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    Some Aspects of the Changing Relationship between Composer and Performer in

    Contemporary MusicAuthor(s): Roger SmalleySource: Proceedings of the Royal Musical Association, Vol. 96 (1969 - 1970), pp. 73-84Published by: Taylor & Francis, Ltd. on behalf of the Royal Musical AssociationStable URL: http://www.jstor.org/stable/765975

    Accessed: 22/07/2009 12:26

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    Some

    Aspects

    of

    the

    Changing Relationship

    between

    Composer

    and

    Performer

    in

    Contemporary

    Music

    ROGER

    SMALLEY

    UNTIL

    COMPARATIVELYRECENTLY

    the

    history

    of

    musical

    nota-

    tion

    has

    been

    synonymous

    with the desire

    of

    the

    composer

    to

    exercise an

    increasing

    degree

    of control over the

    performance

    of

    his

    works

    via

    the medium of

    the

    written

    score. Viewed

    in

    historical

    perspective,

    it

    will be seen that

    during

    the last

    thirty

    years

    virtually every

    aspect

    of this

    complex

    composer/per-

    former

    relationship

    has

    been

    radically changed-in

    many

    instances the

    outcome

    has been

    an almost

    total

    reversal

    of

    roles.

    The

    first freedom to

    be

    taken

    out

    of the

    performer's

    hands

    was that of choice of instrumentation. A large proportion of

    mediaeval

    music is

    without

    indications of

    instrumentation,

    and

    there

    often

    appear

    to be

    several

    equally

    viable

    solutions,

    al-

    though

    the

    existence of

    a

    living

    aural

    tradition

    presumably

    meant

    that

    this

    choice

    was

    less of a

    problem

    for

    musicians

    of

    the

    time

    than

    it

    is

    to

    present-day performers.

    Indications

    of

    dynamic

    level and

    tempo

    were the

    next

    elements

    to

    pass

    from

    the

    area of the

    spontaneous

    to

    that of the

    notated.

    Many

    crucial

    interpretative

    decisions,

    however,

    still

    remained

    the

    responsibility of the performer, notably those involving de-

    tailed

    rhythmic

    articulation,

    and in the

    realisation

    of orna-

    mented

    repeats

    and

    cadenzas.

    During

    the

    nineteenth

    century

    even these became

    integrated

    into the

    notation of

    the

    score.

    A

    composer

    such as Liszt wrote

    out

    in full

    ornaments and

    cadenzas

    which

    would

    previously

    have been

    left

    to

    the dis-

    cretion of

    the

    performer.

    About

    this time

    the natural

    feeling

    of a

    performer

    for subtle

    rubato also

    began

    to

    be

    incorporated

    into

    musical

    notation.

    There are

    many

    instances

    of

    written-out

    rubato

    in the music of Schumann and

    Chopin,'

    and Liszt

    even

    went so

    far as to invent two

    special

    signs:

    s

    meaning 'press

    on' and

    -

    meaning

    'hold back'.

    The minutiae

    See,

    for

    example,

    the

    piano postlude

    of

    the

    song

    'H6r ich das

    Liedchen

    klingen'

    from

    Schumann's

    Dichterliebe,

    nd

    Chopin's

    Fourth

    Ballade,

    bars

    175-6.

    73

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    SOMEASPECTSOF

    CHANGING

    RELATIONSHIP

    of

    performance

    were indicated

    with

    increasing

    meticulousness

    (often with copious verbal explanations) by composers such as

    Brahms and

    Mahler,

    and

    by

    the

    beginning

    of

    the

    twentieth

    century

    this whole

    complex

    notational

    system

    was

    accepted

    as

    the norm.

    The music of

    the

    father-figures

    of

    twentieth-

    century

    music-Debussy, Stravinsky

    and

    Schoenberg-al-

    though revolutionary

    in

    many ways-did

    not

    necessitate

    the

    evolution

    of

    new methods of notation. The

    relationship

    of

    the

    performer

    to the score

    remained

    the

    same

    as

    before.

    Naturally

    the

    increasing

    conciseness

    of

    Schoenberg's

    and,

    especially, Webern's music caused the number of directives

    to

    proliferate

    to

    an

    unprecedented

    degree.

    In

    fact

    in

    some

    of

    the

    later

    works of Webern

    signs

    of

    dynamics,

    articulation and

    phrasing,

    previously

    considered

    only

    to

    be aids to

    performance

    became

    integrated

    into

    the actual structure

    of the

    music and

    pose quite

    new

    problems

    for the

    interpreter.

    In

    the

    more abstract music

    of

    Bach

    (that

    is,

    music

    whose

    tempo

    is not

    suggested by

    a

    text,

    by

    instrumental

    technique

    or by being in

    a

    recognised dance-form) extremely

    wide

    variations

    of

    tempo

    and

    dynamics

    are

    possible

    without

    mis-

    representing

    the

    substance of

    the work.

