Slumming Challenges n Solutions

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    Slumming related Challenges of

    Them

    Sustainable Cities- E-governance Meeting

    ,

    Siddharth Agarwal [email protected]

    r an ea esource en re, n a

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    Presentation Outline C a enges ace y c t es ow ng to rap y ncreas ng s um/ur an poor popu at on

    Million plus projected to increase to 50 by 2015

    Under-counting of slums/poverty clusters

    Sub-optimal access to essential services, living

    Sub-optimal environment

    Access gaps and service delivery gaps Under-nutrition and food insecurity

    Wide health inequities

    u nera es an a enges o um ommun es

    Knowledge and awareness

    Social strength and negotiating capacity

    Struggle of subsistence and survival

    Weak family support

    How can cities address these challenges?

    Mapping improved planning for sustainable cities

    Urban Poor Communities as Active A ents of Chan e

    Civil society engagement in cities to address challenges - Disaster preparedness

    Smaller cities need optimal focus

    Use relevant communication technology and transport

    -

    , ,

    Capacity building of municipalities

    2

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    Urban Population Growth in India

    th , .

    Urban population projected to reach 535 million by 2026 (first quarter of 21st

    century).

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    Rapidly Growing Urban Poverty in IndiaRapidly Growing Urban Poverty in India

    2 3 4 - 5All India Urban areas Large cities Slums

    - .

    India expected to be > 40% (550 million) urban by 20262.

    Cities with > 1million inhabitants grew from 12 to 35 between 1981 and2001. This number ex ected to reach 50 b 2015

    Urban poor estimated at 80.74 -100 million; projected to increase to202 million by 20204.

    12.6 million children under-5 among urban poor (based on 100 million.

    Estimated annual births among urban poor: 2.7 million6.

    1-Projections for 2011 by Technical Group on Population Projections

    - , , , -

    3-Poverty Estimates 2004-2005 and 1999-2000

    4-Planning Commission, Poverty Estimates for 2004-05 and National Population Policy, 2000; State of Worlds Cities, 2006/07

    5- Calculated based on UNICEF-Demography-2007 data6-Based on CBR 27.5 for urban poor population and 100 million urban poor population

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    poverty clusters/slums

    5

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    Large proportion of slums are uncounted, invisibleLarge proportion of slums are uncounted, invisible

    967 Total slums

    554 listed slums(population 12,76,062)

    City No. of

    Listed

    No. of Un-

    Listed

    413 unlisted slums (population 7,27,332)

    Agra 215 178

    Dehradun 78 28

    Bally 75 45

    Jamshedpur 84 77

    Meerut 102 85

    Total 554 413

    Besides unlisted slum settlements, urban poor also

    include pavement dwellers, population residing in

    66According to NSSO 58

    th Round (2002) 49.4% slums are non-notified in India

    o a

    populationconstruction sites, brick and lime kilns, fringes of

    the city, floating population etc

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    Vulnerabilities in Un-listed Slums

    Location / Physical Environment Usually squatters, face constant threat of eviction.

    Hazardous locations: near drains, railway lines, dumping grounds

    ccess to erv ces

    Unlisted slums usually left out of slum improvement programs and

    have poor access to basic services

    Social Cohesion

    Bein new habitations, unlisted slums have weaker social cohesion

    and poorer negotiating capacity to demand better services.

    7

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    Un-notified Slums Far Worse

    Poor environmentalsanitation in slums results in

    70%85%

    g n an ma nu r on n

    slums1

    15%

    36%44%

    54%,

    majority of the dwellings are

    made of solid/permanentmaterial while in non-notified

    No Drainage Waterlogged Without

    slums this is 30%.

    Slums UndergroundSewage

    1. Favin M, Yacoob M, Bendahmane D. Behavior First: A Minimum

    Package of Environmental Health Behaviors to Improve Child

    Notified Slums Un-notified slumsHealth, Applied Study No. 10, Arlington VA: EnvironmentHealth Project; 1999.

    Source: Conditions in Urban Slums. NSSO 52 round. 2002.

