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Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 66 ]
Smear Layer Evaluation on Root Canal Preparation with Manual and
Rotary Techniques using EDTA as an Irrigant: A Scanning Electron
Microscopy Study. Manjunatha M1, Annapurna Kini2, Sudhakar V3, Sunil Kumar VC4, Vinay Kumar Hiremath5, Ankur Shah6 1Reader, Bhabha College of Dental Sciences, Bhopal, Madhya Pradesh, India; 2Reader, Rajarajeshwari Dental College, Bangalore, India;
3Reader, Mansarovar Dental college and Hospital, Bhopal, Madhya Pradesh, India; 4Reader, Bhabha College of Dental Sciences, Bhopal,
Madhya Pradesh, India; 5Principal, Professor and HOD, Mansarovar Dental College and Hospital, Bhopal, Madhya Pradesh, India; 6Senior
Lecturer, Aditya Dental College, Beed, Maharastra, India.
ABSTRACT
Introduction: The aim of any root canal treatment is to achieve a canal free of micro organisms, residual pulp
remnants, debris and smear layer for the long term success of the procedure. Manual and automated
instrumentation techniques along with proper irrigation regime is used to arrive at the aforementioned goal. Many
authors focused on the preparation capabilities of various manual and rotary instruments but very few
investigators stressed on the actual cleaning abilities of these instruments.
Aims and objectives: This study was undertaken to evaluate the cleaning efficiency of manual K flex files and
rotary Pro File systems in the root canals using a scanning electron microscope.
Material and Methods: Thirty single rooted mandibular first premolars were divided into two groups and
randomized (the manual group-M and the ProFile group-P) with respect to the preparation technique. The Manual
group was hand instrumented with stainless steel K- Flexofiles by means of a conventional filing technique. The
Pro File group was instrumented according to the manufacturer’s instructions using a rotary handpiece. All canals
were shaped and cleaned under frequent irrigation with EDTA. Final irrigation was carried out with 3 mL of
normal saline solution to neutralize the action of the irrigant. The roots were split, one half of each tooth was
selected for further SEM technique analysis and examined under the scanning electron microscope. The canal walls
were quantitatively evaluated for the amount of debris and smear layer. The apical, middle and coronal regions of
the canal surface, were graded (1-5) for debris and smear layer. A statistical analysis was performed using a Mann-
Whitney Rank Sum test. ProFile performed least effective cleaning. Manual K-Flexofiles led to a grooved pattern.
Results and Conclusion: A statistically significant difference was observed (p<0.05) between the two
instrumentation techniques concerning the amount of debris and smear layer at the apical level. The manually filed
canals had less debris and smear layer than those using a rotary technique. It was concluded from this study that
none of the instrumentation techniques employed, produced the canal walls which were free of surface debris and
smear layer. The manual instrumentation technique was better in cleaning the canals compared to the ProFile
rotary Ni-Ti instruments despite the step-back technique used for manual instrumentation.
Key words: Clinical research, Tooth loss, Oral Health.
How to cite this article: Manjunatha M, Kini A, Sudhakar V, Sunil K V C, Hiremath V K, Shah A. Smear Layer
Evaluation on Root Canal Preparation with Manual and Rotary Techniques using EDTA as an Irrigant: A Scanning
Electron Microscopy Study. J Int Oral Health 2013; 5(1):66-78.
Source of Support: Nil Conflict of Interest: None Declared
Received: 10th November 2012 Reviewed: 6th December 2013 Accepted: 12th January 2013
Address for Correspondence: Dr Sudhakar V, Mansarovar Dental college and Hospital, Bhopal, Madhya Pradesh,
India, Mobile: (+91) 9880000666, e-mail: [email protected].
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 67 ]
Photograph 1: Photomicrograph Showing Debris-
Score 1.
Photograph 2: Photomicrograph Showing Debris-
Score 2
Photograph 3: Photomicrograph Showing Debris-
Score 3.
