Soil Dynamics using Flac

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    Dynamic Analysis with FLAC

    by Peter Cundall

    Itasca Consulting Group, Inc.

    Sudbury, October 2003

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    Why use FLAC or FLAC3D?

    FLAC(3D)simulates the full, nonlinear response of asystem (soil, rock, structures, fluid) to excitation from

    an external (e.g., seismic) source or internal (e.g.

    vibration or blasting) sources.

    Therefore it can reproduce the evolution of permanent

    movements due to yield and the progressive

    development of pore pressures (and their effect on

    yield).

    Equivalent- l inearmethods (as used in many

    earthquake analyses) cannot do this directly.

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    Topics

    1. Review of equivalent linear method

    2. Review of dynamic wave propagation

    3. Boundary conditions

    4. Damping

    http://localhost/var/www/apps/conversion/tmp/scratch_2/EL.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/L1.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/L2.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/L3.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/L3.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/L2.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/L1.ppthttp://localhost/var/www/apps/conversion/tmp/scratch_2/EL.ppt
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    The equivalent-linear method is common in earthquake engineering

    for modeling wave transmission.

    In this method (Seed and Idriss, 1969), multiple linear analyses are

    performed (i terat ions), with averagedamping ratios and shear moduli ineach element determined from the elements maximum cyclic shear

    strain in the previous iteration.

    Laboratory-derived curves relate damping ratio and secant modulus to

    amplitude of cycling shear strain. (See next slide).

    Equivalent-Linear Method vs

    Fully Nonlinear Method

    Seed and Idriss (1969), Influence of Soil Conditions on Ground Motion

    During Earthquakes, J. Soil Mech. Found., Div. ASCE, 95, 99-137

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    0.0001 0.001 0.01 0.1 1

    ShearStrainAmplitude(%)

    0

    10

    20

    30

    40

    50

    Damp

    ingRatio(

    %)

    0.0001 0.001 0.01 0.1 1

    ShearStrainAmplitude(%)

    0.00.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    0.80.9

    1.0

    N

    orma

    lizedShearModulus,

    G/Gm

    ax

    Mid-Range Sand Curve(Seed & Idriss, 1970)

    Sand Fill Inland:Friction =32, hr=0.47, Go=440

    Sand Fill under Rock Dike:Friction=30, hr=0.43, Go=440

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    Only one run is done with a fu l ly non l inear methodsince non linearity is

    followed directly by each element as the solution marches on in time.The dependence of damping and apparent modulus on strain level are

    automatically modeled, pro vided that an app rop r iate nonl in ear law is

    used.

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    Characteristics of the

    Equivalent-LinearMethod

    1. Linear properties remain constant throughout the history of shaking.

    During quiet periodsin the excitation history, elements will be over-

    damped and too soft; during strongshaking, elements will be under-

    damped and too stiff. However, there is a spatial variation in properties

    that corresponds to different levels of motion at different locations.

    2. The interference and mixing phenomena that occur between different

    frequency components in a nonlinear material are missing from an

    equivalent-linear analysis.

    3. The method does not directly provide information on irreversibledisplacements and the permanent changes that accompany

    liquefaction. These effects may be estimated empirically, however.

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    Characteristics of the

    Equivalent-LinearMethod (Cont.)

    4. Plastic yielding, therefore, is modeled inappropriatelyno proper flow

    rule.

    5. The stress-strain curve is in the shape of an ellipsecannot be

    changed.

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    Characteristics of the

    Fully NonlinearMethod

    1. The method follows any prescribed nonlinear constitutive relation, and

    the damping and tangent modulus are appropriate to the level of

    excitation at each point in time and space.

    2. Using a nonlinear material law, interference and mixing of different

    frequency components occur naturally.

    3. Irreversible displacements and other permanent changes are modeled

    automatically.

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    Characteristics of the

    Fully NonlinearMethod (Cont.)

    4. A proper plasticity formulation is used in all the built-in models,

    whereby plastic strain increments are related to stresses.

    5. The effects of using different constitutive models may be studied

    easily.

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    Boundary ConditionsThus far, all the examples have been for dynamic input at a

    rigid base, and for zero damping (no energy absorption within

    the material). We now introduce a quiet boundarythat absorbs

    incident waves.

