SEC News Digest, December 26, 2001 · SECNEWS DIGEST Issue 2001-246 December 26 2001 COMMISSION...

SEC NEWS DIGESTIssue 2001-246 December 26 2001

COMMISSION ANNOUNCEMENTS

FEE RATE ADVISORY

The Congress has passed and will soon send to the President for signature H.R 1088 the

Investor and Capital Markets Relief Act If signed by the President this Act would

substantially reduce the fee rates under Section 6b of the Securities Act of 1933 and

Sections 13e 14g and 31 of the Securities Exchange Act of 1934 The fee rates under

Securities Act Section 6b and Exchange Act Sections 13e and 14g would decline to $92 per

$1000000 effective October 2001 The fee rates under Exchange Act Section 31 would

decline to $15 per $1000000 effective December 28 2001 In addition as of such date

Section 31 fees would no longer apply to sales of options on securities indexes other than

narrow-based security indexes

The Commission will issue further notices as appropriate to keep the public informed of

developments This information will be posted at the SECs Internet web site at

http//www.sec.gov

If you have any questions about these new fee rates please contact the Filer Support Unit in the

Office of Filings and Information Services at 202 942-8900 Press Rel 2001-15

JOINT PRESS RELEASE BY SEC AND CFTC

Securities and Exchange Commission Chairman Harvey Pitt and Commodity Futures Trading

Commission Chairman James Newsome jointly pledged to seek prompt agency adoption of

final rules relating to security futures products pursuant to authorization of such products by the

Commodity Futures Modernization Act of 2000 CFMA

Chairmen Pitt and Newsome expressed confidence that they would promptly achieve consensus

on remaining issues to allow security futures products to trade in fair and competitive maimer at

the earliest possible date while avoiding regulatory arbitrage between the options and futures

markets Chairmen Pitt and Newsome also noted that they are committed to ensuring customer

protection and encouraging innovation and new product development quickly

Chairmen Pitt and Newsome committed their agencies to work toward promulgating final

rules relating to margin on these products as well as rules relating to protection of customer

funds that would allow trading by the public of security futures products by early in the

second quarter 2002

The Chairmen have agreed that in light of the comments received by the Commissions the

agencies will jointly work to adopt stand-alone margin rule to govern the conduct of financial

relations with respect to security futures carried in futures account

NEWS DIGEST December 26 2001

Chairmen Pitt and Newsome also agreed that the CFMA does not require by its terms that

implementation of portfolio margining for security futures be deferred until it has been

approved for exchange-traded options provided that the essential goal of avoiding

regulatory arbitrage between security futures and exchange-traded options is achieved

With regard to foreign security index products Chairmen Pitt and Newsome agreed to move

forward promptly in this area in accordance with the requirements of the CFMA They have

instructed their staffs to address these issues and expect to announce proposals in the near

future on several matters relating to foreign security index products Press Rel 2001-152

RULES AND RELATED MATTERS

EQUITY COMPENSATION DISCLOSURE

On December 19 the Commission adopted amendments to its rules and forms under the

Securities Exchange Act of 1934 to enhance company disclosure of employee stock option

plans and other equity compensation arrangements Starting in the second half of next year

companies will have to provide detailed information about their equity compensation plans in

new table in their annual reports on Forms 10-K and 10-KSB filed with the SEC This

information will also have to be included in companys proxy or information statement in years

in which the company is submitting compensation plan for security holder approval The

table will include the number and weighted-average exercise price of outstanding options

warrants and rights and the number of securities available for future issuance under

companys existing equity compensation plans The new disclosure will be given separately

for plans that have been approved by security holders and plans that have not been approved by

security holders Rels 33-8048 34-45189

ENFORCEMENT PROCEEDINGS

JUDGMENT ENTERED AGAINST GLENN PERDUE IN CONNECTION WITH PRIME BANKOFFERING

The Commission announced the entry of judgment by consent in the United States District

Court for the Middle District of Florida against Glenn Perdue of Indianapolis Indiana The

Commissions complaint alleged that Perdue acted as sales agent for Earl Abbott

Titusville Florida businessman by selling $3 million of non-existent prime bank securities to

investors Perdue the Commission alleged entered into joint venture agreements promising

investors weekly return of 2% over forty weeks or 80% The Commission alleged that

Perdue made material misrepresentations to investors concerning the existence of the trading

program the use of investor funds the promised return and the safety of the funds invested

The Court entered Permanent Injunction prohibiting Perdue from violating the securities

registration antifraud and broker-dealer registration provisions of the Securities Act of 1933

and the Securities Exchange Act of 1934 The Commission did not allege that Perdue received

any sales commission or profits and according the Commission did not seek disgorgement

Perdue agreed without admitting or denying the Commissions allegations to settle the action

by agreeing to the entry of the injunction Based on Perdues sworn representations in his


statement of financial condition and other documents submitted to the Commission the

Commission is not imposing civil monetary penalty against Perdue Earl Abbott

et al Civil Action No 601- CV-364-ORL-31-KRS USDC MDFLJ LR-17289

SEC HALTS FRAUDULENT SALE OF CHARITABLE ANNUITIES FREEZES ASSETS

On December 20 upon the Commissions request Judge James Teilborg of the United States

District Court for the District of Arizona Phoenix Division issued Temporary Restraining

Order against defendants Robert Dillie and Mid-America Foundation Inc and an asset

freeze and other relief against the defendants and the relief defendant Mid-America Financial

Group Inc in connection with the sale of Charitable Gift Annuities CGAs for an estimated

