Stefan Hecht, Henrik Ihre, and Jean M. J. Frechet- Porphyrin Core Star Polymers: Synthesis,...

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Porph yrin Core Star Polymer s: Synthe sis, Modif ication, and Implic ation for Site Isolation Stefan Hecht, Henrik Ihre, and Jean M. J. Fre ´chet*  Department of Chemistry, Uni Versity of California,  Berkeley, California 94720-1460  ReceiVed July 2, 1999 During the last years, efforts have been made to encapsulate porphyrins 1 wit hin dend rimers to tune the ir photophys ical, 2 electrochemical, 3 and chemica l 4 properties. Work carried out in several laboratories has demonstrated the profound ability of a dendritic shell to isolate the porphyrin core moiety facilitating the design of hemepr otein mimics. Unfort unately , dendri mer synthesis is usually time-consuming, and a more rapid route to enc apsu lat ed por phyrins tha t pre serves the arc hit ectu ral and functional control afforded by a dendritic shell is desired. Recent advanc es in the area of “living” ring openin g polyme rizati on (ROP) of -caprolactone 5 have enabled the accurate construction of star-shaped polymers. 6 We sought to take advantage of this method ology coupled with the space filling branching approach of dendrimer synthesis to achieve site isolation of porphyrins. Our approach is based on a highly branched porphyrin core that acts as a multis ite initiato r for the ROP of -caprolactone. Versatile modification of the core and the end-group functionalities renders the synthesis flexible, allowing one to tailor-design a variety of fun ctional sta r pol yme rs. Suc h mat eri als may be of general applicability in the design of oxidation catalysts 7 as well as energy - harvesting 8 and optoelectronic devices. 9 Startin g from tetraki s(4-hyd roxyphen yl)por phyrin 1a and tetrakis(3,5-dihydroxyphenyl)porphyrin 1b, respe ct ive ly, the initiators 2a,b were prepared via esterification employing aceto- nide-protected 2,2-bis(hydroxymethyl)-propionic acid 10 followed by deprotection of the diol functionalities under acidic conditions (Scheme 1). By using the methodology developed by Trollsås and Hedrick, 6a-c we obtained star polymers 3a,b possessing either 8 or 16 arms by bulk polymerization of -capr olacton e with initiators 2a,b and tin(I I) 2-ethy lhexan oate (Sn(Oct) 2 ) as the catalyst. By adjusting the monomer-to-initiator ratio, we could prepare polymers with varying chain lengths and low polydis- persities in almost quantitative yields (Table 1). To tune the properties of these materials, we accomplished further modification of the dendritic stars by metalation of the core moiety as well as by derivatizatio n of the hydroxyl-fu nctional chain ends (Scheme 2). Insertion of zinc(II) into the free base porphyrin gave 4b, which is easily identified by its characteristic electronic absorptio n spectrum in the Q-band region 11 (Figure 1a). Introduction of the dye coumarin at each of the 16 hydroxyl chain ends of  3b was easi ly acco mpl ished by est eri fic ati on wit h coumarin-3-carboxylic acid chloride affording 5b. The additivity of the indivi dual coumarin chromophore units contributes to the large absorption in the UV region of the spectrum (Figure 1a). The proton NMR spectra of 3b and 5b (Fi gur e 1b) rev eal a significant downfield shift of the signal associated with the end groups of 3b (C  H 2 OH) by conversion to the coumarin esters in 5b. Due to the energetic match between the emission of the coumarin donors and the absorption of the porphyrin acceptor, compounds such as 5b offer the opportunity of efficient light harvesting and resonance energy transfer. 