    In a plane wave, stress is related to particle velocity:

    n P nC v

    S sC v

    P-waves:

    S-waves:

    The coefficients are the acoustic impedances. If we apply these

    impedances as boundary conditions, then incident waves that

    approach in a normal direction will be perfectly absorbed.

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    Quiet boundaries

    The uniform-layer example is repeated, replacing the free surface with

    a quiet boundary (not particularly useful, but it illustrates the effect).

    Wave input

    Quiet

    boundary

    Note: no

    Amplitude-

    doubling

    Minimal

    reflections

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    Internal dynamic sourceA more useful case is that of an internal source (pressure

    loading in tunnel), with quiet boundaries on three sides:

    tunnelfree surface

    What about staticconditions? A quiet boundary acts like

    a dashpot, providing no resistance to long-term, static

    loads.

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    Initial static state

    conf dyn ext=5

    grid 200 50

    model elas

    gen circ 100 25 5

    prop dens 1000 sh 1e7 bulk 2e7model null reg 100 26

    set grav 10 dyn off

    fix x i=1

    fix x i=201

    fix y j=1

    ini syy -5e5 var 0 5e5 sxx -2.5e5 var 0 2.5e5

    solve

    set dyn on

    apply xquiet yquiet long from 1,51 to 201,51

    FLACsquiet command automatically applies existing reaction

    forces in reverse at boundaries that are made quiet.

    FLAC data file for the tunnel-problem

    setup, and installation of quiet boundaries

    Now in equilibrium, with quiet

    boundaries in place

    (vertical stress contours)

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    Dynamic tunnel response

    0.2 sec

    0.4 sec

    0.6 sec

    0.8 sec

    A pressure pulse is

    applied inside the

    tunnel. Contours of

    velocity magnitude

    are plotted, with the

    same interval for all

    (velocity-magnitude contours)

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    Observations & cautions

    The quiet boundary is a perfect absorber only for waves of

    normal incidence, and for p- and s-waves only.

    For oblique waves, and for Rayleigh waves, energy is

    absorbed, but there is some reflected energy.

    Therefore, boundaries should be placed far enough

    away, so that material damping and/or geometric spreadingprevent significant boundary reflections from returning to

    the area of concern. (Check with different boundary locations)

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    External sources & quiet

    boundaries

    For external seismic sources through a compliant (soft) foundation, we

    cant apply a velocity (or acceleration) condition at the boundary

    because the quiet boundary needed for the soft foundation would be

    nullified by the imposed velocity condition.

    Therefore, we apply a stresscondition that is equivalent to the

    velocity (or acceleration) in the incident wave. We use the formula

    given previously: 2 S sC v

    However, there is a factor of 2 because the input energy

    divides into a downward- & upward-propagating wave.

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    Input through quiet boundary

    apply xquiet yquiet j=1

    apply sxy -2e5 hist wave j=1

    1000

    100S

    C 2

    S sC v

    equivalent to a velocity of 1.0

    Quiet boundary

    & stress input

    Free surface

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    Lateral boundaries, for

    seismic input at baseIn a 2D case with seismic input at the base, how do we deal with

    quiet lateral boundaries? Consider our tunnel example, with

    stress-wave input at the base. At 0.2 sec .

    quiet

    quiet

    quiet

    Note that the lateral quiet boundaries distort the

    incoming wave its no longer a plane wave there

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    Free-field boundaries

    To avoid the boundary distortion of the incident wave, we performtwo, 1D calculations for the free field, and use this data to

    eliminate energy absorption if the main-grid motion is identical

    to the free-field motion. (However, reflected waves are absorbed).

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    Results with free-field

    0.2 sec

    0.4 sec

    apply xquiet j=1

    apply ff

    apply sxy=1e5 hist=wave j=1

    FLACcommands -

    Note the

    uniformconditions at

    the lateral

    boundaries

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    Cautions with ff boundaries

    All properties, conditions & variables are transferred fromfrom side columns in the main grid when APPLY FF is

    given.

    Things that are changed in the main grid afterwardsare

    not s eenby the free field, apart from applied motion.

    Interfaces and ATTACH lines cannot extend to the FF. Toemulate an interface, use a thin layer of weak zones. To

    avoid boundary ATTACHes, use a wrap-around grid

    This grid, with internal,attached fine grid, was

    created by the GIICs

    grid library feature.

    Attach

    line

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    Further FF points

    Any model or nonlinear behavior may exist in the free field, as

    well as fluid coupling and flow (vertical only!).

