Smith, Rebecca B - judicialwatch.org€¦ · Smith, Rebecca B. Date of Repot 05113/2011 . VII....

AOJO Rev. 11201/.

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in Goi·ernment Act of 1978

FOR CALENDAR YEAR 2010 (5 V.S.C. app. §§JOI-I I I)

I. Person Reporting (last name, first, middle initial)

Smith, Rebecca B.

2. Court or Organization

Eastern District of Virginia

3, Date of Report

05/13/2011

4. Title (Article Ill judge! indicate active or senior status; magistrate judges indicate full· or pan-time)

U.S. District Judge (Active)

Sa. Report Type (check appropriate type)

D Nomination, Date

D Initial [Z] Annual

Sb. D Amended Repon

D Final

6. Reporting Period

01/01/2010 to

12/31/2010

7. Chambers or Office Add res•

United States District Court

600 Granby Street Norfolk, Virginia 23510

8. On the basi• orthe information contained in lhi• Report and any modification• pertaining thereto, it b, In my opinion, in compliance

with applicable law• and regulations.

Revie,.ing Officer Date

IMPORT ANT NOTES: The instructions accompanying this form must be followed. Complete all parts,

checking the NONE box/or each part where you have no reportable information. Sign on last page.

I. POSIT I 0 NS. (Reporting individual only; see pp. 9-13 of filing instructions.)

D NONE (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

I. Director General Douglas MacArthur Foundation, Norfolk, Va

2. Power of Attorney llBAccount#l

3.

4.

5.

II. AGREEMENTS. (Reporting individual only; see pp. U-16 of filing instructions.)

[{] NONE (No reportable agreements.)

PARTIES AND TERMS

I.

2.

3.

Smith, Rebecca B.

TYPE

3.

3.

FINANCIAL DISCLOSURE REPORT

of15

Date of Report Name of Penon Reporting

05/13/2011Smith, Rebecca B.

Ill. NON-INVESTMENT INCOME. (Reportingindividua/ andspouse;mpp.17-Uofjilinginstructions.)

A. Filer's Non-Investment Income

[ZJ NONE (No reportable non-investment income.)

INCOME (yours, not spouse's)

I.

SOURCE AND

2.

4.

B. Spouse's Non-Investment Income - If you were married during any portion of the reporting year, complete this section.

(Dollar amount not required except for honoraria.)

D NONE (No reportable non-investment income.)

SOURCE AND TYPE

I. 2010

2.

4.

IV. REIMBURSEMENTS - transportation, /odging,food, entertainmenL

(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

[ZJ NONE (No reportable reimbursements.)

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

I.

2.

3.

4.

5.


of15

Name or Penon Reporting

Smith, Rebecca B.

Date or Report

05/13/2011

V. GIFTS. (lncludN thou to spouse and dependent children; see pp. 28-31 of filing instructions.)

[{] NONE (No reportable gifts.)

SOURCE DESCRIPTION VALUE

I.

2.

3.

4.

5.

VJ. LJABJLJTJES. (JncludN those of spouse and dependent children; see pp. 32-33 of filing instructions.)

[{] NONE (No reportable liabilities.)

CREDITOR DESCRIPTION

I.

VALUE CODE

2.

3.

4.

5.

(I) (2) (I) (2) (2) (3) (4) (5)

Name or Person Reporting Date or Report FINANCIAL DISCLOSURE REPORT

of15 Smith, Rebecca B. 05/13/2011

VII. INVESTMENTS and TRUSTS - income, value, transactions <1nctudes those of spouse and dependmt children; see PP. 34-60 of fi/i'ng instructions.)

D NONE (No reportable income, assets, or transactions.)

