Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote...

6
Surface biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegde a,1 , Ivan G. Paulino-Lima b , Ryan Kent c , Lisa Kaltenegger a,d , and Lynn Rothschild e a Max Planck Institute for Astronomy, Heidelberg 69117, Germany; b National Aeronautics and Space Administration Postdoctoral Program Fellow, National Aeronautics and Space Administration Ames Research Center, Moffett Field, CA 94035; c University of California, Santa Cruz University Affiliated Research Center, National Aeronautics and Space Administration Ames Research Center, Moffett Field, CA 94035; d Institute for Pale Blue Dots, Department of Astronomy, Cornell University, Ithaca, NY 14853; and e National Aeronautics and Space Administration Ames Research Center, Moffett Field, CA 94035 Edited by Neta A. Bahcall, Princeton University, Princeton, NJ, and approved February 2, 2015 (received for review November 5, 2014) Exoplanet discovery has made remarkable progress, with the first rocky planets having been detected in the central stars liquid water habitable zone. The remote sensing techniques used to characterize such planets for potential habitability and life rely solely on our understanding of life on Earth. The vegetation red edge from terrestrial land plants is often used as a direct signature of life, but it occupies only a small niche in the environmental parameter space that binds life on present-day Earth and has been widespread for only about 460 My. To more fully exploit the diversity of the one example of life known, we measured the spectral characteristics of 137 microorganisms containing a range of pigments, including ones isolated from Earths most extreme environments. Our database covers the visible and near-infrared to the short-wavelength infrared (0.352.5 μm) portions of the electro- magnetic spectrum and is made freely available from biosignatures. astro.cornell.edu. Our results show how the reflectance properties are dominated by the absorption of light by pigments in the visible portion and by strong absorptions by the cellular water of hydration in the infrared (up to 2.5 μm) portion of the spectrum. Our spectral library provides a broader and more realistic guide based on Earth life for the search for surface features of extraterrestrial life. The library, when used as inputs for modeling disk-integrated spectra of exoplanets, in preparation for the next generation of space- and ground-based instruments, will increase the chances of detecting life. biosignatures | spectral library | reflectivity | extremophiles | pigments I n the last decade, the field of exoplanet research has transi- tioned rapidly from detection to detection and characteriza- tion, with the first rocky exoplanets detected in the central stars liquid water habitable zone. Much of the excitement of this re- search in both the astrobiology community and the general public is motivated by the quest to discover a second genesis of life. The great distances that separate us from even the most nearby stars dictate that all measurements of the exoplanet must be made through remote sensing techniques for the foreseeable future. Thus, it is critical for us to determine the types of bio- signatures that we should be looking for when designing the next generation of ground- and space-based instruments that will ob- serve these planets at high spectral and possibly spatial resolutions. Since the mid-1960s a primary life-searching strategy has been to look for a specific combination of an oxidizing and a reducing gas in the exoplanetary atmosphere, such as the O 2 and CH 4 in our atmosphere, because this is a thermodynamically unstable situation suggesting that an active agent such as life is responsible for the chemical disequilibrium (1, 2). Of particular interest, both from an observational and modeling perspective, is to complement those indirect life detection studies with surface features that are direct properties of the organisms themselves (3). Although there is a considerable knowledge base of the spectral properties of land plants (4, 5), very little information is present in the literature on the reflectance properties of microorganisms. Land plants are widespread on present-day Earth and are easily detected from high-resolution spacecraft observations (6). However, they occupy only a small niche in the environmental parameter space that brackets known terrestrial life. Additionally, land plants have been widespread on Earth for only about 460 My (7), whereas much of the history of life has been dominated by single-celled microbial life. Within the prokaryotic and eukaryotic microbes there is a far greater diversity of pigmentation than in land plants. For this reason, any hypotheses about extraterrestrial life based solely on land plants ignore much of the diversity of known life. To develop a more representative library of terrestrial spectra we produced a digital spectral library that provides high-resolution hemispherical reflectance measurements for 137 phylogenetically diverse microorganisms from the visible and near-infrared (VNIR, 0.351.0 μm) to the short-wavelength infrared (SWIR, 1.02.5 μm) regions of the electromagnetic spectrum. The library is made available from biosignatures.astro.cornell.edu. One approach when searching for life on exoplanets is to ex- plore the range of pigmentation types that have evolved on this Earth. To examine the widest possible environmental range for life on Earth to inform our search we have chosen to include a diversity of extremophiles, organisms that live and thrive under conditions that make it challenging for a carbon-based organism using water as a solvent to survive (8). At the same time, we are cognizant of the fact that extremophiles are phylogenetically diverse and are unlikely to show spectral signatures not found among other pigmented organisms. Thus, we present reflectance spectra of organisms possessing a wide range of pigmentation but Significance We develop the first catalogue, to our knowledge, of reflectance spectra for a diverse range of pigmented microorganisms, in- cluding ones that were isolated from Earths most extreme environments. This catalogue provides a broad scope of surface signatures for life on exoplanets, which could provide different conditions from those on Earth, allowing, for example, extrem- ophiles on Earth to become the predominant life form. Much of the history of life on Earth has been dominated by microbial life, and it is likely that life on exoplanets evolves through single-celled stages prior to multicellular creatures. Here, we present the first database, to our knowledge, for such surface features in preparation for the next generation of space- and ground-based telescopes that will search for a wide variety of life on exoplanets. Author contributions: S.H., L.K., and L.R. designed research; S.H., I.G.P.-L., and R.K. per- formed research; S.H., I.G.P.-L., and L.R. contributed new reagents/analytic tools; S.H. analyzed data; and S.H. wrote the paper. The authors declare no conflict of interest. This article is a PNAS Direct Submission. Data deposition: The spectral biosignatures reported in this paper have been deposited in the microbial spectral database (biosignatures.astro.cornell.edu). For a list of accession numbers, see Table S1. 1 To whom correspondence should be addressed. Email: [email protected]. This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10. 1073/pnas.1421237112/-/DCSupplemental. 38863891 | PNAS | March 31, 2015 | vol. 112 | no. 13 www.pnas.org/cgi/doi/10.1073/pnas.1421237112

Transcript of Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote...