    However, the FF performs a small strain calculation, althoughthe main grid may be executing in large strain mode. In this

    case, the results will be approximately correct if the

    deformations near the FF boundaries are relatively small

    (e.g., compared to grid dimensions).

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    Multistepping

    As mentioned, FLACstime step is determined by the smallestzone with the highest stiffness. For models with a few stiff

    elements (e.g., a concrete tunnel liner in soft soil), the calculation

    can be very inefficient.

    Multisteppingtakes account of the natural time step of each

    zone. Zones with large natural time steps are only updated

    infrequently, compared to those with small natural time steps.

    Significant savings in calculation time are obtained, if the systemcontains objects with great contrasts in stiffness. The smallest

    time step is still taken, but there is far less work per step.

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    Multistepping (2)In this example (from Unterberger et

    al, 1997), the tunnel liner is concreteand the surrounding material is soft

    soil. Dynamic loading was applied to

    the rail bed, and vibrations at ground

    surface monitored.

    The use of multistepping reduced

    calculation time by a factor of 5 times.

    Provided that the wavelength limit is

    respected, tests have shown that

    errors of less than 1% are introducedby multistepping.

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    Material Models and Damping

    Ideally, a comprehensive model for soil would account for all thephysical effects that occur during cyclic loading, such as energy

    dissipation, volume changes and stiffness degradation.

    An ideal model does not exist, so we need to compromise, andaccount for some important aspects (such as damping and

    cyclic volume changes) separately.

    First, we consider the important attributes of soil, and then howto capture their effects in a FLACmodel.

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    Soil characteristics

    1. Continuously nonlinear; apparent modulus degrades with strain.2. Hysteresis for all levels of cyclic strain, resulting in an increasing

    level of damping with cyclic amplitude. Damping is rate-

    independent.

    3. Hysteresis for superimposed mini-cycles; damping for all

    components of a complex waveform.

    4. Appropriate volume strain induced by shear strain; in particular,

    volume-strain accumulation with cycles of shear strain.

    5. Volume strain associated with neutral loading (constant shear

    stress, but varying angles of principal axes).

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    Elastic/plastic modelsThe built-in models in FLACconsist of various

    elastic/perfectly-plastic relations. There is onlyhysteresis for cyclic excursions that involve yielding.

    strain

    stress(Note that even this crude model produces

    continuous damping and modulus

    relations, for excursions above yield)

    There may be volume

    changes during yield

    but normally they aredilatant (not such as

    to cause liquefaction)

    Oth h ELM*

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    Other approachesELM*SHAKE, and other frequency-domain schemes, use viscous

    damping, but scaled with frequency so that the dissipation

    appears to be independent of frequency. However, this impliesunrealistic stress/strain curves:

    Note that the material

    anticipates the impending

    change in direction of shear

    strain increment (since the

    response curves downwards

    before the reversal point). This

    is not possible generally it

    violates causality!

    *Equivalent Linear Method

    U i l i / l i d l

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    Using elastic/plastic modelsIf we use an elastic/perfectly-plastic model, we may need to

    account for additional factors, such as:

    1. damping, for stress cycles below the yield limit;

    2. volume-strain accumulation, as a function of number of

    cycles and their amplitude;

    3. modulus degradation, by using tables based on averaged

    strain levels (not normally done).

    We will consider damping and volume-change formulations

    shortly, but note that the elastic/plastic modelin spite of its

    simplicityis good in many situations, particularly those in

    which the accumulated plastic deformation (slumping, partialslip) is required to be estimated. The model is not so good for

    estimating amplification factors of acceleration, for low-level

    shaking.

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    Damping overview

    Note that - even without explicit material damping - energy

    may be absorbed in FLACsimulations:

    by geometric spreading of waves;

    by absorption at quiet boundaries;

    by plastic flow in yield models;

    by 3D radiation damping.

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    Rayleigh damping

    Rayleigh damping may be used in FLACas an approximation to

    hysteretic (frequency-independent) damping. Two viscous

    elements are used to make up the damping matrix:

    The mass-proportional term is like a dashpot connecting each

    gridpoint to ground. The stiffness-proportional term is like a

    dashpot connected across each zone (responding to strainrate).

    Although both dashpots are frequency-dependent, an

    approximately frequency-independent response can be obtainedover a limited frequency range, by the appropriate choice of

    coefficients.