    There are

    many

    well-

    known instances of

    this

    amongst

    the

    preludes

    of

    the

    '48'

    and

    the

    Goldberg

    Variations.2

    The obvious

    inference

    is that

    at

    times

    the

    speed

    and

    dynamic

    level

    at which his

    music

    should

    be

    performed

    was

    a matter

    of

    only

    secondary importance

    to

    Bach.

    In

    the

    performance

    of

    Beethoven's

    music,

    on

    the

    other

    hand,

    dynamics must be observedwith great fidelity. Throughout his

    development dynamics

    came to

    have

    an

    increasingly

    structural

    importance

    in his music

    until

    in

    his

    last

    works

    they

    become

    one

    of the most

    characteristic

    features

    of his

    style.

    However,

    fairly

    wide variation of

    tempo

    is still to

    be found

    between

    different

    performances

    of works

    by

    Beethoven,

    and

    whilst

    sometimes

    displaying

    a cavalier

    disregard

    for his notation

    can

    by

    no means be

    dismissed,

    and in

    many

    cases illuminates

    the

    music

    in

    a new

    light.a

    By

    the

    climax

    of

    the Romantic

    period

    even the

    possibility

    of

    tempo

    variation is minimal. This is for

    two

    principal

    reasons.

    Firstly,

    the

    exploitation

    of

    instrumental

    virtuosity

    (in

    all its

    aspects)

    and

    of

    complex

    orchestral

    textures

    provide

    an

    in-built

    regulator

    of

    tempo.

    Related

    to

    this

    is

    a

    second

    factor,

    which is

    the

    increasing

    use of

    instru-

    mental timbre

    and

    sonority

    for its

    own sake.

    A concentration

    2

    The Preludes in

    C,

    major

    and

    C

    minor from

    Book I of

    the

    '48'

    are

    two

    well-known

    examples.

    74

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    SOME

    ASPECTS

    OF

    CHANGING

    RELATIONSHIP

    on

    pure

    sonority

    has

    always

    been

    particularly

    characteristic

    of French music, and it is significant that the music of Alkan,

    Berlioz

    and Faure

    responds

    very

    badly

    to

    injudicious

    choice

    of

    tempo

    and

    wilful

    use of rubato. This

    particular

    trend

    is

    epitomised

    by

    the

    music of

    Debussy

    and

    Ravel,

    and

    initiates

    a

    turning point

    in

    the

    relationship

    of

    composer

    and

    performer.

    The

    significance

    of

    Debussy's

    instrumental

    writing

    has

    been

    very

    well

    defined

    by

    Stephen

    Pruslin:3

    In

    Debussy,

    the succession

    of sounds

    no

    longer represents

    he

    meaning,

    but is the meaning, so that no mental process other than simple aural

    reception

    is

    necessary

    to

    grasp

    the

    full musical

    statement...

    Inter-

    pretation

    of

    Debussy

    means

    only

    to

    produce

    the sounds as

    perfectly

    as

    possible.

    There

    are no

    two different but

    equally

    valid

    conceptions

    of

    a

    Debussy

    work-there is

    only

    one

    hypothetical

    reading

    which

    each

    individual

    performance

    approaches

    to a different

    degree.

    This

    quotation

    is almost

    equally

    true

    of

    the

    later

    music

    of

    Webern and

    of

    much

    of the

    music which

    followed.

    If a

    per-

    former

    realises

    accurately

    all

    the

    indications

    in the

    score then

    his performance will be an authentic projection of the com-

    poser's

    intentions.

    This is

    because,

    as

    I

    have

    already

    mentioned

    in a

    slightly

    different

    context,

    the

    dynamics,

    phrasing,

    articu-

    lation and

    tempo

    of the music

    are

    no

    longer adjuncts

    to

    the

    pitch-structure

    but are an

    integral part

    of

    the work

    and

    must

    be

    realised with

    an

    equivalent

    degree

    of

    accuracy.

    A

    classic

    example

    is the

    second

    movement of Webern's Piano Varia-

    tions,

    Op. 27.

    Here the

    three

    dynamics

    levels

    (only

    p,

    f,

    and

    ff

    are

    used)

    and four

    modes of

    attack

    (-,

    ',

    >,

    and

    -)

    are,

    as several commentators have shown,4 of equal importance to

    the

    pitches

    in

    the total

    structure.b

    Subsequent

    works-Modes

    de valeurs

    et

    d'intensitds

    (I949) by

    Messiaen,

    Structures,

    ook

    I,

    for two

    pianos

    (1951-2)

    by

    Pierre

    Boulez,

    and Piano

    Pieces

    I-IV

    (1952-3)

    by

    Karlheinz

    Stockhausen

    (the

    second two are

    especially

    closely

    related to

    Webern's

    innovations)-make

    further

    demands on

    the accur-

    acy

    of

    the

    performer.

