Sandra S Beckwith Financial Disclosure Report for 2010

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  • 8/3/2019 Sandra S Beckwith Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORT Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)1. Person Repor ting ( las t name, f ir s t , middle init ial)Beckwi th , S andra S .

    4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)

    S enior U.S . Di s t r i c t Judge

    7. Chambers or Of f ice Address8 10 P ot t e r S t ewar t U.S . Cour thous eI00 East Fifth StreetCincinna t i , OH 4520 2

    2. Court o r Organ iza t ionU.S. Di s t r i c t C ou r t , Sou t h e r n D i s t r ic t o f O h i o

    3. Date of R e p o r t08/01/2011

    5a . Report Type (check appropria te type )] Nomina t ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in this R eport and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl icable l aws and regula t ions .

    R e v i e w i n g O f f ic e r D a t e

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    IMPORTANT NOTES: The instruct ions accompa nying this form m ust be fol lowed. Com plete al l parts,checking the NONE box for each pa rt where you have no reportable inform ation. Sign on last page.

    I . P O S I T I O N S . ~ R e v o ~ i u g individual only; seepp. 9-13 of f i l ing instructions.)~] N O N E (No reportable po sitions.)

    POSITION N A M E O F O R G A N I Z A T IO N / E N T IT Y

    2.

    3.

    4.5.

    I I . A G R E E M E N T S . m e v o n i .g i . d lv l d , a l o . ly ; s ~ , p . 1 4 - 1 6 o S ~ t i . ~ instructions.)~-] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 o f 10

    N a m e o f P e r s o n R e p o r t in gBeckwith, Sandra S .

    D a t e o f R e p o r t08/01/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; seepp. 17-24 of f!ling instructions.)A. Filers Non-Investme nt Incom e

    ~ (No reportable income. )ONE non-investmentDATE SOURCE AND TY PE

    2.

    3.

    4.

    INCOME( y o u r s , n o t s p o u s e s )

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - i f you were married during any p ort ion of the report ing year, complete this section.(Dollar am ount not required except for honoraria.)~- ~ N O N E ( N o reportable no n-investment income.)

    DATE1. 2010 Ant iq ue Bus ines s2. 20 1 0 R e tired - P e n s io n s3.4.

    SOURCE AND TYPE

    I V . R E I M B U R S E M E N T S --transportation, lodging, food, e n t e r t a i n m e n t(Includes those to spouse and dependent children," see pp. 25 -27 off!ling instructions.)~-~ (No reportab le reimbursements . )ONE

    2.3.4.5.

    SOURCE , DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTPage 3 o f 10

    N a m e o f P e r s on R e p o r t i n gBeckwith, Sandra S.

    Date of Report08/01/201 l

    V . G I F T S . a n c l u d e s t h o s e t o s p . . .. . . d dependent children; see pp. 28 -31 of filing instructions.)N O N E ( N o reportable gifts.)

    SOURCE DESCRIPTION1.2.

    3.

    4.5.

    VALUE

    V I . L I A B I L I T I E S . a n c l u d e s t h o s e o f s ~ , o u s e and dependent children; see pp. 32-33 of f!ling instructions.)NONE (No reportable liabilities.)

    CREDITOR DESCRIPTION1.2.

    3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPORTPage 4 o f 10

    N a m e o f P e r s o n R e p o r ti n gBeckw ith, Sandra S.

    D a t e o f R e p o r t08/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -income, value, t ransact ions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)~] N O N E ( N o reportable income, assets, or transa ctions.)

    Description of Assets Income dur ing( inc luding t rus t asse ts ) reporting period

    (1) (2)Place "(X~" after each asset A m o u n t Type (e.g. ,

    exempt f rom pr ior d isc losu re C ode 1 div. , rent,(A-H) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

    (l) (2) (1 ) (2) (3) (4) (5~Va lu e Va lu e T y p e ( e . g . ~ Da te V a l u e G a i n Identity of

    C o d e 2 M e t ho d b u y , s e l l , mm!dd/yy Code 2 C o d e 1 b u y e r / s e l l e r( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) ( A - H ) ( i f p r i v a t e

    ( Q - W ) t r a n s a c t i o n /

    I. U.S. Bank P or t fo l io2. B P A m o c o P l c C om m o n S t o ck A D i v i d e n d S old 05/04/10 K D

    3. J o h n s o n a n d Jo h n s o n C o m m o n S t o c k A D i v i d e n d K T4. M icros of t Corp . Common S tock A D i v i d e n d K T5. P r o c t e r & G a m b l e C o m m o n S t o c k A D i v i d e n d K T6. S y s c o C o r p o C o m m o n S t o c k A D i v i d e n d S old 11/22/10 K D7. Emers on E lect r i c Co. 7 .125% 0 8 /15 /10 B Interest Ma t ure d 08/15/10 K8. S c h l u m b e r g e r L td . C o m m o n S t o c k A D i v i d e n d K T9. P e p s i c o , In c . C o m m o n S t o c k A D i v i d e n d So ld 11/22/10 K

    1 0 . U.S. Treasury Note 4.625% 08/3 l /11 B Interest S old 03/29/10 L C1 1 . G i l e a d S c i e n c e s I n c. C o m m o n S t o c k N o n e S old 07/13/10 J1 2 . Fi rs t Amer ican Gov t . Ob l iga t ion Fund CL N o n e L TY13. U.S . T reas u ry N o te 1 .0 0 0 % 0 8 /31 /11 A Interest So ld 04/07/10 L A1 4 . U.S. Treasury Note 1.000% 09/30/11 A Interest S o ld 0 4 /0 7/1 0 L A

    1 5 . In t l. Bus ines s M achines Corp . Comm on A D i v i d e n d K T Buy I 1 /22/10 JS tock (add l )1 6 . T o u c h s t o n e U L S h r t d u r F i x i n g F d - 2 A D i v i d e n d Bu y 02/03/10 L1 7 . T o u c h s t o n e U L S h r t d u r F i x i n g F d - 2 N o n e S old 06/02/10 L

    See Note in Part V III

    See Note in Part V III

    See Note in Part V III

    See Note in Part V III

    See Note in Part V III

    1 . l nc ome Gain Codes : A =$1,000 or Icss( S ee Colu mns B I and I M) F =$50,001 - $100,000

