Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

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Title page Alcatel-Lucent Small Cell | BCR4.3 Cluster Operations, Administration, Maintenance and Provisioning 9YZ-05614-0013-REZZA Issue 1 | September 2013 Alcatel-Lucent – Proprietary Use pursuant to applicable agreements Use pursuant to applicable agreements

description

Small Cell ALU Cluster OAM 4.3

Transcript of Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Page 1: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Title page

Alcatel-Lucent

Small Cell | BCR4.3

Cluster Operations, Administration, Maintenance and Provisioning

9YZ-05614-0013-REZZA

Issue 1 | September 2013

Alcatel-Lucent – Proprietary

Use pursuant to applicable agreements

Use pursuant to applicable agreements

Page 2: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Legal notice

Legal notice

Alcatel, Lucent, Alcatel-Lucent and the Alcatel-Lucent logo are trademarks of Alcatel-Lucent. All other trademarks are the property of their respective

owners.

The information presented is subject to change without notice. Alcatel-Lucent assumes no responsibility for inaccuracies contained herein.

Copyright © 2013 Alcatel-Lucent. All rights reserved.

Contains proprietary/trade secret information which is the property of Alcatel-Lucent and must not be made available to, or copied or used by anyone outside

Alcatel-Lucent without its written authorization.

Not to be used or disclosed except in accordance with applicable agreements.

Use pursuant to applicable agreements

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Contents

About this document

Purpose ............................................................................................................................................................................................. ixix

Intended audience ......................................................................................................................................................................... ixix

Supported systems ........................................................................................................................................................................ ixix

How to use this document ......................................................................................................................................................... ixix

Prerequisites ................................................................................................................................................................................... ixix

Conventions used ........................................................................................................................................................................... xx

Related information ..................................................................................................................................................................... xixi

Document support ...................................................................................................................................................................... xvixvi

Technical support ....................................................................................................................................................................... xvixvi

How to order ................................................................................................................................................................................ xvixvi

How to comment ........................................................................................................................................................................ xvixvi

Part I: Small Cell Solution description

1 Small Cell solution

Overview ...................................................................................................................................................................................... 1-11-1

Small Cell application and architecture ............................................................................................................................ 1-21-2

2 Small Cell description

Overview ...................................................................................................................................................................................... 2-12-1

Small Cell features ................................................................................................................................................................... 2-22-2

9361 Home Cell access point ............................................................................................................................................... 2-72-7

9362 Enterprise Cell access point .................................................................................................................................... 2-102-10

9363 Metro Cell Indoor access point .............................................................................................................................. 2-122-12

9364 Metro Cell Outdoor access point ........................................................................................................................... 2-162-16

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9764 lightRadio™ Metro Cell Outdoor access point ................................................................................................ 2-192-19

3 Small Cell cluster network elements

Overview ...................................................................................................................................................................................... 3-13-1

Alcatel-Lucent 9365 BSR Gateway ................................................................................................................................... 3-23-2

Security Gateway ...................................................................................................................................................................... 3-43-4

NTP server ................................................................................................................................................................................... 3-53-5

4 Small Cell core network elements

Overview ...................................................................................................................................................................................... 4-14-1

AAA server ................................................................................................................................................................................. 4-24-2

DNS/DHCP server .................................................................................................................................................................... 4-34-3

IPC .................................................................................................................................................................................................. 4-44-4

Service Router ............................................................................................................................................................................ 4-54-5

5 Small Cell Management Solution

Overview ...................................................................................................................................................................................... 5-15-1

Architecture of the SCMS Small Cells ............................................................................................................................. 5-25-2

Components of the Small Cell Management .................................................................................................................. 5-45-4

Interfaces of the Alcatel-Lucent Small Cell Management System ....................................................................... 5-115-11

Part II: Fault management

6 Alarm surveillance

Overview ...................................................................................................................................................................................... 6-16-1

Alarm surveillance tasks for network elements ............................................................................................................. 6-26-2

7 Preventive maintenance

Overview ...................................................................................................................................................................................... 7-17-1

Preventive maintenance .......................................................................................................................................................... 7-27-2

8 Back up and restore

Overview ...................................................................................................................................................................................... 8-18-1

Contents

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Back up and restore .................................................................................................................................................................. 8-28-2

9 Troubleshooting

Overview ...................................................................................................................................................................................... 9-19-1

Troubleshooting ....................................................................................................................................................................... 9-29-2

10 Corrective maintenance

Overview ................................................................................................................................................................................... 10-110-1

Replace hardware components .......................................................................................................................................... 10-210-2

11 Power management

Overview ................................................................................................................................................................................... 11-111-1

Power up and down ............................................................................................................................................................... 11-211-2

Part III: Configuration management

12 Network element configuration

Overview ................................................................................................................................................................................... 12-112-1

Configuration management ................................................................................................................................................ 12-212-2

Part IV: Accounting management

13 Accounting management

Accounting management ..................................................................................................................................................... 13-113-1

Part V: Performance management

14 Performance management on Network Elements

Overview ................................................................................................................................................................................... 14-114-1

Performance management on Network Elements ...................................................................................................... 14-214-2

15 Performance management on Management Systems

Overview ................................................................................................................................................................................... 15-115-1

Performance management on Management Systems ................................................................................................ 15-215-2

Contents

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Part VI: Security management

16 Security management on Network Elements

Overview ................................................................................................................................................................................... 16-116-1

Security management on Network Elements ............................................................................................................... 16-216-2

17 Security management on Management Systems

Overview ................................................................................................................................................................................... 17-117-1

Security management on Management Systems ......................................................................................................... 17-217-2

Glossary

Index

Contents

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List of figures

1-1 Overall system view ................................................................................................................................................. 1-41-4

2-1 Standalone V1.2 Home Cell .................................................................................................................................. 2-82-8

2-2 Standalone European V2 Home Cell device ................................................................................................... 2-92-9

2-3 V2.1 Small Enterprise Cell .................................................................................................................................. 2-112-11

2-4 V2.2 Enterprise Cell ............................................................................................................................................... 2-112-11

2-5 V1.5 metro cell indoor ......................................................................................................................................... 2-142-14

2-6 V2 metro cell indoor .............................................................................................................................................. 2-152-15

2-7 V1.5 Metro Cell Outdoor .................................................................................................................................... 2-172-17

2-8 V2 Metro Cell Outdoor ........................................................................................................................................ 2-182-18

2-9 9764 Metro Cell Outdoor .................................................................................................................................... 2-202-20

5-1 WMS Small Cells architecture diagram ............................................................................................................ 5-35-3

5-2 WMS Small Cells data storage ............................................................................................................................. 5-55-5

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List of figures

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About this documentAbout this document

Purpose

The purpose of this document is to provide the Operation, Administration, Maintenance

and Provisioning procedures for performing end to end FCAPS tasks related to network

elements used in the Alcatel-Lucent Small Cell Solution.

FCAPS tasks include the following:

• Fault (F) management (FM)

• Configuration (C) management (CM)

• Accounting (A) management (AM)

• Performance (P) management (PM)

• Security (S) management (SM)

Intended audience

The audience for this document is:

• Operations and maintenance personnel

• Network administration personnel

• Configuration management personnel

Supported systems

This document applies to Alcatel-Lucent Small Cell Solution BCR4.3 system release.

How to use this document

No specific recommendation applies regarding the way readers should read this

document.

Prerequisites

It is recommended that readers become familiar with the architecture of the

Alcatel-Lucent Small Cell Solution.

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Access to the On-Line Customer Support (OLCS) interface is required. This is the web

portal to access all Alcatel-Lucent customer information.

Conventions used

Vocabulary conventions

None

Typographical conventions

The following typographical conventions are used in this document:

Graphical representation Description

italicized text File and directory names

Emphasized information

graphical user interface text Text that is displayed in a graphical user

interface or in a hardware label

variable A value that the user supplies.

Command-syntax Command names that the user types

input text Text that the user types or selects as input to a

system

output text Text that a system displays or prints

Key-capture Indicates a key combination on the keyboard.

Path Indicates a directory path or a file name.

Attribute Indicates that this “word” is a GUI or CLI

attribute (parameter).

IP reference, reference number Related document that is referenced in the

document

< > Indicates that the text between the “< >” signs

should be determined and filled in by the user.

=> Indicates that a sequence of pull-down menus

should be opened.

→ Indicates the parent-child relation between two

objects.

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Related information

This document provides references to other Alcatel-Lucent information products or

third-party documentation. Where possible, the information products are referenced by

title and ordering number.

Refer to this document At this location For more information on

Alcatel-Lucent 936x Small

Cell - Operations,

Administration, Maintenance

and Provisioning,

9YZ-05614-0100-REZZA

http://support.alcatel-

lucent.com

Small Cell access point

OAMP

Alcatel-Lucent 9365 BSR

Gateway - Operations,

Administration, Maintenance

and Provisioning,

9YZ-05614-0401-REZZA

http://support.alcatel-

lucent.com

Gateway OAMP

Alcatel-Lucent Small Cell -

BSR Gateway Alarms

Reference Guide,

9YZ-05614-0604-RKZZA

http://support.alcatel-

lucent.com

Gateway alarms

Alcatel-Lucent Iu Protocol

Converter - Operations,

Administration and

Maintenance,

9YZ-05614-0500-REZZA

http://support.alcatel-

lucent.com

Iu Protocol Converter OAMP

Alcatel-Lucent Small Cell -

IPC Alarms Reference Guide,

9YZ-05614-0605-RKZZA

http://support.alcatel-

lucent.com

Iu Protocol Converter alarms

Alcatel-Lucent Security

Management Server (ALSMS)

- Technical Overview,

260-100-022

http://cic.us.alcatel-

lucent.com

Security Management Server

technical information

Alcatel-Lucent Security

Management Server (ALSMS)

- Policy Guide, 260-100-016

http://cic.us.alcatel-

lucent.com

Security Management Server

policies

Alcatel-Lucent Security

Management Server (ALSMS)

- Administration Guide,

260-100-017

http://cic.us.alcatel-

lucent.com

Security Management Server

administration

About this document

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Refer to this document At this location For more information on

Alcatel-Lucent Security

Management Server (ALSMS)

- Reports, Alarms, and Logs

Guide, 260-100-019

http://cic.us.alcatel-

lucent.com

Security Management Server

alarms

Alcatel-Lucent 5620 Service

Aware Manager

Troubleshooting Guide, 3HE

04244 AAAB TQZZA 01

http://support.alcatel-

lucent.com

5620 SAM

Alcatel-Lucent 5620 Service

Aware Manager Routine –

Maintenance Procedures,

3HE 04241 AAAB TQZZA

01

http://support.alcatel-

lucent.com

5620 SAM

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Fault Management,

9YZ-05614-0615-TQZZA

http://support.alcatel-

lucent.com

Small Cells fault management

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Historical Fault

Browser, 9YZ-05614-0616-

UFZZA

http://support.alcatel-

lucent.com

Small Cells fault management

Alcatel-Lucent Small Cell -

BSR Alarms Reference Guide,

9YZ-05614-0627-RKZZA

http://support.alcatel-

lucent.com

Small Cells alarms

Alcatel-Lucent Small Cell -

Service Router Alarms

Reference Guide,

9YZ-05614-0628-RKZZA

http://support.alcatel-

lucent.com

Small Cells service router

alarms

Alcatel-Lucent Small Cell -

NTP Alarms Reference Guide,

9YZ-05614-0632-RKZZA

http://support.alcatel-

lucent.com

Small Cells NTS alarms

Alcatel-Lucent Small Cell -

AAA Server Alarms Reference

Guide, 9YZ-05614-0636-

RKZZA

http://support.alcatel-

lucent.com

Small Cells AAA server

alarms

Alcatel-Lucent Small Cell -

Preventive Maintenance,

9YZ-05614-0011-REZZA

http://support.alcatel-

lucent.com

Preventive maintenance

About this document

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Refer to this document At this location For more information on

