SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the...

79
 Andrei Ipatov, Felipe Cordova, and Mark E. Casida Institut de Chimie Moléculaire de Grenoble (ICMG) Laboratoire d'Études Dynamiques et Structurales de la Sélectivité (LÉDSS) Équipe de Chimie Théorique (LÉDSS-ÉCT) Université Joseph Fourier (Grenoble I) F-38041 Grenoble France e-mail: [email protected] Spin-Coupling and Other Explicit Many-Body Effects in Time-Dependent Density-Functional Theory (TDDFT)  Crosstalks in the Physics of Many-Body Systems Institut Henri Poincaré Paris, France Thursday 7 December  2006 45 min

Transcript of SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the...

Page 1: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Andrei Ipatov, Felipe Cordova, and Mark E. CasidaInstitut de Chimie Moléculaire de Grenoble (ICMG)Laboratoire d'Études Dynamiques et Structurales de la Sélectivité (LÉDSS)Équipe de Chimie Théorique (LÉDSS­ÉCT) Université Joseph Fourier (Grenoble I)F­38041 GrenobleFrancee­mail: Mark.Casida@UJF­Grenoble.FR

Spin­Coupling and Other Explicit Many­Body Effects inTime­Dependent Density­Functional Theory (TDDFT)

Crosstalks in the Physics of Many­Body Systems Institut Henri Poincaré

Paris, FranceThursday 7 December 2006

45 min

Page 2: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

What chemists should not do ...

With permission from Sidney Harriswww.sciencecartoonsplus.com

2

Page 3: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Difficultés de Communication (Language Problems)

Chemist = chemical physicist/physical chemistPhysicist = solid state (or other) physicist

DFT≠abinitio

For the purposes of this talk :

3

Page 4: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Brief Biased History of Density­Functional Theory (DFT)

Pre 1964 : Thomas­Fermi­Dirac and Slater's Xα methods1964 : Hohenberg­Kohn theorems provide a formal justification1965 : Kohn­Sham reformulation of DFT1970s : Xα tried in Quantum Chemistry and many hands were burned

Dark Period : DFT is an outcast in Quantum Chemistry

1980s : rich period for development of DFT algorithms and functionals1994 : First version of Gaussian with DFT1998 : Nobel Prize in Chemistry to John Pople and Walter Kohn

Maturity : DFT is an accepted tool in Quantum Chemistry

DFT doesn't always work but it no longer means the method is evil.

Page 5: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

DFT still doesn't always work, but the method is no longer evil!

Ab initio theory seemed to be “running out of steam” (and granting agencies were increasing pressure for technological impact) DFT provides a practical method to extrapolate ab initio accuracy to molecules of practical interest Validation on small systems still necessary for each new property and class of molecules before applying DFT to larger systems And DFT is continuing to improve ...

Page 6: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Problem : Conventional DFT is Limited to the Ground Stationary State

Chemistry is also : Optical materials Spectroscopy Photochemistry

Chemistry is can involve many surfaces.

Time­Dependent Density­Functional Theory (TDDFT) aims to overcome this limitation.

Page 7: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 8: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

1st HK Theorem: The external potential is determined up to an additive constant by the ground state charge density.

Corollary:N , vextC HC I ,I=E I−E0

2nd HK Theorem: The ground state energy and density may be determinedby minimizing

E=F []∫ vext r r d r

The functional F[ρ] is "universal" in the sense that it does not depend on vext

.

THE TWO HOHENBERG­KOHN THEOREMS[Phys. Rev. 136, B864 (1964)]

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Introducing N orthonormal Kohn­Sham orbitals allows the most importantcontributions to the total energy to be written exactly.

E=∑i nii ∣−12∇

2vext∣i

12∫∫

r 1r 2

∣r 1−r 2∣d r 1 d r 2E xc[]

where r =∑i ni ∣i r ∣

2

Minimizing subject to the orbital orthnormality constraint gives the Kohn­Sham equation.

