United States Senate

Financial Disclosures

Candidate Report

Mr. Scott Brown

State of Candidacy: NH | Candidacy Commenced: 04/10/2014

In Progress (last saved 06/19/2014 @ 11:25 PM)

Filing statements:

I certify that the statements I have made on this form are true, complete and correct to the best of my knowledge and belief.

I understand that reports cannot be edited once filed. To make corrections, I will submit an amendment to this report.

I omitted assets because they meet the three-part test for exemption.

Items flagged for review.

Part 1. Honoraria Payments or Payments to Charity in Lieu of Honoraria

Did any individual or organization pay you or your spouse more than $200 or donate any amount to a charity on your behalf,

for an article, speech, or appearance? Yes

Date Activity Amount Who Paid? Who received payment?

01/17/2013 Speech $8,000.00 Gerson Lehrman Group

New York, NY

Self

02/01/2013 Speech $20,000.00 RBS

London, England

Self

02/09/2013 Speech $4,000.00 Amherst College

Amherst, MA

Self

05/10/2013 Speech $14,378.00 Skybridge Capital - SALT Conference

New York, NY

Self

05/29/2013 Speech $4,000.00 Association for Corporate Growth

Boston, MA

Self

06/20/2013 Appearance $4,000.00 Entercom Radio (debate with Jeff Kuhner)

Waltham, MA

Self

07/11/2013 Speech $10,000.00 Willowbend Country Club Speaker Series

Mashpee, MA

Self

09/16/2013 Speech $16,000.00 International Franchise Association

Washington, DC

Self

10/10/2013 Speech $900.00 Billerica Community Alliance

Billerica, MA

Self

10/25/2013 Speech $12,000.00 Leadership Round Table

Colorado Springs, Colorado

Self

10/31/2013 Speech $16,714.00 University of Missouri (various campuses)

Columbia, MO

Self

11/13/2013 Speech $5,000.00 Inst. of Real Estate Management

Billerica, MA

Self

01/01/2014 Speech $10,000.00 Savings Bank Life Insurance

Woburn , MA

Self

01/07/2014 Speech $12,000.00 Society of the Four Arts

Palm Beach, FL

Self

01/23/2014 Speech $1,000.00 Concord Academy

Concord, MA

Self

02/06/2014 Speech $7,822.00 Cornell University

Ithaca, NY

Self

02/11/2014 Speech $7,500.00 Ocean Spray, Inc

Lakeville, MA

Self

02/22/2014 Speech $12,000.00 Government of Taiwan

Taipei, Republic of China

Self

03/28/2014 Speech $1,200.00 Eagle MUNC (Boston Young Republicans)

Chestnut Hill, MA

Self

05/14/2014 Speech $20,000.00 Skybridge Capital - Salt Conference

New York, NY

Self

Part 2. Earned and Non-Investment Income

Did you or your spouse have reportable earned income or non-investment income? Yes

Who

Was

Paid Type Who Paid Amount Paid

Self Other

(Advisory Comp)

1st Alliance Lending (2014)

Hartford, CT

$31,916.00

Spouse Salary Allbritton Comunications

(2013)

Arlington, VA

> $1,000

Self Other

(Co-Chair Advisor Comp.)

Bipartisan Coalition for

American Security (2013)

$41,666.00

Los Angeles, CA

Self Salary Fox News (2013)

New York, NY

$108,173.00

Self Salary Fox News (2014)

New York, NY

$28,365.00

Self Other

(Board of Director Comp./ includes stock that is listed in

Part III and should not be counted twice)

Kadant Inc. (2014 YTD)

Westford, MA

$70,050.00

Self Other

(Board of Director Comp./ including stock that is listed in

Part III and should not be counted twice)

Kadant, Inc. (2013)

Westford, MA

$207,358.00

Spouse Self-Employment Income Lowell Publishing Co.

(2013)

Lowell, MA

> $1,000

Self Salary Maryland National Guard

(2013)

Baltimore, MD

$18,252.00

Self Salary Maryland National Guard

(2014)

Baltimore, MD

$6,500.00

Self Salary Nixon Peabody, LLP (2013)

Boston, MA

$127,700.00

Self Salary Nixon Peabody, LLP (2014)

Boston, MA

$97,386.00

Spouse Self-Employment Income WGBH Education

Foundation (2013)

Boston, MA

> $1,000

Spouse Self-Employment Income WGBH Educational

Foundation (2014)

Boston, MA

> $1,000

Part 3. Assets

Did you, your spouse, or dependent child own any asset worth more than $1000, have a deposit account with a balance over

$5,000, or receive income of more than $200 from an asset? Yes

# Asset Asset Type Owner Value Income Type Income

1 AKAM - Akamai

Technologies, Inc.