    2. Value Co de s J = $1 5,000 or less( S c e Colu mns C1 and D 3) N =$250 , 0 0 1 - $50 0 , 0 00

    P3 -$25,000,001 - $50,000.0003. Value Mcthod Codcs Q =Appraisal(S ce C o lu m n C 2) U = B o ok Valuc

    B =$1;001 - $2,500 C =$2.501 - $5,000 D =$5,001 - $15,000G =$ 100,001 - $1 ,000,000 H I = $1 ,0 00 ,0 01 - $ 5, 00 0, 00 0 H 2 =M o re th an $ 5,0 00 ,0 00K =$15,001 - $50.000 L =$50,001 - $100.000 M -$100,001 - $250.000O =$ 50 0,0 01 - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $5 ,0 00 ,0 00 P2 =$5,000,001 - $25,000,000

    P4 - Mor e th an $ 5 0,000,000R = Cos t ( R eal Es t a t e Only ) S =A sscssmcm T = Cas h Mar k etV = Oth er W =Estimatcd

    E =$15.001 - $50,060

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    FINANCIAL DISCLOSURE REPORTPage 5 o f 10 Ia m e o f P e r s o n R e p o r t in gBeckwith, Sandra S. Date of Report08/01/2011

    V II . I N V E S T M E N T S a n d T R U S T S - i ..... e~ value~ transactions (Includes those of spouse and dependent children; see pp. 34-60 of f!ling instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place "(X) after each assetexempt from prior disclosure

    B. C D.Income dur ing Gross value a t end Transac t ions dur ing repor t ing per iod

    reporting period of reporting period(1 ) (2 ) (1) (2) (l ) (2) (3) I (4) (5 )

    A m o u n t T y p e ( e .g . . Value Value Type (e.g., Date Value Gain Identity ofCode 1 div. , rent, Code 2 Method buy; se l l , mm/dd/yy Code 2 C ode 1 buyer/ se l le r(A-H) o r i n t . ) ( J - P ) Cod e 3 redem ption) (J-P ) (A -H) (if private( Q - W ) transaction)

    1 8 . M ed t ron ic Inc. 3 .0 0 0%0 3/15 /15 B Interest1 9 . C h e v r o n C o r p . C o m m o n S t o c k N o n e20 . C o c a C o l a C o m p a n y C o m m o n S t o ck A Div idend21 . Cincinna t i P o l i ce Cred i t Union A Interest22 . U . S . B a n k IR A I23. W a l g re e n C o m p a n y C o m m o n S t o c k A Div idend24 . Firs t A mer ican G o v t. O blig a t io n F un d C L N on eY25 . I S ha res DJ U.S . Bas ic M ate r i a l Comm on N o n eSt ock26 . I S ha res M S CI Braz i l Indev . Common S tock B Div idend

    27 . I S ha res M S CI Emerg ing M kts . Index FD A Div idendC o m m o n S t o ck28 . L ee Fam i ly L P Bond In t . Var ie s 0 6 /0 1 /20 34 A Interest29 . I S h a r e s F & S E / X i n h u a C h i n a 2 5 I n d e x F D A Div idendC o m m o n S t o ck30. Y u m B r a n d s I n c . C o m m o n S t o c k A Div idend31 . B M C S o f t w a r e I n c . C o m m o n S t o c k N o n e32. U .S. Tre a sury No t e 1 .000% 08/31/11 A Interest33. U .S. Tre a sury No t e 1 .000% 09/30/11 A Interest34 . U .S. Tre a sury No t e 1 .000% 09/30/11

    KK

    K

    K

    T Bu y 03/16/10 LBu y 11/22/10 K

    T Bu y 1 1 /22/1 0 KT

    S o ld 0 2/24 /10 K DT

    So ld 06/04/I 0 L FT

    So ld 07/22/10 K ES o l d 01/22/10 N

    T S old 11/18/10 J D(par t)T

    S old 0 5 /0 4 /10 K CS o ld 0 4 /0 7/10 M ABu y 09/03/09 KS old 0 4 /0 7 /10 L A

    S ee N o te i n P a r t VIII

    S ee N ote i n P a r t VIII

    S e e N o t e i n P a r t VI I I

    S e e N o t e i n P a r t VI I I

    S e e N o t e i n P a r t VI II

    S e e N o t e i n P a r t VI II

    S e e N o t e i n P a r t VI II

    I , l n~ 0me Gain Codes : A =$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000( S ee Colu mns B 1 and D , I ) F =$50,001 - $ 100,000 G =$ 100,001 - $1,000,000 H I =$1,000,001 - $5,000;000

    2. Value Co de s J = $15,000 or less K -$1 5,001 - $50,000 L =$50~001 - $100;000( S ee Colu mns C I and D 3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,00i - $5;000,000

    P3 =$25,000,001 - $50,000,000 P4 -More than $50,000i0003. Value Method Codes Q =Appraisal R - Cos t ( R eal Es t a t e Only ) S = As s es s ment( S e e C o l u m n C 2 ) U = B ook V alu e V = Oth er W =Estimated

    =$5,001 - $15,000H2 =More than $5;000,000M =$ I00,001 - $250,000P2 =$5,000,001 - $25,000,000

    = Cas h Mar k et

    E = $ 1 5 ,0 0 1 - $ 5 0 ,0 0 0

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 10

    N a m e o f P e r s o n R e p o r t in gBeckwith, Sandra S.

    D a t e o f R e p o r t08/01/2011

    V I I . IN V E S T M E N T S a n d T R U S TS -income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)~ NONE income, assets, or transactions.)N o reportable

    A. B. C. D ,D e s c r i p t io n o f A s s e t s Income dur ing G r o s s v a l u e a t e n d Transactions during report ing period( i n c l u d i n g t r u s t a s s e t s )

    P lace "(X )" after each asse t A m ount Type (e.g. , Valueexempt f rom pr ior d isc losu re Code t div. , rent, Code 2(A-H) o r i n t . ) ( J - P )

    Va l ue Type (e.g., D a t e Value , Gai~ Ident i tyofMethod buy, se l l . m m /d d/y y C od e 2 Code I buye r/ se l le rC o d e 3 redempt ion) (J-P) (A-H) (if private(Q-W) t r a n s a c t i o n )

    35 . I S h a r e s S& P G l b l E n e r g y S e c t. C o m m o n A D i v i d e n d KStock36 . 3 M C o . C o m m o n S t o c k A D i v i d e n d K

    T S o l d(pa rt)

    T

    06/04/10 K B

    37 .