Photograph 4: Photomicrograph Showing Debris-
Score 4
Introduction
The main objectives of cleaning and shaping of
root canal is to eliminate residual pulp tissue,
removal of debris and the maintenance of the
original canal curvature. Based on the evidence of
several studies on the instrumented canals, it was
found that it is difficult to completely clean the
root canals, especially the curved ones.1, 2, 3, 4
Removal of smear layer prior to root canal
obturation remains controversial. It has been
suggested that the smear layer may decrease the
permeability of dentin and prevent bacterial
penetration into underlying dentinal tubules.5
Most of the authors believe that the smear layer
may prevent antimicrobial agents from gaining
access to underlying contaminated dentinal
tubules.6, 7
Several studies have indicated that cleaning
ability of manual root-canal instrumentation is
found to be superior to automated devices.3,8,9
However, certain studies have shown superiority
of automated devices using rotary nickel-titanium
instruments with various tapers, even in severely
curved root canals.
Since most of the studies conducted focused little
on the cleaning ability of the rotary Ni-Ti
instruments, this study was undertaken for a
comparative evaluation of the cleaning ability of
rotary Ni-Ti instrumentation technique and
manual instrumentation technique using scanning
electron microscope.
Aims and Objectives:
Compare the cleanliness of the root canal walls
either with the manual technique and rotary
technique of canal instrumentation.
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 68 ]
Photograph 5: Photomicrograph Showing Debris-
Score 5
Photograph 6: Photomicrograph Showing Smear
Layer - Score 1
Photograph 7: Photomicrograph Showing Smear
Layer - Score 2
Photograph 8: Photomicrograph Showing Smear
Layer - Score 3
Check the amount of debris and smear layer
present on the canal walls at the cervical, middle
and apical thirds after hand instrumentation or a
rotary technique of instrumentation.
Materials and Methods:
Thirty single rooted mandibular first premolars
which were extracted for orthodontic reasons
were selected. Following extraction, the teeth
were rinsed in tap water in order to remove blood
and tissue debris, stored in 0.2% Chlorhexidine
Gluconate till usage. Access cavities were
prepared according to the standard extension for
optimal inspection of root canal openings.
The teeth were divided into two groups and
randomized (the manual group-M and the ProFile
group-P) with respect to the preparation
technique. The Manual group was hand
instrumented with stainless steel K- Flexofiles by
means of a conventional filing technique, i.e. the
canal was enlarged along its entire length. The
instruments were inserted to the working length
(WL), twisted or bound and withdrawn by forcing
them against the walls. Working length was
determined with a size 10 K- File, which was
inserted until it reached the apical foramen and
one-half millimeter subtracted from this length.
Filing motions were repeated until that particular
size file was loose.10 This was repeated
successively with larger instruments of sizes 15-
35.
The ProFile group was instrumented with rotary
Ni-Ti files in a 250- r.p.m. handpiece to size 35
(.06). The instruments were used in the canal with
a continuous, slight in and out passive movement
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 69 ]
Photograph 9: Photomicrograph Showing Smear
Layer - Score 4 Photograph 10: Photomicrograph Showing Smear
Layer - Score 5
Graph 1: Mean Cervical Debris Score among the
Study Group Graph 2: Mean Cervical Smear Layer Score among
the Study Group
with intermittent irrigation with EDTA and were
never forced apically. The operation sequence
comprised four phases: 1) crown-down, 2)
determination of the working length, 3) apical
preparation and 4) final shaping.
The protocol was as follows:
For crown-down preparation the instruments
25.06 and 20.06 were introduced successively at
250 r.p.m. into the canal until resistance was
perceived by the operator or approximately half
to possibly two-thirds of the length of the
estimated canal.
Canal preparation proceeded using the 25.04 and
20.04 instruments in a similar way but not beyond
three-quarters of the estimated canal length. The
optimal depth of the root canal (Working Length)
was determined by inserting a size 10 K- File
until it reached the apical foramen and
subtracting one- half millimeter from this length.
