Sarah E Barker Financial Disclosure Report for 2009

8/3/2019 Sarah E Barker Financial Disclosure Report for 2009

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I .aol0 FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r ed b y t h e E t h t c sm Gmernment Act of 1978g e * : 1 / 2 0 1 0 FOR CALENDAR YEAR 2009 t5 u.s.c, app. f f io1- i i1 )1 . P e r s o n R e p o r t i n g ( ] a s r c r e m e , f i r s t , m i d d l e i n i t i a l ) 2. C~url or Organlzatlou 3. Dale of R e p o t ~

B A R K E R , SAP.All E. US Distr ic t Court . SC, eND 05/I 1 /20104. Title ( .ar t icle iii judges indicate active or senior s tat tzs: 5 a . R epor t Type (check a ppropr ia te type) 6. Reporttag Per iodma gis t ra te jud ges i nd ica te f id l - o r pa r t . t ime)

[] Noninaadon. Date 0 1 / 0 1 / 2 0 0 9ACqIVEARTICLEII] [] Initial [] Armual [] Final to12/31/2009~b. [] Amended R~a

7 . Cb a mb e ~ m" Office Address 8 . O n th e b a ~ l ~ o r t h e I i ~ f o r u t t t ] o n cuntalned |n th la R epor t a nd a nym o d i l i c a t io n , p e r t M n i n g t h e r e t o , I t I% in my o pinion, in complia nce46 EAST OHIO STREET, ROOM 210 with ~ pplic,ble law~ and r e g u la t i o n * .INDIANAPOLIS. IN 46204

Re*~ew~ing O ff icer D a t e

I M P O R T A N T N O T E S : The instruc~ons accompanying this form mus~ be fallowed Complete all parts,checking the NONE bax for each part where you have no reportable information: Sign on la~tpag~

1 . P O S I T IO N S . ~ , ~ , ~ . ~ individual only; ,eepp. 9-13 of fding i ...... t lons.)~ N O N E 6V o reportable positions.)

P O S I T I O N ~ [ A M E 0 |: O [ ~ G A N I Z AT I O N / E N T I T Yt. President 2008-2009. Immediate-Past President. 2009 Feden~l Judges A~ociatitm

2. Director 2009-2009 Clarian Health Partners, Inc. (non-profit)

3. Director 2008-2009 I n d i a n a t t i s t o r i c a l S o c i e t y

4. D i r e c t o r / M e m b e r o f t h e C o r p o r a t i o n , 2 0 0 8 - 2 0 0 9 M e t h o d i s t t te a l t h C n o u p I n c . ( n o n - p r o f i t )

5 . B oard of Advisors 2 008-2 009 Spir it an d Place , C om m u n ity F esitval6. l)irector 2 008-2009 Advan ced Scien ce attd Technology Adju dication Resource C en tt-~ r, In c.(ASTAR)( formerly E[NSIlAC)

I 1 . A G R E E M E N T S . (R,porting indivldual only: setpp. 14-16 of filing in,truction,.IN O N E (N o reportable agreements.)

DATE PARTIES AND TERMS - :

3.


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F INANCIAL DISCLOSURE REPOR TI r ~ r ~ . a ~ , ~ . g . . .. . ....a g e 2 o f 7 ~R, sa~ ~. ~ 5 ~ ~ / 2 0 m

I1 I. N O N - I N V E S T M E N T I N C O M E . m w o ~ n . g i ndi *4dua l a nd s p .... ; secpp . 17-24 o f f i l ing ins~aiont)A. Filers Non-Inves~ent Income

N O N E ~ o report abl e n on - in vest men t in come. )SO(IgCE AND TYfE ( yours . no t s ~ us cs )

I.2.

3.4.

B. Spous es Non- Inves t m en t Incom e - l f )~ , ~ r m a ~ e d d~ r i ng a ~ l , p o a i o n o f t he re ~ ng yc a r , c o m p i l e t h~(~llar amount not r~uired ~c~t for honoror[a.)~ N O N E (No reportable non-investment income.)

D A T E S O U R C E A N D " I ~ E1 .2.

3.

4.

