Sponsored Research Activities in Fiscal Year 2002 Research Administrators Forum February 13, 2003...

Sponsored Research Activities in Fiscal Year 2002

Research Administrators Forum

February 13, 2003

Cynthia White

Director, Research Office

(From a 12/6/02 presentation given by

Theodore J. Cicero, PhD

Vice Chancellor for Research)

Federal R&D As a Percentage of U.S. GDP

0.00%

0.50%

1.00%

1.50%

2.00%

2.50%

1953 1957 1961 1965 1969 1973 1977 1981 1985 1989 1993 1997

SOURCE: National Science Foundation, Science and Engineering Indicators 2002

Washington University – 10 Year Funding History by Sponsor Type

(in thousands of dollars)

FY00 FY01 FY02Federal* $295,156 $346,745 $366,112State/Local/Int'l. $8,364 $8,100 $11,771Private $60,933 $56,326 $46,377Total $364,453 $411,171 $424,260

0

100,000

200,000

300,000

400,000

500,000

FY93 FY94 FY95 FY96 FY97 FY98 FY99 FY00 FY01 FY02

Federal* State/Local/Int'l. Private

Award Summary by Sponsor Type(in thousands of dollars)

FY 02 FY 01

$330,309

$35,803

$12,742$11,771

$33,635

NIH Other Federal Nonprofit Industry Other Government

$320,143

$26,602

$17,922$8,100

$38,404

Washington University 10-Year Funding History by School


$-

$10,000

$20,000

$30,000

$40,000

FY93FY94

FY95FY96

FY97FY98

FY99FY00

FY01FY02

Arts and Sciences

$-$5,000

$10,000$15,000$20,000$25,000

FY93FY94

FY95FY96

FY97FY98

FY99FY00

FY01FY02

Engineering

$-

$2,000

$4,000

$6,000

$8,000

$10,000

FY93FY94

FY95FY96

FY97FY98

FY99FY00

FY01FY02

Social Work

$-

$100,000

$200,000

$300,000

$400,000

FY93FY94

FY95FY96

FY97FY98

FY99FY00

FY01FY02

Medicine

Washington University Funding by School


FY01 FY02

Arts & Sciences $30,307 $30,927

School of Engineering $8,508 $15,421

$363,095 $367,178

$9,246 $6,189

$15 $4,545

$411,171 $424,260

School of Medicine School of Social Work OtherTotal

SECOND QUARTER AWARD DOLLARSDIRECT / INDIRECT

FY02 & FY03(In Thousands)

1st & 2nd Qtr Cum Totals

FY02 FY03 FY02 FY03 FY02 FY03

GOVERNMENTFederal

* Direct 79,408 102,240 42,677 56,157 122,085 158,397

Indirect 29,015 31,768 16,681 21,100 45,696 52,868

Total Federal 108,423 134,008 59,358 77,257 167,781 211,265

State & Other Gov't

Direct 627 1,602 2,051 3,954 2,678 5,556

Indirect 273 722 839 1,833 1,112 2,555

Total State/Other Gov't 900 2,324 2,890 5,787 3,790 8,111

TOTAL

GOVERNMENT 109,323 136,332 62,248 83,044 171,571 219,376

NON-GOVERNMENTIndustry Direct 423 818 743 929 1,166 1,747 Indirect (55) 218 279 412 224 630

Total Industry 368 1,036 1,022 1,341 1,390 2,377

Not-For-Profit Direct 12,996 13,966 3,660 3,935 16,656 17,901 Indirect 1,123 1,130 488 902 1,611 2,032Total Not-For-Profit 14,119 15,096 4,148 4,837 18,267 19,933

TOTAL NON-GOVERNMENT 14,487 16,132 5,170 6,178 19,657 22,310

Total Award Dollars 123,810 152,464 67,418 89,222 191,228 241,686

1st Quarter 2nd Quarter

SECOND QUARTERREPORT(In Thousands)