Alcatel-Lucent Small Cell -

Backup and Restore,

9YZ-05614-0012-REZZA

http://support.alcatel-

lucent.com

Backup and restore

Alcatel-Lucent 9363/9364

Metro Cell Indoor and

Outdoor - Troubleshooting,

3MN-01123-0200-UFZZA

http://support.alcatel-

lucent.com

Metro Cell Indoor and

Outdoor - Troubleshooting

Alcatel-Lucent 9361/9362

Home Cell and Enterprise

Cell - Troubleshooting,

3MN-01121-0300-UFZZA

http://support.alcatel-

lucent.com

Home Cell and Enterprise

Cell - Troubleshooting

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - OAM Equipment Setup

and Configuration,

9YZ-05614-0625-RJZZA

http://support.alcatel-

lucent.com

Small Cells OAM Equipment

Setup and Configuration

Alcatel-Lucent Home Device

Manager - Traffic Regulation

Module Deployment Guide,

PUBS-9YZ-05167-AAAAU

http://support.alcatel-

lucent.com

Home Device Manager

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - User Guide,

9YZ-05614-0623-TCZZA

http://support.alcatel-

lucent.com

Wireless Management System

User Guide

Alcatel-Lucent Small Cell -

Network IT Integration,

9YZ-05614-0009-EFZZA

http://support.alcatel-

lucent.com

Network IT Integration

Alcatel-Lucent Small Cell -

BSR Parameters Reference

Guide, 9YZ-05614-0600-

RKZZA

http://support.alcatel-

lucent.com

BSR Parameters

Alcatel-Lucent Small Cell -

OAM Parameters Reference

Guide, 9YZ-05614-0603-

RKZZA

http://support.alcatel-

lucent.com

OAM Parameters

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Refer to this document At this location For more information on

Alcatel-Lucent 9364 Metro

Cell Outdoor (V2

850/1900MHz and 2100MHz)

- Installation and

Commissioning,

3MN-01124-0203-RJZZA

http://support.alcatel-

lucent.com

Installation and

Commissioning

Alcatel-Lucent 9363 Metro

Cell Indoor (V2

850/1900MHz and 2100MHz)

- Installation and

Commissioning,

3MN-01123-0203-RJZZA

http://support.alcatel-

lucent.com

Installation and

Commissioning

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Configuration

Management,

9YZ-05614-0618-TQZZA

http://support.alcatel-

lucent.com

Configuration Management

with WMS

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Performance

Management,

9YZ-05614-0621-TQZZA

http://support.alcatel-

lucent.com

Performance Management

with WMS

Alcatel-Lucent Small Cell -

Small Cell Counters

Reference Guide,

9YZ-05614-0646-RKZZA

http://support.alcatel-

lucent.com

Small Cell Counters

Alcatel-Lucent Small Cell -

FGW Counters Reference

Guide, 9YZ-05614-0647-

RKZZA

http://support.alcatel-

lucent.com

Gateway Counters

Alcatel-Lucent Small Cell -

IPC Counters Reference

Guide, 9YZ-05614-0648-

RKZZA

http://support.alcatel-

lucent.com

IPC Counters

AAlcatel-Lucent Small Cell -

Security, 9YZ-05614-0000-

USZZA

http://support.alcatel-

lucent.com

Security

About this document

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Refer to this document At this location For more information on

8950 Authentication,

Authorization and Accounting

(AAA) - Femto solution user

guide, 365-360-006

http://support.alcatel-

lucent.com

Authentication, Authorization,

Accounting

Alcatel-Lucent VPN Firewall,

Model 1200 Brick – User’s

Guide, 260-100-039

http://support.alcatel-

lucent.com

VPN Firewall, Model 1200

Brick

Alcatel-Lucent VPN Firewall,

Model 700 Brick – User’s

Guide, 260-100-040

http://support.alcatel-

lucent.com

VPN Firewall, Model 700

Brick

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Administration and

Security Management,

9YZ-05614-0611-USZZA

http://support.alcatel-

lucent.com

Administration Management

and Security

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Security: Overview,

9YZ-05614-0612-TQZZA

http://support.alcatel-

lucent.com

Security Overview

Alcatel-Lucent 9353 Wireless

Management System Small

Cells - Security: User

configuration and

management,

9YZ-05614-0613-TQZZA

http://support.alcatel-

lucent.com

Security: User configuration

and management

Alcatel-Lucent Security

Management Server (ALSMS)

- Technical Overview,

260-100-022

http://support.alcatel-

lucent.com

ALSMS Technical Overview

Alcatel-Lucent Security

Management Server (ALSMS)

- Administration Guide,

260-100-017

http://support.alcatel-

lucent.com

ALSMS Administration

Alcatel-Lucent Security

Management Server (ALSMS)

- Policy Guide, 260-100-016

http://support.alcatel-

lucent.com

ALSMS Policy Guide

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Document support

For support in using this or any other Alcatel-Lucent document, contact Alcatel-Lucent at

one of the following telephone numbers:

1-888-582-3688 (for the United States)

+1-630-224-2485 (for all other countries)

Technical support

For technical support, contact your local Alcatel-Lucent customer support team. See the

Alcatel-Lucent Support web site (http://www.alcatel-lucent.com/support/) for contact

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How to comment

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Part I: Small Cell Solution

description

Overview

Purpose

This part provides an overview of the Small Cell Solution, the network elements, and the

Small Cell Management System.

Contents

Chapter 1, Small Cell solution 1-1

Chapter 2, Small Cell description 2-1

Chapter 3, Small Cell cluster network elements 3-1

Chapter 4, Small Cell core network elements 4-1

Chapter 5, Small Cell Management Solution 5-1

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Small Cell Solution description Overview

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1 1Small Cell solution

Overview

Purpose

This chapter describes the principles and the architecture of the Alcatel-Lucent 9360

Small Cell solution.

Contents

Small Cell application and architecture 1-2

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Small Cell application and architecture

Application

The Alcatel-Lucent 936x Small Cell solution provides improved coverage, dedicated

capacity and extends the macro coverage.

It is made up of Small Cells plus a small set of cluster and core network elements for

interconnection between the Small Cells and the legacy 3G network core.

An end user can connect to the Small Cell solution with any legacy handset. The Small

Cells have been designed for:

• In building home (Alcatel-Lucent 9361 Home Cell)

• Enterprise (Alcatel-Lucent 9362 Enterprise Cell)

• Indoor public area (Alcatel-Lucent 9363 Metro Cell Indoor)

• Outdoor public area (Alcatel-Lucent 9364 Metro Cell Outdoor)

• Outdoor public area (9764 Metro Cell Outdoor)

The solution is based on a flat IP architecture that collapses many functions of the

traditional W-CDMA network into a device.

Elements are provided in the solution to allow a scalable interconnection to the legacy

W-CDMA network over the existing standardized 3GPP interfaces.

A real-time monitoring of backhaul bandwidth allows to take the appropriate action in

case of backhaul congestion. Quality of service information is considered when admitting

a new call. The call can be admitted, redirected to the macro network or ultimately

rejected

The solution provides support for circuit switched voice as well as W-CDMA packet data

and High Speed Downlink Packet Access (HSDPA).

The solution benefits are as follows:

• Improvement of coverage and capacity at lower CAPEX/OPEX

• Low latency

• Easy evolution to mobile IP, IMS, LTE

• Easy implementation

• Improvement of coverage and quality for voice and high speed data on 3G handset

• Cheaper communications, specific home tariff for all communications established at

home or in the office

• Simplification and convenience (single bill, single handset, multiple lines, content

sharing)

Small Cell solution Small Cell application and architecture

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The Small Cell solution includes the following items:

• Open access model

• Management of Small Cell groups

• 4, 8, 16, 24 or 32 users capacity

• Small Cell to Small Cell mobility

Architecture

The Small Cell is built around the following elements:

• A large number of 3G access points (Small Cells)

• A set of cluster network elements to supply gateways functionality and time server

facilities

• A set of core network elements for connection to a standard 3G Core Network through

the Iu-CS / Iu-PS interfaces

• A management system which consists of the following elements:

– Alcatel-Lucent Home Device Manager or HDM

– Alcatel-Lucent 9353 Wireless Management System Small Cells or WMS Small

Cells

– Optionally the Alcatel-Lucent 9352 Wireless Provisioning System Small Cells or

WPS Small Cells

Small Cell solution Small Cell application and architecture

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Figure 1-1 Overall system view

Small Cell solution Small Cell application and architecture

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2 2Small Cell description

Overview

Purpose

This chapter provides a functional overview, lists the features and describes the interfaces

of the Small Cells.

This chapter also describes the characteristics of the following Small Cell devices:

• Home Cell

• Enterprise Cell

• Metro Cell Indoor

• Metro Cell Outdoor

• lightRadio™ Metro Cell Outdoor

Contents

Small Cell features 2-2

9361 Home Cell access point 2-7

9362 Enterprise Cell access point 2-10

9363 Metro Cell Indoor access point 2-12

9364 Metro Cell Outdoor access point 2-16

9764 lightRadio™ Metro Cell Outdoor access point 2-19

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Small Cell features

Small Cell functional overview

The Small Cell combines the traditional 3G Node B and RNC functions as represented in

the following figure.

The Small Cell is designed to support up to 32 active subscribers with 3GPP compliant

packet and circuit switched voice services and HSPA data services in the W-CDMA 850,

1900 and 2100 MHz band.

For home applications:

• The Small Cell is limited in the number of UEs that may be registered as authorized to

use the Home Cell. These are kept in an ACL (Access Control List) within the Small

Cell and used to allow only authorized UEs to “camp on” the cell and establish a call.

The ACL can be updated by the Small Cell owner or the operator. It may be disabled

by the operator to allow public access.

• As a standard, and for home application, up to 20 mW of transmit power is available,

sufficient to allow in-building coverage within the home environment. The

approximate cell radius is 30 meters, although this depends on the construction of the

building in which the Small Cell device is located as well as the prevailing RF

conditions.

The US V2 Home Cell device can be supplied with 100mW transmission power.

For enterprise and metro applications:

• Groups of Small Cells are used to cover the target areas.

• RF transmit power of up to 250 mW is available, depending on version and license

key.

Note: ACL and RF transmit power are provisioning data.

•ATM/IP

• •

•PSTN

•RNC

•Gi•Gn

•Internet

•ATM/IP•ATM/IP

• •

GGSN

•PSTN•PSTN

•RNC

•Gi•Gn

•Internet

UE

•ATM/IP

• •

•PSTN

•Gi•Gn

•Internet

•ATM/IP•ATM/IP

• •

•PSTN•PSTN

•Gi•Gn

•Internet

•ATM/IP•ATM/IP

• •

•PSTN•PSTN

•Gi•Gn

•Internet

•ATM/IP•ATM/IP

•SGSN

MSC

•PSTN•PSTN

•Gi•Gn

IuCS

• IuPS

•Internet

Small cell device integrates all this into a single unit

Node B

Small Cell description Small Cell features

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Small Cell features

The Small Cell provides specific facilities and features. Some of which are describes

below:

• Easy to install

The Small Cell device is a small, lightweight, self-contained cell unit, which is easy to

install and requires zero-touch configuration for Home products. The end-user is only

required to plug-in the unit and connect it to a functioning DSL. All other aspects of

configuration, IP connection or obtaining initial parameters, for example, are

automatic.

For other product types, a “light-touch” configuration is required.

• W-CDMA-compliant User Equipment

The Small Cell device allows the end-user to use W-CDMA-compliant User

Equipment (UE) in the home or in the office, and the network operator to provide a

seamless service from macro to the Small Cell network.

• Ethernet interface

The Small Cell provides a 10/100BASE-T Ethernet interface to an IP Transport

Network through an external DSL router. From V2.2 a 1000BASE-T port is available.

• Tone generation

The Small Cell device generates a special tone during voice call set up, to alert the

end-user that the call is being handled by the Small Cells. This means the end-user is

made aware that the call is charged at the Small Cells network rate.