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    Proportion children receiving immunization in

    slums of Meerut, India

    25.8 24.825

    30

    . 17.3

    10

    15

    20

    0

    5

    Unlisted Listed

    9

    Source : Maternal and Child Health Survey in Slums of Meerut, 2007

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    civic services, widedisparities in cities

    10

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    Poor Access to Toilet Facility

    53% urban oor households in

    India do not have a toilet

    34% urban poorchildren in Delhi

    do not have

    Source: Re-analysis of NFHS-3(2005-06)by Wealth Index;UHRC,08

    o e n ouse

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    Poor Access to Piped Water SupplyPoor Access to Piped Water Supply

    81.5% urban poor households in

    n a o no ave access o

    piped water supply

    Source: Re-analysis of NFHS-3(2005-06) byWealth Index;UHRC,08

    piped water supply in house

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    Sub-optimal Health Primary Care Services

    Sub-optimally functioning Urban Primary Health centers - 1

    Absenteeism, timings unsuitable to urban poor, lowmotivation of workers, apathy at public facilities

    Greater focus and investment on curative services has

    led to neglect of preventive, promotive and primary care

    IIPS Study, MoHFW, Govt of India:: Shekhar and Ram

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    Sub-optimal Health Primary Care Services

    Uneven Distribution of primary level health

    Across different cities e.g. Jaipur has 75 PrimaryHealth Facilities while Indore has 17, Agra 19

    Certain areas within city left out e.g. Shahadra inDelhi, Trans Yamuna area in Agra, Khajrana in Indore

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    Inequitable Access to Maternity ServicesInequitable Access to Maternity Services

    67.4

    78.5

    60

    7080

    e(%)

    28.9

    20

    30

    40

    P

    ercenta

    0

    Institutional Deliveries

    Rural Average Urban Average Urban Poor Urban Non-poor

    Source: Re-analysis of NFHS-3(2005-06) by Wealth Index;UHRC,08

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    Disparities in Access to Childhood ImmunisationDisparities in Access to Childhood Immunisation

    57.6

    39.9

    65.4

    50

    60

    70

    (%)

    .

    20

    30

    40

    Percentag

    0

    10

    Complete Immunisation

    Rural Average Urban Average Urban Poor Urban Non-poor

    Source: Re-analysis of NFHS-3(2005-06) by Wealth Index;UHRC,08

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    Unacceptably High Child Undernutrition among Cities

    Poor

    Unacceptably High Child Undernutrition among Cities

    Poor

    45.647.1

    50

    32.7

    26.230

    3540

    45

    10

    15

    20

    25

    0

    5

    Nutritional Status

    ura verageUrban Average Urban Poor Urban non-poor

    Source: Re-analysis of NFHS-3(2005-06) by Wealth Index;UHRC,08

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    High Levels of Stunting Among Cities Poor

    nta

    ge%

    Perce

    58 % urban poor children under 5 in Delhi are stunted

    Reflects high levels of Food Insecurity 50% hunger in a study in Delhi slums

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    Opportunities for Early Childhood Stimulation

    Only 36% urban poor children in Delhi have access to AWC

    NFHS-3, 2005

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    40 % urban poor children (6-17 years) not

    attending school

    40 % urban poor children (6-17 years) not

    attending school

    50% boy and 54% girl children among urban poor in Delhi attended school.

    NFHS-3, 2005

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    Low Child Survival among the Cities Poor

    81.990

    .

    62.1

    41.7

    51.954.6

    .

    35.5 41.840

    50

    60

    70

    rce

    ntage(%)

    0

    10

    20

    30P

    Infant Mortality Under-5 Mortality

    Rural Average Urban Average Urban Poor Urban Non-poor

    Source: Re-analysis of NFHS-3(2005-06) by Wealth Index;UHRC,08

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    Neglected despite Contribution to National Economy

    Almost 90% of urban poor are involved in urban informal sector.1

    Urban sector contributes 60% of Gross Domestic Product (GDP).2

    n orma sec or s con r u on o non a r cu ura s .

    . . a ng c es wor , n a r an ro e.