As of January 1,

2002

As of January 1,

2003Percentage

Change

School of Medicine

164,635 215,033 30%

Washington University

191,228 241,686 26%

Washington University Ranking Among Major Research Institutions Receiving Federal Support

FY1998

Total Federal FederalFunding Funding From HHS

Johns Hopkins University 1 1University of Washington 2 2Stanford University 3 10U of Michigan 4 5U of CA San Diego 5 14U of Pennsylvania 6 3U of CA Los Angeles 7 9MA Inst of Technology 8 47Harvard University 9 8U of CA San Francisco 10 4U of Colorado 11 20U of WI Madison 12 19Columbia U City New York 13 12Yale University 14 7Cornell University 15 24U of Minnesota 16 17Washington University 17 6Duke University 18 13U of NC Chapel Hill 19 15U of Pittsburgh 20 11U of CA Berkeley 21 41PA St U University Park 22 49U of Southern California 23 25U of AL Birmingham, The 24 18California Insitute of Technology 25 75

Institution

Rank Among Top 100Research Institutions


FY1999


Johns Hopkins University 1 1University of Washington 2 3U of CA Los Angeles 3 5Stanford University 4 13U of Michigan 5 7U of Pennsylvania 6 2U of CA San Diego 7 15Harvard University 8 8Columbia U City New York 9 11U of Colorado 10 19MA Inst of Technology 11 24U of CA San Francisco 12 4Washington University 13 5Yale University 14 7U of WI Madison 15 18U of Minnesota 16 16U of Pittsburgh 17 10PA St U University Park 18 23Cornell University 19 21Duke University 20 14U of CA Berkeley 21 22U of NC Chapel Hill 22 13U of Southern California 23 20U of Illinois Urbana-Champaign 24 25U of AL Birmingham, The 25 17

Institution



FY2000


Johns Hopkins University 1 1University of Washington 2 3U of CA Los Angeles 3 5Stanford University 4 13U of Michigan 5 7U of Pennsylvania 6 2U of CA San Diego 7 15Harvard University 8 8U of Colorado 9 21U of CA San Francisco 10 4Columbia U City New York 11 10U of Minnesota 12 16Washington University 13 6U of WI Madison 14 19Yale University 15 9Cornell University 16 26MA Inst of Technology 17 51PA St U University Park 18 54U of Pittsburgh 19 11U of NC Chapel Hill 20 12Duke University 21 14U of CA Berkeley 22 38U of Southern California 23 28Baylor Col of Medicine 24 17U of AL Birmingham, The 25 20

Institution


Washington University Ranking Among Major Private Universities Receiving

Federal Support FY1998


Johns Hopkins University 1 1Stanford University 2 6University of Pennsylvania 3 2Massachusetts Institute of Technology 4 24Harvard University 5 5Columbia University 6 7Yale University 7 4Cornell University 8 13Washington University 9 3Duke University 10 8University of Southern California 11 14California Institute of Technology 12 30Case Western University 13 9University of Rochester 14 20Boston University 15 18Baylor College of Medicine 16 10University of Chicago 17 17Northwestern University 18 21Vanderbilt University 19 15Emory University 20 12Scripps Research Institute 21 11New York University 22 19University of Miami 23 16Yeshiva University 24 22Carnegie Mellon University 25 35

Institution





Johns Hopkins University 1 1University of Pennsylvania 2 2Stanford University 3 7Harvard University 4 5Columbia University 5 6Massachusetts Institute of Technology 6 22Washington University 7 3Yale University 8 4Cornell University 9 16Duke University 10 8University of Southern California 11 15Case Western Reserve University 12 9University of Chicago 13 12Baylor College of Medicine 14 10Northwestern University 15 19California Institute of Technology 16 24University of Rochester 17 21Boston University 18 17Emory University 19 11Vanderbilt University 20 14Scripps Research Institute 21 13New York University 22 20University of Miami 23 22Yeshiva University 24 18Carnegie Mellon University 25 25