Page 1: Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc,

Surface biosignatures of exo-Earths: Remote detectionof extraterrestrial lifeSiddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc, Lisa Kalteneggera,d, and Lynn Rothschilde

aMax Planck Institute for Astronomy, Heidelberg 69117, Germany; bNational Aeronautics and Space Administration Postdoctoral Program Fellow, NationalAeronautics and Space Administration Ames Research Center, Moffett Field, CA 94035; cUniversity of California, Santa Cruz University Affiliated ResearchCenter, National Aeronautics and Space Administration Ames Research Center, Moffett Field, CA 94035; dInstitute for Pale Blue Dots, Department ofAstronomy, Cornell University, Ithaca, NY 14853; and eNational Aeronautics and Space Administration Ames Research Center, Moffett Field, CA 94035

Edited by Neta A. Bahcall, Princeton University, Princeton, NJ, and approved February 2, 2015 (received for review November 5, 2014)

Exoplanet discovery has made remarkable progress, with the firstrocky planets having been detected in the central star’s liquidwater habitable zone. The remote sensing techniques used tocharacterize such planets for potential habitability and life relysolely on our understanding of life on Earth. The vegetation rededge from terrestrial land plants is often used as a direct signatureof life, but it occupies only a small niche in the environmentalparameter space that binds life on present-day Earth and has beenwidespread for only about 460 My. To more fully exploit thediversity of the one example of life known, we measured thespectral characteristics of 137 microorganisms containing a rangeof pigments, including ones isolated from Earth’s most extremeenvironments. Our database covers the visible and near-infrared tothe short-wavelength infrared (0.35–2.5 μm) portions of the electro-magnetic spectrum and is made freely available from biosignatures.astro.cornell.edu. Our results show how the reflectance propertiesare dominated by the absorption of light by pigments in the visibleportion and by strong absorptions by the cellular water of hydrationin the infrared (up to 2.5 μm) portion of the spectrum. Our spectrallibrary provides a broader and more realistic guide based on Earthlife for the search for surface features of extraterrestrial life. Thelibrary, when used as inputs for modeling disk-integrated spectraof exoplanets, in preparation for the next generation of space- andground-based instruments, will increase the chances of detecting life.

biosignatures | spectral library | reflectivity | extremophiles | pigments

In the last decade, the field of exoplanet research has transi-tioned rapidly from detection to detection and characteriza-

tion, with the first rocky exoplanets detected in the central star’sliquid water habitable zone. Much of the excitement of this re-search in both the astrobiology community and the generalpublic is motivated by the quest to discover a second genesis oflife. The great distances that separate us from even the mostnearby stars dictate that all measurements of the exoplanet mustbe made through remote sensing techniques for the foreseeablefuture. Thus, it is critical for us to determine the types of bio-signatures that we should be looking for when designing the nextgeneration of ground- and space-based instruments that will ob-serve these planets at high spectral and possibly spatial resolutions.Since the mid-1960s a primary life-searching strategy has been

to look for a specific combination of an oxidizing and a reducinggas in the exoplanetary atmosphere, such as the O2 and CH4 inour atmosphere, because this is a thermodynamically unstablesituation suggesting that an active agent such as life is responsiblefor the chemical disequilibrium (1, 2). Of particular interest, bothfrom an observational and modeling perspective, is to complementthose indirect life detection studies with surface features that aredirect properties of the organisms themselves (3).Although there is a considerable knowledge base of the spectral

properties of land plants (4, 5), very little information is present inthe literature on the reflectance properties of microorganisms. Landplants are widespread on present-day Earth and are easily detectedfrom high-resolution spacecraft observations (6). However, they

occupy only a small niche in the environmental parameter spacethat brackets known terrestrial life. Additionally, land plants havebeen widespread on Earth for only about 460 My (7), whereasmuch of the history of life has been dominated by single-celledmicrobial life. Within the prokaryotic and eukaryotic microbesthere is a far greater diversity of pigmentation than in land plants.For this reason, any hypotheses about extraterrestrial life basedsolely on land plants ignore much of the diversity of known life. Todevelop a more representative library of terrestrial spectra weproduced a digital spectral library that provides high-resolutionhemispherical reflectance measurements for 137 phylogeneticallydiverse microorganisms from the visible and near-infrared (VNIR,0.35–1.0 μm) to the short-wavelength infrared (SWIR, 1.0–2.5 μm)regions of the electromagnetic spectrum. The library is madeavailable from biosignatures.astro.cornell.edu.One approach when searching for life on exoplanets is to ex-

plore the range of pigmentation types that have evolved on thisEarth. To examine the widest possible environmental range forlife on Earth to inform our search we have chosen to includea diversity of extremophiles, organisms that live and thrive underconditions that make it challenging for a carbon-based organismusing water as a solvent to survive (8). At the same time, we arecognizant of the fact that extremophiles are phylogeneticallydiverse and are unlikely to show spectral signatures not foundamong other pigmented organisms. Thus, we present reflectancespectra of organisms possessing a wide range of pigmentation but