    38 .39 .

    40 .

    Tou c h s t one UL Sh r t du r F i x i ng F d- 2C o m m o n S t o c kG u g g e n h e i m C h i n a S m a l l C a p E

    T e v a P h a r m a c e u t ic a l s l n d s L t d A d rC o m m o n S t o c k

    B D i v i d e n d L T

    A Dividend K TBu y 02/04/101 L

    Bu y 02/23/10 K

    N o var t i s Capi t a l 2 .90 0 % 0 4 /24 /15A D i v i d e n d K TB Interest M T

    Bu y 12/07/10 J(add l )Bu y 03/16/10 L

    4 1. Bur l ing ton N or th 7 .0 0 0 %0 2/0 1 /14 C Interest M T Bu y 04/12/10 M

    4 2. P fi ze r 5o 35 0% 0 3/ 15 /1 5 C Interest M T Bu y 04/12/10 M

    4 3. T o u c h s t o n e H ig h Y i e l d F d A C o m m o nS tock44 . D u P o n t E . I. D e N e m o r s & C o . C o m m o nS tock4 5. E n t e r g y C o r p . C o m m o n S t o c k

    C D i v i d e n d L TA D i v i d e n d K TA D i v i d e n d K T

    Bu y 0 6/17 /10Bu y 06/16/I 0Bu y 0 9/16 /10

    LKK

    4 6. L u b r iz o l C o r p . C o m m o n S t o c k A D i v i d e n d K T Bu y 09/16/10 K4 7. W h it i n g P e t r o le u m C o r p . C o m m o n S t o c k4 8. P r o c t e r & G a m b l e C o m m o n S t o ck

    N o n e K TN o n e K T Bu y

    12/07/10 K12/02/10 J

    S ee N o te i n P a r t VII1S ee N o te i n P a r t VIII

    49 . U.S. Bank IRA 111 S ee N ote i n P a r t VIII

    50 . W a l g re e n C o m p a n y C o m m o n S t o c k51 . F P L G r o u p I n c . C o m m o n S t o ck

    AA

    D i v i d e n dD i v i d e n d K T

    S old 02/24/10 J BS ee N o te i n P a r t VIII

    1. I nc ome Gain Codes :(Se e Co lumn s BI a n d D4)

    2.V alu e Codes( S ee Colu mns C 1 and D 3)

    3.V alu e Meth od Codes( S e e C o l u m n C 2 )

    A=$ 1,000 or lessF=$50,001 - $100,000J -$15,000 or lessN =$250,001 - $500,000P 3 =$25,000,001 - $50,000,000Q - Appr a i s a lU =Book Value

    B=$1,001 - $2,500G =$100,001 - $1,000,000K=$15,001 - $50,000O =$500,001 - $1;000,000R = Cos t ( R eal Es t a t e Only )V = Oth er

    C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001 - $ 100,000P 1 =$1,000,001 - $5~000,000P4 -More than $50~000,000S = As s es s mentW =Estimated

    D =$5,001 - $15,000H2 - Mor e th an $ 5 ,000,000M = $10 0 , 0 0 1 - $250 , 0 00P2 =$5,000,00i - $25i000,000T = C a s h M a r k e t

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 7 of 10

    N a m e o f P e r s o n R e p o r t in gBeckwith, Sandra S.

    D a t e o f R e p o r t08/01/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i .c o m e , v a i u e , transactions (Includes those ofspouse and dependent children; see pp. 34-60 of filing instructions.)~-~ N O N E ( N o reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d

    exempt f rom pr ior d isc losu re C ode 1 dlv. , rent, Code 2( A - H ) o r i n t . ) ( J - P )Method buy, s~lI, m n d d d / y ~ C o d e 2 C ode 1 buyer/ se l le rCode 3 redem p tion ) :: (J-P) (A-H) (if private(Q-W) transaction)

    52 .53.

    54.

    55.56 .

    F i r s t A m e r i c a n G o v t . O b l ig a t i o n F u n d C LYA p p l e C o m p u t e r In c . C o m m o n S t o c kC e l g e n e C o r p . C o m m o n S t o ck

    N o n e L T S ee N ote i n P a r t VIII

    N o n e K T So ld 07/22/10 K E S ee N o te i n P a r t VIII(par t)N o n e K T S ee N ote i n P a r t VIII

    S t a rb u c k s C o m m o n S t o c kP r i c e li n e . co m I n c . C o m m o n S t o c k

    A D i v i d e n d K T B u y 11/22110 J( a d d l )N o n e Sold 08/25/t0 K D S ee N ote i n P a r t VIII

    57 . U.S . T reas u ry N o te 3 .125% 12 /31 /16 N o n e So ld 02/26/10 M B See Note in Part VIII58 . U.S . T reas u ry N o te 1 .0 0 0 % 0 8 /31 /11 A Interest S o l d 04/07/10 L A

    59 . T ouchs tone UL S hr tdu r Fix ing Fd-2 M utua lFund60 . M c D o n a l d s C o r p . C o m m o n S t o c k61 . M c D o n a l d s C o r p . C o m m o n S t o c k62 . M c D o n a l d s C o r p . C o m m o n S t o c k

    A D i v i d e n dA D i v i d e n d

    KK

    T

    T

    Bu y 0 2/0 4 /10 KBu y 0 2 1 1 0 1 1 0 K S ee N ote i n P a r t VIIIBu y 0 6/16 /10 J S ee N ote i n P a r t VIIIBuy 1 1/22/10 J S ee N o te i n P a r t VIII

    63 . Virgin i a E lec. & P wr 5 .250 % 12 /15 /15 C Interest L Bu y 03/18/10 L

    64 . T ouchs tone High Yie ld Fd A M utua l Fund B D i v i d e n d L Bu y 07/08/10 K

    65 . T ouchs tone High Yie ld Fd A M utua l Fund66 . T h o r a te c C o r p . C o m m o n S t o c k N o n e67 . T ho ra tec C o rp . C o m m o n Sto ck N o n e68 . M arke t Vecto rs In d o n esia In d . M utua l Fun d N on e