12 Further studies of these processes are curre ntly underway. A significant advantage of the high yield processes used is that the only purification required after polymerization, metalation, (1) For an intro duction to porphyrin chemistry, see: Milgrom, L. R. The Colours of Life; Oxford University Press: Oxford, U.K., 1997, and refere nces therein. (2) (a) Jin, R.-H.; Aida, T.; Inoue S. J. Chem. Soc., Chem. Commun. 1993, 1260. (b) Tomoyose, Y.; Jiang, D.-L.; Jin, R.-H.; Aida, T.; Yamashita, T.; Horie, K.; Yashima, E.; Okamoto, Y. Macromolecules 1996, 29, 5236. (c) Sadamoto, R.; Tomioka, N.; Aida, T. J. Am. Chem. Soc. 1996, 118, 3978. (d) Poll ak, K. W.; Leon, J. W.; Fre ´chet, J. M. J.; Mask us, M.; Abrun ˜a, H. D. Chem. Mater. 1998, 10, 30. (e) Pollak, K. W.; Sanford, E. M.; Fre ´chet, J. M. J. J. Mater. Chem. 1998, 8, 519. (f) Jiang, D.-L.; Aida, T. J. Am. Chem. Soc. 1998, 120, 1089 5. (3) (a) Dandliker, P. J.; Diederich, F.; Gross, M.; Knobler, C. B.; Louati, A.; Sanford, E. M. Angew. Chem., Int. Ed. Engl. 1994, 33, 1739. (b) Dandliker, P. J.; Diederich, F.; Gisselbrecht, J.-P.; Louati, A.; Gross, M. Angew. Chem.,  Int. Ed. Engl. 1995, 34, 2725. (c) Dandliker, P. J.; Diederich, F.; Zingg, A.; Gisselbrecht, J.-P.; Gross, M.; Louati, A.; Sanford, E. M. HelV. Chim. Acta 1997, 80, 1773. (4) (a) Jiang, D.-L.; Aida, T. Chem. Commun. 1996, 1523. (b) Collman, J. P.; Fu, L.; Zingg, A.; Diederich, F. Chem. Commun. 1997, 193. (c) Bhyrappa, P.; Young, J. K.; Moore, J. S.; Suslick, K. S. J. Am. Chem. Soc. 1996, 118, 5708. (d) Bhyrappa, P.; Vaijayanthimala, G.; Suslick, K. S. J. Am. Chem. Soc. 1999, 121, 262. (5) For a recent review, consult Lo ¨fgren, A.; Albertsson, A.-C.; Dubois, P.; Jero ˆ me, R. J. Macromol. Sci., ReV. Macromol. Chem. Phys. 1995, C35, 379. (6) (a) Trollsås, M.; Hedrick, J. L.; Mecerreyes, D.; Dubois, P.; Jero ˆme, R.; Ihre , H.; Hult, A. Macromolecules 1997, 30, 8508. (b) Troll sås , M.; Hedr ick, J. L.; Mecerreyes, D.; Duboi s, P.; Jero ˆme, R.; Ihre, H.; Hult, A.  Macromolecules 1998, 31, 2756. (c) Trollsås, M.; Hedrick, J. L. J. Am. Chem. Soc. 1998, 120, 4644, and references therein. (7) Detailed review are given in (a) Sheldon, R. A., Ed. Metalloporphyrins in Catalytic Oxidations ; Marcel Dekke r: New York, 1994. (b) Montan ari, F., Casella, L., Eds. Metalloporphyrin Catalyzed Oxidations ; Kluwer : London, 1995. (8) For a recent discussion, see Freemantle, M. Chem. Eng. News 1998, (10/26), 37. (9) An enhancement of the luminescence properties of lanthanide ions using the concept of site isolation has recently been reported: Kawa, M.; Fre ´chet, J. M. J. Chem. Mater. 1998, 10, 286. (10) Ihre, H.; Hult, A.; Fre ´chet, J. M. J.; Gitsov, I. Macromolecules 1998, 31, 4061. (11) (a) Buchler, J. W. In The Porphyrins; Dolphin, D., Ed.; Academic Press: New York, 1978; Vol. I, Part A, p 390. (b) Smith, K. M. In Porphyrins and Metalloporphyrins ; Smith, K. M., Ed.; Elsevier: New York, 197 6; p 3 and appendix p 871. (12) Fo r a relat ed study, see Gilat, S. L.; Adron ov, A.; Fre ´chet, J. M. J.  Angew. Chem., Int. Ed. Engl. 1999, 38, 1422. Scheme 1 Table 1. Chara cteris tics of Porphy rin Core Star Polyme rs 3a,b  M h n(target) M h n(NMR) M h n(GPC) M h w  /  M h n 3a 19400 25400 26200 1.14 28500 31600 34700 1.13 37700 41800 50300 1.17 46800 50600 58300 1.19 3b 38200 47200 56100 1.18 56500 59900 67200 1.14 74700 76600 82000 1.12 93000 93700 89300 1.10 9239  J. Am. Chem. Soc. 1999, 121, 9239-9240 10.1021/ ja9922882 CCC: $18.00 © 1999 American Ch emical So ci ety Published on Web 09/17/1999

