. 8 ............................................................................ 13-41art. 9 ............................................................................ 13-41art. 11 .......................................................................... 13-41art. 33 .......................................................................... 13-41art. 34 .......................................................................... 13-41art. 36 .......................................................................... 13-41art. 67 .......................................................................... 13-40art. 140–50................................................................... 13-13art. 163 .......................................................................... 13-8art. 164 .......................................................................... 13-8art. 191 .......................................................................... 13-9art. 213–20................................................................... 13-33art. 217 ........................................................................ 13-33art. 218 ........................................................................ 13-33art. 224 ........................................................................ 13-10art. 391 .......................................................................... 13-8art. 393 .......................................................................... 13-8ch. 6, § 6 ...................................................................... 13-28

Zhonghua Renmin Gongheguo Xing Fa ( 中华人民共和国刑法 ) [Criminal Law of the P.R.C. of 1979]

art. 121 ........................................................................ 13-22


T–24


Zhonghua Renmin Gongheguo Xing Fa( 中华人民共和国刑法 ) [Criminal Law of the P.R.C. of 1997]

generally....................................................................... 13-23art. 3 ............................................................................ 13-22

Zhonghua Renmin Gongheguo Xingshi Susong Fa ( 中华人民共和国刑事诉讼法 ) [Criminal Procedure Lawof the P.R.C.]

art. 1 .............................................................................. 13-5art. 7 .............................................................................. 13-4art. 46 ............................................................... 13-38, 13-39art. 48 .......................................................................... 13-37art. 52 .......................................................................... 13-37art. 54 .......................................................................... 13-37art. 60 .......................................................................... 13-37art. 99 .......................................................................... 13-41art. 108 ........................................................................ 13-39art. 118 ........................................................................ 13-40art. 172 .......................................................................... 13-5

Zhonghua Renmin Gongheguo Haiguan Fa ( 中华人民共和国海关法 ) [Customs Law of the P.R.C.]

art. 2 ............................................................................ 13-30art. 6 ............................................................................ 13-30art. 9 ............................................................................ 13-31art. 11 .......................................................................... 13-31art. 24 .......................................................................... 13-31art. 25 .......................................................................... 13-31art. 29 .......................................................................... 13-31art. 54 .......................................................................... 13-31ch. 5 ............................................................................. 13-29ch. 6 ............................................................................. 13-29

Zhonghua Renmin Gongheguo Jieyue Nengyuan Fa ( 中华人民共和国节约能源法 ) [Energy Conservation Law of the P.R.C.] ............................................................ 13-27

Zhonghua Renmin Gongheguo Huanjing Baohu Fa ( 中华人民共和国环境保护法 ) [Environmental ProtectionLaw of the P.R.C.] ............................................................ 13-25

Zhonghua Renmin Gongheguo Minfa Tongze ( 中华人民共和国民法通则 ) [General Principle of Civil Lawof the P.R.C.]

art. 124 ........................................................................ 13-24Zhonghua Renmin Gongheguo Shuishou Zhengshou Guanli Fa

( 中华人民共和国税收征收管理法 ) [Law of the P.R.C. Concerning the Administration of Tax Collection]

art. 32 .......................................................................... 13-20art. 40 .......................................................................... 13-21



T–25

art. 52 .......................................................................... 13-21art. 63 .......................................................................... 13-20art. 66 .......................................................................... 13-21

Zhonghua Renmin Gongheguo Jinchukou Shangpin Jianyan Fa( 中华人民共和国进出口商品检验法 ) [Law of the P.R.C. on Import and Export Commodity Inspection]

art. 4 ............................................................................ 13-30art. 5 ............................................................................ 13-30art. 11 .......................................................................... 13-32art. 16 .......................................................................... 13-33art. 19 .......................................................................... 13-30

Zhonghua Renmin Gongheguo Daqi Wuran Fangzhi Fa( 中华人民共和国大气污染防治法 ) [Law of the P.R.C. onthe Prevention and Control of Atmospheric Pollution] ..... 13-27