(NASDAQ)

Corporate

Securities

Stock

Self None (or

less than

$1,001)

Dividends None (or

less than

$201)

Filer comment: Sold

during the period

covered by this report

2 ANR - Alpha Natural

Resources, Inc.

(NYSE)

Corporate

Securities

Stock

Self None (or

less than

$1,001)

Dividends None (or

less than

$201)

3 CSCO - Cisco

Systems, Inc.

(NASDAQ)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

4 CMI - Cummins Inc.

(NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

5 EMC - EMC

Corporation (NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

6 GE - General Electric

Company (NYSE)

Corporate

Securities

Stock

Self $15,001 -

$50,000

Dividends $201 -

$1,000

7 General Electric

Preferred

Filer comment: Sold

during the period

covered by this report

Corporate

Securities

Stock

Joint None (or

less than

$1,001)

Dividends None (or

less than

$201)

8 SkyBridge Multi-

Advisor Hedge Fund

Portfolios LLC

Company: SkyBridge

Capital (New York,

NY) Description:

Investments

Business Entity

Limited Liability

Company (LLC)

Self $50,001 -

$100,000

Excepted

Investment Fund

$2,501 -

$5,000

9 PBCT - People's

United Financial Inc.

(NASDAQ)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

10 PEP - Pepsico, Inc.

(NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

11 SLB - Schlumberger

Limited (NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

12 VALE - Vale S.A.

(NYSE)

Corporate

Securities

Stock

Self None (or

less than

$1,001)

Dividends None (or

less than

$201)

13 WFT - Weatherford

International Ltd.

(NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

14 AEE - Ameren

Corporation (NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

15 ADSK - Autodesk,

Inc. (NASDAQ)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

16 DVN - Devon Energy

Corporation (NYSE)

Corporate

Securities

Stock

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

17 ESPR - Esperion

Therapeutics, Inc.

(NASDAQ)

Corporate

Securities

Stock

Self None (or

less than

$1,001)

Dividends None (or

less than

$201)

18 CEM - ClearBridge

Energy MLP Fund Inc

(NYSE)

Company: Legg

Mason (Baltimore,

MD) Description:

Energy related MLPs

Business Entity

Limited

Partnership (LP)

Self $1,001 -

$15,000

Excepted

Investment Fund

None (or

less than

$201)

19 BTO - John Hancock

Financial Opportun

(NYSE)

Mutual Funds

Mutual Fund

Self $1,001 -

$15,000

Dividends None (or

less than

$201)

20 Prudential

Retirement Global

Fund

Filer comment:

These assets were

rolled over from

Prudential to Morgan

Stanley and the

Prudential account

was closed

Mutual Funds

Mutual Fund

Spouse $1,001 -

$15,000

Excepted

Investment Fund

None (or

less than

$201)

21 Merrill Lynch FIA

Card Srv RASP

Boston, MA

Type: Brokerage

Sweep Account, IRA

Cash Accounts

Bank Deposit Self $50,001 -

$100,000

Interest None (or

less than

$201)

22 Merril Lynch FIA

Card Crv RASP

Boston, MA

Type: Brokerage

Sweep Account, IRA

Cash Accounts

Bank Deposit Spouse $15,001 -

$50,000

Interest None (or

less than

$201)

23 Merril Lynch FIA

Card Srvs (MPPP)

Boston, MA

Type: Brokerage

Sweep Account

Bank Deposit Self None (or

less than

$1,001)

Interest None (or

less than

$201)

24 BAC - Bank of

America

Corporation (NYSE)

Corporate

Securities

Stock

Self $15,001 -

$50,000

Dividends $201 -

$1,000

25 Commonwealth of

Massachusetts

Retirement

Retirement

Plans

Defined

Contribution

Pension Plan

Self $50,001 -

$100,000

None None (or

less than

$201)

26 XOM - Exxon Mobil

Corporation (NYSE)

Corporate

Securities

Stock

Self $15,001 -

$50,000

Dividends $201 -

$1,000

27 UNP - Union Pacific

Corporation (NYSE)

Corporate

Securities

Stock

Self $15,001 -

$50,000

Dividends $201 -

$1,000

28 GNMA CMO 2010

(IRA)

Filer comment: Sold

during the period

covered by this report

Mutual Funds

Mutual Fund

Self None (or

less than

$1,001)

None, Interest None (or

less than

$201)

29 PTTCX - PIMCO Total

Return C (NASDAQ)

Filer comment: IRA

Mutual Funds

Mutual Fund

Self $50,001 -

$100,000

Excepted

Investment Fund

$201 -

$1,000

30 PTTCX - PIMCO Total Mutual Funds Spouse $50,001 - Dividends $201 -

Return C (NASDAQ)

Filer comment: IRA

Mutual Fund $100,000 $1,000

31 Libor Floater ISS

BAC

Rate/Coupon: 3.00

Matures: 06/26/2023

Filer comment: IRA

Corporate

Securities

Corporate Bond

Self $15,001 -

$50,000

Interest $1,001 -

$2,500

32 Libor Floater ISS

BAC

Rate/Coupon: 3.00

Matures: 06/26/2023

Filer comment: IRA

Corporate

Securities

Corporate Bond

Spouse $15,001 -

$50,000

Interest $1,001 -

$2,500

33 KAI - Kadant Inc.

(NYSE)

Filer comment: Does

not include shares

that may be granted

in the event of a

change in control of

the company.