    Confronted

    with

    scores

    of

    this

    complexity

    the

    performer is in a position similar to that described in the

    passage

    quoted

    from

    Stephen

    Pruslin's

    article. To

    begin

    with

    he

    must

    teach

    himself

    to

    respond

    to the

    multiple

    stimuli

    contained

    within

    the score. But

    after

    the initial

    learning pro-

    3

    Stephen

    Pruslin,

    'Maxwell

    Davies's

    Second

    Taverner

    Fantasia',

    Tempo,

    Ixxiii

    (Summer,

    1965),

    2.

    4

    See,

    for

    example,

    Peter

    Westergaard,

    'Webern

    and

    "Total

    Organi-

    sation":

    An

    Analysis

    of the

    Second Movement of

    Piano

    Variations,

    Op.

    27', Perspectives

    f

    New

    Music,

    i/2

    (Spring, 1963),

    107-120.

    75

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    SOME

    ASPECTS

    OF

    CHANGING

    RELATIONSHIP

    cess has been

    completed

    the

    possibility

    of

    interpretation-by

    which I mean a more complete projection of the structure of

    the

    music-will

    present

    itself.

    This

    point

    is

    implied

    but

    not

    specifically

    stated

    by

    Pruslin.

    I

    would

    therefore

    like

    to stress

    that

    this music

    is

    as

    open

    to

    'interpretation'

    as I have

    just

    defined it as

    is

    any

    music

    of the

    past

    or

    present.

    Stockhausen's

    Piano

    Piece

    I

    (1953)

    will

    show

    how

    a

    degree

    of'interpretation'

    of

    the written

    notation is

    necessary

    to

    project

    its

    formal,

    dynamic

    and

    rhythmic

    structure.c An

    analysis

    of this

    piece

    (the

    first

    prerequisite

    for

    any

    successful

    interpretation)

    shows

    that the music is divided into a series of short, clearly-defined

    'groups'.5

    The

    performer

    must

    therefore

    attempt

    to articulate

    these

    groups.

    Ex.

    I

    shows

    two such

    groups

    (bars

    47-50).

    If

    the

    performer

    plays

    exactly

    what

    is

    notated,

    the

    beginning

    of

    the

    second

    group (bar

    48)

    will

    be

    obscured

    by

    the end

    of the

    first

    group.

    He

    might

    therefore

    make

    a

    slight

    caesura

    (whose

    length

    will

    depend

    on the resonance of the

    piano

    and

    the

    hall)

    to

    allow the

    relatively

    loud

    and dense sound

    at the end

    of

    bar

    47

    to clear

    and

    thus

    to

    mark

    the beginning

    of

    the next

    group

    (pp)

    with

    maximum

    clarity

    and definition.

    47

    ,

    -

    7:8a

    -

    4

    ff

    t"

    4P _

    f' Jr-.: t t

    J^ro^..q

    /

    ^

    ^

    TSq.36o

    Thr>e,

    dfa

    i

    Itf

    4 5 6

    32, 16

    32

    be

    determined

    by

    the context.

    For

    example

    the

    p

    immediately

    following

    anfffin

    bar 60

    (Ex.

    2)

    must be

    louder

    than a

    p

    in

    a

    predominantly

    soft

    context,

    otherwise it

    will

    simply

    not

    be

    7.

    ....... ..........

    .

    perceptible

    above

    the

    pedal

    resonance

    of

    the

    B

    1b.

    he bracketed

    5

    See Karlheinz

    Stockhausen,

    'Gruppenkomposition:

    Klavierstuck

    I

    (Anleitung

    zum

    H6ren)',

    Texte

    zur

    elektronischen

    nd instrumentalen

    Musik,

    2

    vols.,

    Cologne,

    1963-4,

    i.

    63-74.

    76

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    SOME

    ASPECTS

    OF

    CHANGING

    RELATIONSHIP

    dynamics

    in

    Ex.

    2

    are

    my

    own

    suggestions

    for

    realising

    this

    bar.

    They still preserve the inter-relationships between the four

    dynamics,

    but

    render

    their

    structure

    more

    clearly

    audible.

    Ex. 2

    -7:8---

    ,

    60

    l

    ,r

    This

    piece

    also

    poses

    extreme

    problems

    of

    irrational

    rhyth-

    mic

    values.

    In

    an

    article

    on the

    performance

    of

    contemporary

    music

    Gunther

    Schuller

    misunderstands the

    purpose

    of

    these

    complex

    rhythmic

    subdivisions.

    Quoting

    an

    example ('hypo-

    thetical,

    but

    similar

    to

    existing

    ones')

    which

    has

    exactly

    the

    same

    rhythmic

    structure

    as

    bar

    6

    of

    Stockhausen's

    Piano

    Piece

    I, he assertsthat 'there are several more logical and practical

    notations

    possible',

    and

    proposes

    converting

    the

    whole

    bar

    into

    semiquaver

    triplets

    at

    a

    faster

    speed.