The apical stop at the working length was created
using 15.04, 20.04, 25.04 instruments.
The final shaping achieved to working length was
performed successively by means of 20.06, 25.06,
30.06, 35.06 instruments.
All canals were shaped and cleaned under
frequent irrigation with EDTA. Final irrigation
was carried out with 3 ml of normal saline
solution to neutralize the action of the irrigant. All
canals were dried with sterile adsorbent paper
points.
The roots were split using a tapering fissure
diamond bur cutting a groove in a longitudinal
direction. To avoid contamination of the canals by
the separation process, the last part of the
separation was performed by splitting the root
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 70 ]
Graph 3: Mean Middle Debris Score among the
Study Group
Graph 4 : Mean Middle Smear Layer Score among
the Study Group
Graph 5: Mean Apical Debris Score among the
Study Group
with a chisel. The root halves were cleaned from
grinding material and dried using water- and air-
blasting for three seconds. One half of each tooth
was selected for further SEM technique analysis.
The criteria for use were that the root canal wall
should be intact and available for quantitative
measurements at apical, middle and coronal level.
The specimens were left to dry overnight. The
root sections were mounted on aluminium stub,
sputter-coated with 10% gold-palladium in the
sputtering machine (JFC-1100E, Ion Sputtering
Device) and examined under the scanning
electron microscope (JEOL, JSM-840 A Scanning
Microscope, Tokyo, Japan).
The entire surface and each region (apical, middle
and coronal) of each canal were examined at a
magnifications ranging from x12 to x1500. The
micrographs depicting a magnification x200 were
chosen for the analysis.
The canal walls were quantitatively evaluated for
the amount of debris and smear layer.
Debris was defined as dentine chips, pulpal
remnants or other particles loosely stuck to the
canal wall.3
Debris were scored as follows
Score 1: clean root canal wall, very slight debris
(photograph 1)
Score 2: slight debris (photograph 2)
Score 3: moderate amount of debris, less than 50%
of the sample surface covered (photograph 3)
Score 4: substantial debris, more than 50% of the
sample surface covered (photograph 4)
Score 5: the root canal sample was completely or
almost completely covered with debris
(photograph 5)
Smear layer3 was scored as follows
Score 1: no smear layer, open dentinal tubuli
(photograph 6)
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 71 ]
Graph 6: Mean Apícal Smear Layer Score among
the Study Group
Table 1: Scores of Debris and Smear Layer Recorded
M- GROUP P- GROUP
Scores Cervical Middle Apical Cervical Middle Apical
Debris
1 4 - - 3 3 -
2 9 12 7 6 6 -
3 2 3 4 6 6 8
4 - - 2 - - 4
5 - - 2 - - 3
Smear layer
1 6 - - 5 2 -
2 8 9 5 10 7 -
3 1 6 5 - 6 5
4 - - 4 - - 7
5 - - 1 - - 3
n=15
Score 2: slight smear layer, most tubuli were
open (photograph 7)
Score 3: homogeneous smear layer covering the
major part of the surface, a few dentinal tubuli
open (photograph 8)
Score 4: homogeneous smear layer covering the
surface, no dentinal tubuli open (photograph 9)
Score 5: thick non-homogeneous smear layer
covering the surface (photograph 10)
Central beam of SEM was directed to the centre of
the object by the SEM- operator under x12
magnification and the magnification was
increased gradually to x1500. The canal wall
region appearing on the screen at x200
magnification was scored. The scoring was done
by a second operator who could not identify the
coded specimens nor the device used for root
canal preparation. The second operator was
trained in the scoring procedure, resulting in a
sufficient intra observer reproducibility.3
The apical, middle and coronal regions of the
canal surface, were graded (1-5) for debris and
smear layer, assessed and recorded. A statistical
analysis was performed using a Mann-Whitney
Rank Sum test. In addition, a comparison between
the scores of the Manual and Pro File groups for
smear layer and debris was made to determine
possible differences in the effectiveness of the two
techniques employed.