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    Rayleigh dampingcont.

    frequency

    ratio of damping to critical

    combined

    stiffness-proportional only

    mass-proportional only

    Note 3:1 frequency range over which

    combined damping is almost constant

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    A Suggested Procedure for

    Selecting Rayleigh Damping

    Parameters

    1 Estimate Material Damping from Cyclic

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    1 - Estimate Material Damping from Cyclic

    (triaxial or shear) Tests1- 3

    A A

    D

    B

    CC

    A

    C

    D = 1 (w)

    4 w

    where:

    D = fraction of critical damping

    w = energy dissipated during cycle, and

    w = stored energy at peak

    w = 1 [(D- B) (A + C)]

    2

    w = 1 |A| A

    2

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    Typical Results from Cyclic

    Triaxial Tests

    2 C t D i R ti f

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    2- Compute Damping Ratio for

    Elastic/Plastic Model

    Damping Ratio = D = 2 (

    -m)

    m

    G

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    3 - Perform dynamic analysis

    of dam assuming elastic

    material behavior

    Collect histories of cyclic shear strain for

    representative elements (i.e., elements that

    represent the behavior of different materials

    and positions within dam).

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    4 - Determine required

    damping ratio

    For each group of elements determine

    required damping ratio based on differencebetween lab damping and model damping in

    the range of expected shear strains.

    Typical damping ratios are 5% or less.

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    5 - Perform FFT analysis of shear strain time

    histories to determine central frequency for

    each group of elements

    The central objective of Rayleigh damping isto supply constant damping (independent offrequency) over a wide a frequency range aspossible.

    Rayleigh damping approximates hystereticdamping over a 3-to-1 frequency range.

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    Rayleigh dampingcont.

    The drawbacks with Rayleigh damping are that:

    1. The center frequency must be chosenfrom

    sometimes conflicting data (e.g., the site resonance or

    the earthquake average frequency)2. The stiffness-proportional term causes the time step to

    be reduced as the damping ratio (lambda), at the

    highest natural frequency, is increased:

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    Other approaches - bilinear

    It is tempting to use a simple hysteretic formulatione.g., a bi-linearlawbut this can lead to unrealistic effects, such as the conversion

    of low-frequency energy to high frequency energy (see above).

    Oth h

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    Other approaches

    continuous functions

    The particular form of the stress/strain relation is very important.

    Using a smooth law (similar to a bounding-surface law) leads to

    much more realistic spectra:

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    Fully nonlinear FLACmodels

    FLACcan import material modelseither written in the FISH

    language or in C++, as DLLs (dynamic link libraries), loaded as

    needed. The latter feature is relatively new.

    Itasca has recently implementedas a DLLthe modeldescribed by Wang, Dafalias & Shen (ASCE J. Eng.

    Mech.,1990). This is known as the bounding surface

    hypoplasticty model for sand (referred to as the Wangmodel).

    The model displays all the soil characteristics noted earlier. Someresults from FLACsingle-zone tests illustrate these.

    The Wang model some

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    The Wang modelsome

    FLACresultsThe following plot shows the results of a shearbox test, in whichthere are several mini-cycles of strain within the main cycle.

    Note that the

    response is

    continuous, andthat there is

    dissipation for

    small sub-cycles

    shear strain

    shear stress

    ( )

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    Wang model results (2)

    An undrained, cyclic triaxial test is simulated, giving the following

    results for a loose material.

    The effective mean

    stress reduces,

    causing the shear

    stress-difference todecrease, due to

    material yield.

    effective mean stress

    stress difference

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    Wang model results (3)Further results from the undrained, cyclic triaxial test:

    axial strain

    stress differenceThe results show

    a progressive

    degradation in

    modulus, with

    increasing cycles

    W d l

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    Wang model useIn principle, the Wang model is capable of reproducing many

    important aspects of soil behavior, including those that are involved

    in cyclic loading.

    However, the model needs up to 15 material parameters (although

    several of these have default values). The calibration procedure is

    therefore more complicated than that of a simple model, such asMohr Coulomb.

    The Itasca-implemented Wang model is currently being tested, and

    will be made available on the web site when its operation seems to

    be correct. It also works with FLAC3D.

    The model is an example of a C++ User Defined Model.

