Stanley S Brotman Financial Disclosure Report for 2009

8/3/2019 Stanley S Brotman Financial Disclosure Report for 2009

1/17

I A o J 0 I FINANCIAL DISCLOSURE REPORT Report Required by the Ethicsin Government Act of 1978t ~ e v , 1 / 2 0 s 0 I F O R C A L E N D A R Y E A R 2009 O U . s .c . .p p . h " t o t - l e OI . P e r s o n R e p o r t i n g ( l a s t n a m e . f i rs t , m i d d l e i n i t i a l ) l . Court or Orgtm lzutlon 3 . Dire or Rep ort

Brotman, Stanley S. U.S.D.C, New Je rsey 6/14/20104 . T ll l e (A a i c tc II I j u dg es in d ic a t e a c ti v e o r s en io r s ta t~ s ; 5 L R ep or t T y p e ( c h ec k ~p pr o pr i s te ty pe ) 6. Rrportlog P~ dodm a g i s t r a t e j u d g e s i n d i c a t e f u l l - o r p ~ t - t i m c )

I1 .~ Nomina t ion , D a t ~ 01/01/2009U.S. Dislrict Judge/Sr. Status [] Initial [] Annual [] Final to1 2 / 3 1 1 2 0 0 9Sb , [] A m c nd e d Rc po r t

7. Chumber* or Oftlee Address S. On the ba~ls of the Informallon ontolued In this Report andm o d l f l c a tl o n s p e r t , l n ln g t h e r e t o , I t I s , I n m y o p i n i o n , I n o m p l h m e e6030 M.H. Cohen US Courthouse with =pp liosble I=wt tend reg ul=tloo~.4th & Cooper Streets, Box 1029Camden , NJ 08102-1029 Reviewing Off icer

I M P O R T A N T N O T E S : The instruc t ions accompanying this form must be fol lowed~ Comple te al l parrs,checking the NONE box for each part where )~ou have no reportable information. Sign on last page,

I . P O S I T I O N S . ~ o ~ , o r t~ , ,~ ind ivMu~lonly ;N O N E ( N o repo~able

POSI~ON NAME OF ORGAN[ZA~ON~I~I.2 .

5. "- -- ~ . . .. ~ IT I

~ NONE ~o reportable agreements.)D A T E PAR~E~ A~ TE~S

I.


2/17

FINANCIAL DISCLOSUR E REPORTPage 2 of 17 ] Brotman, Stanley S. 5/14/2010

I 11 . N O N - I N V E S T M E N T I N C O M E . tRepo, ing Z~ divid~, t ~ sro~e~ s,e p~ 17.:~ o/~ ~, , .~t io.~A . F i le r s N o n - In v es tm en t I n c o m e[-~ NONE non-investment income.)N o reportable

D A T E SOURCE A N D T Y P E I N C O M E(yours. not spouses)1.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - I f > , o u . , e re ma rr i e d dur i ng a ny por t i on o f t he re por t i ng ye a r , compl e t e t h i~ ~ e cr i o~( D o l l a r u m o u n t n o t r e q u i r e d ~ c e p t f o r h o n o r a r i a . )[ - - - 1 N O N E ( N o repor table non- inves tment income. )

D A T E SOURCE AND TYPE1 . 2 0 0 9 D i r e c t o r a n d S e c r e t a r y o f A m e r i c a n A u t o m o b i l e A s s o c i a t i o n . C lu b o f S o u t h N ew J e r s e y

I V . R E I M B U R S E M E N T S - ~ .~ .o . ,. ,~ o ~ , t o ~ i . s ,~ o ~ , e . , e ..~ *~ ,e~( I n c h ~ d e s t h o s e t o s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e p p . 25-27 of filing Instructions.)

N O N E ( No repo r ta ble r e im burs em e n ts. )S O U R C E D A T E S L OCAT ION PURPOSE ITEMS PAID OR PROVIDED

I. N Y Intel lectual Property Law 4 /27 -28 /09 New York. NY D i n n e r Lodge, FoodAssociation2. T h i r d C i r c u i t l u d i c ia t 5/04-5 , 06 /09 P h i l a d e l p h i a , P A C o n f e r e n c e o f J u d g e s Lodge, Food, TransportationC o n f e r en c e3. N e w J e r s ey S t a te B a r 5/I 4/09 A t l a n t ic C i ly , N J Past Presidents Lunche on FoodA s s o c i a t i o n4. Fordham - Stein 10~9,09 New York, NY Dinne r Food


3/17

FINANCIAL DISCLOSURE REPORT ~ . , ~ o.,r,o~ a.po.l~ D . ,. o f a e p o .P a g e 3 o f 17 B r o tm a n , S t a n l e y S . 6/14/2010

V . G I F T S . t t , ~ , , s o . ~ , o ~ . .. .. ~ deptnd tn t ch i tdren; s t e l ~ p . 2 S - 3 1 of fi t i ,~g instructions.)[] NONE (No reportable g~s.)