A. B. c. D.

Description or Assets Income during Gross value al end Transactions during reporting period

(including trust assets) reporting period of reporting period

(I) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-H) or int.) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

I. Branch Bank & Trust Co. Bank Account A Interest J T

2. Investment Account #1 directing (line 3)

3. IRA-Brokerage Account #I holding (lines

4-33)

4. Schwab Govt. Money Fund A Jnt./Div. J T

5. Hampton Roads Bankshares Inc None J T

6. The Diamonds Trust None Sold 09/08/10 K

7. Dow Jones Select Div Index Fund None Sold 09/08/10 J

8. Standard & Poor's Midcap 400 A Jnt./Div. J T

9. S & P 500 Growth Index Fund None Sold 09/08/10 K

10. Tr MSCI EAFE Index Fund B Jnt./Div. L T

I I . Standard & Poor's Lalin American 4 0 Index None Sold 09/08/10 J D Fund

12. Standard & Poor's 500 Depository Receipts B lnt./Div. M T Trust

13. A T&TlncNew A Int./Div. J T

14. Verizon Communications A lnt./Div. J T

15. lShares MSC! Emrg Mkt Fd A lnt./Div. K T

16. !Shares S & P Smcap Value A lnt./Div. J T

17. IShares TR Barclays Bond Intermediate A lnt./Div. K T

I. Income Gain Codes: A =$1.000 or less B =SI .001 - $2.500 c =$2.501 - $5.000 D =$5.00l -Sl5.000 E =$15.001-$50.000

(Sec Columns Bl and D4) F =$50.001 -$100.000 G =$100.00 I-$1.000.000 Ill =$1.000.001 -$5.000.000 112 =More than S5.000.000

2. Value Codes J =SIS.000 or less K =$15.001 - $50.000 L =$50.001 -SI00.000 M =SIOO.OOt - $250.000

(Sec Columns Cl and DJ) N =$250.001 -SS00.000 0 =SS00.001 - S 1.000.000 Pl =St.000.001 -$5.000.000 P2 =$5.000.001 -S25.000.000

PJ =$25.000.001 - $50.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V =Other W =Estimated

(I) (2)


of15 Smith, Rebecca B. 05/1312011

VII. INVESTMENTS and TRUSTS - income, value, "anm:tions (/nc/udl!S those of spouse and deptndtnt children: Sl!I! PP. 34-60 of filing ins"uctions.)


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reporting period


(2) (I) (2) (I) (3) (4) (5) Place "(X)" after each asset

exempt from prior disclosure

Amount Code I

(A·H)

Type (e.g.,

div., rent,

or int.)

Value

Code 2

(J-P)

Value

Method

Code3

(Q-W)

Type (e.g.,

buy, sell,

redemption)

Date

mrn/dd/yy

Value

Code 2

(J-P)

Gain

Code I

(A-H)

Identity of

buyer/seller

(if private

transaction)

18. )Shares TR Barclays Fund Aggregate A lntJDiv. J T

19. !Shares Tr Cohen & Steer A lntJDiv. J T

20. SPDR Trust Unit Sr I A lntJDiv. J T

21. !Shares Barclays Bond ( 1-3 yr credit bond) A lnt./Div. K T Buy 08/02/10 K

22. !Shares Trust (High Yield Corp) A lnt./Div. J T Buy 03/01/10 J

23. Taxable Bonds:

24. Gov't Natl Mtg. Assn Pool 5/15/20 Medium A lnt./Div. J T Term Notes

25. U.S. TSY Inflation Index Note 1115/10 None Redeemed 01115/10 J

26. US TSY Inflation Index Notes 7-15-13 A lnt./Div. J T

27. U.S. T-Note 5/31/13 A Int./Div. K T

28. U.S. T-Note 8115/12 A lnt./Div. J T

29. U.S. T-Note 8115115 A Int./Div. J T

30. U.S. T-Note 10/31/11 A Int./Div. J T

31. Fed Farm CR BK 6/8117 A Int./Div. K T

32. Oregon School Board Bond Due 6-30-10 A lnt./Div. Redeemed 06/30/10 J A

33. Conocophillips 10/15116 A Int./Div. J T

34. VA None N w

I. Income Gain Codes: A =$1.000 or less 8=$1,001-$2.500 C =$2.SOI • $5,000 D =S5.00I - $15.000 E =Sl5,00I - $50.000

(See Columns BI and D4) F =$50.001 - $100.000 G =$I 00.00 I -$1,000.000 HI =Sl,000.001 • $5.000.000 112 =More than S5.000.000

