Sebi act’1992

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Overview of SEBI Act

Transcript of Sebi act’1992

Page 1: Sebi act’1992

SEBI Act’1992

Presented By-

Yasha Singh

4113007007

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Page 2: Sebi act’1992

• Chapter I Preliminary

• Chapter II Establishment of the securities andexchange board of India

• Chapter III Transfer of assets, liabilities, etc., of theexisting securities and exchange board to the board

• Chapter IV Powers and functions of the board

• Chapter V Registration certificate

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CHAPTERS OF SEBI ACT’1992

Page 3: Sebi act’1992

• Chapter VA Prohibition of manipulative anddeceptive devices, insider trading and substantialacquisition of securities or control

• Chapter VI Finance, accounts and audit

• Chapter VIA Penalties and adjudication

• Chapter VIB Establishment, jurisdiction, authorityand procedure of appellate tribunal

• Chapter VII Miscellaneous

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CHAPTERS OF SEBI ACT’1992


Public M&As in India: Takeover Code Dissected Lab/Takeover... · the SEBI Act, 1992 which expressly mandated SEBI to regulate substantial acquisition of shares and takeovers by suitable

Public M&As in India: Takeover Code Dissected Lab/Takeover... · the SEBI Act, 1992 which expressly mandated SEBI to regulate substantial acquisition of shares and takeovers by suitable

Private & Confidential PRIVATE PLACEME T OF IFCI TIER II ... - MEMORANDUM OF INFORMATION.pdf · SEBI The Securities and Exchange Board of India, constituted under the SEBI Act, 1992

Private & Confidential PRIVATE PLACEME T OF IFCI TIER II ... - MEMORANDUM OF INFORMATION.pdf · SEBI The Securities and Exchange Board of India, constituted under the SEBI Act, 1992

INVENTURE GROWTH & SECURITIES LIMITED (IGSL) ANTI …with Section 24 of the Securities and Exchange Board of India Act, 1992 (SEBI Act) will now be treated as a scheduled offence under

INVENTURE GROWTH & SECURITIES LIMITED (IGSL) ANTI …with Section 24 of the Securities and Exchange Board of India Act, 1992 (SEBI Act) will now be treated as a scheduled offence under

INTERPLAY of LAWS dealing with ECONOMIC OFFENCES (With … · 2020-02-24 · ACT,1961 COMPANIES ACT, 2013 PBPT ACT, 1988 SMUGGLING (SCHEDULED OFFENCE) SEBI Act,1992 Insolvency and

INTERPLAY of LAWS dealing with ECONOMIC OFFENCES (With … · 2020-02-24 · ACT,1961 COMPANIES ACT, 2013 PBPT ACT, 1988 SMUGGLING (SCHEDULED OFFENCE) SEBI Act,1992 Insolvency and

SEBI ACT 1992

SEBI ACT 1992

Policies under Companies Act 2013, SEBI (LODR) Regulations ...

Policies under Companies Act 2013, SEBI (LODR) Regulations ...

ESTABLISHMENT OF THE SECURITIES & EXCHANGE BOARD OF INDIA (SEBI) SECTION 3 OF SEBI ACT, 1992 The Securities & Exchange Board of India (SEBI)was established.

ESTABLISHMENT OF THE SECURITIES & EXCHANGE BOARD OF INDIA (SEBI) SECTION 3 OF SEBI ACT, 1992 The Securities & Exchange Board of India (SEBI)was established.

SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 · SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 ESTABLISHMENT OF SEBI SEC 3 & 4 By CG by issuing a notification in the Official

SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 · SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992 ESTABLISHMENT OF SEBI SEC 3 & 4 By CG by issuing a notification in the Official

Overview of Regulatory & Legal Aspects of VCF / FVCI and ... · SEBI Security Exchange Board of India Act, 1992 {SEBI Act} Section 12(1B) No person shall sponsor or cause to be sponsored

Overview of Regulatory & Legal Aspects of VCF / FVCI and ... · SEBI Security Exchange Board of India Act, 1992 {SEBI Act} Section 12(1B) No person shall sponsor or cause to be sponsored

Sebi and Fema Act Final 1

Sebi and Fema Act Final 1

SUCKING UP SURPLUS: SEBI NEEDS FINANCIAL ......SUCKING UP SURPLUS: SEBI NEEDS FINANCIAL AUTONOMY TO REMAIN EFFECTIVE P-3/ ECO OR P-2/ REGULATOR Key words • SEBI ACT 1992 • SEBI

SUCKING UP SURPLUS: SEBI NEEDS FINANCIAL ......SUCKING UP SURPLUS: SEBI NEEDS FINANCIAL AUTONOMY TO REMAIN EFFECTIVE P-3/ ECO OR P-2/ REGULATOR Key words • SEBI ACT 1992 • SEBI

ATLAS JEWELLERY INDIA LIMITED TL · (a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars, guidelines issued there under; and (b)

ATLAS JEWELLERY INDIA LIMITED TL · (a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the Regulations, circulars, guidelines issued there under; and (b)

Latest Amendments [Banning of Unregulated Deposit Schemes ...csgauravpingle.com/wp...Pune_Banning...2019-PPT_GP.pdf · Background to CIS u/s 11AA of SEBI Act, 1992 (Inserted by the

Latest Amendments [Banning of Unregulated Deposit Schemes ...csgauravpingle.com/wp...Pune_Banning...2019-PPT_GP.pdf · Background to CIS u/s 11AA of SEBI Act, 1992 (Inserted by the

Finance Act, 1992

Finance Act, 1992

SHCIL SERVICES LIMITED€¦ · registered with the Securities and Exchange Board of India (SEBI) under section 12 of SEBI Act, 1992 to adhere to client opening procedures and maintain

SHCIL SERVICES LIMITED€¦ · registered with the Securities and Exchange Board of India (SEBI) under section 12 of SEBI Act, 1992 to adhere to client opening procedures and maintain

resultsarkarinaukri.in · Securities Laws-SEBI Act, 1992, SC R Act, 1956, De Act, 1996 * Weightages are indicative only No. 10. 12. 13. Phase Il Subject Constitution of India —

resultsarkarinaukri.in · Securities Laws-SEBI Act, 1992, SC R Act, 1956, De Act, 1996 * Weightages are indicative only No. 10. 12. 13. Phase Il Subject Constitution of India —

Bandra Kurla Complex, 1st Floor, New Trading Ring, Bandra ... › wp-content › uploads › ... · (a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the

Bandra Kurla Complex, 1st Floor, New Trading Ring, Bandra ... › wp-content › uploads › ... · (a) the Securities and Exchange Board of India Act, 1992 (“SEBI Act”) and the

BLUPLAST INDUSTRIES LIMITED - Kotak Securities · SEBI Act Securities and Exchange Board of Indi a Act, 1992, as amended from time to time SEBI Guidelines SEBI (Disclosure and Investor

BLUPLAST INDUSTRIES LIMITED - Kotak Securities · SEBI Act Securities and Exchange Board of Indi a Act, 1992, as amended from time to time SEBI Guidelines SEBI (Disclosure and Investor

CONSULTATIVE PAPER ON PROPOSED SEBI (FIDUCIARIES IN … · applicable SEBI Regulations. In pursuit of the objective of the SEBI Act, SEBI has made various Regulations: a) to facilitate

CONSULTATIVE PAPER ON PROPOSED SEBI (FIDUCIARIES IN … · applicable SEBI Regulations. In pursuit of the objective of the SEBI Act, SEBI has made various Regulations: a) to facilitate

Final Ebulletin April 19 · a) SEBI: created by SEBI Act in May 1992 to regulate capital market. Has various divisions like primary market, secondary market, stock exchanges, operations

Final Ebulletin April 19 · a) SEBI: created by SEBI Act in May 1992 to regulate capital market. Has various divisions like primary market, secondary market, stock exchanges, operations