[−12∇

2vext r ∫

r ' ∣r−r '∣

d r 'vxc r ] i r =ii r

where the exchange­correlation potential is vxc []r = E xc []

r

THE KOHN­SHAM FORMULATION[Phys. Rev. 140, A1133 (1965)]

Page 10: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

COMPARISON WITH THE HARTREE­FOCK EQUATION

DFT

HF

[−12∇

2vext r ∫

r ' ∣r−r '∣

d r 'vxc r ] i r =ii r

[−12∇

2vext r ∫

r ' ∣r−r '∣

d r ' x] i r =ii r

where xi=−∑ j n j j∫

∗j r ' i r '

∣r '−r∣d r '

DFT is exact when Exc

is exact, but HF is always an approximation. v

xc is a simple multiplicative operator but the HF exchange operator is an

integral operator.

vxc []r = E xc []

r where

Page 11: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Up to this point everything is formal, hence exact.

We need to approximate Exc in order to have a practical theory.

Page 12: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

No practical exact form is known for Exc

. E

xc must be approximated in practice.

Is there a systematic hierarchy of appromations? Axel Becke talked of 3 generations of functionals John Perdew had a vision inspired by the Bible ...

John P. Perdew and Karla Schmidt, in Density Functional Theory and ItsApplications to Materials, edited by V.E. Van Doren, K. Van Alseoy, andP. Geerlings (American Institute of Physics, 2001).

Page 13: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

« Jacob's ladder » William Blake

water color1799­1800

Page 14: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Molecular size

ab initio DFT

hybrid/OEP

mGGA

GGA

LDA

No computer land

HARTREE WORLD

THEORETICALCHEMISTRY

HEAVEN

jellium

Jacob's ladder

r

x r =∣∇ r ∣r 4/3

r =∑i ni∣∇i∣2

K xHF

MBPT

Page 15: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

WHERE WE EXPECT CONVENTIONAL DFT TO WORK

Nondegenerate ground states are best When a single determinant is a reasonable first approximation for the interacting system Strong bonding (strong H bonds but not weak H bonds or van der Waals molecules) with bonds involving an integer number of electrons Neutrals or cations (not anions) Not too much charge transfer

DFT may also work outside these limits, but testing is requiredon a case­by­case basis!

Page 16: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

F. Cordova, L. Joubert Doriol, A. Ipatov, M.E. Casida, and A. Vela, in preparation.

Page 17: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 18: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

∆SCF and MULTIPLET SUM METHOD

∆SCF Formally exact for the first ionization potential (I) and electron affinity (A) Reasonable for singlet­triplet excitation energy (ω

T)

Often used, often successful Slater's transition state method sometimes used

Multiplet Sum Method (MSM) Clearly described in an article by Ziegler, Rauk, and Baerends Nicely developed by Daul Sometimes the form of a multideterminantal wavefunction may be guessed from symmetry The MSM provides a first­order perturbation estimate May be used for singlet­singlet excitation energy (ω

S)

∫0

1E ndn≈n=1/2

T. Ziegler, A. Rauk, and E.J. Baerends, Theor. Chim. Acta 4, 877 (1977)C. Daul, Int. J. Quantum Chem. 52, 867 (1994)

Page 19: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

NOTATION

f H r 1,r 2=1

r 12

f xc ,

r 1,r 2 =

2 E xc [ , ]

r 1r 2Kernels :

“Mullikan (charge cloud) notation” :

p q∣ f ∣p' q ' =∫∫p∗1q 1 f 1,2p '

∗2q ' 2 d1d2

a b c d ... g hunoccupied

i j k l m noccupied

o p q ... x y zfree

“Fortran” index convention

Page 20: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

IONIZATION POTENTIAL, Ii

−I i=E ........................−E ..........................i

a

i

a

−I i=i ni =1 /2

∆SCF :

Slater's transition state :

After linearization :

In terms of parent N electron qauntities :

−I i=i−12

ii∣ f H∣ii ⟨ i∣vxc[−

12i , ]∣i ⟩

−I i=i−12

ii∣ f H f xc , ∣ii

Orbital energy correctedfor relaxation

Page 21: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

ELECTRON AFFINITY, Aa

−Aa=E ........................−E ..........................i

a

i

a

−Aa=a na

=1 /2

∆SCF :