Zhonghua Renmin Gongheguo Guti Feiwu Wuran Huanjing Fangzhi Fa ( 中华人民共和国固体废物污染环境防治法 ) [Law of the P.R.C. on the Prevention and Control ofEnvironmental Pollution by Solid Wastes]

generally ....................................................................... 13-27art. 32 .......................................................................... 13-28art. 57 .......................................................................... 13-28art. 59 .......................................................................... 13-28

Zhonghua Renmin Gongheguo Huanjing Zaosheng Wuran Fangzhi Fa ( 中华人民共和国环境噪声污染防治法 )[Law of the P.R.C. on Prevention and Control of Pollution from Environmental Noise].............................................. 13-27

Zhonghua Renmin Gongheguo Xiaofeizhe Quanyi Baohu Fa( 中华人民共和国消费者权益保护法 ) [Law of the P.R.C.on the Protection of Consumer Rights and Interests]

art. 55 .......................................................................... 13-12art. 56 .......................................................................... 13-12

Zhonghua Renmin Gongheguo Lvshi Fa( 中华人民共和国律师法 ) [Lawyers Law of the P.R.C.]

art. 38 .......................................................................... 13-39Zhonghua Renmin Gongheguo Jianchayuan Zuzhi Fa

( 中华人民共和国检察院组织法 ) [Organization Law ofthe People’s Procuratorates of the P.R.C.]

art. 1 .............................................................................. 13-4art. 5 .............................................................................. 13-4

Zhonghua Renmin Gongheguo Zhuanli Fa( 中华人民共和国专利法 ) [Patent Law of the P.R.C.]

generally ....................................................................... 13-35art. 11 .......................................................................... 13-34art. 61 .......................................................................... 13-34art. 62 .......................................................................... 13-34


T–26


Zhonghua Renmin Gongheguo Jinchukou Guanshui Tiaoli ( 中华人民共和国进出口关税条例 ) [Regulations of the P.R.C.on Import and Export Duties]

art. 18 .......................................................................... 13-32art. 26 .......................................................................... 13-32art. 36 .......................................................................... 13-31art. 60 .......................................................................... 13-32

Zhonghua Renmin Gongheguo Guojia Anquan Fa ( 中华人民共和国国家安全法 ) [State Securities Law ofthe P.R.C.]

art. 69 .......................................................................... 13-11art. 74 .......................................................................... 13-11art. 75 .......................................................................... 13-11art. 76 .......................................................................... 13-11art. 77 .......................................................................... 13-11art. 79 .......................................................................... 13-11

Zhonghua Renmin Gongheguo Qinquan Zeren Fa ( 中华人民共和国侵权责任法 ) [Tort Law of the P.R.C.]

generally....................................................................... 13-33art. 68 .......................................................................... 13-24

Zhonghua Renmin Gongheguo Shangbiao Fa ( 中华人民共和国商标法 ) [Trademark Law of the P.R.C.]

generally....................................................................... 13-34art. 56 .......................................................................... 13-35art. 58 .......................................................................... 13-35art. 63 .......................................................................... 13-37

Zhonghua Renmin Gongheguo Shui Wuran Fangzhi Fa( 中华人民共和国水污染防治法 ) [Water Pollution Prevention and Control Law of the P.R.C.] ....................... 13-27

Regulations, Administrative Provisions, Judicial Rules

Zhifu Jigou Fanxiqian he Fankongbu Rongzi Guanli Banfa( 支付机构反洗钱和反恐怖融资管理办法 ) [AdministrativeMeasures for Payment Institutions Regarding Anti-MoneyLaundering and Counter Terrorism Financing]

art. 10–25....................................................................... 13-9art. 26–32..................................................................... 13-10art. 33–39..................................................................... 13-10

Guanyu Jinzhi Shangye Huilu Xingwei de Zanxing Guiding( 关于禁止商业贿赂行为的暂行规定 ) [Interim Provisionson Prohibiting Commercial Bribery]

generally......................................................................... 13-6art. 9 .............................................................................. 13-7