    Fully-nonlinear with Mohr

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    Fully-nonlinear with Mohr

    Coulomb?Finally, if many elements can be used, it is possible to approximatecontinuous yielding with the M-C model. For example, a shear box is

    set up with a Gaussian distribution of friction angle

    grid 40 20

    m m

    prop dens 2000 sh 1e8 bu 2e8 fric 25 rdev 10 tens 1e10

    def qqq

    loop i (1,izones)

    loop j (1,jzones)

    friction(i,j) = max(0.0,friction(i,j))

    endLoop

    endLoop

    end

    qqq

    Contours of friction angle

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    For a load-unload-load cycle with uniform-strength material-

    Shear displacement

    Shear stress

    With the non uniform strength material we get the following response:

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    With the non-uniform strength material, we get the following response:

    Cyclic strain = 4 units Cyclic strain = 5 units

    Note (a) the continuously-nonlinear response, and (b) the

    larger specific energy loss for greater cyclic strain.

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    This approach would is useful if the model can contain large

    numbers of elements. The distribution of strengths needs to

    be chosen so that the laboratory results for damping &

    modulus versus strain are matched.

    The advantages are: (a) that the response is similar to that of a

    fully nonlinear model, and (b) the time-step is unaffected (recall

    that Rayleigh damping causes the timestep to reduce).

    A d i f l ti

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    A new damping formulation

    For the next releases of FLACand FLAC3D, an optional

    hysteretic damping will be available for dynamic simulations. Thedamping is independent of the material models, and consists of a

    strain-dependent multiplier on the tangent shear modulus.

    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    0.0001 0.001 0.01 0.1 1 10

    Cyclic strain %

    Modulusreductionfactor

    If the secant modulus is given by

    a degradation curve, then thetangent modulus can be derived:

    s

    s

    t s

    M

    dMdM M

    d d

    secant modulus

    tangent modulus

    shear stress

    shear strain

    s

    t

    M

    M

    From Seed & Idris (1970)

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    Given a particular modulus-degradation function, the resulting

    tangent-modulus is used to multiply the apparent shear modulus

    (G) provided by the constitutive model:t

    G M G

    The apparent strain is the

    deviatoric strain

    accumulated since the

    previous reversal point.Such reversal-points are

    kept in a stack so that

    embedded cycles within a

    main cycle may be

    followed.

    FLAC (Version 4.00)

    LEGEND

    12-Feb-03 15:39

    step 3700

    HISTORY PLOT

    Y-axis :

    Ave. SXY ( 1, 1)

    X-axis :

    X displacement( 1, 2)

    -40 -20 0 20 40

    (10 )-05

    -2.000

    -1.000

    0.000

    1.000

    2.000

    (10 )+04

    JOB TITLE :

    Itasca Consulting Group, Inc.

    Minneapolis, Minnesota USA

    Thus, energy is dissipated for mini-loops as well as the

    main hysteresis loop.

    The new damping formulation has three advantages

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    The new damping formulation has three advantages.

    1. Standard G/Gmax degradation curves used in

    equivalent-linear analyses may be used directly in FLAC

    & FLAC3D, to perform fully nonlinear simulations with thesame material response.

    2. The damping does not affect the time step (in contrast to

    Rayleigh damping, which may profoundly reduce the time

    step).

    3. The damping may be used with any material model, andwith any of the other damping schemes (optionally)

    active.

    One disadvantage is that published degradation curves seemto be inconsistenti.e., a hysteretic model that conforms to the

    G/Gmax curve does not necessarily conform to the associated

    damping curve

    1 2 60

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    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    0.0001 0.001 0.01 0.1 1 10

    Seed data

    FLAC - Sig3 fit

    0

    10

    20

    30

    40

    50

    60

    0.0001 0.001 0.01 0.1 1 10

    Seed data

    FLAC - Sig3 fit

    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    0.0001 0.001 0.01 0.1 1 10

    Seed data

    FLAC - de fault model

    0

    10

    20

    30

    40

    50

    60

    0.0001 0.001 0.01 0.1 1 10

    Seed data

    FLAC - default model

    Good fit to Seed & Idris data for G/Gmax (sigmoidal 3-parameter

    function)note inconsistent damping result.

    Approximate fit to both G/Gmax and damping curves (default FLAC

    2-parameter model)

    G/Gmax

    G/Gmax

    D - % of

    critical

    D - % of

    critical

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    So far, no serious simulations have been performed using

    the new formulation. Comparisons with similar equivalent-

    linear analyses will be made before the new feature isreleased.