    'It

    is

    hardly

    likely',

    he

    writes,

    'that

    [this

    conversion]

    would

    result

    in a

    difference

    so

    vital

    that

    the

    loss

    in

    "serial"

    pedigree

    would not

    be

    more

    than

    outweighed

    by

    the

    increased

    playability

    of

    the

    passage'.

    To

    grasp

    the

    real

    purpose

    of

    these

    rhythms

    and

    (therefore

    their

    correct

    'interpretation')

    we

    must

    recall

    the basic

    struc-

    tural

    premise

    of

    the

    piece,

    which

    is

    that

    of

    'group'-form.

    Bars

    5 and 6 (Ex.

    3a)

    are one

    group.

    Stockhausen's Piano Pieces

    I-IV

    are

    all

    to

    be

    played

    'as fast

    as

    possible',

    the basic

    tempo

    being

    determined

    by

    each

    performer.

    A

    tempo

    of

    ,

    =

    Ioo

    would

    be

    reasonable

    for

    the

    first

    piece

    (anything

    slower

    than

    this-Schuller's

    '

    =

    60

    for

    instance-would

    simply

    mean

    that

    the

    player

    was

    not

    trying

    hard

    enough).

    The

    whole of

    bar

    6

    is

    a

    quintuplet

    (five

    quavers

    are

    to

    be

    played

    in the

    time

    of

    four),

    so

    the

    bar

    can

    be

    converted

    into

    one

    of

    5/8

    at a

    tempo

    of

    Ir='?

    =

    125, a very substantial increase in speed. The

    first

    seven

    demisemiquavers

    of

    this

    bar

    therefore

    have a

    speed

    of

    i=25x7

    II

    and

    the

    last

    eleven demisemi-

    quavers

    a

    speed

    of

    =''

    -=2

    115.

    Ex.

    3b

    is

    a

    renotation of

    Ex.

    3a

    with all

    the

    irrational

    values

    replaced

    by changes

    in

    metronome

    speed.

    The

    overall

    structure

    of

    this

    group

    can

    6

    American

    Performance

    and

    New

    Music',

    Perspectives

    f

    New

    Music,

    i/2

    (Spring,

    i963),

    I-8.

    77

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    SOME

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    now

    be

    seen

    quite clearly.

    A

    performer

    would

    attempt

    to

    project the group as follows: the first sub-group would be

    slightly

    faster than the

    basic

    tempo

    and the

    second

    sub-group

    would be

    slightly

    faster than the

    first.

    In

    Schuller's

    proposed

    revision,

    however

    (Ex.

    3c applies

    his

    'solution' to

    the Stock-

    hausen

    example)

    all

    the

    pitches

    would

    have

    exactly

    the same

    duration;

    moreover

    the artificial division

    into

    triplets

    obscures

    the

    overall structure

    of

    two

    sub-groups

    and

    the internal

    divisions

    within

    the

    sub-groups.

    Ex.

    3

    a)

    r

    --.

    .............

    .......

    .....

    iool

    7:8

    11:12

    i

    3^'

    X

    -,

    Jf=

    7

    '--------fff

    i

    ff

    if

    372T

    b)

    us,

    10i

    4

    r

    ^

    32 a

    In the

    music

    of

    the

    latter half of

    the

    1950s

    composers

    attempted

    to liberate

    the

    performer

    from the

    very

    severe

    restrictions

    which are

    imposed

    on him in

    a

    piece

    such as

    Stockhausen's

    Piano Piece

    I.

    However the seeds

    of

    this later

    development

    are

    already

    present

    in

    this

    piece,

    as is

    apparent

    from

    the

    performance

    of

    the

    passage

    just

    discussed

    (Ex.

    3a)

    in

    the

    recording

    by

    Aloys

    Kontarsky. Kontarsky

    is

    Stock-

    hausen's

    chosen

    interpreter

    of

    his

    piano

    music

    and

    this

    recording

    was made

    under

    the

    composer's supervision,

    so

    we

    must

    assume that

    it

    accurately

    reflects his

    present

    thoughts

    about

    the

    performance

    of

    his earlier

    music,

    filtered

    through

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    the

    experience

    of

    the

    intervening

    works.

    According

    to

    the

    score the duration of the pitches within each of the two sub-

    groups

    should

    be

    exactly

    the same.

    Although Kontarsky

    perfectly

    realises the

    relationship

    and structure

    of the

    groups

    he does

    not

    play

    their

    pitches

    of

    equal

    duration.

    This

    is

    because

    towards

    the

    middle

    of

    bar

    6

    (those

    pitches

    marked

    x

    in

    Ex.

    3a)

    there occurs

    a

    succession of

    very

    wide

    leaps

    whose

    performance

    cannot

    be

    facilitated

    by any

    redistribution

    of

    the

    pitches

    be-

    tween

    the

    hands.

    We

    are in the

    realm of 'action durations'.d

    The

    possibility

    of

    incorporating

    the

    physical

    aspects

    of

    per-

    formance into the musical structure were first suggested by

    Stockhausen

    in

    the latter half

    of

    his

    article

    '.

