SEC News Digest, 04-30-1993 · The court further ordered that payment of the disgorgement and...

12
Issue 93-82 LIBRARY April 30, 1993 [{4Y 03 1993 CIVIL PROCEEDINGS CIVIL ACTION AGAINST MARVIN KATZ The Commission announced that on April 20 the Honorable William M. Nickerson of the U.S. District Court for the District of Maryland enjoined Marvin H. Katz (Katz), by consent, from further violations of Section l7(a) of the Securities Act of 1933 and Section lOeb) of the Securities Exchange Act of 1934. and Rule 10b-5 thereunder, and ordered Katz to disgorge $346,000 plus prejudgment interest in the amount of $124,263. The court further ordered that payment of the disgorgement and prejudgment interest be deferred until after a determination of Katz' financial condition and ability to pay the specified amounts. The Commission's complaint alleged that from approximately February 1988 through May 1992, Katz, the principal shareholder and president of Fidelity Land Development Corporation (Fidelity Land), engaged in a fraudulent scheme to raise approximately $346,000 through the sale of promissory notes to 14 investors. According to the complaint, Katz represented that he would use the funds to finance selected real estate development projects proposed by Fidelity Land. However, according to the complaint, Katz used all or most of the money for personal expenses. (SEC v. Marvin H. Katz, US DC for the District of Maryland, Civil Action No. tfN92-2584] (LR-13625) INVESTMENT COMPANY ACT RELEASES AMERICAN GENERAL EQUITY ACCUMULATION FUND, INC. A notice has been issued giving interested persons until May 24. 1993 to request a hearing on an application filed by American General Equity Accunulation Fuud . Inc. (Applicant) for an order under Section 8(f) of the Investment Company Act and Rule 8f-l thereunder declaring that the Applicant has ceased to be an invest::1entco~pany. (Rel. IC-19442 - April 28)

Transcript of SEC News Digest, 04-30-1993 · The court further ordered that payment of the disgorgement and...

Page 1: SEC News Digest, 04-30-1993 · The court further ordered that payment of the disgorgement and prejudgment interest ... 2 NEWS DIGEST, April 30, 1993. ... ACTRADE INTERNATIONAL LTD

Issue 93-82 LIBRARY April 30, 1993

[{4Y 0 3 1993

CIVIL PROCEEDINGS

CIVIL ACTION AGAINST MARVIN KATZ

The Commission announced that on April 20 the Honorable William M. Nickerson of the U.S. District Court for the District of Maryland enjoined Marvin H. Katz (Katz), by consent, from further violations of Section l7(a) of the Securities Act of 1933 and Section lOeb) of the Securities Exchange Act of 1934. and Rule 10b-5 thereunder, and ordered Katz to disgorge $346,000 plus prejudgment interest in the amount of $124,263. The court further ordered that payment of the disgorgement and prejudgment interest be deferred until after a determination of Katz' financial condition and ability to pay the specified amounts.

The Commission's complaint alleged that from approximately February 1988 through May 1992, Katz, the principal shareholder and president of Fidelity Land DevelopmentCorporation (Fidelity Land), engaged in a fraudulent scheme to raise approximately$346,000 through the sale of promissory notes to 14 investors. According to the complaint, Katz represented that he would use the funds to finance selected real estate development projects proposed by Fidelity Land. However, according to the complaint, Katz used all or most of the money for personal expenses. (SEC v. Marvin H. Katz, US DC for the District of Maryland, Civil Action No. tfN92-2584] (LR-13625)

INVESTMENT COMPANY ACT RELEASES

AMERICAN GENERAL EQUITY ACCUMULATION FUND, INC.

A notice has been issued giving interested persons until May 24. 1993 to request a hearing on an application filed by American General Equity Ac cunu lation Fuud . Inc. (Applicant) for an order under Section 8(f) of the Investment Company Act and Rule 8f-l thereunder declaring that the Applicant has ceased to be an invest::1entco~pany. (Rel. IC-19442 - April 28)

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LISTING, DELISTING AND UNLISTED TRADING ACTIONS

UNLISTED TRADING PRIVILEGES GRANTED

An order has been issued granting the application of the Midwest Stock Exchange for unlisted trading privileges in 1 over-the-counter issue and to withdraw unlisted trading privileges in 1 over-the-counter issue. (Rel. 34-32233)

An order has been issued granting the application of the Midwest Stock Exchange for unlisted trading privileges in 2 over-the-counter issues and to withdraw unlisted trading privileges in 2 over-the-counter issues. (Rel. 34-32234)

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

The Depository Trust Company filed a proposed rule change (SR-DTC-93-04) to establish a fee schedule for use of the interface with the National Securities ClearingCorporation's Networking service. The proposed rule change became effective uponfiling with the Commission. Publication of the proposal is expected in the' Federal Register during the week of April 26. (Rel. 34-32209)

ACCELERATED APPROVAL OF PROPOSED RULE CHANGE

The Commission approved on an accelerated basis a proposed rule change (SR-PTC-93-01) filed ~ the Participants Trust Company to increase the number of directors on PTC's Board of Directors. Publication of the proposal is expected in the Federal Register during t.he week of May 3. (Rel. 34-32213)

APPROVAL ON A TE~PORARY BASIS OF PROPOSED RULE CHANGE

The Commission approved on a temporary basis, until April 30, 1994, a proposed rule change filed by the National Securities Clearing Corporation (SR-NSCC-93-3) that establishes a pilot program relating to the handling of physical securities and papertransactions for participants located in New York City. Publication of the proposalis expected in the Federal Register during the week of May 3. (Rel. 34-32221)

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act of 1933. The reported information appears as follows: Form, Name, Address and Phone Number (if available) of the issuer of the security; Title and the number and/or face amount of the securities being offered; Name of the managingunderwriter or depositor (if applicable); File number and date filed; Assigned Branch; and a designation if the statement is a New Issue.