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Porphyrin Core Star Polymers: Synthesis,Modification, and Implication for Site Isolation

Stefan Hecht, Henrik Ihre, and Jean M. J. Frechet*

 Department of Chemistry, UniVersity of California,  Berkeley, California 94720-1460

 ReceiVed July 2, 1999

During the last years, efforts have been made to encapsulateporphyrins1 within dendrimers to tune their photophysical,2

electrochemical,3 and chemical4 properties. Work carried out inseveral laboratories has demonstrated the profound ability of adendritic shell to isolate the porphyrin core moiety facilitatingthe design of hemeprotein mimics. Unfortunately, dendrimersynthesis is usually time-consuming, and a more rapid route toencapsulated porphyrins that preserves the architectural andfunctional control afforded by a dendritic shell is desired. Recentadvances in the area of “living” ring opening polymerization(ROP) of -caprolactone5 have enabled the accurate constructionof star-shaped polymers.6 We sought to take advantage of thismethodology coupled with the space filling branching approachof dendrimer synthesis to achieve site isolation of porphyrins.Our approach is based on a highly branched porphyrin core thatacts as a multisite initiator for the ROP of -caprolactone. Versatilemodification of the core and the end-group functionalities rendersthe synthesis flexible, allowing one to tailor-design a variety of functional star polymers. Such materials may be of generalapplicability in the design of oxidation catalysts7 as well as energy-harvesting8 and optoelectronic devices.9

Starting from tetrakis(4-hydroxyphenyl)porphyrin 1a andtetrakis(3,5-dihydroxyphenyl)porphyrin 1b, respectively, theinitiators 2a,b were prepared via esterification employing aceto-nide-protected 2,2-bis(hydroxymethyl)-propionic acid10 followed

by deprotection of the diol functionalities under acidic conditions(Scheme 1). By using the methodology developed by Trollsåsand Hedrick,6a-c we obtained star polymers 3a,b possessing either8 or 16 arms by bulk polymerization of  -caprolactone withinitiators 2a,b and tin(II) 2-ethylhexanoate (Sn(Oct)2) as thecatalyst. By adjusting the monomer-to-initiator ratio, we couldprepare polymers with varying chain lengths and low polydis-

persities in almost quantitative yields (Table 1).To tune the properties of these materials, we accomplished

further modification of the dendritic stars by metalation of thecore moiety as well as by derivatization of the hydroxyl-functionalchain ends (Scheme 2). Insertion of zinc(II) into the free baseporphyrin gave 4b, which is easily identified by its characteristicelectronic absorption spectrum in the Q-band region11 (Figure 1a).Introduction of the dye coumarin at each of the 16 hydroxyl chainends of  3b was easily accomplished by esterification withcoumarin-3-carboxylic acid chloride affording 5b. The additivityof the individual coumarin chromophore units contributes to thelarge absorption in the UV region of the spectrum (Figure 1a).The proton NMR spectra of  3b and 5b (Figure 1b) reveal asignificant downfield shift of the signal associated with the endgroups of  3b (C H 2OH) by conversion to the coumarin esters in5b. Due to the energetic match between the emission of thecoumarin donors and the absorption of the porphyrin acceptor,compounds such as 5b offer the opportunity of efficient lightharvesting and resonance energy transfer.12 Further studies of theseprocesses are currently underway.