    . .

    How

    Time

    Passes ...'

    7

    Piano Pieces V to

    X use

    no

    irrational

    values

    at

    all

    (except

    for

    occasional

    triplets

    in Nos.

    VI and

    IX).

    Great

    rhythmic

    flexibility

    (analogous

    to

    that

    in Nos.

    I-IV)

    is

    achieved

    by

    the

    continual

    movement

    between one fixed

    tempo

    and

    another

    and

    by

    the

    incorporation

    of

    groups

    of

    grace-

    notes into

    the

    main

    structure

    of

    the

    work,

    whose

    durations

    are

    precisely

    notated. The exact

    rhythmic profile

    of

    these

    groups

    is

    determined

    by

    their intervallic

    construction,

    by

    the

    dexterity

    of

    the

    performer

    and

    by

    the

    way

    in which he

    chooses

    to

    finger

    them.

    A

    passage

    from

    Piano Piece

    VII

    played by

    two different

    performers

    will

    give

    some

    idea

    of

    the

    degree

    of

    variation

    possible.c

    In

    the

    late

    50s

    more radical

    attempts

    were made to

    integrate

    the

    performer

    with

    the

    structuring

    of a

    performance.

    Boulez's

    Third

    Piano Sonata

    and second book

    of

    Structures,

    Henri

    Pousseur's Caracteres, nd Stockhausen's Zyklus, Refrain and

    Piano

    Piece

    XI

    are

    all

    examples.

    The

    performer

    of

    Zyklus

    can

    start

    at the

    beginning

    of

    any

    one of the

    work's sixteen

    pages.

    The

    score

    can

    also

    be turned

    upside

    down and

    played

    back-

    wards,

    so

    that there

    are

    actually

    32 possible

    starting points.

    After

    deciding

    where

    to

    begin

    the

    performer

    must

    play through

    the

    score

    in the normal

    way,

    ending

    with

    the sound he

    began

    with.f

    The

    precise

    extent of

    the freedoms

    available to

    the

    per-

    former in the scores I have

    just

    mentioned are

    frequently

    misunderstood and

    exaggerated.

    In

    most cases the freedom

    of

    the

    performer

    ceases to

    exist

    long

    before the

    performance

    begins.

    These

    scores

    are

    so

    complex

    that it

    is

    necessary

    for the

    performer

    to

    decide

    on

    a

    particular

    ordering

    and distribution

    of

    all

    the

    elements

    before

    commencing

    rehearsal.

    In an

    en-

    7

    Die

    Reihe,

    iii

    (I959),

    Io-40;

    see

    especially pp.

    29

    ff.

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    semble

    or

    orchestral work

    (Refrain,

    and 'Don' and

    'Impro-

    visation II' from Boulez's Pli selonpli) these pre-rehearsal

    decisions become

    imperative.

    What is

    eventually

    heard

    is

    therefore

    in fact a

    fixed

    version

    prepared

    by

    one

    particular

    player,

    or

    group

    of

    players.

    I

    believe

    that

    the

    importance

    of these

    works

    lies not

    so

    much in

    the

    way

    in

    which the

    composer/performer

    relation-

    ship

    has

    been

    changed

    but in the invention

    of

    new

    formal

    processes.

    In

    this

    respect they

    are

    remarkably

    varied

    and

    successful,

    and initiate a

    period

    of

    restructuring

    (in

    the

    large-

    scale sense) of the predominantly fragmentary musical dis-

    course of the

    early

    I950s.

    It is clear

    that

    works

    with

    variable

    forms

    must,

    at the

    same

    time,

    possess

    very

    strong

    formal

    characteristics if

    these

    are not to lose

    their

    identity

    as

    a

    result

    of

    the formal

    variability.

    Also

    the overall

    trajectory

    of

    each

    work

    must

    be

    unmistakably

    clear

    if

    it

    is to be

    interrupted

    (as

    it

    is in

    Refrain),

    entered

    at various

    points

    (Zyklus)

    or

    played

    in

    different

    sequences ('Trope'

    from

    Boulez's

    Third

    Sonata)

    and still retain its formal coherence.

    One

    of

    the most

    potent

    influences

    behind

    the

    introduction

    of

    indeterminacy

    into

    the

    music of

    European composers

    was

    the

    philosophy

    ofJohn

    Cage,

    and his

    own

    first visits to

    Europe

    in

    the

    middle fifties.

    Cage's

    first

    indeterminate

    compositions

    were written

    nearly

    ten

    years

    before

    the works

    we have

    just

    been

    discussing. Cage,

    however,

    approached

    the

    problem

    from the

    opposite

    direction.

    His

    earlier

    indeterminate

    scores

    are

    fully

    and

    quite

    conventionally

    notated

    and

    played.

    It

    is

    the musical material itself and its distribution which is the

    result

    of

    chance

    operations.