2 NEWS DIGEST, April 30, 1993

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REGISTRATIONS

S-4 NAVISTAR INTERNATIONAL CORP /DE/NEW, 401 N MICHIGAN AVE, CHICAGO, IL 60611 (312) 836-2000 - 25,500,000 ($685,312,500) aJIOI STOCIC. 4,800,000 ($229,800,000)PREFERRED STOCIC. (FILE 33-49541 - APR. 23) (BR. 13)

N-2 PUTNAM MANAGED HIGH YIELD TRUST, ONE POST OFFICE SQ, BOSTON, MA 02109 (617) 292-1000 - 4,600,000 (169,000,000) COMMON SHARES OF BENEFICIAL INTEREST. UNDERWRITER: PAINEWEBBER INC. (FILE 33-61388 - APR. 21) (BR. 22 - NEW ISSUE)

S-1 LEADER FINANCIAL CORP, 158 MADISON AVE, MEMPHIS, TN 38103 - 9,918,750 ($99,187,500)COMMON STOCIC. UNDERWRITER: ADAMS COHEN SECURITIES INC. (FILE 33-61402 - APR. 21)(BR. 1 - NEW ISSUE)

F·1 ZENECA GROUP PLC, IMPERIAL CHEMICAL HOUSE, 9 MILLBANK, LONDON SW1P 3JF ENGLAND, XO - 200,200,000 ($200,200,000) FDREIGN !DIMON STOCIC. (FILE 33-61406 - APR. 21) (BR. 4 - NEW ISSUE)

S-6 FIRST TRUST SPECIAL SITUATIONS TRUST SERIES 69, 1001 ~RRENVILLE ROAD, LISLE, Il 60532 - INDEFINITE SHARES. (FilE 33-61422 - APR. 22) (BR. 18 - NEW ISSUE)

N-2 . MASSACHUSETTS HEALTH & EDUCATIONAL TAX EXEMPT TRUST, 225 FRANKLIN ST, BOSTON, MA 02110 (617) 786-3000 - 100,000 ($1,500,000) !DIMON SHARES OF BENEFICIAL INTEREST. UNDERWRITER: KIDDER PEABODY & CO. (FilE 33-61426 - APR. 21) (BR. 17 - NEW ISSUE)

S-11 ADVANTA MORTGAGE CONDUIT SERVICES INC, 16875 WEST BERNARDO DR, SAN DIEr~, CA 92127 - 1,000,000 ($1,000,000) EQUIPMENT TRUST CERTIFICATES. (FILE 33-61474 - APR. 22)(RR. 11 - NEW ISSUE)

ACQUISITION OF SECURITIES

Companies and individuals must report to the Commission within ten days on Schedule l3D if after the acquisition of equity securities of a public company their beneficial interest therein exceeds five percent. Persons eligible to use the short for:n (Schedule 13G) may in lieu of filing a Schedule l3D file a Schedule l3G within 45 days after the end of the calendar year in which the person became subject to Section 13(d)(1). Companies and individuals making a tender offer must have on file at the time the tender offer commences a Schedule 14D-l.

Below is a list of recent filings of Schedules l3D and l4D, which includes the following information: Column 1 - the company purchased (top), and the na:ne of the purchaser; Column 2 - the type of security purchased; Column - 3 - the type of form filed; Column 4 - the date the transaction occurred; Column 5 - the current nu:nber of shares (in OOO's) owned (top) and the current percent owned; Colu:nn 6 - the CUSIP number (top) and the percent owned; and Column 7 - the status of the f Lling . i.e .. new, update or revision.

NAME AND CLASS OF STOCK/OWNER FDRM EVENT DATE

SHRS(OOO)/%OWNED

CUSIP/PRIOR%

FILING STATUS

CAROLCO PICTURES CANAL+ S A ET

INC Al

In' 130 1/31/93

32,225 100.0

14376310 100.0 UPDATE

CINEPlEX ODEON CORP BR~FM~N CHARLES ROSNER

COl ET Al 130 4/27/93

28,108 33.7

17245510 28.9 UPDATE

NEWS DIGEST, April 30, 1993 3

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ACQUISITIONS CONT.

NAME AND CLASS OF STOCK/OWNER FORM EVENT DATE

SHRS(OOO)/%(»lED

CUSIP/PRIOR%

flUNG STATUS

COCA COLA BOTTLING COCA COLA CO

CO CONS CON 130 4127/93

~2,455: 26.7

19109810 14.8 UPDATE

COCA COLA BOTTLING COCA COlA CO

CO CONS CON 130 4127/93

2,455 26.7

19109810 14.8 RVSION

ESQUIRE RADIO & ELECTRS LIEBERMAN HARVEY

ESQUIRE RADIO & ELECTRS LIEBERMAN HARVEY

ESQUIRE RADIO & ELECTRS LIEBERMAN JAY M

ESCUIRE RADIO & ELECTRS LIEBERMAN JAY M

INC

INC

INC

INC

CON

CON

r.OM

CON

130

130

130

130

2/ 1/93

2/ 1/93

2! 1/93

2! 1/93

44

9.0

44

9.0

43 9.0

43 9.0

29667710 0.0

29667710 0.0

29667710 0.0

29667710 0.0

NE"

