Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent)...

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Substitution of critical raw materials in lighting systems Pier Carlo Ricci University of Cagliari

Transcript of Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent)...

Page 1: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Substitution of critical raw

materials in lighting systems

Pier Carlo Ricci

University of Cagliari

Page 2: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Outlook

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Milan 5 Sept. 2016

• The importance of the lighting sector

• Fundamentals in SSL

• Criticisms in lighting

• Materials and alternatives

Page 3: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Lighting accounts for 19% of electricity

consumption world wide and 14% in the

EU

It is responsible for 6-8% of global

greenhouse emissions

The importance of the lighting sector

Electricity consumption

Other Lighting

Global CO2 emission

Other Lighting

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Page 4: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

LED

Green traditional (e.g. fluorescent)

Non-green (e.g. incandescent)

SOURCE: McKinsey's 2012 report

EU

R b

illio

ns

Global lighting products market trends

LED technology is forecasted to be the leading technology on global lighting products

by 2020

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Page 5: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Towards the LED technology

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Long life up to and

beyond 20,000

hours.

lifetime –

The energy

consumed by one

LED is the

equivalent of 50

halogen bulbs.

LEDs offer greater

color mixing.

Combined with

compact size, offers

wide range of

design options.

Compact size

Long life

Shock resistant

Instant on/off

LEDs are more

energy efficient.

Coupled with

longevity, LED

bulbs = fewer

lamps required to

be disposed of.

Why LED?

LOW-COST PERFORMANCE TECHNICAL ENVIRONMENTAL

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Page 7: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Why LED?

Page 8: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Inside the LED

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Page 9: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Inside the LED

Page 10: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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How do we obtain the white emission?

Page 11: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Page 12: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

• High costs

• Color mixing tricky!

• Yellow-Green Gap!

R+G+B LED

• Dynamic tuning of color

temperature

• Excellent color

rendering!

• Very large color Gamut

available!

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Page 13: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

• White point determined by

phosphors ONLY!

• Excellent color rendering

possible!

• “Simple to manufacture!”

• Temperature stability of

phosphors.

• Potential for damaging UV

light leakage!

• Efficient UV LED pumped

phosphor not available yet!

high costs

UV LED + RGB phosphors

CFL work in this configuration!

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Page 14: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

CFL working principle

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Page 15: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

• Simple and single Yellow

phosphor

• Decent color rendering •

“Simple to manufacture!”

• Temperature stability of

phosphors.

• Limits on efficiency due to

phosphor conversion

efficiency

• Better color rendering

• Ubiquity of Ce:YAG

Blue LED + Y phosphor

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Page 16: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

White LED GaN or InGaN LED Ce:YAG

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Page 17: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Criticisms

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Critical raw materials list 20 'critical raw materials' for the whole EU economy based on:

Economic importance

Supply risk

CRITICALITY

MATRIX - 2014

Supply

ris

k

Economic importance Pier Carlo Ricci - [email protected] -

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Page 19: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

99 % Heavy Rare Earths

87 % Light Rare Earths

Criticisms

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Page 20: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Main actors in LED lighting supply chain.1

Europe North America Asia

REE Production - - - - - - 95–99% China

LED Manufacturing OSRAM,Optogan,

Valtavalo Philips LumiLed

75- 80 % Asia

Nichia, Edison Opto, Epistar

LED Assembly

OSRAM

Philips Lighting

Havells-Sylvania

Ge Lighting Samsung LED,Nichia, Epistar, Toshiba,

Sharp, LG electronics

Toxic Lake in Baotou (China)

About 75 % world production of rare earths

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Criticisms

Page 21: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Critical materials for low-carbon

technologies

5 critical

materials

Medium-term

(2015-2025)

Five materials (rare earths) are assessed critical in both EU and US

economies

Several other materials are assessed medium-high critical (e.g. graphite, Re, Hf, Ge, Pt, In) Pier Carlo Ricci - [email protected] -

Milan 5 Sept. 2016

Page 22: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

How can we tailor new suitable

phosphors?

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Phosphor requirements

1. The emission spectrum, in combination with the emission of the other components (LED, other phosphors), leads to a white emission with a specific color rendering (CRI) and color temperature (CCT).