$54 million The court further appointed receiver over their assets

In its action the Commission accuses Dillie and the Foundation of violating the anti-fraud

provisions of the federal securities laws in connection with their sale of CGAs since 1997

primarily to elderly investors seeking safe steady income tax benefits and charitable

donations Although Dillie and the Foundation claimed that the CGAs were backed by

conservatively invested assets Dillie and the Foundation instead misappropriated most if not all

of the CGA sale proceeds to pay for Dillies extravagant lifestyle and gambling debts

Robert Dillie and Mid-America Foundation Inc.defendants and Mid-America Financial

Group Inc relief defendant Civil Action No CV-0 1-2493 -PHX-JAT USDC District of

Arizona Phoenix Division LR- 17290

INVESTMENT COMPANY ACT RELEASES

GREENWICH STREET EMPLOYEES FUND L.P ET AL

notice has been issued giving interested persons until January 15 2002 to request hearing on

an application filed by Greenwich Street Employees Fund L.P et al for an order under

Sections 6b and 6e of the Investment Company Act in connection with the formation of

limited partnerships and other entities each Partnership to be offered to certain key

employees of Citigroup Inc and its affiliates Each Partnership will be an employees

securities company within the meaning of Section 2a13 of the Act Rel IC-25324

December 21

ONE FUND INC OfflO NATIONAL FUND INC DOW TARGET VARIABLE FUND LLCAND OfflO NATIONAL INVESTMENTS INC

notice has been issued giving interested persons until January 15 2002 to request hearing

on an application filed by One Fund Inc Ohio National Fund Inc Dow Target Variable

Fund LLC and Ohio National Investments Inc for an order under Section 6c of the

Investment Company Act for an exemption from Section 15a of the Act and rule 8f-2

under the Act The order would permit applicants to enter into and materially amend sub

advisory agreements without shareholder approval Rel IC-25325 December 21


HOLDING COMPANY ACT RELEASES

ENERGY EAST CORPORATION

supplemental order has been issued authorizing proposal by Energy East Corporation

Energy East registered holding company By order dated October 13 2000 HCAR No

27248 Order the Commission among other things designated Energy East

Management Corp EE Management as subsidiary service company of Energy East in

accordance with the provisions of rule 88 authorized the delay to date no later than

December 31 2001 Transition Period the full implementation of all expected services to

be provided by EE Management and/or authorized the delay of the full implementation of

the required service agreements This supplemental order extends the Transition Period

under the Order to November 30 2002 Rel 35-27481

E.ON AG ET AL

notice has been issued giving interested persons until January 17 2002 to request hearing

on proposal by E.ON AG E.ON German holding company exempt from registration by

Rule under the Act ii Powergen plc Powergen U.K registered holding company and

iii Powergens direct and indirect wholly owned registered holding company subsidiaries

Powergen US Holdings Limited Powergen US Investments Powergen Luxembourg sari

Powergen Luxembourg Holdings sari Powergen Luxembourg Investments sari Powergen

US Investments Corp collectively Applicants Applicants request authority for E.ON to

acquire Powergen Acquisition and thereby acquire Powergens indirect wholly owned

subsidiary LGE Energy Corp LGE Energy Kentucky holding company exempt from

registration under Section 3a1 of the Act and LGE Energys utility subsidiaries Louisville

Gas and Electric Company and Kentucky Utilities Company Applicants also request

authorization to engage in financing for the purpose of acquiring foreign utility companies

and exempt wholesale generators as defined in Sections 32 and 33 of the Act and other

transactions related and subsequent to the Acquisition Following the Acquisition E.ON

intends to register under Section of the Act Rel 35-27482 International Release Series No

1253

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGES

proposed rule change SR-Amex-200 1-105 filed by the American Stock Exchange relating

to six-month month extension of its pilot program implementing Auto-Ex for Exchange

Traded Funds has become effective under Section 9b3A of the Securities Exchange

Act of 1934 Publication of the proposal is expected in the Federal Register during the week of

December 24 Rel 34-45 176

proposed rule change filed by the Philadelphia Stock Exchange to increase the equity

option transaction charge for broker-dealers SR- Phlx-200 1-113 has become immediately

effective under Section 9b3A of the Securities Exchange Act of 1934 Publication of


the proposal is expected in the Federal Register during the week of December 24 Rel 34-

45 185

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission granted accelerated approval to proposed rule change SR-PHLX-00-68

and Amendment Nos and submitted under Rule 9b-4 of the Securities Exchange Act of

1934 Act by the Philadelphia Stock Exchange that provides standards to permit the trading

whether by listing or pursuant to unlisted trading privileges of Trust Shares pursuant to Rule

9b-4e under the Act Publication of the order is expected in the Federal Register during the

week of December 24 Rel 34-45178

PROPOSED RULE CHANGES

The American Stock Exchange filed proposed rule change SR-Amex-200 1-65 to implement

Quick Trade to automate the process of allocating trades to participating registered options

traders Publication of the proposal is expected in the Federal Register during the week of

December 24 Rel 34-45180

The National Association of Securities Dealers filed proposed rule change SR-NASD-00-

12 amending the rules governing member communications with the public Publication

of the notice in the Federal Register is expected during the week of December 24

Rel 34- 45181

The Pacific Exchange filed proposed rule change SR-PCX-2001-33 to adopt procedures for

the transfer of options positions Publication of the notice is expected in the Federal Register

during the week of December 24 Rel 34-45 188

APPROVAL OF PROPOSED RULE CHANGE

The Commission approved proposed rule change filed by the Philadelphia Stock Exchange

SR-PHLX-2000-20 regarding the trading of Nasdaq securities on the floor of the The