Slater's transition state :

After linearization :

In terms of parent N electron quantities :

−Aa=a−12

aa∣ f H∣aa ⟨a∣v xc[

12a , ]∣a ⟩

−Aa=a12

aa∣ f H f xc , ∣aa

Orbital energy correctedfor relaxation

Page 22: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

TRIPLET EXCITATION ENERGY

T=E ........................−E ..........................i

a

i

a

T=a−i12

aa−ii∣ f H f xc , ∣aa−ii

charge transfer term

aa∣ f xc ,

− f xc , ∣ii

T=a na

=ni =1/2 −i na =ni =1 /2

∆SCF :

Slater's transition state :

After linearization :

T=a−i12

aa−ii∣ f H f xc ,∣aa−ii E xc [a ,−i ]−E xc[ ,]

In terms of parent quantities :

Page 23: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SINGLET EXCITATION ENERGY

T=2 E ........................−E ..........................i

a

i

a

S=a−i12 aa−ii∣ f H f xc

, ∣aa−ii

chargetransfer term

−aa∣ f xc ,

− f xc ,∣ii

Ziegler­Rauk­Baerends (Daul) Multiplet Sum Method :

Slater's transition and linearization :

Page 24: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

COMPARISON WITH HARTREE­FOCK

S=− Aa−I i −2 aa∣ f xc∣ii − aa∣ f H∣ii aa∣ f xc

∣ii

DFT

HF

S=a−i2 ai∣ f H∣ia − aa∣ f H∣ii

T=a−i− aa∣ f H∣ii

T=− Aa−I i − aa∣ f H∣ii −aa∣ f xc ∣ii

aa∣ f xc ∣ii 0

aa∣ f xc ∣ii − ai∣ f H∣ia

No correlation

Exchange integral

Page 25: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 26: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Pour

For a system, intially in its ground state, exposed to time­dependentperturbation :

1st Theorem: vext

(rt) is determined by ρ(rt) up to an additive function oftime

Corollary: rt N , vext r t C t H t C t t e−i∫t0

tC t ' dt '

2nd Theorem: The time­dependent density is a stationary point of theaction

A[]=∫t0

tt ' ∣i ∂

∂ t '− H t ' ∣t ' dt '

[Actually, the time­dependent density should rather be generated by the Keldysh action. See R. van Leeuwen, Int. J. Mod. Phys. B 15, 1969 (2001).]

TIME­DEPENDENT DENSITY­FUNCTIONAL THEORY (TDDFT)[according to E. Runge and E.K.U. Gross, Phys. Rev. Lett. 52, 997 (1984)]

Page 27: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

[−12∇

2vext r t ∫

r ' t ∣r−r '∣

d r 'vxc r t ]i r t =i ∂

∂ ti r t

r t =∑ini∣i r t ∣2

vxc r t = Axc []

r t

THE TIME­DEPENDENT KOHN­SHAM EQUATION

where

and

Page 28: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Classical model of a photon

Induced dipole moment

t =−e 0∣r∣0t 0t ∣r∣0

t = cos0 t

v r t =et ⋅r

O

H H

O

H H

O

H H

O

H Hℏ0

photont

EXCITED­STATES ARE OBTAINED FROM LINEAR RESPONSE THEORY

Page 29: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

i t =i∑ j i , j j cos t⋯

r i , r j

=∑I≠0

2I0∣r i∣I I∣r j∣0

I2−

2

=∑I≠0

f I

I2−

2

f I=23I ∣0∣x∣I∣

2∣0∣y∣ I∣

2∣0∣z∣I ∣

2

Sum­over­states theorem (SOS) fI

ωI

DYNAMIC POLARIZABILITY

Page 30: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

xz =−2x A−B

1 /2[

2 1− A−B1/2

AB A−B1/2

] A−B1/2

z

where

Aij kl= ,i , k j , l j − jK ij , kl

Bij , kl=K ij , lk

MATRIX EQUATIONS[Mark E. Casida in Recent Advances in Density Functional Methods, Part I, edited

by D.P. Chong (Singapore, World Scientific, 1995), p. 155]

Page 31: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

The poles of the dynamic polarizability are the solutions of the pseudo­eigenvalue problem,

I F I=I

2 F I

= A−B1/2

AB A−B1 /2

PSEUDO­EIGENVALUE PROBLEM

where

In principle these equations take all spectroscopically allowed transitionsinto account when the functional is exact. This is not a problem becauseit is well­established that the number of solutions of such an equationcan exceed the dimension of the matrix Ω.