Institution




Total Federal FederalFunding Funding from HHS

Johns Hopkins University 1 1Stanford University 2 7U of Pennsylvania 3 2Harvard University 4 4Columbia U City NY 5 6

WASHINGTON UNIVERSITY 6 3

Yale University 7 5Cornell University 8 14MA Inst of Technology 9 24Duke University 10 8University of Southern California 11 16Baylor College of Medicine 12 9Case Western Reserve U 13 10University of Rochester 14 22Northwestern University 15 20Emory University 16 11University of Chicago 17 15Vanderbilt University 18 13CA Inst of Technology 19 28Boston University 20 19Scripps Research Institute 21 12New York University 22 21University of Miami 23 23Oregon Hlth Sciences U 24 17Yeshiva University NY 25 18

Institution

Rankd Among Top 100Research Institutions

NIH Support to all Institutions FY 2001

Rank University Total Award Dollars

1 Johns Hopkins University $457,,361,528

2 University of Pennsylvania $367,031,622

3 University of Washington $356,240,621

4 University of California San Francisco $350,417,900

5 Washington University $303,649,861

6 University of Michigan $302,311,405

7 University of California Los Angeles $273,487,582

8 Harvard University $270,225,972

9 University of Pittsburgh $256,561,026

10 Yale University $256,664,005

NIH Awards by State FY 2001Rank State

Total Award Dollars

1 California $2,499,635,446 2 Massachusetts $1,713,782,839 3 New York $1,583,252,670 4 Pennsylvania $1,105,982,692 5 Maryland $973,376,959 6 Texas $891,795,193 7 North Carolina $689,081,779 8 Washington $618,528,151 9 Illinois $515,664,688

10 Ohio $504,878,350 11 Michigan $449,839,012 12 Missouri $408,391,140 13 Connecticut $344,711,643 14 Minnesota $325,351,853 15 Wisconsin $282,226,921

NIH Awards by City FY2001Rank City

Number of Awards

Total Award Dollars

1 Boston 3,269 $1,215,200,004 2 New York 2,847 $1,062,872,344 3 San Diego 1,445 $754,538,037 4 Philadelphia 1,833 $659,091,430 5 Baltimore 1,626 $618,177,078 6 Seattle 1,292 $588,456,872 7 Los Angeles 1,268 $475,036,590 8 Houston 1,054 $435,250,804 9 San Francisco 1,012 $407,314,864

10 Chicago 1,158 $384,092,707 11 St. Louis 932 $355,155,625 12 Pittsburgh 903 $340,007,405 13 Ann Arbor 849 $309,289,967 14 New Haven 771 $267,012,940 15 Durham 643 $251,055,142

Percent Growth in Federal Science and Engineering Obligations FY91-2000

0.00%

20.00%

40.00%

60.00%

80.00%

100.00%

120.00%

1991 1992 1993 1994 1995 1996 1997 1998 1999 2000

Federal Support to Washington University

Federal Science and Engineering Obligaitons to top 100 Univresities

20%

25%

30%

35%

40%

45%

50%

1990

1991

1992

1993

1994

1995

1996

1997

1998

1999

2000

2001

`

NIH Competing Research Project Applications from Wash U

% Funded FY90 – FY01

NIH Competing Research Project Applications from Wash U # Reviewed vs Approved

FY95 – FY01

0

50

100

150

200

250

300

350

1995 1996 1997 1998 1999 2000 2001

# of Proposals Reviewed # of Proposals Awarded

NIH Competing Research Project Applications Success Rates Ranked

by # of Applications – FY01• In FY02 Washington University had

the 12th highest number of competing research project applications submitted to NIH

• Success Rate for these competing applications in FY01 = 41.2%

NIH Competing Research Project Applications Success Rates Ranked

by # of Applications – FY01

• Success Rate for top 10 ranked by # of applications ranges from 30.3% to 43.5%

• Success Rate for 11 – 20 ranked by # of applications ranges from 28.8% to 45.2

Sponsored Research Activities in Fiscal Year 2002 Research Administrators Forum February 13, 2003...

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