Significance

We develop the first catalogue, to our knowledge, of reflectancespectra for a diverse range of pigmented microorganisms, in-cluding ones that were isolated from Earth’s most extremeenvironments. This catalogue provides a broad scope of surfacesignatures for life on exoplanets, which could provide differentconditions from those on Earth, allowing, for example, extrem-ophiles on Earth to become the predominant life form. Muchof the history of life on Earth has been dominated by microbiallife, and it is likely that life on exoplanets evolves throughsingle-celled stages prior to multicellular creatures. Here, wepresent the first database, to our knowledge, for such surfacefeatures in preparation for the next generation of space- andground-based telescopes that will search for a wide variety oflife on exoplanets.

Author contributions: S.H., L.K., and L.R. designed research; S.H., I.G.P.-L., and R.K. per-formed research; S.H., I.G.P.-L., and L.R. contributed new reagents/analytic tools; S.H.analyzed data; and S.H. wrote the paper.

The authors declare no conflict of interest.

This article is a PNAS Direct Submission.

Data deposition: The spectral biosignatures reported in this paper have been depositedin the microbial spectral database (biosignatures.astro.cornell.edu). For a list of accessionnumbers, see Table S1.1To whom correspondence should be addressed. Email: [email protected].

This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10.1073/pnas.1421237112/-/DCSupplemental.

3886–3891 | PNAS | March 31, 2015 | vol. 112 | no. 13 www.pnas.org/cgi/doi/10.1073/pnas.1421237112

Page 2: Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc,

also complement this with the reflectance properties of variousmicroorganisms that are isolated from some of Earth’s mostextreme environments.The spectral features of surface life on exoplanets may depend

on the local conditions that are prevalent on the planet. Orga-nisms are only able to evolve in response to radiation that ispresent. However, the ability of life to respond to any wavelengthis not limitless. Assuming that life is based on organic carbon andbecause such molecules have peak absorption in the UV portionof the spectrum, life is unlikely to use any but a small portionof UV A that are at the longer, less energetic wavelengths (9).Conversely, energy levels may be too low to be effective for bi-ological processes much into the infrared regions of the spec-trum. As such, it is unlikely that extraterrestrial surface lifeevolves its photosynthetic pigment too far in either direction ofvisible light. For these reasons, life on Earth primarily uses the400- to 700-nm portion of the electromagnetic spectrum, and it islikely that organic carbon-based organisms that arose elsewherewould as well. The specific spectral signature within these con-fines may be either evolution-specific or depend on what radia-tion is available to these organisms. For example, land plants onEarth are green, but the poor use of green light is inefficiencythat we might not see elsewhere. Organisms that use a light-gathering molecule for photosynthesis may evolve to have max-imum absorption near the star’s spectral peak to take advantageof the freely available energy from the central star. The vegeta-tion red edge, for instance, might be further in the infrared forphotosynthetic organisms around M stars. However, any suchhypotheses for life on potentially habitable exoplanets shouldconsider the strong atmospheric and water absorptions that willattenuate most of the energy in the infrared regions of theelectromagnetic spectrum and will thus not be readily available.The differences in the spectral characteristics between micro-

organisms is observed to be a result of the wavelength-dependentabsorption by the pigmentation making up the organism and isindependent of the functionality and hardiness that are often as-sociated with extremophiles (10). Although pigments play an ac-tive role in screening UV radiation, oxidative damage prevention,and photosynthesis, they are often a result of secondary metabolicprocesses and are not primarily responsible for the hardiness oforganisms to extreme environments (11, 12).The data presented in this work can be used as a reference for

future disk-integrated observations of rocky exoplanets and serveas surface albedo input parameters to atmospheric radiativetransfer models. Albedo is the directional integration of diffusereflectance over all viewing angles and is therefore strongly de-pendent on the bidirectional reflectance distribution function(BRDF) of the sample material. For materials with large BRDFanisotropy, bidirectional reflectance measurements at a singleviewing angle can often result in a poor approximation of thealbedo. In addition, aside from the geometry differences, con-founding effects of the atmosphere, stray light, multiple scatteringdue to the surroundings, and sample biomass have to be oftenaccounted for in a bidirectional configuration, thereby creatingseveral layers of complexities and uncertainties in the samplespectrum. We therefore focus on hemispherical reflectance mea-surements for all our sample organisms. The added advantage ofthis, besides severely reducing the confounding effects, is that onecan approximate the surface to be Lambertian, as is commonly thecase in exoplanetary atmospheric and climate models.