2. Value Codes J =S 15.000 or less K =S15.00I • $50.000 L =S50.00 I • SI 00.000 M =SI00.001 -S250.000

(Sec Columns Cl and DJ) N =$250.001 • SS00.000 0=SS00.001 - Sl.000.000 Pl =Sl.000.001 • S5.000,000 P2 =S5.000.00I • $25.000.000

PJ = $25 .000.001 - SS0.000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmcnl T =Cash Market

(Sec Column C2) U = Book Value V =Other W =Estimated

(2) (3) (4) (5)

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

of15 05/13/2011Smith, Rebecca B.

VII. INVESTMENTS and TR u STS - income, value, transactions (lnc:/udes thou of spouse and dtptndtnt chi/dun: SU pp. 34-60 of filing instructions.)


A. B. c. D.

Descripti on of As set s Inc ome d uring Gross value at end T r ansactions d u ring reponing period

(inclu ding trus t as set s) reponing period ofreponing period

(I) (2) (I) (2) (I) Place "{X)" after each asset Am ou nt Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent , Code2 Met hod buy, sell, mm'dd/yy Codc2 Code I buyer/ seller (A-H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

35. Investment Account #2 directing {line 36)

36. Brokerage Account #2 holding {lines 37-91)

37. Schwab Govt Money Fund A Int/Div. K T

38. Equities/Stocks:

39. AT & Tine. B Dividend K T

40. Ace Limited A Dividend J T

41. Auto Data Processing A Dividend J T

42. Cisco Systems Inc. None J T

43. Dell Inc. None Sold 03/01/10 J

44. Dollar Tree Inc. None K T

45. DuPont E I De Nemours & Co. A Dividend J T

46. Duke Energy Corp. A Dividend J T

47. Exxon Mobil Corp. A Dividend K T

48. General Electric Co. A Dividend K T

49. Hampton Roads Bankshares None J T

50. Hewlett-Packard Company A Dividend K T

51. Honeywell International A Dividend K T

I. Income Gain Codes: A =$1.000 or less B =$1.00 I -$2,500 C =$2.501 -S5,000 D =$5.001 - $15.000 E=Sl5,001-S50.000

(See Columns Bl and 04) F =$50.00 I - $I 00.000 G =SI 00.00 I -$1.000.000 Ill =Sl.000,001 - $5.000.000 112 =More rhan $5,000.000

2. Valu..: Codes J =Sl .000 or less K=SIS.001-SSO.OOO L =SS0.001 -SI00.000 M =$100.001 -$250.000

(See Columns Cl and DJ) N =$250.001 -$500.000 0 =SS00.001 -Sl.000.000 Pl =Sl.000,001 -$5,000,000 P2 =$5.000.001 - $25,000.000

PJ =$25.000.001 -$50.000.000 P4 =More than $50.000.000

J. Value Merhod Codes Q =Appraisal R =Cost (Real Esrare Only) S =Asscssmenr T =Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

(2) (2)

(J-P)

of15

FINANCIAL DISCLOSURE REPORT Name of Penon Reporting

Smith, Rebecca B.

Date of Report

05113/2011

VII. INVESTMENTS and TRUSTS - income, varue, "ansat:tions rrndudt!S thou of spouseand dependenuhildren; see PP. N-60 of filing instrut:tions.J


A.

Description of Assets

(including trust assets)

B.

Income during

reporting period

c.

Gross value at end

of reporting period

D.