T–27

Guanyu Banli Huanjing Wuran Xingshi Anjian Shiyong Falv Ruogan Wenti de Jieshi ( 关于办理环境污染刑事案件适用法律若干问题的解释 )[Interpretation on Several Issues concerning the Application of Law in the Handling of Criminal Cases of Environmental Pollution]

generally ....................................................................... 13-28art. 298 ........................................................................ 13-11

Guanyu Jingyingzhe Jizhong Shenbao Biaozhun de Guiding( 国务院关于经营者集中申报标准的规定 ) [Provisions ofthe State Council on the Standards for Declaration ofConcentration of Business Operators]

art. 3 ............................................................................ 13-16Minshi Anjian Anyou Guiding ( 民事案件案由规定 )

[The Provisions on the Cause of Action of Civil Cases]Jianshe Xiangmu Jungong Huanjing Baohu Yanshou Guanli

Banfa ( 建设项目竣工环境保护验收管理办法 ) [Regulation onEnvironmental Protection Management for ConstructionProjects]

art. 7 ............................................................................ 13-25art. 18–20..................................................................... 13-32

Shangye Huilu Xingwei Chufa Guiding ( 商业贿赂行为处罚规定 ) [Regulations on Penalties for the Commercial Bribery]

art. 3 .............................................................................. 13-7Guanyu Banli Shangye Huilu Xingshi Anjian Shiyong Falu

Ruogan Wenti de Yijian ( 关于办理商业贿赂刑事案件适用法律若干问题的意见 ) [Several Opinions on Issues concerning the Application of Law in the Handling of Criminal Cases of Commercial Briberies]

art. 7 .............................................................................. 13-6art. 10 ............................................................................ 13-7

Guanyu Shenli Zhengquan Shichang Yin Xujia Chenshu Yinfa de Minshi Peichang Anjian de Ruogan Guiding ( 关于审理证券市场因虚假陈述引发的民事赔偿案件的若干规定 )[Several Provisions of the Supreme People’s Court on Trial of Civil Compensation Cases Arising fromFalse Statement in Securities Market] .............................. 13-12


T–28


India

Acts

Companies Act, No. 1 of 1956§ 621A(2) ..................................................................... 12-30

Companies Act, No. 18 of 2013generally.......................................... 12-4, 12-5, 12-25, 12-27§ 271 ............................................................................ 12-39

Competition Act, No. 12 of 2003§ 3 ................................................................................ 12-13§ 3(1)............................................................................ 12-12§ 3(2)............................................................................ 12-12§ 3(3)............................................................................ 12-12§ 4 ................................................................................ 12-14§ 27 ................................................................... 12-14, 12-37§ 27(b) .......................................................................... 12-12§ 28 .............................................................................. 12-39§ 32 .............................................................................. 12-34

Copyright Act, No. 14 of 1957 ...................................... 12-7, 12-19Customs Act, No. 52 of 1962

generally....................................................................... 12-40§ 2(39) .......................................................................... 12-18§ 11 .............................................................................. 12-18§ 31 .............................................................................. 12-18§ 37 .............................................................................. 12-18§ 38 .............................................................................. 12-18

Foreign Exchange Management Act, No. 42 of 1999................. 12-6Income Tax Act, No. 43 of 1961

generally....................................................................... 12-14§ 9(1)............................................................................ 12-34§ 43A ................................................................ 12-20, 12-27§ 45 .............................................................................. 12-28§ 46 .............................................................................. 12-28§ 69 .............................................................................. 12-28§ 72A ................................................................ 12-20, 12-28

Indian Evidence Act, No. 1 of 1972generally......................................................................... 12-7§ 126 ............................................................................ 12-25§ 128 ............................................................................ 12-26§ 129 ............................................................................ 12-26

Indian Extradition Act, No. 34 of 1962................................... 12-36Indian Telegraph Act, No. 13 of 1885

§ 24 .............................................................................. 12-28Information Technology Act, No. 21 of 2000.......................... 12-16



T–29

Monopolies and Restrictive Trade Practices Act, No. 54 of 1969§ 37 .............................................................................. 12-12