Commission approved proposed rule change filed by the Philadelphia Stock Exchange SRPHLX-2000-20 regarding the trading of Nasdaq securities on the floor of the Philadelphia

Stock Exchange pursuant to unlisted trading privileges Publication of the proposal is expected

in the Federal Register during the week of December 24 Rel 34-45182

WITHDRAWAL SOUGHT

notice has been issued giving interested persons until January 16 2002 to comment on the

application of Plains Resources Inc to withdraw its Common Stock 10 par value from listing

and registration on the American Stock Exchange Rel 34-45190

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of

1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount of

the securities being offered Name of the managing underwriter or depositor if applicable

File number and date filed Assigned Branch and designation if the statement is New Issue


Registration statements may be obtained in person or by writing to the Commissions Public

Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following

e-mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website .www.sec.gov

F-6 FORTIS NV/ADR ONE CHASE MANHATTEN PLAZA NEW YORK NY 10005

212 648-3250 50000000 $2500000 DEPOSITARY RECEIPTS FOR COMMON

STOCK FILE 333-14202 DEC 14 BR 99

S-8 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA A6 416 923-9400 6157868 $100598194.43FOREIGN COMMON STOCK FILE 333-14204 DEC 14 BR

S-8 CONVERIUM HOLDING AG THE BANK OF NEW YORK 620 AVENUE OF THE

AMERICAS NEW YORK NY 10011 212 462-6682 16000000 $208848000FOREIGN COMMON STOCK FILE 333-14206 DEC 17 BR

5-8 BT GROUP PLC /NEW BT CENTRE 81 NEWGATE ST LONDON EC1A 7AJ

ENGLAND X0 212 297-2715 35500000 $130640000 OTHER SECURITIES

INCLUDING VOTING TRUST FILE 333-14214 DEC 18 BR

F-3 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA A6 416 923-9400 17096687 $262947046.06FOREIGN COMMON STOCK FILE 333-14216 DEC 19 BR

S-4 GAP INC ONE HARRISON SAN FRANCISCO CA 94105 415 952-4400

700000000 $700000000 STRAIGHT BONDSFILE 333-75416 DEC 19 BR

S-8 MAGNETEK INC 26 CENTURY BLVD BOX 290159 NASHVILLE TN 37214

615 316-5100 2200000 $19305000 COMMON STOCK

FILE 333-75418 DEC 19 BR

S-8 DATASCOPE CaRP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100

1400000 $45836000 COMMON STOCK FILE 333-75420 DEC 19BR

S-8 DATASCOPE CORP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100

5500 $195800 COMMON STOCK FILE 333-75422 DEC 19 BR

S-3 IGEN INTERNATIONAL INC /DE 16020 INDUSTRIAL DR GAITHERSBURG MD

20877 301 984-8000 1018808 $34053657.40 COMMON STOCK

FILE 333-75424 DEC 19 BR

S-8 LILLIAN VERNON CaRP ONE THEALL ROAD RYE NY 10580 914 576-6400


S-8 LILLIAN VERNON CORP ONE THEALL ROAD RYE NY 10580 914 576-6400




S-8 BALTIA AIR LINES INC 63-25 SAUNDERS STREET SUITE 7-I REGO PARKNY 11374 718 275-5205 5775000 $577.50 COMMON STOCK

FILE 333-75438 DEC 19 BR


S-8 ROSS SYSTEMS INC/CA CONCOURSE PARKWAY SUITE 800 ATLANTA GA

30328 770 351-9600 220000 $1095850 COMMON STOCK

FILE 333-75440

DEC 19 BR

S-8 ABBOTT LABORATORIES 100 ABBOTT PARK ROAD D-322 AP6D ABBOTT PARK

IL 60064 847 937-6100 1000000 $54065000 COMMON STOCK

FILE 333-75442 DEC 19 BR

S-8 PHILLIPS PETROLEUM CO PHILLIPS BUILDING 800 PLAZA OFFICE BUILDING

BARTLESVILLE OK 74004 918 661-6600 20200000 $1122918000COMMON STOCK FILE 333-75462 DEC 19 BR

S-3 CAPITAL AUTO RECEIVABLES INC 1209 ORANGE STREET WILMINGTON DE

19801 313 556-1240 1000000 $1000000 STRAIGHT BONDS

FILE 333-75464 DEC 19 BR

S-8 AUTOMATIC DATA PROCESSING INC ONE ADP BOULVARD ROSELAND NJ 07068

973 974-7849 3000000 $174690000 COMMON STOCK

FILE 333-75468 DEC 19 BR

S-8 AVID TECHNOLOGY INC METROPOLITAN TECHNOLOGY PARK ONE PARK WESTTEWKSBURY MA 01876 978 640-6789 1000000 $12050000 COMMON

STOCK FILE 333-75470 DEC 19 BR



S8 TIMEBEAT COM ENTERPRISES INC P.O BOX PAYSON AZ 85547

928 474-9151 3417400 $1537830 COMMON STOCK

FILE 333-75474 DEC 19 BR

S-i INTEGRATED DEFENSE TECHNOLOGIES INC WINSTON STRAWN 200 PARK AVENEW YORK NY 10166 212 294-3514 $125000000 COMMON STOCK