Transactions during reporting period

(I) (I) (2) (I) (3) (4) (5) Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Place "(X)" after each asset

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell, mm'dd/yy Code 2 Code I buyer/seller (A-H) or int.) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

52. Johnson & Johnson A Dividend K T

53. J.P. Morgan Chase & Co. A Dividend J T

54. Kraft Foods, Inc. A Dividend K T

55. Medtronic Inc. A Dividend J T

56. Microsoft Corp. A Dividend K T

51. Pepsico Inc. A Dividend K T

58. Raytheon Company A Dividend J T

59. St. Joe Co. None Sold 01/28/10 J

60. Tyco International Ltd. A Dividend J T

61. Verizon Communications A Dividend J T

62. I Shares Trust MSCI Eafe Index Fund None Sold 12/16/10 J

63. Canadian Natl Ry Co A Dividend J T

64. Chesapeake Energy Corp A Dividend J T

65. Harris Corporation A Dividend J T

66. Home Depot A Dividend J T

67. Intel Corp A Dividend J T

68. Marathon Oil Corp A Dividend J T

I. Income Gain Codes: A =S 1.000 or less B 41,001 -$2,SOO c =$2,501 -$5,000 D =$5,001 • $15,000 E=Sl5,00l -SS0.000

(See Columns Bl and 04) F =$50.001 -$100,000 G =SI 00.00 I - S 1,000,000 Ill =Sl,000,001 -SS.000,000 112 =More 1han $5.000.000

2. Value Codes J =Sl5.000 or less K =SI 5.001 -$50.000 L =$50.00 I -SI 00,000 M =SI00.001 -$250.000

(See Columns Cl and DJ) N =$250.001 - SS00.000 O=S .001-Sl,000.000 Pl =Sl,000,001 -SS.000.000 P2 =$5,000.001 -$25.000.000

PJ =S25,000.001 • SS0.000.000 P4 =More 1hao $50,000,000

3. Value Mclhod Codes Q =Appraisal R =Cost (Real Estalc Only) S =Assessment T =Cash Market

(Sec Column C2) U =Book Value V cr W =Estimated

(3) (4) (5)

FINANCIAL DISCLOSURE REPORT Name or Person Reporting

Smilh, Rebecca B.

Date or Report

05/13/2011of15

VII. INVESTMENTS and TRUSTS - income, value, transadions <Includes those of spouse and dependent children: see PP. 14-60 of filing instructions.)


A. B. c. D.

Description or Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reponing period of reponing period

(I) (2) (I) (2) (I) (2)

Place "(X)" after each asset Amount Type (e.g., Value Value Type(e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell. mm/ddfyy Code 2 Code I buyer/seller (A·H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

69. Proctor & Gamble A Dividend J T

70. Travelers Companies A Dividend J T

71. Rydex SGI MGD Futures None K T

72. Vanguard Div Apprciation A Dividend J T

73. Chevron Corporation A Dividend J T Buy 12/14/10 J

74. Noble Corp. A Dividend J T Buy 12/09/10 J

75. Wal-Mart Stores Inc A Dividend J T Buy 12/30/10 J

76. SPDR Index Shares Fund A Dividend K T Buy 12/16/10 K

77. Tax Exempt Bonds:

78. Alexandria VA 6115115 A Interest Redeemed 06/15/10 J

79. Arlington Cnty VA 2/1/13 A Interest K T

80. Bristol, VA 11/1/16 A Interest J T

81. Chesterfield Cnty 1/15/14 A Interest J T

82. Fairfax Cnty VA I 0/1/11 A Interest K T

83. Middle Riv. Regl. 5/15/12 A Interest K T

84. Montgomery Cnty, VA 1/15/11 A Interest K T

85. Prince William County VA CTF Partn A Interest J T 6/1/15

1. Income Gain Codes: A =$1,000 or less B =$1,001 -$2,500 c =$2.501 - $5.000 D=S5.00I • $15.000 E =$15.001- $50.000

(See Columns BI and D4) F =$50.001 - $100,000 G =SI00.001 - Sl,000.000 HI =Sl,000.001 -S5.ooo.ooo 112 =More than $5.000.000