I.2 .3.

5.

[-~ N O N E (N o reportable liabilities.)CREDITOR DESCRIPTION VALUE CODE

1.2.3.4.5.


4/17

Il z m e o 1 " Ptrs*n Repor l lng D ~ t e o f R e p o r t IIN A N C IA L D ISC L O SU ~ ~P O R T I Brolma., S~anley S. ~ 1 4 / 2 0 1 0P a g e 4 o f 17NONE (No reportable income, ~sets, or transactions.)

A. B, C. D .Description o f A s ~ Income durng G r o s s v a [ ~ a t e n d{i~luding ~sl as~ts) ~po~in8 pcfi~ of ~ing pc~

~ . ~ " ( x r . ~ , ~ - - ~ h - , ~ , A~.. , T ~ ( ~ . ~ . , v~;.~ I v.[.~ T ~ ( ~ . ~ . . ~ Iw~u~ I O,i. / ~=~ orexem pt f r~ pr ior disclos~e Code l d ~ v . . r c n ~ C ~ 2 [ M e t h od buy, sell, j m~ d ~ ] Co d ~ 2 [ C~ I ~ buycr/~]l~,

1. Advan~ge Pi~a~ Liq. F~%pe~eimer A In t~es t J T2. U.S. En v iro Syste m s, In c. c./s (form erly Non e J TCogenic Energy ) Sys3. Ge neral Electr ic c/s B Div idend L T4, Xerox Corporat ion c/s A Dividend K T5. PNC Bank c /s B D i v i d e n d K T6. San Nat . Ban k , V ine land , NJ (chkg acc t ) B Interest J T

7. Is rae l Bond s A Interest J T

8. Comm and Asse t Money M arke t, former ly B Interest J TW~ chovia Cap. Acct.9. W ells Fargo Co., form erly Wachovia Corp. A D i v i d e nd K T

1 0 . Is rae l Bond s A Interest J T1 1 , Minotola Nat iona l Ban k , V ine land , NJ A Interest J T(checking)I2 . ~ TRUST:

1 3 . -G lenmedeFund Inc .-Tax Exempt Cash Por t C Interest K Tprin. cash & reserve1 4 . - Ge neral Electr ic Co. c /s B D i v i d e n d L T1 5 , - Colga te Pa lm ol i v e Co.c/s A D i v i d e n d K T Sold 8/31/09 J C(pan )1 6 . - Johnson & John son c/s A D i v i d e n d K T1 7 . - Royal Dutch Petroleum NY shares c /s B D i v i d e nd L T


5/17

FINANCIAL DISCLOSURE REPORT. . . . . . . . . o,,,ot ooIa g e 5 o f 1 7 B r o t m a n , S t a n l e y S . 6 / 1 4 / 2 0 1 0V I I. IN V E S T M E N T S a n d T R U S T S - i . co , ~ , , v , t .e . , . .. .. . n o . , (Include, tho,of sp ...... d dependtnt children; see p~ 34-60 of filing in~uctlon~)

NONE ~o repo r table incom e, asse ts, or transact ions.)A.Description of As~ l n c o m ~ d u r i n g G r o s s v a l u e a t e n d Transactions during rc~ing period

(including t~st assets) r c~ i n g ~ r i o d of rc~ngP lace (XFa~ . .. .c h .... t A ....~ [ ~y~.g., ws~ / w~ Ty~.g . ,/ o~,~ I w~ / G~Sn ~ ~ a ~ , s ~ o rc ~ o i ldiv.,rent,~e 2 1Method b u y , s e l l , ] m ~ d ~ l C ~ e 2 ] C ~ c I [ b u y e r / s e l l e re x e m p t f r o m p r i o r d i s c l o s u r e ( A - H ) or int.) (J-P) ]C~c 3 r c d c m p t i o n ) ] (J-P) ( A - l l ) (if private

I r a n s a c t i o n )