National Green Tribunal Act, No. 19 of 2010§ 26 .............................................................................. 12-16

National Highways Authority Act, No. 68 of 1988 ................. 12-38Official Secrets Act, No. 19 of 1923........................................ 12-27Prevention of Corruption Act, No. 49 of 1988

generally ........................................ 12-9, 12-10, 12-39, 12-40§ 4 ................................................................................ 12-37

Prevention of Money Laundering Act, No. 15 of 2003generally .............................................................. 12-6, 12-11§ 5 ................................................................................ 12-40§ 8 ................................................................................ 12-10§ 24 .............................................................................. 12-10§ 70 .............................................................................. 12-10

Right to Information Act, No. 22 of 2005§ 2(h)............................................................................ 12-24

Securities and Exchange Board of India Act, No. 15 of 1992 ..... 12-7§ 15T(2) ....................................................................... 12-29§ 24A ........................................................................... 12-30

The Competition Commission of India (Lesser Penalty) Regulations, No. 4 of 2009 .............................................. 12-13

Trade Marks Act, No. 47 of 1999............................................ 12-19Whistleblowers Protection Act, No. 17 of 2014 ...................... 12-27

§ 3(b) ............................................................................ 12-26

Codes

Code of Criminal Procedure, No. 2 of 1974generally ......................................................................... 12-7§ 188 ............................................................................ 12-34§ 428 ............................................................................ 12-33

Indian Penal Code, No. 45 of 1860generally .............................................................. 12-7, 12-16§ 2 ................................................................................ 12-34§ 3 ................................................................................ 12-34§ 406 ............................................................................ 12-11§ 408 ............................................................................ 12-11


T–30


Russia

Codes

Administrative Code of Offensesgenerally........................................ 11-9, 11-16, 11-34, 11-35art. 19.28 ..................................................................... 11-11ch. 8 ............................................................................. 11-33

Anti-Corruption Law..................................................... 11-9, 11-10Code of Professional Ethics of Advocates (the Professional Code)

art. 6 ............................................................................ 11-22Customs Code

generally............................................................ 11-17, 11-18art. 17 .......................................................................... 11-16art. 65 .......................................................................... 11-16art. 189 ........................................................................ 11-16

Grazhdanskii Kodeks Rossiiskoi Federatsii [Civil Code]art. 15 ............................................................................ 11-6art. 15(2) ...................................................................... 11-34art. 53(3) ........................................................................ 11-6art. 61 .......................................................................... 11-30art. 167(2) .................................................................... 11-31art. 168 ............................................................... 11-6, 11-31art. 169 ............................................................... 11-6, 11-31art. 170 .......................................................................... 11-6art. 181 ........................................................................ 11-32art. 450(2) ...................................................................... 11-6art. 1252 ...................................................................... 11-19art. 1257 ...................................................................... 11-19art. 1281 ...................................................................... 11-19art. 1295(2) .................................................................. 11-19art. 1345 ...................................................................... 11-18art. 1358 ...................................................................... 11-18art. 1465 ...................................................................... 11-20art. 1466 ...................................................................... 11-20art. 1467 ...................................................................... 11-20art. 1484 ...................................................................... 11-18art. 1487 ...................................................................... 11-19art. 1516 ...................................................................... 11-20

Kodeks Rossiiskoi Federatsii RF ob Administrativnykh Pravonarusheniiakh [Code of Administrative Violations]

§ 1, art. 4.2................................................................... 11-26§ 1, art. 4.3................................................................... 11-26§ 1, art. 4.4................................................................... 11-26§ 2, art. 4.1................................................................... 11-26