Materials and MethodsOf the 137microorganisms selected for spectroscopic analysis in this work, 107pure cultures were isolated from various source locations and grown at NASAAmes Research Center. The remaining samples were obtained from the CultureCollection of Algae at the University of Texas, Austin (21 samples) and from theUniversity of California, Santa Cruz (9 samples) in 10-mL test tubes at latelog phases and were stored under ambient laboratory conditions. Detailed

Fig. 1. SEM images of sample cells deposited on a filter substrate. Homo-geneous layers of cells were deposited until the filter substrate reacheda saturation limit. (A) Cell layers of Chlorella sp. over the filter showing anapproximate thickness of sample layering in a crack caused during samplemanipulation. The thickness varied from 10 to 50 μm depending on thesample cell size and morphology. The porous feature of the filter is shownbeneath the cell layering. (B) Image at the filter edge showing a colony ofCyanidium caldarium cells covering its pores. (C) Filamentous structure ofAnabaena sp. as observed on the filter substrate. Owing to the optically roughsurface feature of the samples, as seen in the images, the reflected light ispredominantly diffuse. All SEM images were obtained using a Hitachi S4800field emission scanning electron microscope at NASA Ames Research Center.

Hegde et al. PNAS | March 31, 2015 | vol. 112 | no. 13 | 3887

AST

RONOMY

Page 3: Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc,

information on the source location and donor is provided in the sampledescription pages as well as in the Supporting Information. All hemisphericalreflectance measurements were performed at the Center for Spatial Tech-nologies and Remote Sensing at the University of California, Davis.

Sample Preparation. Cryostocks in 20% (vol/vol) glycerol of pure heterotrophicisolates were stored in a −78 °C freezer to preserve the viability and integrityof cells. Reagents for the culture media were purchased [Blue-Green medium(BG-11): Sigma-Aldrich; Lysogeny Broth (LB): Sigma-Aldrich; Reasoner’s 2ABroth (R2A): Teknova; Marine Broth (MB): Becton, Dickinson and Company]and prepared as liquid media. Heterotrophic cultures were grown aerobicallyin an incubator at 30 °C (180 rpm) up to stationary phase, with the exceptionof Ectothiorhodospira sp. str. BSL-9, which was grown anaerobically. Photo-trophic cultures were incubated at room temperature under 12-h light/darkcycles. Depending on the isolate, the time required for growth varied fromabout 24 h to 1 wk for heterotrophic cultures, and up to 6 mo for photo-trophic cultures. Care was taken to preserve axenic samples throughout theculturing process and all inoculations were carried out in a laminar flow hood.

Spectrometer System. Hemispherical reflectance measurements were ac-quired using an Analytical Spectral Devices FieldSpec 4 Hi-Res spectroradi-ometer that was interfaced with a LI-COR 1800–12 integrating sphere. Thisspectroradiometer operates in the 0.35- to 2.5-μm spectral range using threedetectors: a 512-element silicon photodiode array in the VNIR portion (up to1.0 μm) having a spectral resolution of 3 nm and two identical thermo-electrically cooled, graded index indium–gallium–arsenide photodiodeshaving a spectral resolution of 8 nm in the SWIR 1 (1.0–1.8 μm) and SWIR 2 (1.8–2.5 μm) portions of the electromagnetic spectrum. The spectroradiometer

thus operates in an array mode in the VNIR region and in a scanning mode inthe SWIR region of the spectral range. The scanning time reported is 100 msper scan with a wavelength reproducibility of 0.1 nm. Wavelength and radio-metric calibrations for the spectroradiometer were carried out by the manu-facturer before and after the spectral measurements in this paper wereperformed and were found to be stable. The spectroradiometer was linked tothe observation port of the integrating sphere using a bare fiber optic cablecomposed of 57 fibers and a 25° field of view.

The LI-COR 1800–12 is an external integrating sphere. The sample isplaced outside of the sphere and a portion of the sample makes up thesphere wall. The sample port is 1.45 cm in diameter and is illuminated usinga 6-V, 10-W glass halogen lamp (Welch Allen Type 787) having a colortemperature of 3215 K and a luminous flux of 207.34 lm. The spot diameterof the illuminator is 1.14 cm with stray light amounting to <0.5%. The in-tegrating sphere has three entrance ports, one each for reference, re-flectance, and transmittance measurements. The reference sample disk usespressed barium sulfate powder as a standard, and the interior of the sphereuses a barium sulfate coating, making it a uniform diffuse reflector. Thefiber optic sensor from the spectroradiometer does not observe the sampledirectly but rather a fixed section of the internal sphere wall throughout allreference, dark, and sample measurements. Sample measurements madeare of total reflectance (specular + diffuse) because there is no mechanismprovided in the sphere to distinguish between the two components.

Sample Measurements. Pure sample cultures growing as cell suspension inliquid media were deposited on a plain white filter (HAWP02500; Millipore)using a 10-mL syringe and a filtration system. The filter is made of biologicallyinert membranes of mixed cellulose esters and has a diameter of 2.5 cm witha thickness, pore size, and porosity of 150 μm, 0.45 μm, and 79%, respectively.Fig. 1 shows SEM images of homogeneously layered microbial cells de-posited onto the filter substrate. The substantially larger cell size (1–10 μm)of the samples compared to the pore size of the filter allowed for a clearfiltrate to pass through the filter. In addition, the filtration system also en-sured that only a fixed amount of cells, depending on the cell size andmorphology, would be deposited onto the filter. This was owing to an in-crease in the pressure gradient inside the filtration system that resulted fromthe continuous deposition of cells, thereby causing the cells to clog the filterpores after reaching a certain cell amount. Any additional cell depositioncaused the filter to crack apart and break open. This thus set the thresholdpressure and the limiting amount of sample cells that could be depositedonto the filter substrate. The saturation limit was reached at about 3 ± 0.2 mLof cell suspension volume for most bacterial cultures and about 10 ± 1 mLfor algal cultures. The sample was then used to acquire high-resolutionhemispherical reflectance measurements using the spectrometer systemdescribed before.