18. - B m k o f A m ~ i c a c / s B D i v i d e n d K T

1 9 . - A u t o m a t i c D a ~ P r ~ e s s i n g . I n c . c / s A D i v i d e n d K T

2 0 . - M i c r o s o R C o ~, d s A D i v i d e n d K T

2 1 . - [ n t e l C o ~ . c / s B D i v i d e n d J T

2 2 . - C h ~ M a n h a t t ~ C o ~ . ~ s A D i v i d e n d J T

2 3 . D a i m l e r C h ~ s l e r ~ s A D i v i d e n d J T

2 4 . I B M c / s A D i v i d e n d M T

2 5 . P e p s i c o , I n c . c / s A D i v i d e n d J T

2 6 , S p e c i a l ~ R e ~ i l G r o u p , I n c . d s N o n e J T

2 7 . THE GLENMEDE TRUSTCO.(I~I):

2 8 . - G I c n m e d e F u n d , I n c . : S ~ a t e g i c E q u i ~ P o o A I n f f D i v M T

2 9 . THE GLENMEDE ~UST CO.(I~2):

3 0 . - G l e n m c d e F u n d , I n c . : S t ~ t e g i c E q u i ~ A In.iv K TP a a

3 1 . THE GLENMEDE TRUST CO.INVESTMENT ADVISORY:

3 2 . - G l e n m e d e F u n d , I n c . : S t r a t e g i c E q u i t y P a ~ B D i v i d e n d L T

3 3 . V c r i z o n c / s A D i v i d e n d J T3 4 . P e p s i c o , I n c . c / s A D i v i d e n d J T


6/17

FINANCIAL DISCLOSUR E REPORTPage 6 of 17 Brotman, Stanley S. 6/14/2010

VII . INVESTM ENTS and TRUSTS - ~ ........~ N O N E ~o reportable income, assets, or ~ansactions.)...................... ~7 ...................... ~ ..... ~ c.~scfiption of Asse~ [ t n ~ m e d u r i n g Gr~s v f l~ = t e nd Transac t font du r ing r~ ing pc~(including ~st ~) ~ rc~ingt ~ > m --~ ......~---I-~-~~ ....... ~ .......P l a c e " { X ) " a f l ~ e a c h ~ m t A m o u n t

x e m p t ~ o m p r i o r d i m l o s u r * C ~ + d i v . , r c n ~ C~+ 2 Me t h ~ b u y . s l l , m m d + ~ C od 2 I C ~ e I ] buyer/seller(A-m o r i n L ) ( J - P )

3 5 , Motorola , In .c/$ A D i v i d e nd J T3 6 . J .P .Morgan Chase c /s A D i v i d e nd K T3 7 . Intel c/s A D i v i d e n d K T

3 8 . I s r a e l B o n d s A I n t e r e s t J T3 9 . Vodaphonc AirTouch c /s A D i v i d e nd K T

4 0 , TRUST:

4 1 , - Exxon M obilCorp. eds B D i v i d e nd K T4 2 " . - Sayrevi lle , NJ (dtd 911/00; 4 .6% Due B Interest K T9/I/10)43 . - Me rcer County , NJ lmpt.(dtd 12/15/00 B Interest K T4.4*/ , ,due I I /1/10)44 . - Ocean City ,NJ FSA G .O.(dtd 4 /1~)8 B Interest K T4.5%;due 4 /1 /08)4 5 . T H E G L E N M E D E T R US T C O . ( IR A I ):4 6 . - G lenm ede Fund , Inc . : S t ra teg i c Equi ty Par t B D i v i d e nd L T47 . THE G LENMEDE T~UST CO.( IRA2) :4 8 . - Glenm ede Fund , Inc .: Strategic Equity Pat~ B D i v i d e nd K T4 9 . TIlE GLENNIEDE TRUST CO.I N VE S T M E N T A D VI S O R Y :5 0 . - Glenm ede Fund , Inc .: Strategic Equity Por~ B D i v i d e nd K T5 1. Ver i zon C om m un ica tion s c / s A Dividend J T


7/17

FINANCIAL DISCLOSURE REPORT ~ , m , o r r ,r , o , R ep or t i n g [ Dz~ofReport [Page 7 of 17 B r o t m a n , S t a n l e y S . I WI4~OI0 IV I I . I N V E S T M E N T S and TRUSTS - ~.~o~. , ~t~. , ~ .~o~. a~t~ ,~o. . o~,~, .~ ~ . ~ t ~ h # ~ . ,~ : ,,, ~

N O N E (No rep o~able incom e, asse ts, or transact ion.)A. B , C . D.