    A

    typical

    example

    is

    the

    series

    of

    84

    pieces

    called

    collectively

    'Music for

    Piano'

    (I952-6).

    In

    an

    article

    the

    composer

    has

    described

    the

    compositional

    procedures

    used

    in

    these

    pieces.8

    The work

    is

    written on

    sheets

    of

    transparent

    manuscript paper.

    Chance

    operations

    derived

    from the

    I-Ching (the

    ancient

    Chinese

    Book of

    Changes)

    determine the

    number of sounds

    per

    page.

    The

    corresponding

    number of

    imperfections

    in

    the

    page

    are filled in with

    con-

    ventional semibreves and

    any

    necessary ledger

    lines added. A

    coin

    is tossed for each

    pitch

    to

    determine

    its

    clef,

    treble

    or bass.

    The

    I-Ching

    is

    used

    again

    to

    determine

    whether

    the

    pitch

    is

    sharp,

    flat

    or

    natural and

    whether

    it is to be

    played

    normally,

    muted or

    plucked.

    8

    John

    Cage,

    'To

    Describe

    the Process

    of

    Composition

    Used

    in "Music for

    Piano

    2I-52"',

    Die

    Reihe,

    iii

    (I959),

    41-43-

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    Thus almost

    every aspect

    of

    the

    compositional

    process

    is

    removed from the conscious control of the composer. There

    is no

    need to

    go

    into the

    highly developed

    aesthetic which lies

    behind

    Cage's

    work

    as

    this does

    not bear

    directly

    on our

    subject.

    For us the most

    important

    aspect

    of 'Music for Piano'

    is that

    it

    extends

    the freedom of its

    interpreters

    into realms far

    beyond

    those allowed

    by

    Stockhausen or

    Boulez. The score of

    'Music for

    Piano

    21-52'

    contains

    the

    following

    note:

    The

    pieces

    constitute

    two

    groups

    of

    I6

    pieces (21-36; 37-52)

    which

    may be played alone or together and with or without Musicfor Piano

    4-19.

    Their

    length

    in time

    is

    free;

    there

    may

    or

    may

    not

    be silence

    between

    them;

    they may

    be

    overlapped.

    Given

    a

    programmed

    time-

    length,

    the

    pianists

    may

    make a calculation

    such that their concert will

    fill

    it.

    Duration

    of

    individual notes and

    dynamics

    are

    free.

    Two factors

    are fundamental

    to

    this music. One is the new

    conception

    of the

    relationship

    between the

    composer,

    the

    performer

    and

    his instrument.

    John Tilbury

    dates this new

    relationship as far back as Weber's Piano Variations, Op. 27

    (

    936):

    I

    would

    like

    to

    draw a

    distinction

    between

    playing

    the

    keyboard

    and

    using

    the

    piano

    as a

    sound-source.

    I see

    Webern's

    Variations

    op

    27

    as

    the

    start

    of

    'using'

    the

    piano,

    as

    opposed

    to

    playing

    it

    as a

    keyboard

    instrument

    in

    the

    conventional

    sense.

    The

    pointillism

    of the

    last

    move-

    ment dissolves the traditional associations of

    keyboard

    playing,

    which

    arise from the

    use of

    adjacent

    fingers

    for

    adjacent

    notes,

    the

    'normal'

    hand

    positions

    for

    playing

    scales

    and

    arpeggios,

    and

    so

    on.'

    The same could be said

    of

    the

    string

    writing

    in

    Schoenberg's

    Violin

    Concerto

    (Op. 36)

    and

    String

    Trio

    (Op.

    45).

    Since

    that time the

    sonic

    possibilities

    of each musical instru-

    ment

    have been

    greatly

    extended.

    Although many

    new effects

    have been found

    by

    composers

    themselves,

    this is

    another

    field

    of

    composition

    in

    which the

    role of the

    performer

    has become

    increasingly important.

    In their

    response

    to the new demands

    of

    verbal

    and

    graphic

    scores,

    performers

    have

    discovered

    a

    whole range of new instrumental techniques, and with regard

    to 'live

    electronic'

    performance

    one could almost

    say

    that

    they

    have

    developed

    a

    whole new medium

    for

    composers

    to

    explore.

    In the field

    of

    instrumental

    virtuosity

    the

    relationship

    of

    composer

    and

    performer

    has

    also

    changed-not

    reversed,

    but

    rather reached

    a

    stage

    of

    mutual

    co-operation.

    During

    the

    9'The

    Contemporary

    Pianist:

    John Tilbury

    talks

    to Michael

    Parsons',

    The Musical

    Times,

    cx

    (1969), 150.

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    earlier

    part

    of this

    century

    it was

    generally composers

    who

    demanded extensions of instrumental technique, with the

    result

    that

    their

    compositions

    were

    frequently

    declared

    to be

    unplayable.

    Now

    there.exists

    a

    whole new

    school

    of

    performers

    who,

    not content

    with

    merely

    reproducing

    after

    the

    event,

    as

    it

    were,

    are

    playing

    an active

    part

    in

    the

    development

    of

    new

    music.