FILE 333-75476 DEC 19 NEW ISSUE

S-8 STUDENT ADVANTAGE INC 280 SUMMER STREET BOSTON MA 02210

617 912-2011 2500000 $2650000 COMMON STOCK

FILE 333-75478 DEC 19 BR

S-3 FPL GROUP INC 700 UNIVERSE BLVD JUNO BEACH FL 33408

561 694-4000 FILE 333-75482 DEC 19 BR

S-8 TECHNOLOGIES INC 134 COOLIDGE AVE WATERTOWN MA 02472

516 752-7314 100000 $686000 COMMON STOCK

FILE 333-75484 DEC 19 BR


516 752-7314 600000 $4116000 COMMON STOCK

FILE 333-75486 DEC 19 BR


617 912-2011 3071500 $3255790 COMMON STOCK

FILE 333-75488 DEC 19 BR

S-8 AMERICAN STANDARD COMPANIES INC ONE CENTENNIAL AVENUE

BOX 6820 PISCATAWAY NJ 08855 732 980-6000 1000000 $66325000NEWS DIGEST December 26 2001

COMMON STOCK FILE 333-75492 DEC 19 BR

5-8 VIRAGE LOGIC CORP 46501 LANDING PARKWAY FREEMONT CA 94538

510 360-8000 150458 $2125971.54 COMMON STOCK

FILE 333-75496 DEC 19 BR

S-B WATSON WYATT CO HOLDINGS 1717 STREET SUITE 800WASHINGTON DC 20006 301 581-4600 2250000 $48735000 COMMON


S-8 GREENLAND CORP 1935 AVENIDA DEL ORO SUITE OCEANSIDE CA 92056

619 458-4226 39000000 $390000 COMMON STOCK FILE 333-75500

DEC 19 BR

S-8 CHECK TECHNOLOGY CORP 1284 CORPORATE CENTER DR ST PAUL MN 55121


DEC 19 BR

5-8 RIGHT START INC /CA 26610 AGOURA RD STE 250 CALABASAS CA 91302


DEC 19 BR

S-B UDATE COM INC NEW ENTERPRISE HOUSE ST HELENS STREET DERBY

ENGLAND AG DEl 877 815-2955 6280000 $20724000 COMMON STOCK

FILE 333-75510 DEC 19 BR

S-i PARTNERS TRUST FINANCIAL GROUP INC 233 GENESEE STREET UTICA NY

13501 5976500 $59765000 COMMON STOCK FILE 333-75514 DEC19 NEW ISSUE

S-8 SANMINA CORP/DE 2700 FIRST ST SAN JOSE CA 95134 408 964-3500


S-3 AFTERMARKET TECHNOLOGY CORP ONE OAK HILL CENTER SUITE 400WESTMONT IL 60559 630 455-6000 6900000 $115782000 COMMON


F-6 FORTIS NV/ADR ONE CHASE MANHATTEN PLAZA NEW YORK NY 10005

212 648-3250 50000000 $2500000DEPOSITARY RECEIPTS FOR COMMON

STOCK FILE 333-14202 DEC 14 BR 99

5-8 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA AG 416 923-9400 6157868 $100598194.43FOREIGN COMMON STOCK FILE 333-14204 DEC 14 BR

S-B CONVERIUM HOLDING AG THE BANK OF NEW YORK 620 AVENUE OF THE

AMERICAS NEW YORK NY 10011 212 462-6682 16000000 $208848000FOREIGN COMMON STOCK FILE 333-14206 DEC 17 BR

S-8 ET GROUP PLC /NEW BT CENTRE 81 NEWGATE ST LONDON EC1A 7AJ

ENGLAND X0 212 297-2715 35500000 $130G40000OTHER SECURITIES

INCLUDING VOTING TRUST FILE 333-14214 DEC 18 BR

F-3 BARRICK GOLD CORP ROYAL BK PLZ SO TOWER STE 2700 BOX 119TORONTO ONTARIO CANA AG 416 923-9400 17096687 $262947046.06FOREIGN COMMON STOCK FILE 333-14216 DEC 19 BR

S-4 GAP INC ONE HARRISON SAN FRANCISCO CA 94105 415 952-4400


700000000 $700000000 STRAIGHT BONDS FILE 333-75416 DEC 19BR

S-8 MAGNETEK INC 26 CENTURY BLVD1 BOX 290159 NASHVILLE TN 37214

615 316-5100 2200000 $19305000 COMMON STOCK

FILE 333-75418 DEC 19 BR

5-8 DATASCOPE CORP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100


S-8 DATASCOPE CORP 14 PHILLIPS PKWY MONTVALE NJ 07645 201 391-8100


S-3 IGEN INTERNATIONAL INC /DE 16020 INDUSTRIAL DR GAITHERSBURG MD

20877 301 984-8000 1018808 $34053657.40 COMMON STOCK

FILE 333-75424 DEC 19 BR







S-8 BALTIA AIR LINES INC 63-25 SAUNDERS STREET SUITE 7-I REGO PARKNY 11374 718 275-5205 5775000 $577.50 COMMON STOCK

FILE 333-75438 DEC 19 BR

S-8 ROSS SYSTEMS INC/CA CONCOURSE PARKWAY SUITE 800 ATLANTA GA

30328 770 351-9600 220000 $1095850 COMMON STOCK

FILE 333-75440 DEC 19 BR

S-8 ABBOTT LABORATORIES 100 ABBOTT PARK ROAD D-322 AP6D ABBOTT PARK

IL 60064 847 937-6100 1000000 $54065000 COMMON STOCK

FILE 333-75442 DEC 19 BR



S-3 CAPITAL AUTO RECEIVABLES INC 1209 ORANGE STREET WILMINGTON DE

19801 313 556-1240 1000000 $1000000 STRAIGHT BONDSFILE 333-75464 DEC 19 BR

S-8 AUTOMATIC DATA PROCESSING INC ONE ADP BOULVARD ROSELAND NJ 07068

973 974-7849 3000000 $174690000 COMMON STOCK

FILE 333-75468 DEC 19 BR

S-8 AVID TECHNOLOGY INC METROPOLITAN TECHNOLOGY PARK ONE PARK WESTTEWKSBURY MA 01876 978 640-6789 1000000 $12050000 COMMON