    Bu y 12/03/10 KBu y 07/13/10 J S ee N o te i n P a r t VII1Buy 1 1/22/10 J S ee N o te i n P a r t VIIIBu y 0 8 /18 /10 K S ee N o te i n P a r t VIII

    I . Inc ome Gain C odes : A = $1 ,00 0 o r less B = $1 ,0 01 - $2 ,500( S ee Colu mns B i and D 4 ) F =$50100! - $100,000 G =$100,001 - $ 1 ,000,000

    2. Value Co d es J = $ 15,000 or less K =$15,001 - $50,000( S ee Colu mns CI and D 3) N =$250 , 0 0 1 - $50 0 , 0 00 O =$500,001 - $I ,000,000

    P3 =$25,000,001 - $50,000,0003. V alu e Meth od Cod es Q =Appraisal R = Cos t ( R eal Es t a t e Only )( S e e C o l u m n C 2 ) U = B ook V alu e V = Oth er

    C =$2,501 - $5,000 D =$5,001 - $ t 5,000H 1 = $ i ,0 00 ,0 0i - $5 ,0 00 ,0 00 H 2 =M o re t ha n $5 ,0 00 ,0 00L =$50;001 - $100,000 M =$I00,001 - $250i000PI =$1,000,001- $5;000;000 P2 =$5;000,00t - $25~000~000P4 =More than $50;000,000S = As s es s ment T = C a s h M a r k e tW =Estimated

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTPage 8 o f 10

    N a m e o f P e r s o n R e p o r t in gBeckwith , Sandra S.

    Date of Report08/01/201 I

    V I I . I N V E S T M E N T S a n d T R U S T S - i . c o m e , v a t u e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

    69 .70 .

    71 .

    72 .73.

    74 .75 .76 .

    77 .

    78 .79 .80 .

    81 .

    N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

    (1) (2)Place "(X)" after each asset Amoum Type (e.g.,

    exempt from prior disclosure C o d e 1 d i v . , r e i n ,( A - H )

    G ro ss value a t en d Transactions during repo rtin g p eriodof reporting period(1) (2) (I ) (2) (3) (4) (5 ~

    Value Value Type (e.g. , D a t e Value Gain l d e n t i t ~ r o fCode 2 M e t h o d buy, se l l , m m /d d/yy Cod e 2 C ode 1 buyer/seller

    or int .) ( J - P ) Cod e 3 redem ption) (J - l ) (A-H) (if privatet r a n s a c t i o n )

    M arket Vectors Indonesia Ind. Mutu al FundFifth Third Bank SavingsFifth Third Bank Checking (X)

    A

    None Sold 11/19/10 J

    I n t e r e s t L T Open 02/08/10 K

    None J T

    B See Note in Part VIII

    82 .

    1. l n c0 m e G a i n C o d es : A =$1,000 or less B =$1,001 : $2,500 C =$2~501 - $5,000( Se e C olu m ns B I a nd D4 ) F = $50 ,0 01 - $ 10 0,0 00 G =$] 00,001 - $1,000,000 H 1--$1,000,00i - $5,000,000

    2 . V alu e Codes J = $15,000 or less K =$ I5,001 - $50,000 L = $ 5 0;001 - $ 1 00,000( S e e C o l u m n s C t a n d D 3 ) N =$250,001 - $50 0.000 O =$500,001 - $1 ,000,000 PI =$1,000g001 ; $5,000,000

    P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003. V alu e Meth od Cod es Q =Appraisal R = Cos t ( R eal Es t a t e Only ) S = AS s es s ment(Se e C o lu m n C 2) U = Bo ok Value V = Oth er W =Estimated

    D =$5,001 - $15,000H2 =More than $5,000,000M =$100,001 - $250,000P2 =$5,000,001 - $25,000,000T = Cas h Mar k et

    E =$15,001 - $50,000

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    N a m e o f P e r so n R e p o r t i n gBeckwith, Sandra S.

    D a t e o f R e p o r t08/01/2011

    VIII. A D D I T IO NA L I NF O R MA T I O N O R EXP L A N A T I O NS. (lndicatepart of report.)I t ems 1 ,22 an d 49 a re acco un t head ers .I t ems 2 th rough 20 a re the U.S . Bank P o r t fo l i o .I t ems 23 th rough 48 a re the U.S . Bank IRA I .I t ems 50 th rough 69 a re the U.S . Bank IR A I I I .I t ems 9 , 11 , 17 and 28 were s o ld a t l os s es o r no ga in .I t e m 4 7 i s a t r a d e o f o n e p e t r o l e u m s t o c k f o r a n o t h e r ( se e I t e m 1 9 ) f o r n o c h a n g e i n v a l u e .I t em 51 n ame chan g e to Nextera En ery In c . (6 / 3/ 10) .I t ems 60 , 61 and 62 - a l l i ncome f rom th i s s tock i s r epor t ed on I t em 60 toge the r wi th the end of yea r t o t a l va lue .I t ems 11 , 12 , 19 , 24 , 25 , 31 , 47 , 48 , 52 , 53, 54 , 56 , 57 , 66 , 67 , 68 and 69 p roduced no inco me in 20 0 9 .I t ems 12 , 24 and 52 a re cas h hold ing veh ic l e s fo r the i r r e s pect ive accoun t s . T hey produce no inco me a t cu r ren t i n t e re s t r a t e s .I t em 33 was bought i n 20 0 9 , bu t i nadve r t en t ly omi t t ed f rom the 20 0 9 Financia l Di s clos u re R epor t .

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    FINANCIAL DISCLOSURE REPORTPage 10 of 10

    Nam e of P e r son Repor t ingB e c k w i t h , S a n d r a S .

    Date of Report08/01/2011

    IX . CERTIFICATION.I c e r ti f y t h a t a l l i n f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i s

    a c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s ta t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u r e .I f u r th e r c e r ti f y t h a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c ce p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S . C . 7 3 5 3, a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/Sandra S. Beck with

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L FU L L Y F A L S I F IE S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

    Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

    1. Person Repor ting ( las t name, f ir s t , middle init ial)Beckwi th, San d ra S .

    4. T i t l e (Ar t icle I l l judges ind ica te act ive or senior s t a tus ;magis t ra te judges indicate ful l - or par t - t ime)

    S e n i o r U . S . D i s t r i c t J u d g e

    7 . C h a m be r s o r O f f ic e A d d r e s s810 Potter Stewart U.S. Courthouse100 East Fifth StreetCincinna t i , OH 4 520 2

    2. Court or OrganizationU.S. Dis trict Court , Southern Dis trict of Ohio

    5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in this Report and an ymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in compliancewith appl icable l aws and regula t ions .

