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Seismic Assessment of a Typical Building from Azores
Camila Fagundes
Instituto Superior Técnico, Universidade de Lisboa
October 2015
Abstract
Traditional Azorean buildings are mostly made of rubble stone masonry walls. As the masonry walls are
vulnerable to seismic action, it is of utmost importance: (i) the characterization of their mechanical
properties and (ii) the study of the behaviour of these constructions to this type of action. On the other
hand, it is important to remember that urban buildings are significantly affected by the behaviour of the
city block, thus, the adjacent buildings should be considered in numerical models to properly evaluate
the seismic performance of the building under consideration.
This paper aims to contribute to the abovementioned (ii), studying the seismic behaviour of a building in
the city of Angra do Heroísmo and taking into account the effect of the adjacent buildings. This study
begins by characterizing the existing buildings in this city, thus, for the building selected, its seismic
performance is evaluated through a tridimensional model, using the non-linear static analysis and
resorting to the 3MURI/TREMURI program.
Two models were compared, concluding that the surrounding buildings affect the seismic behaviour,
leading to a more ductile structure in one of the main directions and increasing the damage of the main
building.
The safety verification to the limit state following the procedure proposed in EC8 and considering a
multiscale approach with different verification criteria and was made. The safety was not verified for both
models.
Finally, a strengthening solution to reduce seismic vulnerability of the building under consideration is
proposed, based on the damage patterns obtained.
Keywords Traditional Masonry; Buildings from Azores; Seismic vulnerability; Pushover analysis
1 Introduction
The Azorean archipelago was generated by
volcanic activity and is situated over the Mid
Atlantic Ridge between the connections of three
tectonic plates: Eurasian, North-American and
African.
The archipelago seismicity is caused by volcanic
or tectonic activity, being the rate of occurrence of
earthquakes in the region higher than in the
Portuguese mainland (Carvalho et al., 2001).
According to the database of seismicity in the
region (which covers a period of 550 years) there
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were 34 destructive earthquakes with intensity
equal or superior to level VII (IMM) (Nunes et al.,
2001).
In 1980, an earthquake of magnitude 7.2 ML
caused severe damage in the buildings edified on
Terceira, São Jorge and Graciosa islands, being
Terceira Island the most affected (Correia Guedes
& Oliveira, 1992).The most recent, high intensity
earthquake, in 1998, of magnitude 5.9 ML,
affected the buildings on Faial and Pico Island
(Senos et al., 2008).
The traditional Azorean buildings, mostly made of
rubble stone masonry walls, displayed a poor
behaviour when subjected to the seismic action.
The resistance of these constructions is mainly
limited by the mechanical properties of the
elements and its connections (Correia Guedes &
Oliveira, 1992). Therefore, the seismic activity in
Azores is of great importance in study of buildings
and the reduction of its vulnerability to this type of
action. Thus, the aim of this study is to evaluate
the seismic performance of an existing traditional
building in the city of Angra do Heroísmo.
A characterization of the buildings in the city is
made, from which a specific building will be
chosen in order to study its seismic behaviour, by
modelling it with the 3MURI/TREMURI program
by running a static non-linear analysis that takes
into account the influence of the adjacent
buildings in the model and then calibrating it.
2 Angra do Heroísmo Buildings -
Characterization
The evolution of the buildings over time could be
divided in two major groups: traditional
construction and current construction. According
to Oliveira (1992), 1950 is the year that separates
the traditional construction from the current
construction, marking the beginning of the use of
reinforced concrete. Despite this, the buildings in
the city continue to be mainly traditional
constructions.
2.1 Traditional Construction
In the city, the buildings are disposed in line or in
block, and have around 2 to 3 floors. Three types
of typologies can be identified: narrow facade (6
metres long), wide facade (12 metres long) and
noble houses, with considerable dimensions
(Correia Guedes & Oliveira, 1992).
The heights of the buildings vary greatly, due to
the difference in the ceiling heights, number of
floors and the inclination of the ground.
2.1.1 Walls
The exterior walls are composed by rubble stone
masonry and are the main supporting element of
the floors. Their thickness varies from 60 to 70 cm
and three types of construction can be
distinguished: (i) single leaf masonry with regular
stone; (ii) irregular stone masonry, filled with
materials of thinner granulometry; (iii) double leaf
masonry, with stones slightly bigger than half of
the thickness of the wall.
The corners, where the connections between
orthogonal walls are made, are essential to the
resistance of the structure to the seismic action.
These areas are built with regular stones aligned
alternately in the two directions of the orthogonal
walls.
The interior walls with support function are made
of stone masonry. However, the interior walls that
lack this function are made of aggregate wood
elements, being the most common ones known as
tabique walls, and having a very low resistance to
seismic action. (Correia Guedes & Oliveira, 1992)
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2.1.2 Foundations
The foundations that support exterior walls are an
extension of the masonry walls inside the ground
with a depth of 30-40 cm.