~ription of As~ ~ I ncom~ d~n g Gross v~ ~t e~d Transactions during ~po~ing(including ~t ~s) ! rc~ing ~fi~ of ~o~ng p~F~T -T -~~ .......i i~ -T-~- ( t ~ ~- ~~ ............. ~ ) . . . . .. . . . .. .

5 2 . Unique Mobi l i ty , I nc . a s A D i v i d e n d J T5 3 .5 4 . -Me dtronic , lnc . C/S A D i v i d e n d K T

55. - NJ SY EDL FACS Auth Re Am bae d t d A Interest K T7/1/01 4.3 /o 7/I /I I56. THE GLENMEDE TRUST CO.( IRAI) :

5 7 . - G lenm ede Fun d , Inc . ; S tr a teg i c Equi ty A Div idend J TF u nd5 8 . - Vang uard Insti tutional Index 500 FD B Div idend L T Sold 1 2 / 2 3 / 0 9 J{ p r o )59. THE GLENMEDETRUST CO.(IRA2):60 . - G lenm ede Fun d , Inc . - S t ra teg i c Equi ty A D i v i d e n d J TP a r t61 . - Vang uard Insti tutional Index 500 FD B D i v i d e n d K T62 . T H E G L E N M E D E T R U S T C O .I N VE S T M E N T A D VI S O R Y :63 . - Vang uard Ins t i tu t iona l Index 500 Fund A Div idend K T Sold 9/I /09 J{ p a r t )6 4 . ~ TRUST

~ 6 5 . - NJ SPORTS&EX POSITION d td 1 /1 /02 B Interest K T4.6"/0 due 3 /1/126 6 . - Targe t Corp. c.ts A D i v i d e n d K T

6 7 . State of Israel Bond dtd 2/01/02 4 ,0% A Interest J T6 8 . State of Israel Bond dtd 12/01/02 4 .0% A Interest J T

(Set Co~mn* BI ~ D4) F =$50J~1 - $100.~ G =$1~,~1 - $1,~1,~ HI =$l,~,~l - $5.~0,t~ H2 =M ore th a a


8/17

FINANCIAL DISCLOSURE REPORT I rotman,$tanleyS . I ~ 1 ~ / 2 0 1 0ag e 8 o f 17V I I . I N V ES T M EN T S a nd T R U ST S - ~ . .. .. t .~ , , ~ a o~ a ~ a . ~ o , h ~

N O N E (No rep ortable inco me , assets, or ~ansaclions . )A. B . C. D .~scripdon of~ I ncom~ d~n g G~ss v~u~ at end T ~s a c ~o n s d ~ i n g( i n c lu d i n g t ~ s ~ ~ ) ro m a i n e ~ r i ~ of ~ning pc~.) (2~ 0)


9/17

FINANCIAL DISCLOSURE REPORT{ Brotm an, Stanley S.

6/14/2010Page 9 of 17V I I . I N V E S T M E N T S a nd T R U S T S - i.co.e. ,.t.e,, ..... .lo.s a.a.a.,

N O N E (No rep or table inco me , ~se ts, or transact ions.)Descr ipt ion of As~ [ Income d~ing Gr~s value at( i nc Iud[ng ~ ~ sc t s) [ r~ing ~i~ o f f e r ing

8 6 . - V~ a n M e d i ~ l S y s~ e m ~ , I n~ . , f f s A ~vidend K T8 7 . Freescale Sem lconductor , c ls None J T8 8 , - Abbott Laboratories, c/s A Div idend K T89 . - Royal Dutch She l l PLC-ADR c /s A Div idend J T Sold 2/17/09 J D9 0. - Gillette Co, c /s A Div idend K T91 . - Vadan Med ica l Sys , Inc . c !s A Div idend K T92 . - Pep sico, Inc ., c /s A Div idend J T93 . - Proctor & Gam ble Co., c!s A Div idend J T9 4 . - Pep sico, Inc ., c /s A D i v i d e nd K T95, - Wye th, c/s A D i v i d e n d Sold 2/17/09 K9 6 . - Marlbvoro Twp., NJ Brd Ed, dtd 7 /15/04 B Interest L T4.5%, due 7 115f139 7 . Ktron ln tl, In c. cls Non e J T9 8 . GLENMEDETRUST Inves tmen t Adv i sory

99 . Glenm ede Fund , Inc . - Tax Exempt Cash C Interest J TPort dtd 10/14/88100. ~ TRUST