RVSION

NEil

RVSION

HONE OIL LTD NE" GULF CANADA REsaJRCES

CON ET AL 130 3/30/93

23,647 59.6

43799810 23.3 UPDATE

HONE OJ L LTO NE" GWU HOLDING LIMITED

CON 130 3/11/93

0 0.0

43799810 40.7 UPDATE

MASCO INDS INC MANOOGIAN RICHARD A

CON 130 3/31/93

6,339 10.4

57460110 11.2 UPDATE

MEM INC BEACH LAURETTE M

CON 130 4122/93

1,045 40.6

58587110 50.4 UPDATE

MEM INC MAYER ELIZABETH C

CON 130 4/22/93

1,003 39.0

58587110 58.5 UPDATE

MEM INC MAYER ELIZABETH C GRANTOR

CON TR 130 4/22/93

581 58587110 22.6 42.0 UPDATE

MEM INC MAYER GAY A

CON 130 4/22/93

1,340 52.1

58587110 62.8 UPDATE

MEM INC MAYER STEPHEN H GRANTOR

CON TRUST 130 4/22/93

413 58587110 16.1 37.1 UPDATE

MIDsaJTH BANCORP CUIJT IER C R

INC CON 130 4/19/93

71 11.4

59803910 0.0 NE"

MIDSOUTH BANCORP CLOUTIER C R

INC CON 130 4/19/93

71 11.4

59803910 0.0 RVSION

NEIIMONT MNG HOLDGOLO

CORP INC ET AL

CON 130 4/23/93

3,7855.6

65163910 7.1 UPDATE

4 NEWS DIGEST. April 30, 199} N

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ACQUISITIONS CONT.

EVENT SHRS(OOO)/ CUSIP/ FILINGNAME AND CLASS OF STOCK/~ER FORM DATE XOIJNED PRIORX STATUS

REGAL ctJI4lJNlCATlONS CORP aM 6,263 75875630TOll ARTHUR l 130 3/ 8/93 31.7 0.0 NEIJ

SAN JUAN BASIN RTY TR UNIT BEN INT 16,814 79824110FUND AMERICAN ENTR HlDGS 130 4/20/93 36.1 38.2 UPDATE

SPEAR FINl SVCS INC (£»I 392 84731010BLISS T K INVMT FD ET AL 130 12/29/92 5.4 0.0 NEIJ

SPEAR FINl SVCS INC aM 392 84731010BLISS T K INVMT FD ET Al 130 12/29/92 5.4 0.0 RVSION

TSl INC aM 1,080 87288110PREMILM STK INVMNTS LTD 130 3/ 1/93 15.4 27.1 UPDATE

TSl INC C£»I 1,080 87288110PREMILM STK INVMNTS LTD 130 3/ 1/93 15.4 27.1 RVSION

\JESTERN MICRO TECHNOLOGY INC C£»I 305 95864810COX MARSHAll G 130 4/26/93 10.4 9.5 RVSION

\JESTERN MICRO TECHNOLOGY INC C£»I 371 95864810MARREN BERNARD T 130 4/26/93 12.8 12.9 RVSION

\JESTERN MICRO TECHNOLOGY II/C CC»4 277 95864810VENTURE GROIJTH ASSOC 130 4/26/93 9.8 7.7 RVSION

ZAPATA CORP C£»I 51,977 98907010GLAZER MALCOLM I 130 4/27/93 40.3 38.1 UPDATE

ZAPATA CORP C£»I 51,977 98907010GLAZER MALCOlM 130 4/27/93 40.3 38.1 RVSION

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events:

Item 1. Changes in Control of Registrant.Item 2. Acquisition or Disposition of Assets.Item 3. Bankruptcy or Receivership.Item 4. Changes in Registrant's Certifying Accountant.Item 5. Other Materially Important Events.Item 6. Resignations of Registrant's Directors.Item 7. Financial Statements and Exhibits.Item 8. Change in Fiscal Year.

The companies listed below have filed 8-K reports for the da t e indicated andy or amendments to 8-K reports previously filed, responding to the it(,~:1(.",)theof f"I'::1 specified. Copies of the reports may be purchased from the ion'sC,),,~:niss Pub l i c Reference Room (when ordering, please give the date of the repo r t An invo ice willv .

be included with the requested material when mailed.

NEWS DIGEST, April 30, 1993 5

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STATE 8K lTfM NO.