2. Value Codes J =$15.000 or less K =$15.001 -$50.000 L =S50.00I - SI00.000 M =$100.001 -$250.000

(See Columns Cl and DJ) N =$250.001 - $500.000 0 =Sl00.001 - Sl.000.000 Pl =Sl.000.001 - $5.000,000 P2 =$5.000.001 - $25.000.000

PJ =$25.000.00 I - $50.000.000 P4 =More than $50.000.000


(Sec Column C2) U =Book Value V =Other W ==Estimated

0

c.

(I) (3) (4) (5)

(A-H)

Date or Report Name or Person Reporting FINANCIAL DISCLOSURE REPORT

of15 05/13/2011Smith, Rebecca B.

VII. INVESTMENTS and TR u STS - income, value, transactions (Includes those of spouse and deptndtnll"hildren; Ste pp. 34-60 of filing instructions.)


A. B. D.



(I) (2) (I) (2) (2)

Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of Place "(X)" aner each asset Code I exempt from prior disclosure div., rent, Code2 Method buy, sell, nun/ddlyy Code2 Code I buyer/seller

or int) (J-P) Code 3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

86. Virginia College Bl. 9/1/15 A Interest J T

87. Virginia College Bl. 4/1/16 A Interest K T

88. VA Res Auth Infrastructure Rev. Pooled A Interest K T Loan Bond I l/1/14

89. Appamattox Cnty Va 05/01/14 A Interest K T Buy 04/07/10 K

90. Fairfax Cnty Va ECO 05/15/17 A Interest J T Buy 04/27/10 J

91. Virginia St Hsg 04/01/13 A Interest K T Buy 02/24/10 K

92. Wells Fargo B Interest M T

93. None Sold 01/01/IO G Blue Thunder Acquisition

94. Rental Property #I, Norfolk, VA E Rent N w

95. C.A. Associates, 2%, Norfolk, VA D Dividend K w

96. GJF Currituck Beach Associates, NC None J w

97. IRA - Equi-Vest A Interest K T

98. Deferred Annuity - Equitable Life Ins. Co. A Interest K T

99. Holly Holdings, Inc. D Interest N T Open 01/20/10 N

JOO. IRA-Brokerage Acct #3 directing and holding (lines I 01-132)

101. UBS Pace Money Market Investment Fund A Int./Div. J T

102. First Eagle Sogen Global Fund A lnt./Div. J T

I. Income Gain Codes: A =$1,000 or less ll =$1,001 -$2.500 c =$2.501 • $5,000 0=$5.001-$15,000 E =$15.001 -$50,000

(See Columns BI and D4) F =$50.001 -$100.000 G =$I 00.00 I-$1.000.000 Ill =$1.000.001 • $5.000.000 112 =More than SS.000.000

2. Value Codes J =Sl5.000orless K =$15,001 -SS0.000 L =SS0.001-SIOO.OOO M =SI00.001 -$250.000

(See Columns Cl and 03) N =$250.00 I - $500.000 0 =$500.001 -Sl.000.000 Pl =Sl.000.001 · $5.000.000 P2 =SS.000.001 -$25.000.000

P3 =$25.000.00 I - SS0,000.000 P4 =More than $50.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Markel


(I) (2) (3) (4)

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

Page IO of 15 Smith, Rebecca 8. 05/13/2011

VII. INVESTMENTS and TR u STS - incoml!, .. atue, transadions (Includes thou of spouSI! and dependent children; see PP. 34-60 of filing ins/rurtions.)