Discussion
Removal of vital and/or necrotic pulp tissue,
infected dentin, and dentin debris are the
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 72 ]
Table 2: Mean Score of Debris at the Cervical Level among the Study Group
Experiment Mean ± SD ‘U’ Statistics Significance
M- Group 1.87 ± 0.64 84.00 p> 0.05
Table 3: Mean Score of Smear Layer at the Cervical Level among the Study Group.
Experiment Mean ± SD ‘U’ Statistics Significance
M- Group 1.67 ± 0.62 110.00 p> 0.05
P- Group 1.67 ± 0.49
P- Group 2.20 ± 0.77
important objectives during root-canal
instrumentation. This procedure is important in
order to eliminate most of the microorganisms
from the root canal system.
The smear layer is a surface film of a thickness of
approximately 1-2 μ which remains on the root
canal wall after instrumentation.11 Smear layer is
absent on areas that are not instrumented. Smear
layer contains both organic and inorganic
components i.e. residual vital or necrotic pulp
tissue, dentin particles, protein agglomerates,
bacterial components, blood cells along with
retained irrigants, which blocks up the openings
of the dentinal tubuli. In this way, a thick and
non-homogeneous smear layer can prevent
effective removal of intracanal microorganisms,
and complete sealing of the root canal.12, 13
In this investigation, hand instrumentation was
performed with K-Flexofiles made of stainless
steel. These instruments utilize a triangular blank
as used for reamer with the flutes twisted more
tightly to give more cutting edges but
maintaining the same narrow cross-sectional
diameter for increased flexibility.14 They feature a
non-cutting tip15,16 and they were included in the
investigation because it was known on the basis
of earlier investigation that they are able to
enlarge, even severely curved canals with little or
no transportation.17 In a study of the machining
efficiency of various Ni-Ti and stainless steel files
reported that the most efficient of those examined
were Ni-Ti instruments and Flexofiles. They
attributed their findings to the increased
flexibility of these two instruments together with
their ‘aggressive’ cutting designs.18
Although it is recommended to use antibacterial
irrigants along with chelating agents in order to
remove debris and inorganic/organic smear
layer,3,12,19 in the present study EDTA was used as
an irrigant owing to its chelating properties on
inorganic component.7 But, it is not possible to
completely remove the smear layer with
EDTA.20,21,22,23 Recently, the paste type chelators
containing EDTA have regained popularity to be
used with Ni-Ti instruments, manufacturers
recommend their use as a lubricant during rotary
root canal preparation, to reduce the risk of
instrument separation.24 Nevertheless, the major
objective of the present investigation was to solely
compare the cleaning effectiveness of the two
instrumentation techniques under similar
conditions. To avoid any association of different
irrigation solutions, a simple irrigation technique
was used. Hence, it has to be considered that the
cleaning efficiency of the two instrumentation
techniques evaluated in the present study might
be further improved using a combination of
NaOCl and EDTA.
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 73 ]
Table 4: Mean score of Debris at the Middle Level among the Study Group.
Experiment Mean ± SD ‘U’ Statistics Significance
M- Group 2.20 ± 0.41 108.00 p> 0.05
P- Group 2.20 ± 0.77
Table 5: Mean Score of Smear Layer at the Middle Level among the Study Group
Experiment Mean ± SD ‘U’ Statistics Significance
M- Group 2.40 ± 0.51 103.50 p> 0.05
P- Group 2.27 ± 0.70
Table 6: Mean Score of Debris at the Apical Level among the Study Group.
Experiment Mean ± SD ‘U’ Statistics Significance
M- Group 2.93 ± 1.10 63.00 P< 0.05*
P- Group 3.67 ± 0.82
* Statistically significant
Table 7: Mean Score of Smear Layer at the Apical Level among the Study Group.