NAME OF ISSUER eroE 1 2 3 4 5 6 7 8 DATE C(MIfNT

AAA NET REALTY fUND X LTD NE X X 03/15/93ABRAXAS PETROLEUM CORP NV X X 04/01/93ACTRADE INTERNATIONAL LTD DE X 03/31/93AERO SYSTF~S FNGINEERING INC MN X X 04/01/93AGCO CORP /01' DE X X 01l26/93AMENOAMERICAN ADVENTURE INC /DE/ DE X 12/01192AMERICAN ADVENTURE INC /DE/ DE NO ITEMS 02/01/93AMERICAN ADVENTURE INC /DE/ OF. X 12/01/93AMERICAN NIDLAND CORP NY X 02/22/93AMENDAMES DEPARTMENT STORES INC DE NO ITEMS 05/07/00AMES DEPARTNENT STORES INC DE X X 04/05/93ARCADIAN PARTNERS L P DE X X X 03/26/93ASOAR GRoop /NV/ NV X 01/27/93ASTRON ICS CORP NY X 03/29/93AVERY DENNISON CORPORATION DE X 04/07/93AVESIS INC DE NO ITEMS 03/18/93AVIATI~ EDUCATION SYSTEMS INC DE X X 03/26/93AZTEC MANUfACTURING CO TX X X 04/05/93BALL CORP IN X X 04/02/93BANK Of NE~ YORK CO INC NY X X 03/31/93BARTON INDUSTRIES INC OK X X 03/19/93BEAN CAROLYN PUBLISHING LTD DE X X 03/01/93BEAR STEARNS MORT SEC INC MORT PASS THRO X X 03/25/93BEAR STEARNS MORTGAGE SECURITIES INC DE X X 03/25/93BERLITZ INTERNATIONAL INC NY X X 04/05/93BLOCKBUSTER ENTERTAINMENT CORP DE X X 03/31/93BT fINANCIAL CORP PA NO ITEMS 03/15/93CALIFORNIA ENGELS MINING CO CA X 04/08/93CALIFORNIA FEDERAL BANK CA X X 03125/93CAROLINA FIRST CORP SC X X 03122193 CENTENNIAL FINANCIAL CORP DE X X 04/02193CINCINNATI MILACRON INC /DE/ DE X 02l01/93AMENOCITIBANK SOUTH DAKOTA N A STAN CRED CARD X 03/15/93CITIBANK SOUTH DAKOTA N A STANDARD CREDI DE X 03/15/93CITIBANK SOUTH DAKOTA NA CITI CREDIT CAR X 03/15/93CITIBANK SOUTH DAKOTA NA CITI CREDIT CAR X 03/15/93CITIBANK SOUTH DAKOTA NA NATIONAL CREDIT X 03/15/93CITIBANK SOUTH DAKOTA NA NATIONAL CREDIT X 03/15/93CITIBANK SOUTH DAKOTA NA STANDARD CREDIT DE X 03/15/93CITIBANK SOOTH DAKOTA NA STANDARD CREDIT NO ITEMS 03115/93CITIBANK SOUTH DAKOTA NA STANDARD CREDIT DE X 03115/93CITICORP MORTGAGE SECURITIES INC DE X 03/30/93CITIZENS & SOUTHERN 1989 A GRANTOR TRUST GA X X 04/08/93CMS ENERGY CORP MI X 04/06/93CNA FINANCIAL CORP DE X 04112193 COCA COLA ENTERPRISES INC DE NO ITEMS 04/05/93COMMERCIAL CREDIT CO DE X X 04/08/93COMPUTERVISION CORP /DE/ DE X X 04/04/93CONSOLIDATED EDISON CO OF NE~ YORK INC NY X X 04/07/93CONSUMER OBLIGAT ION STRUCTURED TRIJST ASS DE X X 03126/93CONSlJ~ERS P<MR CO NI X 04/06/93CORNING INC /NY NY NO ITEMS 04/06/93CORpORATE PROPERTY ASSOCIATES 11 INC NO X X 04/05/93CRAY CC»4PUTER CORP DE X X 03/30/93CREST INDUSTRIES INC fl X X 04/02193DAI~A MORTGAGE ACCEPTANCE CORP X X 03126193

NEWS DIGEST, April 30. 199 6

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8K REPORTS CaNT.

ST~TE 8K ITEM NO.NAME OF ISSUER conE 1 2 3 4 5 6 7 8 DATE COMMENT

DANEK GROUP INC lIN DA~ CAPITAL CORP DCX INC DESIGNCRAFT INDUSTRIES INCIDEI DEV TECH CORP DEVLIEG BULLARD INC DIVERSIFIED RETAIL GROUP INC DIXIE NATIONAL CORP DLJ ~TGAGE ACCEPTANCE CORP ORCA MEDICAL CORP EKCO GROUP INC /DEIElDEC COI!P ENCORE MARKETING INTERNATIONAL INC ENERGY CONVERSION DEVICES INC EVEREX SYSTEMS INC /DE/ EXPLORATION CO EXPPESS CASH INTERNATIONAL CORP F ~ C INTERNATIONAL INC FIRST CHICAGO MASTER TPlJST II FIRST CITIZENS BANK STOCK INC FIRST FEDERAL ENTERPRISES INC FIRST NATIONAL BAHCORP /GA/FIRST OF MICHIGAN CAPITAL CORP FLEET FINANCE & ~TGAGE INC/FLIFLEET FINANCE INC /RI/ FLEET FINANCE INC OF GEORGIA/GA/ FLEET FINANCE INC REMIC TRlIST 1993-1 fLEET fINANCE INC/DEIFOAMEX L P FORD MOTOR CREDIT CO FORUM RETIREMENT PARTNERS L P FRIES ENTERTAINMENT INC FULTON FINANCIAL CORP GATE~AYS TO SPACE INC GE CAPITAL MORTGAGE SERVICES INC GE CAPITAL ~TGAGE SERVICES INC GENERAL ELECTRIC CAPITAL CORP GENERAL ELECTRIC CAPITAL SERVICES INCI GENIC~ CORP GRAFF PAY PER VIE~ INC IDEI GRAY C~NICATIONS SYSTEMS INC /GAI GREAT AMERICAN RROADCASTING CORP HA~THORNE FINANCIAL CORP HCC INSURANCE HOLDINGS INC/DE/HERTZ CORP HOMEFED CORP HGISING SEC INC ~T PASS THR CERT SER 1 HOUSING SECURITIES INC /NY! HOUSING SECURITIES INC MOR PAS THRO CERT HOUSING SECURITIES INC NOR PAS THRO CERT HOUSTON INDUSTRIES INC HOUSTON LIGHTING & POW£R CO INDEPENDENT BANKSHARES INC