101. - Ill inois Tool W orks, c /s A Div idend K T102. - Texas Instrume ntS, Inc. c/s A Div idend S old 5/13 /09 K


10/17

FINANCIAL DISCLOSURE REPORTIN a m e o tr m n I te p o a l a t

P a g e I 0 o f 17 B r o tm a n , S t a n l e y S . 6/14/20V I I . I N V E S T M E N T S a n d T R U S T S - .c ...... ot.e. transactions anclu~s those ~f ~.se and dtptndtnt childrtn: sep~ J4~O of filias ins~ctio~x)

NONE ~o reportable income, assets, or tra~actions,)C. [ B. ] . D.Des~p f ion o f As~ [ I n .m e d ~ n g ~ Gross val~ ~t ~d T ~n s a c ti o n s d ~n g r~ i n g( i nc lud ing ~ st ~ s c ~ ) ] re~ing ~fiod [ of r~ing p~

Place "(X )" afl .. . .. h . . . . t J A m o u n t T~(e.g., i V,I~ [ Value T~e (c .g . , Date [Vtlue [ Grin [ Idenf iWof

[ , I (Q-W) ..... ~ ~ t~ac t i on )103. - Oni~d Techn olog ies ~o~. , c /s A Oividend K T104 , - G lenm ede Fund , Inc . - In temat ioml Por t B D i v i d e nd K T105. - Tweedy B rown Globa l Va lue Fund A D i v i d e nd K T106. - W illiam B lair Inst. Intl. Growth Fund B D i v i d e nd K T107. - Quest Diag nostics, Inc . c /s A D i v i d e n d K T1 0 8 . -Gene ra l Ele~ e Cap . Corp . , d td4 !28 /06 , C Interest L T5.5% d ue 4/28/111 0 9 . - Uni ted Tech nologies Corp. , did 4/29, ;02 C Interest L T6 .1% due 5 / 1 5 1 2 0 1 21 1 0 . - LP. Morgan Cha se & Co., d id 11/25/02 B Interest K T5.75% due 1/2/2013I 11. - Citigroup, Inc . dtd 2/21/02 6 % d ue C Interest Sold 2 1 1 9 1 0 9 K2/21f2012I 12 . -Will iam Blai r In tl . Growth - 1 D D i v i d e nd K T1 1 3 . TRUST1 1 4 . -FLP Group, Inc . c /s A D i v i d e nd K T

1 1 5 . -Walt Disney Compan y (dtd) 7/I 8106, 5.7% B Interest L Tdue 7 /15/11116. -Boeing Co. (dtd 2/I 1103) f .125%, Due B Interest K T117 . -Bm adr i dge F i nan c i a l Solutions , Inc . A D i v i d e nd J T

I 18. -D~II, Inc. c/s A D i v i d e nd Sold 2/17/09 JI 19. -Rockwell Collins, c fs A D i v i d e nd J T


11/17

N a m e o f P e r so n R e p o r t in g D a t e o f R e p o r tFI NANCIAL DI SCLO SURE REPO RT [ B ro t m an ,$ t an l e yS .6 / 1 4 / 2 0 1 0Pag~ 11 of 17

NONE ~o reportable income, assets, or transactions.)

D~c~p t ion of As~ I ncome d~ng( i nc lud ing ~t assc~)

e x e m p t f r o m p r i o r d i s c l o s ~ __ t~sa~ion)

12 I. -Orrm icom G roup, c /s A D i v i d e n d J T122. . -Glenm ede Fund , I nc . , LargeCap . 100 Port A D i v i d e nd K T123. -P epsico Inc. , dtd 5/21/07 , 5 .15%, 5/512 B Interest K T1 2 4 . -Proctor & G am ble Co, 8/I 0/04, 4.95 %, A Interest K T8/15/141 2 5 . -NJ Sports & Exp osi tion , dtd 1/1/02 416% , 1 3 Interest K T3 / 1 1 1 21 2 6 . -NJ Sports & Exposi tion, d id 1 /1 /02 4 .6%, A Interest K T3 / 1 1 1 2127 . .Emerson Elec t r i c Co, d i d 12 /11 /02 5%, B Interest K T12/15/14128 . Davl sNY Ven tu re Group A Div idend K T129 . Dav i s NY Ven tu re Fd , CLC A D i v i d e nd K T130. Cap i ta l One , 4%, Due 12 /28 /09 A Interest Redeemed 12/28/09 L131. First Bank, 3.55%, due 6/29/09 C Interest Redeemed 6/29/09 L1 3 2 . G MA C B a n k , 3 . 6 % , D u e 3 / 1 3 / 0 9 C Interest Redeemed 3/I 3/09 L