Experiment Mean ± SD ‘U’ Statistics Significance
M- Group 3.07 ± 0.96 60.00 P< 0.05*
P- Group P- group
*Statistically significant
The SEM technique produces images of high
resolution and magnification. Apical, middle and
coronal sites for quantitative measurements were
chosen at random. On those occasions when
unprepared surfaces were found, a new site was
chosen for micrographic examination. The
magnification 200x was employed because it
offered a wider view and also a detailed image of
the surface. The micrographs at x1500
magnification might cover too small a surface,
give limited information and lead to a potential
misrepresentation of cleanliness.25 One weakness
of the evaluation of the micrograph was that the
measurements of debris and smear layer were
arbitrary and at best ordinal in nature. However,
there is currently no consensus in the
standardization of measurements of debris and
smear layer.26, 27
Apical extrusion of the material was observed
during the manual instrumentation, which is
consistent with earlier studies.28, 29, 30However this
problem was not evaluated, considering the low
frequency of exacerbation during clinical
endodontic work; this in vitro observation may
not be relevant in the clinical situations.
In the present study, the cleaning efficacy of two
instrumentation methods was examined by means
of an SEM evaluation of the coronal, middle and
the apical portions of the canals.3,4, 27,31,32,33,34 on the
basis of a separate numerical evaluation scheme
for debris and smear layer. Partially un-
instrumented areas with remaining debris were
found in all canal sections, with both
instrumentation techniques. This finding has
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 74 ]
also been supported by other
authors.1,2,3,9,27,32,33,35,36,37
Using stainless steel K-Flexofiles resulted in no
significant differences in the amount of debris and
smear layer compared to the ProFile instruments
at the cervical and middle thirds of the canals
(Tables 2,3,4,5 Graphs 1,2,3,4 p>0.05).
Edgar Schafer et al. (2000) compared the efficacy
of manual and automated instruments. The
results indicated that stainless steel hand K-
Flexofiles performed better than ProFile rotary
Ni-Ti instruments.31
In a study by E.Schafer and R.Schlingemann
(2001) to check the efficacy of rotary Ni-Ti K3
instruments and stainless steel hand K-Flexofile,
the results indicated that Flexofiles allowed
significantly better removal of debris than K3
instruments.33
M.Ahlquist et al. (2001) checked the effectiveness
of stainless steel S-files and ProFile rotary Ni-Ti
files in cleaning of root canals and they found
stainless steel S-files produced cleaner root canal
walls.
The results of the evaluation of the apical third of
the specimens for debris and smear layer in this
study showed statistically significant differences
(p<0.05) between both the systems (Tables 6, 7
Graphs 5, 6). The manual group showed better
cleaning ability with respect to the remaining
debris and smear layer than ProFile group.
Similar results were obtained by M.Ahlquist et
al.(2001) when they compared stainless steel S-
files and ProFile rotary Ni-Ti files.27
The results of the present study indicate that on
an average the apical third of the canals was less
clean than the middle and coronal thirds
regardless of the instrument used. This
observation is also in agreement with other
studies. The results of E.Schafer and D.Lohmann
(2002) comparing rotary instrumentation and
stainless steel hand K-Flexofile showed that
completely cleaned root canals were not found
with any of the two instruments.32
In a SEM study of debris and smear layer
remaining following use of GT rotary instruments
by G.Gambarini and J.Laszkiewicz (2002), the
results showed that GT rotary instruments
removed debris effectively, but left root canal
walls covered with smear layer particularly in the
apical third.38
F.Heard and R.E.Walton (1997) in their SEM study
to compare four root canal preparation techniques
found the middle level was cleaner than the apical
or coronal levels.39
M.Hulsmann et al. (1997) compared the canal
cleanliness after the preparation with eight
different instrumentation techniques including
both engine driven and hand. They found best
cleaning ability achieved at the middle and
cervical thirds.3
The results of some investigations were not in
agreement with the above. M.F.Bertrand et
al.(1999) in the comparative study of removal of
smear layer using the Quantec Series 2000 and
stainless steel hand K-files found that Quantec
rotary system produced cleaner canal walls than
conventional manual instruments, particularly in
the middle and apical thirds.40
In the present study, overall performance of the