IN DE co

X

X

X

X 03/28/9301/20/9304/02193

DE FL DE I'll

MS

NO

X

X

ITEMS X

X

X

X

X

02l04/93AMEND04/0219303/24/9304/07/9303/25/93

DE X 01/29193 TX

DE ~A DE DE DE CO

X

X

X X

X

X

X

X

X

02l04/93AHEND04/01/9304/01/9303/30/9303/19/9301/04/9303/29/93

DE OH

LA fL GA DE RI RI RI

RI DE DE DE DE PA

X X

X X

X

X

X

X

X

NO ITEMS X X

X

X

X

X

X

X

X

X

X

X

X

X X

X

X

X

X

03/31/9304/02/9304/07/9303/01/88AMENO03/26/9303/30/9301/10/93AMENO03/31/9303/31/9302107/0004/12/9303/31/9303/23/9304/05/9303/30/9302/01/9303/26/93

DE NJ NJ

NO X X

ITEMS X

X

X

03/30/9302/76193AMENO03/25/93

NY DE

X

X 04/03/9304/03193

DE NY GA CO CA DE DE

X

X X

X

X

X

X

X

X

X

X

X

X

03/25/9302!22/93AMENO03/31/9302122/9304/07/9303/31/9304101/93

DE X 10/22/92 X X 03/25/9~

NY X 03FSO/93 DE

TX TX

TX

X

X X

X

X

X

X

03/25/9S03/75/9303/10/9303/10/9302/19/93A ..rNO

NEWS DIGEST, ft~ril 30, 1993

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-8K REPORTS CONT.

STATE SIC ITEM NO.

NAME or ISSUER COOE 12345678 DATE CeMENT

~--------------------------------------- --------------- ---------------INERTIAL WlTORS CORP DE NO ITEMS 03131193

INFORMATION SOLUTIONS INC CO X 03/24/93

INNOVET INC FL X X 03/26/93

INTELOGIC TRACE INC INTERNATIONAL LEASE FINANCE CORP INTERNATIONAL TELECHARGE INC INTERNET COMMUNICATIONS CORP IPALCO ENTERPRISES INC ITT RAYONIER INC JONES MEDICAL INDUSTRIES INC IDE/ KAISER STEEL RESOURCES INC KRELITZ INDUSTRIES INC

NY CA

DE CO IN DE DE DE MN

X

X

X

X X

X

X

X

X

X

X

X

X

04/07/9304/0119303/3119303/3119304/0119304/05.19303/24/9304/06/9303/15/93

KROGER CO LEE SARA CORP LEHMAN PASS THROUGH SECURITIES INC LITTLE PRINCE PRODUCTIONS LTD LOEIIS CORP MARINE MIDLAND AUTO FIN CORP MARINE MIOL MARINE MIDLAND AUTO FIN CORP MARINE MIOL MARINE MIDLAND BANK N A MARINE MIDLAND BANK N A MEOCO CONTAINMENT SERVICES INC MEDI DATA INTERNATIONAL INC MELLON BANK CORP MERIDIAN POINT REALTY TRUST IV CO MERIDIAN POINT REALTY TRUST VI CO MERIDIAN POINT REALTY TRUST VII CO MFRIDIAN POINT REALTY TRUST 82 MERIDIAN POINT REALTY TRUST 83 MERRILL LYNCH & CO INC MERRILL LYNCH HORTGAGE INVESTORS INC MERRILL LYNCH HORTGAGE INVESTORS INC MESA INC METATEC CORP

OH NO

DE NY DE NY NY

DE NY PA NO

NO

NO

CA CA DE DE DE TX fl

X

X

X X

X X X

X

X

X X

X

X X

X

X X

X

X

X

X

X X

X

X X X X

X X X X X

X

X X

X

X X

04/08/9304/13/9303/26/9303/04/9304/1219303/15/9303/15/9303/15/9303/25/9304/05/9304/0719303/23/9303/3119303/3119303/31/9303/31/9303/31/9304/13/9302125/9303/25/9304/06/9303/25/93

METRO AIRLINES INC MEXCO ENERGY CORP MID STATE TRUST II MID STATE TRUST III MIOLANTIC CORP MIOLANTIC CORP

DE CO DE DE NJ NJ

X X

X

X

X

X

X

X X

04/0719303/30/9304/01/9304/01/9312/31192AMEND04/12/93

MIOSOUTH CORP JOEl MIRAGE RESORTS INC

DE NV

X X

X X

03/30/9303/31/93

MNX INC MONMOUTH REAL ESTATE NAPA VALLEY BAN CORP

INVESTMENT CORP NO

DE CA

X

X

X

X X

X

04/08/9303130/9304/05/93

NATIONAL STEEL CORP DE X X 03/30/93 NATIONAL S~EPSTAKES NE1~K IMAGING CORP NEIJ VAllEY CORP

INC FL DE NY

NO ITEMS X X

X

X

X

09/16/91AMENO03/zW9303/31/93

NEIJ YORK STATE ELECTRIC & GAS NICHOLS S E INC NORANO CORP IDE/ NOQTH AMERICAN BANCORPORATION

CORP

INC

NY NY DE DE

X X X

X

X

X

04/08/9304/01/9303/26/9303/23/93

NEWS DIGEST, April 30, 1993 8

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---------------------------------------- --------------- ---------------

8K REPORTS CaNT.