133. Jersey City , 5 .35"/o, Due 10/I/09 C Interest Redeemed 10101109 L

134 . New Jer sey , 5%, Due 71 t /10 C Interest K T

135 . P rov iden t Bank , 4% , Due 12 /28 /09 C Interest R e d e e m e d 5 1 1 1 0 9 L136 . N. J. Tran , 5%, Due 6 /15 /18 A Interest J T


12/17

Ia m e o f P e r s o n R e p o r t l n ~ I D a t e o f R e p o r tP a g e F IN A N C I A L 1 2 o f 1 7 D I S C L O S U R E R E P O R T [ arotman, StanleyS.[

6 / 1 4 / 2 0 1 0

NONE ~o repor table income, asse ts, or transact ions.)D e s c r i p t io n o f A s ~ t s [ ~ om e d ~ n g G r o s s v a l u e a t e n d T~sac f ions duri ng r c~n i ng pcd~( i nc lud i ng ~t assc~) r~ing pcH~ of~po~ing

P ]a c~ ( X ) ~ e r~cha s , c t A m o u n t ] T~ [ e . g . . Value ] Valu~ Ty~(e .g . . [ Da~e ] Value [ Gain l(A-H) I o r i n L ) (JP) I C~c 3 r c d c m p l i o n ) ~ / (J-P) I (A-II)

[ 3 7 . De l a w ~e , 5 . 75% , ~ e 1 / 1 / 2 6 C Interest M T138 . Wachov i a B ank~3.55%, due 9 / I 1 /09 B Interest R e d e e m e d 9/11/09 L

140. -T rave l~ Com pan i es , Inc . ~s A D i v i d e nd K T141 . -Vang ua rd Globa l Equ i ty FD c / s B D i v i d e nd So ld 1 2 / ~ 9 1 0 9 K1 4 2 . -Ver izon Com m unications dtd 4/4/08, 5.25,4 B Interest K Tdue4/15/10143. -[- tewletl Packard Co., d id 3/3/08 , 4 .5%, due B Interest K T1 4 4 . -Goldman Sachs Group , Inc . d td 1 /13 /04 , B Interest K T5.15%, d ue 1/15/141 4 5 . -Em erson Electr ic Co., dtd 8/24105, 4.75% B Interest K Td u e 1 0 1 1 5 1 1 5146. -Assurant c/s A D i v i d e n d Sold 5/I 3/09 J147 . -Diageo PCL Sp onsored ADR. c /s A D i v i d e nd K T148. -J. P. Morg an Ch ase & Co., c /s A D i v i d e nd J T149. -Patterson UTI Energy, LLC e/s A D i v i d e n d Sold 2 b 1 7 / 0 9 J

151. Gi l e ad Sc i e nce s , I nc . c l s A D i v i d e nd J T B uy 2fl 7/09 J

152. McDerm olt Ins. Inc . c /s J T B uy ~ 17 /09 J153 . Omnicom Group , o s A D i v i d e nd J T B uy 2 1 1 7 / 0 9 J


13/17

FINANCIAL DISCLOSURE REPORT ~ Iag~ 13 of 17 B r o t m a n , S t a n l ey S . ~ 1 4 / 2 0 1 0VII. ~VESTM ENTS and TRUSTS - ~ o . . . . . . t. ~ .~ N O N E ~ o reportable income, assets, or transactions.)

c. -D e s c r i p ti o n o f A t ~ t ~ [ [ m o m * d u r in g G m s ~0 nc l ud i n g ~ t a ~ c ~ ) [ r c ~ i n g p e r i ~

Place (X)" a~rc~h a s~ t A m o u n t~ T ~ ( ~ , VsI~ ~ Value T y p e ( e . g . . Date V~uc G ~ n ~ Idcnti~ ofbuy, sell, Im~d~ Code2 lCodl J buyer/scl[~xempt~omp~ord i sc losu~ [~l div-.~ C ~ e 2 , M~th~ -- [ [~ : ( i f p ~ v a t ~A - H } ~ o r i n t . ) ( J - P ) [ C o d ~ 3 ~dcmption) ( J - P ) (A - H )