These equations are variously known as the RPA equations (which is really confusing) the "Casida equations" or LR­TDDFT

Page 32: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Up to this point everything is formal, hence exact.

We need to approximate Axc in order to have a practical theory.

Page 33: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

THE TDDFT ADIABATIC APPROXIMATION

vxc r t = Axc []

r t

vxc r t =E xc [t ]

t

where t r =r t

Supposing that the reaction of the self­consistant field to variationsin the charge density is instantaneous and without memory givesthe adiabatic approximation,

In general

Page 34: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Exc functionals are inherited from conventional DFT

Page 35: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

PROBLEM

Theorem: The adiabatic approximation limits TDDFRT to 1e excitations.

Reasoning: Counting argument.

f xc = f xc

independent of frequency means that the eigenvalue problem hasexactly the same number of solutions as the number of single excitations.

Alternatively: The "Casida equation" includes TDHF. Make the Tamm­Dancoff approximation, B=0. The "Casida equation" thenreduces to CIS.

Note however that adiabatic TDDFT 1e excitations include somecorrelation effects (they are "dressed"). 18

Page 36: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

PROBLEM2

Theorem: The adiabatic approximation limits the poles of the nonlinearresponse to 1e excitations.

Proof: Complicated, but basically it is related to the idempotency of theKS density matrix. Tretiak et Chernyak have shown that singularities of the adiabatic TDDFT 2nd hyperpolarizability occur only at double excitations which are 1e excitations*.

* S. Tretiak and V. Chernyak, J. Chem. Phys. 119, 8809 (2003).

=13 !

[I

II ⋯

VIII ]

For example,

I =∑

, ,

−S S S

[−3 ] [−2 ] [− ]

19

Page 37: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

WHERE WE EXPECT CONVENTIONAL TDDFT TO WORK

DFT should already be working for the ground state Excitations below the TDDFT ionization threshold (­ε

HOMO) which is

too low Excitations with little or no charge density relaxation (charge transfer excitations are underestimated by 1 or 2 eV) Single electron excitations (avoid polyenes and free radicals)

TDDFT may also work outside these limits, but testing is requiredon a case­by­case basis!

Page 38: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

F. C

ordo

va, L

. Jou

bert

Dor

iol,

A. I

pato

v, M

.E. C

asid

a, a

nd A

. Vel

a,

in p

repa

ratio

n.

O

CH2H

2C

Page 39: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Additional Approximations

Page 40: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

The LR­TDDFT and LR­TDHF can be put into the canonical form of apseudo­eigenvalue problem,

[ A BB A ]

X I

Y I=I [1 0

0 −1 ] X I

Y I

TAMM­DANCOFF APPROXIMATION (TDA)

B=0 defines the Tamm­Dancoff approximation

A X I=IX I

CIS = TDHF + TDA

TDDFT reference : S. Hirato and M. Head­Gordon, Chem. Phys. Lett. 314, 291 (1999)

Page 41: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

TWO ORBITAL APPROXIMATION (2OA)

Because DFT orbitals are “preprepared” for describing excitation energies :They see the same number of electrons and hence relaxation is minimal.

i

a

i

a

i

a a

i a

i

T=a−i ia∣ f xc − f xc

∣ia

S=a−i ia∣2 f H f xc f xc

∣ia

Comparison with ∆SCF is not obvious (though results are often similar)