    2 Chaudhary O. New vistas in financing for development of real state. National Real Estate Summit. FICCI-3rd September 2004

    3 International Labour Office.2002.Women and Men in Informal Economy.

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    Vulnerabilities and Challenges ofVulnerabilities and Challenges of

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    Urban Slums Face Social Exclusion

    Illegal/ Non-citizen status of Urban Poor

    This compromises their access to basic services

    (water, sanitation) and to entitlements e.g TPDS, JSY

    BPL cards held by less than half of urban poor1

    . .

    1-Analaysis of data on PDS access; NSSO, 2004-05

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    Struggle for Subsistence and SurvivalStruggle for Subsistence and Survival

    Preoccupied with struggle for livelihood

    ,

    Constant threat of eviction, insecure land tenure

    Sense of resignation about their surroundings and

    livin conditions

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    Lack of health awareness

    Low awareness about services and provisions

    ow awareness a ou ea y e av ours

    Sub-optimal household health, nutrition and hygiene

    practices

    Tem orar and recent mi rants face reaterdifficulties in accessing services, difficult to track

    for follow-up health services

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    Social strength/ solidarity lackingSocial strength/ solidarity lacking

    Weak community organization and social

    cohesion

    Lack of slum level socially responsible leaders

    ,

    Weak negotiation capacity

    Low level of trust in public sector services owing

    to irregularity and low quality.

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    Gender inequity

    Low awareness and compromised confidence

    among women to assert for needed health care

    Many women face family violence; widespreadalcoholism

    Lack of family support to Mother/care giver

    Pressing need of mother to resume wage earning

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    How Can Cities Address theseHow Can Cities Address these

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    Spatial Mapping: An effective tool fornc us on o n s e

    Slums/vulnerable clusters inProgram Planning and Intervention

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    Mapping Helps Inclusion of Unlisted Slums/Clusters

    SLUM NUMBER POPULATION

    LISTED 102 455923

    UNLISTED 85 216935

    TOTAL 187 672858

    Crucial for

    measurement,

    better planning

    and

    implementation

    MeerutCity 31

    M i h l i l i f li d l / l

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    Mapping helps inclusion of unlisted slums/ clusters

    Contd.

    LOCATIONOFSLUMS

    Slum Number PopulationListed 215 538322Unlisted 178 303251Total 393 841573AgraCity 32

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    Neighborhood Mapping

    Community groups in slums prepare maps to

    a) Ensure that no family is left out from lists used for housing, food

    ,

    b) Track access to services e.g. Immunization and ANC, toiletsc) Help identifying and providing services/linkage to recent and seasonal

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    Smaller Cities-

    sized and in Smaller Cities

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    Higher Proportion of Poverty in Smaller Cities

    City / Town Size % poor (1999-2000)

    .

    Medium towns (50,000 to 1 20.4

    m on popu a on

    Small Towns (Less than 24.2

    All Urban Areas 19.9

    Rural Areas 23.9

    35

    Source : National Sample Survey Organization, 1999-2000

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    U5 MR among Urban Poor Across Different City Sizes

    Under-five Mortality Rate Among the Urban Poor Across Different Size

    - , , .

    61.3

    74.7

    70

    80

    .

    40

    50

    60

    0

    10

    20

    Large / Capital cities Small cities Towns

    36

    ource : a ona am y ea urvey, -

    Large city - more than 1 million; Small City 100,000 to 1 million; Town - less than 100,000

    The category of large city / capital city includes all capital cities of Indian States

    Differential Access of Urban Poor to Water and

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    Differential Access of Urban Poor to Water and

    Sanitation Across Different City Sizes

    % Households havin no

    % Households having pipedwater su l

    62.3

    60

    70

    toilet facility

    68.1

    55.4 57.160

    70

    80

    34.1

    47.2

    30

    40

    50

    30

    40

    50

    0

    10

    20

    0

    10

    20

    Large /Capital City

    Small City Town Large /Capital City

    Small City Town

    37Source : National Family Health Survey, 2005-06

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    Healthcare services by private doctors

    Socially Committed Private Doctor[honorarium collected by community]The doctor provides subsidized neonatal

    Services Provided: Treatment Referral to higher level

    care serv ces to t e ur an poor osp a or severe y s crequiring hospitalization

    luster

    Slum

    2nd tierGovt./Private

    oc a o za on y

    Builds linkage between community,and private doctorsEarly identification of sickness