A. B. c. D.



(I) (2) (2) (I) (S) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, nun/dd/yy Code2 Code I buyer/seller (A-H) or int.) (l-P) Code3 redemption) (l-P) (A-H) (if private

(Q-W) transaction)

103. First Eagle Overseas Fund None Sold 06123/10 J A

104. Royce Micro-Cap Fund A IntJDiv. Sold 06123/10 J A

105. Washington Real Estate Investment Fund A lnt./Div. K T

106. AFBA 5 Star Science & Technology Fund A lnt./Div. Sold 06/23/10 J A

107. Allianz NFJ Small-Cap Fund A lnt./Div. Sold 06/23/10 J A

108. Allianz OCC Growth Fund A lnt./Div. Sold 06/23/10 J B

109. Dryden Financial Services Fund A Int./Div. Sold 06/23/IO J B

110. Eaton Vance Traditional Worldwide Health A lnt./Div. J T Sciences

111. Federated Prudent Bear Fund None Sold 06/23/IO J

112. ING Global Value Choice Fund A lnt./Div. Sold 06/23/10 J B

113. Ivy Small Cap Value Fund B Int./Div. J T

114. Matthews China Fund B lnt./Div. J T

115. Nuveen Tradewinds Global B lnt./Div. J T

116. Oppenheimer Global Opportunities Fund c lnt./Div. J T

117. Rydex Retailing Fund A Jnt./Div. Sold 06/23/IO J A

118. Rydex S & P Midcap 400 Growth Fund A Int.ID iv. Sold 06/23110 J B

119. Seligman Large Cap Value Fund A lnt./Div. Sold 06/23/10 J B

I. Income Gain Codes: A =$1.000 or less B =$1,001-$2.500 c =$2.501 - $5.000 D =$5.001 -$15.000 E =$15.001 -$50,000

(See Columns Bl and 04) f=$50.00l -$100.000 G =$100.001 - $1.000.000 Ill =$1.000.001 -$5.000,000 112 =More than $5.000.000

2. Value Codes J =SI 5.000 or less K=Sl5.00l -S50.000 L =$50.001 -SI00.000 M =$100.001 -$250.000

(See Columns CI and DJ) N =$250.001 -$500.000 0 =$500.001 -$1.000.000 Pl =Sl.000.001 -$5.000,000 P2 =$5.000.001 -$25,000.000

PJ =$25.000.00 I - $50.000.000 P4 =More than $50.000.000




Smith, Rebecca B.

Date or Report

05/1312011


of 15

VII. INVESTMENTS and TRUSTS - income, value, 1ransadions r1nc1udn those of spouse and dependent children; see PP. 14-60 of filing instrudions.J


A. B. c. D.

Description of Assets Income during Gross value at end Transactions during reponing period

(including trust assets) reporting pericid ofreponing period

(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)" after each asset Amount Type (e.g., Value Value Type (e.g., Date Value Gain Identity of

exempt from prior disclosure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/seller (A-H) or int) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

120. Nuveen Multi-Strategy Income Fund A lntlDiv. Sold 06/23/10 J A

121. JP Morgan Highbridge Stat Market Fund None Sold 06/23/IO J

122. Rydex/SGI Managed Futures Fund None Sold 06/23/10 J

123. First Eagle Gold Fund A lnt./Div. Sold 06/23/10 J A

124. Federated Capital Income Fund B lnt./Div. J T

125. Janus Balanced Fund A Int./Div. J T

126. Calvert Income Fund A lnt./Div. J T Buy 06/23/10 J

127. Federated Government Income Secs Fund None K T Buy 06/23/IO K

128. Blackrock Global Allocation Fund A lntJDiv. J T Buy 06/23/10 J

129. Ivy Asset Strategy Fund B lnt./Div. J T Buy 06/23/10 J

130. Tax Exempt Bonds:

131. VA St Pub Sch Auth 8/1/20 A Interest K T

132. Virginia Beach Va Pub lmpt 7/15/23 A Interest J T

133. Brokerage Account #4 directing and holding (lines 134-161)

134. Resource Management Tax-Free Fund, Inc. A Interest J T

135. Equities/Stocks:

136. !Shares Trust Russell IOOO Value Index A Dividend J T Fund

I. Income Gain Codes: A =$ 1.000 or less B =$1,001 - $2,500 c =$2.501 - $5,000 D =$5,001 -$15.000 E =SI S,001 - $50,000

(See Columns BI and D4) F =$50.001 -$100.000 G =SI 00.00 I - $1.000.000 111 =Sl,000,001-SS.000.000 112 =More than SS,000.000