BARTLESVILLE OK 74004 918 661-6600 350000 $19456500 COMMON

STOCK FILE 333-75472 DEC 19 BRNEWS DIGEST December 26 2001

S-8 TIMEBEAT COM ENTERPRISES INC P.O BOX PAYSON AZ 85547

928 474-9151 3417400 $1537830 COMMON STOCK

FILE 333-75474 DEC 19 BR

5-1 INTEGRATED DEFENSE TECHNOLOGIES INC WINSTON STRAWN 200 PARK AVENEW YORK NY 10166 212 294-3514 $125000000 COMMON STOCK

FILE 333-75476 DEC 19 NEW ISSUE



DEC 19 BR

S-3 FPL GROUP INC 700 UNIVERSE BLVD JUNO BEACH FL 33408

561 694-4000 FILE 333-75482 DEC 19 BR

S-8 TECHNOLOGIES INC 134 COOLIDGE AyE WATERTOWN MA 02472


DEC 19 BR



DEC 19 BR



DEC 19 BR

S-8 AMERICAN STANDARD COMPANIES INC ONE CENTENNIAL AVENUEBOX 6820 PISCATAWAY NJ 08855 732 980-6000 1000000 $66325000COMMON STOCK FILE 333-75492 DEC 19 BR

S-8 VIRAGE LOGIC CORP 46501 LANDING PARKWAY FREEMONT CA 94538

510 360-8000 150458 $2125971.54 COMMON STOCK FILE 333-75496

DEC 19 BR

S-8 WATSON WYATT CO HOLDINGS 1717 STREET SUITE 800WASHINGTON DC 20006 301 581-4600 2250000 $48735000 COMMON


S-8 GREENLAND COR 1935 AVENIDA DEL ORO SUITE OCEANSIDE CA 92056


DEC 19 BR

S-8 CHECK TECHNOLOGY CORP 1284 CORPORATE CENTER DR ST PAUL MN 55121


DEC 19 BR

S-8 RIGHT START INC /CA 26610 AGOURA RD STE 250 CALABASAS CA 91302


DEC 19 BR

S-8 UDATE COM INC NEW ENTERPRISE HOUSE ST HELENS STREET DERBY

ENGLAND AG DEl 877 815-2955 6280000 $20724000 COMMON


5-1 PARTNERS TRUST FINANCIAL GROUP INC 233 GENESEE STREET UTICANY 13501 5976500 $59765000 COMMON STOCK FILE 333-75514

DEC 19 NEW ISSUE

10 NEWS DIGEST December 26 2001

RECENT 8K FILINGS

ABN ANRO MORTGAGE CORP SERIES 2001- DE

ACACIA RESEARCH CORP

ACE LTD

ACT TELECONFERENCING INC

ADPADS INC

ADVANCED ACCESSORY SYSTEMS LLC

AFTERMARKET TECHNOLOGY CORP

AKSYS LTD

ALBECCA INC

ALLETE INC

ALLIANCE GAMING CORP

ALPHARMA INC

AMERICAN COMMUNITY BANCSHARES INC

AMERICAN EXPRESS CREDIT CORP

AMERICAN GREETINGS CORP

AMERICAN RESTAURANT GROUP INC

AMERICAN RIVER HOLDINGS

ANERIVEST PROPERTIES INC

12/21/01

12/21/01

12/20/01

10/10/01 AMEND

12/06/01

12/14/01

12/21/01

12/19/0112 15 01

12/21/01

12/20/01

12/12/01

12/18/01

12/21/01

12/18/01

12/17/01

12/20/01

12/06/01

S-8 SANMINA CORP/DE 2700 FIRST ST SAN JOSE CA 95134 408 964-3500


S-3 AFTERMARKET TECHNOLOGY CORP ONE OAK HILL CENTER SUITE 400WESTMONT IL 60559 630 455-6000 6900000 $115782000 COMMON


Form 8-K is used by companies to file current reports on the following events

Item Changes in Control of Registrant

Item Acquisition or Disposition of Assets

Item Bankruptcy or Receivership

Item Changes in Registrants Certifing Accountant

Item Other Materially Important Events

Item Resignations of Registrants Directors

Item Financial Statements and Exhibits

Item Change in Fiscal Year

Item Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previously filed responding to the items of the form specified 8-K reports may be obtained in

person or by writing to the Commissions Public Reference Branch at 450 Fifth Street N.WWashington D.C 20549 or at the following e-mail box address [email protected] Iii most