T–31

§ 2, art. 4.4................................................................... 11-26§ 2.1, art. 19.5.............................................................. 11-15§ 3, art. 4.1................................................................... 11-26art. 1.5 ......................................................................... 11-27art. 2.9 ......................................................................... 11-25art. 3.2–3.14................................................................. 11-27art. 4.5 ......................................................................... 11-33art. 4.5(1) .............................................................. 11-5, 11-6art. 4.5(2) ..................................................................... 11-33art. 5.27 ....................................................................... 11-34art. 7.12 ....................................................................... 11-37art. 7.14.1 .................................................................... 11-33art. 7.27 .............................................................. 11-8, 11-28art. 13.11 ..................................................................... 11-35art. 13.20 ..................................................................... 11-35art. 14.10 ..................................................................... 11-37art. 14.31 ..................................................................... 11-32art. 14.32 ..................................................................... 11-32art. 14.33 ..................................................................... 11-37art. 16 ............................................................... 11-35, 11-36art. 16.1 ....................................................................... 11-35art. 16.2 ....................................................................... 11-35art. 16.5 ....................................................................... 11-35art. 16.7 ....................................................................... 11-36art. 16.11 ..................................................................... 11-36art. 16.15 ..................................................................... 11-36art. 16.16 ..................................................................... 11-36art. 19.5 ....................................................................... 11-35art. 19.28 ..................................................................... 11-31art. 19.29 ..................................................................... 11-31

Paris Convention for the Protection of Industrial Propertyart. 2 ............................................................................ 11-18

Trudovoi Kodeks Rossiiskoi Federatsii [Labor Code]................ 11-15art. 419 ........................................................................ 11-16

Ugolovnyi Kodeks Rossiiskoi Federatsii [Criminal Code]generally ................................................... 11-9, 11-11, 11-16§ 1, art. 143.................................................................. 11-35§ 1, art. 159......................................................... 11-8, 11-28§ 1, art. 159.1–159.3 ...................................................... 11-8§ 1, art. 159.4................................................................. 11-8§ 1, art. 159.5–159.6 ...................................................... 11-8§ 1, art. 204.................................................................. 11-30§ 1, art. 290.................................................................. 11-29§ 1, art. 291.................................................................. 11-28§ 2, art. 43.................................................................... 11-27


T–32


§ 2, art. 143.................................................................. 11-35§ 2, art. 159.................................................................. 11-28§ 2, art. 204.................................................................. 11-30§ 3, art. 204.................................................................. 11-30§ 3(b), art. 291.1........................................................... 11-29§ 4, art. 204.................................................................. 11-30§ 4(b), art. 291.............................................................. 11-28§ 5, art. 291.................................................................. 11-28§ 5, art. 291.1............................................................... 11-29§ 6, art. 290.................................................................. 11-29art. 11 .......................................................................... 11-26art. 12 .......................................................................... 11-26art. 15(2)–(3) .................................................................. 11-5art. 49 .......................................................................... 11-27art. 50 .......................................................................... 11-27art. 53 .......................................................................... 11-27art. 54 .......................................................................... 11-27art. 56 .......................................................................... 11-27art. 75 .......................................................................... 11-25art. 78(1) ........................................................................ 11-5art. 78(1)(a)–(b)............................................................... 11-5art. 78(2) ........................................................................ 11-5art. 147 ........................................................................ 11-37art. 174 ........................................................................ 11-12art. 178 ........................................................................ 11-33art. 194 ........................................................................ 11-36art. 291 ........................................................................ 11-29art. 291.1 ..................................................................... 11-29art. 304 ........................................................................ 11-30art. 325 ........................................................................ 11-35ch. 26 ........................................................................... 11-33n. 1, art. 201 ................................................................ 11-10n. 1, art. 285 ................................................................ 11-10n. 2, art. 285 ................................................................ 11-10n. 2, art. 290 ................................................................ 11-10

Statutes

Federal Law No. 14-FZ, “On Limited Liability Companies” ...... 11-6Federal Law No. 63-FZ, “On Advocacy and the Bar in the

Russian Federation”art. 6 ............................................................................ 11-22art. 8 ............................................................................ 11-22art. 9 ............................................................................ 11-22

Federal Law No. 98-FZ, “Concerning Commercial Secrets”art. 10 .......................................................................... 11-20



T–33

Federal Law No. 115-FZ, “On Combating Money Launderingand the Financing of Terrorism”............................ 11-11, 11-12