• Emergency call support

The Small Cell device allows public access for emergency call establishment. An

emergency call is given priority over other services. In this scenario, the access

control list is ignored and an emergency call pre-empts an existing non-emergency

call. If the Macro cell is available, then the UE obtains service from the Macro cell. If

no coverage is available, then the UE goes into “Emergency Calls only” mode and

searches for any suitable cell, including the Small Cells, to “camp on”.

• Security

Air interface security, UE identity checking, authentication, hosting party

authentication, key agreement procedures, integrity protection, encryption are

compliant with the 3GPP standards. A firewall is provided within the Small Cell unit

to protect against malicious attacks. Secure Shell (SSH) and SFTP are provided for

secure management communication with the SCMS.

• Self optimization

The Small Cell unit monitors the surrounding network. It changes its Primary

Scrambling Code (up to 16 codes are provided at initial configuration) and adjust

transmit power to avoid interference. Power levels are periodically monitored and

optimized for maximum coverage and capacity without interfering with the

surrounding Small Cells and the macro network.

• Information message

The Small Cell network name is displayed on the user terminal.

• Operational effectiveness

Small Cell description Small Cell features

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The Small Cell device supports two performance monitoring (PM) lists and real time

alarm which enhances the operational aspect of the Small Cells network.

• National Location Lock

Enables the operator to control usage of the Small Cell device in unauthorized

countries.

• Appropriate quality of service

Identifies the Ethernet link associated to the Small Cell device to apply the

appropriate quality of service.

Specific features for enterprise or public applications

Four features characterize the enterprise or public Small Cell device:

• Small Cell group

A Small Cell group is used in small or medium enterprises, or in public areas where a

Small Cell device is not sufficient to cover the target area. The coverage is provided

by a group of Small Cells. All the Small Cells belonging to the same group have a

common extended Access Control list, if any, and the same billing definition

(LACx/SACx attributes).

• Small Cell to Small Cell CS handover

Handover CS voice calls are possible between neighbouring Small Cells within a

Small Cells group.

• Open access list

The operator can make use of Small Cells for hot spot coverage and offer access

similar to that provided in the macro network, without having to grant access to all the

Small Cells.

• The user capacity can be from eight to thirty-two users in steps of eight, depending on

the version and the license key(s) purchased.

• The Small Cell device can be equipped with two antennas that receive the same signal

to increase the uplink receiver sensitivity. Moreover the possibility to locate the

direction of the uplink signal originator enables cancellation of energy arriving from

other directions, which improves the reception quality.

• The Enterprise Cell and Metro Indoor and Outdoor Cells support 64QAM for HSDPA

from V2 to provide increased throughput.

• Power output is 100mW in V1.5 or 250mW from V2.

Enterprise Cell V2.1 has a power output of 20mW for small enterprise applications.

• For LightRadio™ the 9764 Metro Cell Outdoor access point provides an optional

WiFi access point.

Small Cell interfaces

The Small Cell supports logical interfaces and a single physical interface through which it

connects to an IP Transport network through a backhaul interface.

Small Cell description Small Cell features

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Supported interfaces Interface description Interface type Comments

Air Interface (Uu) Standard W-CDMA Interface

3GPP standards compliant for

local Area Base Stations

TS25.104

Logical

Small Cell Backhaul

Interface (Interface to

DSL Router)

Standard 10/100BaseT

Ethernet

Standard 1000Base-T Ethernet

from V2.2

Physical

Small Cell - Base

Station Gateway (BSG)

Proprietary Interface

Gateway Maintenance

Interface

This is the interface between

the Small Cell and the

Alcatel-Lucent 9365 BSR

Gateway

Logical The BSG includes the

functions of HLR directory,

UE registration, UE

localization & Small Cell

registration.

This interface carries all

messages needed to be

exchanged between the

Small Cell and the BSG for

such functions.

All Small Cell - BSG

signaling traffic is IPSec

encrypted.

IuCS' Proprietary Interface

This interface is proprietary

between the Small Cell and

BSG/BVG.

Logical IuCS' interface is IP based

and the messages on this

interface are IPSec

encrypted.

IuPS' The Small Cell cluster

supports an IuPS interface.

This is the interface between

the Small Cell, BSG & BPG

Logical IuPS' interface is IP based

and the messages on this

interface are IPSec

encrypted.

See Figure 1-1, “Overall system view” (p. 1-4) to locate the interfaces in the overall

system view.

Small Cell description Small Cell features

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LED indicators

On the front side there are LEDs that provide information to the end user concerning the

status of the Small Cell. For LED details relating to the type of the Small Cell, refer to the

Small Cell notice delivered with the device. The following table provides generic

information concerning the LED end-user interface.

System status LED definition

Power System Phone/Device

Power Off OFF OFF OFF

Power ON ON ANY ANY

In service ON ON ANY

Init on going ON FLASHING OFF

Auto-configuration or

self-optimisation

ongoing (no service)

ON FLASHING OFF

Out of service,

operator intervention

required

ON OFF OFF

Active user(s) ON ON ON

No active users ON ON OFF

Maximum number of

users active

ON ON FLASHING

Serious hardware

failure (return to

supplier)

FLASHING OFF OFF

Small Cell description Small Cell features

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9361 Home Cell access point

9361 Home Cell device

Different types of Home Cell access point are available:

• Standalone V1.2 Home Cell device

• Standalone European V2 Home Cell device

• Standalone American V2 Home Cell device

This table lists their characteristics.

Home Cell

device

Features

Frequency Output

power

User

capability

Characteristic

Standalone

V1.2 Home

Cell device

Frequency band: 2100

MHz

3G listening frequency

band: 2100 MHz

2G listening frequency

band: 1800/900 MHz

Max

transmission

power:

20mW,

13dBm

4 Internal antenna

Internal antenna gain:

-2dBi

Max DC power

consumption : 12W

Sensitivity: -107dBm

Dimension (LxWxD):

190 x 150 x 40mm

Standalone

European V2

Home Cell

device

Frequency band: 2100

MHz

3G listening frequency

band: 2100 MHz

2G listening frequency

band: 1800/900 MHz

Max

transmission

Power:

20mW,

13dBm

4 Internal antenna

Internal antenna Gain:

-2dBi

Max DC power

consumption : 9W

Sensitivity: -113dBm

Dimension (LxWxD):

132 x 150 x 33.4mm

Standalone

American

V2 Home

Cell device

Frequency band:

1900/850 MHz

3G listening frequency

band: 1900/850 MHz

2G listening frequency

band: 1900/850 MHz

Max

transmission

power: 100 or

20mW, 20 or

13dBm

4 Internal antenna

Internal antenna Gain:

-2dBi

Max DC power

consumption : 10W

Sensitivity: -107dBm

Dimension (LxWxD):

162 x 195 x 50mm

Small Cell description 9361 Home Cell access point

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See below a view of the standalone V1.2 Home Cell device.

Figure 2-1 Standalone V1.2 Home Cell

Small Cell description 9361 Home Cell access point

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See below a view of the standalone European V2 Home Cell device. The standalone

American V2 Home Cell device has the same form but is larger.

Figure 2-2 Standalone European V2 Home Cell device

Small Cell description 9361 Home Cell access point

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9362 Enterprise Cell access point

Enterprise Cell device

Two types of Cell access point are available:

• V2.1 Small Enterprise Cell device

• V2.2 Enterprise Cell device

This table lists its characteristics.

Enterprise

Cell device

Features

Frequency Output

power

User

capability

Characteristics

V2.1 Small

Enterprise

Cell

Frequency band: 2100

MHz

3G listening frequency

band: 2100MHz

2G listening frequency

band: 1800MHz and

900MHz

Max.

transmission

power 20mW.

8 Integrated antenna

with –2dBi gain

Sensitivity: –118 dBm

Ethernet backhaul

Maximum DC power

consumption: 6.1W.

Dimension (HxWxD)

120 x 87 x 30 mm

V2.2

Enterprise

Cell -

Generic

Frequency band: 2100

MHz

3G listening frequency

band: 2100MHz

2G listening frequency

band: 1800MHz and

900MHz

Max

transmission

power 100mw

extendable to

250mw

through a

licensing key

purchased

separately

8 users

(from

BCR3.0.5)

or 16

users.

Extendable

up to 32

users in

steps of 8

by

purchase

of a license

key.

2 integrated

omnidirectional

antennas

External antenna

variant available

Receive space

diversity

Gigabit Ethernet

backhaul

Sensitivity: –117dBm

64 QAM for HSDPA

Max DC power

consumption : 13.5W

at 100mW transmit

power and 14.5W at

250mw.

Dimensions

(HxWxD) 252 x 166 x

42 mm

Small Cell description 9362 Enterprise Cell access point

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The figure shows three views of the V2.1 small enterprise / SoHo cell device.

This is a view of the V2.2 Enterprise Cell device:

Figure 2-3 V2.1 Small Enterprise Cell

Figure 2-4 V2.2 Enterprise Cell

Desk-mounted Wall-Mounted

Small Cell description 9362 Enterprise Cell access point

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9363 Metro Cell Indoor access point

Metro Cell Indoor device

Three types of Metro Cell Indoor access point are available:

• V1.5 Metro Cell Indoor device for public application

• V2 Metro Cell Indoor device for 3GPP Band I for EMEA/Oceania

• V2 Metro Cell Indoor device for 3GPP Band II/V for Americas

This table lists their characteristics.

Metro cell

Indoor

device

Features

Frequency Output

power

User

capabil-

ity

Characteristics

V1.5 Frequency band: 2100

MHz Band I

3G listening frequency

band: 2100 MHz Band I

2G listening frequency

bands: 1800MHz Band

III and 900 MHz Band

VIII

Max

transmission

power in:

100mW,

20dBm

8 Internal antenna

Internal antenna Gain:

-2dBi

Max DC power

consumption: 14W

Sensitivity: -113dBm

Dimension (L x W x

D): 167 x 155 x 42

mm

V2

EMEA/

Oceania

Frequency band: 2100

MHz Band I

3G listening frequency

band: 2100 MHz Band I

2G listening frequency

bands: 1800Mhz Band

III and 900 MHz Band

VIII

Max

transmission

power in:

250mW,

24dbm

16

Extends to

32 users

through

licensing

key

purchased

separately.

Two external antenna

connections

Receive antenna

diversity

Ethernet backhaul

64 QAM for HSDPA

Sensitivity: -113dBm

Maximum DC power

consumption : 25W at

250mw transmit

power

Optional cosmetic

cover

Dimension (L x W x

D): 241 x 241 x 53

mm

Small Cell description 9363 Metro Cell Indoor access point

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Metro cell

Indoor

device

Features

Frequency Output

power

User

capabil-

ity

Characteristics

V2

Americas

Frequency bands:

850MHz Band V,

1900MHz Band II

3G listening frequency

band: 1900MHz Band

II and 850MHz Band V

2G listening frequency

band: 1900MHz Band

II and 850MHz Band V

Max

transmission

power in:

250mW,

24dbm

16

Extends to

32 users

through

licensing

key

purchased

separately

Two external antenna

connections

Receive antenna

diversity

Ethernet backhaul

64 QAM for HSDPA

Maximum DC power

consumption : 25W at

250mw transmit

power

AGPS option

Optional cosmetic

cover

Dimension (L x W x

D): 241 x 241 x 53

mm

This is a view of the V1.5 public indoor cell device.

Small Cell description 9363 Metro Cell Indoor access point

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Figure 2-5 V1.5 metro cell indoor

Small Cell description 9363 Metro Cell Indoor access point

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The figure below shows a V2 metro cell indoor device. The same package is used for the

European and US devices.

Figure 2-6 V2 metro cell indoor

Small Cell description 9363 Metro Cell Indoor access point

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9364 Metro Cell Outdoor access point

Metro Cell Outdoor device

Two types of Metro Cell Outdoor access point are available:

• V1.5 Metro Cell Outdoor device, first version

• V2 Metro Cell Outdoor device, second version with two variants.

This table lists its characteristics.