2. The excitation spectrum matches the pumping LED emission.

3. The quantum efficiency approaches unity, thus maximizing the overall electrical-to-optical conversion efficiency of the entire LED-phosphor package.

4. The emission does not saturate at high pumping fluxes (meaning PL decay times of much faster than 1ms).

5. The emission spectrum, excitation spectrum and high quantum efficiency do not vary and degrade at elevated working temperature, humid conditions, high current or luminous density.

6. The chemical and temperature stability are excellent.

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Page 24: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Excitation wavelength

(nm) Phosphor(s) CRI

460 Y3Al5O12:Ce3+ 71

460 Y3Al5O12:Ce3+, Sr2Si5N8:Eu2+ 80

460 Y3Al5O12:Ce3+, Sr[LiAl3N4]:Eu2+ 90

455 SrSi2O2N2:Eu2+, CaSiN2:Ce3+ 91

455

BaSi2O2N2:Eu2+,β-

SiAlON:Eu2+,Ca-α-SiAlON:Eu2+,

CaAlSiN3:Eu2+

96

365 BaMgAl10O17:Eu2+,

Ca9La(PO4)7:Eu2+,Mn2+ 92

350-450 Ba1-xSrxSiO4:Eu2+ 80

495 SrGa2S4:Eu2+ 80

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Page 25: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

- Nitride phosphors require extreme and

expensive preparation conditions, including

high temperature and high nitrogen

pressures.

- Fluorescence reabsorption and non-

uniformity of luminescent properties.

- Sulfide phosphors present strong emission

quenching with temperature

- hydrophobicity, hydrolysis

- toxicity of the hydrolysis products (H2S gas)

hinders commercial application

Main drawbacks

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Page 26: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

New matrices with reduced content

of REE The emission of rare earth ions is generally due to optical transitions within the f-

manifold.

In case of Eu2+ and Ce3+the recombination is related to 5d–4f optical transitions

the emission bands are relatively broad.

P. Dorenbos, J. Lumin. 134 (2012) 310

The unique electronic configuration of REE allows

to retain their spectral properties irrespective of

the host matrix

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Page 27: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Alternatives

Nanosized inorganic

◦ Colloidal quantum dot

◦ Nano carbon emitters

◦ Perovskite Crystals

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Organic phosphors

Page 28: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

QD-based LED

• High tunability

• High CRI

• Good efficiency

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Page 29: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Drawbacks

Short term stability

The best performance were obtained in

Cd-based QD

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Page 30: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Carbon nanodots

Cost effective

Low stability

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Page 31: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Organometal halide perovskite

Pe-LED

Page 32: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Perovskite as phosphors in

InGaN based white LED

CH3NH3PbX3

(X=Cl, Br and I)

Page 33: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Drawbacks

Short term stability

Quantum efficiency

Large use of Lead

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Page 34: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Organic Phosphors

• High Efficiency

• Free from CRM

• Relative Low growth

temperature (<500 °C)

• Low Thermal Stability

• Generally working in

solution (quenching effect)

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Page 35: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

The temperature close to the junction reaches 300 °C !!!

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Stability

Page 36: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

New class of organic phosphors

50 100 150 200 250 300

0

20

40

60

80

100

P

L Q

uantu

m e

ffic

iency (

%)

Temperature (K)

Exc. 365 nm!!

400 500 600 700

Pl In

ten

sity (

arb

.un

its)

Wavelength (nm)

Heptatzine

Exc. 405 nm

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Page 37: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Milan 5 Sept. 2016

Page 38: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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Alternatives to InGaN based LED

Page 39: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Electroluminescent alternatives

Direct wide band

gap:

ZnS (3.5 eV)

ZnO (3.37 eV)

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Page 40: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

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3 Dimensional hybrid concept

Page 41: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Conclusions

The research of new solution for lighting system is open

New phosphors as well new design for LED are needed

The research should take care the whole process for

effective solutions

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Milan 5 Sept. 2016

Page 42: Substitution of critical raw materials in lighting …...LED Green traditional (e.g. fluorescent) Non-green (e.g. incandescent) SOURCE: McKinsey's 2012 report ions Global lighting

Thank You for your attention

Pier Carlo Ricci - [email protected] -

Milan 5 Sept. 2016

Pier Carlo Ricci

University of Cagliari

[email protected]