hand instrumentation was better than rotary Ni-Ti
despite the step-back technique used for hand
instrumentation group. The reason may be the
ability to clean effectively the endodontic space is
dependent on both instrumentation and
irrigation.38 The dentin filing using mechanical
endodontic devices is more extensive than manual
instrumentation and the amount of dentinal
shavings produced is, therefore, higher.21 It can be
concluded that obviously, even different rotary
Ni-Ti instruments vary in their debris removal
efficiency, possibly due to their flute design.19,40,41
ProFile instruments have U-shaped blades with
radial lands and it has been shown that this file
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 75 ]
design was less efficient in debris removal. They
perform a planing action, compared to rotary
instruments having a positive rake angle which
could be the main reason for the inferior cleaning
ability.4,31
It was also observed that the cleaning ability was
inferior in the apical third of the canals when
compared to the middle and cervical third. The
reason for the incomplete removal may be an
irregular secondary dentin which is associated
with the physiological ageing of the Root42 so that
surface morphology, especially in the apical
region, is far from smooth, which is generally
advocated in endodontics to be typical of the
normal or well-debrided canal wall.35 The
incomplete removal of debris and smear layer in
the apical third may be due to the failure of
irrigants to reach the apical third.
During endodontic instrumentation of root
canals, products containing EDTA are used to
remove/reduce smear layer and debris, thereby
creating better access for disinfectants as well as
achieving a clean surface for the final seal of the
root canal. Two different instrumentation
techniques with EDTA as irrigant were used in
the study to assess the effective cleanliness. The
manual technique employed in the present study
produced cleaner root canal walls than ProFile
rotary technique. The subjective estimation was
that rotary instrumentation technique employed
was faster and was less tiring for the operator.
Summary and Conclusion
Summary
The aim of this study was to evaluate the
cleanliness of the root canal walls after
preparation with ProFile rotary Ni-Ti and hand
instruments.
ProFile rotary Ni-Ti instruments and K- Flexofiles
were utilized to prepare the canals with EDTA as
an irrigant. After the preparation of the canals the
specimens were split longitudinally and observed
under scanning electron microscope (SEM), to
quantitatively evaluate the amount of remaining
debris and smear layer using a numerical scoring
system.
The results of the present study confirm the
results of previous studies on rotary Ni-Ti
systems concerning the cleaning ability. Both
systems were ineffective in removing debris and
smear layer completely and K- Flexofiles were
better in removing the debris and smear layer
compared to ProFile rotary Ni-Ti instruments
especially in the apical third.
It can be concluded from this study that none of
the instrumentation techniques employed,
produced the canal walls which were free of
surface debris and smear layer. The manual
instrumentation technique was better in cleaning
the canals compared to the ProFile rotary Ni-Ti
instruments despite the step-back technique used
for manual instrumentation. Had a crown-down
technique been used for manual instrumentation,
it would have removed the debris more
effectively and produced better canal walls.
During endodontic instrumentation of root canals,
alternating irrigation with 5.25% NaOCl and 15%
EDTA should be used to remove/reduce smear
layer and debris, thereby creating better access for
disinfectants as well as achieving a clean surface
for the final seal of the root canal.
Even though the manual technique employed in
the present study produced cleaner root canal
walls than the ProFile rotary technique, the latter
method appeared to be less time consuming in
preparation of the root canal space and less tiring
for the operator.
Conclusion
K- Flexofiles were better in debris and smear
layer removal compared to ProFile rotary
Ni-Ti instruments.
No statistically significant differences were
observed in the cleaning ability of the two
Smear Layer Evaluation on Root Canal Preparation….Manjunatha M et al
ORIGINAL RESEARCH
Journal of International Oral Health. Jan-Feb 2013; 5(1):66-78 [ 76 ]
instrumentation techniques at the cervical
and middle thirds of the canals.
Statistically significant differences were
observed with respect to the remaining
debris and smear layer at the apical level.
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