    Reviewing Off icer Date

    3. Date of Repor t04/28/2011

    6. Report ing Pe riod01/01/2010

    to12/31/2010

    IMPORTANT NOTES : The instruct ions accom panying this form m ast be fol lowe~ Com plete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . ( n e p o , ti n g i n a i v i a u a t o n t y ; ~ , , p ~ , . 9 - 1 3 of filing instructions.)~ N O N E ( N o reportable posit ions.)

    P O S I T I O N

    2.

    3.

    4.5.

    N A M E O F O R G A N I Z A T IO N / E N T I T Y

    I I . A G R E E M E N T S . m e p o r t i n g individual only; seepp. 14-16 of filing instructions)~] N O N E (No reportable agreements.)

    DATE PARTIES AND TERMS

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    FINANCIAL DISCLOSURE REPORTPage 2 of 10

    N a m e o f P e r so n R e p o r t i n gBeckwith, Sandra S.

    D a t e o f R e p o r t04/28/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . (Reporting individual and spouse; see pp. 17-24 of filing instructions.)A. Filers Non-Investment Income[~ NONE non- investment income. )N o reportable

    DATE SOURCE AND TYPE

    2.

    3.

    4.

    INCOM E( y ou r s , no t s pou s e s )

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - l f you were ma rried during anyportion of the reporting year, com plete this section.(Dollar am ount not required except for honoraria.)

    ~] (No repo rta ble incom e.)ONE non- investmentDATE

    1. 2010 A nt iq u e Bu s ines s2. 2010 Re t i red - P ens ions3.4.

    SOURCE AND TYPE

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainment.(Includes those to spouse and dependent children; see pp. 25-2 7 of filing instructions.)

    N O N E (No reportable reimbursements.)SOURCE DATES LOCATION

    1.2.3.4.5.

    PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTP a g e 3 o f 1 0

    N a m e o f P e r so n R e p o r t in gBeckwith, Sandra S.

    Date of Report04/28/2011

    V . G I F T S . a n a u d e s t h o s e t o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of filing instructions.)N O N E ( N o reportab le gifts .)

    SOURCE DESCRIPTION1 .2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n e t u d e s t h o s e o l s p o u s e and dependent children; see pp. 32-33 of f iling instructions. )N O N E ( N o reportab le liabilit ies.)

    CREDITOR DESCRIPTION1 .2.3.

    4.5.

    VALUE CODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 10

    N a m e o f P e r s o n R e p o r t in gBeckwith, Sandra S.

    D a t ~ o f R e p o r t04/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S -ineo,,e, va~ae, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place "(X)" after each asselexempt f rom pr ior d isc losure

    B. C.Incom e d urin g G ro ss v alue a t e n d Transac t ions dur ing repor t ing pe r i rd

    reporting period of reporting period" ( 1 ) (2 ) (1) (2) (1 ) (2) (3) (4) (5)

    A m o u n t Type (e.g., Value V a l u e Type (e.g. , D a t e V a l u e Gain Ident i ty ofC ode 1 div.. rent. Code 2 Method buy, se l l , mm/dd/yy Code 2 Code l .... buyer/seller(A-H) o r i n t . ) ( J - P ) Code 3 redempt ion) (J-P) (A:H) (if private( Q - W ) t r a n s a c t i o n l

    1 . U .S . Bank P o r t fo l io S ee N o te i n P a r t VII I

    2. B P A m o c o P l c C o m m o n S t o ck A D iv idend S o ld 0 5 /0 4 /1 0 K D

    3. J o h n s o n a n d Jo h n s o n C o m m o n S t o c k A D iv idend K T4. M icros of t Corp . Common S tock A D iv idend K T

    5. P r o c t e r & G a m b l e C o m m o n S t o c k A D iv idend K T6. S y s co C o r p . C o m m o n S t o ck A D iv idend S old 11/22110 K D

    !7 . Emers on Elect r i c Co. 7 .1 25% 0 8 /1 5 /1 0 B Interest Ma t ure d 08/15/10 K8. S c h l um b e r g e r L t d . C o m m o n S t o c k A D iv idend K T9. P eps ico , Inc. Common S tock A D iv idend S old 11/22/10 K S ee N o te i n P a r t VII I

    10 . U.S. Treasury Note 4.625% 08/31/11 B Interest S old 0 3/29/1 0 L C1 1 . G i l e a d S c ie n c e s I n c . C o m m o n S t o c k N o n e S old 07/13/10 J S ee N o te i n P a r t VII I

    1 2 . F irs t A m er ica n G o v t . O blig a tio n F un d C L N on e L T S ee N o te i n P a r t VII IY1 3 . U.S. Treasury Note 1.000% 08/3 I /I 1 A Interest So ld 04/07/10 L A1 4 . U.S. Treasury Note 1.000% 09/30/11 A Interest S o ld 0 4 /0 7 /1 0 L A

    1 5 . l n t l. Bu s ines s M achines Corp . Com mo n A D iv idend K T Bu y 11/22/10 JSto ck (a d d l)1 6 . T ou chs tone U L S hr tdu r F ix ing Fd-2 A D iv idend Bu y 0 2/0 3/1 0 L1 7 . T o u c h s t o n e U L S h r t d u r F i x i n g F d - 2 N o n e S old 06/02/10 L S ee N o te i n P a r t VII I

    I . Inc ome Gain C odes : A =$1,000 or less B = $I ,0 0 1 -$2 ,50 0 C =$ 2,501 - $5,000 D = $5,0 01 - $ 15,000( S ee Columns B I and D4) F $50,001 - $100,000 G =$100,001 - $1,000,000 HI =$i,000,001 - $5,000,000 H2 =More than $5,000,000

    2. V alue Co d es J = $ 15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$ 100,00| - $250,000( S ee Columns C I and D3) N = $250 ,001 - $ 500,000 O =$500,001 - $ 1,000,000 P I = $1,000,001 - $5,000~000 P2 -$5,000,001 - $25,000,000