Outdoor

Cell device

Features

Frequency Output

power

User

capabil-

ity

Characteristics

V1.5 Operating frequency

band: 2100 MHz

3G listening frequency

band: 2100 MHz

2G listening frequency

bands: 1800MHz and

900 MHz

Max

transmission

power:

100mW,

20dBm

8 Internal antenna

Internal antenna gain:

-2dBi

Max DC power

consumption: 14W

Sensitivity: -113dBm

Dimension: 167 x 155

x 42 mm

V2 Europe Operating frequency

band: 2100 MHz

3G listening frequency

band: 2100 MHz

2G listening frequency

bands: 1800MHz and

900MHz

Max

transmission

power:

250mW,

24dBm

16

Extends

to 32

users

through

licensing

key

purchased

sepa-

rately.

Two external antennas

for Rx diversity

64QAM for HSDPA

Sensitivity: -113 dBm

Max DC Power

consumption: 25W

Optional cosmetic

cover

Dimensions (L x W x

D): 241 x 241 x 53

mm

Small Cell description 9364 Metro Cell Outdoor access point

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Outdoor

Cell device

Features

Frequency Output

power

User

capabil-

ity

Characteristics

V2 America Operating frequency

band: 850/1900 MHz

3G listening frequency

band: 850/1900 MHz

2G listening frequency

bands: 850/1900MHz

Max

transmission

power:

250mW,

24dBm

16

Extends

to 32

users

through

licensing

key

purchased

separately

Two external antennas

for Rx diversity

64QAM for HSDPA

Assisted GPS

Max DC Power

consumption: 25W

Optional cosmetic

cover

Dimensions (L x W x

D): 241 x 241 x 53

mm

This is a view of the V1.5 Metro Cell Outdoor device.

Figure 2-7 V1.5 Metro Cell Outdoor

Small Cell description 9364 Metro Cell Outdoor access point

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See below a view of the V2 Metro Cell Outdoor device. The European and American

versions use the same package.

Figure 2-8 V2 Metro Cell Outdoor

Small Cell description 9364 Metro Cell Outdoor access point

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9764 lightRadio™ Metro Cell Outdoor access point

9764 Metro Cell Outdoor device

The Metro Cell Outdoor described in this section consists of one W-CDMA Metro Cell

Outdoor (MCO) module and one Metro Dock. It is designed for the lightRadio™ product

range.

This table lists its characteristics:

Outdoor

Cell device

Features

Frequency Output

power

User

capabil-

ity

Characteristics

9764 Metro

Cell Outdoor

2100MHz

Operating frequency

band: 2100 MHz

3G listening frequency

band: 2100 MHz

2G listening frequency

bands: 1800 MHz and

900 MHz

Max

transmission

power: 1 W

16 users

expand-

able to 32

users in

steps of 8

by

purchase

of a

license

key

Two integrated 8dBi

minimum gain

directional

“Cube-based”

antennas providing Rx

diversity

64QAM for HSDPA

Sensitivity: -119 dBm

Electrical or Optical

GbE backhaul

Optional WiFi Access

Point module

Max AC Power

consumption:

• 34W without

optional WiFi

Access Point

module

• 42W with

optional WiFi

Access Point

module

Dimensions (L x W x

D): 350 x 138 x 124

mm.

Weight 4.47 Kg

(3.5Kg for MCO

only)

Small Cell description 9764 lightRadio™ Metro Cell Outdoor access point

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Outdoor

Cell device

Features

Frequency Output

power

User

capabil-

ity

Characteristics

9764 Metro

Cell Outdoor

1900MHz

Operating frequency

band: 1900 MHz

3G listening frequency

band: 1900 MHz and

850 MHz

2G listening frequency

bands: 1900 MHz and

850 MHz

As for

2100MHz

As for

2100MHz

As for 2100MHz

Sensitivity: -118 dBm

Max DC Power

consumption:

• 32W without

optional WiFi

Access Point

module

• 42W with

optional WiFi

Access Point

module

Supports A-GPS

receiver.

Dimensions: 363 x

138 x 124 mm (with

GPS antenna)

See below a view of the 9764 Metro Cell Outdoor device.

Figure 2-9 9764 Metro Cell Outdoor

Metro Cell Module+

Metro Dock

Metro Dock

Pole-mountedMetro Cell

Top

Bottom

Small Cell description 9764 lightRadio™ Metro Cell Outdoor access point

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3 3Small Cell cluster network

elements

Overview

Purpose

This chapter describes the functions of the Small Cell cluster network elements.

Contents

Alcatel-Lucent 9365 BSR Gateway 3-2

Security Gateway 3-4

NTP server 3-5

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Page 44: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Alcatel-Lucent 9365 BSR Gateway

Introduction

The Small Cells Cluster solution contains a single gateway called the Alcatel-Lucent 9366

Small Cell Gateway. This gateway contains the Alcatel-Lucent 9365 BSR Gateway,

Security Gateway, IPC and AAA. The BSR Gateway implements the three following

logical elements:

• BSR Signaling Gateway

• BSR Voice Gateway

• BSR Packet Gateway

• AAA Proxy

• DNS/ToD

They are combined onto a single hardware platform. The BSR Gateway appears as a

single network element to the mobile network operator.

BSG functional overview

The BSR Gateway terminates the signaling interfaces going to the traditional core

network elements. Thereby it creates the notion of a single and virtual RNC.

This virtual RNC represents the Small Cell Cluster as a whole. The BSR Gateway is the

integration point between the Small Cells Cluster and the core network, which includes

the 3G-MSC for IuCS control plane purposes and the SGSN for IuPS control plane

purposes.

The BSR Gateway has the following roles:

• Signaling Converter, to perform the signaling translation between the SS7 and the

Small Cell IP domains

• Signaling Concentrator, so that a batch of Small Cell appears as a single RNC in the

operator's network

• Mobility Gateway, to track the position of the UE in the Small Cell domain

The BSR Gateway is also used to register legal requisition information to meet regulatory

requirements. Legal authorities can access to the following data through a web server:

• The Small Cell Internet Public IP address

• The Small Cell Factory Serial Number

• The port number of the DSL router the Small Cell connects to within the home

network

• IMSI of the UE

• Date, time and type of the event (SMS or call event)

Small Cell cluster network elements Alcatel-Lucent 9365 BSR Gateway

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BVG functional overview

The BVG acts as the “virtual” MSC router for the Small Cell cluster. It acts as the

“virtual” RNC router for the MSC. All user plane traffic passes through to the MSC

directly from the BVG, while signaling is handled by the BSG.

For circuit switched (CS) services, the BVG enables the separation of the user plane from

the control plane. Iu-CS signaling traffic passes through the BSG.

BPG functional overview

The BPG acts as a concentrator for the IuPS interface for a Small Cell cluster. It provides

a single IP address towards the SGSN from a “virtual RNC” which combines the BSG

and BPG.

The BPG performs port and address translation to enable routing to/from the many Small

Cells.

The number of BPGs per Small Cells Cluster depends on the number of Small Cells in the

cluster.

AAA Proxy functional overview

The AAA Proxy function is a standard interface to the security gateway. It helps the

security gateway to resolve authentication and authorization. It acts as a proxy to the

central external AAA server.

DNS and TOD functions

Domain name server and time of the day functions can be hosted on the BSR Gateway

hardware platform.

Hardware platforms

Up to BCR2.4.1 the BSR Gateway is supported by the SUN Server x4250 hardware

platform. From BCR3.0, the BSR Gateway is supported by an ATCA blade architecture.

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Security Gateway

Security Gateway functional overview

The Security Gateway is a single network element that implements the following logical

functionalities:

• Firewall(s)

• IPSec router(s)

Firewall and IPSec router

The firewall function provides a Security Gateway/Firewall between the Small Cells and

the operators network, isolating the operators network from potentially harmful traffic.

The IPSec router provides secure IPSec tunnel endpoints to all Small Cells in the cluster.

The mapping is one or two IPSec tunnels for each Small Cell.

The following traffic passes through this tunnel:

• All signaling traffic to/from the operator's network elements

• All user plane packets

• Signalling traffic for the BSG, BVG and BPG functions

• All OAM traffic to manage the Small Cells

Having this centralized IPSec router avoids the need to implement IPSec on all the

network elements.

Both traffic inside and outside the IPsec tunnel(s) are subject to firewall checks.

Implementation

In previous releases, the Brick 1200HS provided the logical functionality of the

firewall(s), IPSec, BSR Voice Gateway and BSR Packet Gateway all on a single physical

network element.

In this release, the operator can use a third party security gateway or continue to use the

Brick 1200HS.

Security Gateway Management System

The Security Gateway Management System provides OAM functions for the Brick

1200HS Security Gateway.

Small Cell cluster network elements Security Gateway

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NTP server

NTP server

The Small Cell - Network Timing Protocol (NTP) server provides the timing solution for

the Small Cell to keep the internal oscillator trained to the correct accuracy.

All Small Cells in the network derive their synchronization from the NTP server. The

server transmits NTP packets to keep the Small Cell synchronized with the network time.

This server guarantees a clock source stable in better than +/- 100 ppb.

The NTP solution can be provided by Brilliant Telecommunications or Symmetricom.

The Brilliant Telecommunications platform is the Zurich Z-1000 server. The

Symmetricom platform is the TP5000 server.

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4 4Small Cell core network

elements

Overview

Purpose

This chapter describes the functions of the Small Cell core network elements.

Contents

AAA server 4-2

DNS/DHCP server 4-3

IPC 4-4

Service Router 4-5

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AAA server

AAA server

The Alcatel-Lucent 8950 Authentication, Accounting and Authorisation (AAA) is a server

which provides the Small Cell authentication function for the Small Cell cluster.

A Small Cell request to access the network involves the following steps:

1. The Small Cell creates an IPsec tunnel to the IPsec router.

2. The Small Cell requests the AAA to authenticate the request using a RADIUS

interface to the AAA.

The AAA performs the following functions:

• Controls the challenge-response protocol between itself and the secure authentication

chip in the Small Cell when the EAP-DS2460 authentication protocol is used.

• Interacts with the network to identify the Small Cell Factory Serial Number.

The AAA must be provisioned with the right information to authenticate parameters such

as the Small Cell, Serial Number and Pre-shared Key.

The AAA is provided with the adapted EAP plugin, to authenticate the Small Cell.

Note: In Small Cell V2, with the introduction of certificate-based authentication there

is no longer a need for a secure AAA server in the authentication process.

AAA and Small Cell Gateway

A standard interface is supported between the AAA* function of the Small Cell Gateway

and the AAA server. The AAA* function helps the Security Gateway to resolve

authentication and authorization. If the AAA* function cannot resolve authentication

itself, then it acts as a AAA Proxy to the central external AAA server.

Small Cell core network elements AAA server

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DNS/DHCP server

Domain Name Server

There is a fixed mapping between a Small Cell and its IP address. Depending on operator

requirements this can be populated within the Domain Name server (DNS) to allow other

network elements to query the Small Cell address.

NEs use the DNS server to locate the IP address of other NEs within the network.

Dynamic Host Configuration Protocol

The DHCP automates the assignment of IP addresses, subnet masks, and other IP

parameters.

When a Small Cell unit connects to the Small Cell Cluster, the Small Cell sends a

broadcast query requesting necessary information from the DHCP server.

The DHCP server manages a pool of IP addresses and information about client

configuration parameters such as the default gateway, the domain name, the DNS servers.

Upon receipt of a valid request the server will assign the Small Cell an IP address, and

configuration parameters such as subnet mask and default gateway.

Time Of the Day Server

The Time Of the Day server distributes the date and time of the server to the clients. This

function can be hardware supported by the Small Cell Gateway.

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IPC

Iu Protocol Converter

The Iu Protocol Converter (IPC) is a functional element in the Small Cell network

solution for the support of circuit switched voice and data over ATM transport.

The IPC connects a Small Cell cluster to a 3G-MSC using the Iu-CS over the ATM

interface and to a GGSN using the IuPS over ATM interface. One IPC can support up to

eight Small Cell clusters, depending on throughput requirements.