In the corners, foundations are composed of
higher quality masonry and have a bigger area
section that goes deeper into the ground. (Correia
Guedes & Oliveira, 1992)
2.1.3 Floors
Wooden beams that support wooden boards (0.4
metres length and 2.2 to 2.5 metres thickness)
compose the floor structure. These beams,
disposed with a distance of 0.50 to 2.0 metres, are
orthogonal to the facades and separate spans of
3.5 to 5.5 metres in the lower span direction. The
most common wood for the pavement structure is
soft pine. (Correia Guedes & Oliveira, 1992)
2.1.4 Roofs
The roofs usually have two slopes, and are
composed by a wooden truss structure and
covered by regional clay tile.
The wooden trusses can have different shapes,
and are connected to the facade walls. (Correia
Guedes & Oliveira, 1992)
2.1.5 Response to the 1980 earthquake
The damage distribution in the city was not
homogeneous, varying with the geology of the
ground, the topography and characteristics of the
buildings (Teves-Costa et al., 2004).
As mentioned before, the most affected buildings
were traditional ones, having higher levels of
damage in the exterior walls (from cracks to
collapse) and roof structures (dismantling of the
roof-wall connection, collapse of the structure).
2.1.6 Building modifications and new
constructions
The current constructions are characterized by
the use of reinforced concrete structures,
masonry walls of cement bricks, and floors and
roof slabs of reinforced concrete.
After the 1980 earthquake, several measures
were implemented to reinforce the damaged
structures. These measures consisted on the use
of reinforced concrete elements, restraining the
slab levels and the structure. Slabs in worse
conditions were replaced by concrete slabs
(Borges & Ravara, 1980).
3 Case study
Since the surrounding buildings have a significant
influence on the behaviour when subjected to the
seismic action, the case study was chosen by
picking a building in the middle of a typical block
that was higher than the surrounding buildings, as
this situation is more demanding. In Figure 1 the
studied building can be identified as being the one
at the centre.
Figure 1 Front facade of the main building (centre) and
its surroundings
The characterisation of the building, mechanical
properties, structural elements, etc. was defined
through an in situ analysis and by consulting the
existing literature on such buildings. Additional
information can be found in (Fagundes, 2015).
The building contains three floors, and was not
subjected to intrusive modifications on the
structure, preserving its original characteristics.
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The exterior walls are made of rubble stone
masonry, with a thickness of 60 centimetres. On
the first floor, the only interior walls made of
masonry delimitate a room, not supporting the
above pavements. The remaining interior walls
are made of wood, tabique, and have a thickness
of 10 cm.
The pavement structure is supported by massive
wood beams (30x20 cm) and circular cast iron
columns (with a diameter Dmáx=22 cm), dividing
the spans of the building in 5, 4 and 4.5 m.
The pavement structure itself is composed by
smaller beams (30x15 cm), spaced by 130 cm,
and 2.5 cm wooden boards.
Simple wooden trusses spaced by 185 cm
compose the roof structure.
The building’s use varies with each floor: it has a
commercial area (first floor), an office and storage
(second floor); and a residential area (third floor).
The surrounding buildings have concrete
reinforcements and concrete slabs. The correct
modelling of these elements is very important
since the position of these slabs will interfere with
the seismic behaviour of the main building.
4 Structural Modelling
There are different analysis that can be made for
the seismic capacity study of the building: linear
or non-linear, static or dynamic (CEN, 2004a).
The non-linear analyses are generally considered
the more adequate to evaluate the seismic
behaviour of existing masonry structures
(Lourenço, 2002). According to the Eurocode 8,
part 3 (CEN, 2004b) the correct analysis for this
type of masonry building is the non-linear static
analysis.
3MURI/TREMURI (S.T.A. Data, 2005)/
(Lagomarsino et al., 2002) was the software used
to model and analyse of the building in study. This
program was developed specifically to study
masonry structures under seismic actions, by
running non-linear static analyses, while
considering the in plane behaviour of the walls
and their shear and flexural reactions. The
program uses a macro-element method called
Frame by Macro Elements (FME).
Two models were built in this study: one
representing the isolated building, with all the
abovementioned characteristics, and another with
the surrounding buildings in aggregate. This
difference permits the comparative analysis of the
interaction between the building and its
surroundings.
Masonry walls have a wide range of mechanical
properties depending on the materials used,
which makes its characterization harder.
The experimental analyses results from LREC for
typical Azorean walls (Medeiros, 2011) were used
in order to correctly represent the mechanical
characteristics in the model.
Table 1 resumes all the material’s used and its
properties.