    P3 =$25,000,001 - $50.000,000 P4 =More than $50,000,0003 . V alue Meth od Codes Q =Ap p r a i sa l R = Cos t ( R eal E s t a t e Only ) S = As s es s ment T = Cas h Mar k et( S ee Column C2 ) U = B ook V alue V = Oth er W = E s t imated

    E =$15,001 - $50.000

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    FINANCIAL DISCLOSURE REPORTPage 5 of 10 Ia m e o f P e r s o n R e p o r t i n gBeckwith, Sandra S. D a t e o f R e p o r t04 /28 /2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v a l u e , transactions (Includes those of sp ...... d dependen t chi ldren ; see pp. 34-60 of f! l ing ins truct ions . )[~] N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t io n o f A s s e t s Income dur ing( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d(1) (2)

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t Type(e.g..exempt from prior disclosure C o d e 1 d i v . , r e n t ,( A - H ) or int./

    G r o s s v a l u e a t e n d Transactions during report ing periodo f r e p o r t i n g p e r i o d(1) (2) (1 ) (2) (3) (4) - (5 )Value V alue T y p e ~ e : g . , D a t e Value Gain .... ldentiW ofC o d e 2 M e th o d buy, se l l , mngdd/yy C o d e 2 Code 1. buyer/seller

    ( J - P ) C o d e 3 r e d e m p t i o n ) ( J r P ) [ ( A 4 - 1 ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

    1 8 . M ed t ron ic Inc. 3 .0 0 0 %0 3/1 5 /1 5 B In te re st L T

    1 9 . C h e v r o n C o r p . C o m m o n S t o ck N o n e Bu y 11/22/10 K S ee N o te i n P a r t VII I

    20 . C o c a C o l a C o m p a n y C o m m o n S t o c k A D iv idend K T Bu y 11/22/10 K21 . Cincinna t i P o l i ce Cred i t U nion A Interest K T22 . U .S . Bank IRA I S ee N o te i n P a r t VII I

    23 .24 .25 .

    26 .

    W a l g r e e n C o m p a n y C o m m o n S t o ck A D iv idend S old 02/24/10 KFi rs t A mer ican Go v t . Ob l iga t ion Fu nd C LYI S ha res D J U.S . Bas ic M ate r i a l Com mo nS tockI S hares M S C1 Braz i l Indev . Comm on S tock B

    N o n eN o n e

    D iv idendS o l d 06/04/10

    DS ee N o te i n P a r t VII I

    F S ee N o te i n P a r t VII I

    27 .28 .29 .

    !30 .

    I S ha res M S C1 Em erg ing M kts . Index FDC o m m o n S t o ck A Dividend S old 07/22/10 KLee~ LP Bond Int. Varies 06/01/2034 A Interest S old 01/22/10 NI S hares F&S E/Xinhu a China 25 Index FDC o m m o n S t o ckY u m B r a n d s I n c . C o m m o n S t o c k

    A D iv idendA D iv idend

    KK

    TT

    S old 11/18/10 J(par t)

    E

    S ee N o te i n P a r t VII ID

    31 . B M C S o f t w a r e I n c . C o m m o n S t o c k N o n e S old 05/04/10 K C See Note in Part VIII32 . U.S. Treasury Note 1.000% 08/31/11 A Interest S old 04/07/10 M A

    3 3 . U . S . T r e a s u r y N o t e 1 . 0 0 0 % 0 9 / 3 0 / I 1 A Interest Bu y 09/03/09 K S ee N o te i n P a r t VII I34 . U.S. Treasury Note 1.000% 09/30/11 So ld 04/07/10 L A

    I . I n co me Ga in Co d e s : A = $1~ 000 o r le ss B = $1,0 01 - $2 ,500 C =$2,501 - $5,000( S ee Columns B 1 and D4) F = $ 5 0,00i iS i00 ,000 G -$100,001 - $1,000,000 H 1 =$1,000,00 t - $ 5;000,000

    2. V alue Co d es J = $ 15,000 or less K =$15,001 - $ 50,000 L =$50,001 - $100,000( S ee Columns C I and D3) N =$250 ,001 - $ 500,000 O =$500,001 - $1,000 ,000 P 1 =$ 1,000,001 - $5,000,000

    P3 =$25,000,001 - $50,000,000 P4 =More than $50,000,0003 . V alue Meth od Codes Q =Ap p r a i sa l R - Cos t ( R eal E s t a t e Only ) S = As s es s ment( S e e C o l u m n C 2 ) U = B ook V alue V = Oth er W = E s t imated

    D =$5,001 - $15,000H2 ~M~re than $5;000,000M =$100,001 2 $250;000P2 =$5,000,001 - $25,000,000T =Ca sh Ma rke t

    E =$15,001-$50,000

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    FINANCIAL DISCLOSURE REPORTPage 6 of 10

    N a m e o f P e r s o n R e p o r t in gBeckwith, Sandra S.

    Date of Report04/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , v u l u e , transactions (Includes those of spouse and depende,,t children; see pp. 34-60 of filing instructions.)~-] NONE income, assets, or transactions.)N o reportable

    A. BD e s c r i p t io n o f A s s e t s Income during G r o s s v a l u e a t e n d( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d(1 ) (2 ) (1) (2) (1) (2) (3) (4)

    Place "(X)" al~er each assetexempt f rom pr ior d isc losure

    (J-P)(Q -W )

    35 . I S h a r e s S& P G l b l E n e r g y S e c t. C o m m o n A D iv idend K T So ld 0 6/0 4 /1 0 K BStock (par t)36 . 3 M C o . C o m m o n S t o c k A D iv idend K T37 . T ou chs tone U L S hr tdu r F ix ing Fd-2 B D iv idend L T Bu y 02/04110 L