cases this information is also available on the Commissions website www.sec.gov

STATE 8K ITEM NONAME OF ISSUER CODE DATE COMMENT

DE

DO

CO

CO XXDE

DE

DE

GA

NV

DE

NC

DE

OH

DE

CA

MD


AMEXDRUG CORP CA 12/17/01

AMTRAN INC IN 12/21/01 AMEND

ANTHRACITE CAPITAL INC MD 12/20/01

ARQULE INC DE 12/21/01

ASIA GLOBAL CROSSING LTD 12/20/01

ATT CORP NY 12/19/01

ATCHISON CASTING CORP KS 12/20/01

ATCHISON CASTING CORP KS 12/20/01

AUTONATION INC /FL DE 12/21/01

AVIGEN INC \DE DE 12/20/01

BANC ONE HELOC TRUST 1998-1 OH 05/21/01

BANC ONE HELOC 1999-1 OH 05/21/01

BANK OF NEW ENGLAND CORP MA NO ITEMS 10/31/01

BEAR STEARNS COMPANIES INC DE 12/20/01

BENCHMARK TECHNOLOGY CORP TX 12/19/01

BIO SOLUTIONS INTERNATIONAL INC NV 12/17/01 AMEND

BLOUNT INTERNATIONAL INC DE 12/07/01

BONTEX INC VA 11/27/01

BRIGGS STRATTON CORP WI 12/21/01

BRILLIANT DIGITAL ENTERTAINMENT INC DE 12/21/01

BROOKE CORP KS 11/01/01

BUCKEYE TECHNOLOGIES INC DE 12/31/01

BUILDERS TRANSPORT INC DE 11/24/01

CABLE DESIGN TECHNOLOGIES CORP DE 12/18/01

CADENCE DESIGN SYSTEMS INC DE 12/20/01

CANADA SOUTHERN PETROLEUM LTD CT 12/07/01

CANADIAN DERIVATIVES CLEARING CORP 11/23/01

CARBIDE GRAPHITE GROUP INC IDE DE 12/20/01

CARPENTER TECHNOLOGY CORP DE 12/19/01

CARRAMERICA REALTY CORP MD 12/09/01

CATERPILLAR INC DE 12/21/01

CELLPOINT INC NV 12/19/01

CHASE CREDIT CARD MASTER TRUST NY 12/17/01

CHASE CREDIT CARD MASTER TRUST NY 12/17/01

CHASE MANHATTAN BANK /NY/ NY 12/17/01

CHASE MANHATTAN BANK USA DE 12/17/01

CHASE MANHATTAN BANK USA DE 12/17/0

CHASE MANHATTAN HOME EQUITY LOAN TR NY 12/17/01

UST 1995-1

CHASE MANHATTAN MARINE OWNER TRUST NY 12/17/01

1997-A

CHASE MANHATTAN RV OWNER TRUST 1997 DE 12/17/01

-A

CHATEAU COMMUNITIES INC MD 08/03/01 AMEND

CHILDRENS COMPREHENSIVE SERVICES IN TN 12/21/01

CHINA FUND INC MD 11/01/01

CIBER INC DE 10/15/01 AMEND

CITICORP MORTGAGE SECURITIES INC DE 12/21/01

COLUMBIALUM LTD NV 12/12/0

COMDISCO INC DE 09/30/01 AMEND

COMMERCIAL MORTGAGE PASS THRU CERTS DE 12/11/01

SERIES 2001-3

COMSTOCK RESOURCES INC NV 12/17/01

CONSECO FINANCE CORP DE 12/21/01

CONSECO FINANCE SECURITIZATIONS COR DE 12/21/01

CONSYGEN INC TX 11/30/01 AMEND

CONTINENTAL AIRLINES INC IDE DE 12/21/01


CONTINENTAL AIRLINES INC IDE DE

COST LESS INC WA

COVANTA ENERGY CORP DE

COX RADIO INC DE

CP LTD PARTNERSHIP

CREATOR CAPITAL LTD

CREDIT SUISSE FIRST BOSTON MORTGAGE

SECURITIES CORP

CSFB MORTGAGE PASS THROUGH CERTIFIC DE

ATES SERIES 2001-S23

CTN MEDIA GROUP INC DE

CUTTER BUCK INC WA

CYTRX CORP DE

DEALER AUTO RECEIVABLES CO LLC DE

DEMAND FINANCIAL INTERNATIONAL LTD NV

DEVON ENERGY CORP/DE DE

DEVX ENERGY INC DE

DUPONT DIRECT FINANCIAL HOLDINGS IN GA

ELOYALTY CORP

ENERGY EAST CORP

EQCC RECEIVABLES CORP

ESB FINANCIAL CORP

FACTORY CARD OUTLET CORP

FAN ENERGY INC

FIBERCORE INC

FIRST LEESPORT BANCORP INC

FIRST MERCHANTS CORP

FLEXIINTERNATIONAL SOFTWARE INC/CT

FNT MORTGAGE BACKED PASS THRU CERTI

FICATES SERIES FNT 2001-2





FRAGRANCENET COM INC

FRANKLIN RECEIVABLES LLC

FREFAX INC

FREFAX INC

FUELCELL ENERGY INC

GENOMIC SOLUTIONS INC

GEORGIA POWER CO

GLOBAL ENERGY GROUP INC

GLYCOGENESYS INC

GOLDEN STAR RESOURCES LTD

GRAY COMMUNICATIONS SYSTEMS INC /GA

GREEN TREE FLOORPLAN RECIEVABLES MA

STER TRUST

GREENWICH CAPITAL ACCEPTANCE INC

GUILFORD MILLS INC

HADRON INC

HEALTH RISK MANAGEMENT INC /MN/

HEARTLAND PARTNERS

HEARTLAND TECHNOLOGY INC

HEMET BANCORP

HOLLY CORP

HOST MARRIOTT CaRPHOST MARRIOTT

12/21/01

12/20/01

12/21/01

12/19/01

08/03/01 A14END

12/19/01

12/20/01