The IPC performs the following functions:

• The IP to ATM conversion and vice versa for the IuCS and IuPS

• For IuCS, both signaling and bearer conversion

• For IuPS, signaling conversion

For the multiple media gateway feature, the IPC needs to support two media gateways per

MSC.

The IPC is only required if an ATM-based IuCS interface is required for the core network.

The IPC is not required for an IP-based IuCS interface.

Small Cell core network elements IPC

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Service Router

Service Router function

The 7750 Service Router enables layer 2 and layer 3 services on a single platform with

the flexibility of any service over any port using a wide range of interfaces:

• DS3/E3, Ethernet

• SONET/SDH PoS

• Frame relay

• ATM

The following are additional interface options:

• OC-3/STM-1 support on the Any Service Any Port (ASAP) interface card

• A combination interface card supporting Gigabit and 10 Gigabit ports

Service Router management

The 5620 Service Aware Manager (SAM) provides OAM functions for the 7750 SR.

Small Cell core network elements Service Router

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Small Cell core network elements Service Router

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5 5Small Cell Management

Solution

Overview

Purpose

This chapter describes the architecture and the elements of the Small Cell Management

Solution. It also covers the management system interfaces.

Contents

Architecture of the SCMS Small Cells 5-2

Components of the Small Cell Management 5-4

Interfaces of the Alcatel-Lucent Small Cell Management System 5-11

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Architecture of the SCMS Small Cells

Small Cell Management solution

The Small Cell Management System (SCMS) consists of the following products:

• The Alcatel-Lucent Home Device Manager (HDM). It is a product for the

management of TR-069 based Customer Premises Equipments (CPE).

The HDM main features are:

– Suitable for customer care centers

– Zero-touch provisioning

– Interfacing with Small Cell

– Configuration updates in conjunction with WMS Small Cells

– Software upgrades

– Problem diagnosis and troubleshooting

– Event Management of the Small Cell devices

– Reporting facilities

• The Alcatel-Lucent Small Cell Management System

It is used for:

– Small Cell OAM Auto-configuration

– Synchronization with Macro Layer Radio configuration using the East-West

interface

– Fault Management of the Gateways: BSG, IPC and 7750 SR IP router

– 3GPP R6 FM North bound interfaces

– Performance management: Small Cell Counters storage, BSG and IPC Collection

and storage

• The Alcatel-Lucent 9352 Wireless Provisioning System

It is used for:

– Profile and Location management of Small Cells

– Configuration management of BSG and IPC with checks

The following figure shows the relations between the different components of the WMS

Small Cells.

Small Cell Management Solution Architecture of the SCMS Small Cells

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Figure 5-1 WMS Small Cells architecture diagram

Small Cell Management Solution Architecture of the SCMS Small Cells

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Components of the Small Cell Management

Overview

The Small Cell Management is used for management of the Small Cell devices.

The architecture combines the following components:

• 9353 WMS Small Cells

• 9352 WPS Small Cells

• HDM

WMS Small Cells

This topic describes the activities and the data storage for the WMS Small Cells.

Actvities

• Generation of the Bulk CM file:

The Femto Adaptation Layer (FAL) of the WMS Small Cells generates the Bulk CM

file, which represents the initial model information base of the Small Cell. The file is

kept available one day after being collected by the Small Cell through Secured FTP.

• Support of Small Cell software:

Small Cell software is downloaded from the WMS Small Cells to the Small Cell when

necessary (configuration phase or software upgrade). The Small Cell software is

stored on the WMS Small Cells. The software is collected by the Small Cell through

SFTP.

• Small Cell Performances Management files:

Small Cell PM files are stored on the WMS Small Cells. Those counters are pushed

through SFTP every 24 Hours by the Small Cell . By default, the PM is not activated

on the Small Cell.

• Small Cell RF Trace files:

Small Cell records RF Trace measurements on demand of the HDM. The RF Trace

files can be collected manually by the user through SFTP.

• Small Cell faults files:

Small Cell records Small Cell faults in a log file. The log file can be collected

manually by the user through SFTP.

Data storage

The following diagram displays the data stored in the WMS Small Cells.

Small Cell Management Solution Components of the Small Cell Management

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Figure 5-2 WMS Small Cells data storage

WMS Small Cells

Small Cell

CM Bulk files

Small Cell

PM files

Small Cell

RF Traces

Small Cell

SW

BSG

SW

IPC

SW

IPC

Backups

BSG

Backups

BSG

PM files

IPC

Alarms

BSG

Alarms

* * IPC

PM files

FM OSS FM OSS PM OSSPM OSS PM OSS

OSS : Operating System SoftwareFM : Faults ManagementPM : Performances ManagementRF : Radio-FrequenciesCM : Configuration ManagementSW : SoftWare

Small Cell Management Solution Components of the Small Cell Management

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WPS Small Cells

This topic describes the objectives, backup function and technical implementation of the

WPS Small Cells.

Objectives

The WPS Small Cells tool suite provides users with tools to generate XML work-orders.

The workorders can be activated on the live network to implement a target configuration.

In the Small Cell network context, WPS Small Cells is used to create Small Cell profiles,

create the Small Cell clusters, create the locations and to complete the Small Cell

configuration tasks including mechanism to import/export the configuration between

WPS Small Cells and the WMS Small Cells server.

For Small Cell profile, the WPS Small Cells user creates a library of profiles that list the

majority of the parameters required for the configuration of the Small Cell. With the WPS

Small Cells toolset, this library is easily manageable.

For each Small Cell deployed in the network, the operator associates a given Small Cell

profile to specific Small Cell information such as:

• The IMSI.

• The IP address on the VPN (to be used inside the IPSec tunnel).

• The cluster the Small Cell must be associated with.

• The Security Gateway to be used.

The WPS Small Cells is used for the following tasks:

• Configuration management, offering tabular editor, CM XML import/export,

work-order synchronization, configuration audit, copy/paste, template management,

model check

• Small Cell profile management

• Cluster management

• Location management

Backup function

The backup function of the WPS Small Cells operates in the following manner:

• Back office periodically generates a backup of the configuration with all Small Cell. It

contains the data managed at a back office level (such as the geographical location

information in latitude/longitude/z-coordinate format, Small Cell serial).

• The WMS for Small Cells also periodically generates a network copy with all Small

Cell currently registered.

• Both configurations are merged in the WPS Small Cells.

Small Cell Management Solution Components of the Small Cell Management

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• Using the comparison capability of the WPS Small Cells, it is possible to retrieve the

Small Cells for which configuration is not complete, for example, cluster, security

gateway or profile is missing. You can update the uncompleted configuration using

bulk update mechanisms.

• A workorder in CM XML format is generated by the WPS Small Cells. You can

import the workorder into the WMS Small Cells to see all the Small Cell updates.

In addition, the WPS Small Cells checks:

• The internal configuration of the Small Cell, and

• The Small Cell configuration within a cluster and the BSG.

Technical implementation

The WPS Small Cells runs on a dedicated Windows based PC and is a Java based

application. It is a generic engine, which provides a wide range of configuration

management and reporting facilities.

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HDM

This topic describes the following functions:

• Inventory management

• Firmware image management

• HDM policies

• Individual configuration of the Small Cell

Inventory management

All Small Cells managed by the HDM are identified by means of their TR-069 device ID.

This identifier consists of the manufacturer name, the manufacturer OUI, the Product

Class and the device Serial Number.

The HDM stores all TR-069 object model data passed in the TR-069 Inform message.

This includes device information (vendor name, OUI, product class, serial sumber), the

WAN IP address, the URL of the connection request and connection request

username/password.

The HDM can be configured to store any selection of supported (standard or vendor

specific) TR-069 parameters in its cached data records. They contain cached values of the

last known configuration of CPE.

In addition to the TR-069 object model data, the HDM provides storage for non-TR-069

“metadata” for the device. This metadata informs about the state of the device (for

example Activated/Non-activated, Enabled/Disabled, Last Contact Time) and about

provisioning set as the cellid.

It also contains subscriber-related information (user-defined User Tags) and

service-related information (user-defined Service Tags and Dynamic Variables).

Firmware image management

The HDM supports Small Cell firmware and software image management using the

standard TR- 069 two-stage approach. First, the device is configured to download the

image file from the File Server (FS) / WMS for Small Cells using SFTP. Secondly, the

CPE installs the software, reboots and informs the HDM that the new version is installed.

The HDM provides a specific User Interface (UI) screen for firmware image

management. The UI allows specification of firmware images with all the required

parameters. They can also be named and consequently be referred to by name, for

example when they are used as an argument in device operations.

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Operators can use the UI to perform the following tasks:

• Check whether a firmware version has already been defined in the system.

• Check whether any configured policies use the firmware before deleting this firmware

version.

• Configure a list of prerequisite versions for the firmware update. An upgrade is

possible only if the current version is in the prerequisite list.

Policies

The HDM provides some facilities to configure and manage the device by means of

policies. A policy is a rule inside HDM. It is composed of a policy trigger and a policy

action that contains a set of device selection criteria.

When the policy trigger is received from a device that matches the device selection

criteria, the HDM automatically schedules a device operation based on the specified

selection. A policy continues to run against targeted devices unless it expires or reaches a

failure threshold or retry count configured in the policy. Policies run only on devices that

are currently enabled and not locked by an operator for manual operation. The HDM

offers multiple ways to enable or disable the created policies (immediately, at a specified

date and time, for a define duration repeated daily, weekly, or monthly and so on). In

addition, the policies can be imported or exported in XML format (a use case would be to

get policies from the production environment without introducing user errors).

The results of the execution consists of a list of policy outcomes (whether each policy in

the list has been run, and if so, how many times it has run successfully or failed). The list

also provides details on the policy failure threshold (the number of devices on which it

had to fail before the policy was disabled), and whether that threshold was reached.

The HDM supports two types of policy triggers: instant triggers and event triggers.

Instant triggers are used to evaluate the list of targeted devices immediately. Event

triggers occur when an external event, such as a TR-069 Inform message, is received

from the device. A policy contains particular exit criteria, which provides specific actions

to be performed after successful policy completion.

The following actions may be included:

• Changing the value of one or more user or service tags. This action allows for a

“statemachine” to be encoded for service activation, for example, by changing the

value of the VoIP service tag from “disable” to “enable” after successful service

activation policy execution.

• Sending a connection request to the device. This action allows “chaining” of policies

together. In combination with the user or service tag value change, it allows

conditional execution of multiple policies.

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The following list is an example policy:

• Change parameter x from value 2 to value 3 for a list of 1000 selected CPE based on

criteria ABC (for example within a cluster) when the event “Periodic Inform” has

been received.

• Perform this task on a period of 2 days.

• Retry maximum 3 times per CPE.

• Stop the policy if 100 failures are reached.

• Define the policy priority as maximal.

Individual configuration

As described in the introduction section of this topic, HDM models the Small Cell and a

subset of its management model. HDM has extensive capabilities to identify groups of

Small Cell matching a given criteria (including an individual Small Cell ), and further to

apply specific policies and actions to that filtered set.

HDM supports making configuration changes and invoking actions to Small Cell through

the TR-069 interface for a small subset of the Small Cell MIB. The typical example is the

update of the local ACL. The dynamic nature of ACL updates is automatically controlled,

without manual intervention by the HDM operator. When subscriber updates are received

from the Customer System through the HDM API, the HDM transmits updates to the

Small Cell using the TR-69 Set Parameter Values command.

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Interfaces of the Alcatel-Lucent Small Cell Management

System

Overview

The SCMS offers 3GPP OAM standards compliant interfaces that allow network

operators to manage Alcatel-Lucent Small Cell networks. The 3GPP compliant North

InTerFace (ITF-N) interfaces are based on the 3GPP standards, and the solutions offered

include support for the Alarm IRP as well as support of XML transfer of performance

counters files. In addition to standard 3GPP interface compliancy, the SCMS provides

other interfaces for integration into a centralized Backup and Restore solution, to a Health

monitoring system, to an Inventory solution and so on. The SCMS also interfaces to

customer care systems through Web services API and notifications.