STATE 8Ic: ITEM NO.NAME OF ISSUER COOE 12345678 DATE C(l4MENT

NORTH AMERICAN NATIONAL CORP DE X X 04/06/93NOR~ST FINANCIAL INC IA X X 04/08/93NOR~ST MASTER TRUST X X 04/08/93N~L COMPANIES INC DE X X 04/08/93 00»t CORPORA T ION DE X X 04/08/93OH I0 BANCORP OH X 04/02/93ON GARD SYSTEMS INC DE X 03/01/93AMENDOREXANA CORP Fl X 03/31/93IlJTLOOICPENSION INVESTORS CA X 03/25/93PENNSYLVANIA ~R & LIr.HT CO /PA PA X 03/25/93PEOPLES TELEPHONE COMPANY INC Fl X X 03/30/93PETROLEUM HELICOPTERS INC DE X X 03/31/93PHYSICIAN COMPUTER NET~K INC /NJ NJ X X 11/30/92POSSIS CORP MN X X 03/29/93PRAIRIE OIL ROYALTIES CO LTD X 04/07/93PRICOR INC TN X 03/25/93PRIMERICA CORP /NE~/ DE x X 04/08/93RAX RESTAURANTS INC OH X X 04/01/93RCL ACQUISITION CORP DE X X 03/31/93REGAL aMlUNICATlONS CORP NJ X 03/05/93AMENDRESOLUTION TRUST CORP C(I4M MOR PAS THR C NO ITEMS 03/25/93RESOLUTION TRUST CORP C(I4M MOR PASS THRO NO ITEMS 03/25/93RESOLUTION TRUST CORP C(I4M MORT PASS THR NO ITEMS 03/25/93RESOLUTION TRUST CORP COMM MORT PASS THR NO ITEMS 03/25/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY x 04/15/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY X 04/15/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY x 04/15/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY X 04/15/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY x 04/15/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY X 04/15/93ROCHESTER COMMUNITY SAVINGS BANK RCSB 19 NY X 04/15/93ROTHCHILD COMPANIES INC Fl X x 03/24/93ROYALTY MORTGAGE INCOME FUND CA X 04/02/93ROYALTY MORTGAGE INCOME FUND II CA X 04/02/93ROYALTY MORTGAGE INC~E FUNDS III CA X 04/02193ROYALTY MORTGAGE INCOME FUNDS IV CA X 04/02/93ROYALTY MORTGAGE INCOME FUNDS V CA X 04/02/93RURAL ELECTRIC COOPERATIVE GRANTOR TRUST NY X X 04/05/93RURAL ELECTRIC COOPERATIVE GRANTOR TRUST NY X X 04/05/93RURAL ELECTRIC COOPERATIVE GRANTOR TRUST NY X X 04/05/93RURAL ELECTRIC COOPERATIVE GRANTOR TRUST NY X X 04/05/93RURAL ELECTRIC COOPERATIVE GRANTOR TRUST NY X X 04/05/93SABA PETROLEUM CO CO X X 12/23/92AMENOSAHARA CASINO PARTNERS L P DE X X 04/06/93SAHARA RESORTS NV X X 04/06/93SAXON MORTGAGE SECURITIES CORP SER 1993- X X 03/25/93SCHERER HEALTHCARE INC DE X X 03/26/93SCHLUMBERGER LTD /NY/ X 01/29/93AMENDSEARS MORT SEC COR IND RAT ADJ RAT MOR P X X 03/31/93SEARS MORT SEC CORP AOJ RATE MORT PASS T DE X X 03/31/93SEARS MORT SEC CORP AOJ RATE MORT PASS T DE X X 03/31/93SEARS MORT SEC CORP AOJ RATE MORT PASS T DE X X 03/31/93SEARS MORT SEC CORP ADJ RATE MORT PASS T DE X X 03/31/93SEARS MORT SEC CORP ADJ RT MORT PAS THR DE X X 03/31/93

NEWS DIGEST, April 30, 1993 9

Page 10: SEC News Digest, 04-30-1993 · The court further ordered that payment of the disgorgement and prejudgment interest ... 2 NEWS DIGEST, April 30, 1993. ... ACTRADE INTERNATIONAL LTD

8K REPORTS CONT.

STATE SIC ITEM NO.

NAIeE OF ISSUER COOE 123 4 5 6 7 8 DATE C(JI4fNT

----------------------------------~----- --------------- ---------------SEARS SEARS

MORT MORT

SEC SEC

CORP CORP

ADJ RT MORT ADJUST RATE

PAS MOR

THRO PAS

Df DE

X X

X X

03/31/9303131193

SEARS MORT SEC COIIP ADJUST RATE MORT PA DE X X 03131193

SEARS ~T SEC CORP MORT PASS THRO CERT DE X X 03/31193

SEARS MORT SEC CORP MORT PASS THRO CERT DE X X 03/31193

SEARS MORT SEC CORP MJL T CL MOR PAS THR DE X X 03131193

SEARS MORT SEC CORP MJLT CLA MORT PAS TH DE X X 03/31193 SEARS MORT SEC CORP MULTI CLASS MOR PAS DE X X 03131193

SEARS MORT SEC CORP ~ILTI CLASS NOR PAS DE X X 03131193 SEARS MORT SEC CORP ~JLTI CLASS MOR PAS DE X X 03131t9l SEARS SEARS