A significant advantage of the high yield processes used is thatthe only purification required after polymerization, metalation,

(1) For an introduction to porphyrin chemistry, see: Milgrom, L. R. TheColours of Life; Oxford University Press: Oxford, U.K., 1997, and referencestherein.

(2) (a) Jin, R.-H.; Aida, T.; Inoue S. J. Chem. Soc., Chem. Commun. 1993,1260. (b) Tomoyose, Y.; Jiang, D.-L.; Jin, R.-H.; Aida, T.; Yamashita, T.;

Horie, K.; Yashima, E.; Okamoto, Y. Macromolecules 1996, 29, 5236. (c)Sadamoto, R.; Tomioka, N.; Aida, T. J. Am. Chem. Soc. 1996, 118, 3978. (d)Pollak, K. W.; Leon, J. W.; Frechet, J. M. J.; Maskus, M.; Abruna, H. D.Chem. Mater. 1998, 10, 30. (e) Pollak, K. W.; Sanford, E. M.; Frechet, J. M.J. J. Mater. Chem. 1998, 8, 519. (f) Jiang, D.-L.; Aida, T. J. Am. Chem. Soc.1998, 120, 10895.

(3) (a) Dandliker, P. J.; Diederich, F.; Gross, M.; Knobler, C. B.; Louati,A.; Sanford, E. M. Angew. Chem., Int. Ed. Engl. 1994, 33, 1739. (b) Dandliker,P. J.; Diederich, F.; Gisselbrecht, J.-P.; Louati, A.; Gross, M. Angew. Chem.,  Int. Ed. Engl. 1995, 34, 2725. (c) Dandliker, P. J.; Diederich, F.; Zingg, A.;Gisselbrecht, J.-P.; Gross, M.; Louati, A.; Sanford, E. M. HelV. Chim. Acta1997, 80, 1773.

(4) (a) Jiang, D.-L.; Aida, T. Chem. Commun. 1996, 1523. (b) Collman, J.P.; Fu, L.; Zingg, A.; Diederich, F. Chem. Commun. 1997, 193. (c) Bhyrappa,P.; Young, J. K.; Moore, J. S.; Suslick, K. S. J. Am. Chem. Soc. 1996, 118,5708. (d) Bhyrappa, P.; Vaijayanthimala, G.; Suslick, K. S. J. Am. Chem.Soc. 1999, 121, 262.

(5) For a recent review, consult Lofgren, A.; Albertsson, A.-C.; Dubois,P.; Jerome, R. J. Macromol. Sci., ReV. Macromol. Chem. Phys. 1995, C35,379.

(6) (a) Trollsås, M.; Hedrick, J. L.; Mecerreyes, D.; Dubois, P.; Jerome,R.; Ihre, H.; Hult, A. Macromolecules 1997, 30, 8508. (b) Trollsås, M.;Hedrick, J. L.; Mecerreyes, D.; Dubois, P.; Jerome, R.; Ihre, H.; Hult, A. Macromolecules 1998, 31, 2756. (c) Trollsås, M.; Hedrick, J. L. J. Am. Chem.Soc. 1998, 120, 4644, and references therein.

(7) Detailed review are given in (a) Sheldon, R. A., Ed. Metalloporphyrinsin Catalytic Oxidations; Marcel Dekker: New York, 1994. (b) Montanari,F., Casella, L., Eds. Metalloporphyrin Catalyzed Oxidations; Kluwer: London,1995.

(8) For a recent discussion, see Freemantle, M. Chem. Eng. News 1998,(10/26), 37.