Interface descriptions

The SCMS provides the following interfaces:

• Support for the Small Cell gateway alarms (BSG, IPC).

• Interfaces for integration into the network operator IT environment such as:

– Centralized backup

– Restore solution (Symantec Netbackup)

– Health monitoring system (TEC Tivoli)

– External RADIUS interface for authentication to external RADIUS server

• External LDAP interface for delegation of user identity management to external

LDAP system, supplied by Engineering Services.

• The Femto Adaptation Layer (FAL) in WMS Small Cells.

The FAL implements the functionality required to interact with the North Bound

Interface (NBI) of the HDM such as:

– Notification processing

– Bulk CM file creation

– HDM support during device registration and auto-configuration.

• East-West interface to ensure neighboring synchronization, for the initial start-up of

the Small Cell, between W-CDMA managing solution (WMS) and SCMS.

• The FS for the XML conversion of performance counters files in 3GPP R5 XML

format.

• Work order management. The work orders are CM format XML files used to send

provisioning data from the WPS Small Cells or from the operator’s IT system to the

WMS Small Cells.

Small Cell Management Solution Interfaces of the Alcatel-Lucent Small Cell Management

System

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The HDM interfaces provide the following functions:

• Acquiring of the ACL information (ALC type, list) from the Small Cell after device

registration and auto configuration steps.

• Web service APIs through the Northbound Interface (NBI).

The following items are covered:

– Device inventory functionality

– Device registration

– Metadata configuration

– Device management using pre/custom defined TR-069 functions, actions and

policies

All software APIs required to interact with the HDM NBI are provided by HDM

distribution:

– The NBI provides web service APIs. It covers assurance-related functionality (a

set of web service methods that can be invoked from the OSS on HDM) to act on

devices from OSS through HDM.

The web services interface is implemented with web services technology that

follows the WS-Basic Profile 1.0 standard that BEA WebLogic 8.1 uses. The web

services interface is provided in the form of a WSDL file (Web Services

Description Language).

– The HDM sends notifications (asynchronous events that are sent from HDM to

the OSS) on its NBI. These notifications can be interpreted as alarms and

converted to the appropriate format.

Notifications are implemented according to the JMS (J2EE) standard.

Note: ACL type means either the Small Cell local ACL or the ALC in the Small Cell

Gateway.

Small Cell Management Solution Interfaces of the Alcatel-Lucent Small Cell Management

System

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Part II: Fault management

Overview

Purpose

This part describes the fault management process of the network elements of the Small

Cell solution.

The part provides task flows with references to other procedures or customer

documentation to perform Fault Management (FM) for the various network elements of

the Small Cell solution.

Contents

Chapter 6, Alarm surveillance 6-1

Chapter 7, Preventive maintenance 7-1

Chapter 8, Back up and restore 8-1

Chapter 9, Troubleshooting 9-1

Chapter 10, Corrective maintenance 10-1

Chapter 11, Power management 11-1

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Fault management Overview

....................................................................................................................................................................................................................................

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6 6Alarm surveillance

Overview

Purpose

This chapter describes the alarm surveillance procedures for the Small Cells network.

Contents

Alarm surveillance tasks for network elements 6-2

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Alarm surveillance tasks for network elements

Before you begin

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Procedure

...................................................................................................................................................................................................

1 Small Cells

Refer to Alcatel-Lucent 936x Small Cell - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0100-REZZA part Fault management.

...................................................................................................................................................................................................

2 BSG

Refer to the following documents:

• Alcatel-Lucent 9365 BSR Gateway - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0401-REZZA section Alarms and error data

• AAlcatel-Lucent Small Cell - BSR Gateway Alarms Reference Guide,

9YZ-05614-0604-RKZZA chapter BSG alarm descriptions

...................................................................................................................................................................................................

3 IPC

Refer to the following documents:

• Alcatel-Lucent Iu Protocol Converter - Operations, Administration and Maintenance,

9YZ-05614-0500-REZZA part Fault management

• Alcatel-Lucent Small Cell - IPC Alarms Reference Guide, 9YZ-05614-0605-RKZZA

chapter IPC alarm descriptions

...................................................................................................................................................................................................

4 Security Gateway and Security Gateway Management System

Refer to AAlcatel-Lucent Security Management Server (ALSMS) - Reports, Alarms, and

Logs Guide, 260-100-019.

...................................................................................................................................................................................................

5 SAM

Refer to Alcatel-Lucent 5620 Service Aware Manager Troubleshooting Guide, 3HE 04244

AAAB TQZZA 01.

...................................................................................................................................................................................................

6 SCMS

Alarm surveillance Alarm surveillance tasks for network elements

....................................................................................................................................................................................................................................

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Refer to the following documents:

• Alcatel-Lucent 9353 Wireless Management System Small Cells - Fault Management,

9YZ-05614-0615-TQZZA

• AAlcatel-Lucent 9353 Wireless Management System Small Cells - Historical Fault

Browser, 9YZ-05614-0616-UFZZA

• Alcatel-Lucent Small Cell - BSR Alarms Reference Guide, 9YZ-05614-0627-RKZZA

• Alcatel-Lucent Small Cell - Service Router Alarms Reference Guide,

9YZ-05614-0628-RKZZA

• Alcatel-Lucent Small Cell - NTP Alarms Reference Guide, 9YZ-05614-0632-RKZZA

• Alcatel-Lucent Small Cell - AAA Server Alarms Reference Guide, 9YZ-05614-0636-

RKZZA

Alarm surveillance Alarm surveillance tasks for network elements

....................................................................................................................................................................................................................................

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Alarm surveillance Alarm surveillance tasks for network elements

....................................................................................................................................................................................................................................

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7 7Preventive maintenance

Overview

Purpose

This chapter describes the preventive maintenance procedure for the Alcatel-Lucent Small

Cell network elements.

Contents

Preventive maintenance 7-2

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Preventive maintenance

Before you begin

Refer to Alcatel-Lucent Small Cell - Preventive Maintenance, 9YZ-05614-0011-REZZA

to proceed with the preventive maintenance of the network elements listed in the

following procedure.

Contact your Alcatel-Lucent customer support team to get this document.

Determine relevant network elements

Before you begin, secure a list of all of the network elements that are in your network and

that require preventive maintenance tasks.

Procedure

...................................................................................................................................................................................................

1 Preventive maintenance on BSR Gateway.

...................................................................................................................................................................................................

2 Preventive maintenance on IPC.

...................................................................................................................................................................................................

3 Preventive maintenance on AAA.

...................................................................................................................................................................................................

4 Preventive maintenance on Service router.

...................................................................................................................................................................................................

5 Preventive maintenance on NTP.

...................................................................................................................................................................................................

6 Preventive maintenance on Security Gateway Management System.

...................................................................................................................................................................................................

7 Preventive maintenance on HDM.

...................................................................................................................................................................................................

8 Preventive maintenance on WMS Small Cells.

...................................................................................................................................................................................................

9 Preventive maintenance on SMC.

Preventive maintenance Preventive maintenance

....................................................................................................................................................................................................................................

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10 Preventive maintenance on DNS.

Preventive maintenance Preventive maintenance

....................................................................................................................................................................................................................................

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Preventive maintenance Preventive maintenance

....................................................................................................................................................................................................................................

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8 8Back up and restore

Overview

Purpose

This chapter describes the backup and restore procedure for the Small Cell network

elements.

Contents

Back up and restore 8-2

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Back up and restore

Before you begin

The document Alcatel-Lucent Small Cell - Backup and Restore, 9YZ-05614-0012-

REZZA provides the procedures for each network element.

Contact your Alcatel-Lucent customer support team to get this document.

Guidelines

• Schedule or perform backups and restore during non-peak hours.

• Ensure that backup devices are available and ready before you start a backup

procedure.

• Follow the guidelines and recommendations that are described in the network element

procedure.

General sequence of steps

For each network element, the generic sequence of steps are as follows:

1. Check software version prior to backup.

2. Run backup.

3. Verify the network element is operational.

Procedure

Perform the tasks provided in the document Alcatel-Lucent Small Cell - Backup and

Restore, 401-387-075 to back up and restore the specified network element:

...................................................................................................................................................................................................

1 Back up and restore on BSR Gateway.

...................................................................................................................................................................................................

2 Back up and restore on IPC.

...................................................................................................................................................................................................

3 Back up and restore on AAA.

...................................................................................................................................................................................................

4 Back up and restore on Service router.

...................................................................................................................................................................................................

5 Back up and restore on NTP.

...................................................................................................................................................................................................

6 Back up and restore on Security Gateway Management System.

Back up and restore Back up and restore

....................................................................................................................................................................................................................................

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7 Back up and restore on HDM.

...................................................................................................................................................................................................

8 Back up and restore on WMS Small Cells.

Back up and restore Back up and restore

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Back up and restore Back up and restore

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9 9Troubleshooting

Overview

Purpose

This chapter describes the troubleshooting procedure for the Small Cells network.

Contents

Troubleshooting 9-2

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Troubleshooting

Before you begin

Ensure that you have access to the following items:

• Network element

• Log files

• Troubleshooting tools

• Documentation listed in the procedure

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Procedure

...................................................................................................................................................................................................

1 Alcatel-Lucent 9363 Metro Cell Indoor and Alcatel-Lucent 9364 Metro Cell Outdoor

At the HDM, check for critical and major alarms that indicate a failure for the relevant

Small Cell.

Refer to Alcatel-Lucent 9363/9364 Metro Cell Indoor and Outdoor - Troubleshooting,

3MN-01123-0200-UFZZA for troubleshooting procedures on Metro Cell Outdoor Small

Cells.

...................................................................................................................................................................................................

2 Alcatel-Lucent 9361 Home Cell and Alcatel-Lucent 9362 Enterprise Cell

Refer to Alcatel-Lucent 9361/9362 Home Cell and Enterprise Cell - Troubleshooting,

3MN-01121-0300-UFZZA for troubleshooting procedures on Home Cell and Enterprise

Cell.

...................................................................................................................................................................................................

3 BSR Gateway

At the WMS Small Cells, check for critical and major alarms that indicate a failure for the

relevant BSG.

Refer to Alcatel-Lucent 9365 BSR Gateway - Operations, Administration, Maintenance

and Provisioning, 9YZ-05614-0401-REZZA for troubleshooting procedures on the BSG.

...................................................................................................................................................................................................

4 Alcatel-Lucent Iu Protocol Converter

At the WMS Small Cells, check for critical and major alarms that indicate a failure for the

relevant IPC.

Troubleshooting Troubleshooting

....................................................................................................................................................................................................................................

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Refer to Alcatel-Lucent Iu Protocol Converter - Operations, Administration and

Maintenance, 9YZ-05614-0500-REZZA for troubleshooting procedures on the IPC.

...................................................................................................................................................................................................

5 Alcatel-Lucent 8950 AAA

At the WMS Small Cells, check for critical and major alarms that indicate a failure for the

relevant AAA.

Refer to Alcatel-Lucent Small Cell - AAA Server Alarms Reference Guide,

9YZ-05614-0636-RKZZA for troubleshooting procedures on the AAA.

...................................................................................................................................................................................................

6 7750 Service Router

At the SAM, check for critical and major alarms that indicate a failure for the relevant

service router.

Refer to Alcatel-Lucent 5620 Service Aware Manager, Troubleshooting Guide, 3HE

04244 AAAB TQZZA 01 for troubleshooting procedures on the service router.

...................................................................................................................................................................................................

7 Network Time Protocol Server

At the WMS Small Cells, check for critical and major alarms that could indicate a failure

relating to the NTP.

Refer to the relevant NTP documentation for troubleshooting procedures on the NTP

...................................................................................................................................................................................................

8 DNS

Check for critical and major alarms that indicate a failure and perform troubleshooting

procedure for the reported alarms.