Table 1 Material properties
Masonry Wood C18
Steel S235
Concrete C16/20
w [kN/m3]
19 4 79 25
E [GPa]
0.741 9 210 29
G [GPa]
0.222 0.56 80.769 12.083
ν - - - 0.2
fm [MPa]
118.52 19.3 171.1 32.4
τ [MPa]
3.21 - - -
4.1 Numerical modelling and analysis
4.1.1 Masonry walls
In 3MURI, the wall characteristics are first defined,
and only then the existing openings inserted.
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The process of modelling the openings is very
important, as it will define the geometry of the
macro-element mesh in the computational
discretization of the FME method.
The FME method admits that the behaviour of the
masonry wall can be described as a set of three
distinct elements (macro-elements): (i) Pier,
vertical element that supports the gravity and
seismic load; (ii) Spandrel, horizontal element
defined between two vertically aligned openings;
(iii) Rigid node, element of non-damaged
masonry, confined between piers and spandrels.
This modelling is based on the damage patterns
observed on masonry walls subjected to an
earthquake, where the cracks are located in these
specific elements (Lagomarsino et al., 2013).
The piers and spandrels have a non-linear
behaviour and are modelled as a 2D element,
defined between two end nodes. The static and
kinematic variables are transferred between
nodes and other elements, by the rigid nodes
(Lagomarsino et al., 2013).
In 3MURI/TREMURI the non-linear behaviour,
involving shear and bending, is activated when a
generalized force reaches the maximum value of
the respective strength criteria of each in plane
collapse mechanism: flexural-rocking, shear-
sliding, diagonal-cracking shear (Lagomarsino et
al., 2008).
4.1.2 Floors
The flexible floors, composed by wooden
structures, are modelled by the program as an
orthotropic membrane finite element defined by 3
to 4 nodes with plane stress and two displacement
degrees of freedom in each node. The Young
modulus represents the stiffness of the membrane
in the two directions and accounts for the degree
of connections between this element and the
walls. The shear modulus influences the
horizontal force that is transferred from the floor to
the walls (Lagomarsino et al., 2013).
4.2 Mesh edition
3MURI does not permit to differentiate the heights
of walls in one same level. However, since this
variation is very important in the definition of the
damage pattern of the walls, in particular the
facade walls, the modelling of the macro-elements
with the correct geometry and position is of great
importance. Consequently, an alternative method
was adopted in order to correctly define the walls
in their position. This method consists on the
definition of every baseline necessary to define
the top and bottom of a wall.
With this distinct approach, the automatically
generated mesh required further edition. The
mesh automatically generated by the program
and the final edited mesh ready for the analysis
process of the facade wall are represented in the
Figure 2.
Figure 2 a) Automatic wall mesh, b) edited wall mesh
To calibrate the numerical model, some dynamic
in situ vibration tests were used as reference.
These experimental dynamic values were taken
from buildings in Azores, with similar
characteristics and obtained from (Neves et al.,
2004) and (Oliveira & Navarro, 2010).
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5 Seismic Assessment
The seismic action was defined regarding the
National Norm NP EN 1998-1 (CEN, 2010).
More comparisons have been made with this
assessment, presented on (Fagundes, 2015).
5.1 Non-linear pushover analysis
A non-linear static analysis or pushover analysis,
begins with the definition of the capacity curve,
imposing a lateral horizontal distributed load and
obtaining the displacements reached while
loading in order to the base shear force.
In this work, the analyses were performed for
each main direction of the building and
considering two load cases: (i) pseudo-triangular,
proportional to the product between the mass and
height and (ii) uniform, proportional to the mass.
The ultimate displacement was defined by three
different criteria: (i) development of a collapse
mechanism, (ii) reduction of 80% of the maximum
base shear force, as proposed in EC8, (iii)
maximum value of inter storey drift (Simões et al.,
2014).
According to the Norm NP EN 1998-3 (CEN, n.d.),
existing masonry buildings, must be evaluated to
the Limit State of Significant Damage.
5.1.1 Results – isolated building
Comparing the capacity curves obtained in Figure
3, it can be concluded that the uniform load has a
higher value of the base shear force for every
case, meaning that the pseudo-triangular load is
the most demanding load distribution case.
Being the X direction parallel to the facade walls
and the Y direction perpendicular to the X
direction, the behaviour on the Y direction is more
rigid and resistant than in the X direction, which
presents a more ductile behaviour. This behaviour
is due to the gable walls that resist to the action in
the Y direction that have no openings; on the other
Figure 3 Capacity curves for the isolated building
hand, the facade walls that have openings have
a higher capacity to redistribute stresses.