The Analytical Spectral Devices FieldSpec 4 Hi-Res spectroradiometerwas programmed to take 100 readings averaged to one spectrum each forreference, dark, and sample measurements. Readings were taken at equalintervals of 1 nm for the entire spectral range. All measurements were takenin radiance mode using the instrument-specific calibration files provided bythe manufacturer. This allowed for dark current and stray light correctionduring postprocessing. Stray light from outside the sphere was avoided byplacing the sample in the sample port using the support of a pair of rubbergaskets that acted as a sample holder. The rubber gaskets had an inner di-ameter of the same size as the filter substrate (2.5 cm) and were held tightlytogether by metal clips to prevent any light from entering or leaving thesample port of the integrating sphere. Fig. 2 shows the spectrometer systemdesign. The spectroradiometer was warmed up before each measurementsession for a minimum of 45 min to achieve stability from the inherentvariations in detector sensitivity arising from system temperature differ-ences. Furthermore, the system was optimized once per hour to account forany minor fluctuations in the illuminator lamp irradiance between mea-surements. Two sets of readings for each sample were carried out, one witha light trap and the other with a calibrated Analytical Spectral Devicesspectralon panel (99% hemispherical reflectance), placed behind the sampleholder, to remove the spectral contamination of the filter from the overallmeasured reflectance of the sample–substrate system. For a few samplemeasurements the cells did not cover the entire filter or were inhomogeneousin their distribution. In such cases, owing to a limited supply of sample culture,the problem was overcome by positioning the sample in a way as to havea homogeneous layering of cells spread over the light exposed portion ofthe filter. All radiance measurements were checked for temperature-sensitivechannels and corrected for by using standard parabolic correction proceduresusing Analytical Spectral Devices ViewSpec Pro spectroradiometer software.

Fig. 2. Spectrometer system used in hemispherical reflectance measure-ments. The LI-COR 1800–12 integrating sphere (shown) was interfaced to theAnalytical Spectral Devices spectroradiometer using a fiber optic sensor.(A) The integrating sphere has three entrance ports, with one each for (1)reference, (2) reflectance, and (3) transmittance mode. Two sets of reflec-tance measurements were acquired for each sample, one with a light trapand the other with a spectralon panel, placed behind the sample holder. Darkcurrent and stray light measurements were obtained using a light trap in thereflectance mode configuration with no sample in the sample holder. (B) Thesample holder consisted of a pair of rubber gaskets held strongly by metalclips to prevent any light from entering or leaving the sphere. (C) Sample asseen through the illuminator port for reflectance measurements. The refer-ence disk uses pressed barium sulfate powder as a standard.

3888 | www.pnas.org/cgi/doi/10.1073/pnas.1421237112 Hegde et al.

Page 4: Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc,

Microscopy. The micrographs of samples were obtained by analyzing freshaliquots of 10 μL from cell suspension of isolates through a Canon EOS RebelT3i (18-55 mm IS II lens) attached to a Zeiss Axio Imager Z1 PH/DIC/Fluores-cence compound microscope. Micrographs of cells were taken under brightfield at 400× magnification with phase-contrast (PH) microscopy for mostsamples. For algal cultures, the cell micrographs are those using a differen-tial-interference contrast (DIC) microscopy.

ResultsWe present high-resolution hemispherical reflectance spectra for137 microorganisms in this paper. The radiance measurementsare corrected for dark current and stray light and converted toabsolute reflectance as

Rsample; λ =

�Jsample; λ − Jdark; λ

�Rreference; λ�

Jreference; λ − Jdark; λ� ;

where Jsample and Jreference are measurements of the sample andreference standard, respectively, in watts per square meter pernanometer per steradian. Jdark is the dark current and stray lightcontribution and has the same radiance units. Rreference is thecalibrated reflectance factor of pressed barium sulfate powder.Fig. 3 shows an example of the diversity in reflectance spectra

for eight sample organisms for (A) the entire measured spectralrange (0.35–2.5 μm) and (B) only the VNIR portion (0.35–1.0 μm)of the spectrum. The digital reflectance spectral library is madeavailable from biosignatures.astro.cornell.edu and consists ofthe sample spectrum along with the reflectance data as a text file.SDs are not calculated owing to a limited supply of culture for mostsamples. However, sample sets of Anabaena sp. measurementsshowed consistent results and very high instrument stability.In addition, every reflectance spectrum has a sample de-

scription page, as shown in Fig. 4. The individual sample fieldsare populated based on available data. For most samples, theorganism has been classified only up to the genus level. Whereavailable, we have also provided accession numbers for the 16SrRNA partial gene sequences that gives additional informationon differentiating organisms belonging to the same genus. Thesequences can be found by inserting the accession numbers on the

National Center for Biotechnology Information website at www.ncbi.nlm.nih.gov/nuccore/. Further information on the species orstrain of individual organisms will be populated in the sampledescription pages once identified.

