Research44%

$95.4M

012ca34513%

$27.4M

Service43%

$91.2M

The Naval Postgraduate School (NPS) has a strong spon-sored program that has grown steadily to provide the faculty and staff required for a strong, viable graduate school. In FY10, NPS had available over $280.4M in sponsored program funding. Total expenditures in FY10 exceeded $214.1M.

Sponsored programs (research, education, and services) are integral to the Naval Postgraduate School mission. The research program supports graduate education by providing militarily relevant thesis topics that address issues from the current needs of the Fleet and Joint Forces to the science and technology required to sustain long-term superiority of the Navy/DoD. Research varies from the very fundamental to the very applied, at all levels of classification. Sponsored research includes:

Basic and Applied Research• Individual and Interdisciplinary Group Projects• Fleet Support• Cooperative Research and Development Agreements •

Integrated graduate education and research in space systems, total-ship systems engineering, combat systems, systems engineering and homeland security and defense, supplemented by off-campus graduate and certificate pro-grams and short courses, are a few offerings of the spon-sored education program. Service includes “work for others” and NPS manage-ment of DoD programs, e.g., the Science, Mathematics and Research for Transformation (SMART) Scholarship-for-Ser-vice Program sponsored by OSD.

Sponsored ProgramsAnnual Report

Naval Postgraduate School • Fiscal Year 2010

Program Overview SPONSORED Program expenditures1 October 2009 - 30 September 2010Total Expenditures: $214.1M

Dan Oliver, PresidentLeonard Ferarri, Executive Vice President and ProvostKarl van Bibber, Vice President and Dean of ResearchDanielle Kuska, Director, Research and Sponsored Programs Office

Published by the Research and Sponsored Programs OfficeHalligan Hall • Naval Postgraduate School

Monterey, California 93943-5138831.656.2099 • research@nps.edu

AirForce3%

$7.1MArmy3%

$6.3M

Defense45%

$96M

DHS12%

$26M

Joint5%

$10.5M

Navy26%

$55M

NSF2%

$3.5M

Other1%

$2.5M

Other‐Fed3%

$7.7M

By Sponsor

By NPS Organization

By Type of Activity

$0

$50,000

$100,000

$150,000

$200,000

$250,000

$300,000

2001 2002 2003 2004 2005 2006 2007 2008 2009 2010

Service

Research

Education

Sponsored Program Profile FY 2001-2010(Funds received)

margaret file.xls

Page 1

AcademicAffairs

(SMART)34%

$$71.5M

I;s<=>=es12%

$25.1M

GSOIS13%

$28.2M

GSEAS21%

$44.1M

SIGS15%

$32.7M

GSBPP5%

$10.7M

AirForce14%

$4M Army4%

$1.3M

CRADA1%

$195KDoD20%

$5.6MJoint11%

$3M

Navy38%

$10.6M

NSF5%

$1.3M

Other<1%

$75K

Other‐Fed7%

$2.1M

!a#$%a&Security

Affairs>99%

$32.7M

DRMI<1%

$13K

4427077.55 07 GSEAS

2465253.52 07 GSEAS

263559.31 07 GSEAS

8910946.13 07 GSEAS

3050381.34 07 GSEAS

13493798.35 07 GSEAS

4025548.51 07 GSEAS

83180.63 07 GSEAS

2923938.46 07 GSEAS

4567768.93 07 GSEAS

1474424.82 07 GSEAS

1186356.31 07 GSEAS

5522589.26 07 GSEAS

72306.6 07 GSEAS

1787602.35 07 GSEAS

35393967.46 07 GSEAS

7668158.22 07 GSEAS

770718.38 07 GSEAS

6673855.85 07 GSEAS

3019387.1 07 GSEAS

7002576.47 07 GSEAS

AirForce<1%

$15K

Army1%

$216K CRADA<1%

$13KDoD20%

$6.4MDHS77%

$25.2M

Joint1%

$475K

Navy<1%

$99K

Other‐Fed1%

$214K

School of international graduate studiesThe School of International Graduate Studies (SIGS) special-izes in research and graduate education focused on security studies, international relations, regional security and area studies, international political economy, and U.S. security policy. Programs identify and address security challenges, develop civilian and military interagency alliances, and strengthen multilateral and bilateral defense cooperation between the U.S. and other nations.

SIGS components include the department of National Security Affairs, Defense Resources Management Institute, and Center for Civil–Military Relations. Statistics shown are for National Security Affairs only, which includes the Center for Homeland Defense and Security.