154 . Cal lus Conv c~ iblc Fund- I , c / s A Div idend B uy 2 /1~09 J1 5 5 . Sold 11/25/09 K C156 . Ontar io Province , 2/3/05 4.5% A Interest K T B uy 2/25/09 K157. App l ied l~ateria ls Inc., c/s A Div idend J T B uy 5/13/09 J158. Franklin Resources, In c . , c /s A Div idend K T B uy 5/13/09 K159 . Gi l e ad Sc i e n ce s , c /s A D i v i d e nd J T B uy 5/13/09 J160. ITTEducat ional Serve ies, Inc., c/s A Div idend J T B uy 5 / 1 3 1 0 9 J161. Van Eck Global Hard Assets - I A Div idend K T B uy 5/13/09 J1 6 2 . Cap i t a l Marke t s PLC dtd 3110 /09 3 .87% due A D i v i d e nd K T B uy 5/20/09 K3/10/15163 . Frankl in Resources, Inc. c/s So ld 8/31/09 J164 . Gi l e ad Sc i e nce s , I nc . So ld 8/31/09 J(part)1 6 5 . Schlurnberger Ltd. c /s A D i v i d e nd J T B uy 8/31/09 J1 6 6 . Nucor Corp c!s A Div idend J T B uy 8/31/09 J1 6 7 . Tweed y Browne Globa l Va lve Fund A Div idend K T B uy 12/8/09 K1 6 8 . Oracle Corp. dtd I/13/06 5.25%, due A Interest L T B uy 12/15/09 L

1 6 9 . GlenM ede Fund , lnc .Tax Exemp t - See VII I K U 12/31/09 KItem (a)1 7 0 . G L E N ME D E T R U S T I N V E S T ME N T


14/17

N a m e o f P e r ~ 0 . R ~ p o r t l n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT [ Brotmau, S t a n l ey S .6 / 1 4 / 2 0 1 0a g e 14 o f 17

V I I . L N V E S T M E N T S a n d T R U S T S - i , , . . . . . . ~.,., ..... ,~.. (I.,,tudt~ rho.t of am .... d aepe,u~t chltdrtn; e e r ~ J4.~o o / ~ l ln g t n ~ u . t o ~ )N O N E (No repo rtable incom e, assets, or t ransac t ions . )

A. B. C. D.~r;ption of As~ I n c o m e d u r i n g G ~ o s s v ~ u ~t end T~t~ons d~ng r~ing pc~(i~[uding ~st ~scts) ~ing ~i~ of ~ing pc~~ l a c ~ " ( X ) " a ~ e r ~ c h ~ s ~ t A~un~ j T~ ( e .g . , Va!,c V ~ l u c T~ (~.g . , D~ [ Value ~ Gain Id~ ofcx~pt from p ~or dlsc]osu~ C~I ~ div . . ~n~ C~c 2 M~ b u y , s e l l, m~d~ [C~c 2 ~ Code I b~r/scl]cc

~-H). [ or ira.)( J - P ) [ C~3 r e d c m p t i o n )

l (A-II)(ifpfiv,te.................................................. r ~nsact[on)

1 7 1 , - G l e nm e d F u nd , I ~ . S t m t ~ i c E q u it y Po ~ A Di~ide~ J T B uy 9/1/09 J172 . - Gl enm ede Fund I nc . Adv i so ry Sma l l CAD A D i v i d e n d J T B uy 9 1 1 / 0 9 J

: 173 . -Glenm ede Fund, Inc . - U.S. Em erging A Dividend J T B u y 9 1 1 1 0 9 JG r o w t h174. - Glenm ede Fund, Inc . Internat ional Por t A Dividend J T B uy 9 1 1 1 0 9 J175 . - G lenm ede Fund . Inc . Large CAP 100 P or t A D i v i d e n d J T B uy 9 1 1 1 0 9 J176. - W il liam Blai r Int l Growlh - I A Div idend J T B u y 9 1 1 1 0 9 J177, Cape M ay 4.375% due 8!15114 A Interest K T B uy 9 / 2 1 1 0 9 K178 . F r eehold Twp. 5% due 2 /15 /25 B Interest K T B uy 6/26 /09 K179. | . tanunonton NJ 4 .5% due 8 /I/25 B Interest K T B uy 6/26 /09 K180. Med ford Twp. NJ 5% due 3 /1 /25 B Interest K T B uy 6 1 2 6 1 0 9 K181 . Montgom ery 5% due 4 / I /27 B Interest K T B uy 6 / 2 6 1 0 9 K182 . Mon tgomery 5% due 411120 B Interest K T B uy 6 / 2 6 1 0 9 K183. Mor r i s County , NJ 3% due 2 / I /1 I C Interest L T B uy 4 , r 2 / 0 9 L184. New Jersey 5% due 7 /1131 B Interest K T B uy 6/29 /09 K185. Rutgers 5% due 5/1t15 C Interest B uy 3/19/09 L