    A

    few

    names from

    an

    increasingly

    lengthy

    list

    are

    Heinz

    Holliger

    (oboe),

    Alan Hacker

    (clarinet), Christoph

    Caskel

    (percussion), Cathy

    Berberian

    (voice),

    Siegfried

    Palm

    (cello)

    and

    Vinko

    Globokar

    (trombone).g

    The second

    important

    characteristic of

    Cage's

    'Music for

    Piano'

    series is the concentration

    on

    the

    sounds for their

    own

    sake.

    This

    would

    appear

    to be

    a

    truism,

    applicable

    by

    defi-

    nition to all

    music,

    but

    it

    is

    certainly

    an

    attribute which is

    at

    a

    low

    conceptual premium

    in much

    post-war

    music.

    Morton

    Feldman is

    particularly

    insistent

    on

    this

    point.

    He

    sees the

    construction

    of

    music

    to

    be

    a

    concept

    diametrically opposed

    to its

    sound.

    In

    order to

    make his listeners

    concentrate

    on

    the

    quality of the sounds themselves, all Feldman's music is

    predominantly

    soft

    and

    slow.

    Soft

    sounds

    have

    a minimum

    of

    attack,

    and it is that

    part

    of

    a

    sound

    after

    its

    attack

    which

    Feldman believes

    constitutes

    its 'inner life'.

    Western music

    has

    always

    been

    predominantly

    interested

    in the

    attack

    part

    of

    each sound

    (this tendency

    reaches

    a

    climax

    in some of

    the

    music

    mentioned earlier-Boulez's

    Structures

    a,

    for

    example),

    and

    Feldman's music

    disturbingly questions

    the whole basis

    of our

    Western musical

    culture.h

    The notion of liberating sounds from their necessity to

    articulate

    some

    superimposed

    structure

    is

    carried

    to its

    logical

    conclusion

    in

    Cage's

    music of

    the

    last

    ten

    years.

    The series

    Variations

    I-VI

    for

    instance

    do not

    specify

    duration,

    number

    of

    performers

    or,

    most

    importantly,

    the

    instruments

    and/or

    sound-sources

    to be

    used. These

    are

    scores

    which,

    in the

    words

    of their

    composer,

    are

    'indeterminate

    of

    their

    performance'.

    These works

    are in the

    nature of

    invitations

    to

    a

    group

    of

    performers

    to

    cooperate

    in

    a mutual

    activity.

    In Variations

    VI

    symbols

    are combined

    randomly

    to show

    how

    any

    number of

    speakers,

    amplifiers

    and sound

    sources

    must be

    connected

    together.

    In Variations

    IV

    lines

    are

    projected

    from

    white

    circles

    through

    a

    number of

    black

    dots scattered

    randomly

    on

    a

    plan

    of

    the

    building

    in

    which

    the

    performance

    is

    to

    take

    place.

    Sounds

    are

    then

    produced

    along

    those

    parts

    of

    the

    lines

    which

    lie

    outside

    the concert

    area.

    With scores

    such

    as these

    that 'total

    reversal'

    of

    the

    com-

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    poser/performer

    relationship

    which I mentioned at the

    very

    beginning of this paper would appear to have irreversibly

    taken

    place.

    Everything

    heard

    in

    Variations I-VI-the

    nature,

    length

    and

    disposition

    of

    the

    sounds-is

    the

    direct

    personal

    responsibility

    of

    the

    performers.i

    The

    performance

    of

    all

    music

    is

    a

    corporate activity

    deman-

    ding responsibility

    on the

    part

    of each

    player.

    He must

    remain

    faithful to

    the letter

    and

    the

    spirit

    of

    the

    score,

    and

    he

    must be

    sensitive to the

    personalities

    of

    his

    co-performers.

    In the

    music

    of

    Cage

    and

    that of

    other

    composers

    who

    share a similar

    view

    of the

    activity

    of

    music-making-Cornelius

    Cardew and

    Christian

    Wolff

    for instance-this

    principle

    is

    greatly

    extended.

    When

    the

    possibility

    of

    irresponsibility-to

    the

    composer

    and

    therefore to oneself

    and one's

    fellow

    musicians-looms so

    large,

    a

    sense of

    personal

    commitment

    is

    indispensable.

    Not

    surprisingly

    there are

    relatively

    few

    good performers

    (and

    therefore

    performances)

    of this music.

    I

    believe

    that

    by

    participating

    in

    the

    performance

    of

    such

    music this sense

    of

    responsibility is developed. Performing becomes, in a sense, a

    self-educative

    activity.

    It

    seems

    to

    me

    that

    in

    the future

    this will

    prove

    to have been

    the

    most

    significant change

    of

    all in

    the

    increasingly symbiotic

    relationship

    between

    composer

    and

    performer.