2. Value Codes J =SI 5.000 or less K =SI 5.001 - SS0.000 L =SS0.001 - SI00.000 M =SI00.001 -$250.000

(Sec Columns CI and DJ) N =S250.00I - SS00.000 0 =S500.00 I -S 1.000.000 Pl =Sl.000.001 - S5.000.000 P2 =S5.000.001 - $25.000.000

PJ =S25.000.00I - $50.000.000 P4 =More than S50.000.000

3. Value Mc1hOO Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T =Cash Market

(Seo Column C2) U =!look Value V =Other W =Estimated

Bond

D.

Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT

ofl5 Smith, Rebecca B. 05/13/2011

VII. INVESTMENTS and TRUSTS -income, value, transactions r1nc1udes1houofspouseand depmdentchildun:seepp. J4-60offilincins trucrions.J


A. B. C.

Description of Assets

(including trust assets)

Income during

reponing period

Gross value at end

of reponing period

Transactions during reponing period

Place "(X)" after each asset

exempt from prior disclosure

(I) (2)

Amount Type (e.g., Code I div., rent, (A-H) or int)

(I) (2)

Value Value

Code 2 Method

(J-P) Code 3

(Q-W)

(I)

Type (e.g.,

buy, sell,

redemption)

(2) (3) (4) Date Value

(5) Identity of Gain

mm'dd/yy Code 2 Code I buyer/seller

(J-P) (A-H) (if privale

transaction)

137. !Shares Trust Russell 1000 Growth Index A Dividend J T Fund

138. !Shares Trust DJ U.S. Basic Materials A Dividend Sold 04127/10 J A

139. !Shares Trust Russell Midcap Value Fund A Dividend Sold 08/26/10 J A

140. !Shares Trust Russell Midcap Index Fund A Dividend J T

141. !Shares MSCI Emerging Markel Fund None Sold 08/26/10 J

142. !Shares MSCI EAFE Index Fund A Dividend J T

143. Rydex ETF Trust S & P 500 A Dividend J T

144. Vanguard Index Funds A Dividend Sold 08/26/10 J A

145. Vanguard Intl Equity Index Fd A Dividend J T

146. Vanguard Divid Appreciation ETF A Dividend J T

147. !Shares Iboxx $ Invt Gra De Corporate None K T Fund

148. !Shares Barclays 1-3 yr Treas Bond Fund A Dividend K T

149. !Shares Barclays Tips Bond Fund A Dividend Sold 05/25/10 J A

150. !Shares Barclays MBS Bond Fd None K T

151. SPDR Barclays Capital Int Term Treasure A Dividend K T ETF

152. SPDR Barclays Capital Tips None Sold 05/25/10 K A

153. SPDR DB Intl Govt Inflation Protected None Sold 05/27/10 J Bond

I. Income Gain Codes: A =$1.000 or less B =$1.001 -$2.500 c =$2.501 - $5.000 D =$5.001 - $15.000 E =$15.001 -$50.000

(Sec Columns Bl and D4) F =$50.001 - $100.000 G =SI 00.00 I - $1.000.000 Ill =St.000.001 -$5.000.000 H2 =More tban $5.000.000

2. Value Codes J =SI 5.000 or less K =$15.00 1 - $50.000 L =$50.001 • SI00.000 M =SI00.001 • $250.000

(See Columns CI and DJ) N =$250.001 • $500.000 0 =$500.00 I • S 1.000.000 Pl =Sl.000.001 • SS.000.000 P2 =$5.000.001 • $25.000.000

PJ =$25.000.001 -$50.000.000 P4 =More tban $50.000.000



=m

(1) (I)


of15


Smith, Rebecca B.