10/29/01

11/26/01

12/11/0

12/19/0

12/17/01

12/06/01 AMEND

12 /2 0/01

12/17/0

12/20/01

12/19/01

12/19/01

12/21/01

12/19/01

12/19/01

12/21/01

12/11/01

12/20/01

09/30/01

12/21/01

07/25/01

08/27/01

09/25/01

12/17/01

11/26/01

12/20/01

12/20/01

12/21/01

12/18/01

12/20/01

10/22/01 AMEND

12/21/01

12/21/01

12/21/01

12/17/01

12/19/01

12/21/01

12/20/01

11/09/01

12/18/01

12/18/0

12/21/01

12/20/01

12/14/01

12/14/01

MD

DO

DE

DE

NY

DE

PA

DE

NVNV

PA

IN

DE

DE

DE

FL

FL

DE

DE

GA

DE

NV

GA

DE

DE

NY

MN

DE

DE

CA

DE

MD

DE


HOUSEHOLD CONSUMER LOAN TRUST 1996- DE 12/14/01

HOUSEHOLD CONSUMER LOAN TRUST 1996-



HOUSEHOLD FINANCE CORP HOUSEHOLD CO

NSUMER LN TRUST 1995-1

HYBRIDON INC

IENTERTAINMENT NETWORK INC

INFERTEK INC

INGERSOLL RAND CO

INTEGRATED SPATIAL INFORMATION SOLU

TIONS INC /Co/

INTELEFILM CORP

INTERCEPT GROUP INC

INTERMUNE INC

INTERNATIONAL TRAVEL CD INC

INTRAC INC

ISOMET CORP

IVP TECHNOLOGY CORP

JP MORGAN CHASE COMMERCIAL MORTGAGE

SECURITIES CORP

KEY TRONIC CORP

KINDER MORGAN ENERGY PARTNERS

LEXINGTON CORPORATE PROPERTIES TRUS

LIBBEY INC

LIQUENT INC

LMI AEROSPACE INC

LTV CORP

LUMINANT WORLDWIDE CORP

MAIN STREET BANCORP INC

MANDALAY RESORT GROUP

MANUGISTICS GROUP INC

MATLACK SYSTEMS INC

MEDIMMUNE INC IDE

MELLON FINANCIAL CORP

MERCATOR SOFTWARE INC

METALCLAD CORP

METTLER TOLEDO INTERNATIONAL INC/

MIRANT CORP

MONTEREY BAY BANCORP INC

MORGAN STANLEY DEAN WITTER CAP IN

DEP FOR SERIES 2001-TOP

MORGAN STANLEY DEAN WITTER CAPITAL

INC

MUTUAL RISK MANAGEMENT LTD

MYRIAD GENETICS INC

NATIONAL CITY CREDIT CARD MASTER TR

UST


UST


UST


UST

DE 12/14/01

12/14/01

DE 12/17/01

DE 12/14/01

12/10/01

12/18/01

12/14/01

12 21 01

12/20/01

12/21/01

12/03/01

12/21/01

12/14/01

12/19/01

12/19/01

09/17/01

12/14/01

12/20/01

12/21/01

11/28/01

12/20/01

12/20/01

12/20/01

12/07/01

12/07/01

12/20/01

12/21/01

12/20/01

12/21/01

12/21/01

12/20/01

12/21/01

12/10/01

12/21/01 AMEND

11/15/01

12/21/01

12/19/01

DE 12/20/01

12/19/01

12/20/01

01/16/01 AMEND

02/15/01 AMEND

03/15/01 AMEND

04/16/01 AMEND

DE

NC

WA

NJ

CO

MN

GA

DE

CO

NV

NJ

NVDE

WA

DE

MD

DWDE

MO

DE

DE

PA

NVDE

DE

DE

PA

DE

DE

DE

DE

DE

DE

DO

DE


05/15/01 AMENDNATIONAL CITY CREDIT CARD MASTER TR

UST


UST


UST


UST


UST


UST

NESCO INDUSTRIES INC

NETEGRITY INC

NETOPIA INC

NET2PHONE INC

NEUROGEN CORP

NEUROGEN CORP

NEW CENTURY FINANCIAL CORP

NEW SYSTEMS INC

NEW YORK STATE ELECTRIC GAS CORP

NEXTEL INTERNATIONAL INC

NIAGARA MOHAWK HOLDINGS INC/NY

NIAGARA MOHAWK POWER CORP /NY/

NN INC

NORTEL NETWORKS CORP

NORTEL NETWORKS LTD

NORTHWESTERN CORP

ONEOK INC /NEW/

OPTELECOM INC

PARKER PARSLEY

ES 87-A LTD

PARKER PARSLEY

ES 87-B LTD

PARKER PARSLEY

ES 88-A LP

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PARKER PARSLEY

PERU PARTNERS LTD

NV

DE

DE

DE

DE

DE

DE

NV

NY

DE

NY

NY

DE

DE

OK

DE

TX

06/15/01 AMEND

07/16/01 AMEND

08/15/01 AMEND

09/17/01 AMEND

12/17/01

11/15/01

12/14/01

10/11/01

12/18/0

12 /2 0/01

12/20/01

12/13/01

12/12/01

12/19/0

12/21/01

12/21/01

12/21/01

12/21/01

12/20/01

12/20/01

12/21/01

12/21/01

12/17/01

12/20/01

TX 12/20/01

DE 12/20/01

12 20 01

12 /2 0/01

12 /2 0/01

12/20/01

12/20/01

12/20/01

12/20/01

12/20/01

12 /2 0/01

12/20/01

12/20/01

12/20/01

12/20/01

12/20/01

12/20/01

12/20/0112 /2 0/01

12/20/01

12 /2 0/01

12 20 01

12 /2 0/01

12 /2 0/01

12/07/01

AMEND

AMEND

PRODUCING PROPERTI

PRODUCING PROPERTI