In this case the ultimate displacement is
conditioned by the criterion (iii), being presented
on Figure 3 as a red cross. Despite the criterion
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(iii), this building also has a collapse mechanism
that can be shown on Figure 3 by the final
decrease on the pushover curve, defining an
ultimate displacement by the criterion (ii),
presented as a red circle.
5.1.2 Results – building in aggregate
From the results depicted in Figure 4, it is clear
that the pseudo-triangular load is the most
demanding load distribution, having always a
lower value of the base shear force than the
uniform load.
The behaviour on the X direction for the building
in aggregate is more ductile than the behaviour
of the isolated building. This is due to the addition
of the facade of the adjacent buildings that
increase the ductility on the X direction.
The ultimate displacement is also conditioned by
the criterion (iii) on both directions (red cross).
However, the collapse mechanism in X direction
occurs for high values of displacement, which is
not adequate to consider, and the curve does not
suffer a decrease on the maximum shear force,
being constant till the building generates the
mechanism. The ultimate displacement for
criterion (iii) is presented as a red circle.
5.2 N2 Method and safety verification
The evaluation of the seismic performance is
developed by the definition of the target
displacement by means of the N2 method,
proposed by Fajfar (1988) as described in the
Norm EN 1998-1 (CEN, 2004a).
The performance point, defined by the
intersection of the seismic response spectrum
and the capacity curve, will define the target
displacement that the building reaches, when
subjected to the defined seismic action (Bento &
Rodrigues, 2004). After the transformation of the
multiple degrees of freedom system and the
Figure 4 Capacity curves for the building in aggregate
bi linearization of the capacity curve, the
performance point was obtained.
The safety verification is made by comparing the
obtained displacements. Thus, the verification
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criterion is based on the ratio between the
ultimate and target displacements: du*/dt* > 1
(Simões et al., 2015).
The seismic performance was assessed for the
two models in study, the isolated building and the
building in aggregate, for the criterion (iii) and the
pseudo-triangular load case, for being the most
conditioning.
On Table 2 the values obtained in the N2 method
for the seismic performance are presented.
Table 2 Seismic performance results
Isolated Aggregate
X Y X Y
T* [s] 1.48 0.25 0.76 0.27
Fy*/m* [m/s2]
0.38 2.14 0.33 1.47
µ* 1.51 1.00 1.21 1.00
du* [m] 0.032 0.003 0.006 0.003
dt* [m] 0.052 0.009 0.027 0.009
dt [m] 0.063 0.012 0.031 0.013
The results of this verification are depicted on
Figure 5.
Figure 5 Results from the seismic performance-based
assessment
Both models do not verify the safety, on the X or
Y direction, according to the criterion (iii). Besides
this, from the analysis of Figure 5 it can be
concluded that the building in aggregate has the
worst behaviour for the studied seismic action.
This result is justified by the influence of the
adjacent buildings with the different floor heights.
5.3 Strengthening of the structure
The damage pattern of the target displacement
was studied for the model of the building in
aggregate, represented in Figure 6 for the X
direction and in Figure 7 for the Y direction.
Figure 6 Damage pattern of the target displacement -
X direction. a) Front facade, b) back facade
Figure 7 Damage pattern of the target displacement -
Y direction. a) left gable wall, b) right gable wall, c)
back facade
With the analysis of these figures the interaction
on the front facade of the adjacent buildings is
verified, as referred by Cattari et al. (2012), and
the torsional effect induced by the gable walls on
the back facade is observed.
The insertion of vertical resistant elements to
reduce the torsional effect by their plan
positioning, the change of flexible to rigid floors
and, eventually, the strengthening of the weak
masonry of some walls (Vicente et al., 2008), are
proposed. These measures must be modelled
and evaluated again, to verify their influence on
the seismic behaviour of the building.
6 Conclusions
The Azorean buildings dating from before 1950
are structurally composed of rubble stone
masonry walls and flexible wooden floors.
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In the present work, the seismic behaviour of a
typical Azorean building was analysed. The
results of the building’s seismic performance
were obtained from a non-linear analysis using
the 3MURI/TREMURI software.
Two different models were developed to compare
the influence of the surrounding buildings over
the studied building’s seismic performance.
The ultimate displacement was defined using
multiple criteria. The seismic assessment was
done for the most conditioning ultimate
displacement (drift limitation criterion) and load
case (pseudo-triangular).
The results of the seismic performance-based
assessment, given by the safety verification of
the Significant Damage Limit State, led to the
conclusion that both models collapse with the
defined seismic action. However, the building in
aggregate presented a behaviour worse than the
isolated one, due to the influence of the adjacent
buildings with the floors at different levels.
Analysing the damage pattern for the target
displacement, the insertion of vertical resistant
elements to reduce torsional effects, the change
of the flexible to rigid floor and, eventually, the
strengthening of the masonry walls of some
walls, were proposed.
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