Page 42: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

HARTREE­FOCK (HF) STATIC EXCHANGE (SX)

a i−1

=a .............. =a− aa∣ f H∣ii ia∣ f H∣ai i

a

i=i .............. ia

S=ai−1−iia∣ f H∣ai

T=ai−1−i−ia∣ f H∣ai

where

(See deMon­StoBe for a ∆SCF­based version of SX)

Page 43: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

COMPARISON OF HF SX AND TDDFT

S=ai−1−iia∣ f H∣ai

T=ai−1−i−ia∣ f H∣ai

HF SX

TDDFT

T=a−i ia∣ f xc ∣ia − ia∣ f xc

∣ia

S=a−i2 ia∣ f H∣ia ia∣ f xc ∣ia ia∣ f xc

∣ia

ia∣ f xc ∣ia 0

ia∣ f xc ∣ia − ai∣ f H∣ia

No correlation

Exchange integral

Page 44: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 45: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

C­C RING OPENING IN OXIRANE

O

CH2H

2C

O

CH2

H2C. .

O

CH2

H2C..

+

­

O

CH2

H2C ..

+

­

Page 46: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

O

CH2H

2C

WOODWARD­HOFFMANN THEORY

Page 47: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

O

CH2H

2C

CONROTATORY THERMAL REACTION

Page 48: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

F. Cordova, L. Joubert Doriol, A. Ipatov, M.E. Casida, and A. Vela, in preparation.

O

CH2H2C

Page 49: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SYMMETRY BREAKINGR. Bauernschmitt and R. Ahlrichs, J Chem. Phys. 104, 9047 (1996)

M.E. Casida et al., J. Chem. Phys. 113, 7062 (2000)M.E. Casida, ACS Symposium Series 828 (2001)

Given a same orbitals for different spin (SODS) solution, is there a lower energy (symmetry broken) different orbitals for different spin (DODS)solution?

rr =ei Ri I

r r

Try arbitrary unitary transformations of spin orbitals

E=E02 [ R A−B RI AB I ]O

3

Find

But another form of Casida's equation is AB A−B Z I=I

2 Z IConclude : Symmetry breaking if and only if imaginary triplet excitation energies

Page 50: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

O

CH2H2C

WHAT ABOUT OXIRANE?

Exact DFT Singlet ground state Same spin up and spin down densities Same spin up and spin down exchange­correlation potential Same orbitals for different spin (SODS) No symmetry breaking

Applied DFT Symmetry breaking may occur Symmetry breaking may help to describe an otherwise muticonfigurational situation But symmetry breaking is an unwanted extra complication when carrying out large numbers of TDDFT calculations (e.g. on­the­fly photochemical dynamics simulations)

Page 51: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

93% of thesurface showssymmetrybreaking

50% of thesurface showssymmetrybreaking

Which would you use?

Page 52: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

USE TDA TO DECOUPLE QUALITY OF EXCITED STATE FROM GROUND STATE STABILITY CONDITION

TDLDA

TDATDLDA

M.E. Casida et al., J. Chem. Phys. 113, 7062 (2000)

Page 53: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

USE TDA TO DECOUPLE QUALITY OF EXCITED STATE FROM GROUND STATE STABILITY CONDITION

TDLDA

TDATDLDA

M.E. Casida et al., J. Chem. Phys. 113, 7062 (2000)

Page 54: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

O

CH2H2C

Page 55: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 56: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Why Are Spectra of Open­Shell Molecules Interesting?

Ionization Spectra

C2H

2+

C2H

2

1u−1

3 g−1

2u−1

2g−1

2g−1

P. Duffy, S.A.C. Clark, C.E. Brion, et al. Chem. Phys. 165, 183 (1992)

Page 57: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

DODS FOR EXCITATIONS IN RADICALS

S. Hirata and M. Head­Gordon, Chem. Phys. Lett. 302, 375 (1999).

CN radical

0 1 2 3 4 5 6 7 eV

Expt :

TDLDA :

XCIS :

ROCIS :

UCIS :

V 2 V 2

Page 58: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SODS ANALYSIS OF EXCITATIONS IN RADICALS

i

va

i

va

i

va

i

va

i

va

i

va

∣ii v ⟩

∣ai v ⟩

a

i

−a

v

∣ii a ⟩a

i

∣ia v ⟩

−v

i

∣iv v ⟩a

v

v

i

∣i av ⟩

v

i a

v

Page 59: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SPIN OPERATORS

S2=∑ P

n

S z S z−1

S z=12

n−n

wheren=∑ r

r

P =∑ r

s

s r

Single determinants are eigenfunctions of Sz but not necessarily of S2

Eigenfunctions of S2 are linear combinations of determinants with different distributions of the same number of up and down spins.