IV. REIMBURSEMENTS -llt~ch~dta thoJe ~o s~ose ond depend~t ~bildrer~, ~et" pp 25-27of filing insr~ctions )

~ N O N E (No r~T~rtable reimbursements.)~ ~ L O C A T I O N P U R P O S E I ~ M S PA~ O R PRO VI D E D

I. Federal Judges Associat ion 0 2 / 5 - 6 , , 2 0 0 9 W a sh in g to n ~ Pr o fe s s io n al ~ c ia t io n Tmm~on, meals, lod~ngaclivity2. Marq u e tte Un iv~ ity 4 /1 3-1 5 /2 0~ M i l w a t ~ W i ~ c o m i n ~w school s~ch T~s~tion. meals, lodging3. F edera l Judges As s ~ i a t ton 5 / 1 ~ / 2 ~ 9 W~ugton ~ Exec. ~d ~d meetings T m n s ~ l i o n , m e a l s , l o d g i n g4 . F e d e r a l J u d ~ c a A ~ i a 6 o n 9 1 1 ( - 1 7 1 2 0 0 9 W a s h i n g t o n ~ Congessional r~tton Tm~lion, me~s, lodging5.


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Nam e o f Per son R epor t i ng Da t e o f Re po r ~FINANCIAL DISCLOSURE REPORT [ BARKER, SARAH E .P age 3 o f 7

~-~ N O N E (No reportable g~s.)S O U R C E D E S C R I P T I O N VALU~

2.3 .4.

5.

V I . L I A B I L I T I E S . a~,d~ ,ho ,, o/,~ ..... d d~endent children; see pp. 32.33 0/~i.g i ....doni)~ NONE (No reportable liabilities.)

C R E D I T O R DESC~PTION V A L I I ~ C O D E

2. SEE "~DI~ONAL ~FO~TIONFOR E~LANATIONS"

3.4.

5


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F INANCIAL DISCLOSURE REPOR T ~ .... fP .... R e p o r t i n g D . t e o r R e p o r ~P age 4 o f 7 BARKER, SA.tLM1 E. 0 5 ! 1 1 1 2 0 1 0

~ N O N E ~ o r e p o r t a b l e i n c o m e , a s s e t s , o r t ra n s a c t io n s . )A. [ B. C. D.~sc~ption of ~se~

L~ c o m e d ~ g Gross v~ue at ~d T~cfions ~mg( ~ l u d i n g ~ t a s ~ t s ) re.rig ~ ofr~ng p~

PI~ "~)" a ~r each ~t ~o~t T~ ( e .g . . V a lu e Value T ~ T e ( e g .. Date [ V~ue G~ Id~ f i ~ ofex empt flora prior disclose ~ v.. ~ n l. C ~ e 2 Me~od b u y . s e l l ,( A - H ) o r [ n t ) ( J - P ) C~ 3 red~pfioa) I (J-P) ( A - I I ) (ifpfiva~(Q- ~ ~c6on~1 . lndim~apolis P~t Off ice Credi t Union. B Int~est K TAccost2. JP Moran ~ase Ba~ A Int~est K T

3. EuroPacif ic Growhh Fun d. Los Angeles. CA A Dividend(IRA AmericanF unds Mutua l F und)BlackRock Global Allocat ion Fu nd, Inc. , B Dividend L TIRA (Mutual Fund)Merri ll Lynch Ret i rement Reser ,ez (IRA A I n t e r e s t J T See explanatory noteCaxh & Money AccountsCISCO Syste~rks, Inc. . Common Stock None J T

~ JP Morgan Chase BarLk A I n t e r e s t K T

c~ ltartlbrd Whole Life N one J Tq F r a nkli n T er npl e t on F oundi ng F u nds B D ividen d K . T(FFACX ) (Mu t u al Fu n d )/:? General Elect r ic Com mon Stock A Dividend J J"

Il. General Motors, Common Stock, Y/ 7 Ivy GlobaINatural Resources A (Mutual None J 1Fund) (IR.A)1~ , Ivy Inlemalional Core Equi ty A (Mutual A Dividend K TFund) {IRA)] ~ / Waddcll & Reed Advisors Core Investment A Dividend J TA (Mutual Fund)(IRA)5 Waddell & Reed Advisors Science and A Dividend J TTechnology A (Murtml

Fund) (IRA)


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FINANCIAL DISCLOSURE REPORTP ag e 5 o f 7 B . , R K ~ R , S a R a n r . 0 S / l t /2 0 ~ 0VII. INVESTMENTS an d T R U S T S - i , ~ , . v o ~ , . ~ .... .1o.~ (Includes those of spa ..... d dependent children; seepp. 34-60 of f i ling instrucriona.)[~ N O N E ( N o reportable income, assets, or ~ansactions.)