Federal Law No. 135-FZ, “On Protection of Competition”generally ....................................................................... 11-12art. 4, § 19.................................................................... 11-13art. 10 .......................................................................... 11-14art. 11 .......................................................................... 11-14art. 11, § 1.................................................................... 11-13art. 13 .......................................................................... 11-14

Federal Law No. 152-FZ, “On Personal Data”§ 1, art. 3...................................................................... 11-24art. 12(4) ...................................................................... 11-25

Federal Law No. 208-FZ, “On Joint-Stock Companies”art. 71 ............................................................................ 11-6

Federal Law No. 273-FZ, “On Counteracting Corruption”art. 1 .............................................................................. 11-9

Federal Law No. 2202-1, “On the Prosecution Service of theRussian Federation” ......................................................... 11-22

United Kingdom

Acts

Bribery Act 2010generally ...............................1-5, 1-7, 1-10, 1-12, 1-13, 1-14,

........................1-25, 4-14, 4-22, 11-9, 16-67, 16-84§ 1 ............................................... 16-18, 16-24, 16-26, 16-29§ 1(2)............................................................................ 16-20§ 1(3)............................................................................ 16-20§ 1(4)............................................................................ 16-20§ 1(5)............................................................................ 16-20§ 2 ............................................... 16-20, 16-24, 16-26, 16-29§ 2(2)............................................................................ 16-20§ 2(3)............................................................................ 16-20§ 2(4)............................................................................ 16-20§ 2(5)............................................................................ 16-21§ 2(7)............................................................................ 16-21§ 3(2)............................................................................ 16-21§ 3(6)............................................................................ 16-21§ 4 ................................................................................ 16-21§ 5(1)............................................................................ 16-21§ 5(2)............................................................................ 16-21§ 6 ............................................... 16-22, 16-24, 16-26, 16-29§ 6(5)............................................................................ 16-22


T–34


§ 7 ..................................................................... 16-24, 16-29§ 8(1)............................................................................ 16-24§ 12 .............................................................................. 16-24§ 12(2)–(4) .................................................................... 16-24§ 12(4) ............................................................... 16-24, 16-25§ 12(6) .......................................................................... 16-24§ 13(1) .......................................................................... 16-25§ 13(2) .......................................................................... 16-25§ 13(3) .......................................................................... 16-25§ 14 .............................................................................. 16-25§ 14(2) .......................................................................... 16-24§ 15(1) .......................................................................... 16-25§ 19(5) .......................................................................... 16-18

Companies Act 2006§ 993 ................................................................. 16-38, 16-39

Company Directors Disqualification Act 1986§ 2 ................................................................................ 16-42

Coroners and Justice Act 2009§ 125(1) ........................................................................ 16-53

Corporate Manslaughter and Corporate Homicide Act 2007.... 16-58Crime and Courts Act 2013

§ 5 ................................................................................ 16-77sch. 17 .............................................................. 16-25, 16-76

Crime (International Cooperation) Act 2003§ 7(1)............................................................................ 16-86

Criminal Justice Act 1967§ 9 ................................................................................ 16-70

Criminal Justice Act 1987generally....................................................................... 16-10§ 2 ................................................................................ 16-67§ 2(2)............................................................................ 16-67§ 2(3)............................................................................ 16-67§ 2(4)............................................................................ 16-67§ 2(13) .......................................................................... 16-67§ 2(14) .......................................................................... 16-67§ 2A ............................................................................. 16-67

Criminal Justice Act 1993generally....................................................................... 16-81§ 1(2)(bb) ...................................................................... 16-82§ 2(1)............................................................................ 16-82§ 2(1A) ......................................................................... 16-83§ 2(3)............................................................................ 16-82§ 4 ................................................................................ 16-83§ 4(1)............................................................................ 16-83§ 4(2)............................................................................ 16-83



T–35

Criminal Justice Act 2003§ 148 ............................................................................ 16-63§ 152 ............................................................................ 16-63§ 164(2) ........................................................................ 16-63§ 174 ............................................................................ 16-79

Criminal Justice and Public Order Act 1994§ 34 .............................................................................. 16-70