    This is

    because

    it

    goes beyond

    any merely

    technical innovations and

    implies

    a

    radical

    restructuring

    of the

    activity

    of

    music-making

    itself.

    In

    this

    respect

    some of Stockhausen's

    recent

    works-

    Prozession

    (1967),

    Kurzwellen

    I968),

    and

    Spiral

    (1968)-are

    important pointers towards the future. These scores are

    notated

    in

    such

    a

    way

    that

    the

    division between the

    technical

    and

    interpretative aspects

    of

    performing

    is broken

    down.

    Just

    as

    important

    is

    the

    crucial

    emphasis placed

    on

    the interrela-

    tionship

    of the

    performers.

    This

    is

    something

    quite

    lacking

    in

    Cage's

    indeterminate

    scores,

    and it

    is

    a

    lack

    both

    serious and

    surprising

    in

    view

    of

    the

    philosophy

    expressed

    in

    his

    writings.

    This

    paper

    has

    dealt

    selectively

    with

    some

    of

    the

    problems

    facing

    the

    performer

    and

    the

    composer in, basically,

    three

    different

    kinds

    of

    music-totally

    determined,

    variable in

    form,

    and

    indeterminate-a

    sequence

    which

    characterises,

    very

    generally,

    the

    development

    of

    post-war

    music.

    As I

    have

    progressed

    through

    these three

    topics

    my

    viewpoint

    has shifted

    -quite

    unconsciously (but

    not,

    I

    feel,

    accidentally)-from

    the

    purely

    technical

    to the

    wider

    implications

    of musical

    composition

    and

    performance.

    This

    is,

    in

    itself,

    just

    one

    symp-

    tom of

    a

    widespread

    change

    of attitude

    on

    the

    part

    of

    com-

    83

  • 8/11/2019 Smalley - Some Aspects of the Changing Relationship...

    13/13

    SOME

    ASPECTSOF CHANGINGRELATIONSHIP

    posers during

    the last

    30 years-a

    swing

    away

    from

    an

    obsession with technique as expressed on the printed page to

    a

    more flexible

    approach

    to musical creation.

    This

    implies

    a

    recognition

    that

    musical

    creativity

    is

    not

    just

    the

    prerogative

    of

    the

    composer

    but of all

    musical

    people

    (and

    not

    only

    'musicians').

    This

    recognition

    has

    had

    several

    consequences-

    composers

    have been able to broaden

    the

    range

    of their

    activities,

    and

    performers

    have been

    brought

    into closer con-

    tact

    with

    (and

    therefore

    understanding

    of)

    the

    contemporary

    composer.

    In

    other words

    the

    composer

    and

    performer

    are

    now in the process of drawing more closely together than,

    perhaps, they

    have ever been

    in the

    history

    of

    music.

    I

    feel

    certain

    that it

    is in

    the

    nurturing

    of

    this

    relationship

    that

    the

    core

    of

    future

    developments

    in music

    will

    lieJ

    The

    following

    illustrations were

    played

    during

    the course

    of

    the

    lecture:

    a Gramophone recordings (LXT 2603 and SBRG 72357) of the opening of

    Beethoven's

    Piano

    Sonata

    in

    C

    minor,

    Op.

    Io,

    No.

    i,

    as

    played by

    Wilhelm

    Backhaus

    and Glenn Gould.

    b

    The second movement

    of

    Webern's

    Piano

    Variations,

    Op.

    27,

    played by

    the

    author.

    c

    Stockhausen's

    Piano Piece

    I,

    played

    by

    the

    author.

    d

    A

    gramophone

    recording

    (CBS

    32

    21

    0007)

    of bars

    5-6

    of Stockhausen's

    Piano

    Piece

    I,

    played

    by Aloys

    Kontarsky.

    e

    A

    gramophone

    recording

    (ibid.)

    of

    part

    of

    Stockhausen's

    Piano

    Piece

    VII,

    played

    by

    Aloys

    Kontarsky,

    and

    the same

    passage played

    by

    the

    author.

    f

    A

    gramophone

    recording (Wergo

    6oo

    o)

    of the

    first

    part

    of

    performances

    of Stockhausen's

    Zyklus

    by

    Max Neuhaus and

    Christoph

    Caskel.

    g

    A

    gramophone

    recording (DGG

    o04

    922)

    of

    Berio's

    Sequenza

    V for trom-

    bone,

    played

    by

    Vinko

    Globokar.

    h

    Morton

    Feldman's

    Piano

    Piecefor

    Philip

    Guston,

    played

    by

    the author.

    i

    A

    gramophone recording (Everest

    3132)

    of the

    first

    part

    of

    John

    Cage's

    Variations

    IV,

    played by

    the

    composer

    and David

    Tudor.

    j

    A

    gramophone recording (ST

    GBY

    6r

    5)

    of

    the

    first

    part

    of

    Stockhausen's

    Prozession.

    The music examples are reproduced by kind permission of the publishers,

    Universal

    Edition

    (London)

    Limited.

    84