Date or Report

05/13/2011

VI I. INV EST ME NTS and TRUSTS - income, value, transactions <Includes those of spouse and dependent children: see PP. J4-6o of filing instructions.)


A. B. c. D.

Des cripti on of Assets Income du ring Gross value at end T ransactions du ring reponing period

(including trus t assets ) reponing period of reponing period

(2) (I) (2) (2) (3) (4) (5) Pl ace "(X)" after each asset Am ount Type (e.g., Value Value Type (e.g., D ate Value Gain Identity of

exempt from prior d iscl os ure Code I div., rent, Code2 Method buy, sell, mm/dd/yy Code2 Code I buyer/sel l er (A-H) or int .) (J-P) Code3 redemption) (J-P) (A-H) (if private

(Q-W) transaction)

154. SPDR Lehman Intl Treas Bond A Dividend K T

155. IShares S & P GSCI Commdity Ind A Dividend J T

156. Powershares DB Multi Section Commodity A Dividend J T

157. IShares Barclays 2o+ year Treasury Bd None K T Buy 08/26/10 K

158. SPDR Ser Trust Nuveen Barclays Cap Short None K T Buy 05/28/10 K TennBd

159. SPDR Gold Trust A Dividend J T Buy 04/27/10 J

160. Permanent Portfolio Fund Inc. A Dividend J T Buy 08/26/10 J

161. Pimco All Assets None J T Buy 08/26/10 J

162. Brokerage Account #5 directing and holding Open 04/21/10 L (lines 163-165)

163. Henrico Cnty Va Econ Auth Res Care B Interest K T Buy 05/20/10 K 10/1/35

164. Virginia Small Business Fing Auth 11/1/21 None K T Buy 12/01/10 K

165. B B & T Financial Money Market Acct None K T Open 12/21/10 K

166. Heritage Bank Account B Interest M T

167. Account #I (line 168)

168. Branch Bank & Trust Co. Bank Account A Interest Closed 04/08/10 N

I. Income Gain Codes: A =$ 1 .000 or less B =SI ,DOI - $2.SDO C =$2.SOI -$5.000 D =SS.DOI -$15.000 E =Sil.DOI - $50.000

(See Columns Bl and 04) F =$50.DOI - $1DO,OOO G =SI 00.DO I -SI .D00.000 111 =S 1.ooo.D01 - ss.ooo.DOo I12 =More than Sl.000.000

2. Val11< Code! J =Sl .000"' less K =SIS.001 -SS0.000 L =SS0.001 -SI00.000 M =SI00.001 - $250.000

(See Columns Cl and 03) N =$250.00 I - $500.000 O =$500.001 - Sl.000.000 Pl =Sl.000.001 -SS.000.000 P2 =SS.000.001 - $25.000.000

P3 =$25.000.001 - $50.000.000 P4 =M0<e than SS0.000.000

3. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessment T=Cash Market

(See Column C2) U =Book Value V =Other W =Estimated

Name of Penon Reporting Date of Report FINANCIAL DISCLOSURE REPORT

ofl5 Smilh, Rebecca 8. 05/13/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicale partofreport.)


of15 Smith, Rebecca B. 05/13/2011

IX. CERTIFICATION.

I certify that all Information given above (including information pertaining to my spouse and minor or dependent children, if any) is

accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of 5 U.S.C. app. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature: s/ Rebecca B. Smith

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FILE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. app. § 104)

Committee on Financial Disclosure

Administrative Office of the United States Courts Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544

Smith, Rebecca B - judicialwatch.org€¦ · Smith, Rebecca B. Date of Repot 05113/2011 . VII....

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