MORT MORT

SEC SEC

CORP CORP

MULTI MJLTI

CLASS CLASS

MOR MOR

PASS PASS

DE DE

X X

X X

03/3119303131193

SEARS SEARS SEARS SEARS SEARS SEARS SEARS SEARS SEARS

MORT SEC CORP MJLTI CLASS MOR PASS MORT SECURITIES CORP IN RA AD RA M MORT SECURITIES CORP MORT PASS THR MORT SECURITIES CORP MU CL NO PA T MORTGAGE SEC COPR LIB MOR PAS THR MORTGAGE SEC COR IND RAT ADJ MOR P MORTGAGE SEC CORP ADJ RAT MOR PAS MORTGAGE SEC CORP COFI NO PA TH CE MORTGAGE SEC CORP COFI MO PA TH CE

DE DE DE DE

DE DE OE

NO

X X

ITEMS X X X X X X

X X

X X X X X X

03/3119303/3119303/3119303/3119303/3119303/31/9303/3119303/3119303131193

SEARS MORTGAGE SEC CORP COFI MO PAS THR SEARS MORTGAGE SEC CORP COFI MOR PAS THR SEARS MORTGAGE SEC CORP COFI MOR PAS THR SEARS MORTGAGE SEC CORP LIB MOR PAS THR SEARS MORTGAGE SEC CORP MJ CL MO PA TH C SEARS MORTGAGE SEC CORP MJ CL MO PA TH C SEARS MORTGAGE SEC CORP MUL CLA MOR PAS SEARS MORTGAGE SEC CORP MJLTI CL MORT PA SEARS MORTGAGE SECURITIES COR MJ CL MO P SEARS MORTGAGE SECURITIES COR MJ CL NO P SEARS MORTGAGE SECURITIES CORP SEARS SAVINGS BANK MORT PASS THRO CERT S SECURITY PACIFIC HOME EQUITY TRUST 1991-SERVICE CORPORATION INTERNATIONAL SERVICE COR~ATION INTERNATIONAL SHED CORP SHOPSICITH INC SIERRA CAPITAL REALTY TRUST VIII CO/MOSIERRA PACIFIC ~R CO SIERRA REAL ESTATE EQUITY TRUST 84 CO SIMTEK CORP S ISI(ON GOLD CORP SLIe ENTERTAINNENT LTD

DE DE DE

DE OE DE DE DE DE DE CA

CA

TX TX DE OH NO NV MO CO DE CA

NO

NO

NO

X X X X X X

X X X

X

ITEMS X

X ITEMS

X X X X X

ITEMS X

X

X X X X X X

X X X X

X X

X X

X

03/3119303/3119303/3119303/31/9303/3119303/31/9303/3119303/31/9303/3119303/3119303/30/9303/3119304/1Z!9303/ZS/93AMENO03/31/93AMENO04/08/9303/0219303/31/9304/09/9303/19/9304/0719304/09/931Z/2Z/92

SNYDER OIL CORP SOLAR FINANCIAL SERVICES INC SOUTH TEXAS DRILLING & EXPLORATION INC SOUTHERN INDIANA GAS & ELECTRIC CO SOUTH~ST ROYALTIES INSTITUTIONAL INCOME SOUTH~STERN BELL TELEPHONE CO STANDARD PRODUCTS CO STANLEY IoIQRICS STAR MULTI CARE SERVICES INC

DE NJ TX IN DE NO OH

CT NY

X NO ITEMS

X X

X

X X

X X X X X X

04/05/9303/25/9306/16/9204/13/9311103/9ZAMENO04/14/9301/26/93ANEND04/01/9303/16/93AMEND

10 NEWS DIGEST. April 30. 199

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8K REPORTS CONT.

NAME OF ISSUER

STRUCTURED ASSET SECURITIES CORPORATION STRUCTURED MORTGAGE ASSET RESIDENTIAL TR SUPERIOR BANK FSB SURETY CAPITAL CORP /DE/SYNBIOTICS CORP SYSTEMS CENTER INC /DE/ TECH ELECTRO INDUSTRIES INC/TXTECHNOLOGY INTERNATIONAL INC TEXAS UTILITIES CO TEXAS UTILITIES ELECTRIC CO TEXFI INDUSTRIES INC TOKOS MED ICAL CORP TOPS APPLIANCE CITY INC TOTAL SYSTEM SERVICES INC TRANS FINANCIAL BANCORP INC U S HOME CORP /DE/U S HOME CORP /DE/U S ROBOTICS INC UMC ELECTRONICS CO UNITED BANCORP INC /OHI UNITED BANCORP INC 10HI UNITED VANGUARD HOMES INC US REALTY PARTNERS LTD PARTNERSHIP VIDCOM POST INC VIDCOM POST INC VIDCOM POST INC VIDEO COMMUNICATIONS & RADIO INC ~ASTE CONVERSION SYSTEMS INC ~BSTER FINANCIAL CORP ~ST POINT PEPPERELL INC ~STINGHOUSE CREDIT CORP ~STINGHOUSE ELECTRIC CORP ~HIRLPOOL CORP /DE/~ILLARD PEASE OIL & GAS CO ~ITTER DEAN DISCOVER & CO WI GROUP INC ZALE CORP 1ST NATIONAL FILM CORP 3COM CORP

ARTRA GROUP INC BENEFICIAL CORP BERGER HOLDINGS LTD CAPITOL HOME EQUITY LOAN TRUST 1990-1 CAPITOL HOME EQUITY LOAN TRUST 1991-1 CAPITOL HOME EQUITY LOAN TRUST 1992-1 CARDIAC CONTROl SYSTEMS INC CENTURY PROPERTIES FUND XVIII CHASE MORTGAGE FINANCE CORP CHEVY CHASE EXTENDIBLE CREDIT CARD TRUST CHEVY CHASE EXTENDIBLE CREDIT CARD TRUST CITICORP MORT SEC INC REMIC PASS THR CIT CITICORP MORT SEC INC REMIC PASS THR CIT CONCORDE HOlDINGS CORP