Refer to the relevant DNS documentation for troubleshooting procedures on the DNS.

Troubleshooting Troubleshooting

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Troubleshooting Troubleshooting

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10 10Corrective maintenance

Overview

Purpose

This chapter describes the corrective maintenance procedures for the Small Cells

network.

Contents

Replace hardware components 10-2

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Replace hardware components

Before you begin

This topic provides references to the step-by-step procedures for hardware component

replacement. For hardware platform installation, refer to your Alcatel-Lucent support

team.

Processes and procedures

Important! Following the processes and procedures referenced in this topic can result

in unexpected service disruptions, loss of billing or configuration data, loss of

software sanity and damage of equipment.

Follow the procedures, for the network elements in your network, in the correct order

and observe all prerequisites and requirements. Following the correct order ensures

that hardware and software integrity is maintained during hardware replacement.

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Replace hardware components process

Perform the following tasks to replace the hardware components of the various network

elements.

...................................................................................................................................................................................................

1 Small Cells

Refer to Alcatel-Lucent 936x Small Cell - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0100-REZZA.

...................................................................................................................................................................................................

2 BSR Gateway

Refer to Alcatel-Lucent 9365 BSR Gateway - Operations, Administration, Maintenance

and Provisioning, 9YZ-05614-0401-REZZA.

...................................................................................................................................................................................................

3 IPC

Refer to Alcatel-Lucent Iu Protocol Converter - Operations, Administration and

Maintenance, 9YZ-05614-0500-REZZA.

...................................................................................................................................................................................................

4 AAA

Refer to the relevant AAA documentation.

Corrective maintenance Replace hardware components

....................................................................................................................................................................................................................................

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5 Service router

Refer to the relevant service router documentation.

...................................................................................................................................................................................................

6 NTP

Refer to the relevant NTP documentation.

...................................................................................................................................................................................................

7 HDM

Refer to Alcatel-Lucent Home Device Manager - Traffic Regulation Module Deployment

Guide, PUBS-9YZ-05167-AAAAU and Alcatel-Lucent Home Device Manager -

Reporting Deployment Guide, PUBS-9YZ-05167-AAAAN.

...................................................................................................................................................................................................

8 WMS Small Cells

Refer to Alcatel-Lucent 9353 Wireless Management System Small Cells - OAM

Equipment Setup and Configuration, 9YZ-05614-0625-RJZZA.

Corrective maintenance Replace hardware components

....................................................................................................................................................................................................................................

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Corrective maintenance Replace hardware components

....................................................................................................................................................................................................................................

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11 11Power management

Overview

Purpose

This chapter describes the power management procedures for the Small Cells network.

Contents

Power up and down 11-2

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Power up and down

Before you begin

This topic describes the recommended sequence to power up and down the

Alcatel-Lucent 9360 Small Cell Solution network elements. The process stages describe

the tasks to power up and down each network element and provide references to

procedures that you need to perform.

Reasons for power up and down

The following circumstances might require a network element power down and power up:

• Move to a new site

• After a shutdown procedure

• Planned power outage

Important! Contact technical support before powering down a network element.

If power up fails

If the power up of a network element fails, fault management or recovery procedures

must be performed to correct problems.

The following actions may need to be performed:

• Hardware replacement

• Software installation

• Restore of backups

• Bring up backup systems

Note: Refer to the documentation set of the network element for fault management

and recovery procedures.

Power up and power down sequence process

Perform the following tasks to power up the following network elements.

...................................................................................................................................................................................................

1 Small Cells

Refer to Alcatel-Lucent 936x Small Cell - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0100-REZZA.

...................................................................................................................................................................................................

2 BSG

Refer to Alcatel-Lucent 9365 BSR Gateway - Operations, Administration, Maintenance

and Provisioning, 9YZ-05614-0401-REZZA.

Power management Power up and down

....................................................................................................................................................................................................................................

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3 IPC

Refer to Alcatel-Lucent Iu Protocol Converter - Operations, Administration and

Maintenance, 9YZ-05614-0500-REZZA.

...................................................................................................................................................................................................

4 AAA

Refer to the relevant AAA documentation.

...................................................................................................................................................................................................

5 Service router

Refer to the relevant service router documentation.

...................................................................................................................................................................................................

6 NTP

Refer to the relevant NTP documentation.

...................................................................................................................................................................................................

7 Security Gateway Management System

Refer to Alcatel-Lucent 5620 Service Aware Manager Routine – Maintenance Procedures,

3HE 04241 AAAB TQZZA 01.

...................................................................................................................................................................................................

8 HDM

Refer to Alcatel-Lucent Home Device Manager - Traffic Regulation Module Deployment

Guide, PUBS-9YZ-05167-AAAAU and Alcatel-Lucent Home Device Manager -

Reporting Deployment Guide, PUBS-9YZ-05167-AAAAN.

...................................................................................................................................................................................................

9 WMS Small Cells

Refer to Alcatel-Lucent 9353 Wireless Management System Small Cells - User Guide,

9YZ-05614-0623-TCZZA.

Power management Power up and down

....................................................................................................................................................................................................................................

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Power management Power up and down

....................................................................................................................................................................................................................................

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Part III: Configuration

management

Overview

Purpose

This part describes the configuration management process of the network elements of the

Small Cell Solution.

The part provides task flows with references to other procedures or customer

documentation to perform Configuration Management (CM) for the various network

elements of the Small Cell solution.

Contents

Chapter 12, Network element configuration 12-1

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Configuration management Overview

....................................................................................................................................................................................................................................

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12 12Network element

configuration

Overview

Purpose

This chapter describes the configuration procedures for the Small Cell network elements.

Contents

Configuration management 12-2

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Configuration management

Before you begin

Note: Contact your Alcatel-Lucent customer support team to get the documents listed

in the procedure.

Follow the process and procedures that are referenced in the correct order and observe

all prerequisites, requirements and warnings.

Configuration sequence process

...................................................................................................................................................................................................

1 Small Cells

Refer to Alcatel-Lucent 936x Small Cell - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0100-REZZA or to Alcatel-Lucent Small Cell - Network IT

Integration, 9YZ-05614-0009-EFZZA for configuration procedures on the following

items:

• Small Cell auto-configuration

• Profile modification

• Parameter deletion or modification

• Actions on managed objects, for example, CM bulk file or provisioning data, or

devices

For parameter descriptions, refer to Alcatel-Lucent Small Cell - BSR Parameters

Reference Guide, 9YZ-05614-0600-RKZZA.

Refer also to the following document for information:

• Alcatel-Lucent 9364 Metro Cell Outdoor (V2 850/1900MHz and 2100MHz) -

Installation and Commissioning, 3MN-01124-0203-RJZZA

• Alcatel-Lucent 9363 Metro Cell Indoor (V2 850/1900MHz and 2100MHz) -

Installation and Commissioning, 3MN-01123-0203-RJZZA

...................................................................................................................................................................................................

2 BSR Gateway

Refer to Alcatel-Lucent 9365 BSR Gateway - Operations, Administration, Maintenance

and Provisioning, 9YZ-05614-0401-REZZA for configuration procedures on the

following items:

• BSG basic configuration

• Software upgrade

• Managed objects

• Database modification

Network element configuration Configuration management

....................................................................................................................................................................................................................................

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3 IPC

Refer to Alcatel-Lucent Iu Protocol Converter - Operations, Administration and

Maintenance, 9YZ-05614-0500-REZZA for configuration procedures on the following

items:

• IPC basic configurations

• Managed objects

• Managed software

Refer to Alcatel-Lucent Small Cell - IPC Parameters Reference Guide,

9YZ-05614-0602-RKZZA for configuration from SCMS.

...................................................................................................................................................................................................

4 AAA

Refer to the relevant AAA documentation 8950 Authentication, Authorization and

Accounting (AAA) - Femto solution user guide, 365-360-006for configuration procedures

on the following items:

• AAA basic configuration

• Managed objects

• Provisioning

...................................................................................................................................................................................................

5 Service Router

Refer to the relevant Service Router documentation for configuration procedures on the

following items:

• Service router basic configuration

• Managed objects

• Provisioning

...................................................................................................................................................................................................

6 NTP

Refer to the relevant NTP documentation for configuration procedures on the following

items:

• NTP basic configuration

• Provisioning data

• NTP managed objects

...................................................................................................................................................................................................

7 Security Gateway Management System

Network element configuration Configuration management

....................................................................................................................................................................................................................................

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Refer to Alcatel-Lucent Security Management Server (ALSMS) - Administration Guide,

260-100-017 to configure the Alcatel-Lucent VPN Firewall Brick ® device and its

associated interfaces.

...................................................................................................................................................................................................

8 DNS

Refer to the relevant DNS documentation for configuration procedures on the following

items:

• DNS basic configuration

• Managed objects

...................................................................................................................................................................................................

9 SCMS

Refer to:

• Alcatel-Lucent Small Cell - OAM Parameters Reference Guide, 9YZ-05614-0603-

RKZZA

• Alcatel-Lucent 9353 Wireless Management System Small Cells - Configuration

Management, 9YZ-05614-0618-TQZZA.

Network element configuration Configuration management

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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E N D O F S T E P S...................................................................................................................................................................................................

Page 99: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Part IV: Accounting management

Overview

Purpose

This part provides task flows for accounting management.

Contents

Chapter 13, Accounting management 13-1

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Accounting management Overview

....................................................................................................................................................................................................................................

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13 13Accounting management

Accounting management

Accounting

Not applicable

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Accounting management Accounting management

....................................................................................................................................................................................................................................

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Part V: Performance

management

Overview

Purpose

This part describes tasks flows for performance management.

Contents

Chapter 14, Performance management on Network Elements 14-1

Chapter 15, Performance management on Management Systems 15-1

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Performance management Overview

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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14 14Performance management

on Network Elements

Overview

Purpose

This chapter describes how to perform the following tasks on the Small Cell network

elements:

• Enable, activate data collection

• Configure performance management (PM)

• Retrieve performance management data

Contents

Performance management on Network Elements 14-2

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Performance management on Network Elements

Before you begin

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Procedure

...................................................................................................................................................................................................

1 Small Cells

Refer to Alcatel-Lucent 936x Small Cell - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0100-REZZA for procedures on the following items:

• Small Cell performance measurements

• Radio Frequency trace concepts

• Radio Frequency trace components

• Radio Frequency trace operations

...................................................................................................................................................................................................

2 BSR Gateway

Refer to Alcatel-Lucent 9365 BSR Gateway - Operations, Administration, Maintenance

and Provisioning, 9YZ-05614-0401-REZZA.

...................................................................................................................................................................................................

3 IPC

Refer to Alcatel-Lucent Iu Protocol Converter - Operations, Administration and

Maintenance, 9YZ-05614-0500-REZZA.

...................................................................................................................................................................................................

4 AAA server

Refer to the relevant AAA documentation 8950 Authentication, Authorization and

Accounting (AAA) - Femto solution user guide, 365-360-006 and Alcatel-Lucent 9365

BSR Gateway - Operations, Administration, Maintenance and Provisioning,

9YZ-05614-0401-REZZA.

...................................................................................................................................................................................................

5 Service Router

Refer to the relevant 77xx service router documentation.

...................................................................................................................................................................................................

6 Security Gateway

Performance management on Network Elements Performance management on Network Elements

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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Refer to the relevant Security Gateway Management System documentation .

...................................................................................................................................................................................................

7 DNS/DHCP

Refer to the relevant DNS/DHCP documentation.

Performance management on Network Elements Performance management on Network Elements

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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E N D O F S T E P S...................................................................................................................................................................................................

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Performance management on Network Elements Performance management on Network Elements

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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Page 109: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

15 15Performance management

on Management Systems

Overview

Purpose

This chapter describes how to perform the following tasks on the Small Cell management

systems:

• Enable, activate data collection

• Configure performance management (PM)

• Retrieve performance management data

Contents

Performance management on Management Systems 15-2

...................................................................................................................................................................................................................................

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Page 110: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Performance management on Management Systems

Before you begin

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Procedure

...................................................................................................................................................................................................