By Type of Activity

By Sponsor By Department

GSOIS resident programs consist of sixteen technical curricula and award master of science and Ph.D. degrees across four academic departments. Responding to the needs of naval and military customers, graduate education and research are focused in six military important domains: information science and technology; computer science; operations analysis and operational logistics; human-systems integration; systems-engineering analysis; and special operations and related defense analyses. The emphasis of sponsored research and studies activities is on the development, integration, and application of mathematical, scientific, and technical skills that contribute to advances and improvement in military systems and operations, and related areas of national defense and security.

By Sponsor

Graduate school of operational and information sciences

Total Expenditures: $28.2M

By Department

margaret file.xls

Page 1

57311.28 Service Research

687.33 Service Service

31955.42 Service

1077571.63 Service

16198.94 Education

71466490.06 Service

83258.43 CRDA gsois CRADA

111890.82 CRDA Education

1642571.09 Education Research

1566564 Education Service

342836.12 Education

838873.3 Education

5796666.89 Research gseas CRADA

1252245.95 Research Education

11973957.44 Research Research

4260031.51 Research Service

88196.25 Service

161974.1 Service

2336.79 Service gsbpp CRADA

CRADA<1%

$13K

,-.ca12337%

$12M

Research10%

$3.3M

Service53%

$17.4M

By Type of Activity

margaret file.xls

Page 1

VP Research 42 NSI (Nationial Security Institutes)646673.6

VP Research 422 CAW (Center for Asymmetric Warfare)1655277

VP Research 44 Meyer Institute 687.33

VP Research 45 MOVES 32000

VP Research 463 CIRPAS (Center for Interdisciplinary Remotely-Piloted Aircraft Systems)1116346

Vice Provost Academic Affairs53 Center for Educational Design Development and Distribution16750

Vice Provost Academic Affairs55 SMART 76716900

GSOIS 61 Computer Science 85836.81

GSOIS 64 Operations Research 177722.5

GSOIS 61 Computer Science 1927828

GSOIS 62 Defense Analysis 1703347

GSOIS 63 Information Sciences 350000

GSOIS 64 Operations Research 954800.6

GSOIS 61 Computer Science 9600903

GSOIS 62 Defense Analysis 1861042

GSOIS 63 Information Sciences 13778339

GSOIS 64 Operations Research 7271648

GSOIS 61 Computer Science 2045993

GSOIS 62 Defense Analysis 178560

GSOIS 63 Information Sciences 2336.79

GSOIS 64 Operations Research 89268.31

GSEAS 71 Electrical and Computer Engineering50294.51

GSEAS 72 Applied Mathematics 49507

GSEAS 73 Mechanical Engineering 505628.7

GSEAS 75 Oceanography 304158.3

CRADA1%

$196K

,-.ca12315%

$4.4M

Research83%

$23.3M

Service1%

$309M

ComputerScience

27%$7.6M

DefenseAnalysis

10%$3M

?nforma@onSciences

44%$12.3M

Bpera@onsResearch

19%$5.3M

Total Expenditures: $32.7M

2

GSEAS and GSOIS by sponsor.xlsx

Page 1

Army21%

$2.2M

DoD51%

$5.4MDHS2%

$267K

Joint3%

$276K

Navy22%

$2.4M

Other1%

$59K

Other‐Fed<1%

$51K

AirForce6%

$2.9MArmy2%

$898K

CRADA2%

$628K

DoD9%

$3.8MDHS<1%

$50K

Joint2%

$1MNavy64%

$28.5M

NSF5%

$2.2M

Other1%

$460K

Other‐Fed9%

$4.2M

GSEASDean1%

$624K

ElectricalandComputer

Engineering13%

$5.6M

AppliedMathemaBcs

1%$635K

MechandAerospce

Engineering15%

$6.7M

Meteorology7%

$3.1M

Oceanography24%

$10.5M

Physics21%

$9.2M

SystemsEngineering

15%$6.7M

SpaceSystems

3%$1.5M

Graduate school of Engineering and applied sciences

Graduate school of business and public policy

By Type of Activity

The Graduate School of Business and Public Policy (GSBPP) offers a unique residential defense-focused MBA program, plus master’s degrees in five other DoD-relevant areas. Fac-ulty research is an important component of the school and strives to support military decision making, problem solv-ing, and policy setting; improve administrative processes and organizational effectiveness; contribute knowledge to academic disciplines; and advance the mission of graduate education. The research program is integrated to the great-

By Type of Activity By Sponsor

est possible extent with the educational process. Students are encouraged to participate in faculty projects, and fac-ulty research results are typically incorporated in classroom instruction. Topics and issues can be grouped into five broad functional areas: acquisition and contracting; budgeting and financial management; logistics and transportation; manpower-systems analysis; and policy formulation, analysis, and management.