PRODUCING PROPERTI

82 LTD

82 II LTD

83-A LTD

83-B LTD

84-A LTD

85-A LTD

85-B LTD

86-A LTD

86-B LTD

86-C LTD

87-A LTD

87-B LTD

88

88

89

90

90

90

90-B CONy

90-C CONy

91-A LP

91-B LP

TX

TX

TX

TX

TX

TX

TX

TX

TX

TX

TX

TX

DE

DE

DE

DE

DE

DEDE

DE

DE

DE

NV

LP

LP


PHILIPS INTERNATIONAL REALTY CORP

PIEDMONT NATURAL GAS CO INC

PILOT THERAPEUTICS HOLDINGS INC

PLANET ZANETT INC

POTASH CORPORATION OF SASKATCHEWAN

INC

POTOMAC ELECTRIC POWER CO

PRIME GROUP REALTY TRUST

PRIME GROUP REALTY TRUST

PRIME RECEIVABLES CORP

PUGET ENERGY INC /WA

PUGET SOUND ENERGY INC

QUERYOBJECT SYSTEMS CORP

QUIZNOS CORP

PAD IOSHACK CORP

RAVISENT TECHNOLOGIES INC

RAZORFISH INC

RESIDENTIAL ACCREDIT LOANS INC

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RESPIRONICS INC

RHBT FINANCIAL CORP

RUDDICK CORP

SCIENT INC

SELECT MEDIA COMMUNICATIONS INC

SEQUENOM INC

SHARPS COMPLIANCE CORP

SHEFFIELD PHARMACEUTICALS INC

SHORE BANCSHARES INC

SITI-SITES COM INC

SIZELER PROPERTY INVESTORS INC

SLM FUNDING CORP

SOLUTIA INC

SONIC FOUNDRY INC

SOUTHERN CO

SPSS INC

STRATEGIC DIAGNOSTICS INC/DE/

STRATUS PROPERTIES INC

SUNOCO INC

T-3 ENERGY SERVICES INC

TEKINSIGHT COM INC

TIDEL TECHNOLOGIES INC

TIMKEN CO

TIVO INC

TOYOTA AUTO FINANCE RECEIVABLES LLC

TOYOTA AUTO FINANCE RECEIVABLES LLC

TPI ENTERPRISES INC

TPANSKARYOTIC THERAPIES INC

TPANSTECHNOLOGY CORP

TRIDON ENTERPRISES INC

TRIMBLE NAVIGATION LTD /CA/

TTM TECHNOLOGIES INC

ULTRADATA SYSTEMS INC

UNIDYN CORP

UNITED DOMINION REALTY TRUST INC

UNITED PAN EUROPE COMMUNICATIONS NV

UNIVERSAL BEVERAGES HOLDINGS CORP

UPC POLSKA INC

US CAN CORP

10/31/01 AMEND

12/13/01

12/21/01

12/07/01

12/21/01

12/20/01

12/21/0112 /2 1/01

12/17/01

12/21/01

12 /2 1/01

12/20/01

12/21/01

12/19/01

12/07/01

12/11/01

12/20/01

12/20/01

12/18/01

12/18/01

12/20/01

12/21/01

12/14/01

12/17/01

12/21/01

10/18/99

12/21/01

11/28/01

12/19/01

12/12/01

01/01/01

10/30/01 AMEND

12/20/01

12/21/01

12/21/01

12/20/01

12/21/01

12/19/01

12/20/01

12/21/01

12/21/01

12/21/01

12/17/01

12/17/01

12/21/01

12/19/01

12/06/01

12/09/01

12/21/01

12/21/01

12/20/01

11/21/01

12/18/01

12/07/01

12/21/01

12/07/01

12/21/01

MD

NC

DE

VAMD

MD

DE

WAWA

DE

CO

DE

DE

DE

DE

DE

DE

SC

NC

DE

NY

DE

DE

DE

MD

DE

DE

DE

DE

MD

DE

DE

DE

DE

PA

TX

DE

DE

OH

DE

DE

DE

NJ

DE

DE

CO

CA

WADE

NV

VA

FL

DE

DE

AMEND

AMEND

XX


US TJNWIRED INC

USA VIDEO INTERACTIVE CORP

VALESC INC

VANS INC

VEND INGDATA CORP

VINA TECHNOLOGIES INC

VIROPHARMA INC

VISX INC

VSI HOLDINGS INC

VSOURCE INC

WAMU MORTGAGE PASS THRU CERTIFICATE

SERIES 2001-AR6

WASHINGTON MUTUAL MORT SEC CORP PAS

THR CERT SER 01 AR1

WASHINGTON MUTUAL MORTGAGE SECURITI

ES CORP

WEBB INTERACTIVE SERVICES INC

WHX CORP

WILLIANS COMPANIES INC

WISCONSIN ENERGY CORP

WODFI LLC

WORLD OMNI AUTO RECEIVABLES LLC

WORLD OMNI AUTO RECEIVABLES LLC

WORLDBID CORP

YORK RESEARCH CORP

12/20/01

12/19/01

12/11/01

12/19/01

12/21/01

12/24/01

12/21/01

12/12/01

12/21/01

12/18/01

12/14/01

12/12/01

12/21/01

12/17/01

12/21/01

12/21/01

12/21/01

12/15/01

11/30/01

12/21/01

12/18/01

12/20/01

LA

WY

DE

DE

NV

DE

DE

DE

GADE

DE

DE

DE

CO

DE

DE

WI

FL

DE

DE

NV

DE


SEC News Digest, December 26, 2001 · SECNEWS DIGEST Issue 2001-246 December 26 2001 COMMISSION...

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Transcript of SEC News Digest, December 26, 2001 · SECNEWS DIGEST Issue 2001-246 December 26 2001 COMMISSION...