Corporate

Securities

Stock

Self $100,001 -

$250,000

Dividends $1,001 -

$2,500

34 Morgan Stanley

Bank, N.A.

New York, NY

Type: Brokerage

Sweep Account

Bank Deposit Self $1,001 -

$15,000

Interest None (or

less than

$201)

35 TRRBX - T. Rowe

Price Retirement

2020 (NASDAQ)

Filer comment:

Hearst 401(k)

Retirement

Plans

Defined

Contribution

Pension Plan

Spouse $15,001 -

$50,000

Dividends,

Excepted

Investment Fund

None (or

less than

$201)

36 RERGX - American

Funds EuroPacific

Gr R6 (NASDAQ)

Filer comment:

Hearst 401(k)

Retirement

Plans

Defined

Contribution

Pension Plan

Spouse $1,001 -

$15,000

Excepted

Investment Fund

None (or

less than

$201)

37 Growth & Income

Trust Class B

Filer comment:

Hearst 401(k)

Retirement

Plans

Defined

Contribution

Pension Plan

Spouse $100,001 -

$250,000

Dividends,

Excepted

Investment Fund

$2,501 -

$5,000

38 PRNHX - T. Rowe

Price New Horizons

Retirement

Plans

Spouse $15,001 -

$50,000

Dividends,

Excepted

None (or

less than

(NASDAQ)

Filer comment:

Hearst 401(k)

Defined

Contribution

Pension Plan

Investment Fund $201)

39 TRVLX - T. Rowe

Price Value

(NASDAQ)

Filer comment:

Hearst 401(k)

Retirement

Plans

Defined

Contribution

Pension Plan

Spouse $15,001 -

$50,000

Dividends,

Excepted

Investment Fund

$201 -

$1,000

40 TRP Equity Index

Trust Cl C

Filer comment:

Hearst 401(K)

Retirement

Plans

Defined

Contribution

Pension Plan

Spouse $15,001 -

$50,000

Dividends,

Excepted

Investment Fund

$201 -

$1,000

41 TRP Stable Value

fund sch B

Filer comment:

Hearst 401(k)

Retirement

Plans

Defined

Contribution

Pension Plan

Spouse $50,001 -

$100,000

Dividends,

Excepted

Investment Fund

$1,001 -

$2,500

42 Morgan Stanley

Bank, NA

Filer comment: SEP

account - money

market

Retirement

Plans

IRA

Spouse $1,001 -

$15,000

Dividends None (or

less than

$201)

43 Residential Real

Estate (House)

located in

Portsmouth, NH

Company: S&G

Realty LLC

(Wilmington,

Delaware)

Description: Only

asset of LLC is a

house in

Portsmouth, NH

Business Entity

Limited Liability

Company (LLC)

Joint $250,001 -

$500,000

Rent/Royalties $15,001 -

$50,000

44 S&G Media LLC

Company: S&G

Media, LLC

(Wilmington,

Delaware)

Description:

Receiving entity for

payments from

speeches and

Business Entity

Limited Liability

Company (LLC)

Joint

appearances Filer

comment: Assets of

LLC are previously

noted in Honoraria

section.

45 FKTWX - Fidelity

Freedom K 2025

(NASDAQ)

Filer comment: Nixon

Peabody, LLP,

Retirement Savings

Plan

Retirement

Plans

Defined

Contribution

Pension Plan

Self $15,001 -

$50,000

Dividends,

Excepted

Investment Fund

None (or

less than

$201)

46 Wrentham

Cooperative Bank

Wrentham, MA

Type: Checking

Bank Deposit Joint $1,001 -

$15,000

Interest None (or

less than

$201)

47 Wrentham

Cooperative Bank

Wrentham, MA

Type: Savings

Bank Deposit Spouse $50,001 -

$100,000

Interest None (or

less than

$201)

48 TD Bank Rye, NH

Type: Checking

Bank Deposit Joint $1,001 -

$15,000

Interest None (or

less than

$201)

49 TD Bank Rye, NH

Type: Savings

Bank Deposit Joint $50,001 -

$100,000

Interest None (or

less than

$201)