Data Protection Act 1998 ....................................................... 16-40§ 29(1) .......................................................................... 16-75§ 29(3) .......................................................................... 16-75§ 55 .............................................................................. 16-64

Employment Rights Act 1996§ 103A ......................................................................... 16-74

Enterprise and Regulatory Reform Act 2013 ............................... 6-3Environment Act 1995

§ 108 ...................................................... 16-69, 16-70, 16-71§ 109 ............................................................................ 16-70

Environmental Protection Act 1990§ 33 .............................................................................. 16-54§ 33(1)(a) ................................................ 16-44, 16-46, 16-47§ 33(7) .......................................................................... 16-49§ 78M................................................................ 16-44, 16-46§ 80(4) ............................................................... 16-44, 16-47§ 80(7) .......................................................................... 16-49§ 80(9) .......................................................................... 16-49§ 157 ............................................................................ 16-45

European Communities Act 1972............................................. 16-6Financial Services and Markets Act 2000................................ 16-68

§ 123 ............................................................................ 16-40Fraud Act 2006

generally ............................................................ 16-40, 16-81§ 1 ..................................................................... 16-82, 16-83§ 2 ..................................................................... 16-37, 16-40§ 3 ................................................................................ 16-40§ 4 ..................................................................... 16-37, 16-40§ 6 ................................................................................ 16-82§ 7 ................................................................................ 16-82§ 9 ................................................................................ 16-82§ 11 .............................................................................. 16-82§ 12 .............................................................................. 16-36§ 12(2) .......................................................................... 16-36§ 12(3) .......................................................................... 16-36

Health and Safety at Work, etc. Act 1974 (HSWA)generally ............................................................ 16-54, 16-61§ 2 ................................................................................ 16-55§ 3 ..................................................................... 16-55, 16-63


T–36


§ 4 ................................................................................ 16-55§ 6 ................................................................................ 16-55§ 7 ................................................................................ 16-55§ 8 ................................................................................ 16-56§ 20 ........................................................ 16-62, 16-70, 16-71§ 33 .............................................................................. 16-56§ 33(1) .......................................................................... 16-47§ 36 .............................................................................. 16-56§ 37 .............................................................................. 16-56§ 40 .............................................................................. 16-60

Legal Aid, Sentencing and Punishment of Offenders Act 2012§ 85 .............................................................................. 16-16

Police Act 1997pt. III............................................................................ 16-64

Police and Criminal Evidence Act 1984 (PACE) ...................... 16-70Powers of Criminal Courts (Sentencing) Act 2000

§ 130(1) ........................................................................ 16-42§ 130(12) ...................................................................... 16-42

Prevention of Corruption Act 1906......................................... 16-18Prevention of Corruption Act 1916......................................... 16-18Prevention of Frauds (Investments) Act 1958

§ 13(1)(b) ...................................................................... 16-84Proceeds of Crime Act 2002

generally................................................. 16-29, 16-52, 16-86§ 6 ..................................................................... 16-26, 16-42§ 13(5) .......................................................................... 16-42§ 13(6) .......................................................................... 16-42§ 328 ............................................................................ 16-31§ 328(1) ........................................................................ 16-31§ 329 ............................................................................ 16-34§ 330 ............................................................................ 16-31§ 331 ............................................................................ 16-32§ 333A .............................................................. 16-32, 16-33§ 336 ............................................................................ 16-32§ 339A ......................................................................... 16-33§ 340(2) ........................................................................ 16-30§ 340(3) ........................................................................ 16-30§ 342 ................................................................. 16-32, 16-33§ 345(4) ........................................................................ 16-68§ 347 ............................................................................ 16-68§ 352 ............................................................................ 16-68§ 378 ............................................................................ 16-68§ 451 ............................................................................ 16-33pt. 7 ............................................................................. 16-33pt. 8 ............................................................................. 16-67



T–37

sch. 9 ........................................................................... 16-31Prosecution of Offences Act 1985