    C o m m o n S t o ck38 . G u g g e n h e i m C h i n a S m a l l C a p E A D iv idend K T Bu y 02/23/10 K39 . T ev a P ha rmaceu t ica l s Inds L td A dr A D iv idend K T Bu y 12/07/10 JC o m m o n S t o ck (add l )40 . N o v ar t i s Capi t a l 2 .90 0 % 0 4 /24 /1 5 B Interest M T Bu y 0 3/1 6 /1 0 L41 . Bu r l ing ton N or th 7 .0 0 0 % 0 2 /0 1 /1 4 C Interest M T Bu y 04/12/10 M42 . P f i z e r 5 .350 % 0 3/1 5 /1 5 C Interest M T Bu y 04/12/10 M43 . T o u c h s to n e H i g h Y i e ld F d A C o m m o n C D iv idend L T Bu y 0 6/1 7 /1 0 LS tock44 . D u P o n t E .I . De N e m o r s & C o . C o m m o n A D iv idend K T Bu y 0 6/1 6 /1 0 KStock45 . E n t e r g y C o r p . C o m m o n S t o c k A D iv idend K T Bu y 0 9/1 6 /1 0 K46 . L u b ri z o l C o r p . C o m m o n S t o c k A D iv idend K T Bu y 0 9/1 6 /1 0 K47 . W h i ti n g P e t r o le u m C o r p . C o m m o n S t o c k N o n e K T 12/07/10 K48 . P r o c t e r & G a m b l e C o m m o n S t o c k N o n e K T Bu y 12/02110 J

    49 . U .S . Bank IRA I I I50 . W a l g r e e n C o m p a n y C o m m o n S t o ck A D iv idend S o ld 0 2/24/1 0 J51 . F P L G r o u p I n c . C o m m o n S t o ck A D iv idend K T

    (5 )G a i n I d e n t i ty o fCode I buyer /seller( A - H ) ( i f p r i v a t et r a n s a c t i o n )

    S ee N o te i n P a r t VII IS e e N o t e i n P a r t V l l lS ee N o te i n P a r t VII I

    BS ee N o te i n P a r t VII I

    1 . In co m e G a i n C o d es : A =$1,000 or less B =$1,001 - $2,500(See Columns B 1 and 194) F =$50 ,001 - $100,000 G =$1 00,001 - $1,000,000

    2 . V alue Codes J = $15,000 o r less K = $[5,001 - $ 50 ,000( S ee Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1~ 000,000

    P3 =$25,000,001 - $50.000,0003 . V alue Meth od Codes Q =Ap p r a i sa l R = Cos t ( R eal E s t a t e Only )( S ee Column C2 ) U = B ook V alue V = O t h e r

    C =$2,501 . $5,000 D =$5,001 - $15.000H 1 = $ i i0 0 0 1 0 0 1 = $ 5 ; 0 0 0 ; 0 0 0 H2 --M0re than $5;000,000L =$50;001 - $100~ 000 M =$100,001 . $250~ 000

    P 1 = $ 1 , o o o , o o i - $ 5 1 0 0 0 , 0 0 0 P 2 - - $ 5 , o o o ; o o l - s 2 5 , o o o , o o oP4 --More than $50,000,000S = As s es s ment T = Cas h Mar k etW = E s t i m a t ed

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 7 of 10 Ia m e o f P e r s o n R e p o r t i n gBeckw ith, Sandra S. D a t e o f R e p o r t04/28/2011

    V I I. IN V E S T M E N T S a n d T R U S T S - i .... e, value, t ransact ions (Includes those of spouse a nd depend ent chi ldren ; seepp. 34-60 of f i l ing ins truct ions . )N O N E (No reportable income, assets, or transactions.)

    Place "(X)" after each assetexempt f rom pr ior d isc losure

    A. B. C. DDescription of Assets Income dur ing Gross value a t end Transactions during reporting period

    ( i v , e l u d i n g t r u s t a s s e t s ~ reporting period of reporting period( 1 ) ( 2 ) (11 (2)

    Am o u n t T y p e ( e .g . , V alue V alue Type (e.g. , D a t e V a l u eC ode 1 div., rent, Co de 2 Method buy, se l l , m m /dd /yy Cod e 2(A~H) or int.) ( J - P I C o d e 3 r e d e m p t i o n )( Q - W )

    (1) (2 ) (3) ~ (4) (5 1Gain Identity ofC ode 1 buyer tse l ler

    (J-P) (A-H) ( i f p r i v a t et r a n s a c t i o n )

    52 . F irs t A m erica n G o v t . O b lig a tio n F un d C L N on e L TY53 . A p p l e C o m p u t e r I n c . C o m m o n S t o ck N o n e K T So ld 07/22/10 K( p a r t )54 . C e l g e n e C o r p . C o m m o n S t o c k N o n e K T55 . S t a rb u c k s C o m m o n S t o c k A D iv idend K T Buy 11/22/10 J(add l )56 . P r i c e li n e . co m I n c . C o m m o n S t o c k N o n e S old 08/25/10 K57 . U .S . T reas u ry N ote 3 .1 25% 1 2 /31 /1 6 N o n e S o ld 0 2 /26 /1 0 M

    58 . U.S. Tre a sury No t e 1 .000% 08/31/11 A Interest S old 04/07/I0 L59 . T ou chs tone U L S hr tdu r F ix ing Fd-2 M u tu a l A D iv idend K T Bu y 02/04/10 KF u n d60 . M c D o n a l d s C o r p . C o m m o n S t o c k A D iv idend K T Bu y 02/10/10 K

    61 . M c D o n a | d s C o r p . C o m m o n S t o c k Bu y 06/16/10 J62 . M c D o n a l d s C o r p . C o m m o n S t o c k Bu y 11/22/10 J63 . Virg in i a Elec. & P w r 5 .250 % 1 2 /1 5 /1 5 C Interest L T Bu y 03/18/10 L64 . T ou chs tone High Yie ld Fd A M u tu a l Fu nd B D iv idend L T Bu y 07/08/10 K65 . T ou chs tone High Yie ld Fd A M u tu a l Fu nd Bu y 12/03/10 K

    66 . T h o r a te c C o r p . C o m m o n S t o c k N o n e K T Bu y 07/13/10 J67 . T h o r a te c C o r p . C o m m o n S t o c k N o n e Bu y 11/22/10 J

    68 . Ma rk e t V e c t o r s I ndone s i a I nd . Mut ua l Fund N o n e Bu y 08/18/10 K