A. B. C. DD escription of Asset:, In com e darin g Gross walue a ! end Tr ans zc t ion~ dur ing r e por t: ng pe r iod(in clu din g tru st asse ~ ) r eportin g period of r e l : ~ r 6ng pe r iod

(1) [ (2 ) (1 ) (2 ) (1 ) ,2) (3)~[~4) (5 )Phce"(X)afi,rrcacha~sct 1.4auou~t I Typ~(eg.. Va lue Valu e T yp~ :(e.g ., DaleI IV~ue [ Gain l d e n t i t y o fex empt flo ra p r io r d i sc los ta e C o d e 1 i div.. ren t. C ode 2 blethod buy. sell . mm/d.d!yy Code 2 (ode I buyerL~ellet(A-If ) or in t ) (J-P) C , . :, d e 3 r e de mpt !c m) (J-P) (A.II) (if pr ivate

/l/, Waddell & Reed Advisors ttigh Income A B D i v i d e n d J T(Mutual Fund) (IRA)1~ Iv2," RealEslate Securities A (Mutual Fund) A D i v i d e n d J T I R A )[/~ Waddell ~ Advisors Small Cap A N o n e K Teed(Mutual Fund) (IRA),]~ Waddel] & Reed Advisors Asset Strategy, A A D i v i d e n d K T(Mutual Fund)

~ Waddell&. Reed Advisors Government A D i v i d e n d K "ISecurities A (MutualFund)


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F INANCIAL DISCLOSURE RE PORT~e.~a~. s~ ~" I

O ~ l ~ : O l Oag e 6 o f 7

V III . ADDITIONAL INF ORM ATION OR EXPLANATIONS.

Sec t i on V I : ] ( no longer a dependen t ) has g ra dua te educa t i ona l loa ns whi ch a re occa s i ona l ly l i st ed , wrongfu l ly , on - - ] c red i t repor t , t lowever , - - -1"~1 is the only signatory on such loans, and nei ther the report ing person n or--] is involved in such loans in any legal capaci ty.Sect ion VII (5): "Merri ll Lynch Reti rement Reserves" is an aggregated and occasionally reportable , temporary accumulat ion of IRA cash held as re , ryes and!orswept in to deposi t accounts in Merri l l Lynch-all ied inst i tu t ions. This is in essence a cash f low phenomenon which occtns to varying degrees within IRA accountsprior to dividends, e tc . , being au tomatically re invested in the underlying holdings, wkich themselves produced the dividends. Such un derlytag holdingsdisclosed fully elsewhere in Sect ion .ql.


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FINANCIAL DISCLOSURE REPORT Ia ge 7 of 7 BARK ER, SAP, All E. 0 5 , q 1 1 2 0 1 0IX. C E R T I F I C A T I O N .

I cert ify that all information given above {including information pertaining to my spouse and minor or dependent children, if any) isaccurate, t rue, and complete to the best of my knowledge and belief, and that any information not reported wa~ withheld because I t met applicable ~tatutor)"provisions permR~ting non-disclosure.I fu r the r ce r t i fy tha t ea rned i ncom e f rom ou ts i de em ploym en | a nd honora r i a a nd the a ccepta nce of g i f t~ whi ch ha ve been repor ted a re i ncompliance with the provisions of 5 U.S.C. app. 501 e t . seq. , 5 U.S.C. 7353, and Judicial Conference reg~zlat ion~.

Signature__

NO TE : ANY INDIV IDUAL W IIO KNO W ING L Y .4_ ND W IL F UL L Y F AL SIF IE S O R F AL L S TO F IL E Ti l lS RE PO RT MAY l i E SUBJE ( T TO C IV ILAND C RIS]INAL SANC TIO NS ( 5 U.S.C . app. 1 04)

F I L IN G I N S T R U C T I O N SMail s igned o r ig in a l and 3 ad d i t iona l copies I o :

f f o m m i t l e e o n F i n a n c i a l D i s c l o s m eAd minis t r a t iv e O ff ice of the Uni ted S ta tes Cour t sSui te 2-3 01O n e C o l u m b u s C i r c le , N . E.W a s h in g t o n , D . C . 2 0 5 4 4

Sarah E Barker Financial Disclosure Report for 2009

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Transcript of Sarah E Barker Financial Disclosure Report for 2009