1 WMS Small Cells

Refer to Alcatel-Lucent 9353 Wireless Management System Small Cells - Performance

Management, 9YZ-05614-0621-TQZZA, for procedures on the following items:

• Data collection and mediation

• Creating and using observation sessions and trace sessions

Refer to the following documents for details on the counters

• Alcatel-Lucent Small Cell - Small Cell Counters Reference Guide, 9YZ-05614-0646-

RKZZA

• Alcatel-Lucent Small Cell - FGW Counters Reference Guide, 9YZ-05614-0647-

RKZZA

• Alcatel-Lucent Small Cell - IPC Counters Reference Guide, 9YZ-05614-0648-

RKZZA

...................................................................................................................................................................................................

2 SAM

Refer to Alcatel-Lucent 5620 Service Aware Manager Release – Troubleshooting Guide ,

3HE 04244 AAAB TQZZA 01 and Alcatel-Lucent 5620 Service Aware Manager –

Routine Maintenance Procedures Guide, 3HE 04241 AAAB TQZZA 01 for procedures

on the following items:

• Verifying performance statistics collection

• Gathering inventory data for device base performance checks

• Checking Windows PC platform performance

• Resolving performance issues

Performance management on Management Systems Performance management on Management Systems

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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E N D O F S T E P S...................................................................................................................................................................................................

Page 111: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Performance management on Management Systems Performance management on Management Systems

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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Performance management on Management Systems Performance management on Management Systems

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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Page 113: Small Cell Cluster - Operations, Administration, Maintenance and Provisioning

Part VI: Security management

Overview

Purpose

This part describes tasks flows for security management.

Contents

Chapter 16, Security management on Network Elements 16-1

Chapter 17, Security management on Management Systems 17-1

...................................................................................................................................................................................................................................

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Security management Overview

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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16 16Security management on

Network Elements

Overview

Purpose

This chapter describes the security management procedure for the Small Cell network

elements:

Contents

Security management on Network Elements 16-2

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Security management on Network Elements

Before you begin

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Procedure

...................................................................................................................................................................................................

1 Small Cells

Refer to Alcatel-Lucent 936x Small Cell - Operations, Administration, Maintenance and

Provisioning, 9YZ-05614-0100-REZZA part Security management for procedures on the

following items:

• Small Cell security principles

• Hardware security

• Trusted boot

• Managed accounts

• Air interface security

• Two IPSec tunnels

...................................................................................................................................................................................................

2 BSG

Refer to Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA.

...................................................................................................................................................................................................

3 IPC

Refer to Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA.

...................................................................................................................................................................................................

4 AAA

Refer to the following documents:

• Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA section Security on

the Alcatel-Lucent 8950 AAA server

• 8950 Authentication, Authorization and Accounting (AAA) - Femto solution user

guide, 365-360-006

...................................................................................................................................................................................................

5 Service router

Refer to Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA.

Security management on Network Elements Security management on Network Elements

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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...................................................................................................................................................................................................

6 Security Gateway

Refer to the following documents:

• Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA chapter Security on

the Alcatel-Lucent VPN Firewall Brick

• Alcatel-Lucent VPN Firewall, Model 1200 Brick – User’s Guide, 260-100-039

• Alcatel-Lucent VPN Firewall, Model 700 Brick – User’s Guide, 260-100-040

...................................................................................................................................................................................................

7 DNS/DHCP

Refer to Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA.

...................................................................................................................................................................................................

8 SCMS

Refer to “ Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA”,

9YZ-05614-0611-USZZA for security management from SCMS.

Security management on Network Elements Security management on Network Elements

....................................................................................................................................................................................................................................

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Security management on Network Elements Security management on Network Elements

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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17 17Security management on

Management Systems

Overview

Purpose

This chapter describes the security management procedure for the Small Cell

management systems:

Contents

Security management on Management Systems 17-2

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Security management on Management Systems

Before you begin

Contact your Alcatel-Lucent customer support team to get the documents listed in the

procedure.

Procedure

...................................................................................................................................................................................................

1 WMS Small Cells

Refer to Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA for information

on the following items:

• Security on the Alcatel-Lucent Small Cell Management System

• HDM security

• WMS Small Cells security

• WPS Small Cells security

For further information, refer to the following documents:

• Alcatel-Lucent 9353 Wireless Management System Small Cells - Security: Overview,

9YZ-05614-0612-TQZZA

• Alcatel-Lucent 9353 Wireless Management System Small Cells - Security: User

configuration and management, 9YZ-05614-0613-TQZZA

...................................................................................................................................................................................................

2 Alcatel-Lucent Security Management Server

Refer to Alcatel-Lucent Small Cell - Security, 9YZ-05614-0000-USZZA.

For further information, refer to the following documents:

• Alcatel-Lucent Security Management Server (ALSMS) – Technical Overview,

260-100-011

• Alcatel-Lucent Security Management Server (ALSMS) - Administration Guide,

260-100-017

...................................................................................................................................................................................................

3 SAM

Refer to Alcatel-Lucent Security Management Server (ALSMS) - Policy Guide,

260-100-016 for information on the following items:

• 5620 SAM security

• 5620 SAM workstations security

• 5620 SAM and firewalls

Security management on Management Systems Security management on Management Systems

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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• Ports Required for Firewalls

• FTP between the 5620 SAM Server and 5620 SAM Auxiliary and the managed

network

• Firewall and NAT Rules

Security management on Management Systems Security management on Management Systems

....................................................................................................................................................................................................................................

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....................................................................................................................................................................................................................................

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Glossary

...................................................................................................................................................................................................................................

Numerics

2G

Second Generation

3G

Third Generation

3G-MSC

Third Generation - Mobile Switching Center

3GPP

Third Generation Partnership Project

...................................................................................................................................................................................................................................

A AAA

Authentication, Authorization, Accounting

ACL

Access Control List

AM

Accounting Management

API

Application Programming Interface

ASAP

Any Service Any Port

ATM

Asynchronous Transfer Mode

...................................................................................................................................................................................................................................

B BCR

BSR Cluster Release

BPG

BSR Packet Gateway

....................................................................................................................................................................................................................................

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BSG

BSR Signalling Gateway

BSR

Base Station Router

BVG

BSR Voice Gateway

...................................................................................................................................................................................................................................

C CAPEX

CAPital EXpenditure

CLI

Command Line Interface

CM

Configuration Management

CPE

Customer Premises Equipment

CS

Circuit Switched

...................................................................................................................................................................................................................................

D dB

Decibel

dBm

Decibels relative to 1 milliwatt

DC

Direct Current

DHCP

Dynamic Host Configuration Protocol

DN

Directory Number

DNS

Domain Name Server

DSL

Digital Subscriber Line

Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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...................................................................................................................................................................................................................................

E EAP

Extensible Authentication Protocol

...................................................................................................................................................................................................................................

F FAL

Femto Adaptation Layer

FCAPS

Fault, Configuration, Accounting, Performance, and Security (Management)

FM

Fault Management

FTP

File Transfer Protocol

...................................................................................................................................................................................................................................

G GGSN

Gateway GPRS Support Node

GUI

Graphical User Interface

...................................................................................................................................................................................................................................

H HDM

Home Device Manager

HLR

Home Location Register

HSDPA

High Speed Downlink Packet Access

HTTP

Hyper Text Transfer Protocol

...................................................................................................................................................................................................................................

I IMS

IP Multimedia Subsystem

IMSI

International Mobile Subscriber Identity

IP

Internet Protocol

Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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IPC

IuCS Protocol convertor

IT

Information Technology

Itf-N

Northbound interface

IuCS

Interface between UTRAN and circuit network

IuPS

Interface between UTRAN and packet network

...................................................................................................................................................................................................................................

J J2EE

Java 2 Enterprise Edition

JMS

Java Message Service

...................................................................................................................................................................................................................................

L LAC

Location Area Code

LAN

Local Area Network

LED

Light Emitting Diode

LTE

Long Term Evolution

...................................................................................................................................................................................................................................

M MHz

Megahertz

MSC

Mobile Switching Center

...................................................................................................................................................................................................................................

N NAT

Network Address Translation

Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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NBI

North Bound Interface

NE

Network Element

NTP

Network Time Protocol

...................................................................................................................................................................................................................................

O OAM

Operations, Administration and Maintenance

OAM-NE

Operation, Administration and Maintenance – Network Element

OC-3

Optical Carrier-3

OLCS

On-Line Customer Support

OPEX

Operating Expenditure

OS

Operating System

OSS

Operations Support System

...................................................................................................................................................................................................................................

P PDU

Packet Data Unit

PM

Performance Management

PoS

Point-of-Service

PS

Packet Switched

PSTN

Public Switched Telephone Network

Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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...................................................................................................................................................................................................................................

R RADIUS

Remote Authentication Dial-In User Services

RF

Radio Frequency

RNC

Radio Network Controller

...................................................................................................................................................................................................................................

S SAC

Service Area Code

SAM

Service Aware Manager

SCMS

Small Cell Management System

SDH

Synchronous Digital Hierachy

SFTP

Secure File Transfer Protocol

SGSN

Serving GPRS Support Node

SM

Security Management

SMC

Server Management Center (for WMS)

SMS

Short Message Service

SOAP

Simple Object Access Protocol

SONET

Synchronous Optical Network

SR

Service Router

Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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SSL

Secure Socket Layer

STM-1

Synchronous Transport Mode 1

SW

SoftWare

...................................................................................................................................................................................................................................

T TEC

Tivoli Enterprise Console

TR-069

The CPE WAN management protocol defined by the DSL Forum.

...................................................................................................................................................................................................................................

U UI

User Interface

...................................................................................................................................................................................................................................

V VPN

Virtual Private Network

...................................................................................................................................................................................................................................

W W-CDMA

Wideband – Code Division Multiple Access

WMS

Wireless Management System

WPS

Wireless Provisioning System

...................................................................................................................................................................................................................................

X XML

eXtensible Markup Language

Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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Glossary

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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Index

A AAA, 4-2

ACL, 5-11

alarm

surveillance, 6-2

alarms, 9-2

................................................................................................

B back up, 8-2

BSR

gateway, 3-2

bulk file, 5-4, 5-11, 12-2

................................................................................................

C configuration, 12-2

................................................................................................

D device, 2-7

Enterprise Cell, 2-10

lightRadio™ Metro Cell Outdoor, 2-19

Metro Cell Indoor, 2-12

Metro Cell Outdoor, 2-16

DHCP

protocol, 4-3

DNS

server, 4-3

................................................................................................

E Enterprise Cell, 2-10

................................................................................................

F features, 2-2

................................................................................................

G gateway

BSR, 3-2

................................................................................................

H hardware, 10-2

HDM, 5-2, 5-4, 5-8

................................................................................................

I indicators

LED, 2-2

interfaces, 2-2, 5-11

inventory, 5-8

IuCS, 4-4

IuPS, 4-4

................................................................................................

L LED

indicators, 2-2

lightRadio™ Metro Cell Outdoor, 2-19

................................................................................................

M management systems

security, 17-2

Metro Cell Indoor, 2-12

Metro Cell Outdoor, 2-16

....................................................................................................................................................................................................................................

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................................................................................................

N network elements, 12-2, 14-2, 16-2

network timing protocol, 3-5

NTP

See network timing protocol, 3-5

................................................................................................

P performance, 14-2, 15-2

PM, 14-2

policies, 5-8

power down, 11-2

power up, 11-2

preventive maintenance, 7-2

profile, 12-2

protocol

DHCP, 4-3

................................................................................................

R replace, 10-2

restore, 8-2

................................................................................................

S security, 16-2

management systems, 17-2

security gateway, 3-4

server

DNS, 4-3

surveillance

alarm, 6-2

................................................................................................

T troubleshooting, 9-2

................................................................................................

W WMS Small Cells, 5-2, 5-4

WPS Small Cells, 5-2, 5-4, 5-6

Index

....................................................................................................................................................................................................................................

....................................................................................................................................................................................................................................

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