GSEAS education leads to the master of science, engineer, doctor of philosophy, and doctor of engineering degrees and contains seven technical academic departments (applied math, electrical and computer engineering, mechanical and aero-space engineering, meteorology, physics, oceanography, sys-tems engineering) and two interdisciplinary academic groups (space systems and undersea warfare). These entities offer degree programs tailored to the Navy and defense commu-nity, while providing technical foundations for student theses and interdisciplinary faculty and student projects. Research centers and unique laboratory facilities (e.g., unmanned and autonomous vehicles, robotics, free-electron lasers, spacecraft research and design, remote sensing, rockets and combus-tion, signal enhancement, ocean acoustics, interactive digital environment analysis, secure space-systems research, secure computer networks, cyber warfare and directed energy) add rigor to the resident academic and sponsored programs.

Total Expenditures: $44.1M

Total Expenditures: $10.7M

By Department

By Sponsor By Department

margaret file.xls

Page 1

9600903 5796666.89 Research gseas

1861042 1252245.95 Research

13778339 11973957.44 Research

7271648 4260031.51 Research

2045993 88196.25 Service

178560 161974.1 Service

2336.79 2336.79 Service gsbpp

89268.31 55764.26 Service

50294.51 6050.51 CRDA

49507 11145.65 CRDA

505628.7 258342.91 CRDA

304158.3 194596.89 CRDA sigs

351945.4 248877.61 CRDA

148374.7 69946.27 CRDA

26447.7 26041.36 CRDA

545580 415687.9 Education

85988.41 83371.89 Education

10454.81 10454.81 Education

5929639 4987112.18 Education

CRADA2%

$815K

-./ca23413%

$5.6M

Research84%

$37.4M

Service1%

$327K

margaret file.xls

Page 1

57311.28 Service Research687.33 Service Service

31955.42 Service1077571.63 Service

16198.94 Education71466490.06 Service

83258.43 CRDA gsois CRADA $195,149.25111890.82 CRDA Education $4,390,844.51

1642571.09 Education Research $23,282,901.791566564 Education Service $308,271.40

342836.12 Education $27,982,017.70838873.3 Education

5796666.89 Research gseas CRADA $815,001.201252245.95 Research Education $5,609,218.89

11973957.44 Research Research $37,377,682.214260031.51 Research Service $326,650.58

88196.25 Service $44,128,552.88161974.1 Service

!"#ca&'(37%

$4MResearch63%

$6.7M

3

margaret file.xls

Page 1

Meyer Institute 687.33 687.33 Service

MOVES 32000 31955.42 Service

CIRPAS (Center for Interdisciplinary Remotely-Piloted Aircraft Systems)1116346 1077571.63 Service

Center for Educational Design Development and Distribution16750 16198.94 Education