50 Condominium

Description: Rental

Property (Boston,

MA) Filer comment:

Sold during the

period covered by

this report

Real Estate

Residential

Joint $100,001 -

$250,000

Rent/Royalties $5,001 -

$15,000

51 Condominium

Description: Rental

Property (Boston,

MA)

Real Estate

Residential

Joint $100,001 -

$250,000

Rent/Royalties $5,001 -

$15,000

Part 4a. Periodic Transaction Report Summary

Not required

Part 4b. Transactions

Not required

Part 5. Gifts

Not required

Part 6. Travel

Not required

Part 7. Liabilities

Did you, your spouse, or dependent child have a liability worth more than $10,000 at any time? Yes

Incurred Debtor Type Points

Rate

(Term) Amount Creditor Comments

2013 Joint Promissory

Note

- 4.875%

(30)

$100,001 -

$250,000

Chase Bank

New York , NY

Co-signer of Note

only for child.

2012 Joint Mortgage 3.25%

(10 year

fixed)

$100,001 -

$250,000

Middlesex

Savings Bank

Natick, MA

Primary

residence

2014 Joint Home Equity

Line of Credit

- 2.75%

(30 year

prime

plus)

$250,001 -

$500,000

TD Bank

RYE, NH

Primary

residence

2007 Joint Promissory

Note

- 2.63%

(30)

$100,001 -

$250,000

Wrentham

Cooperative

Bank

Wrentham, MA

Rental property

Part 8. Positions

Did you hold any outside positions during the reporting period? Yes

Dates Position Held Organization

Organization

Type Comments

Mar 2013

to present

Other (Board

of Advisor)

1st Alliance Lending

Hartford, CT

Corporation

Jun 2013

to Dec

2013

Other (Co-

Chair

Advisor)

Bipartisan Coalition

for American Security

Los Angeles, CA

Other

(Association)

Mar 2013

to present

Other (Board

of Advisor)

CoachUP, Inc.

Boston, MA

Corporation

Feb 2013

to Mar

2014

Other (News

Contributor)

Fox News

New York, NY

Company

Sep 2013

to Jun

2014

Consultant Global Digital

Solutions, Inc.

West Palm Beach, FL

Corporation Resigned - Potential comp. was restricted

stock. Did not vest and no comp. received

Feb 2013

to present

Director Kadant Inc.

Westford, MD

Corporation

Mar 2012

to present

Other

(Colonel)

Maryland National

Guard

Baltimore, MD

Other

(MDARNG)

Mar 2013

to Apr

2014

Other (Of

Counsel)

Nixon Peabody, LLP

Boston, MA

Other (Law

Firm)

Dec 2013

to present

Other

(Managing

Member)

S&G Media, LLC

Wilmington, DE

Other (LLC) Assets were described and documented

in Part I and Part III.

Dec 2013

to present

Other

(Managing

Member)

S&G Realty, LLC

Wilmington, DE

Other (LLC) Assets were previously described in Part

III.

Part 9. Agreements

Did you have any reportable agreement or arrangement with an outside entity? Yes

Date Parties Involved Type Status and Terms

Mar

2013

1st Alliance Lending

Hartford, CT

Compensation

Agreement

Agreement to serve as salaried advisor

Jun

2013

Bipartisan Coalition

for American Security

Los Angeles, CA

Compensation

Agreement

Agreement to serve as salaried co-chair of organization -

Resigned in Dec. 2013. Agreement terminated

Mar

2013

CoachUP Inc.

Boston, MA

Compensation

Agreement

Agreement to serve as senior advisor for future stock options not

yet exercised.

Sep

2013

Global Digital

Solutions Inc.

West Palm Beach, FL

Compensation

Agreement

Agreement to serve as an advisor - Resigned in June, 2014 -

Agreement terminated; No compensation or stock received.

Apr

2010

Harper Collins

New York, NY

Royalty

Agreement

Book publishing agreement (Against All Odds) which may result

in payment of royalties

Feb

2013

Kadant Inc.

Westford, MA

Compensation

Agreement

Agreement to serve on Board of Directors

Part 10. Compensation

If this is your first report, or you are a candidate did you receive compensation of more than $5,000 from a single source in

the two prior years? Yes

Source Duties

1st Alliance Lending

Hartford, CT

Serve as advisor

Bipartisan Coalition For American Security

Los Angeles, CA

Served as Co-Chair Advisor of Organization

Fox News

New York, NY

Served as on-air contributor

Kadant Inc,

Westford, MA

Serve on Board of Directors

Maryland National Guard

Baltimore, MD

Serve as Colonel

Nixon Peabody, LLP

Boston, MA

Served as Of Counsel to Firm

Attachments & Comments

No attachments added.

No comments added.

No private comments added.