    Facility

    Health Care Services by Private Hospitals

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    Health Care Services by Private Hospitals

    erv ces rov e : Management of sick newborns at theurban health center of the hospital Referral for high risk cases to the MainHospital

    u s ze ranspor r ngs s cnewborns to hospitalSubsidized services and

    PrivateHospital

    agnost cs prov e

    um us ers

    Social Mobilization by CBOPromotes essential newborn care among urban poor

    Identifies sick newborns and mobilizes mothers/families to avail servicesDevelops linkage between community and private hospitals

    Helps arrange transport though local transport service providers

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    Using Telecommunication, available services

    Prompt transport

    And Neonatal Care benefit

    for the poor

    Health Facility

    UHC with newborn care

    facility

    Socially committed private doctors

    Approx 2,25,000 births take place every month among the urban poor in India.

    Civil Society Organizations Can Play Important Roles

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    Civil Society Organizations Can Play Important Roles

    Civil Society Groups Improve Enumeration

    identif in Unlisted Clusters

    Encourage and enable slum communities

    Help slum communities in disaster preparednessFacilitate Inter-sectoral coordination

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    CSOs Facilitate Coordination Among Civic Agencies at WardCSOs Facilitate Coordination Among Civic Agencies at Ward

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    CSOs ac l tate Coo d at o o g C v c ge c es at Wa d

    Level for Accountable Services: Indore

    CSOs ac l tate Coo d at o o g C v c ge c es at Wa d

    Level for Accountable Services: Indore

    NGOs &Corporation(Zonal office)Health

    Ward level

    Core Grou

    s

    Charitable Electedorganizations

    epresen a ves

    Urban

    DevelopmentLocal Resources(Local Clubs, Schools)

    Total Coverage: 70, 000 slum population in 2 wards in Indore, being replicatedin 5 additional wards of Indore, 3 Wards of Bhopal and 1 UHC zone of Agra

    Engage with Political Representatives and Build Municipal

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    Engage with Political Representatives and Build Municipal

    Capacity

    Engage political constituency- Ward members,

    MLAs, MPs

    Help them better serve their constituenceies

    Discuss issues of inequity in cities, sustainable

    cities, public provisions Important to build capacity of Urban Local

    Bodies most weak

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    Agents of Change

    44

    G Ci il S i E h D d d A bili f S i

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    Grassroots Civil Society Enhance Demand and Accountability of Services

    Health Facility

    Strong CommunityOrganization

    Increased

    demand for

    services

    Improvedaccountability of

    health services

    Improved Health Care

    Suraksha, Bangalore, IHMP Pune , UHRC, Indore & Agra, Nairobi, Brazilenhance access in similar manner

    Institutional and Negotiation Capacity Among

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    g p y g

    Slum Communities

    Federation

    (10-30 slums perNGOs

    (Derive inspiration,

    Federation] support and Build capacity)

    Communit

    Slum-CBOSlum-CBO Slum-CBOSlum-CBO

    Federated slum-community groups negotiate and improve access toentitlements such as food subsidy cards:

    46

    a orma e ers o au or es,b) Collective representation to authorities,

    c) Use of legal tools Right to Information Act

    Grassroots Civil Society as Active Agents Towards

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    Improved Urban Health Governance

    Grassroots Civil Society engage with Health Administratorsto present potential solutions to challenges in slums and ask

    for action.

    respond to challenges

    levels with Policy Makers to inform policy dialogue

    Share lessons with Media

    47

    Translate Words into Action

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    Translate Words into Action

    Let us not forget the realities:

    Urban oor constitute the most ra idl rowin

    segment of populations of developing countries

    Approx 27 crore births take place among the

    urban poor every year in India)

    me s o essence; e us ac w urgencyme s o essence; e us ac w urgency

    48

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    Let us build bridges of enablementLet us build bridges of enablementLet us build bridges of enablementLet us build bridges of enablementto help the urban poor contribute moreto help the urban poor contribute more

    effectively towards sustainable citieseffectively towards sustainable cities

    to help the urban poor contribute moreto help the urban poor contribute more

    effectively towards sustainable citieseffectively towards sustainable cities