SMART 76716900 71466490.06 Service

Computer Science 85836.81 83258.43 CRDA gsois

Operations Research 177722.5 111890.82 CRDA

Computer Science 1927828 1642571.09 Education

Defense Analysis 1703347 1566564 Education

Information Sciences 350000 342836.12 Education

Operations Research 954800.6 838873.3 Education

Computer Science 9600903 5796666.89 Research gseas

Defense Analysis 1861042 1252245.95 Research

Information Sciences 13778339 11973957.44 Research

Operations Research 7271648 4260031.51 Research

Computer Science 2045993 88196.25 Service

Defense Analysis 178560 161974.1 Service

Information Sciences 2336.79 2336.79 Service gsbpp

Operations Research 89268.31 55764.26 Service

Electrical and Computer Engineering50294.51 6050.51 CRDA

Applied Mathematics 49507 11145.65 CRDA

Mechanical Engineering 505628.7 258342.91 CRDA

Oceanography 304158.3 194596.89 CRDA sigs

Physics 351945.4 248877.61 CRDACRADA &'(ca+,-

CRADA2%

$815K

&'(ca+,-13%

$5.6M

Research84%

$37.4M

&'(ca+,-37%

$4M

CRADA<1%

$13K

&'(ca+,-37%

CRADA1%

$676K

&'(ca+,-2%

$1.5M Research23%

$23.1M

Service74%

$73.2M

$2,851,448.80 4567768.93 07

$898,140.85 1474424.82 07

$627,916.92 1186356.31 07

$3,810,798.83 5522589.26 07

$49,942.55 72306.6 07

$1,038,135.46 1787602.35 07

$28,499,168.01 35393967.46 07

$2,172,268.32 7668158.22 07

$460,425.65 770718.38 07

$4,150,432.57 6673855.85 07

$2,188,744.85 3019387.1 07

$5,430,818.96 7002576.47 07

$266,545.01 268151.2 07

$276,483.68 427197.91 07

$2,398,195.07 3011887.62 07

$58,642.05 70579.74 08

$51,012.40 554000 08

$15,435.45 182905.05 09

$216,050.20 201000 09

$13,461.06 14912 09

$6,431,226.55 8759476.27 09

$25,197,220.94 26128423.87 09

$475,329.84 483248.86

AirForce<1%

$224K

Army2%

$1.8M

CRADA1%

$740K

DHS<1%

$449K

DoD76%

$74.4M

Joint6%

$5.7M

Navy14%

$13.7M

NSF<1%

$75K

Other<1%

$352K

Other‐Fed

1%$1.2M

NSI6%

$5.6M

Cebrowski7%

$6.7M

Meyer2%

$1.6M

FieldExp2%

$2.1M

CIRPAS3%

$3.2M

SMART(Academic

Affairs)72%

$71.5M

Other2%

$1.9M

MOVES6%

$6M

Research and education institutes and centers

By Institute/Center

By Type of Activity

NPS’s research and education institutes apply interdisciplinary research to military challenges, offering or facilitating degree programs, executive and continuing education, student contact with senior naval leadership, and student and faculty research from basic to applied. Research centers emphasize practical application.

The Wayne E. Meyer Institute of Systems Engineering supports projects in warfare systems and technology research, including littoral undersea warfare, port security, ship-based ABM, littoral oceanography, unmanned-system attrition models, deployable joint C&C, naval architecture, risk-informed decision making, ordnance impact-burial prediction, Chinese oceanography, condensed-matter nuclear science, and energy-management systems.

The Cebrowski Institute is a hub of innovation for the information revolution in military and security affairs for the Navy, DoD and nation. CI helps generate ideas for information strategy and tactics and supports the information entrepreneurs who champion these ideas, promoting them in the Navy and DOD and working with leaders and networks to bring them into practice.

The MOVES Institute investigates modeling, virtual environments, and simulation, with projects in 3D visual simulation, networked VE, computer-generated autonomy, computational cognition, human-performance engineering, immersive technologies, game-based simulation, and combat modeling and analysis.

The National Security Institute (NSI) is a research and education collaboration among Lawrence Livermore National Laboratory, NPS, and UC Santa Barbara, focused on national and homeland security and offering a joint work-study doctoral program. The Center for Asymmetric Warfare (CAW) conducts coordinated multi-agency training and exercises and has an international country assessment program, technology test, evaluation, and integration program and an education program.

The Center for Interdisciplinary Remotely Piloted Aircraft

By Sponsor

Additional Research Facts in fy10

Seventeen Cooperative Research and Development Agreements were executed: University of Alaska Fairbanks • • Association for Unmanned Vehicle Systems International • Arcturus UAV, LLC • Ramgen Power Systems, LLC • Infragard Los Angeles Members Alliance, Inc. • DRS Power & Control Technologies, Inc. • EADS North America, Inc. • University of Maryland • Hawaiya Technologies, Inc. • Aptima, Inc. • AT&T Labs, Inc. • Northrop Grumman Systems Corporation, Electronic Systems Sector • NextGen, Inc. • Raytheon Company • The Oxnard Harbor District, The Port of Hueneme • Johns Hopkins University Applied Physics Laboratory, LLC • Pacific Interface

1188 degrees were conferred, including:• 26 Advanced Degrees (Ph.D., Engineer) 637 Masters of Science 227 Masters of Business Administration 263 Masters of Arts

Three Space and Naval Warfare Systems Center Fellowships were awarded to NPS students. •

Twenty-one National Research Council Research Associates were on tenure at NPS. •

Six visiting faculty members from the Engineer and Scientist Exchange program were hosted. •

Five patents were issued, twenty-five patent applications were filed.•

Studies (CIRPAS) provides manned aircraft, remotely piloted aircraft and ground radar for scientific research, test, and evaluation, especially atmospheric and oceanographic observation, payload integration, flight-safety reviews, logistics, and flight support.

The USSOCOM–NPS Field Experimentation Cooperative explores SOF solutions for capability gaps, provides a venue to assess, develop, counter, and exploit emerging capabilities, and examines dual capabilities for homeland security, stabilization, reconstruction, and disaster/humanitarian assistance.

The SMART Scholarship-for-Service Program brings highly skilled technical labor into DoD facilities and agencies and enhances the expertise of the existing workforce. SMART offers scholarships to undergraduate, master’s, and doctoral students with demonstrated ability and special aptitude.

Total Expenditures: $96.6M

4