----------------------------------------STATE COOE

DE

DE CA DE TX NM TX TX DE DE NJ GA

ICY

DE DE DE DE OH OH

DE NV NV NV CO NV DE GA DE PA DE NV DE NH DE CO CA

PA DE PA MD

MD

MD

DE CA DE MD

MD

DE

CO

8K ITEM NO. 12345678

X X

X X

X X

NO ITEMS NO ITEMS

X

X NO ITEMS

X

X X

X X

X X X

X X X X

X X X

X X

X

X X

X X

X X

X

X X

X X

X X

X

X X

X

X X

NO ITEMS X X

X X

X X X

X

X

X X X

X X

X X X

X X X X

X X X X

X

X X

---------------DATE C(J4MENT

03/29/9303/25/9303/26/9303/'13/9312/30/92AMEND03/31/9301/25/9303/12/93AMEND03/10/9303/10/9308/28/92AMEND03/19/9302/11/9304/12/9303/25/93 11/1 0/92AMENO 04/01/9303/25/9301/31/9303/31/9304/01/9303/30/9304/08/9301/01/9302/01193 02/16/9312/31/9202/26/9304/05/9304112193 04/08/9304/08/9304/06/9303/08/93AMEND03/30/93 04101/93 03/25/9303/05/9301/29/93AMEND

04/14/9304/15/9304/01/9303/31/9303/25/93 03/25/9304/0219303/31/9303/30/9304/08/9304/08/9303/29/9303/30/9301/29/93AMEND

---------------

WS DIGEST, April 30, 1993 11

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8K REPORTS CONT.

STATE 8K ITEM NO.

NAME OF ISSUER CODE 1 2 3 4 5 6 7 8 DATE COMMENT

CORPORATE PROPERTY ASSOCIATES 10 INC NO X X 04/12193

CRIMIAMER ICA INC GA NO ITEMS O2/08/93AMEND

DEERE JOHN IMlER TRUST 1992·A DE X X 03/29/93

DYNAMIC AMERICAN CORP UT NO ITEMS 04/12/93

ENZON INC DE X 03/05/93

EXPLORATION 00 OF LOUISIANA INC DE X X 04/02/93

FIBREBOARD CORP /DE DE X X 04/09193

GAB BANCORP IN X X 04/01/93

GRAND UNION CAPITAL CORP DE X X 03/29/93

GRAND UNION 00 IDEI DE X X 03129193

GRAND UNION HOlDINGS CORP DE X X 03/29/93

GR~ GROUP INC NY X X 03/31/93

HAWKS INDUSTRIES INC DE X 02108/93AMENO

HEALTH PROFESSIONALS INC /DE DE X X 03/15/93

IMC FERTILIZER GROUP INC DE X 04/15/93

INFINITY BROADCASTING CORP DE X 02101/93AMENO

INTEll/CALL INC DE X X 04/06/93

KAISER STEEL RESOURCES INC DE X O4/06/93AMENO

KANEB PIPE LINE PARTNERS L P DE X 03/02l93AMENO

KANEB SERVICES INC DE X 03/02l93AMENO

LA MIRADA VENTURES INC CO X 03/16/93

LEXICON CORP DE X 04/08/93

MAGMA POIoIER CO INVI NV X X 03131/93

MAl SYSTEMS CORP DE X 04112193

MERRILL LYNCH & CO INC DE NO ITEMS 04/15/93

MNC CONSLtfER LOAN TRUST 1993·1 X X 03/30/93

MORGAN J P & CO INC DE X X 04115/93MORNINGSTAR GROUP INC DE X X 03131/93NOBLE RCICANS INC IN X 04111193NORTH AMERICAN TECHNOlOGIES GROUP INC X X 04/08/93NORTH LILY MINING CO ur X X 04/12193PACIFIC GAS & ELECTRIC CO CA X 04/13/93

PACIFICORP IORI OR X 04115/93PUBLIC SERVICE CO OF NEY MEXICO NM NO ITEMS 04/13/93RESOLUTION TRUST CORP COM MORT PASS THR NO ITEMS 03/25/93SALOMON BROTHERS MORTGAGE SECURITIES VII DE X X 03/30/93SAXON MORTGAGE SECURITIES CORP SERIES 19 X X 03/25/93SEARS MORTGAGE SEC CORP ADJ RAT MOR PAS X X 03126/93SIERRA REAL ESTATE EOUITY TRUST 84 CO MO X X 03/31/93SIMTEK CORP 00 NO ITEMS 04112193SISKON GOLD CORP DE X 04/12193SOUTHYEST OIL & GAS INCOME FUND IX-A LP DE X 04/01/93SOUTHYEST ROYALTIES INSTITUTIONAL INCOME DE X 04/01/93SPELLING ENTERTAINMENT GROUP INC FL X 03131/93SPINNAKER SOFTYARE CORP/MN MN X X 04109193SPORTS HEROES INC DE X X 04/09193STRUCTURED MORTGAGE ASSET RESIDENTIAL TR X X 03125/93TDX CORP DE X X 03/29/93USAIR GRaJP INC DE X 01/21/93AMEND

VIEYlOGIC SYSTEMS INC IDEI DE X X 03/31/93YELL~TONE ENVIRONMENTAL SERVICES INC 00 X X 04/01193

12 NEWS DIGEST. April 30. 19