(9) An enhancement of the luminescence properties of lanthanide ions usingthe concept of site isolation has recently been reported: Kawa, M.; Frechet,J. M. J. Chem. Mater. 1998, 10, 286.

(10) Ihre, H.; Hult, A.; Frechet, J. M. J.; Gitsov, I. Macromolecules 1998,31, 4061.

(11) (a) Buchler, J. W. In The Porphyrins; Dolphin, D., Ed.; AcademicPress: New York, 1978; Vol. I, Part A, p 390. (b) Smith, K. M. In Porphyrinsand Metalloporphyrins; Smith, K. M., Ed.; Elsevier: New York, 1976; p 3and appendix p 871.

(12) For a related study, see Gilat, S. L.; Adronov, A.; Frechet, J. M. J. Angew. Chem., Int. Ed. Engl. 1999, 38, 1422.

Scheme 1

Table 1. Characteristics of Porphyrin Core Star Polymers 3a,b

 M h n(target) M h n(NMR) M h n(GPC) M h w /  M h n

3a 19400 25400 26200 1.1428500 31600 34700 1.1337700 41800 50300 1.1746800 50600 58300 1.19

3b 38200 47200 56100 1.1856500 59900 67200 1.1474700 76600 82000 1.1293000 93700 89300 1.10

9239 J. Am. Chem. Soc. 1999, 121, 9239-9240

10.1021/ja9922882 CCC: $18.00 © 1999 American Ch emical SocietyPublished on Web 09/17/1999

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and end group modification was a precipitation into methanol.All polymers are soluble in a variety of solvents such as CHCl3,THF, or CH3CN.

To evaluate the ability of the polyester backbone to effectivelyisolate the porphyrin moiety, we studied the accessibility of thecore in two series of zinc porphyrin star polymers ( 4a,b) byfluorescence-quenching experiments. Stern-Volmer analysis al-lowed for the determination of the k qτ  values (the product of thequenching rate constant and the excited-state lifetime) usingmethyl viologen as the electron acceptor quencher13 (Figure 2).As the chain lengths increase, the fluorescence quantum yields(in the absence of the quencher) remain constant, and theabsorption as well as the fluorescence spectra do not shift,suggesting no significant change of  τ 

2b and therefore leading toa direct evaluation of  k q as a measure of the core accessibility.14

The results show a strong shielding of the core moiety in thepolymers compared to zinc tetraphenylporphyrin (ZnTPP) as thereference, clearly demonstrating the largely reduced penetrationof the small molecule quencher through the polymeric backbone.Extrapolation indicates a rather steep decline in core accessibilitywith increasing degree of polymerization. The data also suggestthat the chain length rather than the number of arms is crucial in

achieving isolation of the core unit. These findings are inagreement with recent theoretical work 15 showing the interactionbetween the arms near the core unit to be more pronounced givingrise to a dense packing in the interior.

Acknowledgment. Financial support from the AFOSR-MURI pro-gram and the National Science Foundation (NSF-DMR 9816166) isacknowledged with thanks.

Supporting Information Available: Experimental details and chemi-cal characterization data. This material is available free of charge via theInternet at http://pubs.acs.org.

JA9922882

(13) For similar studies on dendritic systems, see ref 2c,d.(14) Turro, N. J.; Barton, J. K.; Tomalia, D. A. Acc. Chem. Res. 1991, 24,

4, 332.(15) Sikorski, A.; Romiszowski, P. J. Chem. Phys. 1998, 109, 6169, and

references therein.

Scheme 2

Figure 1. (a) UV/Vis spectra of  3b, 4b, and 5b in CHCl3. (b) 1H NMR

spectra of  3b and 5b in CDCl3.

Figure 2. Fluorescence quenching for two series of zinc porphyrin star

polymers having 8 arms (4a) and 16 arms (4b). The k qτ values are derived

from Stern-Volmer analysis in acetonitrile employing methyl viologenas the quencher.

9240 J. Am. Chem. Soc., Vol. 121, No. 39, 1999 Communications to the Editor