1 8 6 . R e d e e m e d 5 1 1 1 0 9 L187. Pleasan tvi lle. NJ 4"/, due 7 /1 /12 t] Interest K T B uy 3/19/09


15/17

F I N A N C I A L D I SC L O S U R E R E P O R TPage 15 o f 17 I Brotman, Stanley S.6 /14 /2010

N O N E (No repo rtable incom e, assets, or t ransac t ions .)A. B. C. D.

Description of As~ Income du~ng Gross valu~ a~ end T~n~ctions du~ng reposing period(including t~t assc~s) I r c ~ i n g ~ I ofrc~ing

exempt ~om prior disclosure Code 1 div., r~n~ C~e 2 ~ Mcth~ buy, ~11, m~d~ ~ C~c 2 I C~ I I buyer/seller( A - H ) o r i n t . ) i (j.p) [ C~e3 redemption)= ~~A-H) (ifpfivate

188. Teaneck T~. , 5% d ue 7/15/28 C I n l e r e s t L T B u y 6~9 /09 L1 8 9 . W ash ing ton , 4 .875% d ue I /1 /23 B Interest L T B uy 4/2/09 L


16/17

F I N A N C I A L D I S C L O S U R E R E P O R T eretman, Stanley S.J 6/14/2010 Iage 16 of 17VIII. ADDITIONAL INFORMATION OR EX PLANATIONS.

As to Section VII:(a) Entry 169 of th is reporl reflects an inad vertent om ission of th is securi ty in the 200 8 Finan cial Disclosur~ Report. Glcnm ede T rust Compan y, co-truste~ of the~ - - -~ T rust i nc luded i n th e w i th i n r epor t, i n i t s ann ual s ta tem en t o f asse ts . December 31 , 200 9 . r e f lec ls an account under th e c a tegory of Cash and Reserve . "Th : [~: hccount holds shar es o f "G lenm ede Fund Inc , . Tax Exem pt Cash Port daled October 24. 1988" and cash. ! hav~ been advised by Glen me de that the account isused as veh icle to which proceeds of sale ofsecuri ties, interest and di , ,4dends are transferred for temporary holding to earn income, pending fur~ber investment,d istr ibution and other functions of the trust, resulting in a f luctuation ofvalue from tim e*to-time . As of Decem ber 31. 2009. the va lue code was "K.


17/17

N a m e o f P e r s o n R e p o r t i n g D a t e o f R e p o r t

!

FI NANCI AL D I S C L O S U R E R E P O R T[ Brotm an, Stanley S.age 17 of 17 6 / I ~ / 2 o I o

I X . CERTI FI CATI O N.[ ce r ti fy t ha t a ll I n fo rm a t ion g iven above ( I nc lud ing I n fo rma t ion p e r t a i n i ng to my spouse and m inor o r depend ent ch i l dre n , i f a ny) I naccura t e , true , and com ple t e to the bes t of m y knowledg e and be l i e f , and tha t any in form at ion not report ed w~ w i thhe ld because I t me t ap p l icab le s t a tu toryp rov i s ions p e rm i t ti ng non-d i sc losure .I fu rt he r ce r ti fy t ha t e a rned I n come f rom ou t s ide em p loym ent a nd h onora r i a a nd t he accep t ance o f g i f t s wh ich hav e be en re por t e d a re I nom p l i a nce wi t h t he p rov i s ions o f 5 U.S.C. app . 501 eL seq . , 5 U.S.C. 7353 , a n d Judlc l a l Confe re n ce re gu l a t ions .

NOT E: ANY I NDI V I DU AL W H O KNO W I NG LY AND W I LF U LLY F ALS I FI ES OR F ALLS T O F ILE T i l lS R EP OR T M AY B E S U B J EC T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSMail signed original and 3 additional copies Io:

Committee on Financial DisclosureAdministrative Office of the United States CourtsS u i t e 2 - 30 1One Columbus Circle, N.E.Washington, D.C. 20544

Stanley S Brotman Financial Disclosure Report for 2009

Documents

Transcript of Stanley S Brotman Financial Disclosure Report for 2009