Page 60: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

RADICAL EXCITED STATES |S,MS)

Doublets

Quadruplet

∣D2 ⟩=1

6∣i v a ⟩∣i v a ⟩−2∣iv a ⟩

∣Q ⟩=1

3∣i v a ⟩∣i v a ⟩∣iv a ⟩

"Extended Singles"(a type of doubles)

∣D1⟩=1

2∣i v a ⟩−∣i v a ⟩

∣ii a ⟩ ∣iv v ⟩

Page 61: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

TDDFT, TDHF, AND CIS GIVE

Singlet Coupling

∣TC ⟩=1

2∣i v a ⟩∣i v a ⟩

∣D1 ⟩=1

2∣i v a ⟩−∣i v a ⟩

Triplet Coupling

Doublets

Neither a doublet nor a quadruplet!

MISSING: The quadruplet and one of the doublets!

∣ii a ⟩

∣iv v ⟩

Page 62: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

CONSEQUENCES FOR OPEN­SHELL MOLECULES

In the adiabatic approximation, Only transitions which conserve S2 have correct symmetry There are too few transitions conserving S2

intensity=1

ω(S)

ω(Ψ) ω(Ψ')

intensity =sin2 θ

intensity =cos2 θ

!

Page 63: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Need a way to calculate spin contamination forTDDFT excited states

Page 64: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

BASIC IDEA

Evaluate

⟨∣S2∣⟩

This is a necessary but not a sufficient condition that

S2=S S1

Page 65: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SOME BASIC FORMULAE : ORBITALS

n=∑ r

r n=∑ r

r

Second quantization poor man's notation

r=ar r

=ar

a b c d ... g hunoccupied

i j k l m noccupied

o p q ... x y zfree

“Fortran” index convention

Number operators

Page 66: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SOME BASIC FORMULAE : SPIN

S=∑ r

rS

−=∑ r

rS z=

12 n−n

S2=S

S

−S z

S z−1 ⇒ S2

=∑ Pn

S z S z−

1

Spin transposition operator

P=r

s

s r

r

s

r

s

NB XIII p. 130

Page 67: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SOME BASIC FORMULAE : DODS

r

=∑ s

s ,r

“DODS overlap matrix”

r=r =∑

s

s ,r

r=r =∑ss ,r

r

=∑ s

s ,r

r ,s=⟨r∣s ⟩

r ,s

=⟨ r∣s⟩

So

∑ P=∑ p

s

qrp ,r

q , s

And

Page 68: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

GROUND STATE SPIN­CONTAMINATION

=∣12

1

2

⟨∣S 2∣⟩=⟨∣∑ P

∣⟩nS z S z−1

NB IX p. 35

⟨∣∑ P∣⟩=∑ ⟨∣p

s

q r∣⟩p ,r

s , q

Application of Wick's theorem gives

⟨∣∑ P∣⟩=−∑ ∣ j ,i∣

2occ

Page 69: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

EXCITED­STATE SPIN­CONTAMINATION

Even in TDHF there is no wave function: obtain 2­electron reduced difference density matrix (2RDDM) from differentiation of excitation energy with respect to electron repulsion integrals (ERI) Don't know how to take the derivative of the xc terms with respect to ERIs: just use the TDHF expression.

Are we the first to derive the TDHF spin­contamination expression?

We use the unrelaxed density matrix (approximation!) Our expression reduces to a previous result in the CIS limit: D. Maurice and M. Head­Gordon, Int. J. Quant. Chem. Symp 29, 361 (1995).