Fig. 3. Diversity in reflectance spectra for eight sample organisms for (A) the entire measured spectral range (0.35–2.5 μm) and (B) only the VNIR portion(0.35–1.0 μm) of the spectrum. Spectral characterizability between microorganisms is best observed in the VNIR portion of the spectrum where absorption isprimarily due to pigments. At longer wavelengths, the spectral features are from weak absorptions by biomolecular components and strong absorptions fromwater in its free and bound states. The features in the infrared look quite similar for all our sample microorganisms with variations seen only in the relativestrengths and depths of individual absorption features, which may be due to differences in cell composition and constituent concentrations. Note that thereflectance characteristics for Kocuria sp. (isolated from Sonoran desert in Arizona) look quite similar to H. chaoviator str. Halo-G*T (isolated from evaporiticsalt crystal, Baja California, Mexico) despite originating from very different environmental conditions, highlighting our aim to explore the spectra of a diverserange of pigmented organisms. The sample spectra have been modeled to remove the spectral contamination of the filter in our reduction scheme (Sup-porting Information).

Fig. 4. Template of the sample description page showing the informationprovided (when available). The micrographs of cells were obtained using aZeiss Axio Imager Z1 PH/DIC/Fluorescence compound scope at NASA AmesResearch Center. The micrographic images of cells provided for most samplesare those using PH microscopy. For algal cultures, the cell micrographs arethose using DIC microscopy.

Hegde et al. PNAS | March 31, 2015 | vol. 112 | no. 13 | 3889

AST

RONOMY

Page 5: Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc,

DiscussionDetection of microbial life on extrasolar planets is based onremote sensing of any signatures that are indicative of such lifeforms. In this work, we expand the knowledge base by buildinga spectral database of 137 microorganisms from 0.35 to 2.5 μm(currently data for three such organisms are available in theliterature; see ref. 4). There are several advantages of choosingthis wavelength range. An Earth-like atmosphere is relativelytransparent in the visible compared with the far-infrared portionof the electromagnetic spectrum, which is strongly absorbingowing to the water vapor in the atmosphere. At wavelengthslongward of 2.5 μm, strong thermal emission is expected fromplanets having masses similar to that of Earth, thereby causinga considerable amount of spectral contamination in the surfacesignatures. Toward lower wavelengths, radiation in the UVregime is capable of causing extensive damage to nucleic acids,proteins, and lipids of any carbon-based life forms that dwell onthe planetary surface (13). In addition, recent studies show thatplanet characterizability (3, 14) is usually excellent in the visiblewaveband, which is useful in distinguishing different surface fea-tures. Finally, reflection spectra of microbes in the near-infrared(up to 2.5 μm) portion are thought to have absorption featuresunique to life owing to their water of hydration and biomolecularcomponents (10).As seen in Fig. 3, spectral characterizability between micro-

organisms is best observed in the VNIR portion of the spectrumwhere the absorption is primarily owing to pigmentation. This isnot surprising given the relative transparency of the atmosphereand water in these regions on Earth, allowing for a substantialamount of solar radiation to reach the surface. This excess en-ergy causes the development of pigments that the organism usesfor screening UV radiation, photosynthesis, and oxidative dam-age prevention. In the SWIR region of the spectrum, the spectralfeatures are from weak absorptions by functional groups presentin cellular proteins, nucleic acids, lipids, and carbohydrates andstrong absorptions from water in its free and bound states (waterof hydration) (10). The absorption features of microorganisms

owing to their water of hydration are seen to occur near 0.95,1.15, 1.45, and 1.92 μm. These features in the infrared look quitesimilar throughout our spectral library with minor variations seenonly in the relative strengths and depths of individual absorptionfeatures, which may be due to differences in cell composition andconstituent concentrations. Our results agree with Dalton et al.(10), who, based on their research on the spectral characteristicsof Escherichia coli and Deinococcus radiodurans, suggest that allcarbon-based organisms irrespective of their functionality orhardiness will look quite similar in the infrared portion of thereflectance spectrum. This feature in the infrared up to 2.5 μmmay be a unique biosignature of life on potentially habitableplanets. Beyond 2.5 μm, reflectance values of less than 5% areexpected owing to strong atmospheric and water absorptions (15).Because the spectra are dependent on the pigment composi-

tion of the organism in the visible waveband, there is no generalconsensus observed that correlates the spectra with the phylogenyof the microorganisms. This is particularly true for heterotrophicbacteria, where pigmentation is a product of the secondarymetabolism, which is regulated essentially by environmental con-ditions, such as availability of nutrients (16). For instance, spectraof heterotrophic bacteria belonging to the phylum Firmicutesshowed very few differences in spectral patterns between organ-isms belonging to this taxon, whereas for phototrophic bacteriasuch as the phylum Cyanobacteria major variations in the spectralpatterns between organisms of this taxon are observed. Also, asseen in Fig. 3, whereas Kocuria sp. and Halorubrum chaoviatorstr. Halo-G*T have reflectance characteristics that look quite sim-ilar despite their classification in different domains (Bacteriaand Archaea, respectively), a great diversity is observed evenfor the lowest taxonomic level depending on the growth phase.Cultures from the same strain of a particular isolate, identifiedas Geodermatophilus sp., start as white then appear orange, thendark green, and finally black, and this is a common aspect for rep-resentatives of the family Geodermatophilaceae (17, 18). Spectralfeatures of similar molecules can also change depending on theenvironment. For example, chlorophyll a has an absorption peak at663 nm when diluted in acetone and in monomeric state (19). Thispeak is red-shifted in vivo to 680 nm and in some cases to evenlonger wavelengths, as high as 720 nm (20).Our reflectance measurements of the sample microorganisms