§ 6(1)............................................................................ 16-16Public Bodies Corrupt Practices Act 1889 ............................... 16-18Public Interest Disclosure Act 1998........................................ 16-74Regulation of Investigatory Powers Act 2000

§ 26(8) .......................................................................... 16-66§ 28(3) .......................................................................... 16-65§ 29(2) .......................................................................... 16-67§ 29(3) .......................................................................... 16-66§ 32(2) .......................................................................... 16-65§ 32(2)–(4) .................................................................... 16-65§ 48(1) .......................................................................... 16-65pt. II ............................................................................. 16-65

Regulatory Enforcement and Sanctions Act 2008 (RESA) ........ 16-49Serious and Organized Crime and Police Act 2005

§ 76(1) .......................................................................... 16-40§ 76(7)(b) ...................................................................... 16-40§ 79(2) .......................................................................... 16-40§ 79(3) .......................................................................... 16-40§ 79(4) .......................................................................... 16-40§ 79(5) .......................................................................... 16-40§ 79(6) .......................................................................... 16-40§ 79(10) ........................................................................ 16-40§ 81 .............................................................................. 16-40§ 81(4) .......................................................................... 16-40§ 81(5) .......................................................................... 16-40

Serious Crime Act 2007§ 19(2) .......................................................................... 16-40§ 19(5) .......................................................................... 16-42§ 19(7) .......................................................................... 16-42sch. 1 ........................................................................... 16-42

Serious Organised Crime and Police Act 2005§ 71(4) .......................................................................... 16-68§ 73 .............................................................................. 16-79§ 73(7) .......................................................................... 16-79

Wildlife and Countryside Act 1981§ 14(3) .......................................................................... 16-49§ 28P(6) ............................................................. 16-45, 16-48§ 288(6) ........................................................................ 16-47

Regulations

Contaminated Land (England) Regulations 2006reg. 2 ............................................................................ 16-46


T–38


Control of Asbestos Regulations 2012reg. 4 ............................................................................ 16-47

Control of Major Accident Hazards Regulations 1999reg. 4 ............................................................................ 16-47

Control of Substances Hazardous to Health Regulations 1999 ................................................. 16-57

Display Screen Equipment Regulations 1992 .......................... 16-56Electricity at Work Regulations 1989 ...................................... 16-57Environmental Damage (Prevention and Remediation)

Regulations 2009reg. 19(3)(d) .................................................................. 16-49reg. 20(3) ...................................................................... 16-47

Environmental Permitting (England and Wales) Regulations 2010

generally....................................................................... 16-51reg. 12 .......................................................................... 16-54reg. 20 .......................................................................... 16-51reg. 22 .......................................................................... 16-51reg. 36 .......................................................................... 16-51reg. 37 .......................................................................... 16-51reg. 38 .......................................................................... 16-54reg. 38(1) ..................................... 16-43, 16-44, 16-46, 16-47reg. 38(2) ..................................... 16-43, 16-44, 16-46, 16-47reg. 40 .......................................................................... 16-49reg. 41 .......................................................................... 16-45

Health and Safety (Display Screen Equipment) Regulations 1992 ............................................................. 16-57

Management of Health and Safety at Work Regulations 1992.................................................... 16-56

Management of Health and Safety at Work Regulations 1999.............................. 16-56, 16-57, 16-60

Manual Handling Operations Regulations 1992 ..................... 16-57Manual Handling Regulations 1992 ....................................... 16-56Noise at Work Regulations 1989............................................. 16-57Personal Protective Equipment at Work Regulations 1992 ...... 16-57Pollution Prevention and Control (England and Wales)

Regulations 2000reg. 32(1)(g) .................................................................. 16-35

Producer Responsibility (Packaging Waste) Regulations 2007§ 40(1) ............................................................... 16-45, 16-46

Provision and Use of Work Equipment Regulations 1992........ 16-57Provision and Use of Work Equipment Regulations 1998........ 16-57Reporting of Diseases and Dangerous Occurrence

Regulations 2012 ............................................................. 16-60Workplace (Health, Safety and Welfare) Regulations 1992....... 16-57


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