Page 70: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

A. Ipatov, F. Cordova, and M.E. Casida, in preparation.

Result :

Page 71: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

A. I

pato

v, F

. Cor

dova

, and

M.E

. Cas

ida,

in p

repa

ratio

n.

Page 72: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 73: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

Adapted from Lucia Reining's Nanoquanta presentation, September 2006

TDDFT =00 [v f xc ]0

BSE 4=

40

40 [ v

xc

G ] 40

1,3=41,1 ;3,3 =0

30 [v

xc

G ] 30

0 f xc0=30

xc

G30

Leads to “THE” approximation

Page 74: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

From Lucia Reining's Nanoquanta presentation, September 2006

Page 75: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

“THE” approximation is still an approximation

f xc= f xcquasiparticle

f xcexcitonic

f xcexcitonic approximated by “THE” approximation

f xcquasiparticle not included in “THE” approximaiton (takes into account

self­energy corrections to KS orbital energies)

Diagrammatic representation of fxc

I.V. Tokatly and O. Pankratov, PRL 86, 2078 (2001)I.V. Tokatly, R. Stubner, and O. Pankratov, PRB 65, 1131 (2002)R. Stubner, I.V. Tokatly, and O. Pankratov, PRB 70, 245129 (2004)

Page 76: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

PROPAGATOR CORRECTIONS TO TDDFTM.E. Casida, J. Chem. Phys. 122122, 044110 (2005).

T 1∣hs∣T 1

sK HxcI U I1=I T 1

∣T 1 s U I

1

K Hxc = T 1∣ H−hs∣T 1

sadiabaticTDDFTx

K propagator correction

K =T 1∣ H∣T 2

s [ T 2 ∣T 2

s−T 2 ∣ H∣T 2

s ]−1

T 2 ∣ H∣T 1

s

Note that the propagator correction contains the correlation part of the adiabatic coupling matrix, K(0).

51

Page 77: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

PROPAGATOR CORRECTIONS TO TDDFT : DRESSED TDDFT

[MZCB04] N.T. Maitra, F. Zhang, F.J. Cave, and K. Burke, J. Chem. Phys. 120, 5932 (2004). “Double excitations within time­dependent density functional theory linear response” [CZMB04] R.J. Cave, F. Zhang, N.T. Maitra, and K. Burke, Chem. Phys. Lett. 389, 39 (2004). “A dressed TDDFT treatment of the 21Ag states of butadiene and hexatriene”

The present treatment is essentially equivalent to “dressed TDDFT” for the closed­shell case :

2 [q∣ f xc ∣q ]=2 [q∣ f xcAq ∣q ]

∣H qD∣2

−H DD−H 00

Modifications are needed for the open­shell case.CASPT2 ATDDFT D-TDDFT D-TD-

TDDFT

0

1

2

3

4

5

6

7

8

2 1Ag VERTICAL EXCITATION ENERGY (eV)

C4H6C6H8

!

Page 78: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

I. IntroductionII. Review of Conventional DFTIII. ∆SCF and the Multiplet Sum MethodIV. Review of Conventional TDDFTV. Stability AnalysisVI. Spin­ContaminationVII. Explicit Incorporation of Higher ExcitationsVIII. Conclusion

Page 79: SpinCoupling and Other Explicit ManyBody Effects in TimeDependent Density ... · 2012-09-10 · the Ground Stationary State Chemistry is also : Optical materials Spectroscopy Photochemistry

SUMMARY

It has been said that DFT stands for “Darned Fine Theory”DFT has reached a sort of happy maturity.

It has also been said that TDDFT stands for “Terribly Difficult Darned Fine Theory” (André Bandrock)TDDFT is perhaps best described as being an awkward teenager.

TDDFT has proven its worth as a valuable complement to ab initio excited state methods (especially CASPT2) I have tried to emphasize how TDDFT works at a simple level and to contrast it with the ∆SCF method (which gives similar results when both apply) I talked about several problems often associated with the breakdown of the single determinantal approximation : symmetry breaking, spin­contamination, explicit higher­order excitations