were carried out on top of a filter substrate. It is therefore likelythat there is some spectral contamination owing to the re-flectance characteristics of the filter itself. This problem is of-ten encountered in the dye and paper industry and is generallyresolved using the Kubelka–Munk two-flux transport theory(21, 22). We tried using a similar approach initially in our workbut encountered limitations in the sample abundances that areneeded for the accurate determination of the absorption andscattering coefficients required by the model for an opticallythick sample layer. In addition, our sample filtering method-ology described before would only allow for a fixed amount ofcell layers to be deposited on the substrate, thereby limiting theapplication of the Kubelka–Munk theory. To remove thespectral contribution of the substrate we have instead useda one-dimensional two-stream radiative transfer model thattakes into account all light interactions and multiple scatteringbetween the sample layer and the filter substrate (SupportingInformation). For this reason, we have taken two sets of re-flectance measurements for each sample, one using a light trapand the other with a spectralon panel, placed behind the sample,which is useful in determining the transmittance properties of thesample that is required by our model.Dehydration of cells is a major factor when measuring the

reflectance characteristics of microbes. As seen in Fig. 5 forAnabaena sp., there is a significant change in both the absolutereflectance level and the spectral features, especially at wave-lengths greater than 0.7 μm. Prolonged exposure of cells to

Fig. 5. Effect of cell dehydration on the reflectance spectrum. Significantchanges in both the absolute reflectance level and the spectral features areseen in Anabaena sp. owing to prolonged desiccation of cells. Fresh cellswere exposed to intense illuminator irradiation for 5 and 10 min, causingloss of water, thereby severely damaging the cells. The upper panel denotesthe dominating factors contributing to the microbial reflectance. The dottedlines indicate the absorption bands due to water of hydration of the cell.

3890 | www.pnas.org/cgi/doi/10.1073/pnas.1421237112 Hegde et al.

Page 6: Surface biosignatures of exo-Earths: Remote detection … biosignatures of exo-Earths: Remote detection of extraterrestrial life Siddharth Hegdea,1, Ivan G. Paulino-Limab, Ryan Kentc,

intense irradiation from the illuminator lamp causes the cellsto desiccate and lose their water of hydration, thereby severelydamaging the cells. In this work, the microbial reflectance spectrawere measured as soon as the sample cells were deposited on thefilter substrate and all measurements are those of the sample in itsvegetative state.Our measurements were carried out at standard room tem-

perature and pressure. The spectral characteristics may undergominor changes for measurements made at different temperaturesand pressures owing to changes in the cellular constituent concen-trations, especially for the water content within the cell. Furtherwork needs to be carried out in this regard, which may be useful, forinstance, in the application of microbial spectral properties to searchfor potential life on icy planets and satellites.The absolute reflectance value is a function of the thickness of

the sample layering that is being measured. Most of our samplereflectance is for a cell count of 106 to 108 cells (or for a con-centration of 102 to 105 cells/μL), corresponding to a samplelayering of 10–50 μm in thickness, depending on the cell mor-phology. A lower pigmentation biomass content results in ahigher reflectance (and transmittance) value owing to a lowerabsorption of radiation, and vice versa (15, 23). Similar resultsmay be expected owing to variations in the thickness of thesample layering or for differing sample concentrations. Hence,changes in sample biomass may affect the absolute reflectancelevel to a certain degree, but the overall spectral features mayremain the same.

ConclusionsWe have assembled a digital spectral library containing 137microorganisms in the 0.35- to 2.5-μm spectral range. Such a de-tailed library is critical to capture the range of pigmentation patternson Earth. The measurements made are those of hemispherical re-flectance, covering a wide range of pigmented organisms, most ofwhich are isolated from some of Earth’s extreme environments.This spectral database addresses the need for microbial re-

flectance spectra to support imaging photometric and spectroscopicstudies for potential habitability of rocky extrasolar planets in the

habitable zone of the central star (see ref. 3). The spectra can beused to inform disk-integrated observations of rocky exoplanets aswell as serve as surface albedo input parameters to atmosphericradiative transfer models (see, for example, ref. 24). This mi-crobial spectral library complements existing spectral libraries thatprovide reflectance characteristics of other natural and man-madematerials (4, 5).To facilitate comparison of our spectra with future obser-

vations of exoplanets, convolution of spectral resolution andbandpass can be performed, for example, by using a Gaussianconvolution routine such as those made available in the SpecPrprogram (25).Further additions to this library will be made in the near fu-

ture, when more samples are made available, to help serve thegrowing need for microbial reflectance spectra to support futurerocky exoplanet characterization studies. Our freely availabledatabase can be used as inputs to models of rocky exoplanets aswell as help plan observational strategies to detect a variety oflife on extrasolar planets.