    S e e N o t e i n P a r t V I I I

    E S ee N o te i n P a r t VII IS ee N o te i n P a r t VII I

    D S ee N o te i n P a r t VII IB S ee N o te i n P a r t VII IA

    S ee N o te i n P a r t VII I

    S ee N o te i n P a r t VII IS ee N o te i n P a r t VII I

    S ee N o te i n P a r t VII IS ee N o te i n P a r t VII IS ee N o te i n P a r t VII I

    1 . In co m e G a i n C o d es : A =$1~000 or !ess B =$1,001 - $2,500 C = $ 2 ,5 01 - $ 5 ,00 0 D =$5,001 - $15,000(Se e C olu nm s B I a nd D4 ) F =$ 50 1~ ] ~ $10 0,00 0 G =$100~001 = $1 ,000,000 HI =$1,000;001 - $5,000,000 H2 =More than $5;000;000

    2 . V alue Cedes J =$15~ 000 o r less K =$15,001 - $50,000 L =$50~001 - $ 100,000 M =$ 100,001 - $250.000( S ee Columns C I and D3) N =$ 2:50,001 - $ 500,000 O = $500,001 - $ 1,000,000 P 1 = $1,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

    P3 =$25,000,001 - $50,000,000 P4 =More lhan $50,000,0003 . V alue Meth od Codes Q =Ap p r a i sa l R = Cos t ( R eal E s t a t e Only ) S = As s es s ment T = Cas h Mar k et( S e e C o l u m n C 2 ) U = B ook V alue V = Oth er W = E s t imated

    E =$15,001 - $50,000

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    N a m e o f P e r s o n R e p o r t in gBeckwith, Sandra S.

    D a t e o f R e p o r t04/28/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)

    69 .

    70 .

    71 .72 .

    73 .74 .75 .

    76 .77 .78 .79 .

    80 .81 .

    N O N E ( N o reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place "(X)" al~er each assetexempt f rom pr ior d isc losure

    B. C. D,Inco m e d urin g G ro ss va lue a t e n d Transactions during reporting periodreporting period of reporting period

    (1) (2) (1) (2) (1 ) (2) O) (4) (5 )Am o u n t Type (e.g. , V a l u e V a l u e Type (e.g. , D a t e V a l u e G a i n Identity ofC o d e I div., rent, Cod e 2 M ethod buv. se l l , m m /d d/yy Code 2 Co d e 1 . . . . buyer/ se l le r(A-H~ o r i n t . ) ( J - P ) Code 3 redempt ion) (J-P) (A -H) (if private

    ( Q - W ) transaction)

    M arket Vectors Indonesia Ind. M utual Fund N o n e S o ld 11/19/10 J B S e e N o t e i n P a r t V I I IFifth Third Bank Savings & Checking A Interest L T

    82 .

    1 i n c 0 m e G a i n C o d e s : A =$1,000 or less B = $1,00 1 - $2 ,500 C =$ 2.501 - $5,000 D =$5,00t - $15,000( S ee Columns B I and D4) F =$501001 ~ $i00,000 G =$100,001 - $1,000,000 l-l l =$1.000,001 - $5,000~000 H2 :Mor e th an $ 5 ,000,000

    2. V alue Co de s J = $15,000 or less K =$15,001 - $ 50,000 L =$ 50,001 - $100,000 M =$ 100,00"1 - $250,000( S ee Columns C I and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000 P1 =$I ,000,001 - $5,000,000 P2 =$5,000,001 - $25,000,000

    P3 =$25,000,001 - $50,000,000 P4 :More than $50,000,0003 . V alue Meth od Codes Q =Ap p r a i sa l R :Cos t ( R eal E s t a t e Only ) S = As s es s ment T :Ca sh Ma rke t( S e e C o l u m n C 2 ) U = B ook V alue V = O the r W = E stim a ted

    E =$15,001- $50,000

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    N a m e o f P e r so n R e p o r t i n gBeckwith, Sandra S.

    Da~:e of Report04/28/2011

    VIII. ADDITIONAL INFORM ATION OR EX PLANATIONS. (lndicatepart of report.)I t ems 1 , 22 and 4 9 a re accou nt heade rs .I t ems 2 th rou gh 20 a re the U .S . Bank P or t fo l i o .I t ems 23 th rou gh 4 8 a re the U .S . Bank IRA I .I t ems 50 th rou gh 69 a re the U .S . Bank IRA I I I .I t ems 9 , 1 1 , 17 and 28 were s o ld a t l os s es o r no g a in .I t em 4 7 i s a t r ade of one pe t ro l eu m s tock for ano the r ( s ee I t em 1 9) fo r no chang e in v a lu e .I t e m 5 1 n a m e c h a n g e t o N e x t e r a E n e r y I n c . ( 6 /3 / 1 0 ).I t ems 60 , 61 and 62 - a l l i ncome f rom th i s s tock i s r epor t ed on I t em 60 toge the r wi th the end of yea r t o t a l v a lu e .I t ems 1 1 , 1 2 , 1 9 , 24 , 25 , 31 , 4 7 , 4 8 , 52 , 53 , 54 , 56 , 57 , 66 , 67 , 68 and 69 prod u ced no incom e in 20 0 9.I t ems 1 2 , 24 and 52 a re cas h ho ld ing v eh ic l e s fo r the i r r e s pect iv e accou nt s . T hey produ ce n o incom e a t cu r ren t i n t e re s t r a t e s .I t em 33 w as bou ght i n 20 0 9 , bu t i nadv e r t en t ly omi t t ed f rom the 20 0 9 F inancia l D is clos u re Repor t .

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    IX . CERTIFICATION.

    Name o f Pe rson Report ingBeckwith, Sandra S.

    Date of Report04/28/2011

    I c e r ti f y t h a t a l l i n f o r ~ n a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b le s t a t u t o r yp r o v i s i o n s p e r m i t t in g n o n - d i s c l o s u r e .

    I f u r th e r c e r ti f y t h a t e a r n e d i n c o m e f ~ o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i ft s w h i c h h a v e b e e n r e p o r t e d a r e inc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 2 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c ia l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S[ Sandra S. Beckwith

    N O T E : A N Y I N D I V I D UA L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I E S O R F A I L S T O F I L E T H IS R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4)

    Co m m i t te e o n F i n a n c i a l D i s cl o s u r eA d m i n i s tr a t iv e O f f i c e o f t h e U n i t e d S t a te s C o u r t sSu i t e 2-301O n e Co l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C. 2 0 5 4 4