ACKNOWLEDGMENTS. The authors thank Susan Ustin, Mike Whiting, andMaria Alsina-Marti at the Center for Spatial Technologies and RemoteSensing at the University of California, Davis for access to the spectrometersystem and Vern Vanderbilt, Sherry Palacios, and Jeroen Bouwman for manyvaluable discussions. In addition, we are indebted to the UTEX culturecollection of algae, Kendra Negrey (Kudela laboratory, University ofCalifornia, Santa Cruz), Alison Conrad (Saltikov laboratory, University ofCalifornia, Santa Cruz), and Rocco Mancinelli (Bay Area EnvironmentalResearch Institute at NASA Ames) for providing us with various cultures.We thank Tom Shannon for helping set up the spectral library on an externalweb page. The NASA Planetary Biology Internship Program organized by theMarine Biological Laboratory (Woods Hole, MA) provided support to S.H.while at NASA Ames with a Planetary Biology Internship Fellowship. S.H. andL.K. acknowledge support from German Research Foundation Grant ENP Ka3142/1-1 and the Simons Foundation on the Origins of Life Grant 290357(to L.K.). S.H. acknowledges support from the International Max PlanckResearch School for Astronomy and Cosmic Physics at the University ofHeidelberg, of which he is a Fellow. I.G.P.-L. acknowledges the NASA Post-doctoral Program, administered by Oak Ridge Associated Universities and theCoordination for the Improvement of Higher Education Personnel for providinghis fellowship.

1. Lederberg J (1965) Signs of life. Criterion-system of exobiology. Nature 207(992):9–13.2. Lovelock JE (1965) A physical basis for life detection experiments. Nature 207(997):

568–570.3. Hegde S, Kaltenegger L (2013) Colors of extreme exo-Earth environments. Astrobi-

ology 13(1):47–56.4. Clark RN, et al. (2007) USGS digital spectral library splib06a. Digital Data Series 231

(US Geological Survey, Reston, VA). Available at speclab.cr.usgs.gov/. Accessed January15, 2015.

5. Baldridge AM, Hook SJ, Grove CI, Rivera G (2009) The ASTER spectral library version2.0. Remote Sens Environ 113(4):711–715. Available at speclib.jpl.nasa.gov/. AccessedJanuary 15, 2015.

6. Sagan C, Thompson WR, Carlson R, Gurnett D, Hord C (1993) A search for life on Earthfrom the Galileo spacecraft. Nature 365(6448):715–721.

7. Carroll SB (2001) Chance and necessity: The evolution of morphological complexityand diversity. Nature 409(6823):1102–1109.

8. Rothschild LJ, Mancinelli RL (2001) Life in extreme environments. Nature 409(6823):1092–1101.

9. Rothschild LJ (2008) The evolution of photosynthesis...again? Philos Trans R Soc LondB Biol Sci 363(1504):2787–2801.

10. Dalton JB, Mogul R, Kagawa HK, Chan SL, Jamieson CS (2003) Near-infrared detec-tion of potential evidence for microscopic organisms on Europa. Astrobiology 3(3):505–529.

11. Schroeder WA, Johnson EA (1993) Antioxidant role of carotenoids in Phaffia rhodo-zyma. J Gen Microbiol 139(5):907–912.

12. Singaravelan N, et al. (2008) Adaptive melanin response of the soil fungus Aspergillusniger to UV radiation stress at “Evolution Canyon”, Mount Carmel, Israel. PLoS ONE3(8):e2993.

13. Rothschild LJ (2009) A biologist’s guide to the solar system. Exploring the Origin,Extent, and Future of Life: Philosophical, Ethical, and Theological Perspectives, edBertka C (Cambridge Univ Press, Cambridge, UK), pp 113–142.

14. Traub WA (2003) Extrasolar planet characteristics in the visible wavelength range.Proceedings of the Conference on Towards Other Earths: DARWIN/TPF and the Searchfor Extrasolar Terrestrial Planets, eds Fridlund M, Henning T (ESA Publications Di-vision, Noordwijk, The Netherlands), pp 231–239.

15. Roy PS (1989) Spectral reflectance characteristics of vegetation and their use in esti-mating productive potential. Proc Indian Acad Sci Plant Sci 99(1):59–81.

16. Demain AL (1998) Induction of microbial secondary metabolism. Int Microbiol 1(4):259–264.

17. Normand P (2006) Geodermatophilaceae fam. nov., a formal description. Int J SystEvol Microbiol 56(Pt 10):2277–2278.

18. Montero-Calasanz MD, et al. (2014) Geodermatophilus poikilotrophi sp nov.: Amultitolerant Actinomycete isolated from dolomitic marble. Biomed Res Int 2014,10.1155/2014/914767.

19. Björn LO, ed (2008) Spectral tuning in biology. Photobiology: The Science of Life andLight, ed Björn LO (Springer, New York), 2nd Ed, pp 155–196.

20. Halldal P (1968) Photosynthetic capacities and photosynthetic action spectra of en-dozoic algae of massive coral favia. Biol Bull 134(3):411–424.

21. Kubelka P, Munk F (1931) Ein Beitrag zur Optik der Farbanstriche. Z Tech Phys 12:593–601.

22. Saunderson JL (1942) Calculation of the color of pigmented plastics. J Opt Soc Am32(12):727–736.

23. Sims DA, Gamon JA (2002) Relationships between leaf pigment content and spectralreflectance across a wide range of species, leaf structures and developmental stages.Remote Sens Environ 81(2–3):337–354.

24. Kaltenegger L, Traub WA, Jucks KW (2007) Spectral evolution of an Earth-like planet.Astrophys J 658(1):598–616.

25. Clark RN (1993) SPECtrum Processing Routines User’s Manual Version 3 (ProgramSPECPR). Open file report 93-595 (US Geological Survey, Reston, VA). Available atspeclab.cr.usgs.gov/. Accessed January 15, 2015.

Hegde et al. PNAS | March 31, 2015 | vol. 112 | no. 13 | 3891

AST

RONOMY